Wentworth v New South Wales Bar Association
[1991] HCATrans 346
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No Sl41 of 1991 B e t w e e n -
KATHERINE WENTWORTH
Applicant
and
NEW SOUTH WALES BAR ASSOCIATION
Respondent
Application for special leave
to appeal
DEANE J
DAWSON J
TOOHEY J
| Wentworth(2) | 1 | 5/12/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 5 DECEMBER 1991, AT 12.18 PM
Copyright in the High Court of Australia
| MR J.J.J. GARNSEY, QC: | May it please the Court, I appear |
with my learned friend, MISS J.V. COOMBS, for the
applicant. (instructed by H.D. Kelly)
| MR R.S. HULME, QC: | May it please the Court, I appear with |
my learned friend, MR E.A. DAY, on behalf of the
Bar Association. (instructed by Michael Rosser and Co)
| DEANE J: | Mr Garnsey, I would mention first that we are |
informed by the Registrar that he has been advised
by the State Crown Solicitor's Office for New South Wales that the Attorney-General who appeared in the
Supreme Court of New South Wales' proceedings as
amicus curiae does not wish to put submissions to
this Court on the hearing of a special leave
application, but may seek leave to put submissions
in the event that special leave to appeal is
granted.
| MR GARNSEY: | Thank you, Your Honour. | Your Honour, we have |
prepared a short outline of submissions. If I
could hand to the Court three copies for the Bench
and a further three copies.
| DEANE J: Thank you. | Mr Garnsey, you can assume that all |
members of the Court have read the papers.
| MR GARNSEY: | Thank you, Your Honour. | If Your Honour |
pleases, the applicant would seek to put before the
Court evidence that the Barristers' Admission Board
is presently refusing to issue her a certificate of
eligibility, although she has now passed all the
relevant education requirements and all the other
requirements as to certificates, whether of good
fame and character or otherwise. A letter was received from the Board dated 4 December 1991 and
that is why it has not been possible to put that
before the Court previously. A copy is annexed to an affidavit of Mr Salvatore Russo sworn 5 December 1991. I would seek the leave of the Court to file that in Court and to rely upon it.
| DEANE J: | Have you any objections, Mr Hulme? |
| MR HULME: | We submit it is irrelevant, Your Honour. |
| DEANE J: | We are on a leave application, which means I do |
not think we will really get involved in relevance of particular matters and so on, so we will accept
it.
| MR GARNSEY: | Thank you, Your Honour. |
| DEANE J: Yes. |
| Wentworth(2) | 2 | 5/12/91 |
| MR GARNSEY: | Your Honours, this is an application for |
special leave to appeal from the decision of the
New South Wales Court of Appeal -
DEANE J: It is encouraging, Mr Garnsey, to see in the
written submissions that somebody thinks corning
here is going to hurry things up. That is the
first time I have seen that suggested for quite a
long time.
| MR GARNSEY: | I did not think I put anything quite as baldly |
as that, if Your Honour pleases, in the outline.
Your Honour, one of the reasons for corning here is
that the Court of Appeal cannot really determine
any matters arising in this application as it
proceeds any further as a result of the
disqualification of the - - -
| DEANE J: | The Court of Appeal has determined the questions |
which would arise if leave were granted, has it
not?
| MR GARNSEY: | Yes, Your Honour. |
DEANE J: | And, am I correct, the only relevance of the fact that the court thought it appropriate to deal with |
| parties before dealing with ostensible bias is in | |
| terms of whether, in view of the court's decision | |
| on ostensible bias, leave should be granted? | |
| MR GARNSEY: | I am unsure whether that was the reason why the |
Court of Appeal proceeded to determine the matter
of parties, Your Honour.
| DEANE J: | One can readily understand the approach that you |
determine who the parties are before you pass on to
consider a matter in which those who are parties
might be interested.
| MR GARNSEY: | Yes, Your Honour. |
| DEANE J: But am I correct that the relevance of the court's |
conclusion about ostensible bias is to the question
whether or not leave should be granted, in that if
leave were granted, you would be asking us to
determine whether the conclusion the court reached
was the correct one?
| MR GARNSEY: | Yes, Your Honour. |
DEANE J: That being so, the question of ostensible bias
would disappear.
| MR GARNSEY: | That is so. We do not challenge, naturally |
enough - - -
| Wentworth(2) | 3 | 5/12/91 |
| DAWSON J: | What would you be asking us to do with the matter |
after we have determined that question?
| MR GARNSEY: | Your Honour, that would depend upon the state |
of the matter in the Supreme Court of New South
Wales.
DEANE J: But as it stands at present, it would go back to a
judge of the Common Law Division.
| MR GARNSEY: | Yes. | The balance of the matters which were |
before the Court of Appeal and on which the Court of Appeal made no decision are listed for hearing
on Wednesday next before Mr Justice Campbell of the
Supreme Court of New South Wales. That is not the
final hearing, if Your Honour pleases; it is the
balance of the matters raised by the notices of
motion which were before the Court of Appeal.
DEANE J: Very well. Mr Garnsey, I think at this stage, and
you should not take any undue encouragement from
this, but at this stage I think we would like to
hear what Mr Hulme has to say.
MR GARNSEY: If Your Honour pleases.
| MR DEANE: | Mr Hulme, can I direct your attention, |
immediately, to one aspect of the matter - - -
| MR HULME: | Yes, Your Honour. |
| MR DEANE: | - - - that seems to be relevant, and that is |
because of the order in which the Court of Appeal
dealt with matters and, as I said to Mr Garnsey,
one can understand the approach that you should
decide who are the parties before you go on to
decide other matters, but one has a situation where
a court which has itself decided a question which
it has said is of some substance, has then gone on
to hold that it should not determine the matter,
because of, not bias, of course, but because of the risk of an appearance of bias by reason of the
previous matters. Now, that does raise a particular problem, in terms of the interests of
the administration of justice, regardless of
whether we think the point involved in the matter,
viewed in isolation, would be an appropriate one to
attract the grant of special leave. What I have said to you, I am only speaking for myself, but it
may help you focus on the matter that I would like
some assistance on.
| MR HULME: | Yes, Your Honour. | Your Honour, the particular |
grounds upon which the court regarded itself as
disqualified and the extent of that
disqualification needs attention, to start off
with, because the way in which we put it to the
| Wentworth(2) | 4 | 5/12/91 |
court in our acquiesence in my friend's requests
for the court to disqualify itself, is perhaps best
referred to as prejudgment or an appearance of prejudgment rather than an appearance of bias.
DEANE J: Yes, I should not have said "bias", I should have
said "appearance of prejudgment".
| MR HULME: | Your Honour, the term "bias", I think, was used, |
certainly in my submissions, at times, but, more
accurately, we did define it as prejudgment. Thatwent to and only to the judges' participation in
the final hearing. The reason for that - perhaps I might go back a little.
A number of the matters upon which the Bar
Association relies in support of its opposition to
Ms Wentworth's admission concerned matters which
the Court of Appeal has already ruled upon in
proceedings involving Ms Wentworth and other
parties.
In the course of delivering judgment in those
proceedings, various members of the court have described her proceedings or her conduct as an
abuse of process or otherwise been critical of it.
Our case in part relies on that conduct, as
occurred sufficiently often, to say it is not
appropriate that the Court admit her. It wouldseem, though the issues are not clearly defined,
but from statements which have been made, that
whether her conduct should be so characterized is a
matter which is in issue in these proceedings. She
is not prepared to accept the accuracy of what the
judges have found in the past, and it would seem
that we will probably have to, as it were,
relitigate those issues.
The three judges who constituted the Court of
Appeal in this directions hearing, and had indicated they proposed to sit on the final
hearing, are three judges who, in particular, have
made findings and comments adverse to Ms Wentworth.
So it looked as if, ·:>n the final hearing, we were
going to be relitigating before those judges
matters which they had already determined, in prior
proceedings, against Ms Wentworth. That was the
basis upon which we said there is or is likely to
be an appearance of prejudgment. So it was not, as it were, bias against Ms Wentworth as a litigant sothat no decision involving her interests at all
could be decided by those judges, but rather that
they should not decide again, between Ms Wentworth
and the Bar Association, issues which they had
decided between Ms Wentworth and third parties.
| Wentworth(2) | 5 | 5/12/91 |
| DAWSON J: | Can you divide bias or prejudgment up in that |
way?
| MR HULME: | We would submit so, Your Honour. |
| TOOHEY J: | You appear to be treating the hearing almost as |
if it were an interlocutory hearing or a step along
the way to the final hearing which can, in terms of
prejudgment, be isolated from the issues that were
going to arise on the substantive hearing. Is that an accurate way of putting it?
| MR HULME: | Yes, Your Honour. | Though I think it was in |
practical terms a directions hearing that has led
to this application here, it was a directions
hearing or an interlocutory hearing on a motion by
Ms Wentworth for the court to remove the BarAssociation as a party on the basis it was not a proper party to the proceedings, and also seeking
to strike out our particulars and seeking a
decision that, as a matter of law, certain evidence
we could not adduce - strike out the Bar
Association as a party, if the Bar Council was then
joined as a party instead - and it was conceded
they could be a proper party - seeking a decision
of the court as to the extent of the evidence which
the Bar Council could adduce.
| DEANE J: | Or as to whether the Bar Council could adduce any |
evidence really, was it not?
| MR HULME: | Or any evidence, yes. |
| DEANE J: | Or was restricted simply to a sort of amicus |
curiae who could make submissions but otherwise not
participate.
| MR HULME: | Yes. | So the first basis upon which we would say |
that the decision of the Court of Appeal to
disqualify themselves has no present relevance is
that it related to, and only to, prejudgment of issues which it was likely to have to decide in the
final hearing. It just seemed not appropriate that
those factual issues be determined again by the
court.
DAWSON J: But we are in the area of apparent prejudice
here, not actual prejudice, and it is difficult to
say that if there is an apparent prejudice it
affects only this issue and is not apparent in
relation to others.
| MR HULME: | We would respectfully submit not, Your Honour. |
When it is put on the basis of the court saying,
"Well, I have decided that Ms Wentworth's conduct
in proceedings X was an abuse of process", one can
isolate that, we submit, from a situation about
| Wentworth(2) | 6 | 5/12/91 |
whether the court has a bias against the litigant
as opposed to a bias or prejudgment in respect of
an issue.
| DEANE J: | You have got to add appearance, each time. |
| MR HULME: | I accept that - - - |
| DEANE J: | Nobody has suggested in this case, as I read the |
submissions - and it was unnecessary to suggest -
that there was the actuality of prejudgment or
bias. It has been dealt with on the basis of appearance.
| MR HULME: | Your Honour, accepting it is the appearance |
situation, when one is - perhaps that makes it even
easier from my point of view.
| DAWSON J: | I would have thought it made it harder, but |
still.
| MR HULME: | Because the fact that a court has made a decision |
against a party on a particular issue could not
lead someone reasonably to the view that therefore
the court has any appearance of bias against that
party as a general proposition.
DAWSON J: It depends rather upon the issue. Where the
issue is one at least relating to character, that
is hard to maintain, is it not?
MR HULME: | No, Your Honour, with this qualification, and I am not - - - |
| DAWSON J: | I mean, if it were a discrete factual issue that |
can be completely isolated, then what you said may
be correct, but not here.
| MR HULME: | Your Honour, here the issues which were posed for |
the court, in this case, were matters of law: what is the operation or a proper interpretation of the
Legal Practitioner's Act?
Now, the appearance or
any appearance of prejudgment arises from a factual
issue, if I can put it that way, in the past, a
factual issue or a number of issues which
cumulatively may go to the question of character.
But because a court says, "Well, I think that
person has been guilty of an abuse of process on
this occasion or on two or three occasions, or
because I think this person in evidence before me
has been proved to be a liar", does not justify the
conclusion that thereafter that court should never
make a decision involving that party, even a purely
legal decision.
TOOHEY J: But it is not clear that the court directed its
attention to that distinction, is it, Mr Hulme? I
| Wentworth(2) | 7 | 5/12/91 |
understand what you are saying in the sense that
Mr Justice Mahoney said, at page 93, on that basis
having discussed these matters:
I shall not participate in the hearing of this application -
and that is, in a sense, echoed by the other two
members of the court. But the members of the court
did participate in dealing with the legal issues
which were before them. I can understand a distinction, perhaps, that if the court had been
asked to exercise some quite technical power, such
as giving notice to someone, that the court would
be free to exercise those sort of powers even
though there might be a question of prejudgment,
but you are seeking to isolate law and fact, are
you?
| MR HULME: | Yes, Your Honour. |
TOOHEY J: And say that even though the court accepted
itself that there may be an appearance of
pre-judgment, the court was free to determine
questions which were purely questions of law?
| MR HULME: | Yes, Your Honour, particularly when one has |
regard to the extent to which the court thought
there might be an appearance of prejudgment.
DEANE J: What you say may well be right, but there is this
problem, is there not, that the court held that it
was precluded, because of the risk of an
appearance, from dealing with the substance by
reason of views expressed in relation to certain
matters concerning Ms Wentworth in previous cases,but the very question that they determined was
really directed to whether evidence of those
matters about which they had expressed earlier
views could effectively be led in the substantive
hearing.
MR HULME: Well, whether the Legal Profession Act as a
matter of law precluded the leading of that
evidence, yes.
DEANE J: Well now, we and you have no difficulty in drawing
lines and so on, but what we are concerned with now
is whether, in a situation where - because, as I
say the Court of Appeal naturally dealt with the
question of parties as the first item - not if
there were an appeal it would succeed on the basis
that what they decided on this question is affected
by an appearance of prejudgment but whether, in all
the circumstances, the administration of justice supports a grant of special leave. So this not
unimportant point can be dealt with by a court
| Wentworth(2) | 8 | 5/12/91 |
about whom I presume there is no suggestion of
pre-judgment of any relevant matter.
| MR HULME: | Your Honour, I understand the point Your Honour |
is making, but I would submit, with respect, that
it is appropriate, not only in this case but in any
case where this is suggested, to look at the basis
upon which it is suggested a court should, or acourt decides that it should not sit because of an
appearance of prejudgment, because if one does not
make that sort of distinction one may be quickly
led to a situation, particularly with parties who
are frequent litigants - and there are a few of
them around - that effectively any judge who has
ever sat on a case in which they are involved and
who has made some credibility findings, cannot then
sit again in relation to that person.
| DEANE J: | What you say is unanswerable, but here we start |
with the fact that the Court of Appeal has decided
that it cannot deal with this substantive matter.
| MR HULME: | Yes, Your Honour, but one must, we submit with |
respect, not merely look at the fact that the
Court of Appeal has said in relation to matter A,
"We think we should not sit" and say, "Well because
they said that in relation to matter A, therefore
they should not sit on any matter involving thislitigant, or alternatively on any matter connected
or involved in the proceedings which ultimately,
before some other judge, is going to involve matter
A."
The second point we would make is this, that
two judges of the court, at least, took the view
that the only reason that they should disqualify
themselves was because of the Bar Association's
joinder in the application. They themselves were
not minded to disqualify themselves, but because
the Bar Association said, in effect, "We think you
should", they were prepared to make a decision
contrary to their own inclination. That again, we submit, is a factor which is relevant to the
question of whether, because they accepted they
should not sit in the final hearing, it does not
follow that they should not sit in relation to
preliminary matters, particularly matters of lawdivorced from the matters on which they should not
sit.
The next point I would make is this - and I
want to go back over to develop propositions I have
advanced a little further - that there was no
application to the judges not to deal with these
interlocutory matters. In other words, Mr Garnsey
did not say, "I want you to rule first on the
question of disqualification". He was content to
| Wentworth(2) | 9 | 5/12/91 |
run the question of parties and the question of
evidence first, to take his risks of getting a
favourable decision on those matters.
In that situation, he should not be allowed to
come along here and say, "I now want this Court to
interfere with the decisions which were
unfavourable to me on those topics". No doubt he would have been delighted to get a decision in his
favour on the question of parties and evidence, and
no one would have heard anything more about it,
unless the Bar Association had brought it up.
I accept that the notice of motion which was
put on asked the court not to further deal with the
proceedings but, in fact, when the matter came on
before the court, there was no point raised thatthe court should not buy into these two questions
of parties and evidence, nor at the end of the
day's hearing did Mr Garnsey suggest, when itdecided to reserve on the three issues, that the
court should, if it was minded to disqualify
itself, not make a decision on the other two
issues.
So that, with respect, it is certainly unfair
and it is inappropriate that the applicant can put
herself in a situation where she takes the benefit
of the decision if it works out her way but then is
in a position to complain about it on the grounds
of apprehended bias in the event that it goes
against her.
I do acknowledge that on two prior occasions -
it was certainly raised on two, it was ruled on on
one or two when Mr Garnsey had said that the
applicant did not wish the Court of Appeal to sit
and the court had said that it proposed to, butthere was no significant debate on any of those
occasions, nor even a definition of whether the
application really related to the final hearing or anything else at all, subject only to this
perhaps - I think that is a fair statement of the
situation.
Without going back to the transcript, I could not be sure that my friends did not say, "Well, we
don't want you to deal with anything at all."
Certainly on the day when this came on, there was
no suggestion that the court should not decide the
question of parties and evidence.Your Honours, it is, as we have submitted, appropriate to look at the reasons why the
court - - -
| Wentworth(2) | 10 | 5/12/91 |
| DEANE J: | Mr Hulme, we will be adjourning at some stage for |
luncheon adjournment, would this be a convenient
time from your point of view?
MR HULME: It would, Your Honour, yes.
DEANE J: In that case, we will resume at 2 o'clock.
AT 12.51 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.01 PM:
DEANE J: Yes, Mr Hulme.
| MR HULME: | Your Honour, could I take the Court to |
submissions which are included in the appeal book
because they, together with a short reference to
transcript, indicate the way in which the matter
was put to the Court of Appeal, and with respect,
when one reads that, our submission is that the
Court of Appeal was not asked to disqualify itself
from determining the questions of parties and
evidence, and in that situation it is not
appropriate for my learned friend to be allowed to
raise that matter here.
The relevant passages, part of the written
submissions which were handed to the Court, appear
at page 26 in paragraph 16 and proceed through to
page 29.
The matter is perhaps summarized in
paragraph 16.4:
In those circumstances, it is respectfully
submitted that ..... there is a reasonable apprehension that each of the Judges of Appeal
appointed to hear these proceedings might -
or might not -
bring an unprejudiced mind to the resolution
of the issue in these proceedings.
and that issue, we submit with respect, is the
fitness of Ms Wentworth to be admitted to the Bar,or whether she is of good fame and character. I
draw no distinction between those expressions at
the moment. The matter is dealt with orally, commencing at page 72 of the appeal book, and it is
probably sufficient if I merely say that there is
| Wentworth(2) | 11 | 5/12/91 |
nothing there to indicate that my learned friend's
application went further than reference to the
particular matters in which the court had ruled
previously against Ms Wentworth, being conduct
which constituted an abuse of process or matters of
that nature, matters having a bearing on the
ultimate question but having absolutely no bearing
on the questions of parties or evidence, which was
posed for the court this day.
As I say, one looks in vain through the
earlier parts of the submissions to find any
objection by my learned friend to the Court of
Appeal ruling on the questions of parties and
evidence. With respect, he cannot, or should not
be allowed to come here, having taken the benefit
of a possible judgment in his favour on those
issues, and then complain for the first time here
that the court should not have embarked upon thosematters.
If one goes to the reasons for judgment
themselves, the relevant passage appears at page 98
of the appeal book so far as Mr Justice Mahoney is
concerned, commencing at line 3 and concluding atline 10. In that first paragraph:
It may be thought that there can in reality be
little contest either as to the conclusions of
fact and the assessments based on them or asto the conclusions of law then arrived at.
But if, as is to be accepted, the instructions
of the applicant in the present matter are to
contest these issues, then, within the
existing principles, I do not think that I
should take part in the determination of them.
So far as the other two judges are concerned, if
one goes to page 109 of the appeal book at about
line 24:
But there is another important consideration in this case. After the plaintiff's
submissions on this issue had
concluded •.... Mr R Hulme QC indicated to the
court that his client supported the
plaintiff's submissions. What he said was
summarised by the learned presiding judge in
these words:
"On consideration the Bar is the view that
issues of fact which may well arise are issues
of fact on which decisions have already been
given by the various members of the court and
that could give rise within existing law to an
appearance of apprehended bias (or
pre-judgment)."
| Wentworth(2) | 12 | 5/12/91 |
The precise words are at the appeal book 74.
Now, again, one is talking about prejudgment
of the factual issues which would, on the Bar
Association's case, lead to the conclusion that
Ms Wentworth was not a fit and proper person.
So, if one then considers the test a
reasonable apprehension of prejudgment, we would
submit, with respect, that where the matter has
been put to a court that the prejudgment relates to
particular factual matters having a relevance inone area of the case, and the court decides that
there is a reasonable apprehension in relation to
those matters which bear on that aspect of the
case, and one comes back to the test, a reasonable
apprehension, with respect, one cannot then say,
"Because the court found on issue (a) a reasonable
apprehension of prejudgment of an issue, therefore,
an outsider might reasonably apprehend there is a
prejudgment in relation to distinct, discrete,
separate issues, particularly where they are issues of law rather than issues of fact". And the matter was not put to the court on the basis that, as
appears from the passages I have taken you in the
applicant's submissions, was not put to the court
on the basis that the individual members were
biased against Ms Wentworth, as distinct from
either prejudgment or bias in relation to discrete
issues, which would go to her fitness but not to
the questions of law.
The only other matter that I think I can
assist the Court with on this aspect of the case is
to inquire of the Court, first of all, whether it
has looked at the particulars of the Bar
Association's, as it were, complaints on which it
relies.
DEANE J: That is this document?
| MR HULME: | They are annexed to Mr Russo's affidavit of |
21 November; in particular, at the end of
that affidavit.
| DEANE J: | Yes, I have - we all have it. |
| MR HULME: | Your Honours see there are 32 or so sections? |
DAWSON J: Yes.
| MR HULME: | The document which we handed up to the Court to |
illustrate the points where we saw the potential
for an allegation of prejudgment is this document
and perhaps I might hand copies to the Court. It
is probably sufficiently summarized in what the
judges said but if I can just take the Court to it.
| Wentworth(2) | 13 | 5/12/91 |
You will see what we have done is go to various
sections of the particulars, being only those
sections where the three judges,
Mr Justice Mahoney, Mr Justice Clarke and Mr Acting
Justice Hope had previously appeared.
If one goes to section 2, for the moment, one·
can see a reference to Mr Justice Hope at about
point 4 on the first page, in the paragraph
commencing, "Kirby P delivered a judgment". And section 4, there is a reference to Mr Justice Hope
and Mr Justice Mahoney, as a certain part of a
notice of motion was "wholly inappropriate".
Section 10 was only an adjournment but
Mr Justice Hope participated; there was no
criticism.
Section 12 - and this is the one which, I
think, is the one on which the court relied - one
sees the extent to which Mr Justice Mahoney and
Mr Justice Clarke made criticisms of Ms Wentworth's
conduct in relation to particular steps.
Section 17, one can see the extent of the criticism
on which we rely and so forth.
In summary, our submission is that when one
looks at the way in which the proceedings were
conducted before the Court of Appeal, the pointshould not be allowed to be taken here; secondly,
it is not reasonably arguable, when one looks at
the test of reasonable apprehension and given the
split between the matters of law we are primarily
concerned with here and the factual matters, that
there could be any suspicion or any reasonable
apprehension of prejudgment.
| DEANE J: | Mr Hulme, the Court would be grateful if you could |
put any other arguments against a grant of leave at
this stage. I presume you want to make some submissions in relation to other matters.
| MR HULME: | Yes, Your Honour. Your Honours, we have also |
prepared an outline of the propositions we propose
to advance, and I hand that up.
DEANE J: Yes, Mr Hulme.
| MR HULME: | In summary, we would submit that the two issues |
which were decided by the Court of Appeal adversely
to Ms Wentworth could only reasonably be decided
one way, and that was the way the Court of Appeal
decided them. Hence, we would submit, withrespect, that there is no point in granting special
leave if the Court takes the view that there is no
reasonable doubt as to the correctness of the Court
of Appeal's decision on those two issues, the twoissues being whether the Bar Association was
| Wentworth(2) | 14 | 5/12/91 |
entitled to be there and, if not, whether the Bar
Council, which it was conceded was entitled to
appear, could adduce evidence.
Mr Justice Deane is no doubt familiar with the
history of the Bar Association's participation in
these proceedings in the supreme court. Might I
perhaps, just for the assistance of other membersof the Court, hand up firstly a summary of cases
which go back to the beginning of the century,
which indicate the participation of the BarAssociation, or previously the Bar Council or members of the Bar in these sorts of proceedings
and then come against that background and one or
two short cases to the terms of the legislation
itself.
Your Honours, could I then hand up copies of,
firstly, the decision of the High Court in Clyne v
NSW Bar Association, though there is only one page
I wish to take the Court to, and an emasculated copy of an unreported decision of the New South
Wales Court of Appeal in Evatt v The Bar
Association, in which we have confined it to
matters presently relevant. The page in Clyne to which I would take the Court is at page 189 and the
particular passage appears a little more than
half-way down. There is a quote from a judgment of
Mr Justice Kitto and then shortly after that
passage commencing:
The respondent to this appeal, the Bar
Association of New South Wales ..... It is
recognized by the Supreme Court as the body
which represents the Bar, and it is heard by
counsel in matters coming before the Court in
which the status or conduct of a member of the
Bar is in question.
If one then goes to Evatt's case, the relevant
passages appear firstly in the judgment of the Chief Justice at the top of the second page, in a passage commencing: The Court has been assisted on the
hearing of the present application by the appearance of senior and junior counsel -
half-way through that paragraph is sufficient.
In the judgment of the President, again the
second page of His Honour's judgment, at the bottom
of the page, the paragraph commencing "It is
appropriate to observe", I would invite the Court
to read to the bottom of that page. Then in the judgment of Mr Justice Hope, again the second page
of the pages we handed up from His Honour's
| Wentworth(2) | 15 | 5/12/91 |
judgment, in the middle of the page there is a
paragraph commencing "There is lastly the
opposition of the association", and invite the
Court to read to the bottom of that page.
There is nothing in the reported cases to
indicate that there was anything regarded as
unsatisfactory arising from the Bar Association's
participation in these sorts of proceedings. we have looked through the Law Reform Commission Report, which was a precursor of the Act, and again
one sees nothing to indicate that there was any
dissatisfaction with the Bar Association's
participation, and the report indicated that the
supreme court should keep its inherent power; no comments were made as to how the supreme court proceedings should be run. There is in that report references to the fact
that the Bar Council is, as it were, the body which
looks after the discipline of the Bar. There is
recognition that within the terms of the
Bar Association memorandum and articles, the
Bar Council, which is effectively a board of
directors, is subject to control by the
Association, and the commission took the view that
in any statutory functions given to it the
Bar Council should not be subject to control by the
Association. But again, no suggestion that, in
terms of the court proceedings, there should be any
change.
It is against that background that one comes
to the Legal Profession Act. Section 4 is, I
think, the first relevant one, which deals with the
admission of barristers. It is put in wide terms; subsection (4) repeals the charter of justice in so
far as it relates to the admission of barristers
and solicitors. There is then a reference to the
Barristers Admission Board, which in the ordinary
run of the mill case looks after the formalities and sees that things are done. In section 9 there is a reference: A candidate, however qualified in other
respects, shall not be admitted as a barrister unless the Supreme Court is satisfied that the candidate is of good fame and character.
And then the matter goes on to deal with the
question of solicitors. I think I need not take the Court to it. All that is contained in Part 2
of the Act. There is nothing in that part whichbears at all on the procedure to be followed by the
court proceedings.
| Wentworth(2) | 16 | 5/12/91 |
One then goes to Part 3 that deals with
practising certificates - barristers are now
required to have practising certificates. Indeed,
as the Court saw we are now officers of the Court.
I think I need not take the Court at this stage to
Part 3.
| DEANE J: | Do you frame them and put them in your chambers? |
| MR HULME: | I have not seen any on the eleventh floor, |
Your Honour. One then comes to Part 4 section 49 and because section 51 appears in this section and
my friends placed reliance on that, it is probably
desirable if the Court looks through the three
sections in Division 1. I will return to section 51 in due course, but at this stage may I
draw attention to the fact that in its terms it is
empowering the Bar Council to do various things.
In no sense is it in terms directed to how the
supreme court ought to conduct its affairs.
DEANE J: Mr Hulme, what about the roll of barristers? Is
that dealt with in this Act?
| MR HULME: | I think it is not, Your Honour. | I do not |
recall - - -
DEANE J: Is there such a thing?
| MR HULME: | Yes, there still is. |
| DEANE J: | And the prothonotary keeps it? |
| MR HULME: | I think so. | I must confess I have not checked up |
recently.
| DEANE J: Possibly nothing turns on it though. | I was just |
interested.
| MR HULME: | I have read through the Act a number of times. | I |
do not recall seeing anything which bears on that, Your Honour, but I certainly was not looking
specifically. You still have to sign it when you are admitted, Mr Garnsey tells me.
Your Honours, I think it is then probably
sufficient if I just go back to the index for a
moment on the second and third pages just to
indicate why I am skipping over them - - -
DAWSON J: May I just ask a question? The Bar Council is
the governing body of the Bar Association, is it
not?
| MR HULME: | The Bar Association is a company incorporated |
under the relevant companies legislation. The Bar
| Wentworth(2) | 17 | 5/12/91 |
Council is its board of directors, and there are
effectively the normal - - -
| DAWSON J: | You cannot really dissociate the one from the |
other.
| MR HULME: | Normal provisions as to the powers of effectively |
the board of directors, but that is what it is.
| DAWSON J: | And anyone who is appearing for the Bar |
Association would, in effect, be instructed by the
Bar Council.
| MR HULME: | Yes. | And indeed, as is adverted to in the |
judgments, if ultimately the Court holds that the
Bar Association is not entitled to be a party, I
have indicated I have instructions to seek in the
supreme court to appear on behalf of the Bar
Council, and Mr Justice Mahoney with the others agreeing, indicated that he would be disposed to order that the Bar Council be joined in that
situation.
If I can just go to the index again for a
moment, one can skip over Parts 5, 6 and 7 and keep
skipping indeed until one comes to Part 10,"Professional Misconduct", where the Bar Council
again acquires a significant role. There are two
statutory tribunals established, a professional
standards board and the disciplinary tribunal.
There is a system for complaints to be made either
to be considered by the Bar Council, or for the Bar
Council itself to then make complaints against
barristers to either the professional standards
board or the disciplinary tribunal, depending onthe seriousness of the complaint. There is an
appeal from the board to the tribunal. In matters
properly brought before the board there is an
appeal from the tribunal to the court. In matters properly brought before the tribunal, the tribunalhas power to disbar.
If I could then come to section 130 - to just
indicate the format, a person may make a complaint
to the appropriate Council, that is, the Bar
Council for barristers, the Council of the Law
Society for the solicitors, alleging that a legal
practitioner is guilty of conduct that is either
unsatisfactory professional conduct or professional
misconduct. Section 131 - a Council may do various
things; section 132 - may dismiss a complaint
without further investigation; section 133 - may
conduct an investigation; section 134 - after it
has completed an investigation it can in certain
circumstances dismiss it. I ought to go over the page to page 80. A Council, if satisfied the complaint involves a question of unsatisfactory
| Wentworth(2) | 18 | 5/12/91 |
professional conduct, it shall refer the complaint,
and so forth.
If I could then go to section 142:
The Board shall, for the purpose of conducting
a hearing into a complaint, be constituted -
as follows, and it is two barristers and one lay
person; if it is a complaint against a barrister,
it is two solicitors and one lay person.
Section 143:
The Board shall conduct a hearing .....
(2) ..... the Board is not bound to observe the
rules of law governing the admission of
evidence -
Section 144 -
The following persons are entitled to appear
at a hearing into a complaint .... .
(b) the appropriate Council .... .
(2) A complainant -
only in limited circumstances. And if one then
goes to section 150 - I am sorry, may I go back to
144 for a moment.
(6) Any person who appears (otherwise than as
a witness) at a hearing shall be deemed to bea party to the hearing.
And that obviously includes the Bar Council.
Section 150:
Any party to a hearing conducted by the Board may apply to the Tribunal for a review -
and then it goes on to deal with the tribunal.
If I go then to Division 7, at the bottom of
page 89, headed Professional Misconduct, one can
see a similar pattern in relation to proceedings
before the tribunal. The parties are defined in
section 158 and, again, include the appropriate
Council. The right of appeal is conferred in section 164:
Any party to a hearing conducted by the
Tribunal may appeal to the Supreme Court ....
| Wentworth(2) | 19 | 5/12/91 |
(4) An appeal shall be by way of new hearing and fresh evidence, or evidence in
addition ..... may be given.
If I might just go back for a moment to perhaps
section 157, proceedings before the tribunal
involving professional misconduct or which do
involve professional misconduct, says:
the Tribunal shall observe the rules ..... of
evidence -
and the proceedings -
shall be held in the presence of the public -
that is section 159.
Now, in one sense, it may be a long way from
section 51 in this but the point of the matter is
this: it is clear when one looks at those sections
concluding in 164 that the Bar Council is firstly a
party to the proceedings before the board or the
tribunal, as the case might be, and it has rights
as a party to appeal and it has rights to callevidence - well, presumably it has rights to call
evidence. It is a party, it may appeal to the
supreme court and the supreme court may receive
fresh evidence and conduct a hearing de novo.
We would submit that when one looks at the Act and its approach to, as it were, the conduct of
disciplinary proceedings or the exercise by the
court of its power to admit, firstly one finds
nothing in the Act which seeks to limit or define
the way in which the supreme court shall conduct
its admission proceedings. One sees in disciplinary proceedings against barristers that
the Council has its normal position as a party in
proceedings, with rights to adduce evidence and so
comes then to consider the only two sections on forth. And it is against that background that one which my friend relied down below to support the proposition that the Bar Association was not entitled to be a party or that the Bar Council,
entitled to be a party could not adduce evidence.Going to section 51 first, the argument runs
that section 51 is the only section which in terms
refers to the Bar Association or the Bar Council
appearing in admission proceedings, though
obviously it is not the only section relevant todisciplinary proceedings. It says:
the Bar Council may -
| Wentworth(2) | 20 | 5/12/91 |
(b) appear by counsel before, and be heard
by, the Supreme Court in the exercise of the
functions of the Supreme Court.
Now, it is said that because there is a reference
to "appear before and be heard by" and no reference
to "and call evidence", therefore the Bar Council
appearing has no power to call evidence and the
supreme court may not permit it to do so.
It is perhaps not going too far to say it is
an extraordinary result if, indeed, in disciplinary
proceedings, the Bar Council was a party and could
call evidence, the supreme court is charged under
section 9 with determining whether people are -
of good fame and character -
if anyone suggests, in effect, they are not, and
against that background it is said the Bar Council
can be there but cannot call evidence.
We submit, with respect, what section 51 is really directed to doing is this: there would be
some doubt whether the Bar Council, as an
unincorporated board of directors, or body, would
have power to ever appear in proceedings at all, as
the Bar Council. No doubt its members could, but that would have its own problems. Do you nominate the 20 members in the institution of disciplinary
proceedings or anything else? If they are sued,
are they sued together? What if there is a
difference of opinion, a majority view and a
minority view, to institute proceedings? Does one
appear for the majority or all of them, including
those dissenting?
It would seem, we would suggest, that what the
Act has done is to do one of two things. It has either used the term "Bar Council" as equivalent to
Bar Association because, effectively, the Bar Association, in these sorts of matters, is run by
the Bar Council; or alternatively it has given a
quasi-corporate existence to the Bar Council to
take these various steps. And section 51 is
directed to making it clear that the Bar Council,
which would not normally be able to appear on its
own, may do so, just as it is charged with doing so
in the disciplinary proceedings before the board,
tribunal, and then given a right of appeal.
One cannot spell out of section 51 any
restriction on the way in which proceedings before
the supreme court on admission or, indeed, because
Sl(b) is not restricted to admission situations, it
covers all situations where the court is exercising
its functions in relation to barristers or
| Wentworth(2) | 21 | 5/12/91 |
candidates for admission as barristers. One cannot spell out of that any way the possibility that the
Bar Council is restricted in its participation in
the proceedings before the supreme court.
| TOOHEY J: | Mr Hulme, I take it the objection to the Bar |
Council adducing evidence was, also, an objection
to cross-examination, or did that not arise?
| MR HULME: | I think it did not specifically arise, |
Your Honour.
TOOHEY J: Presumably, your submission, I take it, is that
the Council could do both?
| MR HULME: | Yes, do all the things which a party could, |
subject to the court's control of proceedings.
DEANE J: Your primary submission is that the Association
can still appear as a corporate body?
| MR HULME: | Yes, I have tackled things a little bit the wrong |
way around, Your Honour, but my friend,
effectively, needs to succeed on both grounds for
there to be any benefit to him. It does not assist him, in practical terms, to exclude the Bar
Association but have the Council there as a full
party.
| DAWSON J: | You are really appearing for the Bar Council any way, are you not, because the Association includes | |
| ||
| approach it that way but it would seem to be so. |
| MR HULME: | Yes. | The people who make the decision whether I |
am going to be here or not going to be here is the
Board of Directors, the Bar Council.
Now, other interesting questions arise: if it
was the Bar Council and an order for costs was made
who bears it, the Bar Association or the Bar Council or the individual members? The Bar Council
has no particular funds or no funds of its own and
in an ordinary situation it, presumably, has aright of indemnity if it chooses to exercise it in
appropriate situations.
DEANE J: Perish the thought, but it is rather hard to keep
out the thought that having all these provisions
about consultation and so on with the Bar Council,
somebody may have made a mistake when it has come
to section 51, but be that as it may the section is
there.
MR HULME: It is there, but it is there in terms. It says,
Your Honour:
| Wentworth(2) | 22 | 5/12/91 |
In addition to its functions, the Bar Council
may -
Now, to translate into that proposition that it may
not do various things traditional in these
proceedings.
| DEANE J: | We are on a leave application. |
| MR HULME: | I appreciate that. |
| DEANE J: | I think we appreciate the force of what you say. |
The question we are asking though is the question
whether there is sufficient doubt about the matter
for this Court of three to say it goes no further,
or there is insufficient doubt about the matter.
| MR HULME: | Insufficient doubt. Your Honour, we obviously |
submit there is no real reasonable doubt - I will
put it in - - -
DEANE J: Well, you have done that, in the document.
| MR HULME: | Your Honours, can I just perhaps at the risk of |
repetition remind the Court again of the
extraordinary situation where evidence can be
adduced in disciplinary proceedings under those
sections, but suggest that it cannot be by the Bar
Council under 51 in admission proceedings because
51 itself certainly does not seem to suggest such a
distinction.
| DEANE J: | Is the role of the prothonotary mentioned |
anywhere in this Act?
| MR HULME: | No, Your Honour. |
DEANE J: Thank you.
| MR HULME: | Your Honour, if I can then go to the position of |
the Bar Association. The basis for the argument that the Bar Association is not entitled to be a
party lies in the repeal, or revocation pro tanto
of the charter of justice in section 4(4). We submit that while the charter of justice certainly
conferred on the supreme court power to admit
barristers, it does not seem to have been referred
to as defining the procedure which the court
followed for the admission of barristers.
Furthermore, it is clear, we would submit, from the
case of In Re Antigua, if I have the pronunciation
right - my junior says I do not - Justices, 1 Knapp
267, 12 ER 321, that colonial courts were regarded,
of necessity, as having a power to admit the
practitioners who were going to appear before them.
| Wentworth(2) | 23 | 5/12/91 |
May I just hand up the report of that case. It
has the advantage that it is two pages long. It
has been referred to with approval in Re Davis
75 CLR 409, at pages 414 and 419, and in Ziems
case, 97 CLR 279 at 290, or the proposition that
the power to admit carries with it the power to
disbar. We would submit that if there is an inherent power to admit there must be an inherent
power to control the manner in which admission
proceedings are conducted. The court, over the years, has exercised that inherent power of
regulating its own procedures by allowing the Bar
Association to participate, and that has been
recognized in the judgments to which I have
referred the Court.
Against that history, to suggest that - I am
sorry, let me add one other thing. There is
nothing in the cases to suggest that the
Bar Association's entitlement to appear depended
solely on the charter of justice, or indeed
depended on the charter of justice. To suggest that in that situation, against that background,
the repeal of the charter of justice, revocation
pro tanto charter of justice, without anything else
being said, removed the entitlement of the
Bar Association to appear is, we would submit,
again, a proposition which has to be rejected.
We would submit the situation is the
supreme court is entitled, given that it has the
power to admit barristers, to decide who it is
going to hear on those applications, and that is
that.
This is not a case where it is an application
inter partes between A and Bin which C is trying
to buy in. It is a case where someone is going to the court and saying, "Please allow me to practice
before you." In that situation, it is appropriate
for the court to say, "We'll regulate it." The New South Wales Supreme Court has done it over the
years in the way indicated.
May I just remind the Court, in the written
submissions we handed up, of three cases where this
Court has indicated it has some reluctance in
interfering in the supreme court's control of the
legal profession. The reservations which this
Court made are within a limited compass, and I
think I probably should invite the Court to just
look at the paragraph or half page at most in which
that is expressed.
We submit here that it is not appropriate for
this Court to grant special leave, given what we
submit is the clarity of the legal situation and
| Wentworth(2) | 24 | 5/12/91 |
the decision which the New South Wales Court of
Appeal expressly reached on this aspect. The page references are given in the written submissions,
Your Honours, and they are very short.
DEANE J: Yes.
| MR HULME: | Your Honours, the next matter to which I would |
direct the Court's attention is the fact that the
Bar Association was joined as a party by an order of Mr Justice Badgery-Parker on the basis that the
second and third prayers of the summons affected
the interests of the Bar Association. That was an
order seeking that the applicant be permitted to
join the - it was expressed as "the Bar Council'sreading course". There is an affidavit of Ms Truss
which is filed which sets out the history of the
proceedings before Mr Justice Badgery-Parker. So we were in a situation where we had been joined by
an order of the court against which there had been
no appeal.
There is one further matter to which I would
refer, and that is this. Section 31 of the Legal
Profession Act:
A barrister who holds a current practising
certificate is entitled to be a member of the
Bar Association.
Now, Ms Wentworth, if admitted, is entitled to a
practising certificate. It may be qualified, it
may be conditional in the first instance, but on
admission she is entitled to become a member of the
Bar Association. On any view, the Bar Association has an interest, then, in the result of the
proceedings.We would submit, with respect, that the application ought to be refused on the basis that
the appeal is doomed to failure.
DEANE J: Thank you, Mr Hulme. Mr Garnsey, we would like to
hear you on the question whether there is
sufficient doubt on this matter to warrant a grantof leave.
| MR GARNSEY: | Yes, Your Honour. | First, as to the question of |
whether the Bar Association or the Bar Council is
properly a party - - -
DEANE J: Well, we would like to hear you generally,
Mr Garnsey.
MR GARNSEY: If Your Honours please. Your Honours, as to
the questions of public importance raised in our
| Wentworth(2) | 25 | 5/12/91 |
submission by this application, the first is as to
the proper constitution of the proceedings; that
is, whether the Bar Association or the Bar Council
should be a party. A reading of - - -
| TOOHEY J: | Excuse me, Mr Garnsey. | Do you mean one or the |
other or either?
| MR GARNSEY: | I am sorry, Your Honour. | It is our submission |
that the Bar Association cannot be, and the Bar
Council, in some form or other - unfortunately the
Legal Profession Act does not make it clear in what
form - should be. When I say "should be a party",
if Your Honour pleases, I leave aside what it is
entitled to do on the proper construction of the
Legal Profession Act, if the Bar Council appears
and is heard pursuant to section 51. I am only seeking to address Your Honours now as to whether
an entity, known as the Bar Council, should be a
party. It is our submission the Bar Association
should not be.
The recommendations of the New South Wales Law
Reform Commission in its first report, which led to
the enactment of the Legal Profession Act, make it
crystal clear that it was regarded as a vice that
the Bar Association should be a party and - page 11
of the first report, recommendation 7. I think my friend might have had a number of multiple copies
of this because he did provide me with a copy. It would be very kind of my friend to make them available to Your Honours. I am looking at the first photocopy bundle, page 11, which contains the
recommendations, Your Honours.
| MR HULME: | The Court's two reports have been bound together. |
DEANE J: Page 11?
MR GARNSEY: Eleven. Your Honour sees R7?
| DEANE J: Yes. | |
| MR GARNSEY: | The Bar Council should have some statutory |
| powers - |
there was difference of opinion as to how many -
(2) The Council should continue to have non- statutory powers .....
(3) In exercising its statutory powers, and
in making non-statutory rules in relation to
professional practice, the Council should not
be subject to direction or restraint by a
general meeting, or any other organ of the Bar
Association.
| Wentworth(2) | 26 | 5/12/91 |
DEANE J: That seems to answer the suggestion I made to
Mr Hulme.
MR GARNSEY: | Mr Hulme did refer to it very briefly in his introductory remarks. It also, with respect, meets | |
| some of the remarks of Your Honour | ||
| ||
| ||
| through all the sections, if Your Honours please, | ||
| that my friend went through, but the Council is | ||
| indicated as, in personae designatae, as having | ||
| responsibility to perform a number of functions | ||
| under the Act dealing with the regulation of the profession, the regulation of barristers, and there is no function entrusted under the Act to the Association although the Association and the Bar | ||
| Council is separately defined. |
DAWSON J: Theoretically, if you are right, you could have
conflicting submissions by the Association and
Council?
| MR GARNSEY: | Yes, and the Law Reform Commission recognized |
that. The members could meet in general meeting and say, "We want this put", and the Law Reform
Commission said, "That's the very sort of thing we
don't want to occur.". Well, that would be our
submission on appeal.
Your Honours, the Bar Association is referred to in section 2ll(a), which is a section that
protects from liability the Bar Association or the
Bar Council or their committees. That distinction
is clearly maintained. The Bar Association is defined because at times the Act refers to
committees of the Association performing certainfunctions. But, at no stage, is any function given
by the Act to the Bar Association as such, it is
always given to the Bar Council which is defined.
It is presumably a matter - whether it has been attended to or not is another matter - for the
directors of the Bar Association to ensure they are
properly indemnified for the costs and expenses of performing their functions under the Legal Profession Act. So in our respectful submission, the Act, especially when read in the light of the Law Reform Commission's recommendations, is a very powerful argument in itself for denying the Bar Association as such the right to appear. That is not the only ground on which we say
the Bar Association is not properly a party. Until
the Legal Profession Act, admission was governed bythe charter of justice and the Legal Practitioners
Act 1898 in New South Wales. The charter of justice enabled the supreme court to admit fit and
| Wentworth(2) | 27 | 5/12/91 |
proper persons as barristers, and that was where
the phrase "fit and proper person" came in.
The Legal Practitioners Act and its
predecessor, an 1848 Act, introduced the
requirement of "good fame and character" as a
statutory phrase and requirement, but did not
specify that an applicant must be a fit and proper
person. An examination of the cases considering
admission up to the time of the Legal Profession
Act shows that the courts refer to the charter of
justice and the Legal Practitioners Act or its
predecessor and the requirements of fit and proper
person and good fame and character without
distinguishing between them specifically. I cannot recall in any case an examination of the precise
meaning of good fame and character. There is often
extensive observation of what constitutes a fit and
proper person to be admitted as a barrister.There has been no consideration in any of
these previous cases as to the precise basis upon
which the Bar Association was permitted to appear.
The prothonotary was sometimes a party, especially
for striking off proceedings. The views were expressed that it was undesirable that the court should, of its own notion, oppose admission. So
that was something the Bar Association should
perhaps do.
However, there simply has been no examination
of the precise basis on which the Bar Association
was permitted to appear. Whether or not it
properly did so before 1987 when the LegalProfession Act was enacted, we submit the Act makes
it quite clear that it is no longer entitled so to
do.
In any event, the supreme court in Corporate
Affairs Commission v Bradley, a decision of the New
South Wales Court of Appeal, has held that the supreme court does not have inherent power to
permit intervention generally. There must be some
statutory basis or a right of appearance
specifically under the general law, such as the
Attorney-General's right to uphold specific
legislation.
That decision is still, in our respectful
submission, good law, though its correctness has
been doubted by three statements, one by
Sir Laurence Street as Chief Justice when sittingin the Court of Appeal, another by the President of
the Court of Appeal, and the third by a single
justice of the supreme court.
| Wentworth(2) | 28 | 5/12/91 |
| TOOHEY J: | Mr Garnsey, bear in mind that this is an |
application for special leave. If you make good
your Bar Association point but steps are taken to
substitute the Council or add the Council to theBar Association, does the matter not then come down
in the end to whether the Bar Council is in a
position to adduce evidence?
| MR GARNSEY: | Yes, Your Honour. | The first step is important |
because in the matter of admission the proceedings
must be properly constituted, we submit.
TOOHEY J: Yes, I do not suggest that it may not be
important, but from the point of view of the Court considering whether to grant special leave and the
practical implications of doing so or refusing, it
may be necessary in the end to focus upon the role
of the Bar Council and its entitlement to adduce
evidence.
| MR GARNSEY: | If Your Honour pleases, and before making a |
short submission as to that, could I submit, and to
the converse of what my friend said, that it would
be a reason in favour of granting special leave
that in the matter of an admission where the Court
of Appeal of New South Wales has disqualified
itself from hearing the matter further but has
decided on the question of parties, to allow what
we submit is a manifestly wrong decision as to
parties to stand.
In relation to the question of whether the Bar
Council, if admitted, can adduce evidence at all,
it is our primary submission that it is in the
position of an amicus curiae. We say the Act when
looked at and examined together with the admission
rules, bearing in mind the revocation of the
charter of justice and, we would say, theextinction of the issue whether a person is a fit
and proper person to be admitted as an issue, is
confined to the questions under the Act, that is has there been satisfaction of the regulatory requirements as to education and the provision of certificates? That, we say, is a statutory scheme as to what constitutes a fit and proper person to be admitted. The only remaining issue is whether a person
is of good fame and character. It is our
submission that that is a much narrower issue and
should be because it is a composite phrase, and
refers to a person's known reputation or character.
TOOHEY J: | And do you accept the entitlement of the Bar Council to adduce evidence on that matter? |
| MR GARNSEY: | No, Your Honour. |
| Wentworth(2) | 29 | 5/12/91 |
TOOHEY J: | How then is the Court to be informed of matters bearing upon that question? | |
MR GARNSEY: | The regulations require the applicant to put various matters before the court, and one of them | |
| relates to certificates of good fame and character, | ||
| and another declaration which the applicant must make, I think, requires a statement of any matters | ||
| ||
| then is what if someone does not reveal a conviction? Our answer is that the regulations | ||
| have not been satisfied and the Attorney-General | ||
| has an interest to appear to bring that before the | ||
| court or the admissions board itself which is | ||
| charged with seeing that everything is in order before admission can do so. |
The situation, we submit, is different and is
shown to be different by the present statutory
scheme to that which previously obtained, and is a
value judgment by the legislature as to the
appropriate method of regulating admissions and the
profession. We have long assumed that it is quite in order for the concept of the fitness and
propriety, to embody characteristics which must be
inherently known or assumed by a homogeneoussociety. That, we submit, is no longer the case
and that, we submit, is what the legislature has
recognized.
I appreciate that in long-standing decisions of this Court there have been certain criteria
enunciated; really coming, I think, from
Mr Justice Kitto in Clyne's case, who referred to
two types of rules: those which are conventional,
as against those which are fundamental. The fundamental ones, His Honour said, are ones which
are usually not defined which must occur to admit
practitioners. Clyne's case, of course, was a
striking-off case of an existing practitioner. It
was not a question of admission, but it is our
submission - - -
DEANE J: Excuse me, Mr Garnsey. Mr Garnsey, looking at the
draft notice of appeal, if you were given leave,
the grounds are all over the place - - -
| MR GARNSEY: | Yes, Your Honour. |
DEANE J: As I understand it, and am I correct, the only
basis on which you seek leave is in relation to the
respective entitlements of the Bar Association andthe Bar Council, by leave or otherwise, to appear, make submissions, cross-examine and lead evidence?
MR GARNSEY: That is so, Your Honour.
| Wentworth(2) | 30 | 5/12/91 |
DEANE J: Well, now, any grant of leave would be strictly
restricted to those questions, unless there is something that you want to say in that regard.
| MR GARNSEY: | No, Your Honour. | The draft notice of appeal is |
a little disparate.
| DEANE J: | It raises things that have nothing to do with an |
appeal, really.
| MR GARNSEY: | Yes, Your Honour, except that, as the outline |
of our submission shows, we do rely on some of the
substantive matters to say why the parties should
be the Bar Council and why the Bar Council should
be restricted in what it does.
| TOOHEY J: But they are grounds of appeal, as it were. | They |
do not mark out the area of appeal, do they?
| MR GARNSEY: | No, Your Honour. |
| TOOHEY J: | And in that regard, I take it we should be |
looking at the document described as "Further draft
notice of appeal", should we?
| MR GARNSEY: | Yes, Your Honour. |
DEANE J: Well, what I had in mind, for example, was 3.3 in
that document.
| MR GARNSEY: | Yes. |
DEANE J: But if the application for leave to appeal is
confined in the manner I indicated, that can be
understood.
| MR GARNSEY: | Yes. | I appreciate what Your Honour says. | That |
is perhaps a little proleptic, in that it is a
matter which will be decided by Mr Justice Campbell
next Wednesday.
| DAWSON J: | You are prepared to confine your application to |
those matters which were mentioned by His Honour
the presiding judge.
MR GARNSEY: | Your Honour, might I just obtain precise instructions as to that before answering? | |
| ||
| leave although that may not be a question which, on | ||
| reflection, we would necessarily pursue as to | ||
| whether the Court of Appeal should have proceeded to determine the question of parties, having decided it should disqualify itself, but I | ||
| appreciate what Your Honour said earlier. |
| Wentworth(2) | 31 | 5/12/91 |
DEANE J: If you want to include that in a global
application for leave, it will only be relevant if
you were going to ask us not to determine the
question of construction, but to send it back
somewhere, in which case the whole approach to the
application for leave will be absolutely different.
| MR GARNSEY: | Your Honour is right, and on reflection, I do |
not make that application.
| DEANE J: | Very well. | Thank you. | Mr Hulme, is there |
anything you want to say in reply to what
Mr Garnsey has said?
MR HULME: | Your Honour, there are two things only. learned friend referred to, I think, to | My |
recommendation 7 to suggest that the Law Reform
Commission took the view that the Bar Council in
its statutory functions should not be subject to
control by the Association. There does not seem to
be anything in the Act along those lines.
The second thing is this, with respect. My
learned friend did not point to any other section
of the Act, or indeed, adduce any argument to
support his proposition that the Bar Council should
be restricted from adducing evidence. All he said
was that there were some provisions in the rules
which said that the applicant had to provide some
character evidence and say that she did not know of
anything.
Now, to think that the powers of the Court to
deal with the issue posed for it under section 9
are so circumscribed by that material, with
respect, is extraordinary.
DEANE J: Thank you, Mr Hulme.
| MR GARNSEY: | I was proceeding to develop that, if |
Your Honour pleases, and Your Honour did interrupt
me.
DEANE J: Yes, Mr Garnsey.
In this matter, there will be a grant of
special leave to appeal which will be strictly
restricted to the questions identified in
discussion with Mr Garnsey.
AT 3.20 PM THE MATTER WAS ADJOURNED SINE DIE
| Wentworth(2) | 32 | 5/12/91 |
Key Legal Topics
Areas of Law
-
Administrative Law
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Civil Procedure
Legal Concepts
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Appeal
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Judicial Review
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Standing
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Procedural Fairness
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Jurisdiction
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