Rose v The Queen
Case
•
[1994] HCATrans 458
No judgment structure available for this case.
CP lE
| IN THE HIGH COURT OF AUSTRALIA | 1 |
| 2 | |
| ADELAIDE | 3 4 |
| CORAM: BRENNAN, DEANE AND DAWSON JJ | 5 6 7 8 |
| No. A3 of 1994 | 9 |
10 11 12 13 14
| NORMAN JOHN ROSE - APPLICANT | 15 16 |
| V | 17 18 |
| THE QUEEN - RESPONDENT | 19 20 21 |
| 22 | |
| 23 24 25 | |
| TRANSCRIPT OF PROCEEDINGS | 26 27 |
| THURSDAY, 25 AUGUST 1994 AT 2.20 P.M. | 28 |
37
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29
30 31
| MR S.W. TILMOUTH QC, WITH HIM MR W.R. RETALIC FOR APPLICANT | 32 |
| MS A.M. VANSTONE QC, WITH HER MSG. DAVISON FOR RESPONDENT | 33 |
| 34 | |
| 35 36 |
| CP lE | 2 | APPLICANT ADDRESS |
| MR TILMOUTH: | The basic facts in this case are in the | 1 |
papers, but your Honours will appreciate that the appeal 2 centres upon the application by the Crown to 3 cross-examine and then call rebuttal evidence with 4 respect to the defence witness Overstead. 5
Your Honours will recall that Overstead gave 6
evidence that he and the Crown witness, Robinson, 7 committed the offence with which the applicant was 8
charged. Very late in his evidence, which was towards 9
the end of the trial, of course, because it was a 10 defence case, it emerged that he had in fact implicated 11 the accused in a statement he had given to the police 12 some time earlier in Melbourne which was taken off the 13 record, so to speak. 14 It transpired as well that Crown counsel didn't find out about the statement until the police officer
15
16 concerned was brought over in the prospect of being 17
called to give rebuttal evidence. In the net result, i£ 18
the court pleases, the trial judge, at the end of the 19 trial, allowed Overstead to be cross-examined; that he 20 had told this police officer that he had committed the 21
offence with the applicant. The police officer was also 22
allowed by his Honour to give evidence in rebuttal that 23 that conversation had occurred. 24 In my submission, once that came out, it was very devastating and prejudicial evidence, even though, of
25
26 course, it was only admissible as to the credit of 27
Overstead. The evidence here is not one of those that 28
allows a prior inconsistent statement to be used as 29
evidential. It only goes to credit, unless, of course, 30
the witness admits the statement. 31
| DAWSON J: | What is the section? | 32 |
| MR TILMOUTH: | Section 28 of our Evidence Act. | It is | 33 |
in fairly standard terms. I am sorry, I do not know if 34
I have got copies for your Honours. 35
| DAWSON J: | We have all got a copy. | 36 |
| MR TILMOUTH: | S~ction 28 is, as I submit, in common | 37 |
terms: 38
| CP lE | 3 | APPLICANT ADDRESS |
'If any witness, upon cross-examination as to a former 1 statement made by him relative to the subject matter of 2 the cause, and inconsistent with his present testimony, 3 does not distinctly admit that he has made the 4 statement, proof may be given that he did in fact make 5 it. I 6 Then there is a proviso about bringing his mind to the 7
relevant occasion. So there is no question of admission 8 as to the truth, as some statutes provide. In this 9
case, it must be admitted as well that Overstead did not 10
distinctly admit the statement. In fact, he denied it 11 when it was allowed to be put to him. So the 12 pre-conditions were there. 13
When it came to argue the matter in the Court of 14
Criminal Appeal, it was put very strongly that it was no 15 small matter of simply a question of the statutory right 16 to enable proof of the inconsistent statement, and it 17 was put to the Court of Criminal Appeal that in a case . 18 like this, the principles of rebuttal evidence 19 pronounced by this court in such cases as Killick 20 applied. 21
His Honour, the learned trial judge, has simply 22
admitted it as proof of the inconsistent statement. The 23
Court of Criminal Appeal in·my submission simply treated 24 the matter as a statutory right to call the evidence 25 under s.28 without more, and, in my submission, that is 26
the error. The cases in this court which deal with this 27
kind of issue such as Killick have all been cases in 28 which the rebuttal evidence is sought to be tendered to 29 rebut an accused's evidence. 30
| BRENNAN J: | That may be right. | What you are saying | 31 |
is that the provisions of s.28 do not affect the Killick 32 principle? 33
| MR TILMOUTH: | Exactly. | 34 |
| BRENNAN J: | In this case, was this a case of the | 35 |
application of the Killick principle? 36
| MR TILMOUTH: | ~es, it was. | 37 |
| BRENNAN J: | Why is that? | How would you have got | 38 |
| CP lE | 4 | APPLICANT ADDRESS |
this evidence in the Crown's case in chief? 1
| MR TILMOUTH: | No, I would not have got it in the Crown | 2 |
case in-chief. Except, of course, if Overstead admitted 3 the statement then, of course, he could have been called 4 in-chief, but in this case, in the end result, he denied 5
it. So it is conceded on that basis it could not have 6
been called in chief. 7
| BRENNAN J: | Where is the opportunity for the | 8 |
application of the Killick principle? 9
| MR TILMOUTH: | The application of the Killick principle | 10 |
goes beyond just whether the Crown could have called the 11 evidence-in-chief, although that can be, depending on 12
the circumstances in the court, a factor. In this case 13
the principles in Killick's case, which really apply are 14 the fact that it was very late in the defence case. 15
The evidence was highly prejudicial and had no 16
probative value under s.28 and the fact that defence 17 counsel had proceeded - in fact, the whole defence case- 18 had proceeded on the basis that all Overstead had told 19 the police was what was recorded in the statement, which 20 was given to the defence at the request of the defence, 21 to the effect that Overstead admitted committing the 22 robbery, but did not name the offender. 23
When he gave evidence, of course, he said it was 24
with the Crown witness, Robinson. In my submission, 25
those circumstances plainly gave rise to the Killick 26 discretion to exclude it. 27
| BRENNAN J: | Where does Killick say there is a | 28 |
discretion to exclude? 29
| MR TILMOUTH: | In my submission, the question is | 30 |
essentially one of fairness: both King's case and 31 Killick's case. 32
| BRENNAN J: | Take us to the passages. | 33 |
| MR TILMOUTH: | If the court pleases, could I do it this | 34 |
way? could I take your Honours to Cheney (1991) 91 ALR 35 360, a decision of the Full Federal Court, because it 36 directly applies; and Cheney also deals with those cases 37 as well. 38
| CP lE | 5 | APPLICANT ADDRESS |
| BRENNAN J: | Do you have a copy of that at all? | 1 |
| MR TILMOUTH: | Yes, we do have copies. | In Cheney's | 2 |
case, a virtually identical situation occurred, and the 3 court here in a judgment delivered by Von Doussa J, in 4 which the other two judges agreed, ruled that the 5 evidence should not have been allowed to have been 6
given. I do not deal with the evidence itself, but it 7
is sufficient to say the circumstances were very 8 identical to the current case. 9
| BRENNAN J: | Is not this a case of similar fact | 10 |
evidence? 11
| MR TILMOUTH: | Not in this respect, no. | In Cheney's | 12 |
case the accused called his sister to give evidence and 13 she was allowed to be cross-examined on prior 14 inconsistent statements she had given to the police 15 about which the defence were not aware. 16
What happened in Cheney's case was that it held that 17
the principles in Killick applied in these . 18 circumstances, and if I can take your Honours to p.377, 19 Von Doussa J's judgment, his Honour discusses the 20 Killick line of cases between lines 5 and 10. He then 21
discusses the decisions of this court in Lawrence and 22
Chin, which effectively are to the same effect. An 23 accused person shall not be cross-examined on new 24 material unless it is led in the Crown case. Then at 25
line 35 he dealt with the same issue that arose 26 here: 27
'In the present case it is difficult to see how the 28 prosecutor could have led evidence as part of the Crown 29 case that the appellant had asked his sister to change 30
her story. It is not suggested that anyone else was 31 present at the conversation. Gail Cheney had been 32
called as a witness for the Crown at the committal 33
hearing but had been declared hostile. The Crown was 34
on notice that the defence will call Gail Cheney in 35
support of the appellant's alibi. I do not think it can 36
be said in the present case that the issue whether the 37 appellant had asked his sister to change her story was 38
| CP lE | 6 | APPLICANT ADDRESS |
one that could have formed part of the evidence-in-chief 1
in the Crown case. Nevertheless the question of 2
fairness still arises. In Niven v R (1968) 42 3 AJLR 306 evidence in reply had been called by the crown 4 after the defence case had closed to establish a prior 5 inconsistent statement.' 6
Then the court went on to deal with Niven's case. At 7 378 it went on to note that in Niven, this court, 8 line 4: 9
'The High Court held that this provision did not confer 10 a paramount right to have evidence admitted.' 11 And then quoted from Niven's case at about line 15, 12 I think it is, and then concluded at line 41: 13 'In the present case I think an element of unfairness 14 arose by reason of the prosecutor asking the question 15 directed to obtaining an admission that the appellant 16 had asked his sister to change her story when no notice 17
had been given to the defence of the matter. The 18
failure to give notice deprived the appellant of the 19 opportunity to decide whether to call the evidence of 20 Gail Cheney.' 21 And likewise may be said here about the decision to call 22 overstead: 23 'However, had the matter not been followed up by the 24 prosecutor's application under s.61 of the Ordinance to 25 recall Sergeant Lawler in reply, the element of 26 unfairness involved may have been of little consequence 27
in the overall course of the trial. The application to 28
recall Sergeant Lawler raises squarely for consideration 29
the exercise of the discretion of the trial judge. The 30
discretion is one that must be exercised having regard 31 to all the circumstances of the case: Killick v R (CLR 32
at 576). Evidence should only be allowed where it goes 33
to a serious material point, and where its probative 34 value clearly outweighs the prejudicial effect that is 35 likely to arise from the timing of the evidence: 36 Lawrence v R at 1·6.' 37 Then the court went on to refer to Kern's case which I 38
| CP lE | 7 | APPLICANT ADDRESS |
also relied on in the court of Criminal Appeal. 1
| CONTINUED | 2 3 4 5 6 7 8 9 |
10 11 12 13 14 15 16 17 18 19 20
':'~ 21 22 23 24 25 26 27
28 . 29 30 31 32 33 34 35 36 37
| EBo lF | 8 | APPLICANT ADDRESS |
Then over to p.379 the court then discussed again 1
Killick's case in reference to Ghion. It repeated the 2
fact at lines 16 to 18 that evidence could not have been 3
called in the Crown case. It noted that the discretion, 4
line 24, will be exercised depending on the relative 5 strength and the probative force of the evidence and so 6
on. It noted at line 33 that the evidence only went to 7
credit, as it did here, and concluded at lines 43 and 44 8 that the evidence ought not to have been admitted. 9
The up-shot of all of that is that the Full Court of 10
the Federal Court in this case, the Court of Criminal 11 Appeal of Queensland in Ghion, has determined that the 12 principles of Killick apply to rebuttal evidence 13 relating to a defence witness other than the accused 14 even though the relevant rebuttal evidence could not 15 have formed part of the present case of the Crown case. 16
| DAWSON J: | I do not know whether it is called | 17 |
rebuttal. It is not rebutting anything. 18
| MR TILMOUTH: | In the sense that it only goes to | 19 |
credit, that is true. 20
| BRENNAN J: | Your submission is that evidence of a | 21 |
previous inconsistent statement made by a witness for 22 the defence ought not to be allowed to be given after 23 the defence case is closed,,where the giving of the 24 evidence is likely to have a serious prejudicial effect 25 upon the defence case, without adding substantially to 26 the proof of the defences of the,defendant's guilt. 27
| MR TILMOUTH: | Yes, that would more or less suffice, | 28 |
but more than that I would add in a case such as this 29 where the evidence clearly had no probative value 30 because of the section and where its prejudicial effect 31 was so obviously high, no matter how the jury were 32 directed it still came out that Overstead had said that 33 and there was all the more reason to disallow the 34 cross-examination. 35
| DAWSON J: | That would mean that you could | 36 |
practically neve~ apply s.28 in a case where the witness 37 that was cross-examined was a witness in the defence 38
| EBo lF | 9 | APPLICANT ADDRESS |
case. 1
| MR TILMOUTH: | It depends on a number of factors, but | 2 |
to the extent that that is true, it must be so to ensure 3
a fair trial. Because of the fall of events here, the 4
applicant was denied a fair trial because the evidence 5 was so telling when it got in. 6
| DAWSON J: | Evidence may be telling, but that is not | 7 |
really a reason. That does not go to fairness. The 8
reason why the court turns its face against the Crown 9 splitting its case is because if it calls evidence in 10
rebuttal that is the end of it. In this case it is put 11
to the accused during the course of his putting his 12 case. It is raised in cross-examination. It can be 13 dealt with and this merely sews it up. 14
| MR TILMOUTH: | It was put to the witness, that is true. | 15 |
| BRENNAN J: | Say in this case the prosecutor had been | 16 |
made aware by the police officer of this previous 17
inconsistent statement and had apprised the defence . 18 counsel of it. It seems curious in the extreme if the 19
defence counsel is able to say 'I am going to call 20 Overstead anyhow because yqu will never be in a position 21 to prove that he is a liar', that seems extraordinary. 22
| MR TILMOUTH: | That is true, but of course the notice | 23 |
would be fatal to any application to disallow the 24 rebuttal evidence. 25
| BRENNAN J: | Why? | 26 |
| MR TILMOUTH: | Under King's case the criterion is | 27 |
fairness and fairness is most often satisfied by giving 28
prior notice of the desire to cross-examine. King, of 29
course, concerned an accused but the principle is the 30
same. The other thing that was argued in the Court of 31
Criminal Appeal is that it was even more fundamental 32 than the debate going on because it was on the 33 assumption that the statement that had been given to the 34 defence relating to Overstead - that the decision was 35 made to cross-examine the Crown witness Robertson and 36 allege that he co~itted the offence which, after all, 37 is a very serious thing. 38
| EBo lF | 10 | APPLICANT ADDRESS |
It can only be done on proper material. The 1
applicant made an election not to give evidence at his 2 own trial and made the decision to call Overstead in his 3
defence. In my submission, that produced the further 4
element of unfairness in the trial because all the key 5 decisions which were made in the defence case were 6 governed by the assumption that what had been supplied 7 was the total picture in relation to what Overstead had 8 told the police. 9
King's case, and indeed Killick's case, talks about 10
the importance of notice so that adequate decisions can 11 be made by the defence about whether to cross-examine, 12
whether to call witnesses and so on. The error here 13
was, without reading it at pp.35 and 36, that the court 14 of Criminal Appeal simply regarded the matter as a 15 statutory right under s.28 to call the rebuttal 16 evidence, and at 35, lines 29 to 31, simply said that 17 the cases of Cheney and Kern turned on their own facts.. 18
What was being argued in relation to Kern and Cheney 19
was the question of principle, and the decision in this 20 case means that there is a different rule in South 21
~
Australia to that pertaining at least under the Kern and 22 Cheney regime which is that the Killick principles apply 23
to other witnesses other thqn the accused. The effect 24
of this decision which is inconsistent to those two 25 principles is that the Killick principles do not apply 26
to defence witnesses other than the accused. That is 27
the special leave point. 28
Finally, there was the question of disclosure. The 29
evidence was that the Victorian police officer told the 30 South Australian investigating police about the issue, 31 but for whatever reason they never chose to tell the 32
Crown Prosecutor. It was never explained at all by the 33 Crown how that state of affairs came about. In my 34
submission, had the Crown known, of course there would 35 have been an obligation of disclosure. 36
If Overstead admitted that he said that to Detective 37
McDonald, of course it would have been very powerful 38
| EBo lF | 11 | APPLICANT ADDRESS |
evidence, however used, against the accused. So there 1
is within the issues I have sought to agitate that 2
sub-issue about the question of disclosure. But in sum, 3
this decision on the issue of whether the Killick 4 principles apply to rebuttal evidence other than 5 witnesses of the accused is inconsistent with the 6 decisions of two other Courts of Criminal Appeal. 7 In my submission, that is a proper special leave point and the facts of this case make it a suitable
8
9 vehicle to agitate that question. 10
| BRENNAN J: | The court is of the opinion that this | 11 |
case does not enjoy a sufficient prospect of success to 12 justify a ground of special leave. Accordingly, special 13 leave will be refused. 14
| ADJOURNED 2.44 P.M. | 15 16 17 18 19 |
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Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Appeal
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Charge
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Procedural Fairness
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Sentencing
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Statutory Construction
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Citations
Rose v The Queen [1994] HCATrans 458
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