Stead v The Queen
[1992] HCATrans 280
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Brisbane No B28 of 1992 B e t w e e n -
NOEL JOHN STEAD
Applicant
arnd
THE QUEEN
Respondent
Application for special leave
to appeal
DAWSON J TOOHEY J GAUDRON J
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TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON THURSDAY, 1 OCTOBER 1992, AT 9.30 AM
Copyright in the High Court of Australia
MR R.V. HANSON, QC: If the Court pleases, I appear with my
learned friend, MR A.J. RAFTER, for the applicant.
(instructed by Legal Aid Office (Qld))
MR R.N. MILLER, QC: If the Court pleases, I appear with my
learned friend, MR M.J. BYRNE, for the respondent.
(instructed by Director of Prosecutions)
| DAWSON J: | Mr Hanson. |
| MR HANSON: | Your Honours, we have prepared an outline of |
argument and I hand that up. It assumes a fair
degree of familiarity. If Your Honours please, I
may mention the facts before we get to the outline,
if that suits Your Honours.
DAWSON J: Perhaps we will just take a moment to glance at
it, Mr Hanson. Yes, Mr Hanson.
| MR HANSON: | If the Court pleases, the charges against the applicant arose out of a police undercover |
| uncertainty with regard to future trials arising | |
| out of the same operation, a denial to the applicant of the proper consideration and determination of his appeal in accordance with the reasoning of the Court of Appeal given in a similar case six months before arising out of the same operation, and uncertainty in general in the administration of justice in Queensland. | |
| TOOHEY J: | Mr Hanson, when you say that it was not free to take, do you mean simply because of the earlier |
| MR HANSON: | Your Honour, for that reason only. |
| DAWSON J: | What is the relationship with the Court of Appeal |
to the Court of Criminal Appeal?
| MR HANSON: | It is the same court under another name, |
Your Honour. The Court of Criminal Appeal was abolished and replaced by the latter.
| GAUDRON J: | Do you not, in making the submission in outline that I have read elevate the exercise of discretion |
| MR HANSON: | Your Honour, at the heart of our argument is |
that the statements by the court arising out of the
first trial, that is the D'Arrigo case, amounted to
a statement of principle which went beyond the
particular case there involved but were confined to
all trials subsequent - - -
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GAUDRON J: Well, is it a new principle, or is it a
hardening of one aspect of a discretion?
| MR HANSON: | The best I can say about it being a new |
principle is this, that the court would have to ask
itself whether the statement of principle, the
declaration of policy, is on the same plane as apoint of law considered by the Court in Nguyen, to
which we refer there, which ought not to be
departed from in a subsequent case for good reason.
DAWSON J: But it was discretionary, was it not? At least
the Court of Appeal identified the discretion as
being a Bunning v Cross type discretion.
| MR HANSON: | Yes, that is true, Your Honour. | Our argument is |
there was no room for exercising the discretion
another way.
DAWSON J: What, everything was one way?
| MR HANSON: | Well everything was decided upon the way the law |
enforcement authorities conducted this operation
and the statements were made regardless of the
circumstances of the accused in that particular
case.
TOOHEY J: If I could take you back to my earlier question:
when you say that, Mr Hanson, do you mean that it
was all one way however you viewed the morerelevant considerations, or it was all one way
because of what the earlier decision had held?
| MR HANSON: | It was all one way because of what was said in |
the earlier decision, Your Honour, which - - -
TOOHEY J: Well, you really have to - and leaving aside
questions of binding precedent and so on, if there
is any basis upon which one can be distinguished from the other, that argument really falls away,
does it not?
| MR HANSON: | We have to say that the Court of Appeal in this |
instant case distinguished the earlier case on the
facts and it was not entitled to do that. It was not entitled to. It could not properly do so.
| DAWSON J: | You want to develop that now, do you, Mr Hanson? |
| MR HANSON: | Yes, Your Honour. |
DAWSON J: Very well.
| MR HANSON: | Your Honours, the applicant has been convicted |
on 26 charges of unlawful possession of motor
vehicles; 19 of those vehicles were stolen during
this undercover operation. That operation was
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conceived by the Queensland police for the purpose
of identifying people engaged in receiving stolencars. It ran from October 1989 until April 1990.
A police informer named Riesenweber was infiltrated
into the car stealing ring. Before he began he was
given an indemnity by the Attorney-General which
indemnified him for future offences and, if
Your Honours are interested in the terms of that
indemnity, it is to be found at page 7 of the
application book.
That indemnity has been described in the
courts below, in particular in the first appeal, by
the Chief Justice, as an assumption by the
Attorney-General of a dispensing power. Under the cloak of that indemnity, Riesenweber then participated in the theft and disposal of 68 vehicles, including the 19 the subject of the
charges against the applicant.
All of this happened with the knowledge and
the participation of the police and with
Riesenweber's co-operation, but unbeknown to the
applicant, the police even assisted in disposal of
stolen vehicles and the parts to which they had
been reduced. When the operation closed down 83 people were arrested. The owners of these 68 vehicles that were stolen were unaware of all of
this; they are innocent victims and the thefts were
real thefts.
The circumstances of the operation came before the Court of Criminal Appeal in 1991 when a man
called D'Arrigo, who had been convicted of
receiving one vehicle, appealed against his
conviction and the judgments are in the record.
There were three separate judgments delivered,
commencing at page 37.
| DAWSON J: | I think you can take it we have read those |
judgments, Mr Hanson.
| MR HANSON: | Thank you, Your Honour. | Our position is that in |
summary the court in D'Arrigo decided, firstly,
that the indemnity was invalid; secondly, that the
Attorney-General's conduct was probably unlawful in
that he counselled or aided the commission of
future offences; thirdly, that the indemnity and
the police had encouraged the commission of
criminal offences; and the police had participatedin the whole thing.
The court decided, in our submission, that
there was to be a balancing between two competing
public interests, one being the bringing of
offenders to justice and the other being themaintaining of the integrity of the criminal
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processes and upholding observance of the law by
the State's instrumentalities and, in our
submission, an examination of those judgments show
that no consideration was given to the position of
the accused D'Arrigo.
That, in our submission, is apparent from the
judgments in D'Arrigo: the Chief Justice at
page 41, Mr Justice de Jersey at page 49 - I am
speaking of the pages in the application book - and
Mr Justice Dowsett at page 54. As a result, in our
submission, the Court of Criminal Appeal decided
that the evidence of Riesenweber should not be
received and that that amounted to a policypronouncement with respect to the administration of
criminal justice which had application to all
subsequent trials where the Crown sought to rely
upon evidence obtained pursuant to that operation
or, at least, to all subsequent trials where
Riesenweber was an essential witness, and this was
such a case.
| DAWSON J: | You said "this was such a case"; the present case |
was such a case?
| MR HANSON: | Yes, the present case was such a case. |
DAWSON J: There were differences, were there not, which
were identified by the Court of Criminal Appeal?
| MR HANSON: | They were. | They all amount to this, |
Your Honour, in our submission, that Stead was a
bigger fish than D'Arrigo, and there is nothing
more to it than that.
| DAWSON J: | And he had been engaged in a series of offences, |
some pre-dating the ones with which we are
concerned?
| MR HANSON: | Oh, yes. |
| DAWSON J: Yes. | |
| MR HANSON: | And some of those for which he has been |
convicted, of course, were for that activity and
are not the subject of this application.
Your Honours, although the trial in the
instant case took place before the judgment in
D'Arrigo, the appeal, the subject of this
application, was heard afterwards, and the Court of
Appeal neither followed D'Arrigo nor said it was
wrong. That is to be found at page 27, line 22, of
the application book.
Your Honours, we make that point at the foot of page 2 of the outline and we point out there how
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the court in the present case reached its own
conclusion based on circumstances, some of which
were common to both cases and some of which were
special to the particular case. We give those references at the foot of page 2. The submission, shortly, Your Honours, is that
having regard to the basis on which the statement
was made in D'Arrigo, being a statement of
principle and an enunciation from the highest court
that the courts in Queensland just would have
nothing to do with the evidence obtained by this
means, which involved illegal conduct from the
Attorney-General down, that the individual
circumstances of those who came to trial later
would not be relevant, and it is just not good
enough to distinguish what the court said in
D'Arrigo's case by saying, "Well, this time we've
got a bigger fish than D'Arrigo and therefore other
considerations come into play".
| DAWSON J: Well, it is not just a bigger fish. | You have |
more car thefts. You have more owners concerned to
see the perpetrator brought to justice. That was a
point that was made something of by the Court of
Criminal Appeal.
| MR HANSON: | True, Your Honour. | I cannot deny that, of |
course. The submission is though that the Court of Criminal Appeal in D'Arrigo proceeded to look
solely at the conduct from the Attorney-General
down, and said, "We will have nothing of this,
nothing of it." And in paragraph 6 of the outline
we summarize the effect then, in our submission, of
the attitude of the Court of Appeal in the presentcase.
The point we want to make in (ii) is this:
how does the judge at trial deal with an offender
who comes before him who is concerned with perhaps
six or eight cars, where the Court of Criminal Appeal in D'Arrigo say where D'Arrigo was concerned
with one, make a pronouncement of policy. The Court
of Appeal in the instant case, where there are 19
vehicles involved, say that the sheer weight ofnumbers and the bigger fish outweigh the unlawful
conduct of the Attorney-General and the police, how
does the trial judge who has a man before him who
has six or eight cars deal with the exercise of his
discretion?
| DAWSON J: | He has to go through a balancing process. | The |
exercise of a discretion is not the pronouncement
of a policy. It is the weighing of the particular
factors in a particular case and reaching a
conclusion, and it need not be a conclusion which
everyone must arrive at. Because it is a
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discretion one court may come to one conclusion and
another to another, quite properly. I am putting that to you as a proposition.
| MR HANSON: | Your Honour, at the heart of our submission is |
that it went beyond a matter of discretion, having
regard to the most unusual circumstances where the
Attorney-General has said - - -
GAUDRON J: Well, if that is so it must be a new rule of
law, and the earlier decision must be in conflict
with what was said in Bunning v Cross, that it was
a decision.
| MR HANSON: | Your Honour, I have a little bit of difficulty |
calling it a rule of law. It is a statement of
policy derived from a particular set of
circumstances which are not going to be repeated.
Undoubtedly, I think you will see from the
judgments in the present case the Crown conceded
the indemnity was invalid. So it is not going to happen again. So I have a little bit of difficulty saying it is a point of law. We call it a pronouncement of policy to be followed thereafter, flowing from the conduct of the State's
law enforcement authorities independent of the
circumstances of the offender. Those are oursubmissions, Your Honour.
| DAWSON J: | We need not trouble you, Mr Miller. | This |
application concerns the exercise of the trial
judge's discretion to admit evidence which was the
foundation of the prosecution case.
The Court of Appeal considered the
circumstances identified in Bunning v Cross which
were relevant to the admission of the evidence and
concluded that, notwithstanding the earlier
decision of the Court of Criminal Appeal in Reg v D'Arrigo, the exercise of discretion by the trial
judge had not miscarried. We are not persuaded that the Court of Appeal was incorrect in reaching
this conclusion. The different result in D'Arrigo
is explicable by the different circumstances inthat case which bore upon the exercise of the same
discretion.
Accordingly, special leave to appeal is
refused.
AT 9.45 AM THE MATTER WAS ADJOURNED SINE DIE
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Key Legal Topics
Areas of Law
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Criminal Law
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Statutory Interpretation
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Evidence
Legal Concepts
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Appeal
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Charge
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Procedural Fairness
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Judicial Review
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Statutory Construction
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Abuse of Process
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