Sabongi v R
[2015] NSWCCA 25
•05 March 2015
Court of Criminal Appeal
Supreme Court
New South Wales
- Amendment notes
Medium Neutral Citation: Sabongi v R [2015] NSWCCA 25 Hearing dates: 12 February 2015 Date of orders: 05 March 2015 Decision date: 05 March 2015 Before: Hoeben CJ at CL at [1];
Johnson J at [2];
Hamill J at [3]Decision: (1) Application for leave to appeal granted.
(2) Appeal allowed.
(3) The sentences imposed in relation to sequences 10, 5, 11, 13 and 2 are confirmed.
(4) The sentences imposed in respect of counts 1, 3 and 4 are confirmed.
(5) The sentence imposed in respect of count 7 is quashed and in lieu thereof impose a sentence compromising a non-parole period of 3 years and 3 months commencing 5 February 2016 and expiring on 4 May 2019 with a balance of term of 2 years and 9 months commencing 5 May 2019 and expiring on 4 February 2022.
(6) The applicant will be eligible for release to parole at the expiration of the non-parole period relating to count 7.Catchwords: CRIMINAL LAW – sentence appeal – alcohol fuelled violence – separate offences of domestic violence – breach of bond – delay in sentencing – late plea of guilty – appropriate discount for late plea – accumulation of sentences – special circumstances – failure to adjust statutory ratio in relation to total effective sentence – where judge found special circumstances in factors other than accumulation – limited intervention in light of serious offending Legislation Cited: Crimes (Sentencing Procedure) Act 1999 (NSW)
Crimes Act 1900 (NSW)
Criminal Appeal Act 1912 (NSW)
Criminal Procedure Act 1986 (NSW)Cases Cited: AB v R [2014] NSWCCA 31
AI v R [2011] NSWCCA 95
Carroll v The Queen [2009] HCA 13; 83 ALJR 579
Carroll v The Queen [2010] NSWCCA 55; 77 NSWLR 45
Cicekdag v R [2007] NSWCCA 218
CM v R [2013] NSWCCA 341
Fina’i v R [2006] NSWCCA 134
Heron v R [2006] NSWCCA 215
Hopley v R [2008] NSWCCA 105
Houri v R [2013] NSWCCA 279
House v The King [1936] HCA 40; 55 CLR 499
Johnson v The Queen [2004] HCA 15; 205 ALR 346; 78 ALJR 616
Kaminic v R [2014] NSWCCA 116
Khanchitanon v R [2014] NSWCCA 204
Lowe v The Queen [1984] HCA 46; 154 CLR 606MB v R [2013] NSWCCA 254
MH v R [2011] NSWCCA 230
Mulato v R [2006] NSWCCA 282
Pattalis v R [2013] NSWCCA 171
R v Borkowski [2009] NSWCCA 102
R v Carroll, Carroll v R [2010] NSWCCA 55
R v Edigarov [2001] NSWCCA 436
R v EGC [2005] NSWCCA 392
R v Gallagher [2007] NSWCCA 296
R v Hamid [2006] NSWCCA 302
R v Hammoud [2000] NSWCCA 540; 118 A Crim R 66
R v Johnson [2015] NSWSC 31
R v Keen [2004] NSWCCA 86
R v Loveridge [2014] NSWCCA 120
R v LWP [2003] NSWCCA 215
R v Mahon [2015] NSWSC 25
R v Street [2005] NSWCCA 139
R v Sutton [2004] NSWCCA 225
R v Thompson and Houlton [2000] NSWCCA 309
R v Thornberry [2000] NSWCCA 526
R v Whyte [2002] NSWCCA 343; 134 A Crim R 53Category: Principal judgment Parties: Raymond Sabongi – Applicant
R – Respondent CrownRepresentation: Counsel:
Solicitors:
JL Glissan QC & WJ Wilcher - Applicant
N Adams – Respondent Crown
Landerer & Company - Applicant
Solicitor for Public Prosecutions – Respondent Crown
File Number(s): 2010/233658 Publication restriction: Nil Decision under appeal
- Court or tribunal:
- District Court at Sydney
- Jurisdiction:
- Common Law - Criminal
- Date of Decision:
- 07 March 2014
- Before:
- Hoy DCJ
- File Number(s):
- 2010/233658
Judgment
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HOEBEN CJ at CL: I agree with Hamill J.
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JOHNSON J: I agree with Hamill J.
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HAMILL J: Raymond Sabongi (“the applicant”) seeks leave to appeal against sentences imposed on him in the District Court by Judge Hoy SC on 7 March 2014.
The charges and sentences imposed
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The sentences followed the applicant’s plea of guilty to four counts on an indictment relating to offences committed in the central business district of Sydney over a thirty minute period late on the evening of 3 July 2010 (“the 2010 offences”). Judge Hoy SC also sentenced the applicant in relation to five domestic violence offences committed between June 2007 and March 2008 (“the domestic violence offences”). Sentencing for the domestic violence offences arose because the 2010 offences constituted a breach of a bond under s 9 of the Crimes (Sentencing Procedure) Act1999 (NSW) (“the Act”). That bond had been imposed by the Local Court in relation to the domestic violence offences. Judge Hoy SC determined that the good behaviour bond should be revoked under s 98(2)(c) of the Act. A faint submission that his Honour might properly have taken no action on the breach was not pressed.
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There was a substantial passage of time between the offences – in particular the domestic violence offences – and the imposition of sentence. The delay is a matter of some significance and was emphasised in the applicant’s submissions.
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The offences for which the applicant stood to be sentenced were, first, the four offences committed on the evening of 3 July 2010:
Count 1 Assault occasioning actual bodily harm (s 59 Crimes Act 1900 (NSW) – maximum penalty 5 years)
Count 2 Affray (s 93 Crimes Act 1900 (NSW) – maximum penalty 10 years)
Count 4 Assault occasioning actual bodily harm in company (s 59 Crimes Act 1900 (NSW) – maximum penalty of 7 years)
Count 7 Recklessly cause grievous bodily harm in company (s 35(1) Crimes Act 1900 (NSW) – maximum penalty 14 years imprisonment; standard non-parole period 5 years)
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Then there were the five domestic violence offences:
Sequence 10 Assault in June 2007
Sequence 11 Assault occasioning actual bodily harm on 21 July 2007
Sequence 5 Assault in September 2007
Sequence 13 Assault on 31 December 2007
Sequence 2 Assault occasioning actual bodily harm in March 2008
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The domestic violence offences were dealt with in the Local Court. The common assault charges (Sequence 5, 10 and 13) had a maximum penalty of two years if dealt with on indictment (s 61 Crimes Act) but (at that time) there was a jurisdictional limit of 12 months if dealt with summarily. Sequences 2 and 11 were subject to a maximum penalty of 5 years (s 59 Crimes Act) and a jurisdictional limit of 2 years. As to the jurisdictional limit, see s 268 Criminal Procedure Act1986 (NSW). The maximum accumulated penalty for matters dealt with summarily is 5 years: s 58 Crimes (Sentencing Procedure) Act.
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Giving full weight to the youth of the applicant and his lack of prior convictions, it was appropriate for the Magistrate to impose a bond for the domestic violence offences. However, in view of their seriousness, it was a lenient disposition of the case. The bond commenced on 5 December 2008 and was due to expire on 4 December 2010, five months after the commission of the 2010 offences.
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Associated with the domestic violence offences, there was also a stalking charge in relation to the same victim. This was disposed of at the same time and the applicant was sentenced in the Local Court to a period of community service. On 14 February 2014 the District Court quashed the community service order and imposed a $1000 fine. Except for its relevance as part of the applicant’s criminal history for offences of violence, that penalty has no further relevance to the current proceedings.
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For all of these offences the learned sentencing Judge imposed a total effective sentence of 8 years with a total effective non-parole period of 6 years. This was achieved through individual sentences relating to each of the offences partially accumulated and partially concurrent. All offences attracted a fixed term sentence with the exception of count 7 where a non-parole period was specified. The domestic violence offences attracted a total effective fixed term of 18 months, 6 months of which was subsumed by the sentence imposed in relation to the remaining accounts. In other words, there was an accumulation of 12 months between the two sets of offences.
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The following individual sentences were imposed:
Sequence 10 – fixed term of 3 months from 5 February 2014 to 4 May 2014
Sequences 5 and 11 – concurrent fixed terms of 9 months from 5 March 2014 to 4 December 2014
Sequence 13 – fixed term of 12 months from 5 June 2014 to 4 June 2015
Sequence 2 – fixed term of 12 months from 5 August 2014 to 4 August 2015
Count 1: fixed term of 12 months from 5 February 2015 to 4 February 2016
Count 4: fixed term of 2 years from 5 August 2015 to 4 August 2017
Count 2: fixed term 2 years from 5 August 2015 to 4 August 2017
Count 7: a non-parole period of 4 years commencing 5 February 2016 and expiring 4 February 2020 with a balance of term of 2 years from 14 February 2020 to 13 February 2022.
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The commencement dates of the sentences were adjusted immediately after sentence was imposed when the parties brought to his Honour’s attention the fact that the applicant had spent 9 days in custody from the date of his arrest until the date of his release to bail (14 July 2010 to 23 July 2010).
The Facts
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The facts were largely agreed. Exhibit B was a document entitled “Crown Facts” and, with one exception, these facts were not disputed. However, the one exception was a matter of significance and was emphasised in the submissions of counsel for the applicant.
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The agreed facts were as follows:
“The Offender has pleaded guilty to 4 offences arising from two incidents in the city of Sydney on 3 July 2010:
1. Assault Occasioning Actual Bodily Harm on Henrique Gomez;
2. Reckless infliction of Grievous Bodily Harm on Ryan Riley;
3. Assault Occasioning Actual Bodily Harm to Wade Riley; and
4. Affray.
The first incident was at the Capitan Torres Restaurant in Liverpool Street at approximately 11.30pm. The Offender was together with Mitchell Temaipi and Gildo Zenairi. Temaipi urinated on a door of the restaurant. When staff came outside to remonstrate there was a discussion between the staff of the restaurant and the Offender's group. Without warning or provocation the Offender punched a waiter, Henrique Gomez. The punch is what is described as an "overhand" punch. Mr Gomez suffered bruising to his eyes and nose. [Count 1]
The second incident occurred at approximately 11.55pm in Kent Street outside Wilson's Parking. The Offender initiated a fight with Ryan Riley, Wade Riley, Clay Riley, Evan Hill and Nicholas Burton. These young men had been out celebrating a "bucks' night". They did not in any way initiate or encourage the assault.
Four of the young men were standing outside the parking station waiting for the remaining member of the group, Evan Hill, to attend. They were approached by the Offenders. As he saw that the Offenders appeared to be aggressive Wade Riley said "Please mate we do not want a fight. We just want to go home." The Offender pointed at him and said "You've got five seconds to run away."
As Wade Riley stepped back he said "Calm down. We do not want to fight." The Offender punched him to the left side of his face causing him to fall. Wade Riley was suffered two chipped teeth, bruising to his upper body and left eye. [Count 4]
Ryan Riley ran to assist his brother and punched the Offender. He was quickly overcome by the Offender and was punched and kicked by him a number of times. The Offender pushed him into the roadway. He was struck on the hip and shoulder by a car. The Offender then continued to fight with Ryan Riley. The other two offenders, Temaipi and Zenairi, assaulted the other members of the group. [Count 2]
Evan Hill returned from the carpark. He attempted to use a Vodka bottle as a weapon. He lost control of the bottle. [The Offender picked up the bottle and struck Ryan Riley on the head with the bottle.] The blow caused a major fracture of the bones of the skull. [Count 7]
Ryan Riley was taken to hospital. He was in intensive care for some time. Had the injury not been immediately treated he would have died. The injury required metal plates to be inserted in his skull. He has ongoing problems, both medical and psychological. As a result of his injuries he withdrew from his University course and is unable to resume studies.
Clay Riley suffered bruising and small cuts to his face. Evan Hill sustained bruising to his left temple and body. Nicholas Burton suffered a broken front tooth and cuts to his mouth.”
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In spite of a recorded interview in which the applicant gave an entirely different account of the events, the only disputed fact concerned the prosecution’s assertion that it was the applicant who wielded the bottle that caused the injuries to the victim Ryan Riley. This was relevant to count 7. The prosecution relied upon the applicant’s conduct in the time leading up to Mr Riley’s injury showing him to be the most aggressive party present as well as a description given by a witness at the scene. It also relied upon the fact that two members of the applicant’s group (Mitchell Temaipi and Gildo Zenairi) denied that they were responsible for wielding the bottle. Both Mr Temaipi and Mr Zenairi had been dealt with for different offences and in separate sentencing proceedings.
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It was clear, and agreed between the parties, that it was not the applicant who brought the bottle into the fight. Rather, one of the victim’s group (Evan Hill) brought the bottle into the fight.
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The applicant’s case was that he did not use the bottle. In his electronically recorded interview on 21 December 2010, the applicant nominated Mitchell Temaipi as the person who used the bottle. The applicant said that he had not specifically seen this but that Temaipi later told him that he was responsible. Temaipi denied that he used the bottle and (in his own sentencing proceedings) was sentenced on the basis that it was the applicant who did so. The factual basis upon which Temaipi was sentenced had no relevance to the resolution of the factual dispute between the parties in the applicant’s sentencing proceedings. The applicant had also signed a statement on 21 December 2010 indicating his willingness to give evidence that it was Temaipi who had wielded the bottle. Clearly, the prosecution did not accept that this was an honest account.
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It is unnecessary to go into further detail of the evidence and submissions made in relation to this factual dispute. The learned sentencing Judge resolved the issue in favour of the applicant in a judgment published on 10 December 2013. His Honour correctly applied the onus and standard of proof to the evidence with which he was confronted. He commented that suspicion was insufficient, no matter how grave, and determined that he could not be satisfied beyond reasonable doubt that it was the applicant who used the bottle causing the devastating injuries to Ryan Riley. The applicant’s plea of guilty to count 7 (recklessly causing grievous bodily harm to Ryan Riley) was based upon principles of common purpose or joint criminal enterprise. In other words, he was sentenced on the basis that he was criminally responsible for the injuries to Ryan Riley, whoever had directly caused them, on the basis of his involvement in the series of violent incidents that resulted in those injuries.
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In addition to the agreed statement of facts and the material received in the hearing directed towards the resolution of that factual dispute, the learned sentencing Judge also received medical and other expert evidence relating to the injuries suffered by Ryan Riley and a victim impact statement which set out the impact of the injury upon Mr Riley and his life. The victim impact statement was prepared by Mr Riley’s mother because Mr Riley’s brain injury made it impossible for him to prepare such a document for himself. The victim impact statement was in the following terms:
“This letter is addressed to the presiding Judge
Dear Sir,
As advised to put into writing the victim statement on behalf of my son Ryan Riley as he is incapable of doing so due to head injury,
Ryan is suffering severe bouts of anxiety and depression, emotional physical and suicidal thought. Ryan has gone from an outgoing happy confident young man filled with ambition, confidence and security for his future to a very fearful unhappy and tormented unhealthy sad depressed young man, the result of the very vicious assault has left Ryan with a permanent brain damage to the whole right side of Ryan’s brain the Drs don’t know what lifelong problems Ryan will suffer or what other conditions may arise
Ryan has problems with concentration and is forgetful and vague. His memory is terrible, has problems with his balance and hand co-ordination and balance, Ryan has difficulties with all organizing skills.
Ryan life ambitions was to be a professional song writer and has always been very talented in this area, this was Ryan’s gift and natural talent his whole life, Ryan’s music has always been his dream and that’s why he enrolled in bachelor of performing arts and creative writing skills in university. But that ability since the assault has been greatly affected if not all together stopped as Ryan memory problems is severely affected, this has effected Ryan deeply.
Ryan has severe phobias and is very fearful and untrusting. Ryan is very fearful to be in public and will not take public transport on his own anywhere Ryan does not drive and this makes it very difficult for him to get around. Ryan is very scared to be left alone in fear of someone hurting him or being hit on the head as the neurologist has told us for Ryan to have another impact on his head could be catastrophic and this has indeed left him in constant fear for his life. Ryan constantly covers his head whenever he hears a loud noise or when he is walking past a crowd in the street.
Ryan needs constant supervision and always needs someone to accompany him in public and hates being left alone, Ryan’s father also has concerns for Ryan’s mental and physical health. He also tells me of the constant fears and depression and torment he suffers. Ryan constantly obsessively checks all doors and windows are locked and will not open the door to anyone. Ryan often states he feels dumb and cannot focus or write or even spell anymore. Ryan will come into my room in the middle of the night fearful crying with bad dreams and flashback of the assault.
Ryan lives constant fear and torment. Ryan hardly sleeps and will sleep with knives worried about intruders coming to hurt him or his family. This has also had an impact on my own health and fears for Ryan’s safety and wellbeing. I’m frightened that his own health and fears are so terrorizing it is causing him so much stress. I’m frightened for my sons safety, his mental and physical health and what the future holds for him. Sir I would also with Your honours permission enclose a copy of Ryan brain scan.
Thank you sir for giving me the opportunity to express the ordeal we face daily I hope this letter help to bring my son some justice and that the offender will indeed think about the consequences of their actions.
Kind regards
Mrs Julie Riley 20/09/2012
My son lives in a prison daily. His rights and freedom have been taken away from him. This offender showed no mercy on Ryan. Sir could you please take this into consideration with your sentencing.”
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The offending in relation to those four offences occurred over a relatively short period of time. The incident outside of Capitan Torres occurred at 11:30 PM whereas the incident involving the affray and the awful injuries to Mr Riley occurred at around midnight. However, they were two separate incidents of violence. They were alcohol fuelled. The applicant was the major aggressor in relation to each of the incidents. The victims in each instance were doing no more than attempting to enjoy the night-life of Sydney when confronted with the applicant’s outrageous and aggressive behaviour.
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This type of conduct, which is to say alcohol fuelled and random acts of aggression by young men in the central business district of Sydney, has been subject to much commentary both in the media and in recent decisions of this court: see for example R v Loveridge [2014] NSWCCA 120 at [102]; Pattalis v R [2013] NSWCCA 171 at [23]; AI v R [2011] NSWCCA 95 at [69]; MB v R [2013] NSWCCA 254 at [27]; R v Carroll; Carroll v R [2010] NSWCCA 55; Hopley v R [2008] NSWCCA 105; R v Gallagher [2007] NSWCCA 296 at [29]. It is clear that the community expects that such acts of violence will be met with significant punishment, particularly where death or (as in this case) really serious injury is occasioned to an innocent victim.
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The applicant does not contest the sentencing Judge’s summary of the facts of the domestic violence offences:
“The [offences] spanned apparently, a long-term relationship with [the applicant’s] former partner during which she was subjected to extraordinary acts of violence, abuse and cruelty over an extended period. She was his then girlfriend. They were in a relationship for nearly 2 years from August 2006. It was punctuated with instances of physical and psychological abuse and comprised the following offences which resulted in the bonds.
Sequence 10 – assault: in June 2007 the offender and the victim were at the offender’s parents’ house. The victim was planning a trip to her home town. She received an SMS from a friend. The offender became upset, he pinned her down and slapped her on the face with sufficient force to split the skin below the eye. It bled.
Sequence 5 – assault: in September 2007 after an argument, the offender held the victim down and he squeezed cold water by a plastic bottle into her ear. He then threw her into a wall, put a pillow over her face and started punching it. She was terrified; she thought he was going to kill her. He released her and then told her to leave. She went for her keys. He again pushed her to the floor, put some bathroom scales on her face and stood on the scales with her head underneath. The scales broke and the offender left. When she said she had called the police, he said he would kill her parents.
Sequence 11 – assault occasioning actual bodily harm. On 21 July 2007 they were at a party. Again there was an argument. He then pushed her up against the wall and hit her in the chest. He ripped her necklace off, took her bag, threw it against the wall and pushed her to the ground.
Sequence 13 – assault. On another occasion, New Year’s Eve 2007, another argument. This time he jammed an esky into her chest and pushed her against a wall. He struck her on the side of her face with a bag and when bystanders intervened he told them to fuck off. The argument continued and after agreeing to separate he then grabbed her hand squeezed it and head-butted her.
Sequence 2 – assault occasioning actual bodily harm. In March 2008 there was another argument which resulted in him beating the victim. This time he grabbed a chair, pushed it into her and then held her by the throat holding her up against the wall. He lifted her off the ground by the skin of her underarms and as she was screaming in pain he threw her onto the floor. It was after this incident they finally separated.”
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The sentencing Judge described these facts as serious acts of cowardly violence over a continuous and extended period. There is nothing to gainsay Judge Hoy SC’s description of that offending. It is entirely apt.
Subjective and Mitigating features
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The applicant pleaded guilty to each of the offences. The discount allowed by the sentencing Judge (12.5%) is the subject of one of the supplementary grounds of appeal (Ground 5).
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On a personal level the applicant relied on the contents of a presentence report which described him as:
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“a quiet and thoughtful young man who seems well aware of the seriousness of the subject proceedings and of the possible outcome for himself. To his credit, he appears to have had some insight in regard to his offending behaviour and has addressed those issues that led to the committal of the offences. It is noted that [the applicant] maintains the support of his partner, his mother and his employer.”
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The report had earlier described his family and social circumstances and his education and employment. At the time of sentence, the applicant was 28 years of age and was living with his fiancée with whom he apparently had a loving and supportive relationship. She remained supportive throughout the process. The applicant was born in Australia and moved to Lebanon when he was around 1 year of age. His parents often argued and he returned to Australia with his mother when he was aged around 4-5. His father returned to Australia a few years later and the marriage between his parents never fully reconciled. The applicant was not close to his father but maintained a supportive and close relationship with his mother.
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The applicant achieved his Higher School Certificate and commenced a Diploma in Construction at TAFE. He did not finish the course at TAFE but in 2013 completed his diploma at a private training institute. At the time of sentence he was eligible to apply for a builder’s licence. He had been employed in the building industry for some time prior to sentence as a foreman and project manager. His employer confirmed this information.
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A reference was tendered from a family friend (George Sedhom) who said that the applicant had very strong family values and work ethic as well as being adaptable and possessing leadership attributes. Reference was made to his representing both Penshurst Marist College and Kogarah Marist High School at the highest level in athletics and rugby league. The family friend described a significant change in the applicant over the 3 years since the 2010 offences and noted that he “has removed all bad elements from his lifestyle, and has purely been devoted to his family, his career, and his fiancée Maryann.”
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His uncle (Mr Matar) gave evidence in the sentencing proceedings that accorded with the reference of Mr Sedhom. Each noted a significant change in the applicant over the previous several years. Mr Matar was candid when he said that he offered the applicant work basically because he was his nephew. However, having employed him, he observed the applicant at close quarters and was very positive in asserting that the applicant was “a changed man”. Mr Matar also gave evidence that the applicant had demonstrated a problem with alcohol in his late teenage years this. His opinion was that the offences were out of character for the man he knew but agreed with the applicant’s own assessment that he deserved punishment. Mr Matar said that he would be there to support the applicant upon his ultimate release from jail.
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A builder (Robert Dale) gave evidence. He was aware of the history of offending which he described as “disturbing and very disgusting” but was of the opinion that the applicant was a “changed man”. The applicant was working for his company as its “one and only site foreman” and he was so impressed by the applicant that he told the Court that he would provide him with a job upon his release from jail provided that he was still in business. He had observed the applicant’s relationship with his current fiancée and described it in positive terms.
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As I have said, reliance has been placed in on the lengthy effluxion of time between the offending and the sentencing proceedings. The sentence proceedings occurred more than 6 years after the domestic violence offences and more than 3 years after the offences which occurred in July 2010. During that period of time, the applicant had complied with the conditions of the bond until the serious breach on 3 July 2010 and complied with his bail conditions from the 13 July 2010 until bail was revoked on 14 February 2013.
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While the sentencing Judge observed that the applicant was “not assisted by his criminal record”, his Honour was referring to the domestic violence offences. Apart from the matters for which the was to be sentenced, the only other offences on his record were a traffic offence in 2013 (not give way when entering a round-about) and a very minor offence in 2008 which attracted a $200 fine.
Parity
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There was no ground of appeal asserting that the disparity between the sentences imposed on the applicant and those imposed on Temaipi and Zenari would justify intervention by this Court. While some of the submissions hinted at such a ground, and used the language of “grievance” (see Lowe v The Queen [1984] HCA 46; 154 CLR 606) the differences in the charges faced by the three men and their vastly different roles and cases means that there is no merit in the suggestion that the sentence infringed principles of equal justice. Counsel who appeared before the primary judge acknowledged that the cases were so different that parity of sentencing had little or no role to play.
The grounds of appeal
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Submissions in support of a single ground of appeal were initially filed on behalf of the applicant under the hand of experienced senior counsel. That ground of appeal was in the following terms:
“1. His Honour erred in failing to give effect to his finding of ‘special circumstances’.”
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No oral arguments were addressed to ground 1 but it was adequately addressed in the written submissions.
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A short time before the hearing of the appeal, the applicant changed legal representatives and on 6 February 2015 a document styled supplementary grounds of appeal was filed. On 9 February 2015 substantial written submissions were filed in support of those additional grounds. The additional grounds of appeal are in the following terms:
“2. That the learned sentencing Judge treated the breach of bond matters as justifying greater sentences and accumulation than was warranted in relation to those offences and the offences on the indictment improperly increasing the overall sentence imposed;
3. That the learned sentencing Judge erred in law in failing to give due regard to the provisions of s 5 Crimes (Sentencing Procedure) Act which requires the imposition of penalties other than custodial penalties where appropriate and available - see Criminal Procedure Act ss 267 & 268;
4. That in sentencing for the major offence [Count 5] his Honour permitted himself to be misled by treating the appellant as the principal offender despite his earlier finding inconsistent with that view;
5. That his Honour erred in assessing the utilitarian value of the pleas of guilty to be worth no greater discount than 12.5%;
6. The sentencing Judge failed to accord sufficient weight to the Applicant's subjective case, in particular to the time lapse between the offences and sentences and the applicant's good conduct and restricted freedom whilst subject to onerous bail conditions;
7. That in consequence of the errors above and in the overall assessment of the total criminality of the offender the sentence imposed exceeded that appropriate to a proper exercise of the sentencing discretion.”
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There is some overlap between a number of the applicant’s contentions and grounds of appeal. However, it is convenient to deal with the grounds separately. I will deal with the supplementary grounds and then return to the ground that was originally filed.
Ground 2
“That the learned sentencing Judge treated the breach of bond matters as justifying greater sentences and accumulation than was warranted in relation to those offences and the offences on the indictment improperly increasing the overall sentence imposed.”
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There are at least two propositions rolled up in this ground of appeal. The first is that the effective sentences imposed in relation to the two separate offences were excessive because the Judge erred in his treatment of the breach of the bond. The second is that the Judge erred in his approach to the accumulation of the individual sentences.
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As to the first proposition, there is no patent error disclosed in the judgment on sentence. His Honour’s remarks on the relevance of the breach of the bond were orthodox and legally correct. He treated the breach of bond as an aggravating feature of the 2010 offences. This accords with principles of common law and with s 21A(2)(j) of the Act. His Honour specifically and correctly eschewed the suggestion that the breach of bond should lead to a greater sentence in relation to the domestic violence offences when he said:
“The breaches of these bonds fly in the face of the leniency that was then afforded to him. I hasten to add, the facts of these matters do not aggravate the present offences.” (My emphasis)
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In context, the reference to the “present offences” was a reference to the domestic violence offences.
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As to the second proposition, questions of the degree of accumulation and concurrency are matters that fall squarely within the discretionary judgment of the sentencing Judge: see, for example, R v Hammoud [2000] NSWCCA 540; 118 A Crim R 66 at [7] (Simpson J). In Johnson v The Queen [2004] HCA 15; 205 ALR 346; 78 ALJR 616 the Gummow, Callinan and Heydon JJ said at [26]:
“Judges of first instance should be allowed as much flexibility in sentencing as is consonant with consistency of approach and as accords with the statutory regime under which the sentencing is effected.”
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In the absence of any identifiable error of principle in the judgment, it is necessary to consider the sentences actually imposed. The total sentence for the domestic violence offence (18 months) is a severe one for a first time offender of the applicant’s age. However, the offending was very serious and repeated over an extended period of time. Offences of domestic violence must be denounced by the Courts in order to send a clear message to the community that they cannot be tolerated: see for example, R v Edigarov [2001] NSWCCA 436 at [41]; R v Hamid [2006] NSWCCA 302 at [64]ff; R v Mahon [2015] NSWSC 25 at [102-103]; R v Johnson [2015] NSWSC 31 at [62].
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While I will further consider the sentence and non-parole period in considering grounds 1 and 7, I would otherwise reject ground 2.
Ground 3
“That the learned sentencing Judge erred in law in failing to give due regard to the provisions of s 5 Crimes (Sentencing Procedure) Act which requires the imposition of penalties other than custodial penalties where appropriate and available - see Criminal Procedure Act ss 267 & 268.”
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In written submissions, the applicant contended that the learned sentencing Judge failed properly to consider whether or not he might have taken no action on the breach of the bond and failed to consider whether any sentence apart from a full-time custodial sentence was appropriate in relation to the domestic violence offences. It was submitted, for example, that “one available option for his Honour was the imposition of a fine”. It was further put in the written submissions that “the use of fines as a sentencing option in respect of the bond matters would not interfere with the appellant serving any sentence of imprisonment for the indictment matters”. The submission continued that fines would be an appropriate option. A number of reasons were given for that contention. It was accepted, as I understand the submission, that no other sentencing option (for example community service, suspension of sentence or home detention) was either appropriate or even technically available due to the fact that a full-time custodial sentence was the inevitable outcome of the sentencing for the 2010 matters.
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Experienced counsel who appeared for the applicant on sentence conceded that a custodial sentence was the only available sentencing option. In view of the seriousness of the offences and the fact that the only options were a fine or a full time gaol sentence, the concession was a sound one. The learned sentencing Judge plainly, if implicitly, accepted and acted on the concession that the only appropriate sentence was one of full-time custody. There is no error in having accepted that concession.
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In argument, Mr Glissan QC appeared to retreat from the suggestion that it would have been appropriate for the sentencing Judge to take no action on the breach or to impose a fine. Rather he suggested that a “short sharp sentence” may be appropriate.
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The submissions under ground 3, and the ground itself, are without merit. For one thing, they seem to disregard the savage and sustained nature of the domestic violence encompassed in those matters originally dealt with by way of a bond. It is true that by the time of the breach proceedings they were relatively stale offences. It is also true that the matters were dealt with in the Local Court as a result of an election by the prosecutor. Neither of those matters, nor anything raised in the written submissions of the applicant, justify the disposition of those matters by way of the imposition of a fine or a discretionary decision to take no action on the breach.
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Ground 3 must be rejected.
Ground 4
“That in sentencing for the major offence [Count 7] his Honour permitted himself to be misled by treating the appellant as the principal offender despite his earlier finding inconsistent with that view.”
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The contention under this ground is that once the learned sentencing Judge resolved the factual dispute in relation to who struck Mr Riley with the bottle in favour of the applicant, it was not open to find that he was the “principal offender”. That submission appears to suggest that the only party that could properly be described as the principal offender was the person wielding the bottle. This is not correct. The sentencing Judge was extremely careful to make it clear that the applicant was being sentenced on the basis of his involvement in a joint criminal enterprise in which major injuries were occasioned to the victim but in circumstances where it could not be established to the necessary standard who had wielded the bottle. However, the sentencing Judge also noted that the offender appeared to be the initiator of the violence which was described as random and unprovoked. His remarks on sentence described the applicant as the “principal protagonist in all these incidents. He initiated the attacks. He was very provocative spreading a rampage of violence upon innocent victims.”
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Earlier, in accepting a concession that parity with the co-offenders had little (or no) part to play, the sentencing Judge correctly identified the fact that the applicant’s position was far more serious than that of his co-offenders due to the nature of the charges with which they were sentenced and their involvement being “to a lesser degree”.
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Nothing in the remarks on sentence suggests that his Honour sentenced the applicant on the basis that he hit Mr Riley in the head with the bottle. However, the applicant pleaded guilty to an offence whereby he accepted criminal responsibility for the injuries that had been occasioned to Mr Riley. Those injuries were extreme in their nature and have left Mr Riley with a seriously diminished quality of life. The victim impact statement read by his mother provided eloquent testimony to this. The descriptions of the applicant as the initiator of the violence, as the provocateur and principal protagonist were all justified by the agreed facts which were not disputed either at first instance or on the hearing of this appeal. Had the applicant not instigated the initial fight that led to the fracas and the introduction (by somebody else) of the bottle, Mr Riley would not have suffered the injuries which he did.
-
The submissions made under this ground bordered on a traversal of the plea of guilty, but Mr Glissan QC was quick to indicate that that was not the intention of the submission.
-
In my opinion there is no error in the approach adopted by the learned sentencing Judge and the plea of guilty to the charge under s 35 was well justified by the material available to both the defence and prosecution. I would reject ground 4.
Ground 5
That his Honour erred in assessing the utilitarian value of the pleas of guilty to be worth no greater discount than 12.5%.
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In the proceedings before the primary Judge there was a dispute as to the discount that was appropriate for the utilitarian value of the plea of guilty. Counsel for the applicant submitted that the discount should be in the “region of 10 to 15%”. Counsel for the prosecution submitted that “5% would have to be their maximum”. In written submissions the learned Crown Prosecutor submitted that there “should be little if any discount for the plea”. Judge Hoy SC provided a discount of 12.5%.
-
In spite of the submission by counsel at first instance, the applicant seeks to persuade this Court that the exercise of discretionary judgment which resulted in the 12.5% reduction was vitiated by error. That submission must be rejected.
-
The offences were committed on 3 July 2010 and the applicant was charged on 14 July 2010. The plea of guilty was not entered until 27 July 2013, which is to say more than 3 years after he was charged. In the meantime, the applicant had been committed to stand trial and a trial of the offences had been listed and commenced. A jury was discharged whereupon a further trial date was set. A trial listed in April 2013 was vacated and yet a further trial date was set in July 2013 with a direction from the Chief Judge that the matter must proceed. It was on the day that the third trial was listed that the applicant entered his plea of guilty.
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Counsel at first instance explained this delay on the basis of the applicant’s lack of understanding of the concept of joint criminal enterprise and common purpose. Such a lack of understanding does not increase the utilitarian value of a plea of guilty.
-
The features which are pertinent to an assessment of the appropriate discount for the plea are essentially (i) the timing of the plea and (ii) the complexity of the issues about which evidence will have to be gathered and reduced. The greater the length and complexity of the trial the greater the utilitarian value of the plea: See R v Thompson and Houlton [2000] NSWCCA 309 at [154] (Spigelman CJ).
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On the hearing of the appeal, Queen’s Counsel attempted to persuade the Court that this was a matter of great complexity as a result of the engagement of those principles relating to joint criminal enterprise. I do not accept that the matter was particularly complex. In any event, the evidence which needed to be gathered to establish the applicant’s guilt was not evidence of much complexity. Directions of law may have had a degree of complexity but the complexity would not have greatly increased the length of the trial. The trial proceedings would not have been particularly lengthy.
-
Clearly the complexity of the issues was a matter that led the learned sentencing Judge to reject the Crown’s submission at first instance and to provide the applicant with a 12.5% discount. It could not have been the timing of the plea. The timing of the plea was such that the Crown was justified in making the submissions that had been made at first instance, albeit that the learned sentencing Judge was justified in taking a more generous approach in the exercise of discretion.
-
Parts of the submissions on this ground tended to suggest that the applicant was submitting that the difficulties that the Crown may have had in proving its case were matters which affected the utilitarian value of the plea. That submission was specifically, and correctly, eschewed when counsel was confronted with it on the hearing of the appeal. The strength of a prosecution case is not a matter properly to be taken into account in assessing the utilitarian value of the plea of guilty: see R v Thompson and Houlton at [137] see also R v Borkowski [2009] NSWCCA 102 at [32]; R v Sutton [2004] NSWCCA 225 at [12].
-
I would reject ground 5.
Ground 6
“The sentencing Judge failed to accord sufficient weight to the Applicant's subjective case, in particular to the time lapse between the offences and sentences and the applicant's good conduct and restricted freedom whilst subject to onerous bail conditions.”
-
The terms of this ground itself demonstrate the difficulties which attend its success. The weight to be given to an offender’s subjective or personal circumstances was a matter entrusted to the sentencing Judge. There is nothing in Judge Hoy SC’s careful remarks in sentencing the applicant to suggest that he failed to take these relevant matters into account, that he mistook the facts or that he took into account extraneous considerations so as to attract appellant interference with the exercise of a discretionary judgement: House v The King [1936] HCA 40; 55 CLR 499 at [55].
-
I would not uphold this ground of appeal. However the “time-lapse” between the offences and the sentences and the applicant’s good conduct and “restricted freedom” are matters of significance to the appropriate outcome of this appeal. The delay may be a factor going to special circumstance and to the length of the non-parole period: see R v EGC [2005] NSWCCA 392 at [38] (Latham J).
Grounds 1 and 7
1. His Honour erred in failing to give effect to his finding of ‘special circumstances’.
7. That in consequence of the errors above and in the overall assessment of the total criminality of the offender the sentence imposed exceeded that appropriate to a proper exercise of the sentencing discretion.
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I have found no error in relation to grounds 2-6 but before dealing with ground 7 and the ultimate question that arises under s 6(3) of the Criminal Appeal Act 1912 (NSW), I will address the ground and submission originally filed on the applicant’s behalf.
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As to the reference in ground 7 to “the overall assessment of the total criminality of the offender” I should refer to the decision of this Court in Mulato v R[2006] NSWCCA 282 where Spigelman CJ said at [37]:
“Characterisation of the degree of objective seriousness of an offence is classically within the role of the sentencing Judge in performing the task of finding facts and drawing inferences from those facts. This Court is very slow to determine such matters for itself or to set aside the judgment made by a first instance Judge exercising a broadly based discretion. The question must be whether or not the particular characterisation which her Honour gave to the circumstances of the offence was open to her Honour.”
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Simpson J “emphatically agreed” with those comments and added at [46]:
“The assessment of the objective seriousness of an offence is quintessentially for the sentencing Judge. It is, if not a finding of fact, then the exercise of an evaluative process akin to fact finding or the exercise of a discretion. As such it is reviewable in this Court only on the principles stated in House v The King [1936] HCA 40; 55CLR 499. The importance of respecting the role of a first instance Judge should never be underestimated. It is not the function of this Court to substitute its own view of objective seriousness for that of the first instance Judge. That is not because objective seriousness is something determined by reference to the evaluation of the credibility of witnesses, in respect of which it is conventionally held that the first instance Judge is in a superior position. It is because it is a fundamental aspect of the appellate system. Each judicial officer in the hierarchy has his or her own function, and those at appellate level need to take care not to trespass upon the role of those at first instance.”
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In Kaminic v R [2014] NSWCCA 116 at [79]-[89] I expressed reservations about the authority of Mulato v R[2006] NSWCCA 282 in light of the observations of the High Court in Carroll v The Queen [2009] HCA 13; 83 ALJR 579 at [24]: see also Carroll v The Queen [2010] NSWCCA 55; 77 NSWLR 45 at [57] per Allsop P and Johnson J and MH v R [2011] NSWCCA 230 per RS Hulme at [43]-[44] (cf Campbell JA at [2] and Hoeben J at [75]).
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The majority in Kaminic v R (Ward JA and Fullerton J) applied Mulato v R with Ward JA observing that the comments of the High Court in Carroll v The Queen were dicta. Mulato v R (and the majority approach in Kaminic v R) has been applied in subsequent cases: see, for example, Stoeski v R [2014] NSWCCA 161 at [46] (Adamson J); Khanchitanon v R [2014] NSWCCA 204 at [24] (Adamson J). There was no appeal to the High Court from the decision in Kaminic v R and on Friday 13 February 2015 special leave to appeal was refused in Stoeski v R [2015] HCATrans 19.
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Accordingly, I consider the questions that I raised in Kaminic to be resolved. The observations of Spigelman CJ and Simpson J in Mulato should be applied in New South Wales. In the present case, Judge Hoy SC found that the offence of recklessly inflicting grievous bodily harm fell “at about the middle range of objective seriousness”. He also made a reasoned assessment of the totality of the criminality involved in both sets of offences. There was nothing in the judgment to suggest that he fell into “House error” and his assessment of the objective criminality of the offences was open to him in the exercise of discretionary judgment.
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I now turn to Ground 1, the question of special circumstances and length of the non-parole period. The learned sentencing Judge imposed fixed terms in relation to all of the offences with the exception of the most serious offence being the offence of recklessly inflicting grievous bodily harm (count 7). In accordance with the provisions of the Crimes (Sentencing Procedure) Act 1999 (NSW), his Honour identified the reason for imposing fixed terms:
“Having regard to the nature and circumstances of the offences and as I consider it appropriate to impose fixed terms. Also, in light of the latter sentence the non-parole period will subsume the preceding fixed term sentences.”
-
This is an orthodox approach to sentencing for multiple offences.
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His Honour was invited to find special circumstances pursuant to s 44(2). Written submissions for the applicant merely contended “a finding of special circumstances is available.” The following is a recorded argument on 14 February 2014:
“COUNSEL: My instructing solicitor reminds me although I have addressed it,
I submit to your Honour you would find special circumstances and I don’t think
the Crown disagrees --
CORR: I disagree.
COUNSEL: He disagrees.
HIS HONOUR: He disagrees okay. What are you suggesting are the special circumstances, the need for a lengthier time for assimilation back in the community after a custodial sentence. It’s his first time he faces custody, a relatively young offender--
COUNSEL: I couldn’t put it any higher than that your Honour.”
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As was put in argument, his Honour did not receive a great deal of assistance on this and a number of other issues. Counsel did not address the question of whether the accumulation of sentences in itself would constitute special circumstances or address any submissions to the relevance of the extensive delay and periods of rehabilitation to the question of special circumstances. Where an offender seeks a finding of special circumstances, it is important that their legal representative say so in clear terms and identify those circumstances which are said to be relevantly “special”.
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His Honour made a finding of special circumstances and having identified certain matters in the course of argument, also identified the fact of the accumulation as a matter relevant to that question. His Honours judgment includes the following at [19]:
“A finding of special circumstances is also sought. This is based on a need for extended rehabilitation and primarily on this being his first time in custody and his relatively young age. In my view, accumulation of sentences may also be regarded as a special circumstance. Crown opposes such finding because they say any parole period comprising the statutory ratio would be sufficient to ensure his re-assimilation into the community. A finding of special circumstances is discretionary; see Caristo v R [2011] NSWCCA 7 and any such circumstances must be “sufficiently special” see R v Fidow [2004] NSW CCA 172. Having regard to all the circumstances the accumulation of those factors satisfy me that is appropriate to make an adjustment to the statutory ratio and I intend to do so.”
-
Another matter that clearly pointed in the direction of a finding of special circumstances was the passage of time between the offences and the sentence hearing and the periods during which the offender had complied with the terms of the bond and bail. In R v ECG, Latham J rejected a submission that delay, of itself, warranted intervention. However, her Honour went on to observe at [38]:
“That said, there is, in my view, some substance to the submission that the passage of time between the commission of the offences and sentence was capable of constituting special circumstances. The Judge declined to find special circumstances, referring only to the applicant’s age, the likely nature of his custody and the fact that the sentences represented his first experience of custody. This Court has recognised prosecution for a stale offence as a special circumstance warranting alteration of the statutory ratio: R v Virgona [2004] NSWCCA 415. I would regard the imposition of a custodial sentence for the commission of offences 16 years ago as “sufficiently special to justify a variation”: R v Fidow [2004] NSWCCA 172 per Spigelman CJ.”
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In the present case, the sentencing Judge did make an adjustment to the “statutory ratio” when he imposed the non-parole period in relation to count 7. There was no occasion to make any adjustment with respect to the other sentences as fixed terms were imposed in relation to them. However, the complaint under ground 1 is that, in spite of the finding of special circumstances and the fact that the matter identified went beyond the circumstance of accumulation of sentences, the total effective sentence was in accordance with the “statutory ratio”. That is to say, the non-parole period (6 years) was precisely 75% of the total effective sentence (8 years).
-
Similar grounds of appeal have been raised in a number of cases: see for example: R v LWP [2003] NSWCCA 215; R v Thornberry [2000] NSWCCA 526; R v Keen [2004] NSWCCA 86; R v Street [2005] NSWCCA 139; R v Heron v R [2006] NSWCCA 215; CM v R [2013] NSWCCA 341; AB v R [2014] NSWCCA 31; Houri v R [2013] NSWCCA 279; Fina’i v R [2006] NSWCCA 134.
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As RA Hulme J observed in CM v R at [40]:
“Where there is no adjustment of the 3:1 ratio of non-parole period to parole period reflected in the overall term, it may either reflect what the sentencing Judge specifically intended, or it may be the result of inadvertence or miscalculation.”
-
Where a sentencing Judge makes clear that they are aware that the total sentence is in accordance with the “statutory ratio”, it is rare that this Court would intervene. In Houri v R the court declined to intervene in a case where an adjustment in respect of one sentence resulted in a sentence wherein the non-parole period was marginally greater than 75% of the overall term. R A Hulme J said at [34]:
“I do not believe that there was any inadvertence or miscalculation by the Judge. She imposed individual sentences and partially accumulated them to achieve the precise result that she said she intended. In the first passage quoted above she said that the in the overall total sentence ‘the statutory ratio will not reduce substantially’. In the second passage she noted that ‘the total non-parole period is very close to the statutory ratio when one has regard to the total sentence, and that is what I intend in passing sentence’.”
-
Similarly in AB v R the Court declined to intervene when the sole basis of the finding of special circumstances was “by reason of the accumulation of sentences”.
-
Conversely, in cases where the finding of special circumstances was more broadly based then the accumulation itself and where the sentencing Judge has not clearly indicated their awareness of the fact that the total effective sentence will remain in accordance with (or close to) the “statutory norm” the court has intervened: see R v LWP; R v Thornberry; R v Keen; R v Street; R v Heron v R; M v R.
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In the present case, the respondent relies upon the fact that the learned sentencing Judge, in explaining the sentence to the applicant, identified the precise effect of the total effective sentence and non-parole period. After imposing sentence his Honour said:
HIS HONOUR: All right. What it essentially means, sir, is you are serving an effective sentence of 18 months for the breach of bonds matters, however, the current matters commence 12 months into that sentence. So that is the accumulation insofar as the current matters they then commence 12 months into those earlier sentences and the overall time that you will spend in custody is six years backdated from when you went into custody on the 14th. After that you are eligible for parole and I have made an adjustment insofar as the parole period to extend it and that will be for a period of two years. So after serving four years of the main sentence you then fall eligible for release to parole on 14 February 2020. Do you understand that so far? All right.
Insofar as parole is concerned you must understand that if you breach your parole you are under the supervision of the Parole Authority and not the Court. What that means is if there is any breach, any offences, any disregard of any directions, Probation and Parole or Parole Authority, then you can be breached. It gets reported to the Parole Authority not the Courts. The Parole Authority then have the option of revoking your parole. They ordinarily do so if I can say that unless there are extenuating circumstances. What that then means you go back into custody to serve the balance of that sentence from whenever that parole is revoked. So it is very important that obviously you do not breach it but do you understand that?”
-
I accept the respondent’s submission that the reference to the “main sentence” is a reference to the sentence on count 7. However, contrary to a submission made orally, the sentencing Judge did not state that “the effective total non-parole period would be 75% of the total sentence”. At no stage did the sentencing Judge make clear that his intention was to impose a total sentence whereby the non-parole period would be 75% of the total sentence. His Honour did not indicate that his purpose in finding special circumstances was merely to reinstate the statutory proportions pursuant to s 44 of the Act.
-
This case falls between the extremes represented by cases where there is no acknowledgement by the sentencing Judge of the total effect of the sentence and, on the other hand, those cases where the finding of special circumstances were based entirely on the accumulation or where the sentencing Judge specifically says that they are aware that the impact of the adjustment will result in the normal “statutory ratio” between the non-parole period and the overall sentence.
-
Whilst it is clear that the learned sentencing Judge was aware of the total effective non-parole period and total effective overall sentence, nowhere in the Judgement on sentence, the transcript of the submissions or the explanation to the applicant of the impact of the sentence after sentence was imposed did his Honour make plain that he fully intended and was aware that the adjustment to the non-parole period on count 7 would achieve no more than resulting in the applicant spending 75% of the total sentence in custody.
-
In coming to a final conclusion, it is significant that the finding of special circumstances was not based solely upon the accumulation. His Honour referred to the “need for extended rehabilitation”, the fact that it was the offender’s first time in custody and his “relatively young age”. It was after referring to those matters that his Honour said that “accumulation of sentences may also be regarded as a special circumstance.”
-
As James J held in Cicekdag v R [2007] NSWCCA 218 at [46-49]
“It is true that in the sentence for the dangerous driving offence the sentencing Judge did vary the usual ratio between the non-parole period of a sentence and the balance of the term, so that the balance of the term exceeded one-third of the non-parole period. However, when all the sentences are taken into account, the total head sentences are six and a half years and the total non-parole periods are five years, so that the total period during which the applicant would be eligible for release on parole does not exceed one-third of the total non-parole periods and is, in fact, slightly less than one-third of the total non-parole periods.
It was submitted by counsel for the applicant that, when all the sentences were taken into account, the sentencing Judge had failed to carry into effect an intention to vary the usual ratio between non-parole periods and balances of terms, so as to take into account both of the two factors the sentencing Judge had identified as requiring such a variation, namely the applicant’s mental condition and the consequent need for rehabilitation and supervision, and the accumulation of sentences.
In my opinion, this submission by counsel for the applicant should be upheld.
If the only factor identified by the sentencing Judge as requiring a variation of the usual ratio had been the accumulation of sentences, then the imposition of a collection of sentences in which the total parole period was only slightly less than one-third of the total of the non-parole periods might well have been regarded as a sufficient implementation of his Honour’s sentencing intention. However, his Honour also identified as a factor requiring a variation of the usual ratio the applicant’s mental condition and his consequent need for rehabilitation and supervision and the sentences imposed by his Honour, when considered in their totality, did not make any allowance for this factor.”
-
In spite of the learned sentencing Judge clearly articulating the numerical results of the partial accumulation in explaining the sentence to the applicant, I have come to the conclusion that the sentencing discretion miscarried. The finding of special circumstances, based as it was around important subjective matters such as the applicant’s extended need for rehabilitation in the community, ought to have sounded in a somewhat greater adjustment to the proportion between the non-parole period and the total effective sentence. Having said that, the offences were of such seriousness both individually and in their cumulative effect that any adjustment downwards must be a modest one.
-
The need for the applicant to have an extended period of supervised parole was highlighted by the things that had transpired in the course of the period of time between the domestic violence offences and the sentencing hearing. As Judge Hoy SC pointed out in his judgment on sentence, he had remained of good behaviour during much of that period, with the exception of the 2010 offences all of which occurred in the course of one hour. The learned sentencing Judge pointed out that “one can be forgiven for thinking that this [period of good behaviour] is because it has been imposed by the court”. His Honour was there referring to the fact that the applicant had been on the bond imposed by the Local Court and then on stringent bail conditions. As the learned sentencing Judge impliedly or implicitly recognised, this was a matter that justified an extended period on parole.
-
For those reasons, I have reached the conclusion that ground 1 should be upheld.
Section 6(3) and re-sentencing
-
Having come to the conclusion that the sentencing discretion miscarried in this way, it is necessary to consider whether a different, less severe, sentence is warranted and ought to be imposed: s 6(3) Criminal Appeal Act 1912 (NSW). In doing so, I take into account the evidence submitted by the applicant “on the usual basis”, that is to be considered only on the question of re-sentencing if error was established. This material came in the form of a bundle of documents produced by the Department of Corrective Services under a freedom of information request. A good deal of the material tendered is not relevant but the following entries might properly inform the appropriate length of the sentence:
19/6/14 – He presents as genuinely keen to address issues that led to his incarceration
14/7/14 – inmate has requested fulltime education. We are currently unable to accommodate his learning needs as he is a highly literate inmate [and relevant courses had already commenced].
26/9/14 – always attends work when required, he is a good worker, always polite to officers and other inmates. [H]e doesn’t cause any problems.
20/1/15 – Follows instructions well and displays a positive attitude undertaking the required work tasks. He has helped guide other workers in the team to help complete required work projects. This inmate has been an asset to ground maintenance.
10/2/15 – always keen to undertake work, he follows instructions well and is no problem to staff.
-
Even taking this promising material into account, I am unable to conclude that the total effective sentence of 8 years or the individual sentences imposed by his Honour should be disturbed. However, I am of the opinion that there should be some adjustment to the length of the non-parole period in order to provide for a longer period for the applicant to be supervised upon his eventual release from gaol. Such an outcome is beneficial, obviously enough, to the applicant but also reflects one of the purposes of punishment in s 3A namely “to promote the rehabilitation of the offender”. There is a community interest in his rehabilitation. The other purposes of punishment (adequate punishment, deterrence, protection of the community, denunciation, recognition of the harm done to the victim and making the offender accountable for his actions) are all served by the overall sentence and what will remain a lengthy period of incarceration.
-
To achieve the outcome it is unnecessary and undesirable to interfere with the sentences imposed other than by making a further adjustment to the non-parole period imposed in relation to count 7. For the sake of clarity, my intention is that the applicant be subject to a total effective sentence of 8 years with a total effective non-parole period of 5 years and 3 months.
-
I propose the following orders:
Application for leave to appeal granted.
Appeal allowed.
The sentences imposed in relation to sequences 10, 5, 11, 13 and 2 are confirmed.
The sentences imposed in respect of counts 1, 3 and 4 are confirmed.
The sentence imposed in respect of count 7 is quashed and in lieu thereof impose a sentence compromising a non-parole period of 3 years and 3 months commencing 5 February 2016 and expiring on 4 May 2019 with a balance of term of 2 years and 9 months commencing 5 May 2019 and expiring on 4 February 2022.
The applicant will be eligible for release to parole at the expiration of the non-parole period relating to count 7.
**********
Amendments
06 March 2015 - typographical error in paragraph 94
Decision last updated: 06 March 2015
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