Securities Industry Regulations (Amendment) (Cth)

Statutory Rules 1982 No. 1251

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Securities Industry Regulations2

(Amendment)

WHEREAS it is provided by sub-section 150 (5) of the Securities Industry Act 1980 that the power of the Governor-General to make regulations under that Act shall be exercised only in accordance with advice that is consistent with resolutions of the Ministerial Council for Companies and Securities established by the Agreement made on 22 December 1978 between the Commonwealth and the States as amended by the Agreement made on 24 February 1981:

AND WHEREAS the making of the following Regulations is in accordance with advice that is consistent with those resolutions:

NOW THEREFORE I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, hereby make the following Regulations under the Securities Industry Act 1980.

Dated 4 June 1982.

ZELMAN COWEN

Governor-General

By His Excellency's Command,

 

Attorney-General

  

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Prescribed offices under section 5 of the Act

1. Regulation 6 of the Securities Industry Regulations is amended by omitting sub-regulations (1) and (2).

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S.R. No.394/81

 Cat. No.  Recommended retail price 20c  95/11.5.1982

Schedule 1

2.Schedule 1 to the Securities Industry Regulations is amended—

(a) by omitting from Item 1 of the directions specified in Form 2 " 'to the extent that the inspector permits' " and substituting "at such times during the examination as the inspector determines";

(b) by inserting before "the address" in paragraph 3 (c) of Form 9 "On the...............day of...............19......,";

(c) by omitting paragraph 3 (d) of Form 9 and substituting the following paragraph:

"*(d) the address(es) of the place(s) (other than the principal place of business) at which the business to which the licence relates is carried on *was/*were changed as set out below—

Former address	New address	Date of change
...............................................	..........................................	.........................................
...............................................	..........................................	.........................................
...............................................	..........................................	.........................................

(d) by omitting paragraph 3 (e) of Form 9 and substituting the following paragraph:

"*(e) On the ...............day of...............19......, the name or style under which the business is carried on, being a name or style other than the name of the holder of the licence, was changed from...............to...............";

(e) by inserting before "ceased" in paragraph 3 (f) of Form 9 "On the

...............day……………………….of...............19...................................................................... ..........................................................................................................";and

(f) by omitting from paragraph (1) (d) of Form 11 "applicant's" and substituting "licensee's".

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NOTES

1. Notified in the Commonwealth of Australia Gazette on 16 June 1982.

2. Statutory Rules 1981 No. 127 as amended by 1982 No. 124

                

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