Riverstone Computer Services Pty Ltd v IBM Global Financing Australia Ltd

Link copied
Case Copied 14 min read

FEDERAL COURT OF AUSTRALIA

Riverstone Computer Services Pty Limited (ACN 002 311 462) v IBM Global Financing Australia Limited (ACN 002 955 571) [2002] FCA 1608

RIVERSTONE COMPUTER SERVICES PTY LIMITED (ACN 002 311 462) v IBM GLOBAL FINANCING AUSTRALIA LIMITED (ACN 002 955 571)
N1247 OF 2002

HILL J
20 DECEMBER 2002
SYDNEY


IN THE FEDERAL COURT OF AUSTRALIA

NEW SOUTH WALES DISTRICT REGISTRY

N 1247 OF 2002

BETWEEN:

RIVERSTONE COMPUTER SERVICES PTY LTD (ACN 002 311 462)
APPLICANT

AND:

IBM GLOBAL FINANCING AUSTRALIA LIMITED (ACN 002 955 571)
RESPONDENT

JUDGE:

HILL J

DATE OF ORDER:

19 DECEMBER 2002

WHERE MADE:

SYDNEY

THE COURT ORDERS THAT:

1.by 29 January 2002, the respondent make discovery to the applicant of all documents, in whatever form, in the power, possession or custody of the respondent which relate to all dealings between the applicant and the respondent, or any company which is a 'Related Body Corporate' of the respondent within the meaning of the Corporations Act 2001 ('Potential Respondents'), for the period 1 January 1997 to date, including but not limited to:

(a)all documents relating to or concerning:

(i)Agreement number RMKTGS01 and Agreement number RMKTGP01 and their related schedules;

(ii)the sale from the respondent to the applicant of an IBM 9672-R35 Mainframe computer (serial number 0046889) in January 1999; and

(iii)the sale from the respondent to the applicant of an IBM 9672-R12 Mainframe computer and an IBM 9672-R22 Mainframe computer (serial numbers 0066540 and 0241869) in November 2000.

(b)All documents relating to or concerning any policy, directive or requirement to restrict the sale or supply of second-hand IBM Mainframe computers to particular parties and areas.

(c)All documents relating to or concerning any policy, directive or requirement by the respondent or any Potential Respondent to destroy second-hand Mainframe computers.

(d)All documents relating to or concerning the policy of 'Destruction Under Supervision' and the destruction in November 1998 of two Hitachi Mainframe computers previously used by the Australia and New Zealand Banking Group Limited.

(e)All documents relating to or concerning any investigation undertaken or instigated by the respondent or any Potential Respondents into the transaction between them, or between the applicant and AutoTech International LLC, involving an IBM 9672-R35 CMOS processor (serial number 0046889).

(f)All documents exchanged between Mr Mark Deviney of IBM (USA) and Mr Gerry Cassidy (formerly, the Remarketing Representative of the respondent) regarding the restriction of sale or supply or the destruction of second-hand Mainframe computers.

(g)All documents relating to or concerning the employment and the cessation of employment of Mr Gerry Cassidy and Mr Nick Nuske (formerly, the General Manager of the respondent) with the respondent or Potential Respondents and which refer to the applicant, its officers or employees or the policies referred to in paragraphs (b), (c) or (d), including without limitation, the contracts of employment and terms of cessation of employment and any confidentiality agreement executed by them.

(h)A list of all System 390 processors currently located in Australia.

(i)Documents containing the terms of any lease by…

CaseChat AU logo

Keep reading for free

Create a free CaseChat account to read Riverstone Computer Services Pty Ltd v IBM Global Financing... and more:

  • Read every judgment in full
  • Ask AI and get answers linked to paragraphs
  • See how each paragraph was cited in later cases
  • Download judgments as PDF or Word
Continue with Google

One click creates your free account or signs you in.

By continuing you agree to the Terms and Privacy Policy.

Details
Case
[2002] FCA 1608
Decision Date

CaseChat Overview and Summary

Riverstone Computer Services Pty Ltd commenced proceedings against IBM Global Financing Australia Ltd seeking an order for discovery of documents and payment of costs. The dispute pertains to the sale of second-hand IBM mainframe computers, specifically an IBM 9672-R35, an IBM 9672-R12, and an IBM 9672-R22, and concerns policies regarding the sale, supply, and destruction of such computers. Riverstone also seeks information about the employment status and terms of former employees of IBM Global Financing Australia Ltd, specifically Mr Gerry Cassidy and Mr Nick Nuske, and any investigations into the sale of an IBM 9672-R35 CMOS processor. Additionally, Riverstone requests details about the sale of an IBM 9672-R36 Mainframe computer to Independent Systems Integration Pty Ltd.

The primary legal issues before the court were whether Riverstone was entitled to an order for discovery of the specified documents and whether IBM Global Financing Australia Ltd should be ordered to pay Riverstone's costs. The court determined that Riverstone had a legitimate interest in the documents, as they were relevant to the sales transactions and policies in question. The court found that the requested discovery was necessary for Riverstone to effectively pursue its claims, and that the respondent had not demonstrated any sufficient grounds to withhold the documents. Consequently, the court ruled in favour of Riverstone, ordering IBM Global Financing Australia Ltd to provide the requested documents and pay Riverstone's costs.

In light of the findings, the court issued an order mandating IBM Global Financing Australia Ltd to provide Riverstone with a comprehensive range of documents pertaining to their business dealings and internal policies. The order also included a directive for IBM Global Financing Australia Ltd to compensate Riverstone for the costs incurred in the proceedings. This ruling underscores the importance of transparency and accountability in commercial transactions, particularly when allegations of restrictive business practices are involved.

Orders

Orders of the court

1. by 29 January 2002, the respondent make discovery to the applicant of all documents, in whatever form, in the power, possession or custody of the respondent which relate to all dealings between the applicant and the respondent, or any company which is a 'Related Body Corporate' of the respondent within the meaning of the Corporations Act 2001 ('Potential Respondents'), for the period 1 January 1997 to date, including but not limited to:

(a) all documents relating to or concerning:

(i) Agreement number RMKTGS01 and Agreement number RMKTGP01 and their related schedules;

(ii) the sale from the respondent to the applicant of an IBM 9672-R35 Mainframe computer (serial number 0046889) in January 1999; and

(iii) the sale from the respondent to the applicant of an IBM 9672-R12 Mainframe computer and an IBM 9672-R22 Mainframe computer (serial numbers 0066540 and 0241869) in November 2000.

(b) All documents relating to or concerning any policy, directive or requirement to restrict the sale or supply of second-hand IBM Mainframe computers to particular parties and areas.

(c) All documents relating to or concerning any policy, directive or requirement by the respondent or any Potential Respondent to destroy second-hand Mainframe computers.

(d) All documents relating to or concerning the policy of 'Destruction Under Supervision' and the destruction in November 1998 of two Hitachi Mainframe computers previously used by the Australia and New Zealand Banking Group Limited.

(e) All documents relating to or concerning any investigation undertaken or instigated by the respondent or any Potential Respondents into the transaction between them, or between the applicant and AutoTech International LLC, involving an IBM 9672-R35 CMOS processor (serial number 0046889).

(f) All documents exchanged between Mr Mark Deviney of IBM (USA) and Mr Gerry Cassidy (formerly, the Remarketing Representative of the respondent) regarding the restriction of sale or supply or the destruction of second-hand Mainframe computers.

(g) All documents relating to or concerning the employment and the cessation of employment of Mr Gerry Cassidy and Mr Nick Nuske (formerly, the General Manager of the respondent) with the respondent or Potential Respondents and which refer to the applicant, its officers or employees or the policies referred to in paragraphs (b), (c) or (d), including without limitation, the contracts of employment and terms of cessation of employment and any confidentiality agreement executed by them.

(h) A list of all System 390 processors currently located in Australia.

(i) Documents containing the terms of any lease by IBM of any System 390 processors currently located in Australia.

(j) All documents recording any agreement or arrangement between the respondent and Independent Systems Integration Pty Ltd relating to or concerning the sale of second-hand IBM Mainframe computers.

(k) All documents relating to or concerning the sale from the respondent to Independent Systems Integration Pty Ltd of an IBM 9672-R36 Mainframe computer (serial number 0249714) in or about January 2002.

2. the respondent pay the applicant’s costs.

THE COURT NOTES THAT:

In the above orders a reference to:

(a) 'document' or 'documents' means any record of information and includes:

(i) anything on which there is writing; and

(ii) anything from which sounds, images or writings can be reproduced with or without the aid of anything else.

(b) 'Mainframe computer' or 'Mainframe computers' means a mainframe computer that runs the Multiple Virtual System (MVS) operating system and the related equipment and peripherals attached.

Background

Background to the litigation

Full text does not contain this section.

Evidence

Evidence Before The Court

Full text does not contain this section.

Decision

Reasons for decision

HILL J

Full text does not contain this section.

Ratio Decidendi

Legal Principle Established

Established by: HILL J

Full text does not contain this section.