Vakauta v Kelly
[1988] HCATrans 331
| IN THE HIGH COURT OF AUSTRALIA |
| Office of the Registry |
Sydney No Sl0l of 1988 B e t w e e n -
ROY ALEX VAKAUTA
Applicant
and
LYNETTE EILEEN KELLY
Respondent
Application for special leave
to appeal
MASON CJ
WILSON J TOOHEY J
| Vakauta |
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON FRIDAY, 9 DECEMBER 1988, AT 2.55 PM
Copyright in the High Court of Australia
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| MR M.J. NEIL, QC: | May it please the Court, I appear with |
my learned friend, MR A.S. MORRISON, for the
applicant. (instructed by G.E. Lazar)
| MR B.T. SULLY, QC: | May it please the Court, I appear with |
my learned friend, MR P.R. GARLING, for the respondent.
(instructediby Jones Staff & Co)
| MASON CJ: | Yes, Mr Neil. |
| MR NEIL: | Might I, Your Honours, hand to the Court a short |
| outline of submissions which we would ask the Court to take into account supplementary to the | |
| matters in our affidavit. | |
| MASON CJ: | Yes. |
| MR NEIL: | Your Honours, both the learned judges in the |
| majority, in dealing with the matter, considered | |
| that there would have been, except for some special | |
| circumstances, at least apprehended bias in the | |
| sense that a number of the things that the learned trial judge said ought not to have been said. | |
| Ultimately, Their Honours applied a test which | |
| imputed, we would respectfully submit, far too | |
| much knowledge to the objective bystander and made him, in effect, an expert ··bystander. |
The passages in LIVESEY, 151 CLR 288, which we
respectfully submit are clear - I would wish
to, briefly, take the Court to three passages:
one at the end of page 293 and the top of page 294.
Firstly, the well known passage:
That principle is that a judge should not
sit to hear a case if in all the circumstancesthe parties or the public might entertain
a reasonable apprehension that he might
not bring an impartial and unprejudiced
mind to the resolution of the question involved in it.
And, at page 299, a short passage at the top
of the page:
What is in issue in the present case is
the appearance and not the actuality of
bias by reason of prejudgment. The reasonable observer is to be presumed to approach
the matter on the basis that ordinarily
a judge will so act as to ensure boththe appearance and the substance of fairness
and impartiality. But the reasonable observer is not presumed to reject the possibility
of prejudgment or bias; nor is the reasonable
observer presumed to have any personalknowledge of the character or ability of
the members of the relevant court.
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We would add that it is implicit in that,
Your Honours, that the reasonable observer has only
the ordinary, reasonable knowledge of community
affairs of general public knowledge. He does
not have a knowledge of the workings of the system
of third party litigation in New South Wales
or of the nature and training of judges other
than his ordinary confidence in the administration
of justice. He does not know of the way in which witnesses are determined and brought before courts
and the way in which they are chosen by the parties
and he does not know of the system - and it,indeed, changes from time to time - of the conduct
of third party litigation in New South Wales. But those matters were imported as being
matters which the observer would have and the
test, including those matters, was applied rather
than the test in LIVESEY which, we would submit,
creates a new test. At page 300 there is the passage at the top:
It is, however, apparent that
setting aside cases such as special cases or
necessity -
a fair-minded observer might entertain
a reasonable apprehension of bias by reason
of prejudgment if a judge sits to hear
a case at first instance after he has,
in a previous case, expressed clear views
either about a question of fact which
constitutes a live and significant issue
in the subsequent case or about the credit
of a witness whose evidence is of significance
on such a question of fact. The consideration
that the relevant question of fact may
be conceded or that the relevant person
may not be called as a witness if the particular
judge sits would not, of course, avoid
the appearance of bias. To the contrary, it would underline the need for the judge to refrain from sitting.
Your Honours, in this case, we would submit,
there was the clearest possible case of prejudgment
in fact and by apprehension and yet the majority
of the Court of Appeal failed to apply the underlying
need to be more cautious. Rather, the court seemed
to, by introducing this component of an expert
observer, as we would submit, very considerably
vary from the standard in LIVESEY's case.
TOOHEY J: Mr Neil, where do we find this notion of the
expert bystander?
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| Vakauta |
MR NEIL: It is not found in the law, Your Honour, but if
I take Your Honour - you mean in the judgment,
Your Honour?
TOOHEY J: No, I mean in the judgments sought to be appealed from.
| MR NEIL: | Of course. | Your Honour, in the judgment of |
Mr Justice McHugh in the appeal book, commencing
at page 61 of the appeal book, for the next two
or three pages the matter comes out. Perhaps
I have to read some of this, Your Honours. At page 61 of the appeal book, line 20: If his Honour's remarks concerning the
three doctors had been made about witnesses
in the context of ordinary civil litigation,
a fairminded observer would have a reasonable
apprehension that Hunt J. had pre-judged
the issues.
His Honour described the three doctors as "that unholy trinity" and had said that they usually
did not give evidence that was helpful and usually
consciously or unconsciously assisted the Government
Insurance Office - and a number of other things.
In LIVESEY V NEW SOUTH WALES BAR ASSOCIATION
the High Court held that there was a reasonable
apprehension of pre-judgment where two
judges of this Court in earlier proceedingshad rejected the credit and evidence of a witness called on behalf of Livesey -
then there is a reference to LIVESEY and, at the
top of page 62:
What Hunt J said, however, has to be
read against the background of personal
injury litigation in this State, a large
part of which is conducted by the Government Insurance Office. His Honour did not
say that he could not or would not acceptthe evidence of Drs Lawson, Revai and Dyball. What his Honour said was that he was "not usually very impressed with the views"
of these doctors. His remarks were made in a context of pointing to the "well known phenomenon that the GIO does retain doctors who are likely to express views which will
not assist the plaintiff's case". HisHonour went on to point out that this selective attitude was not restricted to the Government Insurance Office or to defendants generally. Hunt J also correctly pointed out that there are doctors who are regularly called to support the cases of plaintiffs as well
as those of the defendants.
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| Vakauta |
Then His Honour deals with the fact that·it is
only natural that solicitors should do the best
for their clients and refers to medicine notbeing an exact science.
Moreover, because a small group of insurance
companies stand behind defendants in personal
injuries actions and the bulk of plaintiffs'
work is handled by a few firms of solicitors,
a doctor, who is found to give reports
favourable to the side invoking his services,
will inevitably be called on regularly
to give evidence in personal injuries
litigation. Judges with experience in
personal litigation cases are well aware
of this phenomenon.
We would submit that His Honour there is starting
to import His Honour's knowlege and starts to
confuse the matter because the test of the objective
bystander - - -
| MASON CJ: | But everyone who has any connection with the |
law is aware of all this. It is not news; you do not have to be particularly well informed.
| MR NEIL: | Your Honour, it is not news to those within the |
| profession who would deal with litigation. It | |
| would, we would respectfully submit, be quite | |
| foreign and unknown - other than perhaps in the | |
| most general knowledge that there is a third | |
| party system in the State - would be not matter that the ordinary member of the public would | |
| be aware of. That, we would respectfully submit, | |
| is the test: the ordinary, reasonable observer. | |
| MASON CJ: | But why does he have to be an "uninformed" observer? |
MR NEIL: Not uninformed, Your Honour; as informed,
Your Honour, as the ordinary reasonable individual
on the bus, but not specially informed about
the practices and procedures and systems of the calling of witnesses; the obtaining of doctors
to give evidence; which solicitors do these;the small coterie of plaintiffs' solicitors; the fact that the GIO has - many people may not know that it has a monopoly, in effect, or very
very much .. the:-najor litigant in this area.
His Honour then goes on, at line about 18:
it is inevitable that judges hearing personal
injuries litigation without juries will
form views as to the general reliability
of certain doctors as witnesses. In the
context of the institutional nature ofpersonal injuries litigation in this State,
the judges cannot be expected to hear cases
with no opinions concerning doctors who
regularly give evidence in this sort of
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| Vakauta |
litigation. If a judge was precluded from
hearing a personal injury action because
he has previously rejected the evidence
of a medico-legal expert, it would not
take long before many cases could not beheard at all. All that can be expected
of a judge in personal injury litigation
in this State is that he will do his best
to evaluate honestly and fairly the evidence
of every doctor in the overall contextof the case.
It follows that what his Honour said
concerning the policy of the Government
Insurance Office to "retain doctors who are likely to express views which will
not assist the plaintiff's case" cannot
be regarded as giving rise to any apprhension
of bias against that organization. To suggest otherwise is quite unreal. Your Honours, we would submit that might be so
if viewed from the test of a member of the profession
or a judge who knows these things but it can,
we submit, and would, and in this case did give
rise to bias and would have given rise to an
apprehension of bias in the mind of the ordinary
member of the public who did not know of all
the matters that we know or that His Honour
Mr Justice McHugh has knowledge of.
| MASON CJ: | I imagine that people who practise - practitioners |
who appear regularly before Mr Justice Hunt,
would be aware of some of these views that he
appears to have expressed in such a forthright
fashion on this occasion.
| MR NEIL: | That is one of the matters which we complain | |
| of because His Honour said this: His Honour, before reading the doctors' reports, which he | ||
| ||
| very very trenchant views against the doctors. | ||
| The next day, in amplifying on those views, he | ||
| said, "I had previously in cases expressed my | ||
| views about these doctors." He said, "I would have thought someone at the GIO would have been astute enough to know my views" - suggesting, | ||
| perhaps, there should be a file of, "Know your judge and understand the Judge's predispositions", | ||
| which, we would submit, is not appropriate. And he said, "I express my views for the benefit | ||
| of the parties who had informed me that negotiations | ||
| were underway while the case was going on." | ||
| Now, what His Honour said was, "People know my views about some of these doctors; you should have gone to your files and found out my previous | ||
| judgments. That would have helped you in the | ||
| ||
| have h~lped the GIO to realize my views and up your offers." |
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| Vakauta |
That is one of the very things, Your Honours,
of which we can complain and I can take
Your Honours to the transcript and I think almost
in terms I have put what His Honour said. That
is, perhaps, a slightly separate point,
Your Honour, but the ordinary member of the public, we would submit, on having heard that, would hardly think that the GIO would be able to get a fair trial in the mind of His Honour
expecially if the ordinary member of the public
does not have knowledge of negotiations; of
how they are conducted or of how the system operates
or of the system of giving judgments and perhaps
having them collated and the like.
Then His Honour Mr Justice McHugh, at page 64,
line 18 - when what His Honour said is read as a
whole, His Honour seems to move up to another
point:
I do not think that it would persuade a
fairminded observer that there was a
reasonable apprehension that he would pre-
judge the matter. His Honour said that
he was "not usually very impressed with
the views~ of the three doctors. That
carries the inference that sometimes his
Honour is impressed with the views of these
doctors.
With respect, Your Honours, we would respectfully
submit that the ordinary man on the bus would
not take that~v±ew of it. He would think that the learned judge was being polite.
| MASON CJ: | Yes, you may have a point there, Mr Neil. |
| MR NEIL: | Then to say, Your Honours, that: |
When what his Honour said is read as a
whole, I do not think that it would persuade
a fairminded observer - we would submit that that carries the problem
that he is really meaning "the ordinary fairminded
observer who knows what I know about the system
would no longer be persuaded to the view he would
have had before". So His Honour has misapplied
LIVESEY and come to a totally wrong and, we would
submit with great respect to His Honour, unjust
result. His Honour goes further at line 25:
His Honour's remarks that Drs Lawson, Revai and Dyball were that "unholy trinity" was, however, unfortunate. It should not have
been made. If no more had appeared, a
reasonable apprehension of pre-judgment
would have arisen.
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| Vakauta |
So we are back to the prejudgment and apprehension arising.
A reasonable bystander might think that
His Honour had such a poor opinion of these
doctors that nothing that they would say
in evidence could persuade him. But his
Honour's remarks on the second day dispelled
such a conclusion.
The problem there, Your Honours, is - I can take
Your Honours to the transcript - on the secondday His Honour the trial judge makes it perfectly
plain that his remarks are, with great respect
to him, a defence when Mr Kelleher, who was for
the defendant at the time, brought the matter
up. They were a defence that compounded the problem and exposed the prejudgment and worsened
the problem and were then followed by His Honour's
judgment in which His Honour then returned what
we would respectfully submit to be an attackon the doctors. I will take Your Honours to
that in just a moment.
TOOHEY J: Mr Neil, I may be wrong but I do not suppose
you are all that concerned about the sort of
observations made by Mr Justice McHugh in thecontext of actual bias? In other words, these
sort of explanations that His Honours has offered
might well rebut any suggestion of actual bias?
I take it you are putting the argument at this
point in terms of "reasonable apprehension of
bias"?
| MR NEIL: | On this point I am putting it in that way, |
| Your Honour, yes. We do maintain that there was bias and I may have other argumenm about | |
| it but this argument goes to ostensible bias and to the Court of Appeal, in effect, creating | |
| a new test. |
If, Your Honour, I could perhaps digress for just a moment to illustrate the problem that
another case in New South Wales has thrown up,
and that is S & M MOTOR REPAIRS V CALTEX,
(1988) 12 NSWLR 358, this judgment was delivered
about ten days or so before the instant case
VAKAUTA V KELLY was argued and was not referred
to in VAKAUTA V KELLY although Mr Justice Clarke
was on the bench.
| MASON CJ: | What part of this case were you - - - |
| MR NEIL: | I just want to briefly draw Your Honours' attention |
| to this: that between pages 379 and 381 there | |
| is a long passage that I am not going to read |
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| Vakauta |
to Your Honours. It is a dissertation of
first and second citizen - - -
| MASON CJ: | Yes, we read that in the special leave application |
in this case, I think.
| MR NEIL: | Your Honours will be certainly aware |
| Mr Jutice Kirby - - - | |
| MASON CJ: | I do not know that that was the ground on which |
they sought special leave. I think they sought special leave on another issue in the case.
| MR NEIL: | Yes, the case went off on another ground, | |
| Your Honour. Quite so, but in this case the | ||
| court, we would respectfully submit, the majority fell into the same error of constructing citizens | ||
| who have more knowledge, namely about the oil | ||
| industry and about the method of briefing barristers | ||
| ||
| was faced somewhat with ,the same problem as | ||
| Mr Justice Mahoney in the present case although | ||
| there is no indication that Mr Justice Mahoney | ||
| read the draft judgments of his brother judges. | ||
| At page 375G: |
Since writing the above, I have read with
admiration the way in which Priestley and
Clarke JJA have explained the path by which they come, on the same facts, to the opposite
conclusion.
I would only observe that the second
citizen to whose fictional conversation
their Honours refer, has had imputed to
him (or her) a sophistication and knowledgeabout the law and its ways which I believe
to be quite atypical of the general community.
The dialogue, with every respect, strikes
me as more reminiscent of the hushed tones
and cloistered atmosphere of a Bar common
room or judicial luncheon table than the robust discussion between ordinary reasonable
citizens on the Emu Plains omnibus.
| MASON CJ: | I must say, it certainly does not call to mind |
any experiences I had of the bar common room
in my day.
MR NEIL: Well, His Honour then takes the point that the
ordinary observer would say:
"We just don't like it".
We would make the point that that is the correct
approach - the more robust approach - that the
ordinary observer, in hearing what Mr Justice Hunt
here said - "We just don't like it. And if
the major litigant in New South Wales cannot
get a fair trial; how can any other litigant?"
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| Vakauta |
The problem, Your Honours, is that magistrates,
judges, throughout the State - there are very
many judicial offices - may pick up this judgment
and apply the wrong test. His HonourMr Justice McHugh again, at page 66, emphasizes, at line 5:
When his Honour's remarks are read in
context and against the background of personal
injury litigation in this State, I do notthink that a fairminded observer would
conclude that His Honour had prejudged
the effect of the doctors' evidence.
His Honour then also goes on to deal with the
judgment. Could I just digress very briefly on this: Mr Justice Mahoney, when dealing with
the question of waiver, said that a party alleging
ostensible bias in the mind of the public does
not waive if he, in an appropriate way, properlybrings the matter to the attention of the learned
judge. In this case, he said, Mr Kelleher brought
it up properly; raised the matter; made it
clear that it would be a ground perhaps of some
complaint in the hope, perhaps, that His Honour
might do something about it.
MASON CJ: That is not good enough. If there is a complaint
about bias or apparent bias then the party has to make up his mind whether he is going to ask the judge to discharge himself from the case.
He cannot stand by, allow the case to take its
course, and then, because the ultimate determination
is unfavourable to him, raise the bias point
later.
MR NEIL: Setting that aside for a moment, Your Honour,
and not seeking to avoid that point at all -
because we would submit that is a special leave
point - but what we would submit occurs is this: if, by a polite reasonable approach to the judge
and if, without asking for him to disqualify himself, the case goes on and nothing more occurs
to evidence any further actual or ostensible
bias, what Your Honour puts may - I would have
to say "may well be the case" because we would
with to argue that it is not clear - this Court
has not finally held that.But, if in the judgment one perceives further bias, the matter can revive or, alternatively,
for our submission here, even setting that whole
point aside, we submit that what happened here -
the judgment further evidences bias or ostensible
bias and Mr Justice McHugh recognized that problem,
dealt with it at page 66 but, we would submit,
did not overcome the problem.
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| Vakauta | ||
| MASON CJ: | I can understand the force | of that submission |
in relation to actual bias; I do not understand the force of the submission in relation to apparent bias.
| MR NEIL: | Your Honour, I think all I can say is that in | |
| a case of very clear express words in a judgment they would carry, we would submit, both actual | ||
| bias and would carry the ostensible bias in the | ||
| ||
| of Mr Justice Hunt, which commences at page 1 | ||
| of the appeal book, there are three very brief | ||
| references to which I should take Your Honours. One is at page 5 of the appeal book, about the | ||
| second top line, when reviewing the evidence, | ||
| His Honour says: |
Even Dr Lawson, who also saw the plaintiff
for the GIO, thought -
and so on; which is something of a denegration of Dr Lawson. Further, at page 8, about line 26:
Even Dr Lawson thought that the plaintiff
would have to be sheltered from the demands
of the general public.
And then, at page 9, line 11:
Dr Lawson's suggestion that the plaintiff
could work in the casualty ward did not
impress me. Neither did the remainder
of his evidence, which was as negative
as it always seems to be - and based as
usual upon his non-acceptance of the genuirenessof any plaintiff's complaints of pain.
We would submit that evidence is biased and a
reasonable apprehension in the mind of the publicand it
is particularly important_ in the light of, in this case,
the doctor was not cross-examined to suggest
that he was a lackey_ of the GIO and lent himself to giving the type of evidence that they would
want to proffer; he was not subject to any
criticism by the learned trial judge; he went
away from the case and then this judgment was
later delivered and is on the public record for
all to read. We would submit that that raises
in the matter of the administration of justice
a very important matter: that the judgment itself,
we would argue on appeal, evinces bias or, atthe very least, a reasonable apprehension of
bias and a manifest unfairness to the professional
witness who was never given any opportunity to
meet such matter and the case was determined
in those words. Your Honours, Mr Justice Clarke, in a short - - -
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| Vakauta |
| MASON CJ: | Do we need to go through this in great detail? |
| MR NEIL: | No, Your Honour. |
MASON CJ: It is a matter of ascertaining from you what
are your special leave points.
| MR NEIL: | Yes, in brief, Your Honours, if I could just |
| perhaps, in addition to what I have put in the | |
| short submissions, take Your Honours to page 100 | |
| of the appeal book because I can, in very short terms, simply ask Your Honours to note the reasons as we formulated them there in the affidavit. |
Firstly, we would submit, there has in
fact, however one puts it, been introduced an
additional requirement of the observer of extra
knowledge or some expertise - - -
| MASON CJ: | Yes, you have made that point clear. |
MR NEIL: At page 101 I think I have made the point that
Mr Justice McHugh overlooked that Mr Justice Hunt's
statements on the second day were a defence,
not a clarification;
Nextly, at page 102, this question, as
we put in paragraph 2.7, a public importance
issue. The difference between: a judge who, aware of prejudicial matter
is nonetheless confident of his own ability
to determine the case fairly and impartially.
He has, therefore, not prejudged and is
not biased.
But the second is this case, we would submit:
A judge who -
was biased -
Can he then absolve himself of bias by application of special training or by delivering reasons on the point of his
own bias. Can he dispel reasonable apprehension -
in the minds of the public
by such means.
We would submit he cannot and that is an important
issue.
| MASON CJ: | What is the meaning of the expression, "By |
application of special training"?
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| Vakauta |
| MR NEIL: | I think it means, Your Honour - it is not very well |
| expressed - by him saying, "I, as a judge" - | |
| and this is what His Honour said - "am used as | |
| judges are, being men of training"- - - |
| MASON CJ: | I see; | summing up all the rigors of the judicial |
discipline?
| MR NEIL: | Yes, Your Honour. | If it goes to the matter of the |
observer, we would say the observer would not
necessarily know all that.
At page 103, allied to that point, I think,
at line 20, we would submit that His Honour: exhibited bias and prejudice both before
and after his remarks about his ability
to judge the issue on its merits.
Despite His Honour's own clarification, His Honour
trenchantly determined to deal with the doctors
in the judgment and had not dispelled his own
bias. The rest of those submissions deal, Your Honours, with the question of waiver and all I would wish to say on that is that if one
gets to that - it is an important point.
This Court has left the matter, at this stage,
at least, open. How this Court would determine it is another question; the Court of Appeal
decided that and Mr Justice McHugh said that
"the High Court has said the matter is probably
still open. We will determine it" and, in those circumstances, we would submit it should be dealt
with as emphasizing that this would be an appropriate
vehicle for special leave although we do mount
the special leave application on the principalheadings.
| MASON CJ: | Where does Mr Justice McHugh deal with this |
point?
| MR NEIL: | At page 66 and following. | In particular, |
His Honou~ at page 72, having surveyed extensive
authority, referred to ALLEY EX PARTE THE AUSTRALIAN
BUILDING CONSTRUCTION EMPLOYEES AND BUILDERS
LABOURERS FEDERATION and sets out a passage from
the judgment and, in particular, at line 30:
The question whether it is possible to
waive a right of this kind raises interesting
questions which it is not necessary to
consider here.
Mr Justice McHugh, at page 73, says, at line 18:
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| Vakauta |
Although the passage in the judgment in
RE ALLEY, to which I have referred, indicates
that the matter is still probably open
in the High Court, I think that this Court should treat it as settled that, in a civil
case, failure to object to a person sitting
on a judicial or quasi-judicial tribunal
is waived when a party or his representative
knows of the objectionable circumstances
and his right to object but allows the
case to proceed to decision or for such
period as constitutes an election to waive
his right of objection.
We would submit, Your Honour, that the true
rationale of Mr Justice Mahoney and Mr Justice Kirby
in S & Mis that that is not the case and that the
waiver cannot be so applied against the person.
We would simply ask what would happen in New
South Wales if a similar case arose in - judicial
officers, we would submit, have very unsatisfactory
guidance; the only other way the matter might
be resolved, which again would be very unsatisfactory,
is if one got a bench in another case, say, of
Mr Justice Mahoney and Mr Justice Kirby and
Mr Justice McHugh or Mr Justice Clarke, and seewhat happens - but that is not satisfactory and
this Court should settle these issues. May it please the Court.
| MASON CJ: | Thank you, Mr Neil. | Yes, Mr Sully? |
| MR SULLY: | May it please the Court. | We too have a brief |
outline, may we pass it up?
MASON CJ: Certainly.
(Continued on page 15)
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| Vakauta |
MR SULLY: If Your Honours please, there are two corrections
in paragraph 1.3. Of course it is inappropriate to speak of failing to have the trial judge
disqualify himself, it should read, "in failing
to ask the trial judge to disqualify himself".
We have committed the solacism, we hope not
unpardonable, of calling the Court of Appeal the
Full Court.
MASON CJ: | You know we are not particularly sensitive about the reaction of judges of other courts. |
MR SULLY: If Your Honours please, the gist of what we would
wish to put as the short points that militate against
the grant of special leave in the present case
are indeed the matters that are summarized in the
paragraph numbered 1.
MASON CJ: | What do you say to the point of general principle that Mr Neil says this application raises, namely, | |
| the Court of Appeal have fixed the reasonable bystander with special knowledge and that that | ||
| is not permissible? | ||
MR SULLY: | We say that on a fair view of what the majority, at least, said in the Court of Appeal and, indeed, | |
| even in part His Honour Mr Justice Mahoney, that | ||
| is not a fair summary of the view they take. What | ||
| ||
| some clarity to authority that supports the view, is | ||
| simply this: that the test that my learned friend propounds whether a person otherwise uninformed | ||
| would sinply say in an inchoate kind of way, "Wel 1, | ||
| I just do not like it", is not enough bearing in | ||
| mind the gravity of the issue that is raised when | ||
| an allegation of bias, actual or ostensible, is | ||
| made against a judge. But what one has to do is | ||
| to have a sensible regard to all of the relevant | ||
| circumstances and they include making a rational allowance for the fact that judges are called upon every day of the week to deal with exactly the | ||
| ||
| in the present particular case , that is to say, | ||
| the situation of having to deal afresh in the | ||
| particular case with evidence from a witness whom | ||
| the judge has seen and heard and evaluated time | ||
| without number. | ||
| MASON CJ: | But are they all responding in this way? | |
| MR SULLY: | I am sorry, Your Honour. | |
MASON CJ: | Are all the judges responding in this way? Is this a typical illustration of how they respond | |
| to this situation that you say confronts them every | ||
| day? |
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| Vakauta |
MR SULLY: | Your Honour, I, with great respect, admire the bold pleader but not even I would plead to that | |
| particular matter, except to say this: it is one | ||
| thing to say, as with great respect one can probably | ||
| say, that it was unfortunate that His Honour used, | ||
| to speak colloquially, good throw-away lines in | ||
| the way that he did. Mr Justice McHugh says it | ||
| ||
| wh½ stepping back from the situation and trying | ||
| to be objective, one would say that. | ||
| But, it is one thing to say that a judge has used language a little more colourful, a little | ||
| unhappily chosen - it is one thing to say that, | ||
| and that it would have been really better if he | ||
| had not. It is entirely a different thing to take those few expressions and to seek to draw from | ||
| them what is after all a very serious proposition - | ||
| and that is that he was actually biased, a point | ||
| of view which is still urged even in this Court, or even the alternative, that a reasonable observer, allowing for the cut and thrust of what goes on | ||
| in real life in trial courts, would necessarily | ||
| assume that an experienced judge, who has not been | ||
| challenged specifically to discharge himself because | ||
| of the complaints now made against him, is incapable of doing what his oath binds him to do. That is | ||
| so serious a thing to say about the judge, not | ||
| only His Honour, but about any trial judge against | ||
| whom such an accusation is made, that it is rightly to be said, in our respectful submission, that | ||
| such an accusation should not carry the day simply because a particular debating approach to inaptly chosen words, lifted, perhaps, may one suggest, out of the whole context, might suggest that His Honour did not preserve that complete dispassion | ||
| which he ought to have done. |
Now, Your Honours, if one approaches it that
way that really is all that the judges in the Court
are saying - that one has to judge the allegation of Appeal are sayinR. It is, .with respect, a big and very important all" but that is what they in' the BRIGINSHAW kind of sense of testing the
probabilities, according to the gravity of whatit is that is being alleged and has to be established
for the attack to be made good. Now, if that is right then that submission not only meets, we would
respectfully contend, the point that my learnedfriend puts on ostensible bias and that Your Honour the Chief Justice has. put to me but that impacts, also, upon those very important subsidiary questions, if we may so refer to them, of which this question
of waiver is one of the most significant. And may we hope, with respect, that before Your Honours deal with the matter Your Honours will, at least,
| S1Tl3/2/AC | 16 | 9/12/88 |
| Vakat.ita |
be reminded, as you can be by referring to page 22
of the appeal book, of just what the exchange was
that took place on the second morning when counsel
then appearing rose to take issue with His Honour
about the matters of which, as we would put ina rather different way, complaint is now made. Your Honours will see at page 22, about
line 4 or 5, that counsel starts off by saying:
There was yesterday reference which was not
inlcuded in the transcript when I indicated
that the three doctors that the GIO intended
to call were Dr Revai, Dr Lawson and Dr Dyball.
Your Honour I think referred to the three doctors as 'that unholy trio'.
HIS HONOUR: I might have said 'trinity'. MR KELLEHER: There is also the reference with regard to Dr Dyball. Your Honour indicated there was one matter where he indicated he
would not comment on the matter unless he
had instructions from the GIO.
HIS HONOUR: No, what I said was -
different. And he goes on to put it. And so the exchange rolls on, and at the end of it, if
Your Honours please - and over on page 23, after
the whole exchange has run its course with regard
to raising with His Honour things of which the
only apparent complaint thus far is that they havenot been noted, counsel says on page 23, in response
to a question from his answer as to a particular
matter:
HIS HONOUR: What is the purpose of that one? ..... MR KELLEHER: No, it may with the rest indicate a view as far as your Honour -
"it may with the rest" will Your Honours observe - was concerned with regard to GIO matters as to
the extent of damages that should be awared
in a GIO matter, but it adds very little to
that line, but I am instructed to seek to
have it noted.
And the judge said:
It may be noted. Are those the matters?
MR KELLEHER: Those are the matters.
| SlT13/3/AC | 17 | 9/12/88 |
| Vakauta |
Now, Your Honours might think, with great
respec½ that that tells something useful for present
purposes about what really it was that was occurring
there in the actual court of trial. And when His Honour the Chief Justice said to my learned friend that it was not good enough simply to lie
by, as it were, and not to ask for a discharge
if, speaking frankly, the view held was that bias
had either been shown, or reasonably apprehended,
to the point where such an application might properly
be made, well, the party who chooses, for whatever
perceived tactical advantage of that moment, not
to make such an application bears the consequences.
And bears them, in part at least, if Your Honours
please, because not to say frankly to a judge,
at such a stage in the trial, that with great respect
it is perceived that His Honour is biased and ought
to entertain an application that he disqualify
himself, is not only unfair in terms of the parties,it is unfair so far as the judge is concerned.
May we offer what we suggest is an appropriate
analogy, not perhaps an exact one - but an appropriate
one. There is ample appellate authority for the
proposition that the Crown will not be able to
appeal against a sentence upon the basis that the
sentencing judge has committed some error of legal
principle if the Crown, having the opportunity
to assist the judge - is the way the leading cases
put it - to assist the court with submissions that
put frankly for the consideration of the court
what the Crown is saying on the point, stands silent
then the Crown cannot come back later and say,"Well, the judge made an error".
| TOOHEY J: | Mr Sully, there is a lot of force in that. | One |
difficulty though is, how important does it remain
if the judgment itself contains passages that might
be thought to raise a reasonable a~prehension of
bias?
| MR SULLY: | One can only, with great respect, respond to |
that by putting, as we respectfully do, that it
reinforces really the need to be clear and prompt
in taking the point that there is actual bias or
that there is a reasonable apprehension of bias
as soon as the point is reached where that can
be said. Now, what has been argued here, as we have understood the case made against us, is not
that one could not say until the judgment came
out that that point had been reached but that one
can say the point had been reached at the stageof the trial covered by the part of the transcript
to which we are referring. And one can by some process of relation back then go to the judgment
and see whether or not that reinforces the reasoning
upon which one would otherwise rely.
| SlT13/4/AC | 18 | 9/12/88 |
| Vakauta |
But that does not cure the vice that a failure
to ask for a disqualification in a case where the
real point being put is tha~ at the end of these
exchanges, either actual bias had been demonstrated
or things had been demonstrated apt to raise, in
the relevant sense, a reasonable apprehension of
bias. It does not meet the objection that not
then to say so frankly to the judge is unfair tothe judge against whom the accusation is later
made, in addition to any other unfairness that
it might have. And that aspect of the matter impacts, as it were, across the whole spectrum of the
submissions put by the present applicant, not least
of all the general submissions as to perceptionsabout fairness and the administration of justice
and so forth.
The other principal point that we would seek to put is the one that we have picked up on page 2
at 1. 4. May we just amplify that a 1 it t le to Your Honours. It would be only fair to say that the notice of appeal in the form originally taken to the Court of Appeal, is not reproduced in the appeal book
and I must tell Your Honours that for my own part
I have not seen it. And what is said there about
the abandonment in the Full Court of grounds going
to quantum is said against the background of what
was remarked by Mr Justice Mahoney at page 18 of
the appeal book. Mr Garling, however, who apparently for some reason which is wisely hidden
from me, did have a copy of the notice of appeal
in the Court of Appeal, has put it before me.
Will Your Honours be assured that the first two
grounds in the notice of appeal that went to the
Court of Appeal were that the award of generaldamages in the sum found by His Honour - it says, "was exclusive" but it means "was excessive" and,
secondly, the award of future of economic loss
in the sum found by His Honour was excessive.
Now, of course, implicit in those grounds
1s an attack upon the view formed by His Honour of the evidence before him, including the medical
evidence in so far as that went to the question
of employability and things of the kind, and one
of the orders sought - the first indeed, was areassessment by the Court of Appeal of the damages
awarded by His Honour and, in the alternative, that
a new trial be ordered limited to damages. And
it is only fair to say, so that Your Honours have
it completely, that the third of the four grounds
taken in the Court of Appeal was that His Honour
displayed ostensible bias, or prejudgmen~ against
the defendant - reference to pages 73 to 75 inclusive
of the transcript of the trial. And there was a fourth ground which was not, if memory serves,
pressed in the Court of Appeal and is not relevant,
at least as we would see it to any of the grounds
that have been pressed here.
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| Vakauta |
Now, in the light of that, and bearing in mind
to go no further than the passage from ALLEY's case
at page 72 of the application book to which
Your Honours have already been taken, one can,
and we do, with respect, urge this proposition:
that if it was correct to say, as this Court thought
it was in ALLEY's case, that a party who lies by
while evidence is take~ for however many days it
was, as a matter of discretion will not get relief,
then by parity of reasoning the applicant here
should not get the relief that he seeks havingstood by while the whole trial ran its course without
taking an application of any kind appropriate to
the serious allegations which are now made and
then expressly abandoning those grounds of appeal
which had been taken in the Court of Appeal and
in which there was implicit an attack upon the
balance of the evidence struck by His Honour.
Subject to reading word for word what else appears
in the written outline, which we do not presume
to do, those are, in essence, the submissions that
we would put in opposition to the application.
May it please the Court.
MASON CJ: Thank you, Mr Sully. Now, Mr Neil, why should you retain ground 4 in the draft notice of appeal?
That is not the type of issue that we are
accustomed to dealing with and this affidavit was
rejected by the Court of Appeal.
MR NEIL: Yes, Your Honours.
| MASON CJ: | We discourage attempts to go behind the transcript. |
MR NEIL: I would not, in light of what has fallen from
Your Honour, seek to maintain that ground.
| MASON CJ: | Very well. |
MR NEIL: I think we have said anything we wanted to say on it in the application - in the affidavit I think
I have addressed something to that and we would not press the matter if the Court discourages it.
MASON CJ: Very well. The Court will grant special leave to appeal excluding ground 2(d) in the draft notice
of appeal.
| MR NEIL: | Your Honours, could I ask for a - at page 92 we |
ask for an enlargement of time - it is a very few
days only we were out of time?
MASON CJ: Yes. You can have an enlargement of time. AT 3.43 PM THE MATTER WAS ADJOURNED SINE DIE
SlT13/6/AC 20 9/12/88 Vakauta
Key Legal Topics
Areas of Law
-
Civil Procedure
-
Administrative Law
Legal Concepts
-
Appeal
-
Judicial Review
-
Procedural Fairness
-
Standing
-
Abuse of Process
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