Solicitor-General of New Zealand v Rhodes HC Auckland CIV 2007-404-3773

Case

[2010] NZHC 269

16 February 2010

No judgment structure available for this case.

IN THE HIGH COURT OF NEW ZEALAND

AUCKLAND REGISTRY

CIV 2007-404-3773

IN THE MATTER OF     an application under the Proceeds of Crime

Act 1991

BETWEEN  THE SOLICITOR-GENERAL OF NEW ZEALAND

Applicant

ANDALBERT JOHN RHODES First Respondent

ANDSTEPHEN PAUL KISSLING Second Respondent

ANDGLENN THOMAS GOLLOP Third Respondent

Hearing:         15 February 2010

Appearances:  D G Johnstone for applicant

J Krebs for Albert Rhodes

Judgment:      16 February 2010

JUDGMENT OF WINKELMANN J

Crown Solicitor, Auckland

McVeagh Fleming, Auckland

Counsel:

Jonathan Krebs, Barrister, Napier

THE SOLICITOR-GENERAL OF NEW ZEALAND V RHODES & ORS HC AK CIV 2007-404-3773  16

February 2010

[1]      Mr Rhodes has been convicted,  along  with  seven  others,  of  serious  drug

offending.  He was convicted of a multiplicity of offences including the importation

of pseudoephedrine, and the manufacture and supply of methamphetamine.  He was sentenced to life imprisonment in respect of the convictions with a minimum period

of imprisonment of 10 years.  The Solicitor-General now applies under the Proceeds

of Crimes Act 1991 (the Act) for a pecuniary penalty order in the sum of $460,000

and for confiscation of property.  The amount of $460,000 is calculated by reference

to the sale value of methamphetamine manufactured by Mr Rhodes and others and

by reference to other supplies of methamphetamine occurring outside the period of manufacture.

[2]      The applications are made for confiscation orders both on the basis that the property is tainted property, and that it is property available in terms of the Act to satisfy the penalty orders.  I note that the Act has now been replaced by the Criminal Proceeds (Recovery) Act 2009 which came into force on 1 December 2009, but by virtue of s 172 of the Criminal Proceeds (Recovery) Act, the Act continues to apply to this application.

[3]      Mr Rhodes opposes the making of the orders sought on the grounds that the penalty amount the Solicitor-General applies far exceeds  any  benefits  he  received from  the  offending. He says first that the price his group obtained  for  the methamphetamine was a price for ounce lots and  was  therefore  no  more  than

$10,000  per  ounce.   Secondly,  Mr  Rhodes  argues  that  since  there  were  other  co- offenders who  shared any benefits, that should be taken  into account in  fixing the level of pecuniary penalty.

[4]      During the course of argument the  Solicitor-General  accepted  $10,000  per ounce as the price likely to have been obtained by Mr Rhodes for the methamphetamine. I proceed on that basis. I  am  satisfied  from  the  intercepted conversations and communications that that is an appropriate value to proceed with

in calculating the benefits received by the group at least.

[5]           In   relation   to   the   confiscation   orders   sought   by   the   Solicitor-General, Mr Rhodes concedes ownership of only some of the property.   He claims that third parties, some represented before the Court in this proceeding, also have interests in the assets.   It is anticipated that argument of those ownership issues will entail the receipt  and  consideration  of  lengthy  evidence  and  the  involvement  of  counsel  for third  parties.       Counsel  for  the  Solicitor-General  and  Mr  Rhodes  have  agreed  that resolution of some preliminary issues may well be determinative of the outstanding matters between the parties in this application, without the need for receipt of that evidence.  These issues are:

1.What  “benefits”  for  the  purposes  of  the  Act  were  produced  by  the offending?

2.        What benefits did Mr Rhodes personally receive?

3.Should any pecuniary penalty order be reduced  to take into account pecuniary penalty orders already made in respect of Mr Rhodes’ co- offenders?

Background facts

[6]      In June 2006 police executed a search warrant at the Highgate apartment of one of Mr Rhodes’ co-offenders, Mr Paul Robinson.  They found Mr Rhodes at the address  along with  a  female  companion.   A  search  was  carried  out  and  the  police found  a  baking  dish  with  traces  of  methamphetamine,  a  blister  pack  of  ContacNT pills  (which  contained  pseudoephedrine)  and  hypophosphorous  acid. They  also found $24,000 cash in the handbag of Mr Rhodes’ female companion.   Mr Rhodes accepts that the cash is his but said at trial that it was cash generated from a second- hand store he owned and that he was carrying it with him for the purchase of second- hand goods.

[7]      In a follow up to the search of the apartment the police searched storage units linked to Mr Rhodes and Mr Robinson.  There they found a large volume of iodine,

and a substantial number of pseudoephedrine tablets.  In another unit associated with

Mr Rhodes they found a large quantity of iodine.

[8]      The police then commenced a covert operation monitoring the communications of the two offenders. The operation included the interception of conversations which began in early October 2006. It eventually expanded to include

co-offenders   Mr   Stephen   Kissling,   Mr   Glenn   Gollop,   Mr   Wayne   Smethurst, Mr Norman  Burdett,  Mr  Alex  Su  and  Mr  Richard  Rhodes. The  police  gathered evidence  that  these  men  were  part  of  a  drug  ring.  The  offending detected  through these means involved the importation by Mr Rhodes and his co-offenders Mr Alex Su, and Mr Wayne Smethurst of 8.491 kilograms of ContacNT granules containing pseudoephedrine.   The police also gathered evidence of the following occasions of manufacture of methamphetamine:

(a)       Mr Albert Rhodes along with  his  co-offenders  Mr  Kissling  and

Mr Robinson, at a property in the Coromandel Peninsula (between 12

& 14 October 2006);

(b)       Mr Rhodes, Mr Kissling and Mr Robinson at an unknown location in

Northland (between 20 & 22 October 2006);

(c)       Mr Rhodes, Mr Kissling and Mr Robinson at Mr Kissling’s property

at Whangamomona, King Country (between 4 & 5 November 2006);

(d)       Mr Rhodes and Mr Kissling at Waiuku (between 17 & 18 November

2006); and

(e)       Mr Rhodes and Mr Kissling at Waiuku (between 20 & 22 November

2006).

[9]      The evidence established that following each  manufacture  Mr  Rhodes  and Mr Kissling returned from isolated locations where the manufacture had taken place, and proceeded to supply methamphetamine to people in the Auckland region on a

commercial basis. To a  lesser  extent,  co-offenders  Messrs  Robinson,  Richard

Rhodes and Burdett were also involved in the supply of the product.

[10]     Mr Rhodes was convicted of five counts of manufacturing methamphetamine,   13 counts of supply, five counts of   offering   to   supply methamphetamine, one count of conspiracy to manufacture methamphetamine, one count  of  importation  of  pseudoephedrine,  three  counts  of  possession  of  equipment capable  of  being  used  in  the  manufacture  of  methamphetamine,  one  count  of possession of pre-cursor substances and one count of possession of materials capable

of being used in the manufacture of methamphetamine.

[11]     In  sentencing  Mr  Rhodes  I  determined  that  the  manufacturing  and  supply operations were large scale and on-going.  It is common ground between Mr Rhodes and   the   Crown   that   approximately   1.4   kilograms   of   methamphetamine   was manufactured  on  the  five  occasions  of  manufacture.   Some  of  that  was  seized  by police, and it is agreed that the amount of methamphetamine manufactured and not recovered by the police was 1,008 grams.

[12]     As to Mr Rhodes’ role in the offending, I found in sentencing him that he was the  person  in  charge  directing  operations  and  that  it  was  he  who  instigated  the offending.  At paragraph [47] of the sentencing notes I said:

As  to  your  role,  the  jury  heard  many  hours  of  intercepted  telephone conversations … upon which I can readily form a view as to your role in the operation.   It is you who organised Alex Su to travel to China and funded that  part  of  the  operation. In  conversations  with  Alex  Su  you  refer  to yourself in a way which makes it clear that you were the person who was in charge; for example you referred to yourself having sent “two good men.” You  were  the  common  actor  through  all  five  of  the  manufacturings.   It  is apparent that in some instances, Stephen Kissling came to you for directions and for final decisions on issues of supply to difficult customers.  It was you who decided to keep Glenn Gollop out of the manufacturing ring.  It is also apparent  that  you  decided  when  manufacturing  would  take  place,  and directed others to make the preparations.

Statutory framework

[13]     The statutory provisions in relation  to  pecuniary  penalty  orders  appear  in

ss 24-29 of the Act.  In accordance with s 24 pecuniary penalty orders may apply to

benefits provided to or derived by a person either within or outside New Zealand and property that  comes  into  the  possession  or  under  the  control  of  that  person,  again either  within  or  outside  New  Zealand. Before  a  pecuniary  penalty  order  may  be made under s 25 the Court must be satisfied that the respondent has derived benefits from the commission of a serious offence.  The term “serious offence” is defined in s 2 as meaning an offence punishable by imprisonment for five years or more.  All of the offences for which Mr Rhodes were convicted meet that threshold.  It is common ground that benefits were derived from the manufacturing and supply offences.

[14]     The amount of the benefits derived is to be assessed in accordance with the provisions  of  ss  27  &  28. Of  these  two,  only  s  27  is  relevant  to  the  present application.  Sections 27(2) & (3) set out the following methodology for assessment of benefit:

(2)For the purposes of an application for a pecuniary penalty order, the value of the benefits derived by a person (in this subsection referred

to  as  the  “defendant”)  from  the  commission  of  an  offence  or offences  shall  be  assessed  by  the  Court  having  regard  to  evidence before the Court concerning all or any of the following matters:

(a)The money, or the value of the property other than money, that came into the possession or under the control of -

(i)       The defendant; or

(ii)      Another  person  at  the  request  or  direction  of  the defendant -

by  reason  of  the  commission  of  the  offence  or  any  of  the offences:

(b)      The value of any other benefit provided to - (i)     The defendant; or

(ii)      Another  person  at  the  request  or  direction  of  the defendant -

byreason of the commission of the offence or any of the offences: (c)       The value of the defendant's property,-

(i)Where  the  application  relates  to  a  single  offence, before and after the commission of the offence; or

(ii)      Where the application relates to 2 or more offences, before, during, and after the offence period.

(3)In  calculating,  for  the  purposes  of  a  pecuniary  penalty  order,  the value  of  benefits  derived  by  a  person  from  the  commission  of  an offence  or  offences,  any  expenses  or  outgoings  of  that  person  in connection with the commission of the offence or offences shall be disregarded.

[15]     Section 25(2) provides that from the benefit assessed in accordance with s 27 (and s 28) the following must be deducted:

(a)An amount equal to the value of any property that has been forfeited, or is proposed to be forfeited, to the Crown under this  Part  of  this  Act  as  proceeds  of  the  relevant  serious offence; and

(b)An amount equal to the value of any pecuniary penalty that has  already  been  imposed,  in  respect  of  the  benefit,  under this Act or any other enactment; and

(c)      Any  further  amount  which  the  Court  considers  appropriate

to  take  into  account,  after  having  regard  to  the  matter referred to in section 14(1)(b) of this Act.

[16]     The  matter  for  consideration  referred  to  in  s  14(1)(b)  of  the  Act  is  any sanction imposed “pursuant to the person’s conviction, in the nature of a pecuniary penalty or forfeiture of property”.

[17]     Also  relevant  is  s  85  which  provides  that  in  any  question  of  fact  to  be determined by a Judge on an application under the Act is to be determined on the balance of probabilities.

What benefits were produced by the group’s offending?

[18]     Leaving to one side for the moment the impact of pecuniary penalty orders made  against  Mr  Rhodes’  co-offenders,  the  starting  point  in  the  assessment of  an appropriate penalty  is $360,000. That  amount is calculated by reference to the quantity of manufactured methamphetamine on the basis of  supply at a price  of

$10,000 per ounce.  The Solicitor-General seeks an uplift of $100,000 on that again

to   reflect   Mr   Rhodes   involvement   in   two   specific   instances   of   supply   of methamphetamine  prior  to  manufacture,  and  also  his  conviction  in  relation  to  a representative   count   of   pre-manufacturing   supply  between   27   June   2006   and 23 November 2006.

[19]     Mr Rhodes disputes that any uplift is appropriate. He says that the amount of methamphetamine involved in the specific supplies referred to is undetermined and that in any case it is likely to be small. As to the Solicitor-General’s proposed uplift

of $100,000 Mr Krebs for Mr Rhodes  says  that  it  is  based  on  pure  speculation. Although the Act contemplates a rough and ready approach to calculating benefits,

he  says  that  what  is  proposed  goes  beyond  rough  and  ready.   If  it  is  necessary to attribute some figure to this period of offending, he proposes the $24,000 located at the Highgate Apartment as the appropriate figure.

[20]     The first of the two specific counts the Solicitor-General refers to is count 13. Mr  Rhodes  was  convicted  of  offering to  supply methamphetamine  to  an  unknown person. The  intercepted  conversation  relied  upon  records  Mr  Rhodes  facilitating contact between a Mr Nicholas Clark and an unknown male to enable a  supply to occur.

[21]     The other specific count the  Solicitor-General  relies  upon  is  count  14. Mr Rhodes was convicted in relation to a supply on or about 11 October 2006 to his

co-offender Mr Su.   The transcript of intercepted conversations record an exchange between Mr Rhodes and Mr Su where Mr Rhodes agrees to replace an earlier supply which was “dirty”.

[22]     The third conviction the Solicitor-General relies upon to support its argument

for an uplift is count 11, the representative count.  The Crown’s case before the jury

in   respect   of   this   count   was   that   there   were   two   specific   episodes   in   the representative period which were not reflected in any specific count, but in respect of which the jury could be satisfied that a supply occurred.   There was also evidence establishing   that   in   June   2006   when   the   Highgate   Apartment   was   searched Mr Rhodes was already involved in the manufacture and supply of methamphetamine,  and  that  that  conduct  continued  through  to  the  manufacturing operations in October and November.

[23]     I do not propose to uplift the figure in respect of the two specific charged incidents  of  supply  to  which  I have referred  (counts 13 and 14). There was insufficient evidence to be clear that a supply in fact occurred; as the Crown put the

case  to  the  jury,  it  was  not  clear  that  the  supply took  place.   As  to count  14,  it  is difficult to attribute any particular value to that supply in terms of the benefit that Mr Rhodes would have derived from it, particularly in light of the dealings between himself  and  Mr  Su  over  the  importation  of  pseudoephedrine. The  representative count is another matter.   The evidence is compelling that by the date the Highgate Apartment was searched, Mr Rhodes was already involved in a manufacturing and supply operation.   The police searched the lock-up sheds and discovered significant quantities  of  pre-cursor  substances,  materials  and  equipment  associated  with  the manufacture  of  methamphetamine. At  the  apartment  there  was  evidence  that manufacture had occurred, with residue of manufacture on a dish.   There was also the cash found in Mr Rhodes’ companion’s handbag, which he accepts was his.

[24]     In the hearing before me Mr Rhodes’ counsel  argued  that  the  cash  was derived from Mr Rhodes’s second-hand goods retail operation. That is based upon the evidence that Mr  Rhodes  gave  at  trial. Mr  Rhodes’ evidence at trial  was generally implausible. He had many explanations for the presence of items which were incriminating, and for incriminating telephone conversations. It is inherent in

his   convictions  that  the  jury rejected  his  explanations  and  I have  no  hesitation  in doing likewise in respect of this explanation.

[25]     I also attach some weight to the fact that the interception of conversations did not commence until early October. As soon as they did, the  police were able to gather  evidence  that  Mr  Rhodes  was  involved  in  the  supply of  methamphetamine. These are the two instances of supply of which he was specifically charged, counts

13 and 14 which pre-dated the instances of manufacture.  But there are also the two specific instances which were relied upon by the Crown and not encapsulated within any particular count.

[26]     It is therefore appropriate that there be some uplift to reflect the benefits that Mr Rhodes would have received from the supply. Just what the basis of an assessment of that uplift should be is far more difficult. I pressed Mr Johnstone for the Solicitor-General to name a figure because I felt it was unfair to Mr Rhodes that there  had  been  no  articulation by the Solicitor-General of an appropriate  figure. Mr Johnstone concedes that it is difficult to formulate a principled basis on which a

figure could be based other than an extrapolation backwards from the level of supply which was established to have occurred in the five to six week period covering the manufacturing. If that was extrapolated backwards through the 14 or so weeks of the representative count, Mr Rhodes could be conservatively estimated to have received benefits in the vicinity of $720,000. Whilst I do not rule that out as a possibility, I consider that such an exercise has the potential to be grossly unfair to Mr Rhodes. It

is after all based upon an assumption that the operation maintained a constant level through that period of time, and that I consider would not be a safe assumption to make.

[27]     Mr  Krebs  has  suggested  the  $24,000  found  in  Mr  Rhodes’  companion’s handbag  as  an  appropriate  level. However,  that  $24,000  was  found  at  the  very commencement of the representative charge period and I think that also an unlikely and  unprincipled  basis  to  found  an  uplift.   Ultimately,  the  only  thing  I  can  do  is attempt  to  arrive  at  a  very  conservative  analysis  of  what  may  have  been  supplied during  that  period  having  regard  to  the  level  of  pre-manufacture  supply  that  was detected immediately that interceptions commenced, having regard to the amount of cash  that  was  found  on  Mr  Rhodes  so  early  on  in  the  period,  and  finally  having regard  to  the  quantities  of  pre-cursor  materials  and  equipment  that  were  under  his control at that time.   I therefore uplift the penalty amount by 10% to represent pre- manufacture  supply.  Although  this  figure  most  likely  favours  Mr  Rhodes,  any greater  amount  might  unduly  harshly  penalise  him. That  indicates  an  uplift  of $36,000 on the $360,000.

What benefits did Mr Rhodes receive?

[28]     The  next  issue  is  as  to  the  benefits  Mr  Rhodes  received  personally. It  is argued  for  Mr  Rhodes  that  he  was  not  a  sole  offender  using  other  offenders  to undertake particular tasks.  Rather it is claimed that he, Mr Gollop and Mr Kissling were  engaged  in  a  criminal  joint  venture.   Because  pecuniary penalty orders  have been  made  against  his  two  co-offenders  or  joint  venturers  totalling  $120,000 approximately that  amount  should  be  taken  into  account  by deducting  it  from  the benefits assessed to flow from the joint venturers criminal activities.   Mr Krebs for

Mr Rhodes relies on two  Australian  judgments:  Cornwell  v  Commissioner  of

Australian Federal Police [1990] 24 FCR 544 and Director of Public Prosecutions

v Nieves and Others [1992] 1 V.R 240.

Analysis

[29]     The starting point must be Mr Rhodes’ role in the offending.   I am satisfied not only that Mr Rhodes was the leader and instigator of the offending, but also that

he was the  principal offender. Mr Rhodes was  the  common  actor  through  all  the offending. It was his operation. For example, when Mr Rhodes was dealing with Alex Su, he referred to himself as having sent “two good men” to China, that was Mr

Su and Mr Smethurst.   It is also clear that others came into and out of the group at

his direction and that Mr Gollop, far from being in a joint venture with Mr Rhodes, was  not  allowed  in  to  the  group. The  evidence  was  that  Mr  Gollop  asked  Mr Kissling  to  intercede  on  his  behalf  with  Mr  Rhodes  to  allow  him  to  join  the manufacturing group, but that he was not admitted to the group.  It is for this reason that Mr Gollop was not convicted of any of the instances of manufacture.

[30]     Finally, the evidence also established that Mr Rhodes directed disposition of the  methamphetamine  and  that  others  in  the  group  assisted  him  in  recovering payment  from  those  further  down  the  chain  who  owed  him  for  past  supply  of methamphetamine.

[31]     I note that in submissions counsel for  the  Solicitor-General  described  this operation  as  a  joint  venture. But  Mr  Johnstone  for  the  Solicitor-General  was  not counsel at trial.   During the course of argument  I discussed with both counsel my alternative  view  of  the  facts. Mr  Krebs  urged  upon  me  the  Solicitor-General’s analysis  of  the  facts. He  said  that  although  Mr  Rhodes  was  the  prime  mover  or instigator, that did not  mean that he  was the  primary beneficiary of the  offending. Ultimately I cannot accept that view.  It is contrary to the facts as proved at trial and as I now find them.

Relevant principles

[32]     Mr  Krebs  referred  me  to  Cornwell  v  Commissioner  of  Australian  Federal Police.   The  Australian  legislation  the  Court  was  considering  in  that  case  is  very similar  to  the  legislation  contained  within  the  Act.   In  Cornwell  the  Court  drew  a distinction  between  the  distribution  of  gross  profits  amongst  co-offenders,  and  the payment to co-offenders by the principal for services rendered.  It said that only the latter type of payment fell under the description  of expenses, and was accordingly required  to  be  disregarded  in  the  calculation  of  benefits. Distribution  of  profits amongst  co-offenders  should  be  accounted  for  in  calculating  the  penalty  amount. Wilcox  J  said  that  approach  was  consistent  with  the  word  benefit  being  given  its ordinary meaning except to the extent that departure from that meaning was required by statute.   He  gave the following as an illustration as to why any other approach would produce illogical results: (at 555)

Say 10 million was shared equally among 10 conspirators, and was at some particular time in the course of the transaction in the possession of each of them separately, a penalty of 10 million would be assessed against each of them;  resulting  in  an  aggregate  of  100  million.  It  is  said  that  such  an approach is plainly inconsistent with the ordinary meaning of “benefits”.   I agree.

[33]     A similar issue also arose in  Director  of  Public  Prosecutions  v  Nieves. In that case three people had been convicted of a drug supply offence. There was no evidence as to any sharing arrangements between the accused as to the proceeds of that supply. The Court described the legislation as penal in nature and said it was not  for  revenue  purposes. It  said  that  because  of  its  penal  nature  the  effect  of  an order made against two or more persons, jointly and separately who stood convicted of  the  same  offence,  would  be  defeated  by recovery of  the  debt  from  one  only of those convicted.   Therefore the purpose of the order was   achieved, the Court said, by  ordering  each  convicted  person  to  pay  a  specific  amount,  determined  by  his respective  benefit  derived  from  the  offence,  and  by  recovering  that  amount  from each.   In the absence of evidence, the Court should assume each convicted person was  a  party  to  the  offence  committed  in  concert  and  shared  equally  the  benefits derived from the joint offence.

[34]     The  approach  of  the  Australian  authorities  can  be  contrasted  to  that  of  the House of Lords in R v May [2008] 4 All ER 97. In that case the respondent had been convicted of a conspiracy involving the wrongful withholding and the reclaiming of VAT. There were a number of other conspirators, some before the Court and some not. The issue before the House of Lords was considering was what benefit the respondent had obtained and what amount should be recoverable from him. The Court thoroughly reviewed existing English authorities dealing with the effect of the involvement of co-offenders and orders made against co-offenders in the assessment of penalty orders. One of the cases discussed was R v Porter [1990] 1 WLR 1260. In Porter the defendant and co-defendant had pleaded guilty to drug offences.   The benefit received from the offending as a whole was £9,600.   The Court of Appeal had said that the Act did not contemplate joint penalties so that the Court must, as between  co-defendants,  determine  their  respective  shares  in  any  joint  benefit  they might have received as a result of their drug trafficking. It said that in the absence of evidence the Court was entitled to assume that they were sharing equally. This was the same approach as had been taken in R v Nieves. But the House of Lords differed

as to the appropriate analysis. It  said  that  if  on  the  facts  the  proceeds  had  been received jointly each offender had received a payment or other reward in the full sum

of £9,600, and that should have been the quantum of the penalty.

[35]         More generally the House of Lords said that the legislation with which it was dealing is intended to deprive defendants of the benefits that they have gained from relevant conduct whether or not they have retained such benefit, within the limits of their available means.  That purpose, of course, is on all fours with the purpose of the New Zealand legislation (R v Pedersen [1995] 2 NZLR 386). Secondly, the Court said that in determining whether the respondent had obtained property or a pecuniary advantage the Court should apply ordinary common law principles to the facts as found. Under ordinary common law principles the respondent obtains property if in law he owns it, whether alone or jointly. This discussion occurred in the context of the United Kingdom Proceeds of Crime Act 2002. In that Act the focus is upon whether the offender has benefited from his criminal conduct. That Act provides that a person benefits from conduct if he obtains property as a result of or in connection with the conduct.

[36]     On application of the Australian line of authorities, if the criminal enterprise were indeed a joint venture, I should simply make orders against each of the joint venturers of a proportion of the share of the proceeds.  But on the application of the principles  articulated  in  R  v  May,  the  full  amount  should  be  the  penalty  without deduction.

Application of principles to this case

[37]     On the factual findings I have made, whether the Australian or the English approach is taken, Mr Rhodes is not entitled to any deduction (at least prior to the discretion  stage)  to  reflect  the  fact  that  there  were  co-offenders,  or  that  those  co- offenders have had pecuniary penalty orders made against them.

[38]     On the facts as I have found them, Mr Rhodes was the principal offender who used others to assist him with the offending. To allow him to a deduct the expenses incurred by Mr Rhodes in obtaining their assistance in relation to his offending would be inconsistent with s 27 of the Act.  In terms of s 27(1) the money came into

his possession or under his control.  Any payments to his co-offenders are expenses

or outgoings, the deduction of which is prohibited by s 27(3).

[39]     Whatever the arrangements Mr Rhodes had with his co-offenders regarding payment this Court cannot and should not inquire into them.   I am also of the view that would be an impossible task for the Court.

[40]     If I am wrong and the offenders were indeed joint venturers, Mr Rhodes did

in  any  case  receive  the  benefit  of  the  full  proceeds  of  sale  by  reason  of  his  joint ownership of those proceeds.  As the House of Lords observed in R v May that is an application  of  ordinary  common  law  principles  in  relation  to  ownership. Any arrangements  between  the  co-offenders  as  to  how  they would  ultimately share  the profits from the joint venture is irrelevant to the assessment of the benefits received. I  observe  that  it  would  be  invidious  if  the  Court  were  required  to  undertake  an inquiry into  profit  sharing arrangements  of  offenders  as  if  they were  engaged  in  a legitimate  commercial  enterprise,  and  the  solution  of  equal  sharing,  suggested  in

Nieves seems no less arbitrary than the application of the plain meaning of s 27 of the Act.

[41]     I  note  the  comments  made  by  the  Federal  Court  in  Cornwell  as  to  the potential consequences of the approach that I have outlined.   But I do not consider that the possibility of over-recovery is a reason to reduce the amount of the penalty order.   As has been noted on numerous occasions, the Act is a penal statute.   The scheme  of  the  legislation  is  such  that  the  penalty  imposed  will  often  exceed  any profit retained by the respondent.  That that is so is made clear by the prohibition of a deduction  of  any  expenses  or  outgoings,  and  the  inclusion  in  the  calculation  of benefit  of  any  property  or  money  that  comes  into  the  control  of  the  defendant, whether or not the defendant is entitled to a share of that property or money.

[42]     I also observe the orders made in respect of Mr Gollop relate in large part to separate  offending  for  which  he  was  convicted,  and  in  which  Mr  Rhodes  was  not involved.   The risk of an over-recovery by the Solicitor-General of the total of the benefits received by all the offenders from the offending is therefore in reality slight.

[43]     In reliance on Cornwell Mr Krebs argued for a deduction of penalties already imposed rather than an equal sharing.   It cannot be that because pecuniary penalty orders  have  been  made  against  co-offenders  a  reduction  of  the  penalty  amount  is appropriate.  Applying that approach suggests that this is a revenue statute concerned with  recovering  ill-gotten   gains   as  opposed  to  a  penal  statute.  Further,  the application of such a principle could result in arbitrary and undesirable results.  For example, the last offender in a chain would receive the benefit of earlier pecuniary penalty awards,  whereas  the  same  might  not  and  indeed  could  not  be  available  to those  earlier  in  the  chain.   As  was  said  by Hardie  Boys  J  in  Pedersen  “it will be important to bear in mind that this is a penal statute, with drastic consequences”. (at 392)

[44]     I note  the  provisions  of  s  25(2)(a)  to  (c),  but  those  only apply to  require  a deduction  where  a  penalty  order  or  forfeiture  order  is  made  in  respect  of  the offender, rather than in respect of orders made against co-offenders.   Mr Krebs did not seek to reply upon those provisions.

Should I exercise my discretion to reduce the pecuniary penalty order to take into  account  other  pecuniary  penalty  orders  already  made  in  respect  of  co- offenders?

[45]     On  its  own  this  is  not  a  basis  for  deduction  of  the  amount.   Although  the discretion  stage  is  where  the  nature  of  the  role  of  the  offender  in  the  particular offending is best taken into account, Mr Rhodes was the principal offender.

[46]     In reaching this view  I stress that this determination is a preliminary point. The issue of the discretion remains at large in relation to all other matters because, of course, other matters may well bear upon the exercise of the discretion.

[47]     The answers to the preliminary questions are therefore:

(a)       What benefits were produced by the offending? $396,000.

(b)       What benefits did Mr Rhodes personally receive? $396,000.

(c)Should any pecuniary penalty order be reduced  to take into account pecuniary penalty orders already made in respect of Mr Rhodes’ co- offenders? No.

Winkelmann J

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