Willis, Francis Kevin v Battese, Noel

Case [1979] FCA 56


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I N TIIE FEDERAL COURT OF AUSTRRTAIA

5b

.

INDUSTRIAL

D I V I S I O N

V.

No.

1 8 oi 1 9 7 9 .

VICTORIA

D I S T R I C T

REGISTRY

B E T W E E N :

FRANCIS

KEVIN

W I L L I S

C l a m a n t

and

NOEL BATTESE

R e s p o n d e n t

O R D E R

JUDGE MAKING ORDER:

N o r t h r o p J.

DATE :

31 M a y ,

1 9 7 9

WHERE MADE:

M e l b o u r n e

ORDER:

T h e

r u l e 1 1 1 ~ 1

dated 23 May

1 9 7 9

be discharged.

I N TI-IE FEDERAL COURT OF AUSTRALIA

INDUSTRIAL DIVISION

V. NO. 18 of 1979

VICTORIA DISTRICT REG1ST.W

B E T W E E N :

Claimant

and

NOEL BATTESE

Respondent

NORTFIROP J.

EX TEMPORII

JUDGXXNT

31 May,

1 9 7 9 .

-

I n t h i s m a t t e r

t h e c o u r t ,

on

23 May

1979,

made

an

o r d e r c a l l i n g upon

t h e respondent t o show

cause

why

c e r t a i n o r d e r s should n o t be made

a g a i n s t hlm

under

s . 1 4 1

of

t h e C o n c l l l a t l o n

and A r b i t r a t i o n Act

1904.

The

a p p l i c a t i o n

i s made

by

t h e

c la imant ,

F r a n c i s

Kevin

W i l l i s ,

who

i s t h e s e c r e t a r y of

t h e

South A u s t r a l i a n branch

o f

t h e A u s t r a l i a n P o s t a l

and

Telecommunlcations

Union,

an

o r g a n i z a t i o n

under

t h e Conciliation

and

A r b ~ t r a t i o n Act

1904

The

respondent

is

t h e g e n e r a l p r e s i d e n t o f

t h a t union.

The

o r d e r s sought were

t o t h e e f f e c t t h a t

t h e respondent n o t interfere wl th t h e running of

t h e

South A u s t r a l i a n branch

of

t h e unlon

and be

r e s t r a i n e d

from

e n t e r i n g l n t o t h e union

premises

a t 6 2 S t u r t S t r e e t .

These

were

sought a s directions

f o r t h e compliance w l t h t h e r u l e s .

When

t h e m a t t e r

came

on

b e f o r e

t h e c o u r t today,

t h e s o l i c i t o r f o r t h e c la imant

sought

an

o r d e r t h a t t h e

r u l e t o show cause be discharged and counse l f o r t h e

respondent

sought an

o r d e r t h a t t h e

c la lmant

pay

t h e

r e sponden t ' s

c o s t

o f

t h i s

a p p l i c a t i o n .

2.

Under s . 43 of

t h e Fede ra l Court o f Australia Act

1976

t h e

c o u r t ha s

j u r l s d l c t i o n

t o award

c o s t s i n a l l

proceedings

be fo re

t h e c o u r t o t h e r t han

proceedings

i n

r e s p e c t

o f

which

any

o t h e r

a c t p rov ldes

t h a t c o s t s

s h a l l

n o t be

awarded.

Sec t ion

197A of

t h e C o n c i l i a t i o n

and

A r b i t r a t i o n Act

1904,

l n s o f a r a s

it

i s r e l e v a n t

t o t h e

p r e s e n t

a p p l i c a t i o n ,

r eads

a s

fo l lows:

"A p a r t y t o

-

( a )

. .

.

(b )

a proceeding,

i nc lud ing an appea l ,

b e f o r e

t h e

Cour t ,

o r b e f o r e

a

c o u r t

o f

a

S t a t e o r T e r r i t o r y ,

i n a

m a t t e r

a r i s i n g under

t h i s A c t ;

s h a l l n o t be

o rde red t o pay

any

c o s t s

i n c u r r e d by

any

o t h e r p a r t y

t o t h a t

proceeding

excep t where

t h e p a r t y

a g a l n s t

whom

t h e o r d e r 1s made

i n s t i t u t e d t h e

proceeding

v e x a t i o u s l y

o r w i thou t

reasonable

cause . "

M r .

Gray

has

urged

on

t h e c o u r t t h a t t h e s e

proceedings

were

commenced

by

t h e

c la imant

e i t h e r v e x a t i o u s l y

o r w i thou t reasonable cause ,

whi le M r .

Cooch

has

argued

t h a t t h e y w e r e n o t

vexa t ious

o r were

n o t

commenced

wl thout

reasonable

cause .

The

I n d u s t r i a l Court

i n a

a e c i s i o n Heidt

v .

Chrys le r A u s t r a l i a Limited

26

F.L.R.

p.257

and i n p a r t i c u l a r

a t pp.271

t o 276

cons idered t h e q u e s t i o n of

c o s t s .

I t

i s f a i r t o say

t h a t it

is on ly

i n e x c e p t i o n a l circumstances

t h a t an o r d e r f o r c o s t s should be made.

A t p.274

t h e

c o u r t

s a i d :

"Sec t ion 197A i s t o be

cons idered when

proceedings

i n t h e c o u r t have been completed

and dismissed.

The p r i n c i p l e s

s e t o u t

above

a r e t o be

a p p l l e d a t an

e a r l y

s t a g e

o f

t h e cou r se of

t h e proceedings .

I n my

op in ion ,

s i m l l a r p r i n c i p l e s

a r e

t o b e

a p p l i e d

when

cons ide r ing

t h e

m a t t e r s

r a i s e d

by

s.197A.

Great

c a r e must

be

e x e r c i s e d

t o ensu re t h a t i n f i n d i n g

t h a t

a

p a r t y

has

i n s t i t u t e d proceedings

vexa t ious ly

o r

wi thout

reasonable

cause ,

t h a t p a r t y

i s

n o t improperly depr lved of h i s freedom

from l i a b i l i t y t o pay

c o s t s t o an opposing

p a r t y .

The

tes t

i s

a

s u b s t a n t i a l one. "

I n

t h a t c a s e

c o s t s were

awarded

a g a l n s t t h e

unsuccess fu l c la lmant .

The High Court made a b r l e f

r e f e r e n c e

t o t h e

same

m a t t e r

i n r e s p e c t

of

c o s t s

i n -

re

Federa ted Miscel laneous Workers Union

22 A. L. R.

347

where M r .

J u s t i c e Gibbs a t pp.349

t o 350

s a i d :

"The respondent , t h e Australian Workers'

Unlon,

has

a p p l i e d

f o r c o s t s on

t h e ground

t h a t

t h e proceeding was

instituted by t h e p rosecu to r

'w l thou t

reasonable

cause1 w l t h i n

t h e

meaning

o f

s . 1 9 7 A

o f

t h e A c t .

I n my

opin ion

a

p a r t y

cannot be s a i d t o have commenced a proceeding

'w i thou t

reasonable

c a u s e ' ,

w i t h l n

t h e

meaning

of

t h a t s e c t i o n ,

s imply because h i s argument

proves

unsuccess fu l .

I n

t h e

p r e s e n t

c a s e

t h e

argument p re sen ted on beha l f of t h e p rosecu to r was n o t unworthy of consideration and it found.

some

suppor t

i n t h e two

d e c l s l o n s

o f

t h l s

c o u r t t o which

I

have

r e f e r r e d .

The

f a c t t h a t

t h o s e

d e c i s i o n s

havc

been

d l s t l n g u i s h e d ,

and

t h a t t h e argument

has

f a i l e d ,

i s no

j u s t i f i c a t i o n

f o r o r d e r l n g

c o s t s

i n t h e

f a c e

o f t h e p r o h l b l t l o n

conta ined i n s.197A."

I n my

op in lon , where,

on t h e r e t u r n of

a r u l e

t o show

cause ,

a

c la lmant

s eeks t o have

t h e o r d e r d i scharged

difficulties

a r i s e i n determining whether

t h o s e proceedings

w e r e commenced

vexatiously

o r w i thou t reasonable

cause .

This i s s o p a r t i c u l a r l y when

t h e r u l e t o show

cause was

g r a n t e d by

a

judge

a f t e r referring

t o t h e m a t e r i a l

f i l e d

and

h e a r i n g t h e person making

t h e application.

Before

a

d e c i s l o n

could f l n a l l y be

made

t h e

c o u r t would need t o look Fnto t h e whole

l s s u e of

t h e

proceedings

and

i n e f f e c t have

a h e a r i n g f o r t h e purposes

of

dec id lng whether

t h e proceedings were

commenced

vexa t ious ly

01

wi thout

reasonable cause .

I n t h e p r e s e n t ca se I

am

n o t

s a t i s f i e d t h a t t h e

c la imant

commenced

t h e proceedings

v e x a t i o u s l y o r wi thout

reasonable

cause

and,

accordingly,

I

r e j e c t t h e submission made

t h a t t h e respondents1 c o s t s be

pa id .

Accordingly, the

o r d e r of

t h e c o u r t

i s t h a t t h e

r u l e n i s i da t ed

2 3 May

1979 be

d ~ s c h a r g e d .

Details
AGLC
Willis, Francis Kevin v Battese, Noel [1979] FCA 56
Case
[1979] FCA 56
Decision Date

CaseChat Overview and Summary

Francis Kevin Willis, the secretary of the South Australian Branch of the Australian Postal and Telecommunications Union, applied for an order restraining Noel Battese, the general president of the union, from interfering with the running of the branch and entering union premises. The Federal Court of Australia was asked to decide whether the respondent should pay the applicant's costs for the proceedings. The court considered the criteria for awarding costs under the Conciliation and Arbitration Act 1904, which permits an order for costs only if the proceedings were instituted vexatiously or without reasonable cause. The court examined the principles established in Heidt v Chrysler Australia Limited and Federated Miscellaneous Workers Union, which require a substantial test to be met before costs are awarded. The court concluded that the applicant had not commenced the proceedings vexatiously or without reasonable cause, and therefore dismissed the respondent's request for costs.

The court's decision was based on the substantial test for awarding costs, which requires the proceedings to be vexatious or without reasonable cause. The court held that the applicant's argument had some support in previous decisions, and that the fact that those decisions had been distinguished and the argument had failed did not justify awarding costs in light of the prohibition in section 197A. The court found that difficulties arose in determining whether the proceedings were commenced vexatiously or without reasonable cause, particularly when the rule to show cause was granted by a judge after considering the filed material and hearing the applicant. The court held that it was not satisfied that the applicant had commenced the proceedings vexatiously or without reasonable cause, and therefore rejected the submission that the respondent's costs be paid. The court discharged the rule to show cause dated 23 May 1979.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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