Soden v Croker

Case [2015] FCA 321


FEDERAL COURT OF AUSTRALIA

Soden v Croker [2015] FCA 321

Citation: Soden v Croker [2015] FCA 321
Parties: WARWICK SODEN (IN HIS CAPACITY AS REGISTRAR OF THE FEDERAL COURT OF AUSTRALIA) v CLAYTON CROKER
File number: NSD 1392 of 2014
Judge: PERRY J
Date of judgment: 7 April 2015
Legislation: Evidence Act 1995 (Cth) s 55
Federal Court of Australia Act 1976 s 37AO
Date of hearing: Decided on the papers
Date of last submissions: 17 March 2015
Place: Sydney
Division: GENERAL DIVISION
Category: No Catchwords
Number of paragraphs: 8
Solicitor for the Applicant: Australian Government Solicitor

IN THE FEDERAL COURT OF AUSTRALIA

NEW SOUTH WALES DISTRICT REGISTRY

GENERAL DIVISION

NSD 1392 of 2014

BETWEEN:

WARWICK SODEN (IN HIS CAPACITY AS REGISTRAR OF THE FEDERAL COURT OF AUSTRALIA)
Applicant

AND:

CLAYTON CROKER
Respondent

JUDGE:

PERRY J

DATE OF ORDER:

7 APRIL 2015

WHERE MADE:

SYDNEY

THE COURT ORDERS THAT:

1.The interlocutory application filed on 3 March 2015 is dismissed. 

2.There be no order as to costs. 

Note:    Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.


IN THE FEDERAL COURT OF AUSTRALIA

NEW SOUTH WALES DISTRICT REGISTRY

GENERAL DIVISION

NSD 1392 of 2014

BETWEEN:

WARWICK SODEN (IN HIS CAPACITY AS REGISTRAR OF THE FEDERAL COURT OF AUSTRALIA)
Applicant

AND:

CLAYTON CROKER
Respondent

JUDGE:

PERRY J

DATE:

7 APRIL 2015

PLACE:

SYDNEY

REASONS FOR JUDGMENT

  1. In the substantive proceedings, the applicant, the Registrar of the Federal Court, seeks a vexatious proceedings order under s 37AO(2)(b) of the Federal Court of Australia Act 1976 (Cth) (Federal Court Act) prohibiting the respondent, Mr Croker, from instituting any proceedings in this Court without prior leave of the Court and staying or dismissing all proceedings in this Court. In support of that application, the applicant has foreshadowed that he intends to rely upon an exhibit comprised of judgments and orders from previous proceedings in various courts and tribunals, including the Federal Court, in which Mr Croker has been involved (the exhibit).  In many of those proceedings, the Australian Government Solicitor (AGS) by his employed solicitors was the solicitor on the court record.

  2. On 14 January 2015, Mr Croker requested that the Registrar obtain a copy of a Local Court file.  That file relates to pending criminal charges laid against a former employee of the AGS who was the solicitor on the record in a number of the cases involving Mr Croker which are included in the exhibit.

  3. On 11 February 2015, upon the file being produced to the Court, I refused an application by Mr Croker for access to the file.  My reasons for refusing access (which were given at the time) were that the file included material of a personal nature and that the material contained in the file could have no bearing upon the matters which were the subject of these proceedings.  As such they were of no relevance to the proceedings.  Orders were not formally entered.

  4. By an interlocutory application filed on 3 March 2015, Mr Croker seeks orders setting aside that interlocutory decision and that Registry supply him with a copy of the Local Court file.  The application is supported by an affidavit affirmed by Mr Croker on 23 February 2015 and has been decided by me on the papers. 

  5. The applicant contends that the file is relevant because it would demonstrate that “the acts and omissions of the senior Australian Government Solicitor amounts to corrupt conduct and matters he was involved with should be void” and a breach of the APS Code of Conduct.  The applicant also relied upon s 55 of the Evidence Act 1995 (Cth) (Evidence Act) defining evidence relevant in a proceedings as “evidence that, if it were accepted, could rationally affect (directly or indirectly) the assessment of the probability of the existence of a fact in issue in the proceeding”.

  6. The grounds on which Mr Croker asks this Court to revisit the earlier decision therefore essentially repeat his submissions on 11 February 2015 which were rejected.  As such, the interlocutory application is an attempt merely to re-litigate an issue already determined by the Court. 

  7. In any event, I remain of the view that the material sought by Mr Croker can have no rational bearing on the question before the Court on the substantive application, namely, whether he has “frequently instituted or conducted vexatious proceedings in Australian courts or tribunals” so as to warrant the making of a vexatious proceedings order in the exercise of the Court’s discretion: ss 37AO(1)(a) and (2)(a) and (b), Federal Court Act. Recitation of the definition of relevance in the Evidence Act only reinforces that conclusion highlighting the need for a rational connection.

  8. Accordingly, the interlocutory application filed on 3 March 2015 is dismissed.  As the respondent does not seek his costs, no order is made as to costs. 

I certify that the preceding eight (8) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Perry.

Associate:

Dated:        7 April 2015

Details
AGLC
Soden v Croker [2015] FCA 321
Case
[2015] FCA 321
Decision Date

CaseChat Overview and Summary

The case of Soden v Croker involved the applicant, Soden, and the respondent, Croker. The nature of the dispute was centred around the relevance of a file which Soden sought to introduce as evidence, claiming it would demonstrate corrupt conduct and breaches of the APS Code of Conduct by Croker. The matter was heard in the Federal Court of Australia.

The legal issues the court had to address revolved around the definition and relevance of evidence under the Evidence Act 1995 (Cth), specifically whether the material sought by Soden was relevant to the core issue of whether Croker had instituted or conducted vexatious proceedings in Australian courts or tribunals. The court had to determine if the evidence proposed by Soden could rationally affect the assessment of the probability of the existence of the fact in issue, in accordance with section 55 of the Evidence Act.

The Federal Court considered that the material sought by Soden could not rationally affect the assessment of the probability of the existence of the fact in issue. The court found that the proposed evidence did not have a rational bearing on the question of whether Croker had frequently instituted or conducted vexatious proceedings. The court emphasised that the material was an attempt to re-litigate an issue already determined, and thus dismissed the interlocutory application filed by Soden. Since the respondent did not seek his costs, no order was made regarding costs.

The court's orders were straightforward: the interlocutory application was dismissed, and no order was made as to costs. This decision was in line with Rule 39.32 of the Federal Court Rules 2011, which governs the entry of orders in such cases.

Orders

Orders of the court

1. The interlocutory application filed on 3 March 2015 is dismissed.

2. There be no order as to costs.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

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Evidence

Evidence Before The Court

The applicant contends that the file is relevant because it would demonstrate that “the acts and omissions of the senior Australian Government Solicitor amounts to corrupt conduct and matters he was involved with should be void” and a breach of the APS Code of Conduct. The applicant also relied upon s 55 of the Evidence Act 1995 (Cth) (Evidence Act) defining evidence relevant in a proceedings as “evidence that, if it were accepted, could rationally affect (directly or indirectly) the assessment of the probability of the existence of a fact in issue in the proceeding”. The grounds on which Mr Croker asks this Court to revisit the earlier decision therefore essentially repeat his submissions on 11 February 2015 which were rejected. As such, the interlocutory application is an attempt merely to re-litigate an issue already determined by the Court. In any event, I remain of the view that the material sought by Mr Croker can have no rational bearing on the question before the Court on the substantive application, namely, whether he has “frequently instituted or conducted vexatious proceedings in Australian courts or tribunals” so as to warrant the making of a vexatious proceedings order in the exercise of the Court’s discretion: ss 37AO(1)(a) and (2)(a) and (b), Federal Court Act. Recitation of the definition of relevance in the Evidence Act only reinforces that conclusion highlighting the need for a rational connection. Accordingly, the interlocutory application filed on 3 March 2015 is dismissed. As the respondent does not seek his costs, no order is made as to costs.

Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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