Stapleton & Bryant (Security for Costs)

Case [2009] FamCAFC 63


FAMILY COURT OF AUSTRALIA

STAPLETON & BRYANT (SECURITY FOR COSTS) [2009] FamCAFC 63

FAMILY LAW – APPLICATION IN AN APPEAL – SECURITY FOR COSTS – Where the respondent mother sought the father lodge security in relation to his appeal against the parenting orders of the trial Judge – Where having regard to the father’s earning capacity an order for security would not stifle the litigation – Where outstanding costs orders in favour of the mother – Where father failed to disclose financial position – Where Court unable to discern any ability to meet a costs order – Application granted

FAMILY LAW – APPLICATION IN AN APPEAL – SECURITY FOR COSTS – Where the father sought the mother lodge security for costs in relation to his appeal against the orders of the trial Judge – Where the father sought the mother’s solicitor lodge security for costs in relation to his appeal against the orders of the trial Judge – Where father’s application misconceived – Application dismissed

FAMILY LAW – APPLICATION IN AN APPEAL – PROVISION OF TRANSCRIPT – Where respondent mother sought an order that the father provide transcript of the proceedings before the trial Judge – Where father asserted he could not afford transcript – Where father warned of difficulties of successfully prosecuting an appeal against a discretionary judgment without transcript – Application dismissed

FAMILY LAW – APPLICATION IN AN APPEAL – Where father sought under order under s 118 against the mother and the mother’s solicitor – No merit in orders sought – Where father sought issue of subpoena directed to Legal Aid Commission – No basis for subpoena demonstrated – No orders made

FAMILY LAW – COSTS – Where mother’s application for security for costs was successful – Where father’s application was unsuccessful – Father ordered to pay the mother’s costs of the application

Family Law Act 1975 (Cth) – ss 117, 118
Family Law Rules 2004 (Cth) – r 1.10, r 22.09(1), r 22.18, r 22.20, r 22.22
CDJ v VAJ (1998) 197 CLR 172
Fennessy & Gregorian(Security for Costs) [2008] FamCAFC 89
Halsbury & Halsbury [2008] FamCAFC 170
Jones & Jones (2001) FLC 93-080
Luadaka  & Luadaka (1998) FLC 92-830
APPLICANT: Ms Stapleton
RESPONDENT: Mr Bryant
INDEPENDENT CHILDREN’S LAWYER: Ms Hamilton
FILE NUMBER: MLC 553 of 2007
APPEAL NUMBER: SA 56 of 2008
DATE DELIVERED:

28 April 2009

PLACE DELIVERED: Sydney
PLACE HEARD: Melbourne
JUDGMENT OF: May, Boland & Stevenson JJ
HEARING DATE: 11 March 2009
LOWER COURT JURISDICTION: Family Court of Australia
LOWER COURT JUDGMENT DATE: 18 June 2008 (orders made 19 June 2008)
LOWER COURT MNC: [2008] FamCA 451

REPRESENTATION

COUNSEL FOR THE APPLICANT: Mr Testart
SOLICITOR FOR THE APPLICANT: Jeremy Harper & Associates
ADVOCATE FOR THE RESPONDENT: Mr Bryant appeared in person

Orders

  1. That the father file and serve any amended Notice of Appeal on which he seeks to rely on or before 1 May 2009.

  2. That the amended Notice of Appeal referred to in Order 1 of these orders shall…

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Stapleton & Bryant (Security for Costs) [2009] FamCAFC 63
Case
[2009] FamCAFC 63
Decision Date

CaseChat Overview and Summary

In the Family Court of Australia, Stapleton & Bryant was the subject of an appeal concerning security for costs. The father contested the parenting orders made by the trial judge, and the mother sought an order for the father to provide security for the costs of the appeal. Conversely, the father sought an order for the mother and her solicitor to provide security for costs in relation to the mother's appeal against the trial judge's orders. The mother also applied for an order that the father provide a transcript of the proceedings before the trial judge, which the father opposed on the basis of financial hardship. Furthermore, the father made various applications under section 118 of the Family Law Act and sought the issuance of a subpoena directed to the Legal Aid Commission.

The court needed to decide whether the father's financial circumstances justified an order for security for costs in relation to his appeal. The court also had to determine whether the mother's application for security for costs was warranted, considering the father's failure to disclose his financial position and the outstanding costs orders in the mother's favour. Additionally, the court needed to decide whether the father's inability to afford a transcript would prejudice his ability to successfully prosecute his appeal. Finally, the court had to assess the merit of the father's applications under section 118 and the basis for the subpoena directed to the Legal Aid Commission.

The court found that an order for security for costs would not stifle the father's appeal given his earning capacity, and therefore granted the mother's application. The court dismissed the father's application as misconceived, as he had not demonstrated a sufficient basis for his requests. The mother's application for a transcript was dismissed, with the court warning the father of the difficulties of prosecuting an appeal without it. The court also dismissed the father's applications under section 118 and for the issuance of a subpoena to the Legal Aid Commission, as there was no demonstrated basis for these requests.

The court ordered that the father lodge $3,000.00 as security for costs of his appeal by 30 June 2009, and if he failed to do so, his appeal would be dismissed. The court further ordered that the father pay the mother's costs of her application for security for costs and his response. The court also varied the orders made by Registrar Marrone on 5 November 2008 to exclude certain items, including the transcript of proceedings before the Honourable Justice Dessau. Finally, the court dismissed the father's response filed on 10 March 2009, except for the orders mentioned above.

Orders

Orders of the court

1.

That the father file and serve any amended Notice of Appeal on which he seeks to rely on or before 1 May 2009.

2.

That the amended Notice of Appeal referred to in Order 1 of these orders shall be deemed to be included in the appeal book filed by the father.

3.

After compliance with Order 1 of these orders the father shall not without leave of the Court file any further amended Notice of Appeal.

4.

That on or before 30 June 2009 the father lodge with the Registry Manager in the Melbourne Registry, Family Court of Australia the sum of $3,000.00 as security for costs of his appeal.

5.

In the event that the father does not lodge the security as provided in Order 4 of these orders his appeal stands dismissed.

6.

That the father pay the mother’s costs of her application for security for costs and the father’s response filed 10 March 2009 as agreed and failing agreement as assessed under Chapter 19 of the Family Law Rules, 2004.

7.

That Order 2 of the orders made by Registrar Marrone on 5 November 2008 be varied by deleting therefrom items 2(u) to (y) being the transcript of proceedings before the Honourable Justice Dessau of 11, 12 13, 16 and 17 June 2008.

8.

That the father’s response filed 10 March 2009 is otherwise dismissed.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

DESSAU J DESSAU J

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Ratio Decidendi

Legal Principle Established

Established by: DESSAU J, DESSAU J

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