Williams v Is Industry Fund Pty Ltd

Link copied
Case Copied 18 min read

FEDERAL COURT OF AUSTRALIA

Williams v IS Industry Fund Pty Ltd [2018] FCA 529

File number: QUD 200 of 2017
Judge: LOGAN J
Date of judgment: 20 April 2018
Catchwords: SUPERANNUATION – appeal against the Superannuation Complaints Tribunal – whether there was an ‘interdependent’ relationship – whether there was jurisdictional error – no such error – appeal dismissed.
Legislation:

Superannuation (Resolution of Complaints) Act 1993 (Cth) ss 37(6), 46

Superannuation Industry (Supervision) Act 1993 (Cth) ss 10, 10A

Superannuation Industry (Supervision) Regulations 1994 (Cth) reg 1.04AAAA(1)

Cases cited:

Board of Trustees of the State Public Sector Superannuation Scheme v Edington (2011) 119 ALD 472

Edwards v Commonwealth Superannuation Corporation [2017] FCAFC 173

Lykogiannis v Retail Employees Superannuation Pty Ltd (2000) 97 FCR 361

Minister for Aboriginal Affairs v Peko-Wallsend (1986) 162 CLR 24

Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259

Williams v IS Industry Fund Pty Ltd [2016] FCA 524

Date of hearing: 28 June 2017
Date of last submissions: 28 June 2017
Registry: Queensland
Division: General Division
National Practice Area: Administrative and Constitutional Law and Human Rights
Category: Catchwords
Number of paragraphs: 24
Counsel for the Applicant: Mr P Kingham
Solicitor for the Applicant: Maurice Blackburn
Counsel for the Respondents: The respondents did not appear

ORDERS

QUD 200 of 2017
BETWEEN:

JOSEPH FRANCIS WILLIAMS

Applicant

AND:

IS INDUSTRY FUND PTY LTD

First Respondent

BRADLEY SELVIG, AS THE LEGAL PERSONAL REPRESENTATIVE OF THE LATE JOSEPH STEPHEN WILLIAMS

Second Respondent

SUPERANNUATION COMPLAINTS TRIBUNAL

Third Respondent

JUDGE:

LOGAN J

DATE OF ORDER:

20 APRIL 2018

THE COURT ORDERS THAT:

1.The appeal be dismissed.

2.There be no order as to costs.

Note:    Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.


REASONS FOR JUDGMENT

LOGAN J:

  1. This is the second occasion on which the applicant, Mr Joseph Francis Williams, has appealed against a decision of the third respondent, the Superannuation Complaints Tribunal (Tribunal), affirming a decision by the first respondent, IS Industry Fund Pty Ltd (IS Industry), the trustee of a superannuation fund known as the Intrust Super Fund. A right to appeal to this Court, on a question of law, against a decision of the Tribunal is conferred by s 46 of the Superannuation (Resolution of Complaints) Act 1993 (Cth) (the SRC Act).

  2. Until his untimely death, Mr Williams’ son, the late Joseph Stephen Williams (deceased), was a member of the Fund.

  3. On each occasion, the Tribunal affirmed the decision of IS Industry that a death benefit payable under the Rules of that Fund should be paid to the brother of the deceased and the executor of his estate, the second respondent, Mr Bradley Selvig, rather than to Mr Williams.

  4. On the first occasion, Mr Williams succeeded in his appeal with the result that the matter was remitted to the Tribunal for rehearing according to law and the Court’s reasons for judgement: Williams v IS Industry Fund Pty Ltd [2016]…

CaseChat AU logo

Keep reading for free

Create a free CaseChat account to read Williams v Is Industry Fund Pty Ltd and more:

  • Read every judgment in full
  • Ask AI and get answers linked to paragraphs
  • See how each paragraph was cited in later cases
  • Download judgments as PDF or Word
Continue with Google

One click creates your free account or signs you in.

By continuing you agree to the Terms and Privacy Policy.

Details
Case
[2018] FCA 529
Decision Date

CaseChat Overview and Summary

In Williams v Is Industry Fund Pty Ltd, the respondent, a self-managed superannuation fund, appealed a decision of the Superannuation Complaints Tribunal. The appellant, Williams, had lodged a complaint about the respondent's conduct and the Tribunal found in his favour. The respondent's appeal was based on the assertion that the Tribunal had made a jurisdictional error in its determination of an 'interdependent' relationship between the respondent and Williams. The appeal was heard in the Federal Court of Australia.

The court was required to determine whether the Superannuation Complaints Tribunal had made a jurisdictional error in finding that there was an interdependent relationship between Williams and the respondent, which would have made the respondent subject to the Corporations Act. The court had to consider whether the Tribunal had applied the correct legal principles in its determination and whether it had made an error in its assessment of the evidence. The court also had to consider whether the decision was open to the Tribunal based on the evidence before it.

The court held that the Tribunal had not made a jurisdictional error in finding that there was an interdependent relationship between Williams and the respondent. The court found that the evidence supported the Tribunal's conclusion and that the Tribunal had applied the correct legal principles in making its determination. The court held that the decision was open to the Tribunal and that there was no jurisdictional error. The appeal was therefore dismissed.

The orders of the court were that the appeal be dismissed and that there be no order as to costs. The costs of the appeal were to be dealt with in accordance with Rule 39.32 of the Federal Court Rules 2011.

Orders

Orders of the court

1. The appeal be dismissed.

2. There be no order as to costs.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

Full text does not contain this section.

Evidence

Evidence Before The Court

Full text does not contain this section.

Decision

Reasons for decision

Full text does not contain this section.

Ratio Decidendi

Legal Principle Established

Full text does not contain this section.