Securities Industry (Fees) Regulations (Amendment) (Cth)

Statutory Rules 1990 No. 1611

Securities Industry (Fees) Regulations2

(Amendment)

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and in accordance with subsection 5 (2) of the Securities Industry (Fees) Act 1980,hereby make the following Regulations under that Act.

Dated 26 June 1990.

BILL HAYDEN

Governor-General

By His Excellency’s Command,

Michael Duffy

Attorney-General

Commencement

1. These Regulations commence on 1 July 1990.

Schedule

2. The Schedule to the Securities Industry (Fees) Regulations is repealed and the following Schedule substituted:

(S.R. 172/90)—Cat. No. 14/14.6.1990

 

SCHEDULE Regulation 3

PRESCRIBED FEES

Column 1	Column 2	Column 3
Item	Matter	Fee
$
1	Submitting an application for a declaration under subsection 37 (1a) by the Ministerial Council that a specified stock market, or a stock market included in a specified class of stock markets, is an exempt stock market.................................	890
2	Lodging an application under section 38 for approval of a body corporate as a stock exchange..........................................................................................................	890
3	Lodging an application under subsection 38a (1) for approval of a-body corporate as an approved securities organisation	890
4	Giving notice under section 39 of an amendment or amendments to the business rules or listing rules of a stock exchange....................................................................	85
5	Making an application under section 47 by a person other than a body corporate for a dealers licence or an investment advisers licence................................................	85
6	Making an application under section 47 by a body corporate for a dealers licence or an investment advisers licence . . ………………………………………………..	185
7	Inspecting the Register of Licence Holders under subsection 54 (4).....................	4
8	Lodging a notice under section 55 of a change of particulars	11
9	Lodging a statement under section 56 by a dealer or investment adviser (other than a body corporate)................................................................................................	45
10	Lodging a statement under section 56 by a body corporate	85
11	Lodging a notice under subsection 75 (12).........................................................	17
12	Lodging a profit and loss account and balance sheet under subsection 78 (2)........	17
13	Giving a notice under subsection 122bc (1) of an amendment made to the business rules of a body corporate for which a nomination as the National Securities Exchanges Guarantee Corporation is in force under subsection 122ba (1).............................	85
14	Lodging any other document with the Commission.............................................	17

NOTES

1. Notified in the Commonwealth of Australia Gazette on 29 June 1990.

2. Statutory Rules 1981 No. 128 as amended by 1983 No. 186; 1984 No. 242; 1986 No. 147; 1987 Nos. 80 and 204; 1988 No. 107; 1989 No. 127.

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