Statutory Rules 1986 No. 1471
Securities
Industry (Fees) Regulations2
(Amendment)
I, THE GOVERNOR-GENERAL of the Commonwealth of
Australia, acting with the advice of the Federal Executive Council and in
accordance with sub-section 5 (2) of the Securities Industry(Fees) Act1980,
hereby make the following Regulations under that
Act.
Dated 27 June 1986.
N. M. STEPHEN
Governor-General
By His Excellency’s Command,
Lionel Bowen
Attorney-General
Commencement
1. These Regulations shall come into operation on 1 July 1986.
Schedule
2. The Schedule to the Securities Industry
(Fees) Regulations is repealed and the following Schedule substituted:
(S.R. 93/85)—Cat. No. 12/29.4.1986
SCHEDULERegulation
3
Column 1 | Column 2 | Column
3 |
Item | Matter | Fee |
$ |
1 | On
making an application under section 38 of the Act for approval of a body
corporate as a stock exchange................................................................
| 660 |
2 | On
giving notice under section 39 of the Act of an amendment or amendments to
the business rules or listing rules of a stock exchange..........................
| 65 |
3 | On
making an application under section 47 of the Act by a person other than a
body corporate for a dealers licence
or an investment advisers licence......
| 65 |
4 | On
making an application under section 47 of the Act by a body corporate for a dealers licence or an
investment advisers licence..................................
| 135 |
5 | On
making an application under section 47 of the Act for a representatives licence..................................................................................................
| 27 |
6 | On
making an application under section 50 of the Act by a dealer’s
representative or an investment representative........................................
| 7 |
7 | For
inspecting Register of Licence Holders under
sub-section 54 (4) of the Act.............................................................................................................
| 4 |
8 | On giving notice under section 55 of
the Act of change of particulars.......... | 7 |
9 | On
lodging a statement under section 56 of the Act by a dealer or investment
adviser (other than a body corporate)......................................................
| 33 |
10 | On lodging a statement under section 56
of the Act by a body corporate | 65 |
11 | On
lodging a statement under section 56 of the Act by a dealer’s representative
or an investment representative..............................................................
| 13 |
12 | On
lodging notice under sub-section 75 (12) of the Act, or giving notice under
sub-section 90 (2) or (3), of the Act........................................................
| 13 |
13 | On
lodging notice under sub-section 76 (7) of the Act of resignation or removal
of an auditor ........................................................................................
| 7 |
14 | On
lodging a profit and loss account and balance sheet under sub-section 78 (2)
of the Act.............................................................................................
| 13 |
15 | On lodging any other document
with the Commission ............................... | 13 |
NOTES
1. Notified in the Commonwealth
of Australia Gazette on 30 June 1986.
2. Statutory Rules 1981
No. 128 as amended by 1983 No. 186; 1984 No. 242.
Printed
by Authority by the Commonwealth Government Printer