Nachum v Weathertight Homes Tribunal and others HC WN CIV ,2009-485-002070

Case

[2010] NZHC 121

18 February 2010

No judgment structure available for this case.

IN THE HIGH COURT OF NEW ZEALAND

WELLINGTON REGISTRY

CIV-2009-485-002070

IN THE MATTER OF     the Judicature Amendment Act 1972

AND

IN THE MATTER OF     the Weathertight Homes Resolution

Services Act 2006

BETWEEN  HAYIM NACHUM Plaintiff

ANDWEATHERTIGHT HOMES TRIBUNAL First Defendant

ANDALISON MARGARET HEARN, MURRAY DEANS AND HARTHAM

TRUSTEES LIMITED AS TRUSTEES OF THE A HEARN FAMILY TRUST
Second Defendants

ANDEMPA GROUP CONSULTANTS LIMITED

Third Defendant

ANDWELLINGTON CITY COUNCIL, RAJU MORAR, NEESHA MORAR,

ISHWERAL MORAR, MARK ANDREW DEBNEY, BARRY STUART MILLAGE, BARRY MILLAGE ARCHITECTS LIMITED AND THE SMALL BUILDING COMPANY LIMITED

Fourth to Ninth Defendants

NACHUM V WEATHERTIGHT HOMES TRIBUNAL AND ORS HC WN CIV-2009-485-002070  18

February 2010

CIV-2009-485-002088

BETWEEN  MARK ANDREW DEBNEY First Appellant

ANDTHE SMALL BUILDING COMPANY LIMITED (FORMERLY NAMED WADESTOWN DEVELOPMENTS LIMITED)

Second Appellant

ANDALISON MARGARET HEARN, MURRAY DEANS AND HARTHAM

TRUSTEES LIMITED AS TRUSTEES OF THE A HEARN FAMILY TRUST
First Respondents

ANDWOODWARD SHELF CO NO. LIMITED (IN LIQUIDATION)

Second Respondent

ANDEMPA GROUP CONSULTANTS LIMITED

Third Respondent

ANDWELLINGTON CITY COUNCIL Fourth Respondent

ANDRAJU MORAR, NEESHA MORAR AND ISHWAREL MORAR AS TRUSTEES OF THE I & R MORAR FAMILY TRUST

Fifth Respondents

ANDTONG LIU & WEN TENG (REMOVED) Sixth Respondents

ANDBARRY STUART MILLAGE Seventh Respondent

ANDBARRY MILLAGE ARCHITECTS LIMITED

Eighth Respondent

ANDHAYIM NACHUM Ninth Respondent

Hearing:         11 February 2010

Counsel:         Mr B W F Brown QC and M R Sherwood King for Hearn Family

Trust
Mr G M Illingworth QC for Wellington City Council
Mr J W Tizard for M A Debney and The Small Building Company
Ltd
J A L Oliver for Tribunal
A S McIntyre for Hayim Nachum

Judgment:      18 February 2010

In  accordance  with  r  11.5  I direct  the  Registrar  to  endorse  this  judgment  with  the delivery time of 3.15pm on the 18th day of February 2010.

RESERVED JUDGMENT OF GENDALL J

[1]      The Trustees of the A Hearn Family  Trust  are  the  present  owners  of  a

property at 2C Lytton Street, Wadestown.  It was badly built and faults have resulted

in  it  being  a  leaky  home.   They  successfully  brought  a  claim  in  the  Weathertight Homes Tribunal against Mr Debney and Wadestown Developments Ltd – now The Small  Building  Company  Ltd; the  previous  owners  of  the  dwelling; and  the Wellington City Council.

[2]      For  ease  of  reference  the  various  parties  are  described  in  the  decision  as follows:

Claimant owners”  Trustees of the A Hearn Family

Trust

Engineers”  EMPA Group Consultants Ltd “Council”  Wellington City Council “Tribunal”  Weathertight Homes Tribunal

Developer”  Woodward Shelf Co. No. 1 Ltd

(in     Liquidation)      originally

Parklane   Investments   Ltd   (in liquidation)

Hayim Nachum”  Parklane’s sole director

Previous owners of the dwelling”                 L & R Morar Family Trust

Builder”  Wadestown Developments Ltd

M A Debney”  Director       of        Wadestown

Developments Ltd

Architects”  Barry   Millage   Architects   Ltd and B S Millage

Agents of the Developer” who applied         Tong Liu and Wen Teng
for Building consent  (Removed from proceedings)

[3]           The  Claimant  Owners  did  not  seek  to  join  any  parties  other  than  the Developer, the previous owners of the dwelling and the Council.  The Council joined the Engineers and Hayim Nachum.  The Builder and Mr Debney were joined on the application of the Developer.

[4]      No finding of liability was made against the Engineers and Architects.

[5]      Hayim Nachum only became joined in the proceedings on the application of the  Council,  when  the  Developer  was  removed  as  a  party  because  it  went  into liquidation.           Mr  Nachum  declined  to  appear  or  take  any  part  initially  in  the determination of the claim.

The appeal

[6]      In a decision delivered on 30 April 2009, the Tribunal found in favour of the Claimant  Owners  against  the  Council,  Mr  Debney  and  his  company  Wadestown Developments as Builder, as negligent.  Those parties were held accordingly jointly and severally liable to the Claimant Owners.  The Tribunal fixed damages in the sum of $459,807.   The previous owners  of the dwelling were found  to be in breach of contract to the Claimant Owners, and liable to the extent of $10,000 to be deducted

from  the  original  damages  figure  of  $459,807. The  Engineers  were  found  not negligent or otherwise liable;   the Developer (being in liquidation) could not be the subject  of  an  order; the  Tribunal  then  joined  its  director  Hayim  Nachum  on  the application of the Council.   The Architects were dismissed from the proceedings as were the Agents of the Developer.

[7]      The Tribunal then dealt with contribution issues as between the Council and Builder.   Obviously,  the  claim  for  contribution  sought  against  Mr Nachum  by  the Council and the Builder had not then been heard.  It was to come later.

[8]      The Tribunal assessed the Council’s contribution at 30 per cent, Mr Delaney and the Builder company at 70 per cent.  The Council was entitled to a contribution

to  that  extent  from  Mr  Debney  and  the  Builder  company,  and  they  in  turn  were entitled to a contribution of 30 per cent from the Council for the amount that they were  jointly liable.   But  both  interests  were  liable  to  the Claimant  Owners  for  the “full” amount.

[9]      Mr  Nachum  declined  to  be  involved  in  any way in  the  substantive  hearing and  adjudication. The  claim  that  he  faced,  from  the  Council  and  the  Builder  for contribution or indemnity, was on the basis that he had total and effective control of the building project. That matter was to be later determined.   Mr Nachum, through his counsel, then made legal submissions challenging the ability of the Tribunal to consider  the  contribution  claims  against  him. His  application  was  denied  by  the Tribunal,  and  he  then  declined  or  refused  to  take  the  opportunity  of  being  further heard.  The Claimant Owners were not parties to those applications nor pursued any claim  when  the  contribution  liability  of  Mr  Nachum  was  decided. The  Tribunal found  him  to  be  jointly  and  severally  liable  for  the  same  amount  as  determined against the Council and the Builder, and ruled that both those parties were entitled to recover amounts to reflect the degree of Mr Nachum’s contributory negligence.

[10]     The  determination  of  the  Tribunal  dated  21  September  2009  made  it  clear that findings as to liability and quantum made on 30 April 2009 were not in issue, and the only matter for later determination was the contribution claim by the Council and the Builder against Mr Nachum.

[11]     The proceedings in this Court involved two matters:

(1)       First,  an  appeal  by the  Builder  against  the  Tribunal’s  determination dated 30 April 2009 in which Mr Debney and the Builder company’s liability, and quantum were fixed.  Allied to this appeal is an “appeal” by  the  Council  against  the  determination  made  in  favour  of  the Claimant Owners, and also a “cross-appeal” against the percentage of contribution the Tribunal fixed on the part of the Builder.

(2)Secondly, judicial review proceedings are brought by Hayim Nachum against   the   Tribunal,   the   Claimant   Owners   and   others,   which challenge   the   lawfulness   of   the   Tribunal’s   determination   dated 21 September 2009.

Preliminary matters

[12]     The   merits   of   the   appeals,   and   cross-appeal,   and   the   judicial   review proceedings  remain  to  be  heard. The  Court  has  been  asked  to  consider  two preliminary matters, the outcome of which some may determine future progress (if any).  These are:

(1)       The original Claimant Owners apply to strike out the appeals of the

Council and Builder against the  decision  of  the  Tribunal  dated

30 April  2009,  on  the  grounds  that  these  appeals  were  filed  out  of time.  The Claimant Owners say that the Court should not exercise its discretion  to  extend the time period but no formal applications for such  extension  have  been  filed. Depending on the outcome of  this appeal, it is agreed that such can follow if necessary.

(2)       Separately, the Council’s appeal contained the ground, presented late

in  the  original  proceedings  (and  clearly  as  an  afterthought),  to  the effect  that  the  Tribunal  did  not  have  jurisdiction  to  deliver  any determination in favour of the Claimant Owners.  That is because the previous   owners   of   the   dwelling,   the   Morar   Family  Trust,   had

obtained  an  assessor’s  report  and  did  not  pursue  any  claim  before disposing of the property to the Claimant Owners.   It was contended that  s  33  of  the  Weathertight  Homes  Resolution  Services  Act  2006 (the 2006 Act) prevents the Claimant Owners as present owners, from requesting a second assessor’s report to the Tribunal.  Therefore, it is said  that  the  claim  was  barred  by  s  33  of  the  2006  Act  and  the Tribunal lacked jurisdiction to proceed.   That argument was rejected by  the  Tribunal.      When  the  matter  was  heard  by  this  Court,  the Council did not actively pursue its argument.   It simply “abided” the Court’s decision.   But  Mr Tizard, on behalf of  the Builder, pursued the point and presented detailed argument in support of it.

The jurisdiction issue – s 33

[13]     I  deal  with  this  issue  first  because  if  it  succeeds  it  would  follow  that  the Tribunal had no power to consider any claim by the Claimant Owners, and the entire proceedings have been a nullity.

Sections 32 and 33 Weathertight Homes Resolution Services Act 2006

[14]     If an owner of a leaky home  wishes  to  bring  or  initiate  a  claim  under  the

2006 Act an application has to be made to the Chief Executive to have an assessor’s report prepared in respect of it under s 32.  If the information indicates that the claim

is  capable  of  meeting  the  required  criteria,  the  Chief  Executive  arranges  for  an assessor’s  report. The  claim  then  proceeds  and  is  assessed  and  evaluated  on  the basis of that report.

[15]     Section 32 provides, relevantly:

32       Application for assessor's report

(1)      An owner of a dwellinghouse who wishes to bring a claim in respect

of it may apply to the chief executive—

(a)      to have an assessor's report prepared in respect of it;  or

(b)      to have an assessor's report that was prepared in respect of it on  the  application  of  a  former  owner  approved  as  suitable for the owner's claim.

(2)On receiving an application ... that complies  with  all  applicable requirements ... the chief executive must make an initial assessment

as  to  whether  the  information  in  the  application  indicates  that  the claim meets or is capable of meeting the eligibility criteria.

(3)If  the  chief  executive  considers  that  the  information  does  indicate that the claim meets or is capable of meeting those criteria, the chief executive must arrange for an assessor's report to be prepared on the claim.

(4)      If   the   chief   executive   does   not   consider   that   the   information indicates that the claim meets or is capable of meeting those criteria, the chief executive must—

(a)      decline  to  arrange  for  an  assessor's  report  to  be  prepared;

and

(b)      advise the claimant of that decision and the reasons for it.

[16]     Section  33  restricts  a  claim  under  s  32(1)(a),  and  an  application  for  an assessor’s report, in certain circumstances.  It provides:

33Restriction  if  assessor’s  report  prepared  for  claim  brought  in respect of dwellinghouse by former owner

(1)An owner of a dwellinghouse in respect of which an assessor's report has already been prepared in relation to a claim brought in respect of the  dwellinghouse  by  a  former  owner  must  not  apply  to  the  chief executive under s 32(1)(a) unless—

(a)the  owner  or  some  former  owner  has  applied  to  the  chief executive under s 32(1)(b);  and

(b)      the  chief  executive  has  refused  to  approve  the  assessor's report already prepared as suitable for the owner's or former owner's claim.

(2)      This section overrides s 32(1)(a).

[17]     The Builder contends that s 33 applies to the present case so that any claim

by the Claimant Owners is barred.

The present case

[18]     Three months after the  conclusion  of  the  Tribunal’s  adjudication  upon  the

Claimant  Owners’  claim,  and  after  submissions  had  been  filed  but  before  the

determination  was  made,  the  Council  advanced  the  argument  that  the  assessor’s report  which  was  obtained  by  the  Chief  Executive  on  the  Claimant  Owners’ application,  (the  “Phayer  Report”)  was  ultra  vires.                  If  so,  it  followed  that  the consideration and determination of the Tribunal of the claim was also ultra vires its power.  The Tribunal dealt with and rejected that argument.

[19]     The argument is based upon the fact that the previous owners of the dwelling had themselves sought an assessor’s report from the Chief Executive. That had been obtained  (the  “White  Report”),  but  they withdrew  their  claim  before  they sold  the property to the current Claimant Owners. The  grounds contained in the Council’s appeal (now adopted by the Builder) was that that claim having not been obtained on the  application  of  the  former  owners,  the  subsequent  report  (the  Phayer Report) could not be commissioned by the Chief Executive.  So there could not be initiation of a claim under the 2006 Act for the purposes of s 32(1)(a).

[20]     If  this argument is correct all parties  have wasted considerable expense  for nothing.  Mr Tizard asserts that the issue of jurisdiction is fundamental to the powers

of the Tribunal to hear an application and to make orders against his clients.   He is correct.  But his argument is flawed and fails.

[21]     The claim before the Tribunal was not brought  under  the  2006  Act,  which came into force on 1 May 2007.  The claim was brought on 16 March 2007 under the earlier Weathertight Homes Resolution Services Act 2002 (the 2002 Act). The 2002 Act did not have the equivalent s 32(1)(b) in respect of a former owner’s application being approved as suitable for the present owners’ claim.  The earlier White Report prepared for the previous owners could not, at the time this application was brought, have been approved for this claim and s 33 of the 2006 Act does not apply.  Further, the  transitional  provisions  of  the  2006  Act  require  the  claim  to  be  treated  under Subpart 3 of Part 2 of the 2006 Act and under the transitional periods the claim met the  eligibility  criteria  for  the  determination  of  the  claim  and  the  Tribunal  was required to initiate adjudication pursuant to s 62 with the transitional provisions (see s 130) applying as if the claim was one brought under the 2006 Act.

[22]     Mr  Tizard’s  argument  that  s  33  required  the  present  owners,  in  order  to maintain a claim, to apply under s 32(1)(b) and for the Chief Executive to refuse to approve  the  earlier  report  as  suitable  for  the  claim.  This  cannot  bear  scrutiny. Having properly brought a claim under the 2002 Act, the owners could not then have applied to the Chief Executive for approval under a provision that was not in force. They could not anticipate legislation (ss 32(1)(b) and 33) that did not exist.

[23]     The  jurisdiction  argument  does  not  commend  itself  to  the  Court  and  is rejected.

The strike-out applications of the owners

[24]     I turn to deal with the application to strike out the appeals of the Builder and

Council.

[25]     The  appeal  of  Mr  Debney  was  filed  on  19  October  2009,  and  generally challenges  all  findings  made  against  him  by  the  Tribunal.   The  appeal  and  cross- appeal of the Council was filed on 2 November 2009.   It challenges the Tribunal’s finding that the claim was not barred by s 33 of the 2006 Act, and to the contribution findings  made  on  the  part  of  the  Builder  and  Developer  (asserting  it  should  be  at least 85 per cent, rather than 70 per cent).   It does not challenge the finding of the liability but challenges the finding that there was no contributory negligence on the part of the Claimant Owners.

[26]     I apprehend that the Council’s “cross-appeal”, concerning the percentage of contribution between it and the Builder, is not something that the Claimant Owners contend  ought  not  proceed.   It  does  not  concern  them.   But  I  heard  no  argument specifically  on  that.          The  Builder’s  appeal  concerns  liability  to  the  owners  and quantum, and apportionment between it and Mr Nachum.

[27]     The Claimant Owners contend that both notices  of appeal should be struck out, being filed beyond the 20 working day time limit.  This expired on 28 May 2009

in respect  of the  Tribunal’s determination of 30  April 2009 made in favour of the

Claimants.     It  expired  on  19  October  2009  in  respect  of  its  determination  of 21 September 2009.

[28]     Both the Council and the Builder contend that time for the purpose of lodging

an  appeal  did  not  commence  to  run  until  the  Tribunal  had  delivered  its  “final determination”  on  21  September  2009. The  “cross-appeal  and  appeal”  by  the Council was not filed until 4 November 2009, being outside that period in any event.

[29]     The issue for consideration is whether what the Tribunal described as the “interim” determination fixes the date from which time commenced to run as against the present appellants, in relation to their liability to the Claimant Owners. The issue

of  respective  contributions  was  fixed  in  the  initial  determination,  and  apparently confirmed in the later determination, it is said, is a matter between those parties.  The Council  may face  a  claim  that  it  is  out  of  time  for  any appeal  as  it  relates  to  the Builder,  but  that  has  not  been  argued  at  this  point.   The  sole  issue  is  whether  the Claimant Owners are correct in their argument that both appeals, against findings as they relate to them, ought to be struck out as out of time.

Contentions for owners

[30]     Mr Brown QC contended, what is well known, that generally time runs from the final determination of a matter. The content of the determination of the Tribunal dated 30 April 2009, although called an “interim” determination, makes it clear that

in fact it is a final determination of the rights and claim of the owners.  He referred to

a  number  of  authorities  well-known  to  the  Court,  such  as  Opotiki  Packing  & Coolstorage Ltd v Opotiki Fruitgrowers Co-operative Ltd (In Receivership) [2003] 1 NZLR 205 (HC), 215 (CA); Iluka Midwest Ltd v Technological Resources Pty Ltd [2002]  FCA  49;         Rosser  v  Global  Construction  Services  Ltd  HC  Auckland  CIV- 2004-404-2564, 10 August 2004.  All of these decisions support the proposition that awards or decisions towards decisions or determinations must speak for themselves. On an objective appraisal of the determination on its face, if a decision purports to finally decide questions of liability and quantum as between a claimant/plaintiff and a respondent/defendant, then it is a final determination.

[31]     Mr  Brown  QC  submitted  that  although  the  authorities  relate  to  arbitrations and different types of proceedings, there is no reason for them to be distinguished when determining whether an adjudication or determination is final as between the competing  parties.       He  emphasised  that  the  determination  was  called  “interim” (although suggested that it was not necessary for such a description to be given) only because the extent of Mr Nachum’s contribution or liability had not been heard.  But that did not bear on any aspects of the Claimant Owners’ entitlement as against the present  appellants  and  arose  only  because  it  was  the  Council  who  sought  to  join Mr Nachum as requiring contribution.

Appellants’ contentions

[32]     The arguments of Mr Illingworth QC and Mr Tizard, in summary, are that a generalised  reference  to  approaches  adopted  in  other  cases  is  misguided,  because appeal  rights  arise  only  pursuant  to  the  operating  statute  relevant  to  the  subject matter.   In terms of applications and proceedings under the 2006 Act, those rights arise only under s 93, which provides:

93       Right of appeal

(1)A  party  to  a  claim  that  has  been  determined  by  the  tribunal  may appeal   on   a   question   of   law   or   fact   that   arises   from   the determination.

...

[33]     Mr  Illingworth  QC’s  primary  argument  was  that  “claim”  in  s  93  meant  a claim  by  an  owner  of  a  dwellinghouse  that  the  owner  believes  suffered  damage through   penetration   of   water.                That   is   a   “leaky   home”   claim   relating   to   a dewellinghouse.  It does not arise by an owner suing any particular person, but rather by the lodging of a claim under s 9.   This is an application for an assessor’s report which then becomes an eligible claim under s 10 if the Chief Executive decides it meets  the  eligibility  criteria. The  claim  in  respect  of  the  dwellinghouse  then proceeds to adjudication.  It involves not only the owners, but any party who may be the subject of inquiry and assessment as to their responsibility, if any, for damage. Because, in counsel’s argument, Parliament has used the word “claim” consistently throughout  the  statute,  it  can  only  have  been,  as  a  matter  of  proper  statutory

construction,  that  it  is  used  in  the  context  of  a  claim  as  a  whole  in  respect  of  the home.   It does not have two or more individual components.  It is a unitary concept covering the  entire  proceedings.   The  whole  scheme  of  the  statute  being  aimed  to resolve  the  entire  claim,  and  counsel  argued  that  the  authorities  upon  which Mr Brown QC relies were distinguishable.  They do not apply in a case such as this which is dependent on a particular statutory provision.

[34]     The  appellants  contend  that  if  there  were  to  be  piecemeal  appeal  rights  it would not advance the speedy, flexible and cost-effective procedures and purposes contained in s 3 of the 2006 Act.  Counsel argued that Parliament had intended that it provide for appeal rights for, as he put it, “interim decisions” before final disposal of the claim as a whole, it would have said so.

[35]     Accordingly, counsel submitted that time did not commence to run until the claim in respect of the dwellinghouse was finally determined and disposed of by the determination   made   on   21   September   2009   in   relation   to   the   liability   and contribution of Mr Nachum.

Discussion

[36]     It is obvious that the critical question is whether the determination of 30 April

2009 finally determined a claim on a proper interpretation of s 93.   I do not accept that  the  description  by  the  Tribunal  that  its  findings  in  its  determination  was  an “interim”   determination   is   of   great   moment. The   real   issue   is   whether   the determination  was  a  final  decision  deciding  the  rights  of  the  owners  and  other parties, leaving aside Mr Nachum who had declined to participate and his degree of liability/contribution was not then able to be determined.

[37]     It is clear that, although at times counsel referred to the determination as an interim “adjudication”, it is clearly a determination once and for all of the rights and entitlements of the Claimant Owners and the liabilities of the Council and Builder to them,  and  also  formal  exoneration  of  the  Engineers  ([124]  –  [129])  and  the Architects ([26]).

[38]     Mr Illingworth QC placed particular focus to the word “claim” in s 93(1) as support for his view that it could only mean the overall unitary claim in relation to the dwellinghouse.  It could not relate to individual “claims” pursued by one or more parties who were involved in the adjudication and determination.

[39]     All the words of s 93 have to be considered, as does the statutory context as a whole, in interpreting the provision under consideration.  In s 93(1) there are other important words, namely “the determination” and “a party”. Whilst a determination may be said in some circumstances to be the making of a finding, it is, in the context

of claims involving one or more parties, the act of making a decision.  Something is “determined” when it is formally decided between two or more parties, where there has been a contest. Clearly, the adjudication is a contest  where  the  owners essentially contend that they had a leaky home and certain persons or bodies were responsible for that. Where they succeed in respect of some of the parties and failed

in respect of others, the decision as between them and others is a determination.

[40]     For  something  to  be  “determined”  by  a  person  or  Tribunal  it  occurs  when they   settle   a   question   conclusively   and   make   a   decision.   In   this   case, Mr Brown QC’s argument is that the determination in April settled the question of the  Claimant  Owners’  entitlement  to  damages,  and  the  quantum,  which  was  to  be paid jointly and severally by the Council and the Builder.   I add that it also settled the  absence  of  liability  to  the  Claimant  Owners  on  the  part  of  the  Engineers  and Architects.                  Questions  of  costs  obviously  remain  to  be  determined  as  to  the contribution of Mr Nachum, who it was that the Council contended should contribute and obviously required separate consideration.   The question is whether that could have  possibly  altered  the  finality  of  the  determination  in  favour  of  the  owners  as against the Council and Builder.

[41]     The  phrase  “party  to  a  claim”,  in  s  93,  envisages  a  separate  individual, whether   complainants   or   those   who   may   have   liability   imposed   upon   them. Mr Illingworth QC did not dwell upon this, but the definition of “parties” in s 8 is “in relation to a claim, means the claimant and any 1 or more respondents in relation to that claim.”

A respondent is “a person against whom a claim is made.”

[42]     This clearly envisages that the owner brings the claim and a respondent is a party   to   it   once   it   is   suitable   for,   and   subject   to,   the   adjudication   and   the determination by the Tribunal.  It no longer is some generalised claim in respect of a leaky  home  with  appeal  rights  of  any  of  the  “parties”  not  arising  until  after  a determination which settles all the individual rights and liabilities of the constituent parties to a claim.

[43]     In this case all that remained for determination was contribution between the Builder, the Council and Mr Nachum towards their liability to the Claimant Owners, having  already  been  established  as  joint  and  several,  with  rights  of  contributions inter se.

[44]     It is clear from other provisions in the 2006 Act that there can be claims in the District Court or High Court, where a lis or dispute exists between an owner and other parties brought in respect of a leaky home.   These may be transferred to the Tribunal for its adjudication.  They must be claims involving plaintiff and defendant, and not generalised claims in respect of a leaky home without identified parties.

[45]     So too, a party to a claim will include the owners/claimants, who may appeal from  a  determination  that  finally  determines  a  question  excusing  the  liability  of another.  For example, in this case, the Architects and Engineers.  Those two parties cannot  be  left  for  many  months  to  ponder  whether  an  appeal  would  be  brought against the decision that found in their favour, if time for appealing does not run until other matters affecting other parties were finally resolved.  That ought surely not be the case.

[46]     A claim is the claim “by the owner”, and any party to that claim (including the owner whose rights have been finally determined by the Tribunal) may appeal if

a question of law or fact arises from that determination if it is final.  Whether or not the  legal  status   of  the  determination  settles  the  issue   as  a  final  decision  or determination affecting a party, remains an objective appraisal of the document on its face and the dicta in Opotiki Packing & Coolstorage Ltd applies.

[47]         Here,   the   determination,   even   though   called   “interim”,   determined   the liability and quantum of both the Builder and the Council as well as exonerating the Engineers and Architects.   That the Builder and Council might obtain contribution from  Mr  Nachum  later  did  not  affect  their  joint  and  several  liability  of  $449,807 finally fixed by the determination.  The Tribunal made it quite clear that the Council and the Builder were parties to the claim and they sought to pursue a claim against Mr  Nachum.      The  Tribunal  made  it  clear  that,  as  it  had  earlier  said  in  its  first determination:

1.On 30 April 2009, I decided that the Wellington City Council, Mark Andrew Debney and Wadestown Developments Ltd were jointly and severally liable to the complainants for the sum of $449,807.

2.Those  parties  were  invited  to  provide  particulars  of  their  claim against the tenth respondent, Mr Hayim Nachum, for a contribution.

(emphasis added)

Just as they were parties to the initial claim, so too, were the Claimant Owners – as well as the Engineers, Architects and for that matter, as it developed based upon the Council’s application, Mr Nachum.

[48]     It  is  implicit  in  the  scheme  of  the  2006  Act,  in  terms  of  s  3,  owners  of dwellinghouses that are leaky buildings are to be provided with “access to speedy, flexible,  and  cost-effective  procedures  for  assessment  and  resolution  of  claims relating  to  those  buildings”,  and  I  do  not  accept  that  a  party  (for  example  Mr Nachum) could prolong the final determination of the rights of an owner by adopting procedural stances for many months.

[49]     Expeditious disposal of the proceedings  is  envisaged  and,  for  example,  in

cl 20  of  Schedule  3,  Part  2  entitles  any  party  to  any  proceedings  to  apply  to  the Tribunal to accord urgency to the hearing of the claim and if the Tribunal is satisfied that it is necessary and just to do so, then it shall order the proceedings to be heard as soon as practicable.

[50]     I agree that piecemeal appeal rights do not follow from the provisions of the statute, or advance speedy resolution of a claim initiated by an owner, but the finding that is the subject of the appeal was clearly a final determination of the rights of the

owners in the contest between it and the other parties and it also finally determined the rights or exoneration of the Architects and Engineers.   The Tribunal could not have  revisited  its  determination  made  in  favour  of  the  complainants,  or  those respondents as to liability and quantum later.   As was the case in Rosser v Global Construction  Services  Ltd  where  the  “interim”  award  dealt  with  owner’s  liability finally when time ran from that determination.   The dicta of Merkel J in the High Court of Victoria in Iluka Midwest Ltd v Technological Resources Pty Ltd at [45] is apt:

... to the extent that those issues have been determined by an interim decision

in  the  manner  that  is  unfavourable  to  the  interests  of  either  party,  it  is incumbent upon that party, if it so desires, to appeal the decision.  If it fails to  do  so  then  it  is  not  open  to  that  party  to  appeal  whether  directly  or indirectly,  against  the  decision  of  the  Commissioner  out  of  time  without leave of the Court.

[51]     I am satisfied by a wide margin that the determination of the Tribunal dated

30 April 2009 finally determined the rights of the Claimant Owners as a party to a claim, as well as the final exoneration of the Architects and Engineers. It also finally determined the liabilities and responsibilities of the Council and Builder as parties to

a claim being “any one or more respondents in relation to that claim” vis-a-vis the Claimant  Owners.  Their  entitlements  to  contribution  from  Mr  Nachum  or  their respective   contributions   as   between   each   other   may   not   have   been   finally determined, but that was irrelevant to the final determination of their liability to the Claimant Owners.  The appeals brought by each of them against the determination of 30 April 2009 are substantially out of time and are struck out.

[52]     Where the appeal of  the  Builder   relates   to   challenge   to   the   ultimate determination of the contribution of Mr Nachum to the amounts the Builder is liable

to the owners, it was filed within  the  20  working  days  of  the  determination  of

21 September 2009.  But in other respects the appeals against orders in favour of the owners contained in paras A-F, are struck out.

[53]     In respect of the “cross-appeal” and appeal by the Council it is struck out in

its  entirety.   Ground  A  (the  s  33  argument)  is  disposed  of  in  this  judgment. Grounds B and C are relating to the decision of 30 April 2009 are out of time, and struck out.  I am conscious that the Council seek to contend that the determination of

21  September 2009 dealt with the degree of contribution of the Builder  and Developer and refers (at [131]) to the “final determination”.  Even if that is correct and time ran against the Council from 21 September 2009, it still remains out of time

in filing that appeal. The point however seems to be that that determination did not deal with the respective contributions of Builder and Council as between themselves, the Tribunal stating that it had already dealt in its previous decision of the extent of the Council’s liability, saw no need to adjust it. The determination of 21 September

2009 on its face clearly relates solely to the claims by the Builder and Council as to the amounts they are entitled to recover from Mr Nachum by way of his contribution

to them.

[54]     The Council’s “cross-appeal” (point B) challenges its contribution fixed vis-

a-vis the Builder.  It is not subject to a strike-out application by that party – the only party affected by it.  But it is out of time by a lesser extent.  No order can be made at present in respect of that.

[55]     Both appeals are struck out to the extent that I have referred.

[56]     It is agreed that applications for extension of time may be made.   Whether such applications will be granted will depend on factors that  I need not discuss in this  decision. If  either  the  intended  first  and  second  appellant  (the  Builder  or  the Council) wish to apply for an extension of time for filing a Notice of Appeal (under s 94(2)(b)) in relation to the determination of 30 April 2009 (or if the Council further wishes to apply for an extension of time to appeal against the determination of 19 October 2009) then I fix the following timetable directions:

(1)such  applications  together  with  supporting  affidavits  are  to  be  filed within 21 days of the date of this decision;

(2)any respondents to such applications may file Notices of Opposition and supporting affidavits within a further 21 days;

(3)       thereafter, those applications are to  be  allocated  a  hearing  in  this

Court on an urgent basis;  and

(4)leave is granted to the parties to apply to an Associate Judge to vary these timetable requirements by consent if necessary.

[57]     I record that counsel for Mr Hayim Nachum did not seek to be heard in these applications and simply maintained a watching brief.

Costs

[58]     The  Claimant  Owners  have  succeeded  in  respect  of  the  s  33  jurisdiction argument and are entitled to costs on that.   It was an argument devoid of merit and had been disposed of by the Tribunal.  Whilst not pursued by the Council it was not formally abandoned as a second ground of appeal.  It was actively pursued on behalf of  the  Builder. This  is  a  case  where  reasonable  solicitor/client/counsel  costs  and disbursements ought to be paid to the First Respondents in the appeal, in respect of the dismissal of that ground. Counsel may submit memoranda as to the quantum of such  award  and  whether  the  appellants  are  jointly/severally liable  for  such  award, and if several in what percentage.

[59]     In respect of the successful application to strike out the appeals, costs should follow that event.   The  First Respondents are entitled to these against both parties jointly,  on  a  Category  2B  basis.           Again,  if  agreement  cannot  be  reached  as  to quantum the parties may file memoranda.

Solicitors:

J W Gendall J

MacKay & Gilkison, Solicitors, P O Box 5240, Wellington  (email:  mackay[email protected]z) for

Hearn Family Trust

(Counsel acting:   Mr  B  W  F  Brown  QC,  Wellington   email:   brendan[email protected] and  M  R Sherwood King  email:  [email protected])

Heaney & Co, Solicitors, P O box 105391, Auckland   (email;   [email protected]m) for Wellington

City Council
(Counsel acting:  G M Illingworth QC, P O Box 7205, Auckland  email:  [email protected])

Oakley  Moran,  Solicitors,  P  O  Box  241,  Wellington  for  M  A  Debney  and  The  Small  Building

Company Ltd  email:  [email protected]

Crown      Law      Office,      Wellington       for      Weathertight       Homes      Tribunal           (email:

jo[email protected]
A S McIntyre, Barrister, Wellington for Hayim Nachum  email:  [email protected]

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