Sharah v The Queen
[1993] HCATrans 126
| IN THE HIGH COURT OF AUSTRALIA |
| Office of the Registry |
Sydney No S123 of 1992 B e t w e e n -
MICHAEL SHARAH
Applicant
and
THE QUEEN
Respondent
Application for special leave
to appeal
MASON CJ
DEANE J
DAWSON J
| Sharah | 1 | 20/5/93 |
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON THURSDAY, 20 MAY 1993, AT 11.07 AM
Copyright in the High Court of Australia
MR I.M. BARKER, OC: If the Court pleases, I appear with
MR S.J. ODGERS, for the applicant. (instructed by
Watsons)
| MR R.O. BLANCH, OC: | May it please the Court, I appear with |
my learned friend, MR F.D.L. HOLLES, for the Crown.
(instructed by S.E. O'Connor, Solicitor to Director
of Public Prosecutions (New South Wales))
| MR BARKER: | Your Honour, the first question is this: what |
is the law of New South Wales which governs the
criminal liability of an accessory before the fact
or a principal in the second degree, where theprincipal offender commits a crime not planned. In
this case the Court of Criminal Appeal followed a
1991 decision of the Privy Council ignoring, it
seems, along the way, the leading authority in
Australia which is Reg v Johns.
| MASON CJ: | Is there any difference between the two of them? |
| MR BARKER: | Yes. | The Privy Council found a second principle |
upon which liability could found. Johns said that the Act had to be within the contemplation of the
parties and a possible incident within the common
purpose. The Privy Council, in Hui Chi-ming,Their Lordships, after considering Johns, found a
second principle and that was foresight, whether or
not part of the common purpose, and whether or not
in the contemplation of both parties. Now,
Your Honours, there is confusion. In South
Australia in 1988 - - -
MASON CJ: Presumably foresight of it is a possible incident
of the planned venture?
| MR BARKER: | As a possible incident of the planned venture |
but not necessarily within the scope of the common purpose, nor necessarily foresight by both parties
to it. It was clear enough for Johns when the question was, "Was the act within the contemplation
of both parties, as an act contemplated as apossible incident of a common purpose?" And
Their Honours in Johns case proved a direction to
that effect. That was in February, 1980. That
decision was approved again by a differently
constituted High Court in Miller, the Truro murders
case, and it was approved again in 1985 inSinfield and Mills in a short judgment dismissing a
special leave application.
Miller's was, I think, in 1986. In 1985 there
was a decision of the Privy Council in
Chan Wing-Siu, which may or may not have follows
Johns, it is not clear, but the confusion of
| Sharah | 2 | 20/5/93 |
principle can be seen in a case that I will take
Your Honours to, of Britten, in South Australia in
1988, where Mr Justice Millhouse, sitting as one of
three in the Court of Criminal Appeal, held that in
Mills' case the High Court had decided that the
Privy Council in Chan's case was correct and that
Johns' case was no longer good law. He was not in the majority, but since the 1991 case it appears to
be the view of the Court of Criminal Appeal,
certainly in the present case, that Johns and
Miller are not the law which should be followed -
do not represent good authority - but, rather, the
Privy Council in Chan's case in 1985, as expanded
upon in 1991.
DAWSON J: What is the crucial difference said to be?
| MR BARKER: | The crucial difference is this, Your Honour, |
that the law of Australia, as articulated by this
Court, is that the act has to be one which was in the contemplation of both parties, to the common
purpose, as a possible incident of the common
purpose; the important matters being that there isa contemplation of both parties and it is an
incident within the scope of the common purpose,
whether part of it -
| DAWSON J: | As a possibility. |
| MR BARKER: | As a possibility, or otherwise. | Now, of course, |
Johns went to this Court on the point whether it should be possible or probably and we do not - - -
| MASON CJ: | You do not raise that. |
| MR BARKER: | We do not suggest that is relevant here. | But in |
the process of considering it, this Court held that
what we are talking about is something within the
scope of the common purpose and something within
the contemplation of both parties, and that was
very clearly approved again in Miller and very
firmly approved in Mills. But what happened in Mills case - I am talking very generally, I will
take Your Honours to cases - was that whilst
approving Johns, the majority held that a direction
considered in Chan's case in the Privy Council may
be adapted to the circumstances consistently with
Australian law.
| DAWSON J: | You have not yet told me, you say, how Chan |
differs from Johns.
MR BARKER: In Chan, firstly - the opinions of the Privy
Council were expressed, or delivered, by
Sir Robin Cooke and, in Chan's case, he firstly
appeared to follow Johns but he then focused on the
individual accused and not the scope of the common
| Sharah | 3 | 20/5/93 |
purpose and - perhaps I could take Your Honours to
that case, (1985) 1 AC 168. At page 176C, Johns v
Reg was considered:
In England it appears not to have been
found necessary hitherto to analyse more
elaborately the test which the jury have to
apply. But, in association with the modern
emphasis on subjective tests of criminal
guilt, the matter has been examined by
appellate courts in Australia and New Zealand.
In Johns v The Queen (1980) 143 CLR 108 the
High Court of Australia rejected an argument
that at common law an accessory before the fact is not liable for the crime, although
contemplated by him as an act which might be
done in the course of the venture, unless it
was more probable than not -
They approved the following statement by
Chief Justice Street:
"an accessory before the fact bears, as does a
principle in the second degree, a criminal
liability for an act which was within thecontemplation of both himself and the
principle in the first degree as an act which
might be done in the course of carrying out
the primary criminal intention - an act
contemplated as a possible incident of the
originally planned particular venture."
The joint judgment added that such an act is
one which falls within the parties' own
purpose and design precisely because it is
within their contemplation and is foreseen as a possible incident of the execution of their
planned enterprise.
Now, taking Your Honours to page 177H,
His Lordship said:
The test of mens rea here is subjective. It is what the individual accused in fact
contemplated that matters. As in other cases where the state of a person's mind has to be
ascertained, this may be inferred from his
conduct and any other evidence throwing light
on what he foresaw at the material time,
including of course any explanation that he
gives in evidence or in a statement put in
evidence by the prosecution. It is no less
elementary that all questions of weight are
for the jury. The prosecution must prove the necessary contemplation beyond reasonable
doubt -
| Sharah | 4 | 20/5/93 |
Going to line B:
In some cases in this field it is enough
to direct the jury by adapting to the
circumstances the simply formula common in a
number of jurisdictions. For instance, did
the particular accused contemplate that in
carrying out a common unlawful purpose one of
his partners in the enterprise might use a
knife or a loaded gun with the intention of
causing really serious bodily harm?
Now, the view to be taken of that is that it
is a direction which might be suitable, in some
circumstances, and there was no intention to depart
from what was laid down by this Court in Johns.
But, depart the courts have and the first departure, not by the Court, but by a judge in
South Australia, was in Britten's case. But let me
take Your Honours briefly to Mills, (1986} 68 ALR
455, which came not long after Chan Wing-Siu, and
Their Honours in that case said that:
Counsel for the applicants asked us to
reconsider Johns, but the statement in that
case governing criminal liability for acts
done in the course of carrying out a common
criminal purpose has been accepted as correct
in other jurisdictions, and we see no reason
to review it.
The law as there stated is not complex
and should not give rise to the difficulties
and complexities suggested in argument. In
many cases it will be sufficient to direct the
jury by adapting to the circumstances the
simple formula mentioned by Sir Robin Cooke in
Chan Wing-Siu v R ( 1985) AC 168 at 178: "For
instance, did the particular accused
contemplated in carrying out the common
unlawful purpose one of his partners in
with the intention of causing really serious enterprise might use a knife or a loaded gun bodily harm?"
MASON CJ: It is clear enough, is it not, from that that the
participants in that judgment did not see any
inconsistency between Johns and Chan Wing-Siu?
DAWSON J: For my part, as a participant, I still do not.
MR BARKER: Well, Your Honour is right, but the Privy
Council has seen Chan as exposing an entirely new
principle, that is, liability founded on foresight
by one of the participants, not both, and not
necessarily within the scope of the common purpose.But Their Honours in Mills unequivocally said, "We
| Sharah | 5 | 20/5/93 |
are not going to look at Johns. Johns is the law". But yet when it got to South Australia in Britten,
(1988) 36 A Crim R 48, just briefly to indicate to
Your Honours the sort of confusion that has arisen,
at page 60, near the bottom of the page, His Honour
Mr Justice Millhouse said:
in this summing up - The directions on joint enterprise given
that is, Britten's summing up -
conform with what is said in Chan Wing-Siu.
Was it correct for the learned trial judge so
to instruct the jury? Has the law in
Australia changed from that expressed in
Johns' case and Miller? with a little
hesitation I conclude that it has.
I refer to the judgment of the High Court
in Mills. this again was an application for
leave to appeal. Gibbs CJ in a few paragraphs
gave the reasons of the majority (himself and
Mason, Wilson and Dawson JJ). Having said
that the court saw no reason to review Johns'
case he went on:
"The law as there (in Johns' case) -
and I have just read that to Your Honours.
Then he said:
There are two reasons for my hesitation.
First, I find it puzzling that the majority in the High Court endorse without qualification
Johns' case when it seems to me in some
respects contrary to Chan Wing-Siu. Secondly
the High Court gave the decision on an
application for leave to appeal. One may assume from that (as well as from the
shortness of the reasons) that the argument
was brief, not in detail. Yet, on the other hand, the majority cited with approval the
passage from Chan Wing-Siu crucial in this
appeal. I have come to the conclusion, with
respect, that this must have been deliberate
and conscious and that we should follow the
Privy Council decision, endorsed in Mills, unless and until the High Court revises the majority view expressed in the latter.
That judgment is of little consequence in the
scheme of things, but it really foreshadowed what
followed in the present case, but before I come to
the present case could I take Your Honours to the
judgment of Chief Justice King in Britten, at
page 50, point 8, because we would invite the Court
| Sharah | 6 | 20/5/93 |
to accept this as a correct statement of the law in
the light of the cases after Johns and Miller:
I do not take the Privy Council in
Chan Wing-Siu or the High Court in Mills to be
abandoning the established principles upon
which the criminal liability of participants
in a joint enterprise for crimes actually
perpetrated by other participants, is based.
The fundamental notion is that by
participating in the enterprise, each
participant impliedly authorises all criminal
acts which are in his contemplation as being
part of the common design or as being asubstantial risk associated with its
implementation. The concept of authorisation is endorsed by the Privy Council in Chan
Wing-Siu at 175 and the expression
"substantial risk" is take.n from the judgment
of Stephen Jin Johns' case at 117. That
fundamental notion is sufficiently explained to the jury in many cases by some adaptation
of the Chan Wing-Siu formula. It would be a
mistake, however, in my opinion, to treat the
use of that formula, as was done in argument
on this appeal, as involving a new legal test
differing from the established principles of
the law of joint enterprise. Those principles
are unaffected and there may be many cases inwhich they would not be sufficiently explained by use of the formula. Both Chan Wing-Siu and
Mills were cases of persons going to premises
armed with lethal weapons. In other cases
different directions may be necessary. I take
the example of a mass political demonstration,
perhaps in a highly charged atmosphere, in
which all participants might contemplate that
there was a substantial risk that somehotheads might commit violent offences quite
outside the common peaceful purpose of the
demonstration. I think that if such offences were committed and peaceful participants were
charged, the proper basis of criminal liability in such circumstances would not be adequately explained by use of the Chan Wing-Siu formula. The same might be said of a case of a joint exercise to rob in which there
was an express or tacit understanding that
weapons would not be used. I doubt whether mere contemplation of a substantial risk that
one of the participants might act incontravention of the common agreement would of itself be a sufficient basis of criminal
liability. One must not lose sight of the fundamental ground of liability which is the implied authorisation of what is contemplated as part of, or incidental to the
| Sharah | 7 | 20/5/93 |
implementation of, the common purpose. To do so would be to court the risk of substituting
a formula which is a valuable tool for the
explanation to the jury of the fundamental
legal principle, for the principle itself, and
of applying the formula indiscriminately to
cases to which it is not appropriate. The result might be a distortion of the true
principles underlying the criminal liability
of participants in a joint enterprise for
crimes of which they are not the actual
perpetrators, and the unjust conviction of
persons of crimes of which they could not besaid, in any true sense, to be guilty.
Now, Your Honours, it is significant that Britten
was a case where two men, armed, went to a house
for the purpose of, to put it mildly, roughing-up
someone who had offended them in a hotel the night
before, and one of them shot a dog on the way in
and killed someone in the process, and there was no
question that they were going there to do violence.
In Chan's case, which went on appeal from the Court
of Appeal of Hong Kong, three men burst into a
house. They were armed with knives, and they
attacked both the man of the house and his wife and
killed the man. They went there armed and quite obviously each ready to do violence.
The present case is not that sort of case. It
was a robbery. The other man, Attard, had a
shotgun. The shotgun was loaded. He shot somebody. Before that he hit somebody with the
barrel. He was found with shells in his pocket. The only evidence, apart from what might be deduced
by his presence at the scene, as to the accused's
state of mind was that he told the police no one
was to get hurt. The accused, Sharah, denied being
at the scene and the whole defence to the trial was
that there was a case of mistaken identification.
Now, the directions which we say should have
been given were not sought, and no doubt the reason
for that is that Sharah, pleading that he was not
there, needed to distance himself from the facts
entirely, but that did not, in my submission, take
away from the trial judge the necessity to putmatters of substantial importance, such as was the
case in Pemble where counsel invited the jury to
convict of manslaughter and this Court said,
notwithstanding that, the trial judge should have
directed that it was open to them to acquit on the
ground of accident.
But apart from the consequence to the present
applicant, and had the proper direction been given,
it could conceivably have resulted in a different
| Sharah | 8 | 20/5/93 |
verdict. It is a case of considerable importance to the administration of the criminal law in this
country.
| MASON CJ: | Why do you say, "If a different direction had |
been given it could conceivably have resulted in a
different verdict"?
| MR BARKER: | Because, Your Honours, there was no evidence |
that Sharah knew the gun was loaded. There was no
evidence that Sharah knew anyone was going to be
killed, and there was no evidence - - -
MASON CJ: But if a direction had been given focusing on
what was within the contemplation of both parties
as a possible incident of execution of the planned
venture, what reason is there for thinking a
different view might be taken?
| MR BARKER: | Because it would have focused the jury's |
attention on to what the plan was: what was it
these two had in mind? What was it they a·greed to
do, either expressly or tacitly when they came to
the view that they should commit a robbery? But
telling the jury, as they were told in this case,
that what they were looking at was -Sharah's state
of mind and whether the act was a possible incident within his contemplation, was not following the law
as laid down in Johns.
| MASON CJ: | I know that is what you say, but I am interested |
in knowing why it is that a different view might be
taken by it.
MR BARKER: Well, you see, as the Chief Justice in
South Australia said, basic to the law is authorization, and he there postulated a case where
a gun might be carried and there was express
agreement not to use it. Merely because one saw
the possibility that it might be used outside the
agreement would not be sufficient to be doubted to
found criminal liability.
Now, this jury were not invited to consider
whether what happened was a possible incident of
what was planned. There was just no evidence ofthe plan beyond what might be inferred from the
facts of the robbery. So they were left with this, that the gun went off - indeed, there was some
evidence it was pointed at the man and was fired
deliberately. Sharah was present - this was during
the struggle - and all they are asked to consider
in the end was whether what happened was a killing
within the contemplation of Sharah.
| Sharah | 9 | 20/5/93 |
DAWSON J: That is not right, Mr Barker. It was whether it
was a possible incident of the crime to which they
agreed.
| MR BARKER: | As seen by Sharah. |
| DAWSON J: | No, no, the crime to which they agreed. |
| MR BARKER: | Yes, but at no stage, Your Honour, was any |
direction given as to the necessity for it to have
been in the contemplation of both parties.
| DAWSON J: But that is implicit in the agreement. | I mean, |
you agree to this crime, and if it is a possible
incident of that crime, well then, it is a possible
incident. It is within the common purpose. The passage is set out at page 105, and twice in that
passage, when he refers to "possible incidents", it
is not just possible incidents in the abstract, it
is possible incidents of the crime to which they
agreed, which gives you the element of commonality.
| MR BARKER: | Your Honour, what we say about that is· that when |
His Honour said, "The fundamental question to be
addressed is were either of these happenings
contemplated as a possibility by the accused?", it
directs attention only to the mind of the accused.
"Did this accused - - -
DAWSON J: | I would have thought agreement directs attention to the meeting of two minds. |
MR BARKER: But, Your Honour, the passage starts at page 105
with these words, at line 0:
"The principle as it is applied is this: that
a party to a common purpose to commit a crime
bears the criminal responsibility for every
act by his colleague, which he contemplated as
being a possible incident of the crime to
which they agreed - - -
| DAWSON J: | "Which they agreed" . |
| MR BARKER: | Yes, but there is an agreement and there is a |
contemplation of an incident -
DAWSON J: Anything is possible in this life, but he would
say, "That is simply outside the agreement. I agree that, as a matter of possibility, that could occur, but that is not an incident to the crime to
which we agreed" .
| MR BARKER: | Your Honour, he is distinguishing between the |
agreement and the possible incident.
| Sharah | 10 | 20/5/93 |
DAWSON J: This is becoming very artificial, is it not?
That is the way it happens in practice. He say, "I knew he had a gun, but I did not agree to him
firing it. I did not think it was loaded". So
that it is not a possible incident for crime to
which they have agreed. Or it might be a ..... "We agreed we would just use the gun to frighten them".
That is the evidence from these cases.
| MR BARKER: | Yes, Your Honour, but the direction, if given |
according to Johns, ought to be, "Was it within the
contemplation of both parties?".
MASON CJ: But ·it is a highly artificial distinction, is it
not? Because if the jury is of opinion that it is
within the possible contemplation of the accused
who is not, as it were, directly responsible for
what occurred, it is most unlikely that the jurywould conclude that it was not within the
contemplation of the person who carried out the
crime. It is just nonsense really.
MR BARKER: With respect, Your Honour, there is arr onus of
proving these matters beyond reasonable doubt.
Now, the question is, without a proper direction,
were the jury in a position to consider beyond
reasonable doubt that there was a plan whereby this
gun was to be used, or that it was accepted by both
parties that it might be used to kill somebody.
Must we assume that Sharah knew that it was loaded?
The evidence is just silent about this, and it is
not without significance that the first time it was
used, it was used not a gun, but as a club.
MASON CJ: But that is straying on to a different point, is
it not?
| MR BARKER: | It goes to what might have been within the |
contemplation of both parties. Now, this is why it is important, Your Honour, and the Court of
Criminal Appeal says, "The Privy Council is right.
There is a second independent basis of liability
where you do not even have to consider what was within the scope of the common purpose. All you
look at is foresight in the mind of one of the
assailants, one of the persons caught up in it."
DAWSON J: But you see, even in Sir Robin Cooke's statement
it is not, "Did one party contemplate it?", but
"Did one party contemplate, as part of the common
purpose?"
| MR BARKER: | Your Honour, this Court said that that direction |
might sometimes be appropriate.
DAWSON J: Yes, it might.
| Sharah | 20/5/93 |
| MR BARKER: | But can I take Your Honour to the last Privy |
Council case because Your Honour will see the
difference.
MASON CJ: This is the one the Court of Criminal Appeal drew
to your attention?
| MR BARKER: | Yes, which now appears to be the law of New |
South Wales, at least so the Court of Criminal
Appeal would say. I am instructed this case was cited by the appellant in argument, although the
judgment suggested it was not. It is (1991)
3 All ER 897. I will try and shorten this, Your Honours. At page 907C, Their Lordships set
out part of the agreement:
The appellant's basic proposition was then
repeated:
'The correct principle is expressed in
Johns v R, where the High Court of Australia
approved the statement by Street CJ ..... an
accessory before the facts bears, as does a
principal in the second degree, a criminal
liability for an act which was within thecontemplation of both himself and the
principal in the first degree as an act which
might be done in the course of carrying out
the primary criminal intention - an act
contemplated as a possible incident of the
originally planned particular venture." The
crux of that dictum is that the act must be
within the contemplation of both parties. For
the Crown to establish murder against a
secondary party on the basis that he
contemplated, or authorised, an attack with
murderous intent, it is necessary to prove
that the primary party himself so
contemplated ... '
Now, if we go to page 909, having considered Chan
again, and referring to Hyde, what they said was -
we will go to the bottom of 908, just below line H, talking about Wakely:
On reconsideration, that passage is not in accordance with the principles set out by
Sir Robin Cooke which we were endeavouring to follow and was wrong, or at least misleading.
If B realises (without agreeing to such conduct being used) that A may kill or intentionally inflict serious injury, but
nevertheless continues to participate with A
in the venture, that will amount to a
sufficient mental element for B to be guilty
of murder if A, with the requisite intent,
kills in the course of the venture. As
| Sharah | 12 | 20/5/93 |
Professor Smith points out, B has in those
circumstances lent himself to the enterprise
and by so doing he has given assistance and
encouragement to A in carrying out an
enterprise which B realises may involve
murder.
Below line D:
Counsel's submission, however, was based
on the passage already cited from Johns v R.
The issue in that case was whether an
accessory before the fact is, like a principal
in the second degree, responsible for an actconstituting the offence charged if such act
was contemplated as a possible incident of the
common purpose, or whether it has to be
established as a likely or probable
consequence ..... The court unanimously accepted
the former alternative. But, in the course of
their judgment, Mason, Murphy and Wilson JJ
stated the law in the manner already quoted,
requiring the act to have been within the
contemplation of both the principal and the
accessory as an act which might be done in the
course of carrying out the primary criminal
intention. It is on the basis of that passage
that the appellant contends that the secondary
party cannot be liable unless the relevant act
was within the contemplation of both the
principal and the secondary party.
Johns v Risa leading case on the law
relating to accessories. It was specifically
relied on by Sir Robin Cooke in Chan's case,in which the same central issue fell to be
considered. It is, however, plain that, in
the passage upon which the appellant relies,
attention was being concentrated on those
cases in which the question is whether the actof the principal falls within the common
purpose of the parties. This appears from the
immediately succeeding sentence in the judgment of Mason, Murphy and Wilson JJ ..... 'Such an act is one which falls within the parties' own purpose and design precisely because it is within their contemplation and is foreseen as a possible incident of the execution of their planned enterprise.' In such a case the contemplation of both parties will be relevant. But, as appears from Sir Robin Cooke's judgment in Chan's case (and as was recognised by Lord Lane CJ in R v Hyde ••• departing in this respect from some of the observations contained in the earlier
| Sharah | 13 | 20/5/93 |
judgments in the Slack and Wakely cases), the
secondary party may be liable simply by reason
of his participating in the joint enterprise with foresight that the principal may commit the relevant act as part of the joint
enterprise. We therefore find Sir Robin Cooke focusing upon the contemplation of the
secondary party alone -
And at the next page, line B:
In practice, of course, in most cases the
contemplation of both the primary and the
secondary party is likely to be the same; if
there is an alleged difference, it will arise
where the secondary party asserts in his
defence that he did not have in contemplation
the act which was in the contemplation of the
principal. But their Lordships are unable to
accept that in every case the relevant act
must be shown to have been in the
contemplation of both parties before the
secondary party can be proved guilty.
Now, Your Honours, that is not the law according to
Johns, but it is the law according to Reg v Sharah
in the Court of Criminal Appeal in New South Wales,
because it is - at page 103 of the application
book, at the bottom of the page, His Honour
Mr Justice Carruthers, whose judgment was accepted
by His Honour the Chief Justice and
Mr Justice Smart, said that he would:
presume to set out what I believe to be
(consistent with the most recent authorities)
the elements which it was necessary -
and, page 104:
As to common purpose murder .....
(i) that there was a common purpose ..... to rob John whilst Attard was, to the knowledge of
the appellant, armed with an offensive
weapon .....
(ii) that during the course of the armed
robbery Attard discharged the gun intending to
kill or cause serious bodily harm to Nick;
(iii) that the appellant contemplated that in
the carrying out of the common unlawful
purpose of armed robbery, Attard might use the
gun with the intention of causing really
serious bodily harm.
| Sharah | 14 | 20/5/93 |
Now that, we submit, is wrong because it does not
direct the jury's attention to the scope of the
common purpose.
| DEANE J: | But you can vary your common purpose and in that |
example, at the time of the offence, the necessary
common purpose on any approach existed. You had the
man doing the shooting doing it with the intention
to kill. You have your client party to a joint enterprise in which he was contemplating.
| MR BARKER: | Your Honour, the case was not put like that. |
DEANE J: It does not have to be; it is just plain common
sense.
| MR BARKER: | Your Honour, it was never put to the jury that |
because he happened to be there he was
encouraging - - -
| DEANE J: | No, what I am suggesting to you is if you take |
what Justice Carruthers says, at the time of the
offence there was a common purpose in the strictest
sense that can be taken from Johns, because you had
the common purpose of your client, as found by the
jury, that this was within the joint· enterprise;
you have the purpose of the primary offender that
he would do this in the course of the joint
enterprise. You have complete ad idem.
MR BARKER: Well, no, with respect.
| DEANE J: | Why not? |
MR BARKER: | Because nowhere is the jury's attention drawn to the proposition that this act had to be within the |
| scope of the common purpose. All that he has said | |
| is that he is there. | |
| DEANE J: | But they are told it had to be within the common |
purpose, as seen by your client, or that it had to
be within your client's contemplation of what might be done.
| MR BARKER: | It had to be within my client's contemplation |
but whether or not it be within the scope of the
common purpose was left silent.
DEANE J: But just say, for example, on what
Justice Carruthers says, at the moment of shooting
the officious bystander had come in and said, the
primary offender, "Well now, what are you going to
do in the course of this joint escapade?" He would
have said, "I am going to shoot the fellow". If
the same officious bystander said to your client,
"What is in your contemplation of what might be
| Sharah | 15 | 20/5/93 |
done in the course of this joint enterprise?", his
answer would be, "He might shoot the fellow".
| MR BARKER: | It may not have been. | Your Honour is making the |
same assumption, with respect, that the Court of
Criminal Appeal made, that he knew the gun was
loaded, and it was within the scope of - - -
| DEANE J: | No, I am not making that assumption. | I am |
prepared to say he might have answered, "The gun
might be loaded and he might shoot the fellow".
| MR BARKER: | He might have answered, "As far as I know the |
gun is not loaded. I am not authorizing this." There is no, you see, authority within the scope of
the plan. It comes back to whether he authorized the act.
| DEANE J: | We are talking about, in what I am asking you, |
what he contemplated.
| MR BARKER: | We do not know, Your Honour. |
DEANE J: But the jury has found.
MR BARKER: | But the jury may have found so because of the direction. They were not asked to focus on the |
| common purpose. They were not asked to focus upon | |
| the question whether, in the end, the act might be | |
| seen to have been authorized by Sharah. That, we | |
| respectfully submit, is the defect. | |
| DEANE J: | I follow what you say. I do not read the direction |
on page 105 as supporting what you say.
| MR BARKER: | I suppose it comes out of this, Your Honour, |
that what they are really being told is that, did
he foresee it? Did he, it being within his
contemplation, foresee it? They were not asked to consider did he foresee it and did the other party foresee it as being something which might happen in
the course of the plan? In my respectful submission, it is just wrong, and if this judgment stands, this will be the
direction. That is why, we respectfully submit, it
is an important special leave point and it cannot
be reasonably said, with respect, that had a proper
direction been given he would necessarily have been
convicted.
MASON CJ: Well, I hear that submission, but I must say I
find it very difficult to comprehend that that
could be so, Mr Barker. Mr Barker, can I take you back to that direction and direct you to the
culmination of it which is, as I follow it, the
last sentence in the second paragraph on page 106?
| Sharah | 16 | 20/5/93 |
| MR BARKER: | Yes, Your Honour. |
MASON CJ: Well now, projecting things to immediately before
the use of the gun, we know that at that time the
primary offender had the necessary intent. We know, on the jury's finding, that your client had
the contemplation referred to in that sentence.
Well now, what was lacking, on your submission,
from a common intent at that time?
| MR BARKER: | His authorization of the act deriving from the |
common purpose, as contemplated by both.
| MASON CJ: | You are saying the contemplation of Attard was |
lacking at that time?
| MR BARKER: | No. | I am saying that the jury should have been |
asked to consider what the plan was and whether
this was going to be a possible incident of it
within the contemplation of both of them.
MASON CJ: But they were.
| MR BARKER: | How were the jury to know that, or find beyond |
reasonable doubt, if I might put it this way, that
Sharah knew the gun was loaded.
DAWSON J: But you see, Mr Barker, what you are saying is,
"Look, the jury might have taken this direction to
be saying that, 'Well, as long as he contemplated
it as a possibility, and after all a possibility
that the co-accused might have gone out on a frolic
of his own and done all sorts of things', on that
direction, if that was so, that was enough to make
your client responsible." But that was not what
was said. It was not was said here. It was not
what was said by Sir Robin Cooke. It was not what was said in Mills. It is not anything that is within the contemplation of the co-accused.
It is anything that is within his
contemplation as part of the common purpose; as an
incident of the common purpose and that necessitates the jury determining what is within
the common purpose; necessitates them going to the
agreement, and it is in those terms that the judge
instructed the jury. Note the last part of the
passage to which Justice Deane referred you. It is not a question of saying, "Any possibility is enough because it is within the contemplation", that is not what the passage says.
| MR BARKER: | It does not tell them that it has to be |
something arising within the contemplation of both
parties as part of a common purpose.
| Sharah | 17 | 20/5/93 |
DAWSON J: Well, there cannot be a common purpose unless
something is within the contemplation of both
parties. It will not be common then.
| MR BARKER: | Your Honour, I cannot put this any clearer, I |
think, than, with respect, the Chief Justice of
South Australia put it, that there may be an
agreement not to use a weapon; a weapon is taken
along, it is used simply because one of the parties
foresaw the possibility that it would be used
contrary to agreement, is not sufficient - - -
| DAWSON J: | And that is not a possibility which is foreseen |
as part of the common purpose. It is a possibility
which is foreseen as lying outside the common
purpose - - -
| MR BARKER: | Yes, and - |
| DAWSON J: | - - - and that is not what any of these passages |
are referring to.
MR BARKER: Well, with respect, the jury could have -
because His Honour did not - - -
| DAWSON J: | I do not see that when they say, "It would occur as an incident of the crime upon which they |
| instant outside the scope of their agreement. | |
| MR BARKER: | It could be either, Your Honour. |
| DAWSON J: | No, it could not. |
| MR BARKER: | It could be within or without. | Had they been |
given the direction which was given by the
Chief Justice in Johns'· case, approved by this
case, well then, of course, he may have been
acquitted - - -
DAWSON J: But that only makes explicit what is implicit in
that passage.
| MR BARKER: | Your Honour, it is too difficult a position for |
a jury to be in to have to infer what the law is. It should be given to them clearly, with respect.
They should have been asked, "Was it within the
contemplation of the two as part of the common
purpose, or as an incident possibly arising within
the scope of the common purpose?". We have, in this country, an agreed formula of words which
would have been appropriate to these circumstances.
| DAWSON J: | I am not sure that it has not become too |
contemplated all round; after all, the question is
only, "Was this part of the purpose which wascommon to them both?", and in considering what
| Sharah | 18 | 20/5/93 |
purpose was common to them both, you can take into
account what was implicit as well as what was
explicit. That is all it is.
| MR BARKER: | It comes back, Your Honour, to the question, we |
submit, of authority - authorization, but
Your Honours have the argument. May I go to the second point which is the direction as to a felony
murder; the question being, "What is it that the
applicant needed to have in contemplation to make
him guilty of a felony, murder committed by
Attard?" and, in our respectful submission, it was
not enough to direct the jury that he could be
convicted of the shooting by Attard if he had in
contemplation that there might be a killing or the
infliction of serious bodily injury.
On this evidence, we respectfully submit, they
should have been asked to consider whether or not Sharah knew the weapon was loaded; whether he had
agreed with Attard, either tacitly or expressly,
that that gun would be fired and there would be a
death. Did he agree with Attard that the weapon would be used to strike somebody? You see, it is
the striking of the first man which caused the
wounding which founds the conviction for armed
robbery with wounding, which attracts 25 years, and
upon that basis the question of felony murder
arose.
But, more importantly, did he foresee a
shooting which would cause death and not merely the
infliction of bodily harm? None of these thingswere put to the jury. Section 18 of the Crimes Act
requires proof that the act causing death was done
during the commission of the felony. The question
is, the act being the pulling of the trigger,
presumably, can it be said that this accused, on
this evidence, knew that there was going to be a
death? was that within his contemplation as part
of the common purpose or a possible incident to
it? The jury should have been directed to consider, not whether he thought somebody was going
to be injured but whether he thought someone wasgoing to be killed, because murder necessarily
involves a death. If Your Honours please.
MASON CJ: The Court need not trouble you, Mr Blanch.
In the circumstances of this case, we consider
that the decision of the Court of Criminal Appeal
was correct. The application for special leave is therefore refused.
AT 11.59 AM THE MATTER WAS ADJOURNED SINE DIE
| Sharah | 19 | 20/5/93 |
Key Legal Topics
Areas of Law
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Criminal Law
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Statutory Interpretation
Legal Concepts
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Appeal
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Charge
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Intention
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Jurisdiction
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Statutory Construction
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