Rodier v Neater Constructions (Qld) Pty Ltd
[2004] QDC 89
•4/05/2004
DISTRICT COURT OF QUEENSLAND
| CITATION: | Rodier –v- Neater Constructions (Q) Pty Ltd [2004] QDC 089 |
| PARTIES: | ROCHELLE RODIER |
Applicant
Against
NEATER CONSTRUCTIONS (Q) PTY LTD
Respondent
| FILE NO: | 401/03 |
| PROCEEDINGS: | Application for leave to appeal |
| ORIGINATING | Queensland Building Tribunal |
| COURT: | |
| DELIVERED ON: | 4 May 2004 |
| DELIVERED AT: | Townsville |
| HEARING DATES: | 25 March and 1 April 2004 |
| JUDGE: | CF Wall QC |
| ORDERS: | 1. Application for leave to appeal dismissed 2. Applicant pay respondent’s costs of the application assessed on the standard basis, including any reserved costs. |
CATCHWORDS: | BUILDING CONTRACT – termination – leave to appeal - wh. tribunal correct in determining that respondent builder had lawfully terminated building contract – implied obligation on each party to do all things necessary to enable the other party to have the benefit of the contract – appct withheld information from the resp necessary for the resp to proceed with its obligations under the contract - findings of fact – not open to applicant to raise new issues on appeal |
COUNSEL: | Mr M. Gynther – Applicant Mr K. Priestly - Respondent |
| SOLICITORS: | P. Hick (Boulton Cleary & Kern) – Applicant Miller Harris – Respondent |
| 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) | REVISED COPIES ISSUED |
State Reporting Bureau
1
Date: 4 May 2004
DISTRICT COURT
APPELLATE JURISDICTION
JUDGE C F WALL QC
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Appeal No D401 of 2003
| ROCHELLE RODIER | Applicant(Appellant) |
| and | |
| NEATER CONSTRUCTIONS (Q) PTY LTD | Respondent |
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TOWNSVILLE
..DATE 04/05/2004
04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ)
| HIS HONOUR: This is an application by the home owner for leave to appeal against a | 1 |
| decision of the Queensland Building Tribunal delivered on the 6th of October 2003. I will | |
| refer to that decision as the second decision. | |
| The background to the application is contained in an earlier decision of the Tribunal delivered | |
| on the 4th of October 2003, which was referred to during the hearing of the application. I will | 10 |
| refer to that decision as the first decision. | |
| The issue in the present application is whether the Tribunal was correct in determining that | |
| the respondent builder had lawfully terminated the building contract or alternatively, whether | |
| the applicant had demonstrated error in this respect on the part of the Tribunal in its | |
| 20 | |
| conclusion to the effect that the respondent had lawfully terminated the contract. Much | |
| argument was devoted to this issue, but after considering all of the material and the | |
| submissions made by both parties, I have concluded that the appeal does not enjoy sufficient | |
| prospects of success to warrant the grant of leave to appeal. | |
| In its first decision the Tribunal determined that the respondent was liable under the contract | |
| 30 | |
| to construct the revetment walls for the boat ramp and that associated retaining walls were | |
| not part of the contract and accordingly, were the applicant's responsibility. | |
| Notwithstanding this decision, the applicant initially contended during the period between the | |
| first decision and the second hearing that responsibility for the retaining walls was: | |
| 40 |
(1) Below the high water mark - the respondent under the contract; (2) Above the high watermark - the applicant.
See the letter from the applicant's solicitors to the respondent's solicitors dated the 3rd of
| June 2003. | 50 |
| 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) | |
| The respondent's solicitors maintained that the retaining walls needed to be built before the | 1 |
| respondent could construct the revetment walls. See their letter to the applicant's solicitors | |
| dated the 6th of June 2003. For practical purposes, this required the provision of design and | |
| related details for the retaining walls in the first place. | |
| EPA approval appears to have been required for the ramp and the associated retaining and | 10 |
| revetment walls. The respondent was not able to proceed further with obtaining that | |
| approval in the absence of construction details for the retaining walls and these the applicant | |
| would not, so the Tribunal found, provide. The respondent, having given a notice to | |
| complete, then terminated the contract. | |
| 20 | |
| The respondent's contractual obligation was to make the application for approval to the EPA. | |
| The Tribunal concluded that without details of the retaining walls, the respondent was unable | |
| to do this and that the applicant would not, as was her responsibility, provide those details. | |
| The Tribunal's conclusions were expressed as follows in paragraphs 39 and 42 to 45 of its | |
| second decision: | |
| 30 |
"39 What the Applicant has done however is to fail (prior to the date the Respondent terminated this contract, namely 4 July 2003) to have provided
the Respondent with instructions as to the manner in which the retaining wall
along the cut was to be constructed, or indeed to have co-operated in any
respect with the Respondent towards such constructions. I am satisfied that without such instructions the Respondent was not in a position to prepare the plan or amended plan for submission to the Environmental Protection Agency for its approval of the works in accordance with what the Agency had 40 previously required. 42 In my view the Applicant's failure (probably because of her incorrect
interpretation of my decision and her obligations under the Residential my view, at all, notwithstanding the letter from Mr Gillan of 8 July 2003.
Building Contract) to provide instructions to the Respondent as to the retaining
wall so frustrated the Respondent's attempts to complete the contract that the
Respondent issued the Notice to Complete dated 19 June 2003, which the
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43 Whilst the Respondent's Notice to Complete appears to have been
given under the general law (a course not precluded by terms of the contract),
nevertheless the Notice to Complete appears in other respects to have
complied with Clause 22 of the Residential Building Contract General
Conditions, giving the Respondent not only the right in general law, but also
04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ)
under the contract, to have terminated the contract by further written notice to 1 the Applicant which the Respondent did by letter of 4 July 2003. 44 I should perhaps further note that, in my view, given the level of
disputation between these parties, it would not only have been inadvisable,
but imprudent, for the Respondent to have proceeded with the application to
the Environmental Protection Agency on the basis of what it may have
believed the Applicant would accept by way of a retaining wall, the cost of
which was to be borne by the Applicant. This should have been apparent to
the Applicant prompting cooperation towards ensuring that the Applicant's 10 implied obligation (which is expressed by the relevant authorities as a 'fundamental commitment to mutual cooperation') was clearly met. As it was, the Applicant at best prevaricated, and at worst, simply refused to co-operate with the Respondent in ensuring that the contract proceeded to completion. Had the Applicant, for example, enquired of the Respondent as to what the alternatives were as to the construction of the retaining wall, for which the Applicant had responsibility, the Respondent would itself had been under an obligation to provide alternatives, perhaps to the extent of costings, so that the Applicant could make the requisite decision. None of that, of course, took place. 20 45 For the above reasons it is my view that the Respondent's solicitors
acted properly and lawfully in bringing this contract to an end."
In my view, these findings were clearly open to the Tribunal.
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Before me, the applicant did not contest the finding that if a retaining wall was necessary, the
applicant was responsible for the design, construction and payment of the retaining wall.
This seemed to be an attempt to re-canvass the requirements of the EPA and its jurisdiction
over foreshore protection works, notwithstanding that the applicant's counsel contended at
the Tribunal that the respondent needed no further information from the applicant and that
both sides agreed in the Tribunal that the issue was whether the applicant withheld
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information from the respondent that was necessary for the respondent to proceed with the
application to the EPA for approval to construct the boat ramp. See paragraphs 33 and 34 of
the second decision. The finding of the Tribunal was that she did and in my view, that finding
was clearly open on the material before the Tribunal which consisted only of various letters.
It is too late now to seek to challenge or question the powers of the EPA. They were not
| challenged in the Tribunal. | 50 |
| 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) | |
| It is not to the point to contend, by reference to the EPA letter of the 14th of August 2001 | 1 |
| referred to in the notice to complete, that the EPA may not in fact have required retaining | |
| walls. What the EPA said was that if no rock revetment or retaining walls were to be | |
| constructed, it required information on how the neighbouring property would not be affected | |
| by the excavation/batters, slope/cut failure and erosion. The respondent was required to | |
| construct revetment walls. | 10 |
| The effect of the Tribunal's finding was that the applicant did not provide any of the | |
| information to or for the EPA which she was required to provide, which would have allowed | |
| the EPA to process the application. There was ample evidence to support this finding. | |
| Reference was also made to the plan CBN24 and paragraph 20 of the first decision. The | |
| 20 | |
| plan was sent to the EPA as part of the respondent's obligation to make the application to the | |
| EPA. I will say a little more about this plan shortly. | |
| Effectively, the evidence suggested non-cooperation on the part of the applicant (perhaps for | |
| the reason referred to by the Tribunal in paragraph 42 of its second decision). The | |
| submission was made to the Tribunal by the applicant (paragraph 35) and rejected, that the | |
| 30 | |
| respondent had, without further details and information from the applicant, all the necessary | |
| information and knowledge to make the application to the EPA. | |
| The applicant also mounted a related argument that the respondent itself was in breach of its | |
| obligations with respect to design and details of the revetment walls (the plan CBN24 was | |
| referred to) and was not ready, willing and able to meet its contractual obligations in this | 40 |
| respect. This argument involved an attempt to re-argue the respective obligations of the | |
| parties with respect to the boat ramp and the requirements of the EPA. So far as the EPA is | |
| concerned, the argument runs counter to the submission by her counsel at the Tribunal | |
| (paragraph 35, second decision) to the effect that the respondent had, at all relevant times, | |
| the necessary information and knowledge to make the application to the EPA. It is too late | |
| now to re-argue what, as a matter of fact, the EPA requirements meant. The hearing before | 50 |
| the Tribunal clearly proceeded on the basis that revetment and retaining walls were to be | |
| constructed and who was at fault in providing information relevant to those matters. 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) |
1
Mr Gynther for the applicant argued that the plan, CBN24, was so lacking in detail that it
evidenced that the respondent was not in fact ready, willing and able to meet its contractual
obligations. This plan was prepared at a relatively early stage and preceded the EPA's letter
of the 14th of August 2001.
10
It is implicit in the findings made by the Tribunal that had the applicant done what the
Tribunal concluded she should have done, this plan would have been superseded by one
with sufficient details to satisfy the requirements of the EPA.
It was next argued that construction of the boat ramp was not an essential term of the
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contract, the breach of which would justify termination. It is not apparent from the second
decision that there was any issue about this in the Tribunal. Rather, the issue was whether
there was a breach of the implied obligation on each party to a contract to do all such things
as are necessary for his or her part to enable the other party to have the benefit of the
contract. See paragraphs 28, 29, 30, 34, 39, 42 and 44 of the second decision. It is now not
open to the applicant to raise a new issue. The conclusion reached by the Tribunal in
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relation to non-cooperation by the applicant was, I have already concluded, open to it and in
any event was a finding of fact.
The applicant then argued that 14 days was not a sufficient time to complete. This was the
period referred to in the notice to complete (paragraph 20, second decision). This point was
| not argued in the Tribunal and the applicant should not be permitted to do so now. In any | 40 |
| event it is, I consider, implicit in the second decision that the Tribunal concluded that what | |
| the applicant should have done was capable of being done within 14 days. There was no | |
| evidence before the Tribunal bearing on this issue and it is not open to the applicant to | |
| speculate about what findings the Tribunal should have made in such circumstances, more | |
| so when it was not an issue then raised for consideration. | |
| 50 | |
| The outline of submissions of Mr Gynther are very detailed and, with respect, they and his | |
| very able oral argument in support seek to re-argue or go behind many of the factual issues 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) | |
| at both hearings with a view to challenging findings of fact made by the Tribunal, following | 1 |
| which it is submitted the applicable legal principles should lead to a contrary result. As I | |
| have already said, there was in my view a sufficient evidentiary foundation for the findings of | |
| fact made by the Tribunal and those findings are not able to be challenged on this | |
| application. |
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Accepting those findings I am not satisfied, bearing in mind the parameters of argument at
the second hearing and the fact that there does not appear to have been any dispute at the
second hearing about applicable legal principles, that the result reached by the Tribunal was
wrong. When analysed, the issues before the Tribunal were factual and they were resolved
adversely to the applicant.
20
There appears to have been no issue at the Tribunal as to the legal consequences flowing
from those findings of fact. It is now not open to the applicant to seek to overturn those
findings of fact with a view to securing a different result. Much time was devoted to
contending that the evidence before the Tribunal did not support its factual findings, was not
sufficient, was ambiguous or meant something else. I recognise that the findings made by
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the Tribunal were based solely on correspondence (see paragraph 6, second decision) and
that minds may differ about what that correspondence meant. The Member constituting the
Tribunal had the benefit of the first hearing and knowledge of the background of the dispute
gained during that hearing. In fact, evidence referred to and findings made at the first
hearing were referred to on the application. Notwithstanding the relatively limited nature of
| the second hearing, it has not in my view been established that the findings made by the | 40 |
| Tribunal, particularly that the applicant withheld information from the respondent that was | |
| necessary for the respondent to proceed with the application to the EPA to construct the boat | |
| ramp, were not fairly open to it and supported by the correspondence referred to by the | |
| Tribunal. | |
| For these reasons the application, to the extent that it contends that the Tribunal made errors | 50 |
| of law, cannot succeed. 04052004 T3-4/DLD M/T TSVDC1/2003 (Wall DCJ) | |
| I dismiss the application for leave to appeal. | 1 |
| ... | |
| HIS HONOUR: I order that the applicant pay the respondent's costs of the application to be | |
| assessed on the standard basis, including any reserved costs. | 10 |
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