Connair Pty Ltd v Frederiksen, David Anthony
[1978] FCA 69
•18 Aug 1978
CATCHWORDS
Workers' Compensation - Disease - ?leaning of the words "due to the nature of the employment" - Predisposition to phobic condition - Workmen's Compensation Ordinance 1949 (N.T.)
ss.9 and 26.
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CONNAIR PTY. LTD. V. DAVID ANTHONY FREDERIKSEN
No. NTG 10 of 1977
Coram: Bowen C.J., St.John and Gallop JJ.
Sydney, 18 August,1978.
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| i | ' | . | * | I N THE FEDERAL COURT OF AUSTRALIA | 1 |
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| NORTHERN TERRITORY DISTRICT REGIS'l'RY) | N o . | NTG 1 0 of | 1 9 7 7 |
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| GENERAL DIVISION | 1 |
| ON APPEAL | from t h e Supreme C o u r t |
| of | the Northern T e r r i t o r y |
BETImEN :
CONNAIR PTY. LTD.
A p p e l l a n t
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| AND : | __ |
DAVID ANTHONY FREDERIKSEN
R e s p o n d e n t
O R D E R
| JUDGES MAKING ORDER: | BOWEN C . J . , | ST.JOHN | and GALLOP JJ. |
| DATE OF ORDER: | 1 8 A u g u s t , | 1 9 7 8 |
| I | , |
| WHERE | MADE: | Sydney |
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| I | THE COURT ORDERS THAT: |
| T h e appeal be dismissed wlth costs. |
| IN THE FEDERAL COURT | OF AUSTRALIA | 1 1 |
| NORTHERN TERRITORY DISTRICT REGISTRY | ) NO. NTG 10 Of 1977 |
| ) |
| DIVISION | GENERAL | 1 |
ON APPEAL from the Supreme Court of the Northern Territory.
| BETPEEN | : CONNAIR PTY. LIMITED |
Appellant (Appellant)
| - | AND | : | DAVID ANTHONY FREDERIKSEN |
Respondent (Respondent)
| corn1 : | BOWEN C.J., St. John and Gallop JJ. |
| I gth | Auqds? | - | 1978. |
J U D G M E N T
| BONEN C. J. : | This is an appeal from | a decision of the |
Supreme Court of the Northern Territory. That Court
dismissed an appeal from the Workmen's Compensation Tribunal,
| which is | a tribunal established under | s.6A of the Workmen's | I . |
| Compensation Ordinance 1949 (N.T.) ("the Ordinance") | . |
Proceedings were commenced before the Tribunal by compensation from his last employer, Connair Pty. Limited
| ("Connair") pursuant to | s . 9 (1) of the Ordinance. That |
| sub-section provides : |
Ir9. (1) Vhere -
| ( a ) | a workman i s | s u f f e r i n g | f r o m | a | d i s e a s e |
| and | i s t h e r e b y | i n c a p a c i t a t e d | for | work; | or |
| ( b ) | t h e | d e a t h | of a workman i s caused by a |
d i s e a s e ,
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| "and | t h e d i s e a s e i s d u e t o t h e n a t u r e | of | the | employment |
| i n wh ich | t he | workman | was | employed, | h i s | e m p l o y e r | s h a l l , |
| s u b j e c t | t o | t h i s | O r d i n a n c e , | b Ordinance | e | l i a b l e | t o | p a y | c o m p e n s a t i o n |
| i n accordance | wi | th | th i s | as | i | f | t h e d i s e a s e |
| were | a | p e r s o n a l i n j u r y b y a c c i d e n t a r i s i n g o u t | of | or |
| i n t h e c o w s e | of | his employment . | 'I |
| "Disease" | i s de f ined i n | S . 6 (1) of | the Ordinance | as |
follows :
| l' | ' d i s e a s e ' | i n c l u d e s a n y p h y s i c a l | or | menta l | a i lmen t , |
| d i s o r d e r , | d e f e c t | or | morbid condi t ion , | whether | of |
| sudden O P gradual | development , | and | a l s o | i n c l u d e s |
| t h e a g g r a v a t i o n , | a c c e l e r a t i o n | o r | r ecurrence | of | a |
p r e - e x i s t i n g d i s e a s e ; "
| I | sha l l t u rn t o cons ide r t he p rov i s ions o f t he |
| Ordinance | i n more | d e t a i l l a t e r . |
| Evidence | was | taken before the Tribunal which held |
| t h a t | : |
| "1 . | The | appl icant | i s i n f a c t | s u f f e r i n g | f r o m | a |
| d i s e a s e | a s | d e f i n e d | i n | s e c t i o n | 6 ( 2 ) | ( s i c ) |
| and | i s t h e r e b y | t o t a l l y | i n c a p a c i t a t e d | f r o m |
| work. |
| 2 . | T h a t | t h e | d i s e a s e | s u f f e r e d | b y | t h e | a p p l i c a n t |
| i s | a t t r i b u t a b l e a s b e i n g d u e | t o | t h e | n a t x r e |
| of | his employment . | I' |
| N o | reasons | were | given | by | the T r ibuna l t o suppor t t he f i nd lngs . |
| When Supreme Court no fur ther evidence | t h e matter | came | on | for hear ing before the |
| was adduced, | and | the |
| evldence re l ied | on | by both par t ies | was | t h a t adduced before |
| the | Tribunal . | I n | hearing | an | appeal | f r o m ~ e | Tribunal | the |
| Supreme Court | regarded | i t s e l f , | c o r r e c t l y i n | my | opinion, | as |
| being | selzed | of | the | mat | ter | afresh. | It was | open t o any |
| pa r tv | - | t o l ead fu r the r o r d i f f e ren t ev idence . | The | Supreme |
| Court | i s e n t i t l e d t o | come | t o i t s own | conclusions on questions |
| o f f a c t | and | is | not res t r ic ted to de te rmining whether there |
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was sufficient evidence before the Tribunal to support the
Tribunal's findings. Where the only evidence tendered is the
transcript of evidence before the Tribunal, and where as here,
there are no reasons given by the Tribunal which might show
what evidence was regarded by it as acceptable or
unsatisfactory or what its opinion was of the credibility
of the witnesses before it, the Supreme Court is somewhat
restricted in the manner in which it can evaluate that
| evidence. Its task | remams that of assessing the evidence |
| itself, but | it must be cautlous in regarding any witness |
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as unsatisfactory or lacking in credibility. Fortunately
no issue of credibility arises here.
Although at one stage in his judgment the learned
trial judge did regard his task as determining whether there
was sufficient evidence before the Tribunal to justify its
| findings, on the whole | I am satisfied that he did evaluate |
| the evidence for himself and arrived | at his own conclusions |
| of fact. | That evidence is not in dispute. |
| It appears from the evidence of the expert medical | i |
witness Dr. Litt who treated Mr. Frederiksen, that obsessive compulsive. By that Dr. Litt meant what in lay
| terms is called | a perfectionist: "everything has to be in |
| its place and | hepts worried if it is not | so". | In summary |
the material effect of the evidence appears to me to be this.
In or about 1964 Mr. Frederiksen then not long out of school,
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| decided to make his career that of | a commercial pilot, his |
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| ambition being "to go right to the top". | He took flying |
lessons and received his private and then his commercial
| licence. After working for | a year as | a flying instructor |
he took employment with Connair, commencing work with the
company in January 1970. He was then 25, and regarded
this employment as an important step on the road to reallsing
| his ambition to be | a pilot In | a large commercial airline, |
either TAA or Ansett or Qantas.
Connair is a licensed commercial airline that operates
| within the Northern Territory. | It is | described by one |
| witness as | a "third-level carrier". During the period of |
the respondent's employment, he flew single and twin engine
aircraft, Twin Bonanzas, Queenairs, Herons and DC3s. These
were all the aircraft used by Connair. That is, the airline
at the relevant times used light passenger aircraft with one
to four engines, but not jet engines.
| Mr. Frederiksen told of | a series of incidents which |
occurred while he was employed with Connair when the
aircraft malfunctioned. Many of these he regarded as
| serious. | It is not necessary to deal with these incidents |
individually, but they included engine failures, blocking up of fuel systems, and the break down of electrical systems. He complained of the maintenance standards of the airline
and said that repairs were not always properly performed.
He also said that insufficient attention was given to his
| complaints. | It would also appear that hls relations with |
the management of the airline were not of the happiest kind,
| especially when he failed to gain promotion | on one occasion. |
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He also complained that the airline allowed aeroplanes to take off
when the temperature was higher than that permitted by
safety regulations.
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Mr. R. D. Connellan, Assistant General Manager of
Connair and himself a pilot gave evidence. He himself had been engaged in various incidents when malfunctioning occurred when he was piloting planes of Connair. However,
his evidence was that Connair's serviceability record had
| been better than comparable operations elsewhere. | For |
present purposes it is relevant that Mr. Frederiksen made
complaints which he believed to be justified. The Court
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is not called on in these proceedings to determine whether
the complaints were well founded in fact.
Mr. Frederiksen was upset by the cyclone that struck
Darwin in December 1974. In the month succeeding the
cyclone he worked heavp hours assisting in the evacuation
of Darwin. Because of the extraordinary situation he had
to fly in abnormally difficult weather and with excessive
loads. This increased the tenslon he felt.
| In about May 1975 | Mr. Frederiksen began to feel |
upset and to feel pains in his head. On one occasion he
broke down. Recalling his condition Dr. Litt said :
| "Re had headaches , | he | f eZ t | up t igh t , | a | t i n g Z i n g |
| f e e Z i n g | in | h i s | h a n d s ; | t h e r e | was | no | d i s t u r b a n c e |
| of | s l e e p ; | h e | was | Zosing | weight | and | he | was | t r e a t e d |
| w i t h | v a l i u m | b y | Dr. | Cox and | he f e l t | a l r i g h t . | He |
| f e Z t a l r i g h t | when | he | was not | fZying but | when he got |
| back | t o f l y i n g | he | hated | the | pZane | and | was | u p t i g h t |
| and | apprehens i ve because o f | t hese f eeZ ings o f |
| p r e s s u r e | in | h i s | head . " |
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| In July 1975 Mr. Frederiksen broke dovm while on | a |
| flight from | Darwm to Alice Springs, and had to leave the |
| cabin of the aircraft. | He saw Dr. Litt in Adelaide and in |
August was able to recommence his duties. However, shortly
| thereafter he | agam broke down and was unable to complete | a |
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| flight. | He has not flown an aeroplane since. |
The evidence of Dr. Litt was that Mr. Frederiksen
developed a phobia about flying. A phobia he said was an
| unconsciously determined fear which was related to | a conscious |
| object. | In this case the conscious object was flying and |
| aeroplanes, and he had developed | a fear of flying. Dr. Litt |
| opined that unconsciously he was afraid of his | own anger and this | ' |
| became manifested | as a | fear of flying. Dr. Litt considered | ! |
that Mr. Frederiksen's obsessive compulsive personality
| I | predisposed him to this phobia. | |
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| during the cyclone and in the next succeeding month when the pressures of flying were intense. |
| Dr. Litt regarded Mr. Frederiksen's | phobx condition |
as a new condition to which his personality made him
predisposed.
| ' IQ. | I s | it | p o s s i b 2 e | t o | s e p a r a t e | t h e | p h o b i d | c o n d i t i o n s |
| from | h i s | g e n e r a 2 | p e r s o n a 2 i t y | so | t h a t t h i s | is | I - |
| someth ing separate | and | new | or is it a22 p a r t of |
| h i s | o v e r a t 2 | p s y c h e | ? |
| A . | No, | he | is p r e d i s p o s e d | w i t h | t h i s , | b u t | t h i s | is a |
| new | separa te | th ing which has | deve2oped. | Up | u n t i t , |
| I | t h i n k , May | or June | of | 1 9 7 5 , | a f t e r t h e | cyczone |
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| "he | had | been | coping | adequately . | He | had | been |
| f l y i n g ; | he had | n o t | s o u g h t | t o | a v o i d | t h e | f l y i n g |
| s i t u a t i o n and | f r o m t a l k i n g t o | him | and | from | what |
| I have | heard | i n cour t here he | had | been a | competent |
| p i l o t . | I t is | s i n c e | May | o r J u n e | t h a t | h e | s t a r t e d |
| to | deve lop | symptoms. | This is why I | t h i n k | t h i s | is |
| a | new | t h i n g d e v e l o p i n g | in | a | pred i sposed |
p e r s o n a l i t y .
| Q. | Can | it | be regarded as | a | c o m p l e t e l y | new |
| c o n d i t i o n | ? |
| A . | Y e s . |
| H i s obsessive compulsive personality | would | be qu i te |
acceptab le for a p i l o t . I t ensured that he was very par t lcular in his concern for the proper maintenance of the
| a i r c r a f t | and | in h i s adhe rence t o s a fe ty r egu la t ions | and |
| procedures. | However, | according t o D r . | L i t t , th i s | p red isposed |
| him | to f ee l ing angry | a t Connair | when | h i s expec ta t ions | were |
| no t met, | and | the bu i ld | up | of | h i s ange r | and | h i s i n a b l l i t y | t o |
| do | anything about | it, | toge ther wi th the | stress | of the cyclone |
| and | i t s | af te rmath , l ed to h i s phobic condi t ion . |
| There can be | no | doubt that the phobic condi t ion | i s | a |
| d isease as def ined | by | s . 6 ( 1 ) | of | the | Ordinance, | being | "a |
| mental | a i lment , | d isorder , | defect | or | morbid | condition". | I | also |
| c o n s i d e r t h a t t h e d i s e a s e | was | a t l e a s t due | t o t h e p a r t i c u l a r |
| i nc lden t s | and | c h a r a c t e r i s t i c s of | the respondent 's | employment |
with Connair and his relationship with his employer.
| The phobia was a new disorder and | evidence | of | D r . | L i t t t ha t t he r e sponden t ' s |
a new condi t ion seems to
| preclude | a | f i n d i n g t h a t t h e d i s e a s e | was | an 'hggravat ion, |
| acce lera t ion or | recur rence | o f | a | pre-existing | disease". | True |
| it | is | tha t h i s obsess ive compuls ive personal l ty | may | have |
| I | pre-disposed | him | t o t h e s u f f e r a n c e | of | the phobic condition, |
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| but there is no evidence that his personality was | a |
| "pre-existing disease" which was aggravated into | a phobia. |
Dr. Litt did not suggest that his obsessive compulsive
| personality in itself became morbid either before | or after |
| the cyclone. | It would appear that Mr. Frederiksen's |
| particular kind of personality | was an aid in the proper |
| discharge of his duties as | a pilot rather than inimical to it. |
The only issue before this Court is whether the
disease suffered by the respondent was due to the nature of
his employment. The appellant relied on the decision in
Commonwealth v. Bourne (1959) 104 C.L.R. 32 for the
| proposition that | it was not sufficient that the respondent |
| suffer his disease because | of the particular incidents | of |
his actual employment with Connair, but that he had to show
| that the nature | of his employment had | a tendency to cause |
such a disease. Before examinlng the authorities in the High Court,
| it is | useful to examine those | on the English legislation |
before its repeal in 1948, for that leglslation was the
progenitor of the Ordinance under conslderation. The
Workmen's Compensation Act 1906 (U.K.) S . 8, (which provisions
were re-enacted without any material difference in the
Workmen's Compensation Act 1925 s s . 43 and 44), was discussed
| by the House of Lords in Blatchford | v. Staddon and Founds |
| (1927) A.C. 461. The section provided that where | - |
| (i) the workman obtained | an appropriate medical |
| certiflcate that he suffered | a disease which was |
| specified in | a schedule to the Act and which disabled |
| hlm from earning full wages | at the work at which he |
| M ~ S | employed: or |
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| (ii) he was suspended | pursuant | to | certam | o t h e r | l e g i s l a t i o n |
| from | h l s u s u a l | employment | on | account of having |
| contracted such | a | d i sease ; o r |
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| (iii) h i s d e a t h | was | caused | by | such | a | d isease |
| “and | t h e d i s e a s e | is | due | t o t h e n a t u r e | of | any | employment | in |
| wli ich | the workman | was | employed | a | t | a n y t i m e w i t h i n t h e t w e l v e |
| m o n t h s | p r e v i o u s | t o | t h e | d a t e | of | t h e | d i s a b l e m e n t | or | suspens ion , |
| whether | under | one or more | empZoyers | . . . l ’ | he w a s , sub jec t |
| t o c e r t a i n m o d i f i c a t i o n s , e n t i t l e d t o | compensation | a s i f |
| the d i sease | were | a | personal in jury | by | acc ident a r i s ing ou t o f |
| and | i n t h e c o u r s e o f | t h a t | employment. |
| The | provis ions | for | the | last employer | obtaining |
| contribution from | o r | sh i f t i ng l i ab i l i t y t o p rev ious employe r s |
| I | were | a s fo l lows | : |
| “8. ( c ) the | compensat | ion | shal | l |
| be mon ths | recoverabZe | from |
| the | employer | who | l a s t employed | the | workman |
| dur ing | t he | sa | id | twe lve | i n | the | employment |
| t o t h e n a t x r e | of | which | t he | d i sease | was | due. |
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| d e f a u Z t o f a g r e e m e n t , | may | be de termined |
| in | t h e a r b i t r a t i o n u n d e r t h i s | A c t | for |
| s e t t 2 i n g t h e | amount | of | the compensat ion ." |
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| In Blatchford | v. | Staddon | and | Founds | the House | of |
| Lords overruled the decis ion of the Court | of | Appeal | i n |
| Dean v. | Rubian | A r t Pottery | Limited | (1914) 2 X.B. | 313 |
| which required the | workman | t o prove that he | had | contracted |
| h i s | d i s e a s e | i n | t h e | employment | o f | h i s | last | employer. | The |
| House | of Lords | by | laying emphasis on the words "nature of" |
| i n t he ph rase " the d i sease | is | due | t o t h e n a t u r e o f | any |
| employment" | held | t h a t it | was | s u f f i c i e n t f o r t h e | workman | t o |
| show | t h a t t h e d i s e a s e | was | due | t o t h e k i n d o r c l a s s o f |
| employment i n which t h e workman was engaged. | Lord | Sumner |
| s a i d ( a t p. | 4 7 0 ) - |
| "In | c o n s t r u i n g t h e A c t e f f e c t m u s t b e g i v e n t o t h e |
| words | ' t o | t h e | n a t u r e | of | l . | Their | meaning | cannot |
| b e | t h e | same as if t h e s e c t i o n | had simply said | 'is |
| due | t o ' | any | empZoyment. | I | t h i n k | t h e y a r e | i n s e r t e d |
| because | t h i s p a r t o f t h e | s e c t i o n | is | n o t | cozcerned |
| d i r e c t Z y w i t h s o m e t h i n g | arising | o u t | of | t h e p a r t i c u Z a r |
| s e r v i c e | of | t he | par t i cuZar | employer | s xed , | bu | t | w i th |
| r e s u l t s | w h i c h a r e | i n c i d e n t a Z | t o t h e | c2ass | of | emptoyment, |
| in which t h e workman has served | severa2 | empZoyers. |
| If | t h e d i s e a s e | is | i n c i d e n t a Z t o | t h a t | c l a s s | of |
| empZoyment | so | t h a t | it | can | b e a t t r i b u t e d t o s e r v i c e |
| t h e r e i n , | t h e n | h e | is t o | be | compensa ted" . |
| P r i o r t o t h i s d e c i s i o n t h e | view | was | t a k e n t h a t | it |
| was | both necessary and sufficient for the | workman | to recover |
| compensation,that he | show h i s d i s e a s e | was | caused by | the |
| spec i f i c | tasks | h e | d i d | f o r | h i s | las t | employer. | That | is, |
| by | showing | t h a t t h e d i s e a s e | was | caused | by | the i nc iden t s | of |
| h i s | l a s t p a r t i c u l a r | employment. |
| Only occupat ional diseases | were compensable, as |
| compensation | was | only payable in respec t | of | the d i seases |
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| l i s t e d i n t h e s c h e d u l e a g a i n s t t h e p r o c e s s e s | by which |
| typ ica l ly | they | were caused. | The dec is ion of+he House of |
| Lords in | Blatchford v. | Staddon | and | Founds | was | t h a t it was |
| not necessary for the | workman | t o | prove causation by his |
| las t employment. | A s a | d i sease was | necessar i ly | o | f | the | k | ind |
| known | as | an occupat iona l o r indus t r ia l d i sease , p roof tha t | it |
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| w a s | contracted because of the | tasks | performed | i n t h e | las t |
| employment | would | automatical ly show t h a t it was | due t o t h e |
| nature of | the workman's | employment, | provided those tasks | were |
| par t o f the re levant p rocess descr ibed in the schedule | (see |
| genera l ly Willis's Workmen's | Compensation A c t s 37th Edn p. | 6 1 7 ) . |
| I t | would | not be p roper to re ly | on | the language used | i n |
| English | cases | to suppor t | a | p ropos i t l on i n t h i$ ca se t ha t p roo f |
| of the par t icu lar inc idents | of | t h e | employment | w i l l | s u f f i c e t o |
| prove the nature | of | the | employment. | Such | language would be |
| j u s t i f i e d i n t h e E n g l i s h | cases | simply because the compensable |
| d i seases | were | r e s t r i c t e d i n t h e s c h e d u l e t o o c c u p a t i o n a l o r |
i n d u s t r i a l d i s e a s e s .
| In | Smith v. 9 | (1932) 47 C.L.R. | 426 , | t h e High Court |
| considered the provisions of the Workers' Compensation | A | c | t | 1 9 2 6 |
| (N.S.W.) | . | The A c t provided | for | the | payment | of | compensation |
| where | a | worker received | a | pe r sona l i n ju ry i n t he cou r se o f |
| h i s employment. | "Injury" w a s def ined m | S. 6 | t o | i nc lude |
| " | . . . a | d i sease which i s contracted by t h e worker | i n t h e |
| course of | his | employment . . . and t o which the employment |
| was a which was of such | con t r ibu t ing | f ac to r " . | Where | t h e | i n j u r y | was a | d isease |
| a na tu re as t o be contracted | by a gradual |
| process, | compensation | was t o be | recovered | from | t he las t |
| employer, | who | could recover contr ibut ion | from | previous |
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| employers | who | had within the relevant twelve | month | per iod |
| employed | the workman | I n t h e | employment | "to the nature of |
| which | the | d i sease | was due". | Section | 7 ( 4 ) . |
| The | High | Court by majority applied Blatchford | v. |
| Staddon | and | Founds | and | held | t h a t it was | not | necessary | to |
| prove | t h a t t h e d i s e a s e | w a s | caused by the | employment | of the |
I
| l a s t employer. | S t a rke 3. | held | that | while | the | language |
| and | scheme | of the | N e w South Wales | A c t d i f f e r e d from | t h e |
| English Workmen's | Compensation A c t 1 9 0 6 , | it should recelve |
| t h e | same | i n t e r p r e t a t i o n i n t h i s r e g a r d | as | t h e l a t t e r | A c t . |
| I t was | h e l d t h a t | where a | workman | recovers compensation under |
| s . 7 ( 4 ) | f o r a | disease | cont rac ted by | a | gradual process , the |
| d i sease had | t o be | one | due | t o t h e n a t u r e o f t h e | employment |
| (see per Dixon 3. | a t p. | 4 4 9 ) . | The | same | p r inc ip l e was |
| appl ied | by | the Ful l Court of the | Supreme | Court of | New | South |
| Wales i n Dow v. | Commissionerfor | Railways | (1952) | 26 W.C.R. |
| (N.S.N.) | 73. |
| A | fur ther | discussion pr | ior | to | Bourne 's | Case of | the |
| meaning | of | the words | "nature of the | employment" | i s i n |
| Taylor v. the major i ty o f the Ful l Cour t o f the | McQueen and | Williamson | 119541 V.L.R. | 661. | There |
| Supreme | Court of |
| Victor | ia | (being concerned with the aggravat | ion or | accelerat | ion |
| of | a d i s e a s e ) h e l d t h a t f o r | a | d i sease t o be | due | t o t h e | nature |
| of | t h e employment it must be | shown t h a t t h e | employment has |
| a | general tendency on employees | who | may | be engaged | i n | it | t o |
| acce le ra t e | o | r | agg rava te | t he | d i sease . | I t | i s | i n s u f f i c i e n t |
| t h a t | it | be | shown | tha t t he d l sease o f t he | worker | in ques t ion |
- 13 -
| was | so | aggravated or accelerated | by | his occupat ion (per | Gavan |
| Duffy | and | Hudson JJ. a t p. 671.) |
| The | l e g i s l a t i o n i n q u e s t i o n i n | Commonwealth | v. | Bourne |
| (1960) 1 0 4 C.L.R. | 32 was t h e Commonwealth Employees' |
| Compensation A c t 1930 - 1959 | which | i n a l l m a t e r i a l r e s p e c t s |
| was | the | same | a s t h e | Ordinance presently under consideration. |
| There | are | two | important di f ferences between that legis la t ion |
| and | the Engl ish | Workmen's | Compensation A c t s . | F i r s t , i n t h e |
| f o n e r l e g i s l a t i o n t h e | compensable | d i seases a r e no t |
| r e s t r i c t e d t o t h o s e l i s t e d i n | a | schedule aga ins t par t icu lar |
| work processes, and secondly, | the | requirement | of | causation |
| I | is | t h a t t h e d i s e a s e b e due | " to the na ture o f | - | t he employment", |
| and | no t t o " the na tu re o f | any | employment" | which | were | t h e |
| words used Notwithstanding these differences the | i n t h e E n g l i s h l e g l s l a t i o n | (see | s.8(1))). |
| High | Cour t he ld tha t |
| not only | was | it | not necessary for the worker to | show | t h a t |
| h i s d i s e a s e | w a s caused by | the t a sks | of | h i s employment |
| (Blatchford | v. | Staddon | and | Founds) | bu t a l so such ev idence |
| was | n o t s u f f i c i e n t t o p r o v e t h a t t h e d i s e a s e | vras | due | t o t h e |
| na ture of | h i s employment. | The worker who | v7as | an | inves t iga t ing |
I
| o f f i c e r i n t h e | Sales | Tax | Branch of the Taxation Department died |
| of | coronary | sclerosis | and | myocardia1 | degeneration. | There | was |
| evidence tha t | a | pa r t i cu la r t a sk o f i nves t iga t ion t o | which he |
| had been asslgned had caused | much | f r u s t r a t i o n | and anxiety. |
| The | High | Cour t he ld tha t no t on ly | was | the ev idence insuf f ic ien t |
| t o prove | t h a t h i s employment | had | caused or aggravated hls |
| h e a r t d i s e a s e , b u t t h a t i n | any event there | was | nothing | i n | the |
| na ture o f the | employment | as an inves t iga t ing of f icer o f sa les |
- 14 -
tax cases that tends to cause heart diseases. Dixon C.J.
gave three reasons for refusing the deceased's widow's
| claim for compensation. | The first two concern the |
insufficiency o€ the evidence to establish that the- work
the deceased was doing caused or aggravated his degenerative
| heart condition. | The third reason was stated(at pp. 38-39) |
| as follows : |
| "ln | t h e t h i r d p l a c e , | I | do | n o t | t h i n k t h e e x p r e s s i o n |
| i n S. | lOtll | ' d u e | t o | t h e | n a t u r e | of the | employment |
| i n which | the | employee | i s engaged' | covers | an | employment |
| which | has | no | p a r t i c u l a r t e n d e n c y t o g i v e r i s e | t o | a |
| d i s e a s e , | c o n t r i b u t e | or | conduce | t o it | or | a c c e l e r a t e |
| it | and | no | i n c i d e n t , a d j u n c t | or | q u a l i t y o f w h i c h |
i n v o l v e s t h o s e e m p l o y e d t h e r e i n i n a n y p a r t i c u l a r
| l i a b i l i t y t o t h e c o n t r a c t i o n o f t h e d i s e a s e | o r | t o |
| t h e | a g g r a v a t i o n | or | a c c e l e r a t i o n | o f | i t s | course . . .. |
| The | word | 'nature' | i s a wide a s w e l l a s a vagxe word |
| and | one | m u s t b e c a r e f u l n o t t o n a r r o w i t s a p p l i c a t i o n |
| or | a t t e m p t | t o | r e d u c e | it | t o t o o much p r e c i s i o n . | B u t |
| it does | seem | t o r e f e r t o | a | connex ion be tween | t he |
| ' d i s e a s e ' | i n t h e | d e f i n e d | s e n s e | and | t h e | d e s c r i p t i o n |
| of | empZoyment | i n v i r t u e o f | i t s t e n d e n c i e s , | i n c i d e n t s |
| or | c h a r a c t e r i s t i c s . | T h e | i n v e s t i g a t i o n | of | s a l e s | t a x |
| c a s e s | a p p e a r s | t o | me | t o have | no th ing | i n i t s n a t u r e |
| t o | acceZera te vascu lar | and | c a r d i a c d e g e n e r a t i o n | and |
| i f Bourne's | employment | i s | d e f i n e d i n t h e w i d e r t e r m s |
| o f a n o f f i c e r o f t h e T a x a t i o n D e p a r t m e n t | I | know | of |
| n o t h i n g | i n | t h e n a t u r e o f | t h a t | e m p l o y m e n t | t o | do | so." |
Fullagar J. said (at p. 40) :
| " I t was | not | shown, nor, I should | imagine , | cox ld | i t |
| have | been | shown, | that | a | c h a r a c t e r i s t i c | or | d i s t i n c t i v e |
| f e a t u r e | of | employment | a s | a | t a x a t i o n i n v e s t i g a t i n g |
| o f f i c e r was | a | t e n d e n c y | t o | cause | a r t e r i a l s c l e r o s i s |
| o r myocardia2 | degenerat ion , | o r | t o | a g g r a v a t e | o r |
a c c e l e r a t e a n e x i s t i n g c o n d i t i o n o f a r t e r i a l s c l e r o s i s
| o r | myocardia2 | degenerat ion . | Such | a | t endency , | so f a r |
| a s appeaps, | was | no | more | p a r t | of | t h e | n a t u r e | of |
| Mr. | Bourne's | employment | than | of | the | nature | of any | other |
| responsible | employment. | That | employment | was | not, | s o |
| far a s I | can s e e , | of | such a na ture as t o | e x p o s e |
| Mr. | Bourne | t o a | s p e c i a l r i s k of contrac t ing | any |
| p a r t i c u l a r d i s e a s e | o r | of | s u f f e r i n g | an | aggrava t ion | or |
| a c c e l e r a t i o n o f | a n y p a r t i c u l a r | d i s e a s e | and | S. | 10 | a p p l i e s , |
| i n my | o p i n i o n , | o n l y | t o c a s e s | i n w h i c h t h e r e | i s | s u c h | a |
| s p e c i a l r i s k . | " |
I do not find it necessary to quote fully from the
other judgments in that case, but I do consider that they are
- 15 -
| t o t h e | same effect. | Taylor, | Menzies | and | Windeyer | JJ. a l l |
| took the view that the provis ion | was | concerned with occupational |
| diseases. | Menzies | J. | s a i d | ( a t | p. | 4 4 ) : |
| “The | words w i t h t h e n a t u r e o f t h e | ‘ t h e | n a t u r e | of | t h e | empZoyment’ | a r e s i g n i f i c a n t |
| and | i n d i c a t e | t h a t | t h e a p p r o p r i a t e | e n q u i r y | is | concerned |
| empZoyment | and | i t s | r e z a t i o n s h i p |
w i t h t h e d i s e a s e w h i c h b r o u g h t a b o u t d e a t h r a t h e r t h a n
| w i t h how | t h e d i s e a s e w a s , | in fhe | par t icuZar | c a s e , | c o n t r a c t e d |
| or | acceZerated | : B t a t c h f o r d | #. Staddon and | Founds. |
| Uo twi ths tand ing | t he | d i sappearance | of | t he | s | cheduZe | o | f |
| i n d u s t r i a 2 | d i s e a s e s , | S. | l0 does | no | t | cover | every | case |
| where | i t | can | be sa id t ha t | work ing has t ened | an | empZoyee’s |
| i n c a p a c i t y | or | d e a t h f r o m d i s e a s e . | If |
| Exact ly the | same | p r inc ip l e | was | enunciated in | Commonwealth |
| v. | Thompson | (1960) | 1 0 4 C.L.R. | 48 where a l l of | the | Jus t i ce s | o | f |
| t h e High Bourne‘s Case. For | Cour t re fe r red to and re l ied | upon | t h e i r r e a s o n s i n |
| example, | Taylor | J. | sa id ( a t p. | 55) | : |
| I | “As in Bourne’s | Case, | and | f o r | Z i k e | r e a s o n s , | I | am |
| s a t i s f i e d t h a t c o n s i d e r a t i o n | of | the | evidence | shouZd |
| n o t | Zead | t o t h e c o n c Z u s i o n t h a t t h e | work | which | the |
| deceased’ s | ernpZoyment | required h im | t o p e r f o r m | pZayed |
| any p a r t wh ich ha% a f fZ ic t ed h im f o r such | i n a c c e Z e r a t i n g t h e p r o g r e s s | of | t h e d i s e a s e |
| a | Zong | Cime | or | in |
| b r i n g i n g a b o u t | h i s | d e a t h | on | 9 t h JuZy | 1 9 5 8 . | But | even | if |
| it | d i d , | t h e | r e a s o n s | g i v e n | in Bozrne’s | Case | make | i t | q u i t e |
| d e a r t h a t h i s d e a t h | was | not | caused | by | a d i sease wh ich | was |
| due | t o t h e n a t u r e o f t h e | empZoyment | i n which | he | was |
engaged. If
| Menzies J. | s a i d a t t h e same page | : |
| ”For the r easons wh ich | I | h a v e g i v e n i n | my | judgment | i n |
| The | Commonwealth | v . Bourne | I | c o n s i d e r | t h a t , | e v e n | i | f | t h e |
| ev idence | d i d | e s t a b Z i s h t h a t t h e r e s p o n s i b i Z i t i e s | of | t h e |
| o f f i ce s | wh ich he occup ied | in | the | Taxat ion Depar tment | d | i | d |
| aggravate | or | a c c e t e r a t e t h e | coronary | disease | f | rom which |
| he | was | aZready | s u f f e r i n g , | t h a t | d i s e a s e | w h i c h | e v e n t u a Z Z y |
| c a u s e d h i s | d e a t h | was | n o t d u e t o t h e n a t u r e o f | h i s |
| empZoyment, | and | t o t hose | r easons | I have | no th ing | t o | add | . |
| Nindeyer J. | s a i d | ( a t | p . | 56) | : |
| “For a | d i s e a s e | t o | b e | d u e | t o | t h e engaged, | n a t u r e | o f | t h e | empZoyrnent |
| i n wh ich | t he | empZoyee | was | the | empZoyment | must |
| b e | s u c h | t h a t | it | o r d i n a r i z y | t e n & t o | c a u s e | t h a t | d i s e a s e . |
| Tha t i s t o s a y , | it must | be | a | p r o p e r t y o f |
| tha | t | form o | f | employment |
- 16 -
| " t o | p r o d u c e | t h a t | d i s e a s e | - | so | t h a t | c o n t r a c t i n g |
| t h a t d i s e a s e c a n b e s a i d | t o | be | a | n a t u r a l r e s u l t |
| of being | engaged | i n t h a t emptoyment." |
Unless the High Court has subsequently departed from
the principle of those decisions they are undoubtedly binding
on this Court. Counsel for the respondent submitted that
the passages contained findings of fact, and did not lay
| down binding principles | of law. | But the findings show |
what are the proper issues for adjudication, and do lay down binding principles of law notwithstandmg that they are concerned with the facts of the instant cases.
It was suggested by counsel for the respondent that
| there had been | a departure from these principles in |
| Commonwealth v. Rutledge (1964) | 111 C.L.R. 1. | In that |
| case the respondent suffered | a mental disorder known as latent |
| paranoia which, in view | of the terms of the definition of |
| "disease", was regarded | as a non-incapacitating disease. The |
| respondent was employed as | a clerical assistant in the |
telephone accounts section of the Postmaster-General's
Department. For approximately one week prior to her having a complete mental break-down she was carrying out special duties which involved her in spying on her fellow employees
in order to detect the theft of certain documents. Although
sake of
she nominally continued to perform her former duties for the/
appearance and disguise, her efforts were entirely bent on
| the investigation. Her subsequent break-down was | a severe |
| I | psychotic disorder. | The High Court held by | a majority |
- 17 -
| (Owen J. dissenting) that there had been | an aggravation of |
her pre-existing disease due to the nature of her employment.
| I | Much of the -Judgments were concerned with whether effect | |
| ||
| ||
| existing disease. The majority (Taylor and Menzies JJ.) held that it could, and on this point Owen J. dissented. | ||
| I | The majority accordingly held that the issue was whether the aggravationof her pre-existing disease was due to the nature | |
|
| l '. | . . | (The Zearned County | Court | judge) respondent | found ' | that | the |
| par t icu lar | task | (upon | which | the | was |
| engaged) | was | a t t e n d e d , | i n i t s | v e r y | n a t u r e | b y | t h e |
| dangers | t o | Za ten t | parano ids | of | a | p s y c h o t i c o n s e t ' |
| . . . . T h i s | f i n d i n g | was chaZZenged | by | the | appeZZant |
| b u t it was | one | which | was | fuzzy | j u s t i f i e d | by t he |
| ev idence | and | no | s u f f i c i e n t r e a s o n s | why | we | shouZd |
| d i s a g r e e | w i t h | it . . . have | been | advanced." |
Menzies J. said(at p. 11):
| " . . . t h e | q u e s t i o n | h e r e | seems | t o | b e | w h e t h e r | t h e |
| n a t u r e | of | t h e r e s p o n d e n t ' s | ernpZoyment | w i t h t h e |
| appeZZant was such a s t o expose a | Za ten t | parano iac |
| t o | a | s p e c i a Z r i s k | of | b e i n g t u r n e d i n t o a n a c t i v e |
p s y c h o t i c p e r s o n .
| I t i s , of | c o u r s e , | n o t | s u f f i c i e n t | t o | a t t r a c t | S . | 10 |
| t h a t t h e a p p e Z Z a n t | ' | S | empZoyment brought about the |
| change | which | occurred; | i t | i s s u f f i c i e n t , | h o w e v e r , |
| i | f | t h e s p y i n g w h i c h | was | h e r | empZoyment | f o r t h e t i m e |
| b e i n g , | had | i n i t s na ture | some th ing | t o | aggrava te | a |
| p r e - e x i s t i n g c o n d i t i o n | of | Zatent | paranoia | or t o |
| acceZera te | a | c h a n g e f r o m t h a t | c o n d i t i o n i n t o t h a t | of |
| a c t i v e | p s y c h o s i s . | Here | I | t h i n k | t h e | e v i d e n c e | d i d |
| h a v e | t h e | r e q u i s i t e | g e n e r a Z i t y . " |
| Certainly I do not consider that Menzies | J. adopted |
any different approach from that taken in Bourne's Case either in the formulation or application of the relevant principle. Havlng defined the relevant employment as her
I I
| ! | . . |
| I | . |
| I |
| I | - la - |
spying work, he was satisfied that it was of the nature of
that employment, that is, of spying, that it would aggravate
| the respondent's latent paranoia into | a psychotic disorder. |
Counsel, in argument, spoke of the nature of the employment as that of "investigating agent". The passage from the
I
| judgment of Taylor | J. is not entirely clear on the question |
of "nature of employment". The reference to the "specific
task" of the respondent may suggest that his Honour was
looking to the particular incidents of her employment, or
his Honour may have considered that that formulation was
sufficient to define the nature of the respondent's employment
for the time being as the work of spying or investigating
agent. If the latter is correct then there is no essential
| difference in the approach | of Taylor J. from that of Menzies | J. |
I
However that may be, I consider that if there is anything in Rutledge's Case that departs from the principle of Bourne's Case and Thompson's Case it is insufficient to justify this Court from departing from the principle of the latter cases.
| A fortiori where in the present instance there is not | a |
pre-existing disease which is aggravated as there was in Rutledge's Case but only a pre-disposition to the sufferance
of the disease.
| The question then | is whether there is sufficient |
evidence before the trial judge to justify the finding that
| the respondent's disease was due to the nature | of his employment. , |
The first task is to define what is the relevant sphere of employment.
t
- 19 -
One may look at the tasks and duties performed by the respondent in his actual employment for the purpose of
| arriving at this classification. However, there is | a |
limit as to how far one can take this, because the
classification which one is seeking to determine, is one
which if there were previous employers may be applied in
transferring some liability to them (see s.9(1A)). Where,
as here, there is only one employer this limitation may
seem to introduce an element of unreality. Nevertheless,
the cases require the determination of the nature of the
employment in this way.
| In the present case, | one consequence is that although |
one may look to the tasks and duties performed by the
respondent in his actual employment in order to characterise
| it, one cannot take the further step | of looking at all the |
incidents and circumstances occurring in that employment
mcluding particular incidents giving rise to Mr. Frederiksen's
anger and frustration.
| It is true that in Bourne's Case Dixon C.J. | was |
prepared to regard the sphere of employment as that of an
| ! | officer in the Taxation Department, and in Thompson's Case | ||
| |||
| |||
| |||
| employer in this case would be to bring into consideration the actual incidents and circumstances which occurred during the | |||
| |||
|
- 20 -
| and Thompson's Case | were prepared to define the sphere of |
| employment any more closely than as | a tax investigation officer |
and a tax collector respectively. The respondent in his
particulars stated the nature of his employment was "Airline
| Captain". For my part | I would characterlse it as employment |
| as a pilot with | a small commercial airline. |
In my view the area in which this employment would take place can be confined to the jurisdiction to which the Ordinance applies, that is, the Northern Territory, and can
| also be identified as taking place at the same time | as the |
respondent's actual employment. This enables the Court to
| regard as incidents | or qualities of the nature of the |
employment in question, the distances of flight involved,
the landing facilities of the Northern Territory airports,
the maintenance facilities available, and the like. It also
includes as an incident of such employment the circumstances
surrounding the cyclone and the Darwin evacuation.
It does not appear to me that either Bourne's Case
or Thompson's Case requires the same approach to be taken
in this case as was taken by the majorlty of the Full
Victorian Supreme Court in Taylor v. McQueen and Williamson
| where it was | said that proof was necessary that the |
| employment had | a tendency to cause, (or in that case |
aggravate or accelerate) a disease amongst the employees
| generally. It is true that | so much would appear from the |
judgment of Windeyer J. in Thompson's Case in the passage
| previously quoted, but | I do not regard the remainder of the |
| I | . |
i
- 21 -
| Court | as | going | so | f a r . I f | one does requlre | that | the |
| d i s e a s e a f f e c t | employees generally, | no | scope could be given |
| t o t h e | pre-disposition | of | the r e sponden t t o su f f e r h i s phob ia . |
| But al though the phrase "nature of the | employment" | r equ i r e s |
I
| a | degree of abstract ion in the considerat ion of what | is | the |
| employment, | I | cannot understand | why | it | r e q u i r e s t h a t t h e |
| worker | l o s e | h i s | i d e n t i t y . | If | t h e | p a r t i c u l a r | d i s e a s e | which |
| the | worker | s u f f e r s | is | due | t o t h e i n c i d e n t s | and | q u a l i t i e s o f |
| h i s c l a s s o f | employment, | it | is | su re ly | due | t o t h e n a t u r e o f |
| h i s employment notwithstanding | it is not contracted | by | o the r s . |
| I f h i s d i s e a s e | is a l so con t r ac t ed | by | o the r | employees | no | doubt |
| the proof of causation | i s | easier , but such evidence | is | no t |
| e s s e n t i a l . | On | appropriate | medical | evidence it may be |
| shown | t h a t M r . | Frederiksen's phobia | was | due | t o t h e i n c i d e n t s |
| of working | as | a | p i l o t i n | a | small commercial a i r l ine in the |
| Northern Terr i tory over | a | period | which | included the cyclone |
| and i ts aftermath. | That | might | be | a | d i f f i c u l t matter | t o |
| prove, | but | it is what | the | l eg is la ture | has | en jo ined . | I f | it | 1s |
| proved I d i sease no twi ths tanding tha t | consider | it | can be properly cal led an occupat ional |
| it | is not suf fe red | by | o the r |
| p i l o t s , | and | I | c o n s i d e r t h a t h i s p r e - d i s p o s i t i o n t o t h e |
| d isease can be t aken in to account in | making | that assessment . |
| Does | t h e e v i d e n c e s a t i s f y t h i s | t e s t | ? | This | case | has |
| caused | m e | some | d i f f i c u l t y , b u t | I | have | come | to the conclus ion |
I
| t h a t it does | not. | The medical | evidence | ra ther | goes | to | show |
| t h a t | it | was | M r . | Frederiksen's suppressed anger with Connair, |
| anger | a t the s tandards of maintenance and lack of a t tent ion |
| to h i s compla in ts , (and | it | does not mat ter whether that anger |
- 22 -
was justified or not), that was relevant. The fear of his
anger, working on his personality and aggravated by the
cyclone and the difficult conditions in its aftermath was
the cause of his phobic condition. This lacks the generality
required to show that the phobic condition was due to the
nature of his employment rather than his relationship with
Connair .
When questions were addressed to Dr. Litt which ralsed
the question whether the disease was due to the general
nature of the employment, Dr. Litt in his answers stressed
the effect of the particular relationship with Connair.
| " Q . | I n | wha t | way , | doc tor , | a s suming | t he | h i s to ry | t ha t |
| Mr. | F r e d e r i k s e n | h a s cyc lone | g i v e n | i n | t h e | w i t n e s s | b o x , | i s |
| t h e | h i s t o r y | of | a | h y p o t h e t i c a l | p a t i e n t | - | i n what |
| way | would | you | see | the | and | t h e a f t e r m a t h |
| a s b e i n g r e l a t e d | t o t h e t r i g g e r i n g | off | of | t h e |
| p h o b i c c o n d i t i o n | ? |
| A . | He | h a s | t o | go | on | working | i n a | s i t u a t i o n | w h i c h | i s |
| n o t | i d e a l . | He | c a n | c o p e | w i t h | t h i s | f o r | a | c e r t a i n |
| t ime | because | o | f | t he | . . . everyone | has | t o | dea | l |
| w i t h t h e d i f f i c u l t s i t u a t i o n , b u t | he | i | s | working | a |
| b i t | l o n g e r | h o u r s . | He | i s work ing | under | s t ress , | he |
| i s h a v i n g t o | f l y p l a n e s w i t h | more | p e o p l e i n t h e m . |
| He | d o e s n o t | s | e | e | t h a t ' | t h e p l a n e s a r e a s | s a f e | a s | t h e y |
| should | be | and | f o r t h i s | he | f e e l s | a n g r y a t | C o n n a i r . |
| There | i s a | g r e a t d e a l | of | a n g e r e x p r e s s e d a t |
| Connair | and | t h e | way | t h e y | d i d | n o t c o p e w i t h t h e i r |
| p l a n e s | and | t h e y | d i d | n o t d e a l w i t h h i s c o m p l a i n t s |
| and | he | f e l t he | was | b e i n g | b r u s h e d | o f f . | And | t h e s e |
| a l l t e n d t o | make | him | f e e l more | r e s e n t f u l | and | a s |
| t h i s a n g e r b u i l d s | up | and | he | can | do | l i t t l e a b o u t |
| i t , t h i s i s when | h i s | phob | ic | s | ymptoms | s ta r t . |
. . . . . . . . .
| Q. | Do | y o u | c o n s i d e r | t h a t | h i s | p h o b i a | a g a i n s t | f l y i n g |
| would | have | become manifest | i f he | was | w i t h a n o t h e r |
I
| a i r l i n e , | u n d e r | much | t h e | same | c i r c u m s t a n c e s , | t h a t |
| i s , | c i r c u m s t a n c e s o f | t h e c y c l o n e o f | h i s | p r o b l e m s |
| w i t h h i s | f a m i l y , | o f | h i m r e f e r r i n g t o | c e r t a i n |
| d e f e c t s | i n | t h e a i r c r a f t | a n d , | s h o u l d | I | add, | perhaps |
| some | r e a c t i o n a g a i n s t o n e o f t h e | members | o f t h e |
| company concerned ? | Do | y o u | c o n s i d e r | t h a t | was |
| p e c u l i a r l y | . . . ? |
- 23 -
| " A . | A 2 2 | t h o s e | t h i n g s , | e s p e c i a t l y | h i s | a t t i t u d e | t o | t h e |
| company | and | h i s | not | b e i n g t a k e n s e r i o u s l y | when |
| he po in t ed ou t | t h ings | t ha t | were | go | ing | wrong | , | ye s , |
| I | t h i n k it would | have. ' I |
This I consider ties the matter too closely to his
relations with Connair. Under the Ordinance the onus was
on the respondent to prove that the disease was due to
the nature of the employment, as that phrase is to be
properly understood. Although it is not the task of the
appellate court to substitute its opinion of the facts for
| those of the trial judge, in this case | I consider that the |
learned trlal judge misapprehended the nature of the evidence
| which would justify | a finding that the disease was due to the |
nature of the employment. In my opinion the learned trial judge regarded the totality of the incidents of the respondent's actual employment as sufficient evidence of the
| nature of the employment. That is not | so. | As I consider |
that the trial judge misdirected himself on this point, and as I do not consider there is sufficient evidence to justify
| a finding that the disease | was due to the nature of the |
employment, I would allow the appeal.
| IN THE FEDERAL COURT OF AUSTRALIA | ) | |||
| 1 | ||||
| NORTHERN TERRITORY DISTRICT REGISTRY |
| |||
| ) |
| DIVISION | GENERAL | 1 |
On Appeal from the Supreme Court of the Northern Territory.
B E T W E E N :
CONNAIR PTY. LIMITED
Appellant
- and -
DAVID ANTHONY FREDERIKSEN
Respondent
FRIDAY 18 AUGUST 1978
| REASONS FOR JUDGMENT | ST.JOHN J. |
| The respondent, Davld Anthony Frederiksen, | was for approximately |
six years an airline pilot employed by the appellant, an alrline
operator carrying on business principally In the Northern
Territory. The respondent applied for workers' compensation
| pursuant to the Workmen's Compensation Ordinance 1949 | of the |
| Northern Territory. The relevant section | of that Ordinance is |
| s.9(1) which is in the following terms:- |
| . | ./2 |
| I | c |
| l |
| I | -2- |
| i |
"S.9(1)
Where -
| (a) | a workman is suffering from | a disease and |
is thereby Incapacitated for work: or
| (b) the death of a workman is caused by | a |
disease,
and the disease is due to the nature of the employment in which the workman was employed, his employer shall,
| subject to thls | Ordmance, be llable to pay compensatlon |
| in accordance wylth thls Ordinance as if | %he disease |
were a personal injury by accident arising out of or
in the course of his employment."
| This section is in almost Identical terms to | s.lO(1) of the |
| Commonwealth Employees' Compensation Act | 1930 (the Act) | whyhlch |
| has been the subject of | a number of High Court decisions. |
Section 6(1) of the Ordinance defines "disease" as including:
"any physlcal or mental ailment, disorder, defect
or morbid condition, whether of sudden or gradual
development, and also includes the aggravation,
| acceleration or recurrence | of a pre-existing |
| dlsease. | " |
The respondent's application for compensation was first dealt
with by a Tribunal whyhlch made an award in favour of the respondent
and thereafter, pursuant to the Ordinance, the employer appealed
to a single Judge of the Supreme Court of the Northern Terrltory.
| This appeal was in the nature of | a re-hearing but no evidence |
additional to that called before the Tribunal was adduced: the
| learned Judge relying upon the transcript | of evidence taken |
before the Tribunal. There is no apparent conflict of evidence
nor was the respondent's or his witness' version of the facts
',
challenged in cross-exminatlon.
| . | /3 |
-3-
| Shortly, the facts relied upon, and found by Muirhead | J. were |
that the respondent's early life and background contrlbuted
to a personality described by an expert psychiatrist as
"obsessive" or "compulsive", which, by way of explanatlon and
| I | translation into lay language meant "perfectionist". That | ||||
| |||||
| and tidy, everything has to be in its place and he gets worried | |||||
| |||||
| is order on the outside world". The respondent achieved | |||||
| |||||
| |||||
| against flying. The learned trial Judge found that the respondent ceased to fly aeroplanes "not because he had | |||||
| |||||
| |||||
| could not control". The learned trial Judge found that this | |||||
| |||||
| |||||
| after a cyclone which devastated the Darwln area in December, 1974. | |||||
| The development of the neurosis, in the psychiatrist's view, occurred when he was worklng under stress in the aftermath of the cyclone. A detalled analysis of the Incidents which | |||||
| manifested the "compulsive" or "obsessionist" mental attitudes of the respondent need not be undertaken. Suffice It to say that the evidence clearly indicated that the transition | |||||
| from personality defect to neurosis appears to have taken place over a long period of time. The point at which the |
- ./4
-4-
respondent's condition became morbid is not important but
it is conceded by the appellant's counsel that it did become
I
morbid before the neurosis developed proportions disabling
the respondent from flylng.
| The appellant contends | here, as it did before Mulrhead | J. |
that the disease was not due to "the nature of the employment"
in which the workman was employed and in support of that
| proposition relies heavily upon The Commonwealth | v Bourne (1959) |
| 104 C.L.R. 32 (Bourne's Case) | In which the Court consisted of |
| the Chlef Justice, Sir Owen Dixon, Fullagar | J.. Taylor J.. |
| Menzies J. and Windeyer | J.. | Two further cases have to be |
| consldered: The Commonwealth | v Thompson (1959) | 104 C.L.R. 48 |
(Thompson's Case) where the court was of the same composltion as in Bourne's case (and the judgment was delivered on the I
| same day) and The Commonwealth | v Rutledqe (1969) 111 C.L.R. | 1 |
| where the Bench comprised Taylor J., Menzles | J. and Owen | J.. |
| It is to be noted that Taylor | J. and Menzles J. sat on all three |
cases. Shortly, Bourne's case was one in which the issue was whether or not there had been sufficlent evidence that an investigating offlcer in the Sales Tax Branch in the Taxation
Department of the Commonwealth who died from coronary sclerosis and myocardia1 degeneration (which diseases had developed over
| a number of years) had died from | a disease "due to the nature |
of his employment". The Chief Justice held that the positive
| answer to the question posed, given | In the Court appealed from, |
could not stand for three reasons. Firstly, that it had not
been sufficiently shown that employment upon which Bourne was
| engaged formed the source of any | psychiatric condition which |
| . | ./5 |
-5-
may have borne upon the progress of the cardlac dlsease and
failure. Secondly, the Chief Justice said that he did not
think it established that there was any acceleratlon caused by
| his work | or its nature and thirdly, he did not think the |
| expression in | s.lO(1) "due to the nature of the employment |
in which the employee is engaged" covers an employment "which
| has no particular tendency to give rise to | a disease, contribute |
or conduce to it or accelerate it and no incident, adjunct or
quallty of which involves those employed therein in any
particular liability to the contractlon of the disease or to
the aggravation or acceleration of its course."
| His Honour then went on to refer to | s.43(1) of the Workmen's |
Compensation Act 1925 of the United Klngdom and quoted
| Blatchford v Staddon and Founds 1927 | A . C . | 461 as authority |
for the proposition that the purpose of the introductlon of
the phrase was to provide for ready recourse by the employee
to the latest employer who employed him in work to the nature
| of which his | complamt was due independently of the question |
| whether worklng for that | particular employer contributed at |
all to his condition or aggravated it or accelerated its
development.
| In the same report, Fullagar | J. at page | 40, said this: |
| "It was not shown, nor, | I should imagine, could It |
| have been shown, that | a characteristic or distinctive |
| feature of employment as | a taxation investigating |
| officer was | a tendency to cause arterial sclerosis |
or myocardlal degeneration, or to aggravate or
accelerate an exlsting condition or arterial
| sclerosis or myocardia1 degeneration. Such | a |
tendency, so far as appears, was no more part
| . | . / 6 |
-6-
of the nature of Mr. Bourne's employment than of
| the nature | of any other responsible employment. |
| That employment was not, | so far as | I can see, of |
| such a nature as to expose Mr. Bourne to | a special |
risk of contracting any particular disease or of
| sufferlng an aggravatlon or acceleration | of |
| any particular disease and | s.10 applies, in my |
| oplnlon, only to cases in which there is such | a |
| special rlsk. | " |
It will be seen Immediately that the test applied by the
| Chief Justlce and Fullagar | J. does not, as it is there expressed |
| seem to cover the case where an employee has | a peculiar |
| propenslty or predisposition towards | a particular disease | OL |
| aggravation of it and the industry does not have | a tendency |
to induce the onset of the disease or aggravation to employees
without such propensity or predisposition.
Taylor J. took the view that the widow failed to establish
| the relationship necessary, that | is, that the disease had |
been aggravated by dutles that Bourne was required to perform.
His Honour went on:
"Still less is it establlshed by proof that
| the work | of a particular lndlvidual has been |
attended by worry and anxlety which, in turn, has aggravated or accelerated the progress of a particular disease."
| Menzies J., at page | 44 held that s.lO(1) of the Act: |
"does not cover every case where it can be said that
working hastened an employee's incapacity or death
| from disease. It does | so only when the employment |
ordinarily mvolves a rlsk of disease so that
| the disease | is "due to the | nature of the employment". |
The evidence here falls far short of showing that the
| occurrence or aggravation | of heart disease | 1s in any |
| way typlcal of | the occupation of tax investlgatmg." |
| . | . / I |
l
--I -
!
Again, those two judgments do not seem to offer the respondent
| an easy passage on the evidence found by Mulrhead | J. but |
Thompson's case and Rutledge's case further elucidate.
| Bourne's case was referred to in Thompson's case by Sir | h e n |
Dixon and his Honour polnted to his remarks in the latter
| case as to the meaning of | s.lO(1). | In Thompson's case a |
| Deputy Commissioner of Taxatlon had died from | a coronary |
| occlusion at | a staff functlon. Again it was held that the |
evidence was insufficient but there was more emphasis on the
| specific tasks | whyhlch the employee carrled out when it came to |
consider the "nature of the employment". The chief Justice
said: -
"I do not think that the "nature" of the employment
of a Deputy Commissioner of Taxatlon or of any
| lower office | . . . | 'I. |
I
| Taylor J. referred, at page | 55, to "work which the deceased's |
| employment requlred him to perform | . . . ' I | and Menzies J. at |
| page 55 referred to: |
"the responslblllties of the offices which
| he occupled. | . | . | ' I . |
i
| , | These latter statements are important in that they tend to | |
| ||
| the employee actually does rather than leave it broadly as general disease-producing aspects of the industry in which | ||
| ||
| Bourne's case was being applied. |
| . . ./8 |
-8-
I
Two aspects of Bourne's case and Thompson's case deserve
emphasis. Firstly the analysls of the relevant section does
| not strictly, perhaps, | fonn part of the ratlo decldendl | In |
| either case. Both appeals were upheld on the ground of | no |
evidence of the employment producing or aggravating the disease.
| Secondly, the question of predisposltlon in | a particular employee |
| to disease or aggravation of | a disease did not arise. |
| The facts in Rutledge's case, in essence, bear | a strong |
resemblance to the facts in the case under appeal in that
| there was | a predisposition to disease as the disease existed |
| in a latent or less serious form and | a proven relationship |
between the onset of disease and the precise work performed.
| There, the applicant for workers' compensation was | a female |
| clerical assistant | In the telephone accounts section | of the |
| Post Master General's Department who, being | a latent paranox, |
| was assigned the task | of spying upon her fellow employees In order |
| to detect malpractice | and, wlthm some days | of the performing of |
| that task, developed paranoia of psychotic proportions as | a |
direct result of those speclfic duties. Such were the facts found on appeal to the County Court of Victoria and on those
| facts Taylor and Menzles | JJ. refused to disturb the award of |
| compensation whilst the third member | of the Court, Owen | J., |
did not touch on the relevant question. As already indicated
| Taylor and Menzies | JJ. comprised part of the Bench that |
| decided Bourne's case and Thompson's case. Taylor | J. |
| referred to Bourne's case and at page | 7, said of s.10 |
| of the Act: |
-9-
"I think we are bound to apply that sectlon as far
as we can in accordance with Its terms. This is
not an easy task but irrespective of other
difficulties which may arlse In relation to the
section I think we are bound to hold that an
| employee afflicted by | a non-incapacitating |
disease is entitled to compensatlon under
the section if by reason of an aggravation of
that disease he becomes incapacltated or dles
provided that the aggravatlon is shown to be due
| to the nature of the employment | In which the employee |
| was engaged. |
| That the aggravation | of the respondent's pre- |
| I | existing disease was due | to the nature of the |
| employment in which she was | engaged at the |
relevant time was established to the satisfaction
of the learned County Court Judge."
| Menzies J. referred | to Bourne's case and in particular to his |
| comments on the difficulty of lnterpretation of | s.10 and then |
went on to quote the Chief Justice,Slr Owen Dixon and of the employment" and whlch has already been quoted hereln.
Also, reference was made to the judgment of Sir Owen Dixon
and Windeyer J. in Thompson's case. His Honour then summarised
the question for the Court as whether the nature of Rutledge's
| employment was such as to expose | a latent paranoic to | a |
| special risk | of belngturnedinto an actlve psychotic person. |
| A similar question was posed by Muirhead | J. in the case under |
| appeal. |
There is no mention In Rutledge's case of any evidence that
| there was | a general tendency to spur latent paranoia into |
activity. The appllcation of the principle enunciated in
Bourne's case to the facts of Rutledge's case leaves scope
| . | ./l0 |
-10-
| €or concluding that the particular | effect of the work done |
I
| can be substituted for general tendency in | the formulation |
| of the principle to be | applied. |
| I am of the vxew that the learned t r i a l Judge was | correct in |
his approach and I would dlsmiss the appeal with costs.
I Dated : 7.3.14
| IN THE FEDERAL COURT | OF AUSTRALIA | 1 |
| ) |
| NORTHERN TERRITORY DISTRICT REGISTRY | ) | No. NTG 10 of 1977 |
| ) |
| DIVISION | GENERAL | ) |
ON APPEAL from the Supreme Court
of the Northern Territory
BETWEEN :
CONNAIR PTY. LTD.
Appellant
AND
DAVID ANTHONY FREDERIKSEN
Respondent
| CORAM : | Bowen C.J., St. John and Gallop JJ. |
REASONS FOR JUDGMENT
| GALLOP J. : | This is an appeal from a judgment of the Supreme |
| Court of the Northern Territory delivered | on 20 April 1977, |
whereby the present respondent was awarded compensation in
| respect of his incapacity for | work by reason of his having |
| suffered from | a disease due to the nature of his employment. |
The court was exercising its appellate jurisdiction under
| the Workmen's Compensation Ordinance 1949 | of the Northern |
I
-2-
| Territory of Australia. Section | 26 of the said Ordinance |
| provides a right of appeal against | a determination of the |
| I | Workmen's Compensation Tribunal on | a question of law or fact, |
| and provides that such appeal | may be by way of re-hearing. |
| The court heard the matter by way | of re-hearing. There was |
no additional evidence called before the Supreme Court, the
| evidence being confined to the evidence which had already | been |
given before the Workmen's Compensation Tribunal against whose
decision the present appellant appealed to the Supreme Court,
and now appeals to this court.
| The ground | of appeal before this court is that on the |
| facts and on the evidence before | the Workmen's Compensation |
| Tribunal, the Tribunal should | not have found that the worker |
| suffered an injury constituted by | a disease which was | due to |
| the nature | of his employment, and that | the Supreme Court sitting |
| on appeal should not | have so found. |
| It is necessary to examine the provisions of | the Irlorkmen's |
| Compensation Ordinance so far as they are relevant | to this appeal. | , |
Section 7 of the Ordinance provides for payment of compensation,
| in accordance with the Ordinance, to | a workman who suffers |
| personal injury by accident arising | out of or in the course of |
| his employment. Section 9 provides that where | a workman is |
-3-
| suffering from | a disease and is thereby incapacitated for work |
| and the disease is | due to the nature of the employment in which |
| the workman was employed, his employer shall | be liable to pay |
compensation, in accordance with the Ordinance, as if the
| disease were | a personal injury by accident arising out of or |
in the course of his employment. Certain subsections were
added to s.9 by Ordinance No. 1 of 1970, the effect of which
| was to provide for the compensation to | be recoverable from the |
employer who last employed the workman, for the joinder of any
| previous employer by the employer | so liable, and for contribution |
| in an appropriate case from any such other employer. | I | t | Disease" |
is defined in the Ordinance to include any physical or mental
ailment, disorder, defect or morbid condition, whether of
sudden or gradual development, and also includes the aggravation,
| acceleration or recurrence of | a pre-existing disease. |
| The present appellant (hereinafter called | "the employer") |
employed the present respondent (hereinafter called "the workman")
| as a pilot from January | 1969 until 31 &arch | 1976 when the employer |
| gave the workman notice of termination of his employment on | the |
| ground that he failed | to satisfy the "prescribed medical |
standard". The circumstances giving rise to the termination of
| the workman's employment arose out of | a series of incidents |
| concerning the safety | of the aircraft which | the workman was |
-4-
| required to fly in the course | 01 his employment, the impact of |
| Cyclone Tracy which occurred on | 24/25 December 1974 , and the |
| I | development of | a phobic reaction to flying as | a result of which |
he was incapacitated for flying, at least with effect from the
| end of September | 1975. |
The evidence before the Workmen's Compensation Tribunal
established that prior to this incapacitating phobic reaction
the workman had an obsessive, compulsive personality. This
| finding was not challenged | on the hearing of | the appeal before |
| the Supreme Court, | and the issue before that court was whether |
| the workman was suffering from | a disease due to | the nature of |
his employment or whether his incapacitating phobic reaction vas due to the nature of his underlying personality and other
| events, some | of family origin, some related to Cyclone Tracy, |
| and some due to frustrations such | as past failure to gain |
appropriate promotion. The learned judge found in favour of
the workman and awarded compensation accordingly.
| This finding of fact, namely that the workman | had a |
pre-existing obsessive, compulsive personality, was not disputed
| by counsel for | the employer on the hearing of this appeal. |
| Counsel further conceded that such | a condition could | be |
described as a disease within the meaning of the Ordinance, namely a mental ailment, disorder, defect or morbid condition.
I
-5-
| In other words there was clearly | a point of time prior | to the |
| workman's final collapse | at which it can be said that the |
workman had a disease upon rvhich stresses were likely to act.
| Counsel did | not concede that the workman had suffered an |
| aggravation, acceleration or recurrence of | a pre-existing |
| disease. The employer' | S argument was that | if, in fact, there |
| had been | an impact by the employment on the pre-existing disease, |
| such an impact could | be described as an aggravation or |
acceleration, but on the facts in the case neither the disease
nor the aggravation or acceleration was due to the nature of
| the employment within the meaning of | s.9 of the Ordinance. | I |
| I |
| Either or both of them could have been due | to the employment, |
but, so the employer contends, that is vastly different to them
1
being due to the nature of the employment.
| The employer | has set out in this appeal to explain the |
true meaning of the phrase "due to the nature of the employment
in rvhich the workman was employed" as set out in s.9(1) of the
Ordinance. Reference was firstly made to two decisions of the
| High Court | on the interpretation of that phrase (where it |
| formerly appeared), subject | to minor variations which did not |
affect the meaning, in the Cornonwealth Employees' Compensation
| - | Act 1930-1970, since repealed. In The Commonwealth | v. Bourne |
| (1959) 104 C.L.R. 32 | at p.37 Dixon C.J. said : |
I
-6-
| " | In the first place, | I do not think that it |
| sufficiently appears that it was | the employment |
| upon which | Bourne was engaged | that formed the |
| source of any psychological condition that | may |
have borne upon the progress of his cardiac
deterioration and failure. It is evident that
a degenerative condition of the heart had
| developed in him progressively over | a considerable |
period and it is more probable than not that the
interaction of the deteriorating state of his
heart and vascular system with any work or pursuit
| to rvhich | he addressed himself would produce the |
signs of stress and worry of which those near him
| speak. | It is fallacious to fix upon the investi- |
| gation to which he had been assigned or | the nature |
| of his employment. In the second place, | I do not |
| think that it is established | upon a balance of |
probabilities that there was any acceleration by
| his work or its nature of | the progressive |
| degenerative disease from which he suffered | and |
| if I am called upon to form an opinion, | upon the |
| materials before us I should think it was not | so. |
| It must be remembered that this is an | appeal upon |
| fact as well as law. In the third place, | I do not |
| think the expression in | S. 10( 1) 'due to the nature |
of the employment in which the employee is engaged'
| covers an employment which has | no particular |
| tendency to give rise to | a disease, contribute or |
| conduce to it or accelerate it | and no incident, |
adjunct or quality of which involves those employed
therein in any particular liability to the
| contraction of the disease or to | the aggravation or |
11
acceleration of its course.
| It is important to observe | that the first | two propositions set |
| out by | the | Chief Justice appear to be findings of fact. It is | ; |
| only in the third proposition that | he endeavours to explain the |
meaning of the phrase. The further dicta appearing after the
third proposition make it apparent that the Chief Justice was
expounding the law only in the third proposition and not in the
-7-
| first two propositions. | I think that this is important in |
understanding the real ratio of Bourne's Case. Immediately
| after the third proposition the Chief Justice went on to say | : |
| It | The phrase 'nature of the employment' is, |
of course, no novelty in this context in the law
| of employers' liability: cf. | s.43(1) of the |
| Workmen's Compensation Act | 1925 of the United |
Kingdom. In the provisions to which the use of
| the expression is to | be traced the purpose | of |
| using the words | 'due to the nature of the |
employment' and not 'due to the employment' was
to provide for ready recourse by the employee
to the latest employer who employed him in work
to the nature of which his complaint was due
independently of the question whether working
for that particular employer contributed at all
to his condition or aggravated it or accelerated
its development; that employer could then claim
| over against | a previous employer employing the |
| claimant in work of | a like nature | and so on down |
| the line. It was accordingly necessary to | make |
| the nature of the work the test | and not the |
| actual work | done o r the employment as it actually |
affected the man. In a not very full form sub- ss. (3) and (4) exhibit the same principle. In
| Blatchford v. Staddon | & Founds Lord Sumner said |
| of the phrase: | "In construing the Act effect must |
| be given to the words to the nature of'. Their | ' |
| meaning cannot | be the same as if the section | had |
| simply said is due to' any employment. I think | ' |
| they are inserted because this part of | the section |
| is not concerned directly with something arising out of the particular service of the particular employer sued, but with results Iihich are incidental to the class of employment, in which the workman has served several emDlovers". So | - | < |
| in Eaton | v. George Wimpey | & Co. Mackinnon L.J. |
| for the Court of ADDeal said: | "It is essential |
to observe that the- words are 'due to the nature
of ' the employment and that they are not 'caused
| by the employment' or 'contracted during | the |
-a-
employment'". The word 'nature' is a wide as well as a vague word and one must be careful
| not to narrow its application or attempt | to |
I
reduce it to too much precision. But it does
| seem to refer to | a connexion between the |
| 'disease' in the defined sense | and the |
description of employment in virtue of its
| i | I t |
tendencies, incidents or characteristics.
| Reference was | also made to a passage appearing in the |
| judgment of Fullagar | J. at p.40. | Having disposed of any |
| suggestion that | the worker in that case | may have been entitled |
to conpensation in respect of injury by accident arising out of
his employment, his Honour then went on to deal with the way in
| which the case might have | been made out under | s.10 of the Act |
| on the basis that the death was | due to the nature of the |
| employment. His Honour said | : |
| I1 It was | not shown, nor, | I should imagine, could |
| it have been shown, that | a characteristic or |
| distinctive feature of employment as | a taxation |
| investigating officer was | a tendency to cause |
arterial sclerosis or myocardial degeneration,
or to aggravate or accelerate an existing
condition of arterial sclerosis or myocardial
degeneration. Such a tendency, so far as
| appears, was no more part of | the nature of |
| Mr. Bourne's employment than of | the nature of |
any other responsible employment. That employ-
| ment v7as not, so far as | I can see, of such | a |
nature as to expose Mr. Bourne to a special
risk of contracting any particular disease or
of suffering an aggravation or acceleration of
| any particular disease | and s.10 applies, in my |
opinion, only to cases in which there is such
a special risk."
-9-
| His Honour's comments in this passage likewise appear to me | to |
| be all findings of fact in | the particular circumstances of the |
case then under consideration, except for his very last comments
| that the section only applies to cases in which there is | a |
| special risk of attracting | a particular disease. |
Taylor J. at p.42 said :
I'
In order to recover compensation pursuant to
s.10 it was, of course, necessary for the respondent
to show that the disease which caused the death of
| her husband was | due to the nature | of the employment |
| in which he | v7as engaged. This, in my opinion, she |
| failed to do for such | a relationship is not |
| established by showing that | a disease from which | a |
| particular individual is found to be suffering | has |
been aggravated or accelerated by the duties which
he has been required to perform. Still less is it
| established by proof that the work of | a particular |
individual has been attended by worry and anxiety which, in turn, has aggravated or accelerated the progress of a particular disease. To hold otherwise
would be to treat the relevant condition expressed
in s.10 as satisfied if, irrespectively of the
nature of the employment, the 'nature' of the
| employee was such as | to subject him | to worry and |
| anxiety. To my mind, both the history | and substance |
of s.10 lead inevitably to the conclusion that it is
concerned with so-called 'occupational diseases' and
| on this branch of | the case I agree with the |
| observations of Menzies, | J. 11 |
Menzies J. at p.44 explained the meaning of the phrase under consideration in the following terms:
"The words 'the nature of the employment' are signif-
icant and indicate that the appropriate enquiry is
concerned with the nature of the employment and its
| relationship with | the disease which brought about |
death rather than with how the disease was, in the
particular case, contracted or accelerated:
Blatchford v. Staddon and Founds. Notwithstanding
I
-10-
the disappearance of the schedule of industrial
diseases, s.10 does not cover every case where
| it can be said that working hastened | an employee's |
incapacity or death from disease.
| It does | so only when | the employment ordinarily |
| involves a risk of the disease | so that the disease |
| is 'due to the nature of | the employment | I . | f' |
| His Honour then went | on to say that the evidence in the case |
fell far short of showing that the occurrence or aggravation
| of heart disease was in any way typical of the occupation | of |
| tax investigating. |
| Windeyer J. explained that the disease provisions of | the |
Act are concerned with whatarecommonly called industrial
| diseases or occupational diseases | and that arterio-sclerosis |
| could not possibly | be regarded as | an occupational disease | of |
employees in the Taxation Department. He found that it was not
| necessary to consider the operation of | the section to diseases |
which are characteristic products of certain occupations because
| the evidence in | the case did not go far enough to make it |
necessary to enter upon that argument. Here again there is
| involved in his Honour's statements | a finding of fact in the |
| particular circumstances | of Bourne's Case. |
| In addition to | the findings of fact in Bourne's Case the |
High Court did expound the scope of the disease provision and
clearly laid down that it is concerned with occupational diseases.
The same principle was expounded again in Commonwealth v.
| i |
-11-
| Thompson | ( 1960) | 104 C.L.R. | 48 where all of the learned | Ju stices |
| referred to their respective reasons in Bourne's Case | and |
| adhered to them. See per Dixon | C . J . | at p.53, Fullagar | J. at |
p.53, Taylor J. at p.55, Menzies J. at pp55-56 and Nindeyer J.
at p.56.
The employer contends that it may be deduced from Bourne's
| - | Case that the expression | "due to the nature of the employment |
| in which the workman was employed" covers, to put it in | the |
| positive way, only employment which has | a particular tendency |
| to give rise to | a disease, contribute or conduce | to it or |
| accelerate it | and refers to results which are incidental to the |
| class of employment by virtue | of its tendencies, incidents or |
characteristics and is not concerned directly with something
| arising out | of the service of the particular employee. |
| The same phrase | "due to the nature of the employment in |
which the employee was engaged'' came to be considered four years
| later in The Commonwealth | v. Rutledge (1964) 111 C.L.R. p.1.. The | 2 |
facts in that case were vastly different to the facts in Bourne's
| - | Case. An employee in the telephone accounts section of the | |
| ||
| than a week to carry out special duties involving the investi- gation of suspected dishonest practices on the part of other | ||
|
I
-12-
records relating to trunk-line calls made by illegal bookmakers.
| The employee suffered from latent paranoia, | and the strain of |
| these special duties resulted in | a severe mental disturbance |
which incapacitated her for work. By majority, consisting of
Taylor and Menzies JJ. it was held that the employee was
suffering from a disease due to the nature of her employment
and was accordingly entitled to compensation under the
Commonwealth Act. Taylor and Menzies JJ. had, as appears above,
| both sat in Bourne's Case. Taylor | J. disposed of the appeal in |
| Rutledge's Case in the following words | : |
| '' | That the aggravation of the respondent's |
pre-existing disease was due to the nature of
the employment in which she was engaged at the
| I | relevant time was established to the satis- | |
| ||
| After discussing the evidence he found 'that | ||
| ||
| was engaged) was attended, in its very nature, | ||
| ||
| psychotic onset' and relying particularly on | ||
| ||
| the relevant issue of fact in favour of the respondent. This finding was challenged by the appellant but it was one which was fully | ||
| ||
| reasons rvhy we should disagree with it, or, with the finding that the aggravation of the respondent's disease resulted in total | ||
|
It is to be observed that his Honour did not here endeavour
| further to explain the meaning of the phrase as | set out in |
| Bourne's Case and found that the County Court | judge had made |
-13-
findings of fact which were fully justified by the evidence and
had applied the law correctly to those facts. His Honour could
find no reason for disagreeing with the County Court judge's
| findings of fact, and by inference it appears that Taylor | J. |
| approved of | the way in which the County Court | judge had applied |
the law as expressed in Bourne's Case to those facts.
| After setting out some of the facts proved in evidence in the County Court, Menzies | J. said at p.11 : |
S l
| Upon this and like evidence, | I am not |
| disposed to disturb the finding | made by the |
| learned County Court | judge that the respondent's |
| conversion from | a latent paranoiac, as she was, |
| into an active psychotic person, as | she became, |
was due to the nature of the employment in which
she was engaged. It is, of course, not
| sufficient to attract | s.10 that the appellant's |
| employment brought about | the change which |
occurred; it is sufficient, however, if the
| spying which was her employment for | the time |
being, had in its nature something to aggravate
| a pre-existing condition of | latent paranoia or |
| to accelerate | a change from that condition into |
that of active psychosis. Here I think the
| evidence did have | the requisite generality. | I' |
Here again his Honour in effect is saying that there was evidence
| to support the findings | of fact made by the County Court | judge |
| and no sufficient reason was established for disagreeing | with |
| those findings of fact. His Honour then sets out the | true |
meaning of the phrase and does not attempt to distinguish Bourne's Case. His Honour apparently thought it sufficient to dispose of the matter under consideration that the findings of
-14-
| fact were supporhble | by the evidence | dnd iL was not: shown that |
| the law had been incorrectly applied to | those facts. In my |
view, Rutledge's Case is not inconsistent with Boume's Case.
The application of the principles set out in Boume's Case
| in such | a v7ay as to entitle | a workman to compensation may be more | , |
difficult according to the relationship of the disease (or
aggravation or acceleration thereof) and the particular work upon
| which the workman was engaged. From | a factual point | of view the |
| distinguishing feature of | a disease due to the nature of the |
| employment in which the workman was engaged will often | be the |
disease itself. Such diseases are referred to as occupational
| diseases and include lead-poisoning, deafness, silicosis | and |
I
| dermatitis, and by definition under this Ordinance include | a mental ' |
ailment, disorder, defect or morbid condition. They normally
,. .
| would not include pneumonia (Menzies | J. I S example in Boume's |
| - | Case at pp.44-45) or heart disease. | A workman might | also more |
| readily be entitled to compensation if the disease due | to the |
| nature of | his employment is | a recently contracted disease rather |
than a contraction of gradual development or the aggravation,
| acceleration or recurrence of | a pre-existing disease. In such |
case a workman may not have to contend with the complicating
| background of a pre-disposed disposition | or history of symptoms |
-15-
| which may or may not | be described as a disease. Likewise from |
| a factual point of view the length | of time during which the |
!
| workman had | been employed in | a particular class | of employment |
or on a particular task as part of that employment may be
| important in determining as | a matter of fact whether the |
| contraction of the disease was | due to the nature of the employ- |
| ment, or was due to some other circumstances unrelated to the employment, such as contraction from | an outside source, or the |
| natural progression of | a pre-existing condition, not aggravated |
| or accelerated by the employment. In other words, it may | be |
that the duration of the employment generally or of the
| performance of | a particular task may be | an indication that the |
disease was contracted during and was due to the nature of that
| employment. The shorter the employment or Performance of | a |
| particular task, the more difficult it may | be to establish as |
| a fact the necessary connection between | the disease and the |
employment or task. These seem to me to have been some of the
| difficulties in reconciling Rutledge's Case (performance of | a |
| particular task for | a little more than | a week) and Bourne's Case |
| (performance of | a specific task for a period of 8 months) |
| coupled with the nature of the disease in each case. | But each |
| case turned upon its | own facts and the application of the |
I
principle set out in Bourne's Case to those facts.
-16-
| In this context | I turn to consider the findings of the |
| Supreme Court leading to its final conclusion that | the workman |
| had suffered a disease due to | the nature of the employment | in |
which the workman was employed. The workman's employment with
this employer commenced in January 1969 and, as indicated above,
was terminated with effect from 31 March 1976, he having become
| incapacitated for work at the | end of September 1975. It was |
| common ground before the Supreme Court and before | us that the |
| workman had at all material times | a personality which predisposed |
| him to his final anxiety state in which he developed | a phobic |
fear of flying. He developed this phobic fear of flying
| situations and fear concerning his | own capacities to cope as |
| a pilot. The Supreme Court carefully considered | the only expert |
evidence in the case, together with the evidence of the workman
| himself and concluded that | the history provided | a firm basis for |
the view expressed by the expert witness, namely that the workman
| had an obsessive, compulsive personality and that | he developed |
| a phobic fear of flying situations and his | own capacities to |
| work as | a pilot. It was not really disputed by the employer | on |
the hearing of this appeal that these findings of fact were
justified on the evidence. Nor was it disputed that the workman
| was incapacitated as | a result of his phobic reaction. The |
| Supreme Court went on to find that the phobic reaction | v7as |
-17-
| 11 due substantially at least to his flying experiences, | that is |
| to say, to the nature of | his employment" and that such phobic |
| reaction was | a disease "due to the nature of that employment". |
What is not readily apparent from the judgment appealed from is
whether the Supreme Court determined that the phobic condition
was itself a disease, i.e. a mental ailment, disorder, defect
or morbid condition, or whether it was an aggravation, acceleration
or recurrence of a pre-existing disease. No doubt the reason why it is not clear is that the evidence of the expert witness was
| not clear. It must | be remembered that the issue before the |
Tribunal and before the Supreme Court on appeal was whether the
| workman was suffering from | a disease due to the nature of his |
employment or whether his incapacitating phobic reaction v7as due
to the nature of his underlying personality and other events,
some of family origin, some related to Cyclone Tracy and some
| due to frustrations such as past failure to gain promotion. | It |
| was in such | a trial atmosphere that the expert gave evidence | and | '. |
| it is in that atmosphere that we | must examine what his evidence |
I
really was.
| The expert witness treated the workman on | 18, 24, 25, 28 |
| and 31 July 1975 when he took | a history from the workman | and his |
| wife. He then diagnosed the phobic reaction which incapacitated | I |
| the workman for | a time. The condition apparently abated | and the |
-18-
workman went back to flying. The witness described the condition
11
| as having been alleviated, not cured. His symptoms seemed | to |
| have resolved." But in September there was | a recurrence of |
| symptoms, he developed | a phobic reaction again and has | not flovm |
| since. The witness referred | to the "phobic symptoms" starting. |
| However, later in his evidence the witness described | the phobic |
| condition as | a completely new condition. |
| "Q. | Is it possible to separate the phobic conditions | ||
| |||
| |||
| his overall psyche? |
| A. | No, he is predisposed with this, but this is | a |
new separate thing which has developed. Up until, I think, May or June of 1975, after the
| cyclone he had been coping adequately. He | had |
| been flying; he | had not sought to avoid | the |
| flying situation | and from talking to him | and |
| from what | I have heard in court here he had |
been a competent pilot. It is since May or
June that he started to develop symptoms. This
| is why | I think this is | a new thing developing |
in a predisposed personality.
| Q. | Can it be regarded as | a completely new condition? |
It
A. Yes.
In cross-examination he described the fear of planes situation
| as something new | and which had cropped up since the cyclone. |
He also said that the phobia against flying would have become
| manifest if | he had been employed with some other airline under |
much the same circumstances.
-19-
I
| In its ordinary meaning "disease" is | a word of very wide |
| import comprehending any form of illness, | and that very wide |
| meaning has been expanded in this Ordinance | so as to include |
| a mental ailment, disorder, defect | or morbid condition whether |
| of sudden or gradual development. | To distinguish between a new |
| condition and an aggravation, acceleration or recurrence of | a |
| pre-existing disease is not | a task on which a court can properly |
| embark unless guided | the whole distance by expert evidence. It |
| may be that the distinction can | be literally drawn between the |
| disease as an underlying general condition and | the particular |
| symptoms stemming from it under | the influence of particular |
| occurrences or circumstances. For | a discussion of this difficult |
I
fact finding exercise see Semlitch v. Federal Broom Company Pty.
| - | Ltd. 80 W.N. (N.S.W.) p.1603 and the judgment of Moffit | J., and |
| on appeal at (1964) | 110 C.L.R. | p.626 where the matter is discussed |
| by Xitto | J. and Windeyer | J. and they come to different conclusions. |
| I think what the witness was really saying | was that after |
| the cyclone the workman had at some point of time prior | to the |
| first period of incapacity | a morbid condition, that additional |
and new symptoms by way of phobic reaction arose and the morbid
| condition then became incapacitating. | As indicated above it was |
| conceded before | us that the pre-existing obsessive, compulsive |
-20-
| personality could be described as | a disease within the meaning |
| of the Ordinance. |
| The ground of appeal before | us is that on the facts and |
on the evidence before the Workmen's Compensation Tribunal, the
| Tribunal should not | have found that the worker suffered an injury |
| constituted by a disease which was | due to the nature of his |
employment, and that the Supreme Court, sitting on appeal, should
| not have so found. On the hearing | of this appeal the workman |
contends that on the facts and on the evidence, the findings of
the Tribunal and the Supreme Court on appeal were correct, either
| on the basis that the workman suffered | a disease (i.e. he |
| contracted a disease which he | had never had before) or he |
!
| suffered an aggravation, acceleration or recurrence of | a pre- |
existing disease (applying the extended meaning of "disease" in
the definition section).
| Under s.28(1) of the Federal Court | of Australia Act | 1976 |
| this court | . , | may in the exercise | of its appellate jurisdiction: | ! - |
| "(a) | affirm, reverse or vary | the judgment |
| appealed from; |
give such judgment, or make such order
as, in all the circumstances, it thinks
| fit, or refuse to make | an order; |
set aside the judgment appealed from,
| in whole or in part, | and remit the |
proceeding to the court from which the
appeal was brought for further hearing
and determination, subject to such
directions as the Court thinks fit;
-21-
| ( d ) s e t | aside | a | v e r d i c t o r f i n d i n g | of | a |
| j u r y in a c iv i l proceeding, | and enter |
judgment notwithstanding any such
| verdict | o r f i nd ing ; |
(e) ........ ........ ........ ........ ...
| ( f ) | ........ ........ ........ ........ ... |
I1
| (g) | ........ ........ ........ ........ ... |
| In the determination of | this appeal we | should examine | the |
evidence before the court appealed from and treat the appeal
| as being an appeal on f a c t as well as law. | In hearing such |
| appeals this | court mill | apply the p r inc ip les | which were | l a i d |
| down i n Ifhim Creek Consolidated | (NL) v. Federal | Commissioner |
| of | Taxation (1978) | 1 7 A.L.R. | p.421, | adopting | the pr inc ip les |
| ! | l a i d down by the High Court i n Pa t te rson v. | Pat terson (1953) |
| 89 C.L.R. | p.212, and more recent ly i n D a Costa v. Cockburn |
| Salvage | and | Trading | Pty. | Ltd. | (1971) | A.L.R. | 97; | (1970) | 124 |
| C.L.R. | 192 | and Edwards v. Noble | (1972) | A.L.R. | 385; | (1971) | 125 |
| C.L.R. | 296. Without disrespect | to | the | learned | judgments |
| expounding the sett led | rules | i n | those | cases, | fo r p re sen t |
| purposes | it | is | s u f f i c i e n t t o a d o p t | the | rules | c r y s t a l l i s e d by |
| Menzies J. i n Edwards v. Noble (supra) a t p.308 | : |
| “They are (1) upon | such an appeal the task of |
| a court of appeal | i s so different from i t s task |
| in considering motions for | new | trials after a |
| j u r y v e r d i c t | that | it | is wrong | t o u s e | i n r e l a t i o n |
| t o | one | the | language appropriate to the other; |
I . i
i .
-22-
(2) a court of appeal does not supplant the trial
| judge by trying the case afresh on | the record; |
(3) a court of appeal, while having regard to the
| judgment appealed from, is under | a duty to make |
| up its own mind as to the facts; | ( 4 ) special |
weight ought to be given to the judgment appealed
from if anything turned upon the credibility of
witnesses or any other matters as to which the
| judge hearing the case would have | an advantage |
| over the court of appeal; | (5) in any case, even |
| those within | ( 4 ) , where a court of appeal is |
satisfied of error on the part of the trial judge
it will correct that error, even in cases Tihere,
although the reasons for the judgment of the
trial judge do not themselves disclose any error,
| the result satisfies | the court of appeal that | 19 |
there was undisclosed error.
| As indicated above, the Supreme Court did not hear | any |
| additional evidence by way of re-hearing. | The evidence was |
| confined to that evidence Ivhich | had been given before the |
Workmen's Compensation Tribunal. It is plain, therefore, that
| this is not | a credibility case | and this court is in the same |
intellectual position to make findings of primary fact and by
inference findings of ultimate fact as the Supreme Court was.
| Having done | so, it is a case of applying the correct principles |
to the facts in an appropriate way.
| On the view | of the facts which | I have taken | I think that |
| there was sufficient evidence to justify | a finding that the |
| workman suffered from | a disease which was due to the nature of |
l
| his employment and | I v70uld dismiss the appeal with costs. |
!
0