FEDERAL COURT OF AUSTRALIA
Goodricke v Comcare [2018] FCA 873
Appeal from: Goodricke and Comcare (Compensation)
[2017] AATA 1249File number: ACD 64 of 2017 Judge: FLICK J Date of judgment: 13 June 2018 Catchwords: PRACTICE AND PROCEDURE – security for costs – where Applicant failed to pay security for costs – whether proceeding should be dismissed Legislation: Safety, Rehabilitation and Compensation Act1988 (Cth) Cases cited: Giddings v Australian Information Commissioner [2017] FCAFC 225
Goodricke and Comcare (Compensation) [2017] AATA 1249
Goodricke v Comcare [2011] FCA 694, (2011) 122 ALD 546
Goodricke v Comcare [2015] FCCA 506
Goodricke v Comcare (No 2) [2015] FCA 1401
Re JRL; Ex parte CJL (1986) 161 CLR 342
Date of hearing: 27 March 2018 Registry: Australian Capital Territory Division: General Division National Practice Area: Administrative and Constitutional Law and Human Rights Category: Catchwords Number of paragraphs: 21 Counsel for the Applicant: The Applicant appeared in person by telephone Counsel for the Respondent: Mr B Dube of Sparke Helmore Solicitor for the Respondent: Australian Government Solicitor ORDERS
ACD 64 of 2017 BETWEEN: PETER GOODRICKE
Applicant
AND: COMCARE
Respondent
JUDGE:
FLICK J
DATE OF ORDER:
13 JUNE 2018
THE COURT ORDERS THAT:
1.The time by which the Applicant is required to provide security for costs in the sum of $15,000 as previously ordered on 28 November 2017 is extended until 4.00pm on 27 June 2018.
2.In the event that security for costs is not provided as required by Order 1, the proceeding is dismissed.
3.The Applicant is to pay the costs of the Respondent.
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
REASONS FOR JUDGMENT
The present proceeding has its origins in a determination made by Comcare in March 2015 that the Applicant, Mr Peter Goodricke, was not entitled to compensation pursuant to the Safety, Rehabilitation and Compensation Act1988 (Cth). That adverse determination was affirmed by the Administrative Appeals Tribunal in July 2017: Goodricke and Comcare (Compensation) [2017] AATA 1249.
In August 2017, Mr Goodricke filed in this Court a Notice of Appeal. In November 2017, Comcare filed an Interlocutory Application seeking an order that security for costs be provided together with an order that the hearing of the appeal be stayed until the security was paid or dismissed in the event that security was not provided.
An order was made on 28 November 2017 that security be provided by 8 February 2018. Security was not provided.
Comcare now seeks the alternative order previously sought in November 2017 that the proceeding be dismissed.
The hearing of that Interlocutory Application proceeded before this Court on 27 March 2018. At the outset of that hearing Mr Goodricke sought an order that the hearing proceed before a different Judge by reason of an apprehension of bias. That application was then rejected. Mr Goodricke then proceeded to oppose the making of an order dismissing his proceeding.
Those two issues should be briefly addressed.
The application for disqualification and for the Court to be reconstituted was founded upon submissions as to:
·a lack of confidence in the “ability” of the Court as presently constituted to resolve the claims presently in issue in the appeal;
·an “error of law” said to have been committed in respect to a decision previously handed down in June 2011 in which Mr Goodricke was also a party (i.e., Goodricke v Comcare [2011] FCA 694, (2011) 122 ALD 546); and
·an appearance that Mr Goodricke would not be treated in an “even-handed” manner.
Although no party should have any hesitation in making an application that any Judge should be disqualified by reason of an apprehension of bias (Giddings v Australian Information Commissioner [2017] FCAFC 225 at [52] per Collier, Flick and Charlesworth JJ), the grounds upon which any such application is made should be “firmly established” (Re JRL; Ex parte CJL (1986) 161 CLR 342 at 352 per Mason J, 364 per Wilson J, 371 per Dawson J).
At the outset of the hearing it was then concluded that no such grounds had been made out. As the hearing progressed, however, and as the factual bases upon which Mr Goodricke initially sought to oppose the order now sought by Comcare were further exposed to scrutiny, the application for disqualification confronted even further difficulties. The decision made at the outset of the hearing not to accede to the disqualification application, it is respectfully concluded, was only further reinforced by reason of there being no reasonable apprehension of bias arising from any perceived lack of “ability” to resolve the issues thrown up by the application that the proceeding now be dismissed.
The second of the two issues, namely the order sought by Comcare for the dismissal of Mr Goodricke’s appeal, took greater time to resolve.
The origins of the order made in November 2017 for security may be traced back to a decision of the Federal Circuit Court handed down in March 2015: Goodricke v Comcare [2015] FCCA 506. Mr Goodricke had there unsuccessfully sought to challenge (inter alia) Comcare’s proposal to cease compensation payments. An appeal from that decision was unsuccessful: Goodricke v Comcare (No 2) [2015] FCA 1401. Mr Goodricke was ordered to pay the costs of both proceedings. Certificates of Taxation of those costs were issued, one in the sum of $8,861.12; the other in the sum of $19,550.74.
Comcare’s subsequent decision in late March 2015 to cease compensation payments ultimately led to the Tribunal’s decision which is now sought to be challenged by way of the Applicant’s Notice of Appeal filed in this Court in August 2017. It was the failure to pay the costs the subject of the two Certificates of Taxation that founded the application for security for costs and founded the making of the order in November 2017 that security be provided.
The principal reason seized upon by Mr Goodricke in seeking to resist an order that his proceeding be dismissed, and indeed seized upon by him as a reason for vacating the order made for the payment of security, was the alleged non-disclosure by Comcare of a letter from a Health Services Australia Personnel Officer to Comcare dated 4 May 2000. On Mr Goodricke’s account, the existence of that letter was not made known to him until 2009. Had the existence of that letter been known earlier, Mr Goodricke maintained that he would not have consented to the terms of a settlement he entered into with Comcare in 2004. He further maintained that the alleged non-disclosure of the letter during the course of the hearing before the Administrative Appeals Tribunal that led to its June 2010 decision was but part of a forensic course of conduct whereby Comcare was prepared to rely upon medical evidence unsupported by “mainstream” medical opinion.
Comcare, Mr Goodricke further maintained, had improperly “pressure[d]” his legal representatives. A more generally expressed submission advanced by Mr Goodricke was that Comcare was prepared to have improper recourse to seeking an order for security for costs as but a means of precluding him from progressing his claims.
The principal difficulty with the variety of ways in which Mr Goodricke sought to rely upon the 4 May 2000 letter was that that letter was made known to him and indeed was the subject of submissions before the Tribunal whose decision is now under appeal. The Tribunal in its reasons for decision expressly refers to the letter, the circumstances surrounding the terms of settlement and (at least in part) the submissions now advanced before this Court: [2017] AATA 1249 at [74] to [79], [86] and [92].
An opportunity has thus been extended to Mr Goodricke to voice his concerns and to make submissions as to the conduct of Comcare both when securing his consent to terms of settlement in 2004 and when considering his claims for the purposes of making the decision now under appeal.
The present case is not one in which a party seeks to rely upon the nondisclosure of a document which has not previously been the subject of consideration and decision.
There is no reason, with respect, to revisit the order previously made for the payment of security for costs. That order has not been complied with. The order was made in November 2017 and security has still not been provided. The application for security was, with respect, hardly anything other than an appropriate application to have been made given the orders for costs which had previously been made and which remained unsatisfied. It is to be expected that all orders of this Court will be complied with, including orders for the payment of costs.
Although in February 2018 Mr Goodricke maintained that he had not by that time paid the security for costs because he was awaiting the sale of a property in order to access monies, and although there remains a question as to what steps have been taken in the interim to secure the sale of any property, Mr Goodricke maintained during the course of the present hearing that he would provide the security ordered if the proceeding were transferred to the docket of another Judge of this Court. An ability to provide the security may thus be accepted. That ability was the subject of observations made during the course of Mr Goodricke’s submissions and again during the course of submissions advanced on behalf of Comcare.
Any inability to provide security being a possible reason for stifling the pursuit by Mr Goodricke of his appeal may thus be placed to one side.
CONCLUSIONS
In such circumstances it is concluded that the proceeding should be dismissed. But Mr Goodricke should be given one last opportunity to provide the security previously ordered and thereby avoid the dismissal of his proceeding. The regrettably lengthy period of time that has elapsed between the hearing of the present Interlocutory Application and the date of judgment has by default given Mr Goodricke more than adequate time in which to arrange for the payment of the sum sought as security.
It is also concluded that the application for disqualification should be rejected.
THE ORDERS OF THE COURT ARE:
1.The time by which the Applicant is required to provide security for costs in the sum of $15,000 as previously ordered on 28 November 2017 is extended until 4.00pm on 27 June 2018.
2.In the event that security for costs is not provided as required by Order 1, the proceeding is dismissed.
3.The Applicant is to pay the costs of the Respondent.
I certify that the preceding twenty-one (21) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Flick. Associate:
Dated: 13 June 2018
- AGLC
- Goodricke v Comcare [2018] FCA 873
- Case
- [2018] FCA 873
- Decision Date
CaseChat Overview and Summary
The court's reasoning focused on the potential impact of the applicant's inability to provide the security on the pursuit of the appeal. It was noted that any inability to provide security could potentially stifle the applicant's appeal, which was a matter of significant concern. Given the lengthy period that had elapsed since the initial security order, the court concluded that the applicant should be given one final opportunity to provide the security. The court extended the deadline for providing the security to 4.00pm on 27 June 2018, providing the applicant with ample time to arrange for the payment. The court also rejected the application for disqualification and ordered that if the security was not provided by the new deadline, the proceeding would be dismissed. Furthermore, the court ordered that the applicant pay the costs of the respondent.
In conclusion, the court's decision provided the applicant with a final opportunity to secure the costs, thereby avoiding the dismissal of the appeal. The extension of the deadline aimed to ensure that the applicant's inability to provide security would not unnecessarily hinder the pursuit of the appeal. The court's orders also included the dismissal of the proceeding if the security was not provided by the specified date and the payment of costs by the applicant.
Orders
Orders of the court
1. The time by which the Applicant is required to provide security for costs in the sum of $15,000 as previously ordered on 28 November 2017 is extended until 4.00pm on 27 June 2018.
2. In the event that security for costs is not provided as required by Order 1, the proceeding is dismissed.
3. The Applicant is to pay the costs of the Respondent.
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
Ratio Decidendi
Legal Principle Established
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