Watson v Kriticos (Joinder and Service Applications)

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FEDERAL COURT OF AUSTRALIA

Watson v Kriticos (Joinder and Service Applications) [2020] FCA 1019

File number: NSD 970 of 2019
Judge: PERRAM J
Date of judgment: 17 July 2020
Catchwords:

PRACTICE AND PROCEDURE – application to join company as second respondent – whether joinder necessary to determine related dispute – where claims concern patents owned by proposed second respondent

PRACTICE AND PROCEDURE – service outside the jurisdiction application – whether prima facie case established for relief sought  

Legislation: Federal Court Rules 2011 (Cth) rr 9.05, 10.42, 10.43
Cases cited:

BY Windown, Inc v Vautin [2016] FCAFC 168; 249 FCR 262

Costa Vraca Pty Ltd v Bell Regal Pty Ltd [2003] FCAFC 305

Ho v Akai Pty Limted (in liquidation) [2006] FCAFC 159; 247 FCR 205

Date of hearing: Determined on the papers
Date of last submissions: 25 June 2020 (Applicant)
Registry: New South Wales
Division: General Division
National Practice Area: Intellectual Property
Sub-area: Patents and associated Statutes
Category: Catchwords
Number of paragraphs: 11
Counsel for the Applicant: Mr G Campbell
Solicitor for the Applicant Heathfield Grosvenor Lawyers Pty Ltd
Counsel for the Respondent: Mr D J Ananian-Cooper
Solicitor for the Respondent Plastiras Lawyers

ORDERS

NSD 970 of 2019
BETWEEN:

DALE CAMERON WATSON

Applicant

AND:

STEPHEN CON KRITICOS

Respondent

JUDGE:

PERRAM J

DATE OF ORDER:

17 JULY 2020

THE COURT ORDERS THAT:

1.Leave be granted to the Applicant to join Whitewater West Industries Ltd as the Second Respondent to the proceeding with effect from 6 December 2019.

2.The Applicant’s interlocutory application for leave to serve out of the jurisdiction be dismissed. 

Note:   Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.


REASONS FOR JUDGMENT

PERRAM J:

  1. There are two applications before the Court both of which relate to the Further Amended Originating Application.  The first concerns the joinder to the proceeding of Whitewater West Industries Ltd (‘Whitewater’) as the Second Respondent.  Whitewater is a company incorporated under the laws of British Columbia and has its registered office in Richmond, British Columbia.  The second application is for leave to serve the Originating Process on Whitewater.

  2. The current proceeding was commenced on 14 June 2019 by the filing of an originating process. An amended originating application was filed on 21 June 2019. The respondent to it was named as Mr Stephen Con Kriticos. I will refer to Mr Kriticos as the First Respondent throughout these reasons. On 6 December 2019, a further amended originating process was filed. This document purported to add Whitewater as the Second Respondent. It was filed pursuant to Order 1 made on 3 December 2019 which granted the Applicant leave to file ‘the Further Amended Originating Application…in the form sent to the Respondent on 1 October 2019.’ No order had been made joining Whitewater as a respondent under r 9.05 of the Federal Court Rules 2011 (Cth) (‘FCR’) at that time.

  3. A party may be joined to a proceeding under FCR r 9.05(1)(b)(iii) where the joinder is necessary ‘to enable…

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Details
Case
[2020] FCA 1019
Decision Date

CaseChat Overview and Summary

The matter before the Court involved an application by Watson, the Applicant, to join Whitewater West Industries Ltd as the Second Respondent in a proceeding related to patent disputes. The original Respondent, Kriticos, did not contest the joinder application but argued against the Applicant's request for leave to serve the originating process outside the jurisdiction. The Court was required to determine whether the joinder of the second respondent was necessary to resolve the dispute and if a prima facie case had been established for the relief sought in the service application.

In assessing the joinder application, the Court considered whether the inclusion of Whitewater West Industries Ltd was necessary to effectively determine the related dispute, given the claims involved patents owned by the proposed second respondent. The Court concluded that joinder was necessary to fully address the issues at hand, as the patents in question were directly relevant to the dispute. Regarding the service application, the Court examined whether the Applicant had established a prima facie case for the relief sought. After evaluating the evidence and arguments presented, the Court found that the Applicant had not demonstrated a sufficient basis for the relief sought outside the jurisdiction.

Consequently, the Court granted leave for Watson to join Whitewater West Industries Ltd as the Second Respondent, effective from 6 December 2019, but dismissed the interlocutory application for leave to serve out of the jurisdiction. The Court's decision reflects a careful balance between the need for a comprehensive resolution of the dispute and the procedural requirements for service outside the jurisdiction.

Orders

Orders of the court

1. Leave be granted to the Applicant to join Whitewater West Industries Ltd as the Second Respondent to the proceeding with effect from 6 December 2019.

2. The Applicant’s interlocutory application for leave to serve out of the jurisdiction be dismissed.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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