[2022] UKSC 17
On appeal from: [2021] EWCA Civ 1451
JUDGMENT
In the matter of H-W (Children)
In the matter of H-W (Children) (No 2)
before
Lord Hodge, Deputy President
Lord Kitchin
Lord Burrows
Lord Hughes
Dame Siobhan Keegan
15 June 2022
Heard on 22 March 2022
1st Appellant (M (mother of C, D, E and F))
(Acting Pro Bono)
Hannah Markham QC
Kate Makepeace Grieve
Lara Izzard-Hobbs
(Instructed by Bastian Lloyd Morris LLP)
2nd Appellant (F3 (partner of M and father of F) (also a respondent for M’s application))
(Acting Pro Bono)
Will Tyler QC
Emily Beer
Amy Stout
(Instructed by Crane & Staples Solicitors)
1st Respondent (A Local Authority)
Damian Woodward-Carlton QC
Sharan Bhachu
Katie Phillips
(Instructed by A Local Authority)
2nd Respondent (F1 (father of C and D)
(written submissions only)
Baldip Singh
(Instructed by Philcox Gray Solicitors)
3rd Respondent [F2 (father of E)]
4th, 5th and 6th Respondents (Childrens’ Guardians)
Cyrus Larizadeh QC
Amanda Meusz
(Instructed by David Barney & Co)
DAME SIOBHAN KEEGAN: (with whom Lord Hodge, Lord Kitchin, Lord Burrows and Lord Hughes agree)
Introduction
These appeals concern the proportionality of care orders made in relation to three children and appellate review of those orders. It is convenient to adopt the alphabetic identification of the family which was used in the courts below. The appellants are the mother M and her partner F3 who currently care for the children at home. The subject children are now aged 14, 11 and nine and are known as C, D and E. M has three other children. These are A, aged 22, and B aged 19, both of whom are independent and live outside of the family unit. M’s son, A, who features in this case, is clearly a troubled young man. He was made the subject of a care order during his minority. As will be seen, he, and M’s reaction to him, are the keys to this case. M also has a young child F now aged two who currently lives in the home with C, D and E and M and her current partner F3 who is the father of F. The other children within the family unit have different fathers. Child E’s father has not taken part in this appeal and is referred to as F2. The father, F1, of children C and D has filed written submissions although his role in the life of these children has been limited.
The care orders were made by the judge on 26 July 2021. These orders were made approving a care plan of removal of the three children C, D and E from the family home with a view to separate long term foster placements. That decision was appealed to the Court of Appeal where the orders were affirmed on 7 October 2021 by a majority of Lewison and Elisabeth Laing LJJ, Peter Jackson LJ dissenting.
The grounds of appeal of the appellant parents (M and F3) were refined by this court which in granting permission formulated two questions as follows:
“In making care orders for the removal of three of the first appellant’s children into foster care:
(1)In order to decide whether those orders were proportionate, was it necessary as a matter of law to assess the likelihood that, if left in the first appellant’s care, (a) the children would suffer sexual harm; (b) the consequences of such harm arising; (c) the possibility of reducing or mitigating the risk of such harm; and (d) the comparative welfare advantages and disadvantages of the options presented; and
(2)Did the judge err in law by failing to make any or any proper assessment of those matters?”
The first question focuses on the issue of the proportionality of the care orders which were made for C, D and E. To be proportionate a care order which removes a child into care from its parents, and in this case from each other, must be necessary to meet the needs of the children having regard to the advantages and disadvantages of each available option. The four elements of question (1) identified as (a)-(d) above help to answer the question whether the care orders were in fact proportionate and necessary. The second question focuses on the assessment made by the judge of these issues and essentially asks whether the judge carried out the correct balancing exercise.
An answer to these questions requires consideration of the background facts, discussion of the decision of the judge as examined on appeal, determination of the issues identified in the permission and a decision as to whether any error has been made in the proportionality evaluation.
In outlining the contours of these appeals it is important to state that the appellants do not seek to challenge the primary factual findings made by the judge. They do not argue that his assessment of the risk of harm to the children in their mother’s care was wrong. Rather, they say that the judge erred in failing to consider the proportionality of the orders he made by balancing the risk of harm to the children in the care of their mother with the harm the children would suffer should they be removed from her care and from each other, to separate placements with limited contact with their family and against their clear wish to stay at home.
The history
The local authority began involvement in the life of this family when M was herself a child. She was in public care and suffered from neglect and sexual abuse which began when she was a teenager. That abuse was perpetrated by F2 with whom M was to have child E in 2013. F2 has remained as a shadow in M’s life and has partaken in this appeal to the extent that he supports M’s case and contends for the maintenance of the placement of the children at home with M. However, for a substantial period of time he has had only supervised contact with child E. Aside from F2 and issues of sexual risk there has also been local authority involvement with the family over many years due to issues of neglect.
Court proceedings for removal of these children have been contemplated before. The first time that removal was attempted was in March 2012. This was precipitated by F2 being found concealed in the family home. The risk of sexual harm from him was the basis for the application, given F2’s history. However, there was no removal of the children at this time save that a care order was made in relation to A. In relation to the other children residence and supervision orders were made by a different judge in March 2014 and, perhaps most significantly for the purposes of this appeal, an injunction was made against F2 to prevent him from attending at the home again. This injunction remains in place to this day.
From 2014, when the aforementioned proceedings concluded, to 2018 there appears to have been a period of relative stability in the family save that in 2016 there were proceedings in relation to F3’s children by a different mother. Of significance in relation to those proceedings, was that one child who had been living with M and F3 was removed into foster care. This was without criticism of the care givers and simply on the basis that the placement was simply not sustainable. In 2019 there were further proceedings, brought by F1 for C and D to live with him; however they were dismissed.
In March 2019 the local authority reduced intervention to a level of support synonymous with “children in need” obligations. On 28 October 2019 the case was closed by social services on the basis that the family had made considerable progress and that the children were happy. Therefore, when the current proceedings were issued in March 2020 the family unit was relatively stable. C, D and E lived at home with their mother and F3 was part of the family structure in a stepfather role. A baby was born in early 2020, namely F. Also, a permanent injunction had been made against F2 and so he had only supervised contact with the family. By the time that the current proceedings issued none of the children who were ultimately made the subject of care orders had ever been out of the care of their mother.
The current proceedings began on 31 March 2020. They were triggered by the conduct of A. On that date the local authority made an application for an emergency protection order to remove C, D and E. This was in the usual way made on an ex parte basis. The application was refused. However, in refusing the application for an emergency protection order directions were given for a care order hearing. A non-molestation order was also made against A, which among other things prevented him from coming to the family home. The reason why the non-molestation order was made against A is important to state and is a matter to which I will return.
The trigger for court proceedings in March 2020 was an incident in November 2019. This involved A coming to the family home and sexually abusing the child E. At this time A was advised by the police to leave his supported accommodation for his own safety. M was expected to prevent A from staying in the house or being unsupervised around the other children. Notwithstanding this, A was apparently allowed to visit the house for short periods. In November 2019 A stayed at the house for a period of time and on 18 November he sexually abused the child E whilst M and F3 were distracted in the house by an injured dog. An added concern was that the matter was not reported to social services until 21 November 2019, A having gone back to his own accommodation on 19 November 2019. Therefore, the local authority case made against M and F3 was that they had failed to protect E and the other children from A and failed to notify the social services when he abused E in the home.
Unsurprisingly, after this event an initial Child Protection Case Conference was held on 9 January 2020. Conferences of this nature involve a multi-disciplinary discussion on whether or not intervention should ensue. The decision of the initial Child Protection Case Conference was not to issue any court proceedings by way of care order application or otherwise. However, court proceedings were issued at the end of March 2020 following statements made by E to a student social worker and to a head teacher on 16 March 2020 suggesting more extensive abuse by A during the time he was in the house and since. The local authority sought care orders, and removal from the home, not only of C, D and E, but also of F.
The current proceedings came to court for hearing before the judge. As is usual there was a fact-finding hearing to deal with threshold criteria in the first instance and then a welfare hearing. Both hearings were lengthy. At the fact-finding hearing findings were made in relation to the assault on E in November 2019. The judge did not make any further findings in relation to the additional allegations made by E to the head teacher and the student social worker as these were not proven to the requisite standard. His findings against A were thus limited to the single occasion when the parents were distracted by the injured dog. The judge was not asked to make findings of neglect or on any other issues and so the threshold criteria were essentially confined to sexual abuse having occurred, a risk of sexual harm and a failure to protect. The background facts relating to the family were also informed by the earlier fact-finding decision of the first judge in 2014.
Thereafter, a welfare hearing took place. This was a lengthy hearing of some six days during which the judge had to decide whether or not care orders should be made for the subject children. The outcome of this hearing was that the judge decided that care orders should be made for C, D and E but that the case of F should be adjourned to allow for a further assessment of the possibility of B caring for her.
We are only concerned with the care orders that were made. The judgment was given ex tempore on 26 July 2021 after what was undoubtedly a difficult hearing beset by the need to conduct much of it remotely. It is a comprehensive judgment which deals in detail with the factual background of the case, the basis for intervention, the evidence and the legal tests to be applied.
Pausing at this point, it is important to note that in the course of these proceedings the judge heard oral evidence from ten witnesses including four social workers, a family support worker, a Consultant Child and Adolescent Psychiatrist, Dr Judith Freedman, the mother and F2 and the children’s guardian. A letter was also sent to the judge by the child C setting out her wish that the family remain together. The social work evidence, which was extensive, highlighted the social work opinion that the adults in this case had not accepted the risk that A posed and would not be able to guard against that risk in future, notwithstanding the fact that the practical care of F had been good and there was co-operation.
The expert report from Dr Freedman is some 200 pages. In this report Dr Freedman expresses the view “assessing this large extended family is a challenge.” Dr Freedman balanced the pros and cons and reached the following position:
“On the one hand it becomes increasingly apparent over the years of judgments and assessments that matters in the family have not changed greatly. The presentation of the children and the state of the home are described as just adequate. The children struggle in their education. Boundaries are broken. Sexual abuse emerges repeatedly as a risk.
Yet, on the other hand, it is difficult to imagine how C, D and E would manage separation from their mother - much less how M would manage separation from them. And this conundrum also will impact on F, who I have not been asked to include in this assessment.”
M is described as having some vulnerabilities, exacerbated by her own abuse and also some learning deficits. The social work reports refer to therapy and support being provided for M and the family but was overall pessimistic about the ability of M and F3 to protect the children from sexual harm given the history of the case.
The children’s social worker also completed a comprehensive report and care plans which are instructive to read. In particular, the social worker’s evidence outlines the individual characteristics of each child in the following respects. C was 13 at the date of the hearing of this appeal and is described as suffering from anxiety and gender identity issues and having been absent from school. D is described as having some intellectual deficits, ADHD and possible ASD and in need of a specialist school placement which was promoted by M. E is described as having suffered sexual harm and exhibiting behavioural difficulties at school. A sibling assessment conducted by the social worker recommended separate placements for all four children and set out some issues in relation to educational potential and otherwise.
The children’s guardian provided a recommendation in support of the social workers and said in relation to the mother that, in her opinion, “she has a blind spot in respect of A.” The plan for the youngest child F, by this stage, was adoption; however, the guardian was unable to recommend this drastic course without a guardianship assessment of B being undertaken. Therefore, the judge acceded to an adjournment of F’s case for further assessment and so her case remains before the first instance court.
The import of the decision made in relation to C, D and E is profound in that by virtue of the orders made they would be removed from the care of M and F3 to separate foster placements and with contact six times per year. The fourth child, F, was to remain at home by virtue of the judge’s orders pending an assessment of whether or not her half-sister B, could be approved as a special guardian for her, but unless B was shown to be a viable long-term carer for her, she would be adopted.
We were told that that there was a contingency plan for the hearing of F’s case in April before the judge. We also understand that the recommendation in relation to B’s special guardianship application has not been positive. Therefore, we can see that F’s case may be contested and issues arising in this case will have a bearing upon it.
The judgment of the judge at first instance
This court cannot fail to be impressed by the care and attention taken by the judge to hear and conclude this complicated case during the Covid-19 pandemic. The court is also complimentary of the judge’s legal directions to himself which are comprised in his judgment. It is a mark of the experience of this judge that his ex tempore ruling was delivered immediately at the end of a lengthy hearing. The judgment extends to 32 pages.
There is no criticism made of the factual findings or the recitation of the legal tests. At para 139 of the judgment the judge rightly directs himself as follows:
“It is not enough simply to consider that the paramountcy of the children’s welfare and the matters itemised for consideration in section 1(3) of the Children Act 1989, commonly referred to as the welfare checklist. I have to consider the proportionality of any decision I make to remove a child permanently from their family. In other words, I have to be satisfied that the steps taken or the order made are indeed proportionate to the harm found or feared.”
At paras 142-145 of the judgment the judge also refers to the available options in this case and sets out the parties’ positions. At para 145 he refers to care orders and supervision orders. Thereafter the judge refers to various parts of the welfare checklist. His conclusion is found at para 169 which records his view that it would no longer be safe for the children to remain in the care of the mother and F3.
The rationale for this decision is found in para 176 where the judge says:
“176.I have carefully considered the local authority section 31A plan for a placement in foster care under a care order. It seems to me necessary so as to allow the children to be cared for in foster care and for the local authority to share parental responsibility with their parents and determine the extent to which their parents can exercise their parental responsibility. It is the only way, I think, of stopping the difficulties that the children have suffered in the care of their mother and in the care of one or more of their fathers throughout their lives, and I have concluded that each would continue to suffer if they remained in that care.”
The judge refused leave to appeal. However, he granted a short stay of the decision and the stay has subsequently been retained by virtue of orders of the Court of Appeal and this court.
The judgments in the Court of Appeal
Each judge in the Court of Appeal described this as a difficult case. The nub of Peter Jackson LJ’s reasoning (dissenting) is found at para 57 of his judgment wherein he states that:
“Making every allowance for the fact that this was an ex tempore judgment, I am driven to accept the submission that it does not contain an assessment of the welfare advantages and disadvantages of the rival plans for the children. The judge stated a number of the relevant factors, so he clearly had them in his mind, but it is not possible to see how he balanced them out.”
Elisabeth Laing LJ at para 68 of her judgment referred to the fact:
“There is a range of different ways in which a judgment like this can be expressed, just as there is a range of reasonable decisions which are open to the first instance judge; even if sometimes that range is confined to a choice between two available options. The judge had to make his own assessment of a complicated picture and then, on the basis of that assessment, to make a very difficult decision. … The judgment of Peter Jackson LJ is cogent indeed. But I cannot say that the decision of the judge was ‘wrong’ (in the sense in which that word is used in the test for allowing an appeal in a case like this).”
Lewison LJ at para 79 of his judgment said that: