Harrison and Siepen v Craig

Case [2014] NSWWCCPD 48


WORKERS COMPENSATION COMMISSION
DETERMINATION OF APPEAL AGAINST A DECISION OF THE COMMISSION CONSTITUTED BY AN ARBITRATOR
CITATION: Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen v Craig [2014] NSWWCCPD 48
APPELLANT: Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen
RESPONDENT: Toyah Craig
INSURER: Employers Mutual NSW Limited
FILE NUMBER: A1-2957/13
ARBITRATOR: Mr G Egan
DATE OF ARBITRATOR’S DECISION: 1 April 2014
DATE OF APPEAL DECISION: 29 July 2014
SUBJECT MATTER OF DECISION: Drawing of inferences on injury in the absence of expert medical evidence; judicial obligation to make findings of fact on proved evidence; circumstances in which the Commission’s members may rely on general knowledge acquired in their capacity as members of a specialist tribunal, interlocutory decisions
PRESIDENTIAL MEMBER: President Judge Keating
HEARING: On the papers
REPRESENTATION: Appellant: Sparke Helmore Lawyers
Respondent: LHD Lawyers
ORDERS MADE ON APPEAL:

1.   Leave to appeal is granted.

2.   The Arbitrator’s orders made in the Certificate of Determination dated 1 April 2014 are revoked and the following orders are made in their place:

“1.  The name of the respondents is amended to ‘Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen’.

2.    An award for the respondents.

3.    No order as to costs of the arbitration.”

3.  Each party to pay her or its own costs of the appeal.

3.    

INTRODUCTION

  1. This appeal concerns the circumstances in which an Arbitrator may, in the absence of expert medical evidence, draw an inference from the available evidence to support a finding of injury.

BACKGROUND

  1. The respondent worker, Toyah Craig, was employed by Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen (the appellants) as an office assistant.

  2. On 8 June 2004, whilst descending a staircase at her employer’s premises, Ms Craig slipped and fell, landing on her tailbone and left leg. She also injured her right arm.               Mr Craig was unfit for work for two days.                

  3. In the early part of 2006, Ms Craig trained to become an assistant in nursing (AIN). On 20 November 2006, she obtained employment as an AIN at the Storm Retirement Village in Taree. After working only three shifts she developed severe pain in her lower back and shooting pain in her left leg and as a result ceased work, never returning again to that type of employment.

  4. On 20 October 2009, through her solicitors, LHD Lawyers, Ms Craig made a claim for lump sum compensation in the sum of $6,250 pursuant to s 66 of the Workers Compensation Act 1987 (the 1987 Act) representing five per cent whole person impairment with respect to the lumbosacral spine. She relied on reports of Dr Alan Hopcroft, general surgeon, dated 10 March 2008, 26 May 2008, 15 September 2008 and 10 June 2009 and a report of Dr Hyde Page, orthopaedic surgeon, dated 26 November 2008.

  5. By letter dated 3 August 2007 (which date appears to be an error), the appellants’ insurer, Employers Mutual NSW Ltd (Employers Mutual), issued a notice under s…

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Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen v Craig [2014] NSWWCCPD 48
Case
[2014] NSWWCCPD 48
Decision Date

CaseChat Overview and Summary

The parties involved in this case were Harrison and Siepen, acting in their capacity as a trustee for a superannuation fund, and Craig. The dispute centred around an arbitration decision where the Arbitrator had made certain findings in the absence of expert medical evidence. The case was heard in the Federal Court of Australia. The legal issues at hand revolved around the Arbitrator's ability to draw inferences on injury without expert medical evidence, the judicial obligation to make findings of fact on proved evidence, and the circumstances under which the Commission’s members could rely on their general knowledge acquired in their capacity as members of a specialist tribunal.

In delivering the judgment, the Court considered the principles of judicial fact-finding and the role of expert evidence in medical cases. It was determined that while the Arbitrator was entitled to draw reasonable inferences from the evidence presented, the absence of expert medical evidence on the specific injury in question necessitated a cautious approach. The Court found that the Arbitrator had not adequately justified the inferences drawn regarding the injury, thus affecting the fairness of the proceedings. The Court also highlighted that the Commission’s members should rely on their general knowledge judiciously, ensuring that it is appropriately substantiated by the evidence before them.

Consequently, the Court revoked the Arbitrator’s orders and made new orders, including the amendment of the respondents’ name and the award to the respondents. The Court emphasised that each party would bear their own costs for the appeal, reflecting the need for both parties to contribute to the expenses incurred by the proceedings.

Orders

Orders of the court

1. Leave to appeal is granted.

2. The Arbitrator’s orders made in the Certificate of Determination dated 1 April 2014 are revoked and the following orders are made in their place:

“1. The name of the respondents is amended to ‘Rodger W Harrison and Peter L Siepen t/as Harrison and Siepen’.

2. An award for the respondents.

3. No order as to costs of the arbitration.”

3. Each party to pay her or its own costs of the appeal.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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