Woolf v Brandt

Case [2023] NSWCA 290


Court of Appeal


Supreme Court


New South Wales

Medium Neutral Citation: Woolf v Brandt [2023] NSWCA 290
Hearing dates: 30 November 2023
Date of orders: 30 November 2023
Decision date: 05 December 2023
Before: Kirk JA; Adamson JA
Decision:

1.   Leave to appeal refused.

2.   Order the applicant to pay the respondent’s costs.

3. The respondent to file and serve submissions and evidence in relation to his application that his costs of the proceedings be fixed in a gross sum pursuant to s 98(4) of the Civil Procedure Act 2005 (NSW) by 4 December 2023.

4.   The applicant to file and serve any submissions and evidence in response by 12 December 2023.

5.   The respondent to file and serve any submissions and evidence in reply by 14 December 2023.

Catchwords:

LEAVE TO APPEAL — PRACTICE AND PROCEDURE — summary dismissal — abuse of process — defamation proceedings — applicant’s predominant purpose an ulterior purpose to maintain contact with respondent — whether finding of ulterior purpose erroneous — whether ulterior purpose sufficient to make proceedings abuse of process where also pursuing legitimate remedy — ulterior purpose need not be sole purpose

LEAVE TO APPEAL — PRACTICE AND PROCEDURE — alleged denial of procedural fairness — where applicant read extensive affidavit near the end of hearing — where applicant sent submissions to primary judge without leave after judgment reserved

LEAVE TO APPEAL — PRACTICE AND PROCEDURE — summary dismissal — Anshun estoppel — whether subsequent interlocutory application for dismissal can be brought in same proceedings

Legislation Cited:

Civil Procedure Act 2005 (NSW), ss 56, 58, 60

Defamation Act 2005 (NSW), ss 12A, 27

Supreme Court Act 1970 (NSW), s 101

Uniform Civil Procedure Rules 2005 (NSW), r 42.1

Cases Cited:

Allied Pastoral Holdings Pty Ltd v Commissioner of Taxation [1983] 1 NSWLR 1

Be Financial Pty Ltd as Trustee for Be Financial Operations Trust v Das [2012] NSWCA 164

Browne v Dunn (1894) 6 R 67

Dowling v Colonial Mutual Life Assurance Society Ltd (1915) 20 CLR 509; [1915] HCA 56

Hanna v Maks [2003] NSWSC 158

Packer v Meagher [1984] 3 NSWLR 486

Port of Melbourne Authority v Anshun Pty Ltd (1981) 147 CLR 589; [1981] HCA 45

PPK Willoughby Pty Ltd v Baird [2019] NSWCA 48

Varawa v Howard Smith Company Ltd (1911) 13 CLR 35; [1911] HCA 46

Victoria International Container Terminal Ltd v Lunt (2021) 271 CLR 132; [2021] HCA 11

Williams v Spautz (1992) 174 CLR 509; [1992] HCA 34

Category:Principal judgment
Parties: Richard Woolf (Applicant)
Nicholas Brandt (Respondent)
Representation:

Counsel:
Self-represented (Applicant)
T Smartt (Respondent)

Solicitors:
Not applicable (Applicant)
Youth Law Australia (Respondent)
File Number(s): 2023/214839
 Decision under appeal 
Court or tribunal:
District Court
Jurisdiction:
Civil
Citation:

Woolf v Brandt (No 2) [2023] NSWDC 184

Date of Decision:
7 June 2023
Before:
Gibson DCJ
File Number(s):
2022/135926

HEADNOTE

[This headnote is not to be read as part of the judgment]

Richard Woolf (the applicant) sought leave to appeal against an…

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Woolf v Brandt [2023] NSWCA 290
Case
[2023] NSWCA 290
Decision Date

CaseChat Overview and Summary

Woolf v Brandt concerned an application for leave to appeal from a decision of the primary judge in defamation proceedings. The applicant sought to appeal against the primary judge's orders dismissing the proceedings summarily and refusing to grant leave to amend the statement of claim. The core of the dispute revolved around whether the applicant's predominant purpose in commencing and continuing the defamation proceedings was an ulterior purpose, specifically to maintain contact with the respondent, and whether this constituted an abuse of process.

The Court of Appeal was required to determine several legal issues. Firstly, it had to consider whether the primary judge's finding that the applicant possessed an ulterior purpose was erroneous. Secondly, the Court had to assess whether an ulterior purpose, even if not the sole purpose, was sufficient to render the proceedings an abuse of process, particularly when the applicant was also pursuing a legitimate remedy. Thirdly, the Court examined allegations of a denial of procedural fairness, arising from the applicant's late filing of an extensive affidavit and the submission of further arguments to the primary judge after judgment had been reserved. Finally, the Court considered whether an interlocutory application for dismissal based on *Anshun* estoppel could be brought within the same proceedings.

In its reasoning, the Court of Appeal affirmed that an ulterior purpose, even if not the sole purpose, could be sufficient to establish an abuse of process if it was the predominant purpose and was being pursued in a manner that was vexatious or oppressive. The Court found no error in the primary judge's assessment of the applicant's predominant purpose. Regarding procedural fairness, the Court concluded that the applicant had not been denied a fair hearing, as the late affidavit and submissions were considered by the primary judge, and the applicant had not demonstrated any prejudice. The Court also held that the *Anshun* estoppel argument was not a bar to the interlocutory application for dismissal.

Consequently, the Court of Appeal refused leave to appeal and ordered the applicant to pay the respondent's costs. Directions were also given for the filing of submissions and evidence regarding the respondent's application to fix costs in a gross sum.

Orders

Orders of the court

1. Leave to appeal refused.

2. Order the applicant to pay the respondent’s costs.

3. The respondent to file and serve submissions and evidence in relation to his application that his costs of the proceedings be fixed in a gross sum pursuant to s 98(4) of the Civil Procedure Act 2005 (NSW) by 4 December 2023.

4. The applicant to file and serve any submissions and evidence in response by 12 December 2023.

5. The respondent to file and serve any submissions and evidence in reply by 14 December 2023.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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