| IN THE SUPREME COURT OF VICTORIA | Not Restricted |
AT MELBOURNE
COMMON LAW DIVISION
S CI 2012 3622
| SIMON BRAHAM | Plaintiff |
| v | |
| ACN 101 482 580 PTY LTD (ACN 101 482 580) | Defendant |
AND BETWEEN:
S CI 2012 3662
| ERIC POON | Plaintiff |
| v | |
| ACN 101 482 580 PTY LTD (ACN 101 482 580) | Defendant |
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JUDGE: | LANSDOWNE AsJ | |
WHERE HELD: | Melbourne | |
DATE OF HEARING: | 8 April 2014 | |
DATE OF JUDGMENT: | 16 April 2014 | |
CASE MAY BE CITED AS: | Braham and Anor v ACN 101 482 580 Pty Ltd | |
MEDIUM NEUTRAL CITATION: | [2014] VSC 171 | |
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PRACTICE AND PROCEDURE – proportionate liability – plaintiffs commenced separate proceedings against their financial advisors and their lawyers in respect of the one transaction – lawyer defendant seeks to consolidate the proceedings or join the financial advisors as additional defendants – interlocutory judgment for damages to be assessed already obtained against some of the financial advisors – whether the proceedings against those defendants are still “pending” – whether consolidation otherwise appropriate – whether the proceeding in which interlocutory judgment has been obtained is a “previously concluded proceeding in relation to the apportionable claim” – whether the facts supporting joinder are sufficiently pleaded – Wrongs Act 1958 ss 24AH, 24AI, 24 AL -Supreme Court (General Civil Procedure) Rules 2005 r 9.12
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APPEARANCES: | Counsel | Solicitors |
| For the Plaintiffs | Mr P. G. Cawthorn SC | B2B Lawyers |
| For the Defendants | Ms S. Josephs, solicitor | Minter Ellison |
TABLE OF CONTENTS
Introduction......................................................................................................................................... 1
History of the proceeding and relevant facts................................................................................ 3
Consolidation...................................................................................................................................... 4
Joinder................................................................................................................................................ 12
Orders................................................................................................................................................. 21
HER HONOUR:
Introduction
These applications relate to four proceedings, being two proceedings commenced by a surgeon Mr Braham and two by a doctor, Dr Poon. Each proceeding relates to an investment the relevant plaintiff made in a managed investment scheme, known as the “Great Southern 2006 Project” (“the Project”), which was a managed investment scheme for plantation wood lots operated by Great Southern Limited in respect of the 2006 tax year.
Each plaintiff has brought a proceeding against the firm of solicitors on whose advice the plaintiff alleges he relied in making the investment, and a separate proceeding against the financial advisors, one of whom at least worked in conjunction with those solicitors and on whose advice the plaintiff says he also relied. The plaintiffs allege in each of the four proceedings that the advice given by the solicitors and financial advisors was incorrect and negligently given and that, as a consequence of the plaintiff’s reliance on that advice and the investment they made on the basis of it, they have suffered loss.
The defendant (“Ambry Legal”) to the two proceedings against the solicitors (‘the “Ambry Legal proceedings”) is a company which formerly operated a law practice known as Ambry Legal. Mr Keith Harvey, a legal practitioner, was a director of the defendant. The plaintiff in each case has indicated an intention to discontinue against Mr Harvey personally, and each has filed an amended statement of claim that reflects that intention. Neither plaintiff…
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- Case
- [2014] VSC 171
- Decision Date
CaseChat Overview and Summary
The primary legal issues that the court needed to address included whether the proceedings against some of the financial advisors were still considered "pending" given that an interlocutory judgment for damages to be assessed had already been obtained against them. Additionally, the court had to consider whether consolidation of the proceedings was appropriate and whether the proceeding in which the interlocutory judgment had been obtained qualified as a "previously concluded proceeding in relation to the apportionable claim" under the Wrongs Act 1958. Finally, the court examined whether the facts supporting the joinder of additional defendants were adequately pleaded.
The court found that the proceedings against the financial advisors who had already been subject to an interlocutory judgment were no longer "pending," thus precluding consolidation based on that ground. It also determined that the proceeding in which the interlocutory judgment had been obtained was not a "previously concluded proceeding in relation to the apportionable claim." Furthermore, the court concluded that the facts pleaded did not sufficiently support the joinder of the financial advisors as additional defendants. Consequently, the court ruled against both consolidation and joinder of additional defendants.
The court's final orders dismissed the defendants' applications for consolidation and joinder, thereby maintaining the separate proceedings against the financial advisors and their respective legal representatives. The court found that the statutory provisions and procedural rules did not support the consolidation or joinder sought by the defendants, and the plaintiffs' separate proceedings would continue accordingly.
Orders
Orders of the court
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Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
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