Rules of the Australian Industrial Relations Commission (Amendment) (Cth)

Case

Statutory Rules 1996 No. 1[1]

[1]     File number as on application

__________________

Rules of the Australian Industrial Relations

Commission[2] (Amendment)

[2]

I, DEIRDRE FRANCES O’CONNOR, President of the Australian

Industrial Relations Commission, make the following Rules under the

Industrial Relations Act 1988.

Dated 4 January 1996.

DEIRDRE O’CONNOR

President

____________

1. Commencement

1.1 These Rules commence on 15 January 1996.

2. Amendment

2.1 The Rules of the Australian Industrial Relations Commission

are amended as set out in these Rules.

3. Rule 30S (Commission to conciliate in respect of unlawful

termination)

3.1 Omit the rule.

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  1. Rules of the Australian Industrial Relations

Commission 1996 No. 1

4. New Rules 41 to 50

4.1 After Rule 40, insert:

“TERMINATION OF EMPLOYMENT

RULE 41 FORM OF APPLICATION
“(1) An application to the Commission under

subsection 170EA (1) of the Act must be:

(a) in accordance with Form R28; and
(b) lodged in the Industrial Registry.
“(2) An application may be lodged personally, by post or
facsimile transmission.

“(3)

The application may be accepted for lodgment if, in the opinion of a Registrar, it complies substantially with subrule (1).

“(4) In spite of subrule (1), an application that is not signed
by the employee may be accepted for lodgment if:

(a)

the application is made by a trade union on behalf of the employee; or

(b)

the application has been prepared by a solicitor or authorised representative of the employee.

“(5)

If it is intended to make an application referred to in paragraph 170EA (3) (b) of the Act to allow the lodgment of an application under subsection 170EA (1) of the Act more than 14 days after the employee receives written notice of the termination, the application under subsection 170EA (1) must include a statement to that effect.

RULE 42 NOTICE OF EMPLOYER’S APPEARANCE

“(1)

An application lodged under subrule 41 (1) is answered by the employer filing a notice of appearance in accordance with Form R29.

Rules of the Australian Industrial Relations Commission 3

1996 No. 1

“(2)

A notice of appearance must be filed within 7 days of service of the application on the employer by the Registry.

“(3) A notice of appearance may be filed personally, by
post or facsimile transmission.

“(4)

The notice may be accepted for filing if, in the opinion of a Registrar, it complies substantially with subrule (1).

“(5) A notice that is not signed by the employer may be
accepted for filing if the notice has been prepared by:

(a)

an employer organisation of which the employer is a member; or

(b)

a solicitor or authorised representative of the employer.

“(6)

At any stage of a conciliation or consent arbitration, or related proceedings, the Commission may permit an employer to appear notwithstanding the employer’s failure to file a notice of appearance.

RULE 43 ROLE OF REPRESENTATIVE
“(1) A person representing the employee must:

(a)

promptly advise the employee of the importance of the employee being present in person at the conciliation proceeding; and

(b)

have sufficient authority to deal with the matter on behalf of the employee.

“(2) A person representing the employer must:

(a)

promptly advise the employer of the importance of the employer being present at the conciliation proceeding in person, or if the employer is an organisation, through a responsible officer of the organisation; and

(b)

have sufficient authority to deal with the matter on behalf of the employer.

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Commission 1996 No. 1

RULE 44 NOTICE OF CONCILIATION PROCEEDING
“(1) For the purposes of subsection 170EB (1) of the Act the Commission must fix a time and place for conciliation of the matter to which an application under section 170EA of the Act relates.
“(2) On the Commission fixing a time and place for the conciliation of the matter, a Registrar must give notice, as directed by the Commission, of the time and place so fixed to the parties to the conciliation proceeding.

“(3) The Commission may direct that additional documentation as it considers necessary must accompany the notice given under subrule (2).

“(4)

Nothing in this rule prevents the Commission from conciliating a matter by means other than convening a conciliation conference.

RULE 45 SETTLEMENT BY CONCILIATION

“If a matter is settled by conciliation under subsection 170EB (1) of the Act, the Commission must require the parties to reduce the terms of settlement to writing, if it is practicable to do so.

RULE 46 DISCONTINUANCE OF MATTER

“(1)

An employee may discontinue a matter at any time while the matter is before the Commission under section 170EA, 170EB, 170EC or 170ECA of the Act.

“(2) A matter is discontinued by filing a notice in
accordance with Form R30.
“(3) A notice of discontinuance may be filed personally, by
post or facsimile transmission.

“(4)

If an employee does not attend the conciliation proceeding, the Commission, after giving the employee an opportunity to be heard, may deem the matter to have been discontinued by the applicant.

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1996 No. 1

“(5)

Any matter deemed to be discontinued under this rule may be restored for a conciliation proceeding only by application to a Presidential Member.

RULE 47 REFERRAL TO THE COURT

“If the Commission issues a certificate under

subsection 170ED (1) of the Act:

(a)

the Commission must give a copy of the certificate to each of the parties; and

(b)

the Commission must give the certificate to a Registrar; and

(c)

the Registrar must give the application to which the certificate relates to a Registrar of the Court, together with:

(i) the certificate; and

(ii)

if a notice of employer’s appearance has been filed under rule 42—a copy of the notice.

RULE 48 NOTICE OF ELECTION OF CONSENT

ARBITRATION

“(1)

An election under subsection 170EB (2) or (3) of the Act by a party to a conciliation to have the matter to which the conciliation relates dealt with by consent arbitration must be in accordance with Form R31.

“(2) An election under subrule (1) may be filed:

(a)

if the Commission has decided that the matter cannot be settled by conciliation, or further conciliation, within a reasonable period—within a period determined by the Commission (being a period of not more than 7 days after the Commission has invited the parties to elect to have the matter dealt with by consent arbitration); or

(b)

in any other case—at any time during the conciliation of a matter.

“(3) A notice of election may be filed personally, by post
or facsimile transmission.
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RULE 49 REASONS FOR MAKING AN AWARD IN

CONSENT ARBITRATION MAY BE OBTAINED

“(1)

If the Commission makes an award under subsection 170EC (4) of the Act, a party to the consent arbitration may request, in writing, that the member of the Commission who made the award give to the party a statement of reasons for the award.

“(2)

A request for a statement of reasons under subrule (1) must be made within 7 days after the date of the award.

RULE 50 APPEAL TO FULL BENCH FROM AN AWARD IN A
CONSENT ARBITRATION

“(1)

An appeal to a Full Bench under section 170ECA of the Act from an award must be instituted by lodging with a Registrar a notice of appeal and 4 copies of the notice, in accordance with Form R32, together with 3 copies of:

(a) the award; and

(b)

the transcript of the evidence and argument in the proceedings from which the appeal is brought (if any); and

(c)

each document that was an exhibit in the proceedings; and

(d)

the statement of the reasons for the award (if any).

“(2)

Subject to subrule (3), an appeal must be instituted within 28 days after the date of the award appealed from or, upon application, within such further time as is allowed by a Full Bench.

“(3)

If a request for the statement of reasons has been made under Rule 49, an appeal must be instituted within 28 days after the date on which the statement of reasons is given.

“(4)

An application to a Full Bench for leave to institute an appeal after the end of the period of 28 days specified

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1996 No. 1

in subrule (2) or (3), as the case may be, must be in

accordance with Form R33.

“(5)

If it is intended to seek a stay of the whole or part of the award pending the determination of the appeal, the notice of appeal must include an application to that effect.

“(6)

On lodging the notice of appeal, the appellant must serve, as soon as practicable, a copy of the notice of appeal and documents lodged in accordance with subrule (1) on the other parties to the award.

“(7)

On the Commission fixing a time and place for the hearing of the appeal, the Registrar must give notice of the time and place so fixed to the appellant and the other parties to the award.”.

  1. Rules of the Australian Industrial Relations

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5. Schedule

5.1 Add at the end:

“Australian Industrial Relations Commission use only
Commission file
number
Application for relief in respect of date
termination of employment received
Industrial Relations Act 1988 (Cth)
section 170EA - form R28
application by the employee alone S
union S - give name of union:
Details of employee 
Mr S  Mrs S  Ms S 
Family name  given names

1     full name

2     home address

postcode

3 phone (business hours) ( ) (after hours) ( )
facsimile ( )
4 date of birth day/month/year
5 first language English S other S (specify)
Is an interpreter needed? Yes S No S

Details of employment

6     employer’s name

7
employer’s trading address or postcode
registered office phone ( ) fax ( )

8     work performed for employer

(occupation)

9
place of work suburb/town postcode
10 period of employment date started work last date worked
/ / / /
11 Were you given a No S
written notice of termination? Yes S - copy attached S
If yes, on what date did you receive written
notice of your termination? / / .

Extension of time

This section to be completed if the application is made more than 14 days after receipt of written notice of termination. My reason/s for seeking an extension of time to lodge this application is/are: (or attached)

Details of union

12 Is your union acting on your No S go to 15

behalf? 13 name and address of union

Yes S go to 13

postcode

14 union contact person

phone ( ) fax ( )
  1. Rules of the Australian Industrial Relations

Commission 1996 No. 1

The employee must sign this name (print) position
declaration*
signature of employee date If a solicitor or authorised
representative has prepared the
/ / application, that person must sign here
*Note: The application need not be signature of solicitor or date
signed by the employee if the authorised representative
application is made by a trade union on / /
the employee’s behalf or the application
has been prepared by a solicitor or an
authorised representative.
name (print) position
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1996 No. 1

8 Are you the true Yes S No S - Who is? Give details
employer?

Details of representative

9 Is anyone representing No S go to 14 Yes S-solicitorS
you? employer organisation S

10 name of solicitor’s firm

or employer organisation

11 address

postcode

12 solicitor or contact

person

13 phone

( ) fax ( )

Address for notices

14 Where do you want address in 4-5S or address in 10-12 S

notices from the

Commission sent?

(choose one only)

Reasons for termination

15 Brief summary of reason/s given for termination (or attached)

Declaration

I declare that all the facts in this notice are employer S solicitor S
correct and complete to the best of my employer organisation S
knowledge and belief.
signature date

/ /

name (print) position

__________

“FORM R30 Rule 46
  1. Rules of the Australian Industrial Relations

    Commission 1996 No. 1

    Industrial Relations Act 1988

AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION

NOTICE OF DISCONTINUANCE

Commission Reference___________________

In the matter of ________________________________________

Applicant

( insert name of employee)

-and-

__________________________________________

Respondent

(insert name of employer)

The applicant wholly discontinues this matter.

Dated:__________________________

Signed: ___________________________________

(applicant/solicitor/authorised representative)

“FORM R31 Rule 48

Industrial Relations Act 1988

AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION

NOTICE OF ELECTION OF CONSENT ARBITRATION UNDER

SUBSECTION 170EB (2) OR (3)

In the matter of (insert names of parties and the matter number) *I/We, (insert name/s of party/parties to the matter) being *a party/the parties to the abovementioned matter CONSENT TO

HAVE THE MATTER DEALT WITH BY CONSENT ARBITRATION

BY THE COMMISSION.

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1996 No. 1

*I/We understand that the mutual consent of the parties to this matter to

have the matter dealt with by consent arbitration by the Commission

constitutes an agreement between the parties:

(a)

to submit this matter to the process of consent arbitration by the Commission; and

(b)

to comply with any requirement of the Commission for the purpose of the arbitration; and

(c)

to comply with any award made by the Commission on the arbitration; and

(d)

if that award is taken on appeal to a Full Bench of the Commission - to comply with the award as confirmed, varied or substituted on that appeal.

*I/We acknowledge that the consent arbitration of this matter must be conciliator”), unless the parties agree to the arbitration being conducted by the conciliator.#

conducted by a member of the Commission other than the member of the

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................................................... ................................................
*name and signature of *name and signature
employee or of employer or
employee’s authorised employer’s authorised
representative representative

............................................................................

**name and signature of authorised officer of trade union and name of

trade union

Dated: ..............................

#The following part of Form R31 is required to be completed only in the event that the parties are in agreement that the consent arbitration may be conducted by the conciliator.

*I/We AGREE that the consent arbitration of the abovementioned matter

may be conducted by the conciliator.

................................................... ................................................
*name and signature of *name and signature
employee or of employer or
employee’s authorised employer’s authorised
representative representative
............................................................ Dated: .....................

**name and signature of authorised officer

of trade union and name of trade union

*If Form R31 is not jointly completed, each party must file a separate form.

**If a trade union has made the application under section 170EA of the Act on

behalf of the employee, the notice of election must be signed by an authorised

officer of the trade union.

Rules of the Australian Industrial Relations Commission 15

1996 No. 1

“FORM R32 Rule 50

Industrial Relations Act 1988

AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION

NOTICE OF APPEAL UNDER SECTION 170ECA

insert the title of the matter and the case number of the made by [insert name of member of the Commission] at [place] on [date] in this matter.

IN the matter of: [

matter appealed]

The grounds of this appeal are as follows:

[Set out in numbered paragraphs the particulars on which the Commission

was in error in deciding to make the award]

Dated 19 .

_______________________

Signature of appellant

Note: If it is intended to seek a stay of the whole or part of the award, pending

the determination of the appeal, the notice of appeal must include an

application to that effect, as set out below:

“Application is also made for an order that the operation of [set out

the whole or part of the award] be stayed pending the

determination of this appeal or until further order of the

Commission.

Dated 19 .

__________________________

Signature of appellant

  1. Rules of the Australian Industrial Relations

Commission 1996 No. 1

“FORM R33 Rule 50

Industrial Relations Act 1988

AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION

APPLICATION FOR AN EXTENSION OF TIME FOR

INSTITUTING AN APPEAL UNDER SECTION 170ECA

IN the matter of: [insert the title of the matter and case number of the matter appealed]

Application is made by [insert name of appellant] for an extension of time for instituting an appeal from the award made by [insert name of member of the Commission] at [place] on [date] in this matter.

The grounds of this application are as follows:

[Set out in numbered paragraphs the grounds on which it is claimed an

extension of time should be granted]

Dated 19 .

__________________________

Signature of appellant”.

__________________________________________________________

NOTES

1.     Notified in the Commonwealth of Australia Gazette on 12 January 1996.

2.     Statutory Rules 1989 No. 46 as amended by 1992 No. 391; 1994 Nos. 80, 246 and 464; 1995 No. 284.

Details of representative

15 Is anyone representing you? No S go to 19 Yes S go to 16

16 name of solicitor’s firm

17 name of solicitor or of your

authorised representative

18 address postcode
phone ( ) fax ( )

Notices from the Commission

19 Where do you want notices from address in 2 S union in 13-14 S
the Commission sent? (choose one solicitor in 16-18 S
only) other S—give details

Remedy sought

20 What are you seeking? reinstatement S compensation S
other S —give details
21 Brief summary of reason/s given

for termination

(or attached)

Declaration

I declare that all the facts in this If a union is applying on behalf of the
application are correct and complete to employee, a union representative must
the best of my knowledge and belief. sign here
I understand that the Commission signature for union date
arranges for the conciliation of the
matter first. If the matter is settled by
conciliation it will not be necessary to
go to Court or to have the matter
arbitrated by the Commission.
/ /
95M321, 7/14/09, 20:58 PM 95143217
Commission use only
Ext Time:
Employer’s name amended:
Result:

_________________

“Australian Industrial Relations Commission Commission use
only
date received
Application in respect of termination of employment— notice of employer’s appearance
Industrial Relations Act 1988 (Cth) section 170EA - form R29
Employee’s full name family name given names

as on application

Details of employer - named on the application

3     full name

4
Has the employee given
your name correctly?
Yes S No S - it is as in (3)

5     address

6
contact person family name given names

- name

- phone ( ) fax ( )
7
type company S partnership S sole trader S
government authority S
cooperative S club S other S specify________
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