Wong v Selfe

Case

[2017] NZHC 610

30 March 2017

No judgment structure available for this case.

IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY

CIV-2016-404-000600 [2017] NZHC 610

BETWEEN

SHUN LEE RONNIE WONG

First Plaintiff

AND

SUET LIN SHIRLEY TANG Second Plaintiff

AND

DAVID LEEROY SELFE First Defendant

AND

KIRSTEN LEONIE SELFE Second Defendant

Hearing: 16 November 2016

Appearances:

S Chan for the Plaintiffs
Defendants in Person

Judgment:

30 March 2017

JUDGMENT OF ASSOCIATE JUDGE SARGISSON

This judgment was delivered by me on 30 March 2017 at 3.30 p.m. pursuant to Rule 11.5 of the High Court Rules.

Registrar/Deputy Registrar

Date.......................................

Solicitors:

Forest Harrison, Auckland

WONG & Anor v SELFE & Anor [2017] NZHC 610 [30 March 2017]

Introduction

[1]      The  applicants,  David  and  Kirsten  Selfe,  apply  to  set  aside  a  summary judgment entered against them on 17 May 2016 for $213,575 for unpaid rent and outgoings, following a hearing at which they did not appear.

[2]      The respondents, Shun Lee Ronnie Wong and his wife, Suet Lin Shirley Tang, oppose the application.   They say the judgment, which was made on their claim against the applicants, should stand.

[3]      The application to set aside the summary judgment is declined. For reasons that are set out in this judgment I am satisfied that the summary judgment was not irregularly obtained, and that there is no tenable defence to the claim for unpaid rent and outgoings. There has been no miscarriage of justice.

Background

[4]      The  respondents  are  the  registered  proprietors  of  premises  located  in Browns Bay on Auckland’s North Shore. They bought the premises in 2012 from the previous owner. They also acquired the reversion of a lease of the premises that the former owner had granted in 2009 to Ardern Holdings Limited in December 2009.

[5]      Ardern Holdings is now in liquidation, but before its demise it operated the Corelli Performing Arts School at the premises.  The applicants were the directors of Ardern Holdings and the principals of the school.  They provided a written guarantee for a year’s rent and outgoings payable under Ardern Holdings’ lease; and under this guarantee they are treated as the principal debtors.

[6]      In May 2015, Ardern Holdings defaulted on its payment obligations under the lease.  Eventually, the unpaid rent and outgoings formed the basis for different but related proceedings: liquidation proceedings against Ardern Holdings; the summary judgment proceedings against Mr and Mrs Selfe as guarantors to which the present application relates; and bankruptcy proceedings against Mr and Mrs Selfe.  I pause to refer to each set of proceedings.

[7]       On  9  December  2015,  the  respondents  served  Ardern  Holdings  with  a statutory demand for $118,138.48 for the shortfall in rent and outgoings for the period from 1 June to 8 December 2015.  Ardern Holdings failed to comply with the demand, and on 29 January 2016 the respondents commenced proceedings to have it placed into liquidation.

[8]      On  29  January  2016  Ardern  Holdings  sought  an  adjournment  of  the liquidation proceedings on the grounds that the applicants had arrangements for a third party to meet the statutory demand. The matter was adjourned to a half day fixture  on  19  April  2016  to  allow  Ardern  Holdings  to  make  payments  by

1 April 2016 and to file a statement of defence by 29 February 2016.

[9]      By 2 April 2016 Ardern Holdings had neither made payment nor filed a statement of defence. On this date, the respondents effected re-entry of the premise.

[10]     On  9  April  2016  the  respondents  served  the  applicants  with  summary judgment proceedings for the unpaid rent and outgoings, which they had filed on

30 March 2016.

[11]     On 19 April 2016, the Court made an order placing Ardern Holdings into liquidation.    The  application  was  undefended  and  counsel  for Ardern  Holdings accepted the quantum claimed by the respondents.

[12]     On 17 May 2016 the summary judgment proceeding came before the Court. The applicants filed no statement of defence and no documents in opposition to the interlocutory application for summary judgment.  Nor did they appear at the hearing. Judgment was entered for the respondents and orders made against Mr and Mrs Selfe to the tune of $213,575, this being:

(a)       $187,158.21    for    the    outstanding    rent    and   outgoings    as    at

15 March 2016;

(b)      Interest at the rate of 8.5% per annum on the above amount as from

16 March until the date of judgment calculated to be $43.58 per day;

(c)      $12,054.18   for   legal   costs   incurred   from   August   2015   to

15 March 2016; and

(d)      An award of costs on a 2B basis and disbursements in the sum of

$11,617.07.

[13]     In  reliance  on  this  summary  judgment,  the  respondents  served  Mr  and Mrs Selfe with bankruptcy notices.  In separate proceedings, Mr and Mrs Selfe have applied to have these bankruptcy notices set aside.

[14]     On 21 July 2016 Mr and Mrs Selfe filed the present application to set aside the summary judgment.   Their principal ground relies on a claim to have a counterclaim or set-off for $90,000 worth of expenditure on repair and maintenance works  and  damages  for  the respondents’ illegal  re-entry of  the premises.    It  is common ground that the applications to set aside the bankruptcy notices will turn on the outcome of the present application.

Legal framework

[15]     The application is made pursuant to High Court Rule 12.14 which relevantly provides:

12.14 Setting aside judgment

A judgment given against a party who does not appear at the hearing of an application for judgment under rule 12.2 or 12.3 may be set aside or varied by the court on any terms it thinks just if it appears to the court that there has been or may have been a miscarriage of justice.

[16]     The guiding authority for applications to set aside judgment is Russell v Cox.1

McMullin J emphasised that the discretion vested in the Court must be regarded as unfettered, but three considerations are commonly regarded as being of central importance, namely that:

(a)       The defendant has a substantial ground of defence; (b)           The delay is reasonably explained; and

1      Russell v Cox [1983] NZLR 654 (CA) at 659.

(c)      The plaintiff will not suffer irreparable injury if the judgment is set aside.

[17]     Both parties structure their submissions around these three considerations. I stress  that  such  considerations  do  not  exhaust  the  Court’s  discretion,  and  are ultimately secondary to the preeminent question of where the overall justice of the case lies.

[18]     A summary judgment can also be set aside on the ground that is has been irregularly obtained.2

[19]     Whether there is a procedural irregularity is a prior question, and if a Court is satisfied that such an irregularity exists there is no need to look further into the merits of the case.3   The applicants raise such an argument, and I address this before turning to the three factors specified in Russell v Cox.

Was the summary judgment irregularly obtained?

[20]     Mr and Mrs Selfe submit the summary judgment was irregularly obtained for two reasons:

(a)       There was a defect in the service of the proceedings;

(b)Mr Wong did not lay out the grounds on which he deposed to the belief that the applicants had no defence to the allegation as required under High Court Rule 12.4(5)(b).

Was there a defect in the service?

[21]     The applicants depose that they mistakenly assumed when they were served with the proceedings that the respondents would also send a copy to their solicitors, Glaister Ennor. The applications  considered  this  quite reasonable  given  that  the

respondents’ solicitors had been in correspondence with Glaister Ennor over many years.

[22]     As it turned out, Glaister Ennor only found out about the proceedings after judgment was entered against the applicants. The applicants infer that the decision not to send it to their solicitors was intentional.

[23]     This issue can be disposed of quickly. Personal service constitutes legitimate service under High Court Rule 6.1(a).  The documents served gave requisite notice in accordance with r 12.4(4)(c)(i).

[24]    The respondents’ solicitors, Forest Harrison, also acted courteously and professionally   in   contacting   Glaister   Ennor   on   three   separate   occasions   in March 2016 to confirm whether Glaister Ennor was authorised to accept service. No  confirmation  was  received  before  the  summary  judgment  proceedings  were served on the applicants personally in accordance with the High Court Rules.

Did the respondents fail to lay out the relevant grounds under r 12.4(5)(b)?

[25]     Mr and Mrs Selfe rely on r 12.4(5)(b) which relevantly provides:

(5) The affidavit—

(b)  if  given  by  or  on  behalf  of  the  plaintiff,  must  verify  the allegations in the statement of claim to which it is alleged that the defendant  has  no  defence, and  must  depose  to  the belief  of  the person making the affidavit that the defendant has no defence to the allegations and set out the grounds of that belief:

(Emphasis added).

[26]     In the summary judgment context, the onus is on the plaintiff to establish that the defendants have no defence, but there is also a duty on the plaintiff to disclose in its  affidavit  any  facts  of  which  it  is  aware  that  could  amount  to  a  defence.4

A reasonably strict approach to this rule is justified by the limitations intrinsic to the

summary judgment procedure on the defendant’s ordinary right to defend.5

[27]     It is apparent that Mr Wong’s affirmation dated 29 March 2016 does not mention the issues concerning the applicants’ potential counterclaim or set-off. This is a “serious concern”.6

[28]     Mr Wong and Mrs Tang submit that they did not have any material evidence in their possession that might support a defence for the applicants. In essence, the respondents contend they were not aware of the relevant issues prior to the proceedings.

[29]     This   issue   turns   on   the   effect   of   certain   correspondence   between Glaister Ennor, solicitors for Ardern Holdings, and Forest Harrison, solicitors for the respondents.

[30]     The details of the correspondence are not in dispute:

(a)      Glaister Ennor first raised the question of a potential set-off by letter dated 21 December 2015.

(b)The  next  day  Forest  Harrison  responded  asking  for  evidence  and drawing  attention  to  the  terms  of  the  lease  which  disentitled Ardern Holdings from set-offs or deductions in respect of rent payments.  Glaister Ennor did not respond to this point.

(c)      Then by a letter dated 11 February 2016, Glaister Ennor referred in general terms to “landlord maintenance which our client has had to undertake”.

(d)Forest Harrison replied the next day, advising that the respondents had never received instructions about landlord maintenance issues. Forest Harrison alleged the claims were “unsubstantiated”, and asked for

documentary evidence.

6      Canning v Lucas Industries NZ Ltd CA24/89, 22 March 1990 at 5.

(e)      Glaister Ennor replied  on 15  February 2016 stating that  “we will address [the various maintenance issues] more fully with you in due course” and then providing five photos of damaged areas of the school as examples of such issues. The photos did not show the ‘repaired’ items.

(f)      There is no evidence that the issue of landlord maintenance failures was raised again until this present application was served on the applicants.

[31]     From this correspondence, I consider that the applicants did not do nearly enough to put the respondents on notice that they had a legitimately arguable counterclaim or set-off that the respondents were duty-bound to disclose in their affidavit evidence.

[32]     It is not sufficient for the applicants to claim, without any corroborating documentary evidence, that Ardern Holdings had spent some $90,000 on repairs and maintenance  and  was  consequently  entitled  to  a  set-off.    At  no  point  did  the applicants supply a single invoice, quote, or notice to support their assertions. The applicants also failed to challenge the respondents’ assertion that the terms of the lease prohibited set-offs against the rent.

[33]     In sum, I find no issue with the manner in which the summary judgment was obtained. I turn now to the three considerations outlined in Russell v Cox.  I put aside momentarily the key question of whether the applicants have a substantial ground of defence, and deal first with the other two considerations which can be disposed of briefly.

Was the applicants’ delay reasonable?

[34]     The  summary  judgment  proceedings  were  served  on  the  applicants  on

9 April 2016.  Judgment was entered on 17 May 2016 when the applicants had failed to file a notice of opposition or a statement of defence, or to appear at the hearing. The applicants delayed further until late July 2016 before filing this application presently before me.

[35]     The applicants rely on two grounds to explain their delay, namely an alleged defect of service and personal circumstances.

[36]     I do not need to revisit the former matter.   There was no defect of in the respondents’ service of the proceedings to justify the applicants’ delay in bringing the application.

[37]     The applicants also submit that their delay was excusable in light of various personal circumstances faced by the applicants during the period leading up the hearing.  Mr Selfe describes these circumstances as follows:

… there were financial strains on the school, my father’s partner died suddenly, and my father suffering dementia and had to come and live with us. During this time my father even got into a car and drove over the harbour bridge and got disoriented. We had to liaise with the Police to recover him. Amongst all this stress I did not appreciate what had to be done with the proceedings.

[38]     The respondents rely on the analogous case of Smith v Penny.7   In that case, Mr Penny was spending most of his non-working hours at the hospital bedside of his sick son at the time the notice of proceedings was served. Mr Penny did not deny receiving the documents, but he was simply preoccupied with his son’s illness. In these circumstances, the Court observes that:

Notwithstanding his son's illness, it would have been open to him to file a proforma notice of opposition, and sought an extension of time within which to file a notice of opposition, and an adjournment of any hearing. It is likely that the Court (and perhaps Mr Smith) would have been sympathetic to an extension  of  time. Alternatively,  his  solicitors  could  have  contacted  the plaintiff's   solicitors.   No   steps   were   taken   by   Mr   Penney,   and   his explanations, while perhaps understandable at a personal level, do not, in my view, excuse his failure to take any steps at all.

[39]     The same could be said in this context. I accept that Mr and Mrs Selfe were weighed down by many other concerns, but this on its own is not sufficient to set aside the summary judgment awarded in the favour or Mr Wong and Mrs Tang.

Will the respondents suffer irreparable harm if the summary judgment is set aside?

7      Smith v Penny [2013] NZHC 2988 at [57]-[59].

[40]     The applicants submit that if the judgment is not set aside, they will suffer irreparable injury. However, as the respondents point out, the Russell v Cox test is concerned with the potential injury to the respondents not the applicants.

[41]     If the judgment was set aside, I accept that the respondents would be required to incur further costs and delay in obtaining judgment once again, on top of the costs already expended opposing this application.   I also acknowledge that these costs would not be easily recoverable from the applicants.8

[42]     However, legal expenses and delay are always part and parcel of engaging with the judicial process. If there is good reason to set aside judgment I do not consider that the time and costs associated with seeking a new judgment should weigh heavily in the Court’s analysis. I therefore consider this Russell v Cox consideration of little moment to the present application.

Do the applicants have a substantial ground of defence?

[43]     The applicants submit that they have a substantial ground of defence in the form of a counterclaim-claim or set-off for:

(a)       Expenditure   on    repair    and    maintenance    work    amounting    to approximately $90,000; and

(b)      Loss caused by the respondents’ illegal re-entry of the premises. [44] These two submissions are addressed in turn.

Repair and maintenance works

[45]     The applicants submit that Ardern Holdings had to incur costs for repair and maintenance works that were the landlord’s responsibility under the lease agreement. They depose that the maintenance and repair issues were brought to Mr Wong’s

attention  but  “[o]n  all  occasions  he  just  wouldn’t  do  it”.  Consequently, Ardern

Holdings had to use its limited cash flows to pay for the work itself.

[46]     The applicants’ “rough and ready estimate” is that such costs summed to

around $90,000, and this amount plus interest represents the counterclaim or set-off.

[47]     The respondents contend the applicants’ set-off claim is barred by clause 1.1 of the lease which relevantly provides:

THE Tenant shall pay the annual rent by equal monthly payments in advance (or as varied pursuant to any rent review) on the rent payment dates. The first monthly payment (together with rent calculated on a daily basis for any period from the commencement date of the term to the first rent payment date) shall be payable on the first rent payment date. All rent shall be paid without any deductions or set-off by direct payment to the Landlord or as the Landlord may direct.

(Emphasis added).

[48]     There is no question that this clause applies to the debt relating to the rent in arrears; the more complicated question is whether it equally applies to the outgoings. In Drake City Ltd v Tasman-Jones, I held that an identical clause did not exclude set- off claims against outgoings.9  Without conclusively deciding the matter, I consider it likely the same would apply in this case, and I proceed on that basis.

[49]     The works allegedly undertaken by Ardern Holdings are as follows:

(a)      Repainting the building – $24,000. (The applicants allege that the respondents agreed to undertake this work before renewing the lease, but this is denied by the respondents.)

(b)      Replacing doors after the hinges rusted and double glass fell off –

$12,5000.

(c)      Purchasing three heat pumps due to air conditioning issues – $10,000.

(d)Plumbing  works  on  boys’  toilets  because  of  a  crumbling  sewer connection – $1,500.

(e)       Repainting walls and aluminium windows after vandalism – $11,500. (f)      Repairing false ceilings after leakage – $3,500.

(g)      Replacing flooring since it had not been maintained over four years –

$26,000.

[50]     Mr Wong’s affirmation of 27 September 2016 gives a comprehensive

reply to each of these maintenance and repair works:

Paragraph 28:  David has listed various maintenance and repair works that he alleges we were required to do, and which AHL [Ardern Holdings] has purportedly paid for. Many of these works were never brought to my attention. I also note the following:

a.   Painting:  At no time did AHL ask us to paint the building.  We bought the building in 2012 and AHL did not renew the lease as at 1 October 2015. It was in default in terms of payment of rent and outgoings at that stage.  Further, under the Lease the tenant is responsible for the costs of painting.

b.   Hinges on front door:  I received an email from AHL in regards to this on 8 April 2013.  The Lease states that repairs of all glass breakages and breakage or damage to doors are the tenant’s obligation.  Accordingly,  AHL’s  email  stated  that  any contribution from us towards the repair invoice of $8,500 would be appreciated. I replied that if overdue rent and outgoings were paid I would consider this. I did not receive any further response from AHL. The  relevant  emails  are  annexed  and marked  as exhibit GG.

c.   Air  Conditioning:    Repairs to any air-conditioning were the tenant’s responsibility.  Further, when AHL raised this issue the rent and outgoings were seriously in arrears.

d.  Broken toilet: From 1 March 2015, payments for rent and outgoings became very delayed. I received an email from AHL in  regards  to  the  boys’ toilets  on  9  March  2015. I asked  if repairing the toilet is the landlord’s responsibility, and asked for the quote from AHL’s plumber. I also reminded AHL that rent for  March  was  10  days  overdue. AHL replied  that  the  rent payment was coming, and that it was still waiting for the quote. AHL never contacted me again about the matter. The relevant emails are annexed and marked as exhibit HH.

e.   Vandalism to exterior of buildings:  This is not the landlords’

responsibility.

f.    Electricity feed:  This was also referred to in paragraph 29 ie I have “outrageously” repaired the power cable under the bridge by attaching some string. Our other tenant, KBL Joinery, informed us that some children had been playing on the bridge and had tried to pull the cable down. In the interests of safety, I supported the cable with some string immediately after I became aware of the issue. Within the same week I engaged a contractor to properly fasten the cable back in place. I also emailed KBL Joinery requesting that they help keep an eye on the cable. My email to KBL Joinery and a photo of the repaired cable are annexed and marked as exhibit II.

g.   Leaking roof:   On 3 August 2015, I received an email from AHL about two leaks in the building. I understand this to be a minor roof repair and therefore the tenant’s obligation. At this point, 3 months’ rent and outgoings ($73,407.53) were overdue. I replied on the same day stating that if rent and outgoings were paid we were happy to address the issues. I did not receive any further response from AHL. The relevant emails are annexed and marked as exhibit JJ.

h.   Flooring: Again, this is the tenant’s responsibility to repair and

maintain.

[51]     The applicants depose there is a fundamental disagreement of both fact and law that needs to be worked through in a full hearing.  It is quite apparent that the accounts  differ factually, on  whether  the  repairs  were brought  to  the  landlord’s attention or even undertaken at all; and legally, as to who had responsibility to undertake the specified  work.    But  this  is  not  enough  to  persuade me that  the judgment should be set aside.

[52]     In  the  context  of  an  application  for  summary  judgment,  the  principle  is well-settled that even though the onus is on the plaintiff, the defendant must provide some evidential foundation for its defences, including adducing documentary evidence where such is available.10   In particular, the Court of Appeal has observed

in Haines v Carter that:11

10     Treeways 2000 Ltd v Ryan (1995) 8 PRNZ 398 at 400; Australian Guarantee Corporation (NZ) Ltd v McBeth (1992) 4 PRNZ 544 (CA) at 548; Cheah v Equiticorp Finance Group Ltd [1989] 3

NZLR 1 (PC) at 2.

11     Haines v Carter [2001] 2 NZLR 167 (CA) at [90].

A simple assertion by the defendant that he believes he has an arguable defence on a particular ground is unlikely to cut much ice unless the defendant provides a reasonable level of detail in support of that defence.

[53]     It  is  sensible to  apply this  minimal standard to  applications  to  set  aside summary judgment as well.

[54]     It is telling then that beyond asserting their version of events, the applicants have done nothing of significance to challenge the respondents’ competing account. Given that a key contention on which they rely is that they incurred significant expenditure, it is to be expected that they would produce documentary evidence to demonstrate that this claim is more than mere assertion.  They have not produced any such evidence.  There is not a single invoice, bank statement, or even name of any contractor or contractors, to lay a foundation for the claim that the work was undertaken or that the amounts claimed are accurate.

[55]     The applicants submit they are unable to access these documents as they are now with the liquidator.   However, as Ardern Holdings’ directors, they had full access to such documents when the issue was raised prior to the commencement of, and during the course of, the liquidation proceedings.  The very claims they make now are claims that would surely have been made by the company if this expenditure had been incurred.   Moreover, there is also no evidence the applicants have made legitimate attempts to obtain these documents from the liquidator for the purpose of this preceding.

[56]     There is no evidence indicating that that the issues were satisfactorily brought to the landlord’s attention.  On a number of occasions, the respondents reasonably asked for more evidence before taking the matter further, but the applicants failed to supply any such evidence.

[57]     While   the   applicants   supplied   the   respondents   and   the   Court   with photographs of the roof damage, there were no corresponding photographs showing the completed work, and no photographs adduced for the other work.

[58]    Additionally, the applicants have not challenged the submission that the specified work was the tenants’ responsibility. This is despite the fact that the lease agreement gives the tenant responsibility for repairing broken doors,12  and interior painting;13 and also to “keep and maintain the interior of the premises including the Landlord’s fixtures and fittings”, which likely covers updating air-conditioning units, repairing minor ceiling damage, and replacing flooring.14

[59]     Where the position was less clear, Ardern Holdings failed to clarify matters with the respondents.  Ardern Holdings did not respond to the respondents’ inquiry as to whether the plumbing was the landlord’s responsibility, or challenge the respondents’ view that the roofing damage was minor and therefore the tenant’s responsibility.

[60]     Finally, I note that this ground of defence was not raised in the application to put Ardern Holdings into liquidation and the quantum sought by the respondents was left unchallenged.  While this is not of itself determinative, it is a further factor that points strongly to the applicant’s concerns being nothing more than unsubstantiated assertion.   It also calls for something more than they have presently produced to provide a reasonable foundation for their claims.

[61]     In short, I am not persuaded that this counterclaim or set-off constitutes a substantial ground of defence.

Illegal re-entry

[62]     The  respondents  sent  agents  to  re-enter  the  premises  on  2  April  2016. The applicants submit that the respondents had no legal right to re-enter the premises

at this time.

12     Clause 8.1(b) provides that the tenant is responsible to “pay for the repair of all glass breakages

and breakage or damage to all doors”.

13     Clause 8.1(c) provides that the tenant is responsible to “paint and decorate those parts of the

interior of the premises which have previously been painted and decorated when the same reasonably requires repainting and redecoration to a specification as approved by the Landlord”. Admittedly, it is not clear whether the painting work was internal or external, and the legal position of external painting is less clear.

14     There is  also cl  8.1(d)  which provides that  the  tenant  is  responsible to  “replace all  floor coverings worn or damaged other than by fair wear and tear with floor coverings of a similar quality when reasonably required by the Landlord”.

[63]     The rent had been in arrears well longer than 10 working days after rent payments  dates,  and  on  27  January  2016  the  respondents  accordingly  served Ardern Holdings with a notice pursuant to s 245 of the Property Law Act 2007.

[64]     The breach was not remedied within the statutory timeframe of 10 days following the service of the PLA notice. After this period elapsed, the respondents had the right to cancel the lease and peacefully re-enter the premises pursuant to the

27 January PLA notice. This is not disputed.

[65]     What is disputed is whether the PLA notice still governed the contractual relationship between the parties at the time the respondents effected re-entry.

[66]     It is common ground that subsequent to serving the 27 January PLA notice, the respondents communicated to Ardern Holdings on a number of occasions that they were now on a month to month tenancy expiring 7 April 2016 and that vacant possession  was  required  on  8 April.    The  question  is  whether  the  respondents implicitly waived the right to re-enter the premises at an earlier date as a result of these communications.

[67]     The key correspondence was on 7 March 2016, when the respondents served a notice under the lease which reads as follows:

You  are now occupying the  premises  on  a  monthly basis. The landlord hereby gives you one month’s notice to terminate the lease. Your lease shall terminate on 7 April 2016. Our client requires vacant possession of the Property on 8 April 2016.

[68]     The respondents highlight that they served the 7 March notice while still the under the impression that Ardern Holdings would make partial payment of $125,000 towards the debt on 1 April 2016.   Mr Wong’s affidavit records that the 7 March notice was therefore “a courtesy notice in view of [Ardern Holdings] intention to make partial payment”.

[69]     The respondents submit that later in March they became aware that Ardern Holdings  had  no  intention  to  repay  the  debt,  despite  earlier  indications  to  the contrary.  On 17 March, Forest Harrison accordingly sent a letter to Glaister Ennor

referring to the 27 January notice purporting to terminate the lease and asserting that the  respondents  reserved  the  right  “to  re-enter  premises  prior  to  7 April  2016 pursuant to the Property Law Act notice dated 27 January 2016”.

[70]     The applicants did not accept this. On the same day Glaister Ennor replied by email advising that Forest Harrison’s letter of 7 March giving one month’s notice to terminate the deed of lease was now the operative document superseding the PLA notice.

[71]     The applicants did not make the partial payment of $125,000 on 1 April, and the respondents effected re-entry the next day.

[72]     I accept that the respondents acted in good faith in giving Ardern Holdings time to make the partial repayment.  But the contractual effects of the 7 March correspondence are quite clear.   A new contractual arrangement was created upon which the applicants were entitled to rely.  If the respondents had wanted to avoid this  interpretation  of  events,  they  should  have  more  carefully  and  explicitly preserved its rights under the earlier PLA notice.

[73]     It follows that the respondents were not legally entitled to re-enter earlier than 8 April 2016, and that the applicants could therefore sue for damages.

[74]     I do not, however, think this qualifies as a substantial ground of defence for the simple reason that there is nothing to indicate that any loss was suffered.

[75]     Ardern Holdings was in the process of relocating the school to new premises when the respondents’ agents arrived.  The applicants claim that they and the school lost  face,  causing  parents  to  remove  their  children  from  the  school,  ultimately leading to the school’s final collapse.

[76]     This is simply farfetched.  Regardless of the re-entry, Ardern Holdings would have  been  placed  into  liquidation  on  19 April  2016.    The  school  had  already communicated to parents that the school was considering downsizing to 100 students as well as relocating twice over the next year.  Every curious-minded parent would

have realised that the school was in financial trouble, and it is simply to claim that the arrival of the agents substantially contributed to the school’s reputational or financial problems.

[77]     I also note that while the respondents acted illegally in effecting re-entry on

2 April, there is nothing to suggest they did so vindictively or high-handedly, rather than on the basis of a genuine misinterpretation of their contractual rights.

[78]     For these reasons, I conclude that the applicants do not have any substantial ground of defence that  would  have justify setting aside  the summary judgment entered against them.

Result

[79]     The application is dismissed.

[80]     As costs follow the event, the applicants are ordered to pay costs on their failed application on a 2B basis plus disbursements as fixed by the Registrar.

Associate Judge Sargisson

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Smith v Penney [2013] NZHC 2988