Statutory Rules 1983 No. 1861
Securities
Industry (Fees) Regulations2
(Amendment)
WHEREAS it is provided by sub-section 5 (2) of the Securities Industry (Fees) Act 1980 that the
powers of the Governor-General to make regulations under that Act shall be
exercised only in accordance with advice that is consistent with resolutions of
the Ministerial Council for Companies and Securities:
AND WHEREAS the making of the following Regulations is in accordance
with advice that is consistent with those resolutions:
NOW THEREFORE I, the Governor-General of the Commonwealth of Australia,
acting with the advice of the Federal Executive Council, hereby make
the following Regulations under the Securities
Industry (Fees) Act 1980.
Dated 22 September 1983.
N. M. STEPHEN.
Governor-General
By His
Excellency’s Command,
(Sgd) Gareth
Evans
Attorney-General
Commencement
1. These Regulations shall come into operation on 1 October
1983
Schedule
2. The Schedule to the Securities Industry (Fees) Regulations
is repealed and the following Schedule substituted:
SR No.
185/83 Cat. No. —Recommended
retail price 20c
SCHEDULE Regulation 3
Column 1 | Column 2 | Column
3 |
Item | Matter | Fee |
$ |
1 | On
making an application under section 38 of the Act for approval of a body
corporate as a stock exchange....................................................................
| 550 |
2 | On
giving notice under section 39 of the Act of an amendment or amendments to
the business rules or listing rules of a stock exchange..............................
| 55 |
3 | On
making an application under section 47 of the Act by a person other than a
body corporate for a dealers licence or an investment advisers licence.........
| 55 |
4 | On
making an application under section 47 of the Act by a body corporate for a
dealers licence or an investment advisers licence .......................................
| 110 |
5 | On
making an application under section 47 of the Act for a representatives
licence
| 22 |
6 | On
making an application under section 50 of the Act by a dealer’s
representative or an investment representative............................................
| 6 |
7 | For inspecting Register of Licence
Holders under sub-section 54 (4) of the Act | 3 |
8 | On giving notice under section 55 of
the Act of change of particulars............. | 6 |
9 | On
lodging a statement under section 56 of the Act by a dealer or investment
adviser (other than a body corporate).........................................................
| 28 |
10 | On lodging a statement under section 56
of the Act by a body corporate .... | 55 |
11 | On
lodging a statement under section 56 of the Act by a dealer’s representative
or an investment representative.................................................................
| 11 |
12 | On
lodging notice under sub-section 75 (13) of the Act, or giving notice under
sub-section 90 (2) or (3), of the Act...........................................................
| 11 |
13 | On
lodging notice under sub-section 76 (7) of the Act of resignation or removal
of an auditor.............................................................................................
| 6 |
14 | On
lodging a profit and loss account and balance sheet under sub-section 78 (2)
of the Act.............................................................................................
| 11 |
15 | On lodging any other document with the
Commission................................... | 11 |
NOTES
1.
Notified in the Commonwealth of Australia
Gazette on 23 September 1983
2.
Statutory Rules 1981 No. 128.
Printed
by Authority by the Commonwealth Government Printer