Research Awards Rules 2006 (Cth)
The Council of the Australian National University makes these Rules under section 8 of the
Dated: 8 December 2006.
Allan Hawke
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WHAT THESE RULES DO These Rules are intended to set up the platform upon which all of the University’s graduate research programs are based.
In these Rules you will find generally applicable information about pursuing a graduate research program at the University.
Some parts of these Rules refer only to specific programs. The Rules indicate when this is so.
Other details about specific programs may be found in Orders and in administrative directions and information available from the ANU College concerned.
(a) in a connected series of classes or demonstrations; or
(b) by means of practical work, including the production by students of essays or theses or case studies or the attendance and participation by students in seminars or workshops;
(a) incorporates an account of research done during an academic program and its result; and
(b) if the research is on more than one topic, demonstrates the relation between the topics; and
(c) is required to be provided by a candidate for the academic program;
except written work comprising answers to a written examination or tasks required to be performed for the assessment of performance in coursework;
(a) a degree of bachelor with first class honours or upper second class honours of an Australian university; or
(b) such other qualification (being a qualification that is equivalent or superior to such a degree) as the Delegated Authority determines.
(a) if the person satisfies the minimum requirement for the admission set out in subrule 2.1(2); or
(b) if the person does not satisfy the prescribed minimum requirement for admission to that program (and may impose conditions in relation to that admission as the Delegated Authority thinks fit).
(a) admit as a part-time candidate for an academic program for the degree of Doctor of Philosophy a person who satisfies the prescribed minimum requirement for admission;
(b) admit as a full-time or part-time candidate for an academic program a person who was, immediately before applying for admission, pursuing another graduate or undergraduate award program in the University or in another tertiary education institution and who intends to continue pursuing that other program, and may impose such conditions on the person’s admission as the Delegated Authority thinks fit.
[NOTE: if a candidate is admitted to an academic program under paragraph 2.3(2)(b), he or she may be granted status under Division 2.2 for work performed before that admission for another academic program referred to in that paragraph.]
(a) the nature of the academic program to be pursued, including the topic or topics of any thesis and the content of any coursework; and
(b) the academic section or sections in which the academic program is to be pursued; and
(c) the names of the person’s supervisors or advisers, appointed under Division 2.6; and
(d) the nature of any examination (within the meaning of Part 4) which the person is required to undertake.
(a) is required to undertake coursework for the program leading to that award; and
(b) successfully undertakes the coursework but fails the thesis required to obtain the award;
the relevant Delegated Authority may approve status for the coursework for another relevant award program.
(a) a candidate for the degree of Doctor of Philosophy submits a thesis for examination in accordance with Part 4; and
(b) the relevant ANU College Dean requires the candidate to be re-examined by resubmission of thesis or decides that the candidate not be awarded the degree of Doctor of Philosophy;
the candidate may, within the period of 12 months beginning on the day on which the requirement or decision was made, apply to be admitted as a candidate for the degree of Master of Philosophy
[Note:
(a) a candidate referred to in subrule 2.10(1) appeals against a requirement or decision referred to in paragraph 2.10(1)(b); and
(b) the Appeal Committee appointed to hear and determine the appeal makes a decision under that Part dismissing the appeal and affirming the requirement or decision;
the candidate may apply under subrule 2.10(1) within the period of 12 months beginning on the day on which that decision was made.
(a) for whom 1 supervisor is appointed under this Division—appoint not less than 2 advisers; and
(b) for whom 2 supervisors are appointed under this Division — appoint not less than 1 adviser.
(a) in the case of a full-time candidate – 1 week’s research effort; or
(b) in the case of a part-time candidate – 2 weeks’ research effort.
[
(a) any courses to be attended are substantially comparable in quality with equivalent courses offered by the University for the academic program; or
(b) the institution concerned has satisfactory research facilities for the purposes of the academic program;
as the case requires.
[
(a) a candidate withdraws from the program; or
(b) the candidate’s candidature is terminated; or
(c) the candidate has completed the coursework requirements (if any) and has submitted his or her thesis for the relevant award;
the program is taken to have expired on the date of that withdrawal, termination, completion or submission as the case requires.
[NOTE: See rule 4.18 about notification of decisions and Part 5 for matters relating to candidate’s right to appeal.]
[NOTE: A candidate is expected to become familiar with relevant University policies, as set out in the
(a) that the candidate continue with the degree; or
(b) that the candidate be evaluated again after a further period of 6 months; or
(c) that the candidate transfer to a degree of Master of Philosophy; or
(d) that the candidate’s candidature be terminated.
[
(a) the student submits the thesis for examination or re-examination and completes any other required work; or
(b) the student withdraws from candidature; or
(c) the student's candidature is terminated by the University; or
(d) the academic program has been pursued for its maximum duration.
(a) the candidate may be examined for the program on the research only; or
(b) the candidate may be required to pass a written examination on the coursework before being examined on the research, but the examination for the program is to be on the research only; or
(c) the candidate may be examined for the program on the combined results of examination of research and coursework.
(a) to the examination of a candidate by reports by the candidate’s supervisors about the candidate’s performance during:
(i) internships; or
(ii) other form of professional practice; and
(b) in relation to an academic program offered by the School of Art, the School of Music or the Centre for New Media Arts in the ANU College of Arts and Social Sciences, to the examination of:
(i) an exhibition; or
(ii) a performance; or
(iii) a folio of original works.
(a) a candidate whose work he or she is examining; or
(b) a supervisor of the candidate.
(a) ascertain from those who are to be absent their wishes as to questions to be put to the candidate; and
(b) at the examination, put the substance of such questions to the candidate, together with any other questions they think relevant; and
(c) communicate to the absent examiners a report on the performance of the candidate including the response to questions suggested by those not present.
(a) whether or not it has been revised since being submitted for examination for the degree of Doctor of Philosophy; and
(b) whether or not it exceeds the maximum length normally acceptable for theses submitted for such an examination.
[Note:
(a) that the candidate be granted the award; or
(b) that the candidate be failed; or
(c) that the candidate be granted the award subject to corrections or revisions (if any) required by the examiners in the thesis to be made to the satisfaction of the Delegated Authority in the copy intended for deposit with the University Library; or
(d) that the candidate be permitted to submit a revised thesis for re-examination.
(a) that the candidate be granted the award; or
(b) that the candidate be granted the award subject to making any minor amendments in the thesis required under paragraph 4.11(2)(c); or
(c) that the candidate be re-examined by resubmission of thesis or re-examination of coursework or both, as the case requires; or
(d) that the candidate be failed.
[Note: See also rule 4.1 requiring continued enrolment.]
(a) the Delegated Authority must appoint an appropriate person to advise the candidate during the revision process; and
(b) the candidate must revise and resubmit his or her thesis for examination within a period of not more than 1 year from the date on which the decision is notified to the candidate in writing by the Delegated Authority.
[Note: Rules 2.10 and 4.10 make provision for a candidate for the degree of Doctor of Philosophy to transfer and be examined for the degree of Master of Philosophy.]
(a) terminating a candidature on grounds mentioned in rule 2.29; or
(b) that a candidate has failed;
the Registrar must notify the candidate in writing of the decision, and must include in the notice:
(c) a statement to the effect that, subject to these Rules, the candidate is entitled to appeal against the decision; and
(d) a statement setting out the procedure for lodging an appeal.
[NOTE: Rule 17 of the Discipline Rules 2006 provides for withholding of awards where obligations to the University have not been met.]
(a) to make the thesis available in the University Library on demand for the purpose of private study or research; and
(b) with the candidate's permission, to make the thesis otherwise available in microform, paper or digital format for the purpose of private study or research.
(a) after consultation with the Delegated Authority; and
(b) after considering the views, if ascertainable, and interests of the candidate;
the Registrar considers that the interests of scholarship require the thesis to be made so available and that the interests of the candidate will not be unreasonably prejudiced.
(a) the appendix contains material obtained on conditions legally requiring the material to be kept confidential; or
(b) having regard to the circumstances in which, or the conditions on which, the material contained in the appendix was obtained, it is reasonable that the material should be kept confidential.
(a) that the candidate has failed; or
(b) that the candidate’s candidature be terminated.
[NOTE: It is intended that the Registrar will, on receipt of the appeal, notify the Deputy Vice-Chancellor of its receipt.]
(a) notify the candidate of the decision;
(b) give the candidate:
(i) a copy of the reports of the examiners of the thesis (if any) and of the results of the examinations following coursework, and any other assessment, prepared so that the identity of the candidate's examiners is not disclosed to the candidate; and
(ii) an account of the substance and effect of any observations relating to the candidate submitted to the ANU College Dean, prepared so that the identity of the candidate's examiners is not disclosed to the candidate;
(c) inform the candidate to the effect that, subject to these Rules, the candidate is entitled to appeal against the decision; and
(d) advise the candidate of the procedure for lodging an appeal.
(a) dismissing the appeal and affirming the decision made by the ANU College Dean in relation to the candidate;
(b) requiring that the candidate be re-examined; or
(c) recommending that the candidate be granted the award.
(a) the candidate must be re-examined in accordance with such of these Rules as are relevant, as if the ANU College Dean had required the re-examination under rule 4.13; and
(b) the Appeal Committee has, in relation to the candidate, all the powers and duties of the ANU College Dean in relation to the determination of the conditions of the re-examination and the appointment of examiners.
(a) dismissing the appeal and affirming the decision; or
(b) requiring that the candidate be permitted to continue the program subject to such conditions, including conditions as to the duration of the program, as the Appeal Committee, after consultation with the ANU College Dean, determines.
(a) if there is a majority of one opinion, the question must be decided according to the opinion of the majority; and
(b) in any other case, the initial decision in relation to the candidate must be affirmed.
(a) decide to take no action; or
(b) make any decision that could have been made by the original decision-maker; or
(c) refer the matter back to the ANU College Dean or Delegated Authority to review the process used in making the decision.
(a) has completed work towards that program; and
(b) not to do so might disadvantage that candidate.
(a) the candidate elects that the amendment apply to the candidate and submits to the ANU College Dean proposed alterations to the candidate's academic program and the ANU College Dean approves those alterations; or
(b) the ANU College Dean otherwise determines.
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Rule 1.5
Doctor of Philosophy (PhD)
Doctor of Juridical Science (SJD)
Doctor of Policy Administration (DPA)
Doctor of Population Health (DrPH)
Doctor of Philosophy (in the field of physics) (PhD)*
(*offered jointly with the National University of Singapore)
Doctor of Philosophy (in the field of engineering) (PhD)*
(*offered jointly with the National University of Singapore)
Master of Philosophy (MPhil)
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