David Leigh Wake v Cavitus Pty Ltd

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ABSTRACTS OF DECISIONS

DECISION OF A DELEGATE OF THE COMMISSIONER OF PATENTS

Application  :          No. 2005200778 in the name of CAVITUS PTY LTD

Title:          An Apparatus and Method of Ultrasonic Cleaning and Disinfection

Action: Requests under sections 32 and 36 of the Patents Act by DAVID LEIGH WAKE

Decision:          Issued    29 July 2010

Abstract

It was found that the requestor did not devise the invention as described and claimed, either alone or jointly.

Although the evidence established that the idea of inserting a single sonotrode through the standard bung hole of an oak wine barrel to effect ultrasonic cleaning and disinfection of the barrel most likely originated with the requestor, this idea was not integral to what the evidence referred to as the “sheath concept” which underpinned the subject invention.

PATENTS ACT 1990

DECISION OF A DELEGATE OF THE COMMISSIONER OF PATENTS

Re:Patent Application No. 2005200778 in the name of Cavitus Pty Ltd, and requests under sections 32 and 36 of the Patents Act by David Leigh Wake

BACKGROUND

  1. Patent application 2005200778 (the present application) was filed on 22 February 2005 by Cavitus Pty Ltd (Cavitus) claiming priority from provisional application 2005900531 filed on 8 February 2005.  The present application names Darren M Bates, Andrew Sin Ju Yap, Arthur R McLoughlin and William A Wright as co-inventors.

  2. On 15 April 2009, requests under sections 32 and 36 were filed by David Leigh Wake (Wake) claiming sole ownership of the invention disclosed in the present application.  Wake concurrently filed a notice of opposition to innovation patent 2008100881 in the name of Soniclean Pty Ltd (the Soniclean opposition).  The only ground pursued by Wake in the Soniclean opposition again relates to ownership.  On 19 October 2009, all parties were advised that in view of these circumstances “the Commissioner has decided that she will have regard to the evidence from both matters when deciding each matter” and that “each party be given an opportunity to consider the evidence of the other matter to decide whether they will supply further evidence in their matter”.    

  3. After an exchange of evidence in support and evidence in response, the present dispute was heard in Canberra on 29 April 2010.  Cavitus were represented by Dr Donald Angus of Collison & Co.  Wake declined to appear at the hearing, but filed written submissions as did Dr Angus.  Mr Arthur McLoughlin (apparently known as “Richard”), one of the named inventors, and Mr Julian Smith, the Managing Director of Soniclean, were also present as observers.

    THE SPECIFICATION

  4. The specification filed in respect of the present application indicates that the invention relates generally to ultrasonics and, more specifically, to the cleaning of containers and in particular wine barrels.

  5. The specification explains that the practice of recycling wine barrels by way of cleaning is used extensively within the wine industry.  However, bacterial and yeast contaminations resulting from incomplete cleaning costs the wine industry vast amounts each year in spoilt wine.  Furthermore, the…

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Details
Case
[2010] APO 11
Decision Date

CaseChat Overview and Summary

This case involved a dispute between Cavitus Pty Ltd and David Leigh Wake regarding the ownership of an invention relating to an ultrasonic apparatus and method for cleaning and disinfecting wine barrels. The dispute was resolved by a Delegate of the Commissioner of Patents. The court found that while Wake may have originated the idea of inserting a single sonotrode through the standard bung hole of a wine barrel to effect ultrasonic cleaning and disinfection, this idea was not integral to the invention as described and claimed in the patent application. The invention as described and claimed in the patent application was underpinned by the “sheath concept” which separated the first and second liquids, and this concept was not conceived by Wake. The court found that Wake did not make any contribution to the conception of the invention that had a material impact or led to a result or advantage not originally contemplated. Therefore, Wake was not entitled to the grant of a patent on the present application. The court declared that Cavitus were the sole eligible person in relation to the subject invention and determined that the present application was to continue to proceed in the name of Cavitus. The court awarded costs under schedule 8 against Wake, noting that the only costs applicable were those relating to the hearing itself.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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