Baraghith v The Queen
[1991] HCATrans 331
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S72 of 1991 B e t w e e n -
HAMDI BARAGHITH
Applicant
and
THE QUEEN
Respondent
Application for special
leave to appeal
DEANE J
TOOHEY J
GAUDRON J
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON FRIDAY, 15 NOVEMBER 1991, AT 3.29 PM
Copyright in the High Court of Australia
| Baraghith | 1 | 15/11/91 |
| MR P.J. HIDDEN, QC: | May it please the Court, I appear with |
my learned friend, MR T.A. GAME, for the applicant.
(instructed by Freemans)
| MR R.O. BLANCH, QC: | May it please the Court, I appear with |
my learned friend, MR G.S. HOSKING, for the
respondent. (instructed by the Director of Public
prosecutions (New South Wales)).
DEANE J: Yes, Mr Hidden.
| MR HIDDEN: | If the Court pleases. Your Honours, this is an |
application for special leave to appeal against a
decision of the Court of Criminal Appeal dismissing
the applicant's appeal against his conviction andsentence for murder.
Your Honours, the applicant was found guilty
of the murder of his wife. It was common ground that he had killed her by beating her with a house
brick. A number of matters of defence were raised
by the evidence in the trial but the substantial
defence was provocation which, if it had been
successful, of course, would have led to a verdict
of guilty of manslaughter but not of murder.
Your Honours, the provocation was said to
arise from the history of the relationship between
the applicant and his wife culminating with a
particular incident on the night on which she diedand that incident itself was of considerable
significance on the question of provocation.
The relevant facts, Your Honours, are probably
best disclosed in the lengthy statement which the
applicant made to the jury. That statement or
almost all of that statement, Your Honours, is setout in the summing up of the learned trial judge
which commences at page 86 or, rather, the
reference to the statement commences at page 86 of
the application book. The applicant is Egyptian - incidentally, do Your Honours have difficulty seeing the printed pagination in the application book?
DEANE J: Yes.
| MR HIDDEN: | We have that difficulty ourselves. | Would it be |
more convenient, Your Honours, if we refer to the
pagination of the summing up itself? In which
case, we are talking about page 69 of the summingup at the bottom of the page.
DEANE J: Yes. Some of that is a bit hard too. If you look
at what I think is page - the page in front of me I
cannot work out either but what page - - -
| Baraghith | 2 | 15/11/91 |
| MR HIDDEN: | I am sorry, Your Honours, it is page 69 of the |
summing up and page 86 of the application book. It starts with the words:
given you. But I do not think that the purpose of this summing up will be greatly
served -
| DEANE J: | Mr Hidden, I do not want to deter you from drawing |
attention to particular matters. You can assume that we have read the judgments and the statement.
| MR HIDDEN: | May it please the Court. | That being so, |
Your Honours, we would submit that the whole of the
evidence in the trial, in particular the statement
of the accused but also the confession which he
made to police shortly after the event, discloses
these matters concerning the applicant himself
which, in our submission, were relevant to the
issue of provocation. Firstly, he is Egyptian;
secondly, and of considerable significance, he is
male; thirdly - - -
GAUDRON J: Is that a defence?
| MR HIDDEN: | Of great significance in the context of this |
case, Your Honour.
TOOHEY J: Is that separate from the first point?
MR HIDDEN: Egyptian male, Your Honour.
TOOHEY J: That is one point, is it?
| MR HIDDEN: | Yes. | The evidence was not specific as to his |
religious persuasion but, we would submit,
Your Honours, it is obvious he is Moslem. It was
clear that he was not Christian. Further, he was a
religious man, that is, not merely a person from a
certain cultural background but a man who
migrant to this country in circumstances where his apparently held religious beliefs. Next, he was a migration was for the purpose only of marrying his Australian wife and, in the process of migrating, he had left behind him virtually the whole of his family, with the exception of his brother, and the whole social milieu in which he had lived and moved. He said, on a couple of occasions in his
statement, that he had had extensive western
contact and he was an educated man but we would
submit that the evidence and, in particular, the
matters disclosed in his statement none the less
suggest or are capable of suggesting that
notwithstanding any western sophistication he may
have, he remained a man with a firmly traditional
| Baraghith | 3 | 15/11/91 |
view of marriage; he was a man who believed that when you marry each party severs all connections with previous emotional partners and that any
connection, however innocent, should not be pursued
after marriage, and to pursue it is inconsistent
with being married.
Your Honours will recall there was the
specific incident of the deceased's former
boyfriend, David, ringing her. The applicant said not only was he shocked by that but when his wife returned he told her that the man was not to ring again, let alone have any other contact with her,
even though it seems all she wanted in all
probability was to continue an entirely innocent
and platonic friendship with the man. It would seem also from the material, Your Honours, that he
was a man who considered that you could discipline
your wife by a hit and not expect one back and
Your Honours might recall on the night of the very
events in question, when things became heated and a
discussion about her general behaviour during theperiod of the marriage arose and, in particular,
when reference was made to the incident which
Your Honours will no doubt recall where about aweek before he said he had seen her actually having sexual intercourse with another man at their former
residence, he hit her. She hit him and he said, "I
didn't expect that." Perhaps, Your Honours, to
that we should specifically turn. It is at page 78 of the summing up and 90 something of the
application book. I cannot see myself what it is, Your Honours.
DEANE J: Yes, that is a clear 78.
| MR HIDDEN: | Yes. | This is in the heat of the very incident |
which led to her death. He had asked her to leave and she said - this is at about point 3,
Your Honours:
'No, you are the one who is going to leave because this is my country, this is not your
place, you are the one who is going to leave
and you are spying on me you son of a bitch' -
and he went on to say:
and I hit her on the mouth when she swear at
me like this, by my hand, and when I did this
she blew up in my face, she was hitting me
slapping me everywhere and I was shocked, I
also didn't expect her to do this, all I want
to do is let her to get out and not swear,
don't behave like this.
| Baraghith | 15/11/91 |
So that the picture presented, Your Honours,
we would submit, of the sort of man the applicant
was at the relevant time is of a man who, incertain cultural respects, was clearly different
from your average Australian, at least, Australian
of Anglo-Saxon or European background.
TOOHEY J: Well, you say that, Mr Hidden. These sort of
arguments always seem to me to assume cultural
differences as opposed to individual differences
which may exist but why should the Court assume
that they exist in the absence of evidence?
MR HIDDEN: Yes, Your Honour. True, it is, there was no
specific evidence as to the cultural attitudes of
this man or those of his background but,
Your Honours, in our submission, perhaps an
emphasis on the cultural differences is not quite
to the point. What is to the point is that there
was an abundance of material from which the
characteristics of this man could be discerned.
Now, the complaint in relation to the
directions on provocation is that the relevance of
that material was not explained to the jury at all.
Perhaps we should say, Your Honours, before we turn
specifically to the legal argument, the provocation
itself would appear to have been - I think
His Honour Mr Justice Samuels referred to a
crescendo from the beginning of the incidents on
that night. It may, perhaps, have been a very much
longer crescendo beginning from when their
relationship started to go awry. The provocation,
we would submit, consisted of the whole history of
the relationship and the deceased's attitude to it,
as he perceived it: the failing relationship, hisperception that she was going out with men with not
even another lady present, having drinks after
work; the perception that she was coming home late
at night having been drinking rather than being at
home with him; the belief of her desire to continue
the relationship with the boyfriend, David; the actual act of adultery, as he described it, at
Hunter's Hill; the suggestion that he should draw
stumps and go home, leave the country, he, having
come here specifically to marry her and having left
all behind to do that; the suggestion by her
parents and then, of course, by her on the night in
question and previously.
But then, of course, the events of the night
itself where the crescendo proceeded a pace: the
words used that night; the repeated reference to
his leaving the country, it is her country not his,
and the actual physical violence that ensued
between them which, admittedly, he started but
| Baraghith | 15/11/91 |
which then proceeded with quite an active role on
her part.
Now, Your Honours, as we apprehend the common
law, as it was stated in the context of the
Tasmanian provision by this Court in Reg v Stingel,
(1990) 171 CLR 312, those personal characteristics
of the applicant were relevant to determine the
gravity of the provocation because, as we apprehend
the judgment of this Court in Stingel, that test is
subjective. What is objective, as this Court
enunciated the law, is the question whether, given
the gravity of that provocation as he, in fact,experienced it, an ordinary person might have
reacted in such a way as to lose self-control and
form an intent to kill or do grievous bodily harm.
So that, Your Honours, at the very least all
those personal characteristics went to the gravity
of the provocation in so far as the jury was called
upon to determine what effect this history and, inparticular, the events of the night in question had
on this applicant.
Now, Your Honours, His Honour's directions on
the question of provocation commence at page 37 of
the application book, which is page 18/19 of the
summing up. It is really towards the bottom of page 17 that His Honour first raises the matter of
provocation but towards the bottom of page 18/19His Honour refers to the material, as he saw it,
relating to provocation and His Honour said:
As I understand it, the concept of provocation
arises because of the assertion of the accused
that the deceased had been unfaithful to him
in a sexual sense. As I understand it, the climax of his perception was her infidelity on the occasion when he was outside the window of
her flat in Hunters Hill on what he told the
police was the weekend prior to the killing
and on that occasion he claimed he heard sounds of his wife having sexual intercourse
with another.
His Honour went on on the next page:
In addition to that event and those assertions the accused has claimed that the deceased had
rejected him and behaved in a manner which he
perceived as inconsistent with her marriage
vows.
I do not think it is necessary for present purposes to recite the evidence
touching upon this as Mr Spencer has referred
to it within the last hour or two.
| Baraghith | 6 | 15/11/91 |
Now, with that preliminary, Your Honours, which Your Honours might note makes no reference to
the events of the night when the killing occurred,
His Honour then went on to direct the jury as to
the law of provocation and that commences at about
point 8 on page 20, and His Honour proceeds to
direct the jury as to the elements of provocationas they are set out now in section 23 of the New
South Wales Crimes Act. His Honour does so through
pages - really commencing at point 6 of page 39.
He refers to:
an act which has resulted from a loss of
self-control -
secondly:
induced by conduct of the deceased towards or
affecting the accused.
His Honour said, towards the bottom:
The third element -
must be -
the conduct of the deceased has been such as
could have induced an ordinary person in the
position of the accused so far to lose
self-control as to form the intention to kill
the deceased or inflict grievous bodily harm
on her.
Then His Honour went on to explain, as the fourth
element, that it did not matter whether the conduct
of the deceased alleged occurred immediately before
the act or at some previous time which, indeed, isthe law under the New South Wales section.
Now, again, Your Honours, at page 40
His Honour repeats the proposition that the conduct
must be such as would induce an ordinary person in the position of the accused so far to lose his
self-control as to form the intention to kill or to
inflict grievous bodily harm upon his wife.
Now, Your Honours, basically, they were the
directions of law. Now, it is perhaps significant, Your Honours, to note that they were added to at a
later stage. Now, at pages 45 - - -
TOOHEY J: Well, even before you get to that, Mr Hidden,
what about at the foot of page 40?
MR HIDDEN: At the foot of page - - -?
TOOHEY J: Page 40, the page that you had just taken us to.
| Baraghith | 7 | 15/11/91 |
MR HIDDEN: That is 40 at the top pagination, Your Honours?
TOOHEY J: Yes, 22 of the direction. Is there not a
reference to other matters there that the jury
might have regard to in considering the question of
provocation?
| MR HIDDEN: | I am sorry, is Your Honour referring to the |
paragraph:
You will see that your deliberation in
relation to this matter will involve
considering whether you find there is a
possibility of truth in the assertions of the
accused for the conduct of the deceased and
that includes the alleged words, infidelity,
the staying out late and the asserted
partaking of intoxicating liquor was conduct
towards or affecting the accused such as could
have induced an ordinary person -
Yes, Your Honours, that is a reference in a very
summary form to the alleged provocative conduct.
But, Your Honours, what His Honour never told the
jury was that, "In determining the gravity of that
provocative conduct, you must look at thecharacteristics of the accused." His Honour, in
our submission, was bound to do so and it is
consistent with authority that His Honour should
have done so. But what is more, Your Honours, the reference to the ordinary person in the position of
the accused, unexplained, may well have led the
jury to the view that that is precisely what theycould not do, that is, a requirement that the
conduct must be such as might have induced an
ordinary person in the position of the accused so
far to lose self-control may well have led the jury
to the view that even in determining the gravity of
the provocative conduct to the accused himself,they must put aside his personal characteristics as
they may have found them to be. So that not only was His Honour's direction inadequate, in our submission, but it was positively misleading. Now, Your Honours, section 23 of the New South
Wales Crimes Act is unusual because of the use of
the words "in the position of the accused". If we could take Your Honours briefly to section 23 of
the Act, it provides for the defence of provocation
and subsection (2) of the Act sets out what an act
done under provocation is and subsection (2)(b)
imports the objective element. It says:
that conduct of the deceased was such as could
have induced an ordinary person in the
position of the accused to have so far lost self control as to have formed an intent to
| Baraghith | 8 | 15/11/91 |
kill, or to inflict grievous bodily harm upon,
the deceased -
now, Your Honours, those words, "in the position of the accused" appear, it would seem, only in the New
South Wales legislation, not in the legislation of
any other State nor in England. And when this Court was dealing with the Tasmanian legislation in
Stingel, it was dealing with a section which did
not contain the words "in the position of the
accused" but simply, "an ordinary person".
Now, as far as we are aware, Your Honours, the
decision of the Court of Criminal Appeal in this case is the first decision of that court on what those words "in the position of the accused" might
mean. The view of Mr Justice Samuels who gave the
majority judgment, Your Honours, was consistentwith what this Court said in Stingel. At page 115
of the application book, which is page 7 of
His Honour's judgment, His Honour said at about
point 7:
Hence, when considering the formula "an
ordinary person in the position of the
accused" the words "in the position of the
accused" so far as they make relevant
attributes or characteristics of a particular
accused do so only in assessing the gravity of
the alleged provocation and are to be ignored
in deciding whether the accused's response wasor was not that of an ordinary person.
Now, accepting that as the law, Your Honours,
the point is even that, that is the fact that the
attributes of the accused may go to the gravity ofthe provocation, was not conveyed to the jury and,
indeed, we would submit, rather the opposite was
conveyed to the jury by the totality of
His Honour's directions.
Mr Justice Enderby, who dissented,
Your Honours, seems to have interpreted the words
"ordinary person in the position of the accused"
more along the lines of the decision of the Houseof Lords in Director of Public Prosecutions v
Camplin, (1978) AC 705. Camplin, Your Honours will
recall, was the young lad who despatched his victim
with a chapati pan. Whether or not the young ladwas also Indian does not appear but that may well
be the inference.
But, Your Honours, in Camplin, at page 718, Lord Diplock said - having reviewed the history of
the law of provocation and the passing of section 3
of the English Homicide Act gave his opinion as to
| Baraghith | 9 | 15/11/91 |
the proper direction to given to a jury, and this
appears just above letter E. And having said: The judge should state what the question is
using the very terms of the section.
His Lordship said:
He should then explain to them that the reasonable man referred to in the question is a person having the power of self-control to
be expected of an ordinary person of the sex
and age of the accused, but in other respects sharing such of the accused's characteristics as they think would affect the gravity of the provocation to him.Your Honours, Lord Morris - perhaps I will
come back to Lord Morris, Your Honours.
Lord Simon, at page 727, said, just above letter D:
I think that the standard of self-control
which the law requires before provocation is
held to reduce murder to manslaughter is still
that of the reasonable person (hence his
invocation in section 3); but that, in
determining whether a person of reasonable
self-control would lose it in the
circumstances, the entire factual situation,
which includes the characteristics of the
accused, must be considered.
accused were relevant to the objective test
In other words, Your Honours, the view of of the
and the objective test was an assessment of what a
reasonable person, having those particular
characteristics, might do and all that was required
in applying the objective test was to leave out of
the field particular characteristics such as
unusual pugnacity or excitability.
Maybe the distinction is academic. That
appears to have been the view, Your Honours, of
Lord Morris who said, at page 721, just above
letter B:
There may be no practical difference between,
on the one hand, taking a notional independent reasonable man but a man having the attributes of the accused and subject to all the events
which surrounded the accused and then
considering whether what the accused did was
only what such a person would or might havedone, and, on the other hand, taking the
accused himself with all his attributes and
subject to all the events and then asking
| Baraghith | 10 | 15/11/91 |
whether there was a provocation to such a
degree as would or might make a reasonable man
do what he (the accused) in fact did.
His Lordship went on:
In my view it would now be unreal to tell
a jury that the notional "reasonable man" is
someone without the characteristics of the
accused: it would be to intrude into their
province.
Now, Your Honours, Mr Justice Enderby, in his
dissenting judgment, referred to - Your Honours,
this commences at page 151 of the application book,
being page 30 of His Honour's judgment. His Honour
referred to the judgment of the learned trial
judge, Mr Justice Lush, in the case of Reg v
Dincer, (1983) VR 460 - actually, Your Honours, I
believe in Turkish, that is pronounced "Dinjer".
His Honour, at page 151 of the application book
sets out a lengthy passage from the interlocutory
judgment of Mr Justice Lush in that matter in
which, among others, there is reference to the
decision of the Supreme Court of South Australia in
Dutton, to which we will turn in a moment,
Your Honours.
At page 152, His Honour referred to the words
of Mr Justice Cox in Dutton where he said:
"It follows in my opinion that the ordinary
man against whom the actions of the accused
are to be judged is one possessing all of the
characteristics and idiosyncrasies of the
accused himself - age, sex, race, colour,
physical defects, and so on - which would have
affected his conduct in the circumstances in
which the accused found himself, with the
exception of any extraordinary excitability or
pugnacity that the accused happened to
possess ..... "
Now, Your Honours, that passage from Mr Justice Cox
in Dutton was approved by Mr Justice Lush in
Dincer, and at page 153 of the application book,
Mr Justice Enderby, having referred to it, went on:
It has to be noted that some of Lush, J's
references result from Victoria having no
equivalent to our s.23(3)(a).
That being "the ordinary person in the position of the accused" test.
The main thrust of what he says, however, is
equally applicable in New South Wales.
| Baraghith | 11 | 15/11/91 |
Now, His Honour then went on to refer at some
length to the directions to the jury which
Mr Justice Lush then gave in Dincer, and
Your Honours will see at page 154 of the
application book a portion of those directions
which His Honour underlined.
The first thing is that the provocation must put the accused man into a heat of passion in
which he loses self-control ... -
apparently part of the quotation is left out -
the accused man's reaction so that the jury
can think to themselves, "Well, this is the
kind of thing that an ordinary man in the
whole of the circumstances might have done:
not that every many would have done in the
circumstances, but a man that you could class
as an ordinary man might have done".
And the following page, still in the extract from
Mr Justice Lush, towards the bottom of the page
His Honour posed to the jury:
who is an ordinary man for this purpose?
Well, the answer is that ordinary men come in
all shapes and sizes with enormous variety of
backgrounds of race, religion, colour.
His Honour said:
the jury must consider an ordinary man who has
the same characteristics as the man in thedock. In this case it has been put to you
from the outset that you have to take into
consideration the fact that Dincer is Turkish
by birth, the fact that he is Muslim by
religion, the fact the he is one whom some of
the witnesses were prepared to describe as a
traditionalist, the picture painted of him
that he was a conservative Muslim -
and His Honour went on to refer to the social
practices which he accepted. His Honour said,
towards the middle of the page:
So the first question in this area of provocation is this. Might an ordinary man of
Dincer's origin, religion and background have
lost his self control on learning of what
Zerrin was doing, and upon being exposed to the final events seconds before the stabbing?
Would an ordinary man of Dincer's origin,
background and beliefs have lost his self
control if he was exposed to what Dincer was
exposed to up to the moment of stabbing? If
| Baraghith | 12 | 15/11/91 |
you thought that the answer to that question
was yes, then it would still be necessary toask yourselves, "Well, would that same
ordinary man, losing his self control, have
taken the steps of stabbing?"
In other words, Your Honours, the two
alternative views seem to be these, as we
understand them. The view espoused by this Court in Stingel dealing with the section which simply
said "ordinary man" was that the person orcharacteristics of the accused are relevant to
determining the gravity of the provocation, but in
determining whether provocation of that gravity
could have induced an ordinary man so far to lose
his self-control as to form a murderous intent,
those personal characteristics should be
disregarded unless they are themselves ordinary.The alternative view is that the jury should determine the appropriateness of the loss of
self-control and the question whether an ordinary
man might so far have lost self-control as to form
the murderous intent, using as "an ordinary man" a man having all the characteristics personal to the accused other than exceptional excitability or
pugnacity.
Now, Your Honours, even though the matter was
clearly settled for Tasmania and, no doubt, for the
common law in Stingel, it may be that in New South
Wales, given the addition of those words "the
ordinary man in the position of the accused", both
interpretations are still open. We would respectfully submit that the second interpretation
is the preferable one and, indeed, for pragmatic
reasons, perhaps, one more readily explained to a
jury. Maybe the true test - put another way,
perhaps the test for a jury is this, bearing inmind the burden of proof which the Crown bears,
"Has the Crown satisfied you beyond reasonable
doubt that the accused was not provoked?", that there was no provocative conduct. If the Crown has
not, you turn to the next question, "Has the Crown
satisfied you beyond reasonable doubt that that
conduct did not cause the accused to lose his
self-control?" If the Crown has not satisfied you
on that question, you turn to the next question,
"Has the Crown satisfied you beyond reasonable
doubt that in all the circumstances, viewed
objectively, it was not reasonable for the accused
to have lost his self-control so as to form the
murderous intent?" That is another way of putting
it.
TOOHEY J: Mr Hidden, those tests do not exist in isolation.
Mr Justice Samuels' judgment is really based in
| Baraghith | 13 | 15/11/91 |
this regard on the proposition that there was no
evidence which would really justify the judge in
singling out the accused as having particular
characteristics, at least, by characteristics that
could be described as cultural. I mean, it is one
thing to say, "Well, provocation is to be judged by
reference to the accused", but there has to be
evidence there which is relevant to the question of
the provocation of the particular accused.
MR HIDDEN: Well, in our submission, with great respect,
Your Honour, there was. There may not have been
evidence to the effect that people from this man's
background tend to have certain attitudes but there
was abundant evidence of what this man's attitudes
were. Against the background of his beingEgyptian, not of a Christian upbringing and coming
to this country, having left all behind him, there
were attitudes to the deceased as his wife which
are eloquent in what he said and what he did. The insistence that if she is his wife, she must abandon all contact with former boyfriends, however
innocent. That is one of his attributes. The whole
concept that marriage was inconsistent with any
kind of friendship with any person with whom you
had ever had an emotional relationship, which he
saw equally of himself -
GAUDRON J: Yes, but why does not one just put that down to
the green-eyed monster? I mean, it is not peculiar to people of this religious or ethnic background.
It is a feature which can occur in what you
describe as the Anglo-Saxon Australian male.
| MR HIDDEN: | Yes. | Your Honour, with respect, we may |
perhaps - and if we have done this, forgive us -
have strayed from the point by talking about the
cultural background. Whatever the cultural
background, this was a personal characteristic of
this accused.
| DEANE J: Yes. What you say is the fact on this aspect that |
he is Egyptian is irrelevant?
| MR HIDDEN: | It may explain some of his characteristics, |
Your Honour.
DEANE J: That a normal Australian accused could get up in
the dock and say, "I'm a man with an extraordinary
jealous disposition. I take offence at things that don't offend other people" and set the setting.
MR HIDDEN: Well, that may come dangerously close,
Your Honour, to "unusual excitability or
pugnacity".
| Baraghith | 14 | 15/11/91 |
| DEANE J: | No, but he would no doubt add, "except that I'm |
not a bit unusually excitable".
| MR HIDDEN: | But he may say, "Most Australians I know don't |
mind their wives going out with their old
boyfriends when they are satisfied that the
relationship is all over. I'm not an Australian
like that. I can't brook it, no matter how innocent the association is. I have such a firm view of the marriage vows that I will brook no
contact, even by telephone, with someone with whom
my wife has associated, nor will I with any girl
with whom I have ever associated"
| DEANE J: | I think for the purposes of the leave question, |
you have identified the matters clearly enough
though you need, of course, to bear in mind the
context where the differences between the members
of the Court of Criminal Appeal as to result seem
to have turned to no small extent on factual
considerations and in a context where it is
unusually important that counsel who were there,
who had addressed and had heard the general
reminder to which Justice Toohey has referred you,
did not think it necessary to call for any further
direction or any redirection.
| MR HIDDEN: | Yes. Well, mind you, Your Honours, just on |
that - as to this particular point, with respect,
that is not quite so. At page 45 of the
application book which is page 27 of the summing
up, the Crown prosecutor expressed concern about
His Honour's directions thus far on "the ordinary
person in the position of the accused" test. This
is at about point 6, Your Honours.
CROWN PROSECUTOR: Another matter, when
dealing with provocation, your Honour said
words to the effect that they will have to
consider amongst other things whether the
conduct of the deceased would induce an
ordinary person to kill his wife. With respect, it should be an ordinary person in the position of the accused.
Now, Your Honours, that was a reference to one particular occasion when His Honour left out those
qualifying words and simply said "ordinary person".
And His Honour, perhaps illuminating, Your Honours,
said this:
Well, it is the position of the accused though, is it not? He killed his wife.
Counsel for the accused then said:
| Baraghith | 15 | 15/11/91 |
I think my friend means with all the attendant circumstances.
And the Crown said:
It has to be a person bearing in mind the
accused's situation. I only say that to prevent appellable?? error should it be
perceived as that one day.
And His Honour said that he would go back and give
a further direction, saying, on the next page:
I should have included all the attendant
circumstances. I might have at one stage and not at another. Now, Your Honours, it is not very clear but it
does seem that the Crown prosecutor was concerned
that the concept if "ordinary person in the
position of the accused" had not been adequatelyelucidated for the benefit of the jury and counsel
for the accused joined in that concern. And His Honour then did, indeed, give a further
direction which commences at page 29 of the summing
up, page 48 of the application book but which, with
respect, Your Honours, did nothing to cure the
problem. His Honour simply told the jury again
that as part of provocation - - -
| DEANE J: | I do not read that as complaining about what you |
are now complaining about.
| MR HIDDEN: | I appreciate that Your Honour need not so read |
it, yes.
DEANE J: If one sees no fault in Mr Justice Samuels
approach to the law, it seems to me that there is
nothing there that asks a direction to deal with
your complaint that the directions were simply
inadequate on factual material.
| MR HIDDEN: Well, with respect, Your Honour, a little more |
than that. Inadequate on factual material in the
sense that they did not assist the jury at all in
how to approach the facts and relate them to the
issue of - - -
| DEANE J: | I follow what you say now. |
MR HIDDEN: Thank you, Your Honour. Perhaps, significantly,
Your Honours, at page 116 of the book, page 8 of
Mr Justice Samuels' judgment, His Honour said at
about point 8:
The essence of his account of what had taken place between him and the deceased, or about
| Baraghith | 16 | 15/11/91 |
the deceased's conduct which had grievously
injured him emotionally, consisted of events
that might well have been regarded as
deplorable by any spouse of any cultural
background in relation to another. Adultery
is commonly regarded as a repudiation of
marriage vows and, indeed, sexual intercourse
with other than an established partner is
equally regarded as a repudiation of a
de facto relationship. Persistence in going
out with persons other than a spouse or
partner, returning home drunk, and matters ofthe kind of which the appellant complained
might well be regarded as unacceptable
behaviour by people of a variety of culturalbackgrounds. Similarly, abuse and violence
are not usually readily accommodated.
Your Honours, that was part of the basis upon which
Mr Justice Samuels disposed of the ground but the
difficulty with that, Your Honours, is that, in a
sense, with respect, it confuses the two issues of
"the ordinary person in the position of theaccused" and "the personal characteristics of the
accused" which, on any view of it, go to the
gravity of the provocation.
It matters not that any of us would be offended and distressed by conduct such as the
applicant ascribed to the deceased. The point is the extent to which he was offended and distressed
by it and in that regard, Your Honours, we submit
that there was an abundance of material to show
that he was unusually offended and distressed bythe whole course of conduct culminating in the
dramatic events of the night in question and atvery least, on the question of assessing the
gravity of the provocation, that had to be
explained to the jury. They received no assistance
and, indeed, as we have submitted, the way in which
His Honour directed the jury may have positively
misled them into believing that they could not regard the matter in that way. They had to assess
even the gravity of the provocation by some
objective rather than subjective standard.
The other matter concerning provocation,
Your Honours, of which complaint was made in the
Court of Criminal Appeal and is in this Court is
the fact - and, Your Honours, this is referred to,
perhaps adequately, at paragraph 4 of the summary
of argument - that while His Honour did, late in
the summing up, set out the lion's share of the
accused's statement including his account of what
happened on the night in question, His Honour didnot, when directing the jury on provocation, refer
in terms to the night in question itself. Indeed,
| Baraghith | 17 | 15/11/91 |
the effect of His Honour's directions would appear
to be that the provocation was really in the
antecedent behaviour, perhaps culminating in the
applicant having found his wife in a situation of
adultery the week before, whereas, on any view of
the evidence and however counsel may have put it to
the jury, on any view of the evidence, theculmination was the night itself and the events of
that very night directly leading up to his seizing
the brick and striking her. Those very important events were, in a sense, left out of the equation
on provocation. They were not specifically
referred to as part of the provocative conduct.
Now, Your Honours, it is as to that matter
and, indeed, as to the matter on which we have
already made submissions, that is, the question of
what does "the ordinary person in the position of
the accused" mean, that we would refer Your Honours
to the judgment of the Court of Criminal Appeal ofNew South Wales in the Reg v Zorad, (1990)
19 NSWLR 91 where, at page 105, the court, in a
joint judgment said this, just at E:
A summing-up should, in every case, not only
include directions as to the ingredients of
the offence which the Crown has to establish
and an explanation of how the relevant law may
be applied to the facts of the particular
case, but it should also include a collected
resume of the evidence which relates to each
of those ingredients and a brief outline of
the arguments which have been put in relation
to that evidence.
And the court refers to a number of authorities,
including the familiar decision of this Court in
Alford v Magee. The court went on: This is a rule which appears increasingly to
be ignored by trial judges. It is not a
compliance with that rule simply to read the relevant part of the section to the jury and then to read out the evidence which has been
given chronologically, starting with the first
witness and going through the evidence in
chief, the cross-examination and then
re-examination of each witness before turning
to the next witness and so on. The idea of asumming-up is to present for the jury the issues of fact which they have to determine. We regret to say that the summing-up in the present case failed to comply with that rule.
And in our respectful submission, Your Honours, the
same is true of the summing up in relation to the essential issue of provocation in this trial and,
| Baraghith | 18 | 15/11/91 |
in determining that it was not, the Court of
Criminal Appeal was in error.
The responsibility of the trial judge to sum up to the jury intelligibly and to relate the law
to the issues of fact, of course, was emphasized in
a different context by this Court in Pemble and by
the Court of Criminal Appeal in New South Wales in
Veverka which are referred to in the outline of
argument and we do not propose to refer to them
further. And as is noted there, Your Honours, the failure to relate the elements of provocation,
especially "ordinary person in the position of the
accused" to the facts of the case is a fundamental
error going to the very heart of the applicant's
defence and, for that reason, far more fundamental
than that identified by the Chief Justice in
Chidiac v Reg, (1991) 171 CLR 432 at page 441.
There, in Chidiac, there was a failure to seek a
particular redirection but this Court was of the
view, as was the court below, that that may well
have been done for sound tactical reasons because
the direction did not go to an essential matter and
may well have necessarily led to reference to
evidence which was basically unfavourable to the
accused.
Your Honours, those are our submissions on the question of provocation.
May we turn,
Your Honours, to the question of character?
DEANE J: Yes.
| MR HIDDEN: | His Honour's directions on good character appear |
at pages 42 to 44 of the application book which,
again, I will attempt to identify for Your Honours
more intelligibly. That is pages 24 to 26 of the
summing up. His Honour directed the jury in terms
of section 412 of the Crimes Act, towards the
bottom of page 24, and told them that good
character went - this is on the next page - to:
likelihood of the accused -
having -
committed the crime charged -
and those words are of some importance,
Your Honours, and also -
in assessing the credibility of any
explanations given by the accused.
His Honour went on to say that, of course, for all
offenders there has to be a first time and the
weight to be given to the character evidence is a
| Baraghith | 19 | 15/11/91 |
matter entirely for the jury. Thus far,
Your Honours, impeccable general directions on
evidence of good character consistent with the
decision of the Supreme Court of South Australia in
Trimboli to which I do not think I need
specifically to take Your Honours.
But His Honour then went on to say this - this
is at page 25 of the summing up:
It may of course be of assistance for you
to consider that prior good character
frequently is of weight depending up the
circumstances. Let me give you an example
that has nothing whatever to do with this
case. If you had a man who had been a bank
officer for thirty years and the evidence was
that he had no prior convictions and that
daily he handled in a trustworthy fashion
multiple hundreds and thousands of dollars and
a charge was brought against him that he stole
$2 from the Boy Scouts Fund. You might think
that those many years of good and trustworthy
service would be something that would weigh
very heavily in the balance as to whether you
were prepared to drawn an inference to guilt
in relation to that person. On the other hand, if the evidence of his guilt was there,
despite the previous good character, you may
be minded to draw it.
In offences that relate to what might be
perceived, although it is a matter for you, as
something done during passion or emotion orperhaps as is argued, that at the time there
was an abnormality of mind -
Your Honours might recall there was a defence of diminished responsibility run during the course of
the trial -
you may think that in those circumstances the question of prior good character is not of
marked weight, but those are just alternative
ways of approaching the matter that I give toyou.
Now, Your Honours, with those directions in
their totality, we submit there are two
difficulties. The first is this - if I can take Your Honours back to the example which His Honour gave of the bank officer - may we say from the bar
table, Your Honours, that directions of this kind
are commonly given by trial judges in New South
Wales, that is, directions which suggest that the
relevance of evidence of good character varies with the circumstances and in cases of dishonesty it may
| Baraghith | 20 | 15/11/91 |
carry great weight but in crimes in violence,
especially spontaneous crimes of violence, it may
not carry much weight although it is all a matter
for you.
Now, the type of contrast His Honour made
between different types of cases is commonly made
in summings up in New South Wales. We would submit it is seriously in error, at least as far as a
murder trial where provocation is raised is
concerned. In a sense, what His Honour was saying
with the bank officer example was that, "Where a
bank officer, with years of trustworthy service and
no prior convictions, is charged with a minor
stealing, you may consider the character evidence
of great weight going to a very live issue in the
trial because why would a man with that record for
honesty and trustworthiness commit an act of
dishonesty?" Well, Your Honours, exactly the same
is true of a man of good character and peaceful
disposition who kills his wife with a house brick
and says, "I was provoked". In our submission, Your Honours, evidence of his normally peaceful
disposition is highly relevant to the question
whether he was in fact provoked and did in fact
lose his self-control: two essential matters in
provocation.
To say that "Evidence of prior good character,
including specific evidence as to peaceful
disposition, is not of marked weight in crimes of
violence of this kind" is, in effect, to take the evidence of character from the jury; to render it of no effect.
DEANE J: Well, it is not to take it from the jury. He
said, "You may think" - - -
| MR HIDDEN: | Yes, I appreciate that, Your Honours. | The first |
problem though, however, Your Honours, is that it
pours very cold water on the material but,
secondly, His Honour did not, in any event - a little bit like "ordinary person in the position of
the accused" with the other matter - direct the jury as to what the relevance of good character
might be in this case. And it was a very great
relevancy in this case, given the provocation was
the real issue here.
Again, in our respectful submission,
His Honour has failed to comply with the injunction
of the Court of Criminal Appeal in Zorad and of
this Court in Alford v Magee. His Honour has given the jury a general direction about character
evidence with no reference to the evidence in thecase. What is more, His Honour has directed the
jury as to character in such a way as to minimize
| Baraghith | 21 | 15/11/91 |
the affect which character evidence might have had
in this case, quite apart from not explaining what
its real relevance was to the issues at hand.
Now, in a sense, Your Honours, the two matters are complementary.
Our complaint as to the
provocation directions itself is that the jury were
not told what "an ordinary person in the position
of the accused" means and it was not explained tothem that they might have regard to the personal
characteristics of the accused, at least to assess
the gravity of the provocation. It is compounded
by the fact that they were also not told that on
that very issue, that is, assessing the gravity of
the provocation to this man, his gentle dispositionand prior good character was of great importance.
They were told he had it. They were given no idea
as to what to do with it or how it related to the
issues in the trial.
Now, Your Honours, as to this matter, the
Court of Criminal Appeal, in the judgment of
Mr Justice Samuels, had this to say, and this is at
page 118 of the application book, page 10 of the
judgment. Mr Justice Samuels said at about point 8: It is not by any means self-evident to me to
what issue it was material. The appellant's
disposition was irrelevant to the objective
element of s 23 as I have explained; and itwas not, I would have thought, a factor which
touched the gravity of the deceased's conduct.
Now, Your Honours, in our submission, that just
cannot be so. His Honour went on:
However this may be the appellant never sought
to formulate the relevance of the evidence
because his counsel requested no directions concerning it.
True, Your Honours, his counsel did not. That did
not relieve His Honour of the responsibility of
explaining to the jury what its relevance was.
His Honour went on:
In those circumstances I do not consider that the argument requires further consideration.
I would refuse leave under r 4 and reject this
ground.
I must add that it was also contended
that, in the circumstances, the learned trial
judge's observation to the jury that evidence
of prior character might not be of "marked
| Baraghith | 22 | 15/11/91 |
weight" in relation to crimes of passion or
emotion was "inappropriate and undercut the
already inadequate directions on character."
However, the effect of this error was not such
as to provoke counsel into any attempt to have
the judge correct it, and the point does not
surviver 4.
I suppose, Your Honours, it is not entirely clear
whether His Honour is there saying "the effect of
this suggested error" or His Honour is conceding
that that was in error but that rule 4 ought
prevent leave being granted to argue it.
I pause merely to remark, Your Honours, that
Mr Justice Enderby was of the view that this ground ought succeed although His Honour dealt only with
the assertion that the learned trial judge's
directions had failed adequately to explain to the
jury that good character went to the credibility of the applicant's account. His Honour did not really deal with the question which we are now
entertaining, that is, the relevance of his
personal disposition to the defence of provocation.
Your Honours, again, perhaps, with reference
to both these matters, the directions on
provocation and the directions on character, it is interesting to return to the South Australian case
of Dutton to which Mr Justice Enderby referred at
some length in his judgment. At page 159 of the
application book, page 38 of His Honour's judgment, judgment of Mr Justice Cox and at page 160, towards
the middle of the page, there is reference to the
opinion of Mr Justice Cox:
that the ordinary man -
is the person having -
all of the characteristics and idiosyncrasies of the accused himself.
That matter has already been dealt with,
Your Honours. But His Honour then went on:
As I said earlier, (the trial judge) referred
to the ordinary man without explanation or
embellishment. Given the nature of the
defence ... it was necessary to endow the
ordinary man with the accused's infirmities in
this respect. It could not be supposed that
the jury would make this adjustment unaided;
after all, the postulated ordinary man was, to
this important extent, being made less
ordinary. It follows that, inasmuch as the
| Baraghith | 23 | 15/11/91 |
reference to the ordinary man was left
unexplained, there was a misdirection in thecharge."
Now, Your Honours, in our respectful
submission, those words of Mr Justice Cox are
apposite to the argument we have already presented
on the provocation directions and are equally
apposite, mutatis mutandis, to His Honour's
directions on character. In both respects, the
jury was left unaided as to what these legal
expressions had to do with the case which they were
called upon to decide.
Your Honours, the final matter sought to be
argued on this application is the question whether
rule 4 of the Criminal Appeal Rules of New SouthWales is intra vires the Act, at least as far as
appeals on a question of law are concerned. Might we take Your Honours to rule 4?
| DEANE J: | Was this point raised in the Court of Appeal? |
MR HIDDEN: It was, Your Honours. It is not referred to in
the judgment but my learned junior who argued the
matter in the Court of Criminal Appeal did raise
it. So much is asserted in the affidavit in support of this application and, I understand, is
not contested by the Crown.
| GAUDRON J: | You only get to that point, however, do you not, |
if your primary points are made good? It is
entirely academic unless your primary points are
made good.
| MR HIDDEN: | I suppose, Your Honour, that must be so, yes. |
Yes, true. Your Honours, the point is a very short point. Let me say this, Your Honours: as to the
two major grounds, the provocation directions and
the character directions, Mr Justice Samuels is of
as - - - the view that rule 4 applied to both. said, there may be some question about that as far As we have
DEANE J: But, Mr Hidden, it is not going to make any
difference in this case because unless we think it
is appropriate to grant leave in relation to one or
other of your points, we will not grant it, and in
considering whether it is appropriate to grant leave we will take account of the fact that no objection or adequate objection was taken at the
trial even if the Court of Criminal Appeal should
not have taken account of it.
| MR HIDDEN: | We understand what Your Honours are saying. |
Those are our submissions, if the Court pleases.
| Baraghith | 15/11/91 |
| DEANE J: | The Court need not trouble you, Mr Blanch. |
This is an application for special leave to
appeal from a decision of the Court of Criminal
Appeal of New South Wales refusing leave to appeal
in relation to alleged deficiencies in the learned
trial judge's summing up to which no objection or
no adequate objection had been taken at the trial.
There are two distinct areas of complaint.
The Court of Criminal Appeal was divided in
relation to them both. Mr Justice Samuels and Mr Justice Loveday refused leave.
Mr Justice Enderby would have granted leave and would have upheld an appeal on each of the two
areas of complaint.
The first point relates to the learned trial
judge's directions about provocation which was a
central issue on the trial. It is that His Honour
failed adequately to summarize the material which
was capable of amounting to provocation. It is
also argued that the trial judge failed adequately
to instruct the jury about the meaning of, and
facts relevant to, the phrase ttin the position of
the accusedtt in section 23, the provocation
section, of the New South Wales Crimes Act. The
majority of the Court of Criminal Appeal correctlyinterpreted that phrase, consistently with the judgment of this Court in Stingel v The Queen,
(1990) 171 CLR 312.
The second point relates to the learned trial
judge's directions about evidence relating to the
applicant's general character, in particular
evidence that he was not prone to violence. It is argued that the directions were inadequate as to
the use which the jury could make of that evidence
in the circumstance of this case where thecredibility of the applicant was of central
importance. It is also argued that the directions
implied that the evidence in question was of little importance in the present case.
As to both points, the case turns very much on
its own facts and the differences between the
members of the Court of Appeal reflected differing
assessments of the evidence and of the directions
to the jury rather than differences of principle.
An appeal to this Court would not, in our view,
give rise to any real question of general principle
appropriate to attract a grant of special leave.
Special leave to appeal is therefore refused.
| MR HIDDEN: | May it please the Court. |
AT 4.34 PM THE MATTER WAS ADJOURNED SINE DIE
| Baraghith | 25 | 15/11/91 |
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Appeal
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Charge
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Intention
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