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ASIC Corporations (Derivative Transaction Reporting) Amendment Instrument 2015/0925

I, Oliver Harvey, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Dated  8 October 2015

Oliver Harvey

Contents

Part 1—Preliminary

1    Name of legislative instrument

2    Commencement

3    Authority

4    Schedule

Schedule 1—Amendments

ASIC Class Order 14/0633

Part 1—Preliminary

1        Name of legislative instrument

This instrument is the ASIC Corporations (Derivative Transaction Reporting) Amendment Instrument 2015/0925

2        Commencement

This instrument commences on the day it is registered on the Federal Register of Legislative Instruments.

Note:    The register may be accessed at Authority

This instrument is made under paragraph 907D(2)(a) of the Corporations Act 2001.

4        Schedule

The instrument specified in Schedule1 to this instrument is amended as set out in Schedule 1.

Schedule 1—Amendments

ASIC Class Order 14/0633

1        Table 1, last row, Column D

Omit all the text in the last row of Column D of Table 1, substitute:

"Either:

(a)    4 December 2015; or

(b)   A date before 4 December 2015 for all Exempt Derivatives, if a Phase 3B Reporting Entity determines to commence reporting on that earlier date for all Exempt Derivatives; or

(c)    A date before 4 December 2015 for a class of Exempt Derivatives if a Phase 3B Reporting Entity determines to commence reporting on that earlier date for a class of Exempt Derivatives."

2        Table 1, last row, Column E

Omit “the Revised Transaction Reporting Date”, substitute “4 December 2015”.

3        Paragraph 8

After “7 calendar months after the Revised Transaction Reporting Date”, insert “for a Phase 3A Reporting Entity, and to the day before the first Monday that is a Business Day of the month that is 7 calendar months after 4 December 2015 for a Phase 3B Reporting Entity”.

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