Waters & Ors v Public Transport Corporation
[1991] HCATrans 28
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M41 of 1990 B e t w e e n -
P. WATERS AND ORS
Appellants
and
PUBLIC TRANSPORT CORPORATION
Respondent
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
| Waters(2) | 1 | 5/2/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA TUESDAY, 5 FEBRUARY 1991 AT 10.18 AM
Copyright in the High Court of Australia
MR A.M. NORTH, QC: If the Court pleases, I appear with my
learned friend, MR H. BORENSTEIN, for the
appellants in appeal No M41 of 1990, and for therespondents in appeal M44 of 1990. (instructed by
Slater & Gordon)
MR F.X. COSTIGAN, QC: If the Court pleases, I appear for
the respondents in appeal M41 of 1990 and for the
appellants in the other appeal. (instructed by
A.G. McLean, Acting Crown Solicitor). Could I
indicate to the Court that the Public Transport
Corporation does not wish to proceed with M44
of 1990. We informed the Registrar of that this morning when we received those instructions, but we
have not yet formally filed with the Court the
notice of discontinuance. That will be done duringthe day, if the Court pleases.
MASON CJ: Very well. Yes, Mr North.
| MR NORTH: | If Your Honour pleases, we have handed to the |
Court a folder of documents - - -
MASON CJ: Yes, we have that.
MR NORTH: That includes, Your Honour, the outline of our
submissions as item number 2 - does Your Honour see
there is an index on the first page?
| MASON CJ: | Yes. | I think somebody had taken the outline out |
of the folder. I have it independently, but that is - - -
| MR NORTH: | Yes. | The first document is a chronology which I |
will not be going to, but it sets out the stages of
the litigation for the convenience of the Court;
secondly, the outline of submissions. On page 3 is a document which converts page references in
His Honour Mr Justice Phillips' judgments,
references to transcript and references to the
Equal Opportunity Board's decision to the page
references in the appeal book before this Court,
balance of the documents are documents which we for the convenience of the Court, and then the notified the Court in our list of authorities would
be provided to the Court. They include, as item number 4, the Equal Opportunity Act 1984, which is the Act with which this case is concerned, and item
5 is the first equal opportunity legislation inVictoria. We are not as enlightened as that entry appears to make us; it was not 1877, but 1977 when that Act was introduced. If the Court pleases, the appeal arises out of
a decision made by the Public Transport Corporation
in Victoria towards the end of 1989 to introduce a
new system of ticketing requiring the use of
| Waters(2) | 2 | 5/2/91 |
"scratch" tickets and to remove conductors from
trams. No doubt it is known to the Court that the Public Transport Corporation is the provider of
public transport in Victoria.
The appellants lodged complaints in the middle
of December 1989 and they are in the first volume
of the appeal book at pages 1 to 34, and I will not
take the Court to them in detail. His Honour sets
out in his judgment, and I will not take the Court
in detail to the passages which describe the
disabilities which each of the nine individual
appellants have and the consequences which that had
on them in the use of the system, but I do wish to
draw the Court's attention to this fact, that ithas not been in dispute throughout this case that
the impact of the decision of the Corporation was
to cause severe hardship to the nine individuals
and the members of the organizations which form the
other appellants, that the hardship which was
occasioned was hardship to which other members of
the travelling community were not to suffer and, at
worst, the hardship was a total exclusion from the
public transport system for those people.
That impact was virtually conceded in the
hearing before the Equal Opportunity Board.
His Honour Mr Justice Phillips in the judgment
appealed from referred to the fact by quoting
verbatim from the Board's decision at pages 418,
line 15, to 420, line 14. I will not go to it but what he says is, »Here is what the Board said about
the disadvantages suffered by the disabled as a
result of the system" and there is no issue before
him on that fact.
That passage related to the »scratch» tickets.
In relation to the removal of conductors,
His Honour again extracted from the Board's
decision its findings of fact at page 420, line 19,
to 421, line 30. The Board, Your Honours, found that the Corporation had committed acts of unlawful
discrimination. His Honour held that the Corporation had not.
We submit, Your Honours, that it is curious on
the face of it, as a first impression, that the
appellants who have by common acceptance been
placed in a position of disadvantage are not
entitled to a remedy under the Act so far as
His Honour was concerned.
We wish to address five arguments to the Court
in the appeal. Three of them concern the
construction of the provisions of the Equal
Opportunity Act 1984. In relation to each of those arguments we make the general submission that
| Waters(2) | 3 | 5/2/91 |
His Honour failed to apply to the Act a generally
facilitative approach which is appropriate for the
interpretation of this sort of legislation. That
is the first argument that we outline in
paragraph 1 of the outline.
We submit that the Equal Opportunity Act 1984
is legislation in the nature of a human rights code
and therefore calls for a broad interpretation to
advance its purposes. We rely on the decision of
the seven members of the Canadian Supreme Court in
Re Ontario Human Rights Commission v Simpson-Sears
Limited, (1985) 23 DLR, 4th edition, 321. That was
a landmark decision in Canada in which the anti-
discrimination legislation of Ontario was construed
so as not to require an intention to discriminate
and so that it covered adverse effect
discrimination or indirect discrimination on a wide
set of words, perhaps distinguishable from the
method adopted in the Australian jurisdiction.
| MR NORTH: | That was the case in which an employer required |
employees to work on Saturdays. One employee, a
Seventh-Day Adventist, was adversely affected in
distinction to other employees by reason of her
religious conviction that Saturday working was not
permitted.
What we rely on, in particular, is the passage
at page 329 at point 1, where in the judgment of
the court it is said that:
The accepted rules of construction are
flexible enough to enable the Court to
recognize in the construction of a human
rights code the special nature and purpose of
the enactment ..... and give to it an
interpretation which will advance its broad
purposes. Legislation of this type is of a
special nature, not quite constitutional but
certainly more than the ordinary - and it is
for the courts to seek out its purpose and give it effect.
| TOOHEY J: | Mr North, you do not by any chance have the |
supreme court report reference, do you?
| MR NORTH: | I am sorry, no, Your Honour, I do not. |
MASON CJ: Page 547, it is suggested. Yes, that is it.
| MR NORTH: | Your Honour, that case was cited by members of |
this Court in Street v Queensland Bar Association,
168 CLR 461 in support of the proposition that
section 117 of the Constitution should be construed
as applicable to adverse effect or impact
discrimination as well as direct discrimination and
| Waters(2) | 4 | 5/2/91 |
I refer without going to it to the passages, or the adoption, in the judgment of the Chief Justice at
page 487 point 9; in the judgment of
Mr Justice Brennan at 508 point 2; Justice Gaudron
at 566 point 9; Justice McHugh at 581 point 9.
And we rely to similar effect on the judgment
of the majority in the case of Re Saskatchewan
Human Rights Commission v Canadian Odeon Theatres
Ltd, (1985) 18 DLR (4th) 93. This case concerned
discrimination by a theatre operator against a
disabled man in a wheelchair where the theatre
operator required that person to sit at the front
of the theatre to accommodate the wheelchair. At
page 108 point 9 of the report we rely on this
passage:
The interpretation of a statute which
guarantees fundamental rights and freedoms and
which prohibits discrimination to ensure the
obtainment of human dignity should be given
the widest interpretation possible.
And on page 109 at point 3:
Generally human rights legislation has been
given a broad interpretation to ensure that
the stated objects and purposes are fulfilled.
A narrow restrictive interpretation which
would defeat the purpose of legislation, that
is, the elimination of discrimination, should
be avoided.
We rely, if the Court pleases, on a decision to the same effect although in a different context.
That is the case of Waugh v Kippen,
(1986) 160 CLR 156. In that case the Court was
concerned with the interpretation of a regulation
whereby a male employee was not permitted or
allowed to carry a weight so heavy as to be likely
to cause a risk of injury. In the joint judgment
of Chief Justice Gibbs and Justices Mason, Wilson
and Dawson at page 164 point 3, it was said: A construction of the rule that would require an employer to have regard to the risk
of injury to a particular worker finds support
in the character of the Act as legislation
concerned with furthering industrial safety.In that character it should be construed "so as to give the fullest relief which the fair meaning of its language will allow".
Then Their Honours discussed the impact of the fact
that the regulation had appeal consequences on that
interpretation, and concluded at point 10 in thethird last line:
| Waters(2) | 5 | 5/2/91 |
It should not be construed so strictly as to
deprive the worker of the protection which
Parliament intended that he should have.
It is with this approach in mind that we go to the first construction argument.
We deal first
with the issues that arise under section 39(e)(ii)
of the Equal Opportunity Act because, as was
pointed out by Justice Gaudron on the special leave
application, success on one or other of those
arguments is essential for the appellants and is,
in effect, a hurdle over which we must go before
the Court would be concerned to consider any of the
other arguments.
Can I take the Court to the outline. The
Court will notice that we have included in the outline - and I will not therefore go to it on each
occasion - a reference to the notice of appeal and
the ground to which each argument is addressed,the reasons in the Equal Opportunity Board that
concern that argument and the pages at which
His Honour Mr Justice Phillips deals with the
argument in relation to the matter. The way we put it on the first argument relating to section
39(e)(ii) is this, that section 31(1) of the
Transport Act is not "a provision of any other
Act" - and those are the words of section
39(e)(ii) - is not a provision of any other Act for
the purposes of section 39(e)(ii) because on theproper construction of section 39(e)(ii), such
other provision must expressly in its terms require
an act of discrimination.
Section 31(1) does not expressly require the
minister or director-general to give directions
which are discriminatory in effect, nor does
section 31 require the Public Transport Corporation
to comply with such directions.
| BRENNAN J: | Do we have a copy of the transport legislation? |
MR NORTH: | I was just, Your Honour, going to the relevant provision, and what I would hope to do was to rely | |
| on its appearance in His Honour's judgment, rather | ||
| ||
| not on our list. |
BRENNAN J: Could I ask whether or not there is a provision
of the Act which prescribes the duty of the
Transport Commission to provide transport?
MR NORTH: There is, and from my recollection, Your Honour,
part of, if not all, of the objects and duties of
the Commission are set out in His Honour's
judgment - and I will have the page reference found
for Your Honour. Can I take the Court, whilst that
| Waters(2) | 6 | 5/2/91 |
is being done, to section 39(e)(ii) of the Equal Opportunity Act; it is in volume 3 of the appeal
book at page 460, line 30, at the very bottom of
the page. Section 39(e) reads:
This Act does not render unlawful -
(e) an act done by a person if it was
necessary for the person to do it in order to
comply with a provision of -
(i) an order of the Board;
(ii) any other Act -
and that is the relevant subsection for our
purposes -
(iii) an instrument made or approved by or
under any other Act.
Section 31(1) of the Transport Act is set out on
page 460 at line 17:
Each Corporation must exercise its powers and
discharge its duties subject to the general
direction and control of the Minister or the
Director-General, and to any specific
directions given by the Minister or the
Director-General.
His Honour held that section 31(1) of the
Transport Act was a provision of any other Act for
the purposes of section 39(e)(ii) and providing the
conduct of the Corporation was necessary to comply
with the ministerial direction given in or about
July 1989, the conduct of the Corporation was not unlawful.
We submit that section 31(1) is not a
provision of any other Act for the purposes of
section 39(e)(ii) and we do so for these reasons.
We submit that the Equal Opportunity Act applies to all citizens of Victoria including the Crown - see
section 5. Section 39(e)(ii) prescribes that for conduct under other legislation to be exempt it
must fall within the prescribed exception. The
exception is that the conduct or act must be
necessary to comply with the other statute. In our submission, that means that the other statute must
in express terms require the act of discrimination
to be done.
| TOOHEY J: | I am just having some difficulty with that |
submission, Mr North. It seems to rely on two
propositions. You appear to be saying at one stage that the Transport Act was not "any other Act" for
the purposes of section 39 of the Equal Opportunity
| Waters(2) | 7 | 5/2/91 |
Act. Is that a submission that stands, as it were,
on its own?
| MR NORTH: | It is the submission that I seek to make now on |
its own but it is not the entirity of our
submission on 39(e)(ii).
| TOOHEY J: | No, I understand you have a different submission, |
that for section 39(e)(ii) to operate the other Act
must expressly authorize an act of discrimination?
| MR NORTH: | Yes. |
TOOHEY J: But that is a second step, is it not?
| MR NORTH: | Your Honour, our proposition is that |
section 31(1) of the Transport Act is not a
"provision of any other Act" for the purposes of
section 39(e)(ii).
TOOHEY J: Well, that is a composite submission. You are
not saying, as I understand it, that the Transport
Act is not itself any other Act.
| MR NORTH: | No. |
| TOOHEY J: | But that there is no provision of that Act, |
namely the Transport Act, which falls within
section 39(e)?
| MR NORTH: | Yes, Your Honour. |
| TOOHEY J: | Thank you. |
| BRENNAN J: | What is it then which brings within the phrase |
"any other Act" or "a provision of any other Act"
some statutory provisions but not other?
| MR NORTH: | That is right, Your Honour. |
BRENNAN J: What is it? What is the criterion?
MR NORTH: | The criteria is whether the other Act in express terms, on its face - that is one element - | ||
| expressly on its face; the second element is requires an act of discrimination to be done. It | |||
| might perhaps assist - I have an example to go to | |||
| which might demonstrate the sort of statutory provision that we say falls within our construction | |||
| |||
| |||
| acknowledge that a wide construction is also open | |||
| but we say in the light of the way in which one | |||
| approaches an Act of this sort that the appropriate | |||
| construction to be adopted is the narrow one and | |||
| that is where we rely on the decision in Hampson in | |||
| the House of Lords. | |||
| Waters(2) | 5/2/91 |
DEANE J: It is not suggested that the minister's direction
was unlawful?
MR NORTH: It necessarily has to be, Your Honour, yes. It
is in this way, Your Honour: section 39(e)(ii)
describes legislation which is exempted from the
Equal Opportunity Act. If a provision of another
Act does not fall within section 39(e)(ii) it is
subject to the Equal Opportunity Act.
McHUGH J: It is not legislation, is it, it is acts that are
exempt?
| MR NORTH: | I am sorry, Your Honour? |
McHUGH J: It is not legislation, it is an act which is
exempt, is it not?
| MR NORTH: | Yes, Your Honour, an act done to comply with a |
provision of. The question therefore one asks in
relation to the direction is, "Does section 31(1)
require the minister of director-general to make adiscriminatory direction?" It is only if it does
that section 39(e)(ii) exempts and it is only then
that the direction is freed from its unlawfulness.It is otherwise subject to section 39(e)(ii) and is
unlawful.
| DEANE J: | I do not think you have followed my question. |
What I asked you was whether it was suggested that
the minister's direction as such was unlawful
because it discriminated in a manner that was
prohibited by the Act?
| MR NORTH: | Your Honour, the answer, I think, is both yes and |
no. It is yes for the purpose of this submission,
for the purpose of the construction submission, but
we have a second submission. If our submission is
wrong and the direction was lawful, then we say
that if you look at the direction that in any event
it was not necessary to commit discriminatory acts
to comply with it. That is a separate submission which I will get to in due course.
But for the purpose of the moment the
submission is that yes, the minister's direction is
unlawful, was unlawful, simply because it is only
lawful if it falls within the exemption in
section 39(e)(ii), and it does not. Does that answer Your Honour's question?
| DEANE J: | I do not think so, but let me not take you out of |
your course.
DAWSON J: | You simply say that the Transport Act does not provide for discriminatory acts any more than it provides for criminal acts. |
| Waters(2) | 9 | 5/2/91 |
MR NORTH: Absolutely, Your Honour, precisely.
McHUGH J: That is a different argument. You have to put
your argument in a different way though, do you not? You have to say that having regard to the
existence of the Equal Opportunity Act and its
policies that when the minister exercises his
powers under section 31 he cannot exercise them ina way which will conflict with the provisions of
that Act.
| MR NORTH: | Your Honour, I am perfectly happy to do it that |
way. It seemed to be a bolder argument.
| McHUGH J: | I do not know whether you can get that argument |
running, but it seems to me that it is a better
argument than the one you have just been putting.
MR NORTH: Well, I am happy, Your Honour, for it to be put
that way. It seemed to me a bolder argument, and
being a less bold advocate I rather sought to stick
to one which we thought followed from a
construction of section 39(e)(ii).
| DEANE J: | But implicit in that argument is the assertion |
that the Act applies to a direction of the
minister. Is that the argument?
MR NORTH: It is implicit in the argument.
DEANE J: Well, is it so?
| MR NORTH: | We would say it was, Your Honour, but we are not |
wedded to that position. I mean, that is the basis upon which this argument is put and that is the
position we have, yes.
| DAWSON J: | Well, that is a different argument to the one |
that I was putting to you, the simple argument that
the Transport Act simply does not provide for
discriminatory acts, and that is the argument I put
to you at the beginning.
MR NORTH: | It is really the same argument, with respect, arrived at by a different route. | We look at the |
Equal Opportunity Act and say that unless an act is
exempted by the provision of section 39(e)(ii), it
is subject to the Equal Opportunity Act.
TOOHEY J: But the way in which you are putting that
argument so far, Mr North, involves an assertion as
to the construction of paragraph (e), an assertion
which so far has not been supported by argument,
and then a reference to section 31 of the
Transport Act with a view to showing that that section does not meet the criteria of paragraph (e)
| Waters(2) | 10 | 5/2/91 |
but you really have to make good your first step,
do you not? Where are these criteria to be found?
| MR NORTH: | Your Honour, from the words of the section. | It |
is possible to read, in our submission,
section 39(e)(ii), when it talks of a provision of
any other Act, as being in the circumstances a
provision which expressly in its terms requires the
doing of the act of discrimination. That is a
narrow construction, a construction which limits
the exemption based on the purposes of the Act.
The words on their face can either have a wide or a
narrow construction and we suggest, with respect,
that the narrow one is the appropriate one.
| BRENNAN J: | What is the act with which we are concerned |
here?
| MR NORTH: | Your Honour, it is the giving of the direction. |
| BRENNAN J: | The giving of the direction? |
| MR NORTH: | I am sorry, there are two acts: | It is the |
giving of the direction by the minister. The acts with which the case is concerned are the acts of
the Public Transport Corporation.
BRENNAN J: Well, then how does that dichotomy arise if it
is the acts of the Public Transport Corporation we
are concerned with. Is that not the act which isrelevant for the purposes of your argument?
| MR NORTH: | Yes, it is, Your Honour, but, we submit, that the |
act of the Public Transport Corporation in
compliance with a direction only gains exemption if
the direction is a lawful direction, so that
we - - -
McHUGH J: But lawful in what sense, lawful for the purpose
of section 31 or lawful in some way for the purpose
of section 39?
| MR NORTH: Well, we would say, one and the same thing, |
Your Honour.
McHUGH J: Well, I do not think they are. I think they are
very different things altogether.
MR NORTH: | If a direction is unlawful by reason of the operation of section 39(e)(ii) because it is not |
| exempt from the Equal Opportunity Act because it is | |
| not a specific requirement in an Act to do a | |
| discriminatory act, then it is simply an unlawful | |
| direction and cannot bind the FTC to comply. |
McHUGH J: Well, supposing it is an act that was necessary
to be done. If the authority had refused to obey
| Waters(2) | 11 | 5/2/91 |
the minister's direction, would it have been in
breach of section 31 of the Transport Act?
| MR NORTH: | No. |
| McHUGH J: | Why not? |
| MR NORTH: | No because, Your Honour, the section 31 of the |
Transport Act requires compliance with a direction which is a lawful direction.
McHUGH J: Well, that comes back to what I put to you before
which you call the bold argument. This is really
arguing about the construction of 31, is it not?
| MR NORTH: | No, Your Honour, not the way we put it. | It |
might be quite the less attractive way of putting
it and I do not want to really promote it beyond
its worth, but the way we do put it, Your Honour,
is that the lawfulness of the minister's direction
is determined by asking the question whether, being
a discriminatory direction, it gains exemption
under section 39(e)(ii). In this case it does not
for the reason that section 31(1) does not require
the minister to give a discriminatory direction.That being the case it is not a direction lawful
under section 31(1), it is not a direction which
binds the PTC under section 31(1).
| McHUGH J: | I hear what you say but it really does seem to |
me at the moment that you have to distort the
language of the section to come with that result
because the section simply invites the question,
"Was this discriminatory act necessarily done by
the person because he had to comply with the
provision of another Act?"
| MR NORTH: | Yes, Your Honour, but perhaps you have to read |
words into section 39(e)(ii) for our purposes, but
the sense of it and the words that we would ask the
Court to read in are to the effect that an act is not rendered unlawful if it is done by a person if
it was necessary for the person to do it to comply
with some other statutory warrant which
specifically required that discriminatory act to be
done. That, with respect, we would not see as a
distortion of the language. Rather it is exactly
what you would expect this Act to be all about,
namely to be saying if Parliament somewhere else
has specifically required a discriminatory act to
be done, then, of course, the Equal Opportunity Act
will not apply to it and Parliament needs to sit
solemnly and to prescribe in an Act, for instance,
that no Aborigines should be permitted to ride on
public transport trams.
| Waters(2) | 12 | 5/2/91 |
If it does not, if no such specific
legislative provision is made, in our submission,
the Equal Opportunity Act cannot be outflanked by a
non-specific requirement to do an act.
| McHUGH J: | Supposing the minister sought a mandamus |
against the Board which refused to do the act in
this context, on what ground would he fail?
| MR NORTH: | He would fail because his direction was |
unlawful.
| McHUGH J: | Well, that means it is unlawful under |
section 31.
| MR NORTH: | It is unlawful by reason of the operation of |
section 39(e)(ii).
| McHUGH J: | But section 39(e)(ii) is not directed to the |
minister in any shape or form.
| MR NORTH: | Well, Your Honour, the Act binds the Crown and |
the giving of the direction by the minister, we
submit, is the subject of section 39(e)(ii).
| DEANE J: | But section 39(e)(ii) does not make anything |
unlawful.
| MR NORTH: | No. It gives exemption. |
DEANE J: Yes, which means - I must be missing something,
but why is not your first point, if what you say be
correct, that the minister's direction is contrary
to the Equal Opportunity Act and therefore unlawful
and therefore null and therefore you never reach
section 39(e)(ii)?
| McHUGH J: | Just as though the minister directed them to go |
and hold up a bank.
| DAWSON J: | You are really cutting down section 31(1). | It |
cannot mean that the Corporation is bound to obey
the direction of the minister or director-general, lawful or unlawful, and it is section 29 of the
Equal Opportunity Act which makes it unlawful.
| MR NORTH: | Yes. |
| DAWSON J: | That is a simply argument. |
| MR NORTH: | Yes, well it is simple and I am very happy to |
embrace it.
| DAWSON J: | And there is no other act which makes it lawful. |
| MR NORTH: | I am very happy to embrace it. Our concern |
was
| Waters(2) | 13 | 5/2/91 |
DEANE J: But, if I can take you back, that assumes
something that nobody has said anything about, and
that is that the Act does apply to a direction of
the minister.
| MR NORTH: | The Equal Opportunity Act? |
DEANE J: Yes, to render a direction which requires
discrimination unlawful. I mean, say for example, here the minister had directed that no blind person was to be allowed to travel on the Victorian public transport system, because they were just a
nuisance; is that a lawful or an unlawful
direction?
| MR NORTH: | An unlawful direction. |
| DEANE J: | Now, is that because the Act applies to |
ministerial directions?
| MR NORTH: | Yes. |
DEANE J: Well then, why does it? I mean, what is the
section that says it does?
| MR NORTH: | Your Honour, section 5 of the Equal Opportunity |
Act -
BRENNAN J: Is it right to say, Mr North, that thus far in
this litigation no challenge has been made to the
validity for the purposes of section 31(1) of the
direction that has been given?
| MR NORTH: | Not really, Your Honour. | The argument that we |
put to His Honour necessarily involved the
proposition that the minister was bound by the Act,
by the Equal Opportunity Act, and that his
direction was unlawful. Now, I have only this reservation, that at one stage His Honour did
directly ask me, "Do we allege that the direction
was unlawful?" My response was, "No." That
response was wrong, but it was excusable, I would say, because it was at the stage when we were
moving on to the argument about "necessary to
comply", and I had in my mind that the basis for
the "necessary to comply" argument was that the
direction was, in fact, a lawful one, but look at its terms and did it fall within the Act? But it
was necessarily implicit and at times explicit in
the argument before His Honour that - - -
| BRENNAN J: | It seems to me that if there had been an attack |
made upon the validity of the direction, two things
might have been expected: one was that the minister
might have sought leave to intervene in some way inorder to uphold the validity of the exercise of
his power, and the second is that the appreciation
| Waters(2) | 14 | 5/2/91 |
that His Honour had of your argument at the bottom
of 466 and 467 would have been very different
indeed.
| MR NORTH: | I am sorry, Your Honour. |
| BRENNAN J: | The appreciation that His Honour would have had |
of your argument, as he records it, at the bottom
of 466 and 467, would have been very differentindeed.
| MR NORTH: | Yes, that is so, Your Honour, but we would say, |
as to that, that His Honour really did not give to
us the benefit of the thrust of the argument. I
mean, there was no point in focusing on that one
response which was just wrong; it was inconsistent
and there were plenty of occasions in which it was
put to His Honour. Indeed, this argument was
opened with the proposition that the minister was
bound by the Equal Opportunity Act and what he had
done was unlawful. It was a necessary step in our
argument, but I cannot resile from the position
that His Honour may have been, to some extent,
misled by that confusion.
BRENNAN J: It seems to me that the argument proceeded, and
perhaps you might comment on this, but as I read
the judgment it seems to me that the argument
proceeded on the basis that the minister's
direction was voidable but not void.
MR NORTH: Well, in fact, when His Honour asked the question
directly, my response was something to that effect
that we had not, in effect, thought through adirect answer to His Honour's question but that
what the answer might involve was a consideration
of whether the direction was instantly - or never
a valid instrument or direction, or whether it had
some life until set aside. But it was really by way of just speculation on the run, in effect, and
with respect, a fair view of the flow of our
argument, in my submission, would have regarded it
as an argument that the minister's direction was unlawful. But, I mean, I must admit that that has
got with it some - it is a perception that comes
from my side of the bar table.
| GAUDRON J: Might I ask this to be quite clear. | The |
unlawfulness of the minister's direction, in your
submission, comes from section 29(1) of the Equal
Opportunity Act, does it?
MR NORTH: | Yes. Section 29(1) taken with 17(5). Section 17(5), Your Honour, being the |
| definition - - - |
| Waters(2) | 15 | 5/2/91 |
| GAUDRON J: | I understand that. | But you then have to say, do |
you not, that the minister provides goods or
services?
| MR NORTH: | Yes, Your Honour. |
| DAWSON J: | And in that regard you may be assisted by |
section 4(6).
| MR NORTH: | Yes. | And, of course, "services" is defined on |
page 5 as:
services provided by a public authority or
local government authority.
Or, in ( d) :
services connected with transportation or
travel.
| GAUDRON J: | And, you do not put it by reference to any |
implied limitation in the Transport Act, such as, for example, an implication that directions would only be given reasonably and a discriminatory
direction is, prima facie, to be seen as
unreasonable unless it is otherwise supported?
MR NORTH: Well, Your Honour, we would rely on that as well.
BRENNAN J: Well, no doubt, you wish to rely on that as
well, but when you come here without having given
the court below an opportunity to consider the
argument it is making the proposition rather
difficult to accept, is it not?
| MR NORTH: | Yes, Your Honour, except I suppose for this, that this is a case that has come without an appeal to | ||
| as then existed so that, necessarily, the state of | |||
| refinement is less than one might expect where the case has come through that channel and at the end | |||
| of the day, if an argument is a legal argument | |||
| |||
| not put quite that way before His Honour. | |||
| BRENNAN J: | And even in the absence of the minister whose |
decision is being attacked?
MR NORTH: Well, Your Honour, it is not as though the
minister really was quite absent because there was
an agreement between the parties that the question
about directions, the validity of the directions,
would be held over until after the hearing of the
merits before the Equal Opportunity Board and that
is what happened. The merits, absent any argument
| Waters(2) | 16 | 5/2/91 |
about 39(e)(ii), were heard and then the argument
about 39(e)(ii) proceeded separately after the
Board had found that there was discrimination. On that occasion the present appellants had subpoenaed
the minister to give evidence in relation to the making of yet another direction which is not the
subject of these proceedings. The minister was
represented on that occasion by Mr Costigan who
appeared also for the PTC so that he was of course,
in a sense, there on a limited brief for the
minister, that is, the question of whether the
subpoena should be answered or not, but none the
less he was there and had this question been one of
concern to the minister then no doubt it was an
occasion on which he, appearing for the minister
could have either sought an adjournment or putarguments about the matter. It is not as if the
minister was entirely unaware of - - -
| BRENNAN | J: | You have two argument to put: | one is that the |
minister's direction was invalid; the second is if the minister's direction was valid none the less it does not fall - the acts that were done pursuant to it do not fall within 39(e)(ii)?
| MR NORTH: | Yes. | The sort of provision that, on our |
argument, falls within 39(e)(ii) is a provision
like the provisions in section 132 and section 70
of the Labour and Industry Act which are behind
tab 7 in the folder. This is a form of the Act
which is now repealed but nevertheless illustrates
what, in our submission, is required for the EqualOpportunity Act to be displaced. Section 70 and 71 are relevant but a particularly good example is, say, 71(3):
In a factory in which there is carried on -
a number of things including -
(b) the making or finishing of salt -
no person shall employ any female under
sixteen years of age.
Now, that is a prohibition which is discriminatory
in effect and is, in our submission, the type of
statutory provision which is envisaged by
section 39(e)(ii).
In our submission, the reasons why
section 39(e)(ii) should be given a very limited
effect is that in the context of this Act the area
of operation of section 39(e)(ii) is extremely
wide; it covers and applies to all forms of
discrimination and, hence, a wide reading will have
the effect of exempting behaviour over a wide range of activities covered by the Equal Opportunity Act.
| Waters(2) | 17 | 5/2/91 |
And that is in distinction to an exemption which
appears, for instance, in a section of the Act
which deals with a discrete or single area of
discrimination. This section is within Part V
which is general exemptions applying across the
board.
MASON CJ: Mr North, in response to questions put by members
of the Bench, you have indicated that you propose
to put submissions which are designed to
demonstrate the invalidity of the minister's
direction?
| MR NORTH: | Yes, Your Honour. |
MASON CJ: | Now, that is an issue that certainly on the face of the judgment delivered by Mr Justice Phillips |
| and on the discussion in the special leave | |
| application appears not to have been dealt with | |
| specifically alone. Before you proceed further | |
| with those arguments the Court should ascertain from Mr Costigan what his attitude is towards those issues~ So, if we can interrupt your address at this stage to ascertain from Mr Costigan what he | |
| has to say about those arguments. | |
| MR COSTIGAN: | I must say we did not anticipate on this |
appeal that we would have to defend the validity of
the ministerial direction but rather to deal with
it in the way in which His Honour
Mr Justice Phillips dealt with it and, indeed, the
way in which the argument was basically put before
His Honour Mr Justice Phillips, namely on the
assumption that the direction given by the minister
was a valid direction did that operate within the
meaning of section 39(e)(ii) so as to exempt the
Corporation from the acts which it performed
pursuant to that direction.
So, in a strict answer to which Your Honour
has put to me, we have not come here either ready
to argue the validity of the ministerial direction
or instructed on behalf of the minister to make submissions in that regard.
I do not feel that it would be difficult for
me, with a little time, to put together the
arguments I would wish to put in relation to the
validity of the ministerial direction, but I would
be doing so on instructions from the Public
Transport Corporation who is my client and I would
not be doing so on behalf of the minister who would
be quite unaware of the fact that this issue had
been raised and who I assume, instructed as I am bythe Victorian Government Solicitor, would like to
know that that matter was being raised so that he
could determine his attitude.
| Waters(2) | 18 | 5/2/91 |
I cannot put it higher than that, Your Honour,
because I am limited by my brief and my
instructions.
MASON CJ: | Yes, thank you, Mr Costigan. anything about that, Mr North? | Do you want to say |
| MR NORTH: | Could I just say this, Your Honour? | The passage |
at page 477 of His Honour's judgment froze, in my
submission, into relief the fact that the argument
now put was essentially put. At line 19 he says:
Mr North argued that the Minister and the
Director-General should not have so directed
because that in itself offended against the
provisions of the Equal Opportunity Act -
and that is indeed what I did put. Then he goes on to say, relying on the answer I gave -
although he did not claim that on that account
the direction was unlawful.
My answer was an obvious non sequitur as is that
sentence. It just is not possible for the first part of the sentence to be right and the second to
follow. If we put that the director-general should not have directed because that offended
against the provisions of the Act, then the
direction must have been unlawful. There was no other conclusion possible because an offence
against the Act is that the act of discrimination
is unlawful.
BRENNAN J: Is it not open to say, "But we abstain from
challenging the validity on that ground and are
content to proceed on the footing that the
direction was valid"?
MR NORTH: | Yes, and that is what we did in relation to the other argument, but not in relation to this | |
|
this argument. We could not see how this argument could succeed if the minister's direction was
lawful.
DEANE J: There is another problem, is there not, and that
is that does not cover the matter raised with you
by Justice Gaudron, that is, assume against
yourself that the Equal Opportunity Act does not apply to the direction by the minister, but that the Transport Act should be so read that the
minister's powers of giving directions do not
extend to directing somebody to do something which
would otherwise be contrary to the specific
provisions of the Equal Opportunity Act?
| Waters(2) | 19 | 5/2/91 |
| MR NORTH: | Yes. |
DEANE J: In that case, it is not a matter of the minister's
direction offending against the provisions of the
Equal Opportunity Act. It is the minister's
direction being ultra vires the minister. That, as
I follow, is what Justice Gaudron put to you and what you embraced.
| MR NORTH: | Yes, Your Honour is right. | I have nothing |
further to say on this aspect, if Your Honour
pleases.
MASON CJ: Well, at this stage you want to proceed with the
argument that you initially embarked upon at any
rate?
| MR NORTH: | Yes. |
| MASON CJ: | Very well, you proceed with that argument. |
| MR NORTH: | In asking the Court to adopt a narrow |
construction of section 39(e)(ii), I was putting
that section 39(e)(ii) falls within the general
exceptions provision and therefore it has a wide
operation in the Act; and any wide operation given to section 39(e)(ii) consequently has a very great
impact on the operation of the Act, and I put that
the Labour and Industry Act was the type of Act
envisaged by section 39(e)(ii).
We next submit that provision such as section
31(1) of the Transport Act are very common in
Victoria. We had wanted to prepare a list but it had not been done. The count that we did was that there were in excess of 50 Acts which provide powers
of direction to the minister in similar terms to the
Act in question so that the impact of a wide
interpretation would be, it is submitted, to allow a person like the Director-General of Transport or the Minister for Transport to gain for his department
virtual exemption from the operation of the Equal
Opportunity Act and it is our submission that given
that consequence it is likely that Parliament
intended that there need be a specific statutorywarrant, a direct express and statutory warrant for
that sort of discriminatory behaviour.In other words, there is a public policy
argument in favour of the narrow construction,
that is to say, the giving to Parliament of
ultimate control over the designation of conduct
which will come within the exemption of the Act.
BRENNAN J: | Mr North, is there any real problem about narrowness or breadth of construction? | One takes |
| Waters(2) | 20 | 5/2/91 |
the acts which are complained of and that is the
removal of conductors and station assistants in the
use of "scratch" tickets and one inquires whether
those acts were done by the transport commission;
and the answer is yes, and then the question iswhether those acts were necessary for the transport
commission to do in order to comply with the
provisions of section 31(1). Where is the narrowness or breadth problem arising there?
| MR NORTH: | It is in what the meaning of "provision of any |
other Act" is in 39(e)(ii). We submit that it is to be read down to require that the direction - - -
BRENNAN J: Direction is not a provision of the Act.
| MR NORTH: | The power to give the direction is a power to |
give a direction to do a discriminatory act.
BRENNAN J: | But they are not involved at this stage with the question of the power to give the direction, that |
| is the validity of the minister's decision. We are | |
| concerned with whether or not the act that was done and complained of was necessary for the commission | |
| to do in order to comply with the provisions of the | |
| specific statutory provision, namely 31(1) of the | |
| Act. For myself I do not see at the moment where | |
| there is room for argument about narrowness or | |
| breadth of interpretation but perhaps I am missing | |
| something. | |
MR NORTH: | It is a question of how you characterize the provision of the other Act and you ask the question |
| whether section 31(1) can be characterized as such | |
| a provision. It can only, we submit, be so | |
| characterized if it requires discriminatory | |
| behaviour to be done. Section 31(1) does not | |
| require the PTC to comply with directions which are | |
| discriminatory in effect. That is the way we put the argument, Your Honour. |
| BRENNAN J: | But it does. | I would say that it does. |
| MR NORTH: It does not, Your Honour, if you read into |
39(e)(ii) a restriction which limits its operation
to provisions of other Act which in their terms
require the doing of a discriminatory act. In
other words, 31(1) does not say that the Public
Transport Corporation shall comply with directions
which are discriminatory in effect. If it did our
argument would not lie. But it is a section which
is broad and open, capable of sanctioning on one
view discriminatory acts or not and we say by the
application of section 39(e){ii) it does not
sanction the doing of discriminatory acts in its
terms and therefore it does not attract the
| Waters(2) | 21 | 5/2/91 |
exemption of 39(e)(ii) and that is the narrow
meaning.
The wide meaning is that the provision of any
other Act which has as its consequence the doing of
a discriminatory act is covered by the exemption
and then section 31(1) would fall within in it. We say, given the two interpretations, one should adopt the narrower. Could I take the Court to Hampson, (1990) 2
All ER 513 - it is not yet reported in the
authorized reports - because it seemed to us that
it really embodied the argument that we were
putting. This case was not cited to His Honour by
either side. It was published in the All England
Reports on 29 June, the hearing before His Honour
concluded on 13 July. We certainly had not found
it by 13 July and there is a real question whether
indeed it had arrived in Australia by that time,
but 29 June was the publication date of the report.
This was a case which involved the
interpretation of an exemption provision which was
different but analogous to section 39(e)(ii) and
Race Relations Act by resort to the exemption provision.
the House of Lords held that the Department of operation of the
The case arose when Mrs Hampson, who was a
teacher of Hong Kong Chinese race, had taught in
Hong Kong, had qualified as a teacher in Hong Kong,
she wanted to teach in the United Kingdom, to do so
she had to be qualified. Regulations made by theMinister for Education provided that she would be
qualified if the Secretary of State approved her
qualification and notified her of the approval.The secretary refused to approve her qualification
and the question was whether, if the refusal did
amount to racial discrimination, it was excused
because the refusal was made "pursuant to the regulations". On page 515 at paragraph e the relevant provision of the Race Relations Act is set
out.
Section 1(1) of the 1976 Act provides, just
reading the relevant parts:
A person discriminates against another in
any circumstances relevant for the purposes of
any provision of this Act if ..•.. (b) he
applies to that other a requirement or
condition which he applies or would applyequally to persons not of the same racial
group as that other but - (i) which is such
that the proportion of persons of the same
| Waters(2) | 22 | 5/2/91 |
racial group as that other who can comply wit~
it is considerably smaller than the proportion
of persons not of that racial group who
can ..... (ii) which he cannot show to be
justifiable irrespective of the colour, race,
nationality or ethnic or national origins of
the person to whom it is applied; and (iii)
which is to the detriment of that other
because he cannot comply with it.
Then section 12(1) and (2) made discrimination
unlawful, in other words, it defined the
circumstances in which discrimination would be
unlawful and reading the relevant parts it
provided:
It is unlawful for an authority or body which can confer an authorisation ..... which is
needed for ..... engagement in a particular
profession ..... to discriminate against a
person ..... by refusing ..... his application for
it -
and -
authorisation ..... includes ..... approval.
The exemption section was section 41, which is set
out at the bottom of page 515:
Nothing in Parts II to IV shall render
unlawful any act of discrimination done -
and (b) was the one relevant for the case -
in pursuance of any instrument made under any
enactment by a Minister of the Crown.
The relevant enactment was regulations made under
the teacher regulations which are set out on
page 516 starting at paragraph f:
Regulation 13(1) provided -
reading the relevant pieces -
no person shall be employed as a teacher at a
school unless he is qualified therefor as
mentioned in Schedule 5;
Schedule 5 is then set out and again the relevant
parts are:
A person shall be qualified to be
employed -
I am reading from 1(1) -
| Waters(2) | 23 | 5/2/91 |
as a teacher at a school for the purposes of
Regulation 13 ..... if ..... (a) the Secretary of
State being satisfied that he is such a person
as is mentioned in paragraph 2, on or after
8 April 1982 he has been notified in writing,
by or on behalf of the Secretary of State,
that he is a qualified teacher -
And then in paragraph 2 of the schedule provides
for what a person referred to in regulation l(a) isand in the particular case here, at line 516(j) it
was:
a person who ..... has successfully completed a
course ..... approved as comparable to a course
within sub-paragraph (a) -
and approved, going back to the first and second
line of the regulation, meant:
approved by the Secretary of State for the
purposes.
After the Secretary of State had refused
Mrs Hampson approval of her course, she complained
to the Industrial Tribunal of both direct and
indirect discrimination. The tribunal found that there had been no direct discrimination and that
matter was not further pursued. The tribunal found that there was no requirement or condition
necessary for indirect discrimination but that
anyway section 41 protected the respondent and
further that the Act was justifiable.
| MR NORTH: | The matter then went to the Employment Appeal |
Tribunal where it was found that the tribunal was
wrong on the question of requirement or condition
but otherwise correct so that the exemption
applied. Then an appeal was taken to the Court of
Appeal which held that the appeal tribunal was wrong on the question of justification but by 2-1
majority held that the respondent was protected by
section 41 with a dissent by Lord Justice Balcombe.
It was in the House of Lords the judgment of
Lord Justice Balcombe which was accepted and the
decision of the Court of Appeal reversed. That
appears from page 518 at point d. The question was framed this way - I am reading from about line 4
between a and b:
Balcombe LJ framed the question clearly
when, having summarised the respondent's point
on section 41, he said .....
| Waters(2) | 24 | 5/2/91 |
'This argument, which succeeded below, is
controvertible, if the words "in pursuance of
any instrument" are apt in their context to
include, not only acts done in necessary
performance of an express obligation contained
in the instrument (the narrow construction)
but also acts done in exercise of a power or
discretion conferred by the instrument (the
wide construction).
And he concluded that:
Both constructions are possible.'
He went on, and the House of Lords adopted this
part of his reasoning:
'While, therefore, both constructions are
possible, I accept that the wide construction
is the more natural meaning of the words used.
I turn, therefore, to consider whether there
is anything in the context which leads to an
indication that the narrow construction is
here correct.'
Then, His Lordship goes to the context at page 518,
paragraph h, and says that the context militates in
favour of the narrow construction. He says: In view of the wide sweep of these provisions,
the exceptions ought therefore, I suggest, to
be narrowly rather than widely construed where
the language is susceptible of more than one
meaning.
The words "in pursuance of", he says, are
distinguishable from "by virtue of" and then on 519
between paragraphs a and b, he concludes:
The inference to be drawn is that
and we rely on this in particular -
if the discriminatory act is specified in an enactment, order or instrument, but not
otherwise, it is done "in pursuance of" thatenactment, order or instrument and protected
by section 41.
McHUGH J: But this case is a long way removed from the
present case, is it not? I mean, this case Hampson would be comparable if we were dealing with the
direction of the minister in this case. You see,
what you are really dealing here with is the case
of the secretary. The secretary had a choice. He
could approve the course or not and he decided notto and then he said, "Well, my decision, even if it
| Waters(2) | 25 | 5/2/91 |
was discriminatory, was pursuant to an instrument",
and the House of Lords rejected that construction.
| MR NORTH: | Yes. |
| McHUGH J: | But here you have got a direction from the |
minister to the respondent and the question is, in
doing the act which the respondent has done, was it
necessary to do it in order to comply with
section 31?
| MR NORTH: | Your Honour, this decision is helpful in arriving |
at the conclusion that the direction was unlawful.
That is the way we put it, and of course, that then
raises the problems that we had to deal with a
moment ago because the minister was empowered to
give directions by section 31(1), just as the
Scretary of State was empowered to approve. The
exemption did not apply to the Scretary of State
because he had a power which he could exercise in a
discriminatory way or a non-discriminatory way, and
that did not come under ''in pursuance of".
Similarly here, the minister was not required to give directions which were discriminatory and hence
he does not come within the exemption, and that is
the way we put it.
McHUGH J: But that really means that this discussion about
section 39 is irrelevant, and we are really
discussing section 31 of the Transport Act.
MR NORTH: Well, section 39 is relevant in the sense that it
is like section 41 here. It was section 41 which
determined the lawfulness of what the Secretary of
State did. If the secretary did not gain the advantage of the exemption, his action was
unlawful.
| McHUGH J: | I do not understand that because it was his act, |
but we are not dealing with the minister's
act - discriminatory act - we are dealing with the
Board's discriminatory act.
| MR NORTH: Well, that is why I said, Your Honour, that we |
use this case in support of the preliminary
step - that is, that the direction was unlawful.
If it was unlawful it did not need to be complied
it, therefore it did not fall within 39(e)(ii). At
paragraph b on page 519, His Lordship goes to the
purpose and meaning of the 1976 Act and finds that
the wide interpretation is irreconcilable with the
purpose and meaning of the Act and for the very
reason that we put a moment ago, that it would
allow the minister or director-general to confer
virtual immunity on a vast range of governmental
and semi-governmental bodies without the sanction
| Waters(2) | 26 | 5/2/91 |
of direct parliamentary warrant. That is made
clear on 521, paragraph b:
There is a sound argument, based on
public policy, for drawing the line in this
way. I refer to the need and the opportunity for parliamentary scrutiny.
So, with respect, we submit that since
His Honour made his decision, Hampson has given new
support for the proposition for which we presently
contend here. The education regulations require the secretary to make a decision; they did not
require him to make a discriminatory decision and
the exemption only applied where the instrument in
express terms required the act of discrimination to
be done. In the absence of an express requirement
the exemption did not apply. We say similarly in
this case, section 39(e)(ii) should be construed as
allowing an exemption only where the other Act
expressly requires the act of discrimination inexpress terms.
Can I now take the Court to His Honour's
reasons on this issue. His Honour, on the bottom
of page 466, commencing at line 23, sets out the
submission that was made:
But Mr North contended that, even if the Board
were wrong in its view of s.31(1), s.39(e)(ii)
should nevertheless be read to cover only the
situation where some specific conduct, which
otherwise might amount to discrimination under
the Act, was expressly authorized by statute
in so many words.
Then he refers to the Labour and Industry Act that
I have taken the Court to -
and this, he submitted, was not so where the
Corporation could point only to directions
which themselves were not embodied in an Act.
His Honour then says that he sees that as a far too
restrictive reading and sees no reason why the Act
should be given such a restrictive reading. We have put the arguments why, in our submission, a
restrictive reading should not be given.
His Honour then at lines 12 to 18 says that in
answer to the submission that -
the whole of the transport ministry could be
removed from the purview of the Equal
Opportunity legislation and that would defeat
the purpose of the legislation and the
protection that it offered to the general
public.
| Waters(2) | 27 | 5/2/91 |
He says as to that -
that is to overstate the position.
We gather from that that what His Honour meant was
that whilst it was true that a simple direction
could remove the transport ministry from the
purview of the legislation that it was overstated
to say that that would defeat the purpose. We do not perceive that he was saying - that it was overstating it to say the director-general could,
in fact, exempt the ministry from the legislation.
But he said that that being the consequence, it was
to overstate it that that was to defeat the purpose
all manner of people for the purpose of producing
some option papers which are to be assessed by the
minister.
So, in respect of driver-only trams, the question of the final form of the system, if any,
is still quite up in the air. So far as the "scratch" tickets are concerned, orders are
necessary in order to prevent any further or other
direction which might, in some way, contravert or
change the direction which is currently in place.
Finally, our application is that the Court
allow the appeal, but there are various other
possibilities apart from simply not allowing the
appeal. There are midway positions and the point I
seek to make is that we would ask, if it arose,that matters such as reconsideration of
reasonableness under section 17(5)(c) be remitted to the Board; or say, for instance, if we were
successful on all the arguments other than, say,
the form of orders, that that would be a matterappropriate to return to the Equal Opportunity
Board.
| BRENNAN J: | What are the powers of the supreme court under |
the Magistrates' Court Act which would permit that
to be done?
| MR NORTH: | Very wide, and certainly wide enough to cover |
remitting matters. Indeed, His Honour talks about
remitting. I am not able to point Your Honour to the section because I do not have the Act here, but
I do know that the provisions are extremely wide.
| Waters(2) | 72 | 5/2/91 |
MASON CJ: Well, perhaps you could interpolate a reference
to those sections during the course of
Mr Costigan's address.
| MR NORTH: | I shall, Your Honour. | Those are the submissions |
for the appellants, if the Court pleases.
MASON CJ: Yes, Mr Costigan. Can you transform chaos into
order?
MR COSTIGAN: That is an invitation I would like to accept,
Your Honour, and I would like to assist that by
handing up copies of my submissions.
| MASON CJ: | Thank you. |
| MR COSTIGAN: | Those submissions, if the Court pleases, do |
cover essentially the matters that have been dealt
with by my learned friend and I was proposing todeal with them generally in the order in which they
appear in the document, but in view of the limited
time left this afternoon, if it is convenient to
the Court, I might turn directly to the last matter
that my learned friend has been talking to because
my submissions by then are very short. They are found in the document that I have handed up.
On page 6, paragraph 10, where we say simply
that the orders of the Board by reason of their
being vague, uncertain and unintelligible were null
and void. Then we have done little more than pick up what His Honour Mr Justice Phillips had said and
adopted for the purposes of the argument what he
has there said.We would like to say, in addition, this. First of all, we do not accept what my friend's
memory has led him to put to this Court, that there
was no objection to the form of the orders when
they were made. I have a very distinct recollection in my gentle manner of jumping up and
down in horror at the orders that were proposed,
but I regret to say, to no avail. But be that as it may, they are the orders that were made by the Board and the orders that are the subject of this litigation, and we would say it really is not quite fair to the Corporation to say to it, perhaps not accurately, that "You are a wealthy Corporation and, therefore, you can easily find the $2,000 and the $500 a day that you will have to pay for continuous use, a breach of this order". The fact is that once the procedures that my learned friend has set out have been gone through, the making of
the order and any breach of it is a criminal
offence and it carries with it criminal penalties.It was for that kind of reason that His Honour
Mr Justice Phillips, we say, quite accurately said
| Waters(2 | 73 | 5/2/91 |
that if a corporation is to be visited with
criminal sanctions as a result of an order, it is
only fair that it know precisely what it is that it
is not supposed to do so that there can be no doubt
in the minds of it and its officers that if it does
it in breach of the order it will face the sanction
that the Act says.
Some of the matters that have fallen from the
Court during my learned friend's submission
indicate some of the very real problems in officers
of the Corporation understanding from the terms of
the order precisely what it is that they wereforbidden to do or, indeed, if they were able to
avoid the criminal sanctions that flow from a
breach of the order, was it required of them that
they should take some positive steps such as
His Honour Mr Justice Brennan suggested, ringing up
the complainants each morning to discover what
their travel arrangements were so that they would
know, for that day at least, whether they were
likely to have to pay a fine of $500 for not
providing a conductor.
In one sense, it is easy to be glib about this
but it is a serious matter. There are orders of
the Equal Opportunity Board and as long as theystay officers of the Corporation are faced with
possible criminal sanctions.
We adopt, without further explanation, the
manner in which His Honour Mr Justice Phillips
analysed the orders and pointed out the
deficiencies in them and we adopt and accept what
he said about the results that flow from that. And we do not really wish to say any more about that submission. What I would propose to do and if this is a
convenient time - - -
| GAUDRON J: Mr Costigan, do you say anything about the power |
of the Board to make the orders?
MR COSTIGAN: Well, the power of the Board is to be found
under section 46, Your Honour, and one has to see
whether there is within that section power to make
the kinds of orders that were made; it is 46(2):
The Board, after hearing the evidence and
representations ..... may make one or more of
the following orders:
(a) It may order the person -
and I take it that is the Corporation -
| Waters(2) | 74 | 5/2/91 |
with respect to whom the complaint was made to
refrain from committing any further act of
discrimination against the complainant.
GAUDRON J: | Would that not seem to be linked back to section 17(5)? Is not the only act of |
| discrimination here involved the imposition of a | |
| term or condition? | |
| MR COSTIGAN: Yes, Your Honour. | One gets to 17(5), of |
course, through 29 but it is 17(5) which defines and it is only 17(5). There was no suggestion that 17(1) - - -
| GAUDRON J: | Can the Board do anything more then than demand |
that a requirement or condition not be imposed, in
the circumstances of this case?
MR COSTIGAN: | If the finding has been by the Board that the discrimination flowed from a requirement or |
| condition, then what it is entitled to do is to | |
| direct in whatever is the appropriate way my client | |
| - to direct it to refrain from committing that act | |
| any further and if the act is imposing a | |
| requirement or condition then it can, vis-a-vis the complainant, say, "You will not impose that requirement or_ condition on that complainant". |
We would accept that that flows from
section 46(2)(a) in respect of each of the
complainants if the appropriate findings have been
made. The other orders - they are open to the Board but they were not used. Order (b), there was an entitlement to make an order for damages. That
was not appropriate and order (c) again, whether
appropriate or not, was not used.
| DEANE J: | But does anything really turn on that? | I mean, |
if these complainants are entitled to orders in
relation to them it is quite obvious that thousands
of other people in the Melbourne metropolitan area
are entitled to similar orders. Does your client really want a situation where you get restricted
orders based on these complainants so another nine
complainants can then indulge in the expensive
exercise of taking proceedings before them untilfinally you have orders which achieve this general
result, on the big assumption that these
complainants are entitled to orders in this form,
orders protecting them at least?
| MR COSTIGAN: | No, of course, Your Honour, with respect, the |
last thing my client wants is to go down before the
Equal Opportunity Board every week to face a
similar application. But none the less - and of
course it follows that if an appropriate order, in
respect of a particular complainant, is that there
| Waters(2) | 75 | 5/2/91 |
be conductor on that tram, there will be other
people in the community who get the benefit of
that; some of whom may be disabled and some of whom
may not, but what we are saying is that if a board
is going to make an order against a corporation
which carries with it criminal sanctions, that body
is entitled, as is a person against whom a
mandatory injunction is granted, to know precisely
what it is that he is not to do, or it is not to
do, so that it can avoid the sanctions that flow
from its failure to do it.
DEANE J: Well then, would it meet your objection if the
order were - assuming that the complainants are
entitled to it - that your client maintain a
conductor on any tram on which they might see fit
to travel?
MR COSTIGAN: Well that again, carrying, as it does,
criminal sanctions, may be difficult to honour
unless one knew with certainty when it was that
each of the complainants was travelling.
DEANE J: But it may well be that it is quite unreasonable
to tell them that they cannot travel on the spur of
the moment.
MR COSTIGAN: It may be. That was never the matter of
discussion, but the logic, with respect of what
Your Honour is putting to me, is that in the
absence of hourly checks on the travelling arrangements, or intentions of each of the
complainants, the only method that the Corporation
could adopt to insure that there is no offence
would be to put conductors back on all the trams.
| GAUDRON J: | Mr Costigan, my question was directed to this, |
namely, whether 46(2)(a) does authorize a mandatory
injunction at all and whether if the only way of
dealing with it is a mandatory injunction then the
remedy may be damages rather than a mandatory
injunction. That was my question.
| MR COSTIGAN: | Yes. With respect to His Honour |
Mr Justice Deane, I would trust that nothing that I
said in response to what he put to me is
inconsistent with my agreeing with what Your Honour
has just said.
| GAUDRON J: | I am not putting it, I am just asking. | I just |
do not understand how 46(2)(a) works to give you a
mandatory injunction.
| MR COSTIGAN: | We say it can work only by reference to an |
order directed specifically to the complainant who
has persuaded the Board what the acts of
discrimination are; directed specifically so that
| Waters(2) | 76 | 5/2/91 |
the Board orders the person, namely the corporation
who has committed the acts of discrimination, torefrain from committing any further acts. And that is not a mandatory injunction, of course, that is a
prohibition and on the surface that is all (2)(a)
will allow. The effect of what is, in fact, ordered following the discussion with His Honour
Mr Justice Deane, is an order directed to the
corporation, in effect, to put conductors back on
the trams which is a mandatory injunction. That
may be the effect of it; certainly we would say the
Board had no power to order the corporation
directly to do that because that does not follow
from 4 6 ( 2 ) ( a ) .
GAUDRON J: Although, of course, that may not have been any
point that you took in your order nisi.
| MR COSTIGAN: | I think I have to say it was not a point I |
took in the order nisi.
| GAUDRON J: | And, therefore, is not one that is open now. |
MR COSTIGAN: Unless I could persuade Your Honour that I
should be allowed to take it.
| MASON CJ: | We will adjourn until 10.15 am tomorrow morning. |
AT 4.21 PM THE MATTER WAS ADJOURNED
UNTIL WEDNESDAY, 6 FEBRUARY 1991
| Waters(2) | 77 | 5/2/91 |
Key Legal Topics
Areas of Law
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Administrative Law
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Employment Law
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Statutory Interpretation
Legal Concepts
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Appeal
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Judicial Review
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Procedural Fairness
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Standing
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Statutory Construction
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