Reg v Van Den Bemd
[1993] HCATrans 348
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Brisbane No B53 of 1992 B e t w e e n -
THE QUEEN
Applicant
and
PAUL ANTHONY VAN DEN BEMD
Respondent
Application for special leave
to appeal
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
| Van Den Bernd | 1 | 12/11/93 |
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON FRIDAY, 12 NOVEMBER 1993, AT 10.18 AM
Copyright in the High Court of Australia
| MR R.N. MILLER, QC: | May it please Your Honours, I appear |
for the applicant, together with my learned friend, MR J.R. HUNTER. (instructed by D. Field, Solicitor
to Director of Public Prosecutions (Queensland))
| MR S.E. HERBERT, QC: | May it please the Court, I appear with |
MR A.J. GLYNN for the respondent. (instructed by
J.A. Hodgins, Director, Legal Aid Office
(Queensland))
MASON CJ: Yes.
MR MILLER: This is an application for special leave to
appeal against a decision of the Court of Appeal of
Queensland rendered on 30 October last year. The court overturned a jury's conviction for manslaughter and ordered a retrial. If I could go to the record, the reasons for
judgment commence at page 327.
MASON CJ: | You might just give us the opportunity of reading your outline of submission, Mr Miller. It will not |
| take as long. |
| MR MILLER: | Yes, indeed. | Have all the members of the Court |
got a copy?
| MASON CJ: | I think so, yes. |
MR MILLER: | Might I mention, Your Honours, on the second page, the reference to the footnote in Wilson - |
| that footnote appears on page 334, not page 354. |
MASON CJ: Yes.
| MR MILLER: | If Your Honours please, if I could turn to the |
judgment of the court, which was a unanimous
judgment, at page 327. It appears that: Medical opinion at the trial was that death had resulted from traumatic subarachnoid
haemorrhage associated with the impact thatcaused the bruising within the neck muscles - of the deceased. There was some evidence at the
trial that the bruising might have been occasioned:
by the deceased striking some projecting
object as he fell forward after being punched.
Reliance upon any such possible explanation
was, however, specifically disavowed by
defence counsel at the trial. Of that the jury were reminded in the course of the
summing up.
| Van Den Bernd | 12/11/93 |
The Court of Appeal said:
It is not, therefore, a matter that is now
available to support the appeal. The verdict of guilty can be accounted for on the basis
that the jury decided that, in spite of what
the eye witnesses claimed to have seen, a blowfrom the appellant struck the deceased on the
side of the neck rather than the face.
It was admittedly open to the jury to
reach such a conclusion on the evidence before
them. The contrary was not argued. It does, however, raise another question on appeal.
It is at that stage the court then considered the
application of section 23 of the Queensland
Criminal Code with which Your Honours are, no
doubt, fairly familiar.
Reference was made at the bottom of page 328
to the Queensland case of Martyr, (1962) Qd R 398,
a case in which the facts were not dissimilar from
the facts in Van Den Bemd itself. In Martyr a man
had been struck on the chin, as I remember it, and
he slumped to the ground. At page 329 from the
top, it appears:
Medical evidence at the trial was that death
had resulted from brain haemorrhage that could
have been caused by one of those blows,
although it would have been "extremely
unlikely" to cause such a haemorrhage except in a person having the "peculiar weakness of
this victim.
The court said:
Martyr being a decision of the Court of Criminal Appeal, the trial judge in the
present case rightly regarded it as binding him. The correctness of the decision was, however, challenged on this appeal and it now
falls to be considered in the light of later
authority.
The members of the court, in this judgment,
then went through a number of cases which had been
previously decided, including Martyr, including
Mamote-Kuland, Knutsen, Hansen, Tralka - they are
Queensland cases - Ward, in West Australia;
Timbu Kolian in the High Court itself, and on 331
there was mention made of Dabelstein and then at
the bottom of 331 we see this:
This brief survey shows that the
authorities on the second rule of s.23 are in
| Van Den Bernd | 12/11/93 |
some disarray. It might nevertheless be
necessary for this Court to try to pick a path
through them if it were not for the subsequent
decision of High Court in Kaporonowski v.
The Queen (1973) 133 C.L.R. 209, in which the
operation of s.23 was elucidated by Gibb J.
(as he then was). According to his Honour,
the first paragraph of s.23 states two rules
which he said are "quite distinct". Under the first rule, a person is not criminally
responsible for an act unless it be "his own
act, and an act which results from the
exercise of his will". Examples taken by his Honour from decided cases of the
exculpatory operation of the first ruleinclude the act of a servant; and an act done
in a state of sleep or automatism. In
relation to the first rule Gibbs J. said the
word "act" refers to "some physical action -
In the next paragraph:
By contrast, in relieving a person from
criminal responsibility for an "event" which
occurs "by accident", the second rule of s.23
"exculpates an accused from liability for the
accidental outcome of his willed acts.
His Honour said the word "event" in this rule
meant "the consequences of an act"; or as
Philp J. expressed it in R. v. Callaghan, "a
result or consequence of action".
The Court went on:
That accords with both the derivation of the
word "event" ..... and its dictionary meaning -
Then on the next page there is reference to the
meaning of "act" and "event" in Timbu Kolian and
the discussion of the meaning to be given to those
words in Kaporonovski. If we turn to the bottom of page 333, reference is then made to what Mr Justice Gibbs, as
he then was, said in Kaporonovski:
It must now be regarded as settled that an
event occurs by accident within the meaning of
the rule if it was a consequence which was not
in fact intended or foreseen by the accused
and would not reasonably have been foreseen by
an ordinary person.
And he continues on the next page:
It was, his Honour added, "impossible to say
that the grievous bodily harm suffered by
| Van Den Bernd | 4 | 12/11/93 |
Bajric was so unlikely a consequence of
pushing a glass forcibly towards his face that
no ordinary person could reasonably have foreseen it". Stephen J agreed with the
reasons of Gibbs Jin Kaporonowski.
And then it is said:
The result is that four of the five members of
the High Court in Kaporonowski held that for
the purposes of section 23 the "act" was
pushing the glass to or into Bajric's face,and the "event" was the grievous bodily harm
that ensued as a consequence. Section 23 did
not operate to exculpate the accused in that case because the act was willed and the event was a reasonably foreseeable consequence of
that act. As appears from what was said by
Gibbs J -
BRENNAN J: That was not quite accurate, was it? The "act"
in Kaporonovski was pushing the glass to the eye;
in other words, it is the contact of the thing held
with the body. Once you get to that point, everything falls into place.
| MR MILLER: | The point that I am going to make in this |
application is that the factual circumstances in
Kaporonovski, like the factual set of circumstances
in Vallance, are quite distinct from the factual
circumstances that cause section 23 to be examinedin both Mamote, the enlarged spleen case, and in
Martyr, the egg shell skull case.
BRENNAN J: Well, of course the facts are different in every
case, Mr Miller, but the relevant problem is this,
is it not, that if you have got elements in an
offence, some of which acts and some of which are
results, section 23 and its two limbs covers the
field. So, your problem is to determine where does act finish and event start, and if you identify "act" as finishing at the point of contact with the
body, then all of these cases fall into place.
| MR MILLER: | I must agree with Your Honour, but the |
interpretation given to section 23 in Mamote and in
Martyr has been that where there has been a
weakness in the deceased, then that case does not fall within the second limb of section 23 because
there has not been any supervening event.
BRENNAN J: | I understand that, but if you stop short of the point of contact with the body as the "act", then |
| you have got room for argument about the "event" | |
| as, for example, in the case of striking out in the dark, and not knowing that there is baby being held | |
| there, but if you know that there is a baby being | |
| Van Den Bernd | 12/11/93 |
held there and the baby is struck, then the fact that the baby has an egg shell skull or whatever
does not matter. Well, that is your argument, is
it not?
| MR MILLER: | Yes, it is my argument. My further argument is |
this, that in Kaporonovski the Court was not called upon to consider whether the decision in Mamote was right or wrong, nor was it required to consider
whether the decision in Martyr was right or wrong.
So what was said by Mr Justice Gibbs in that
case was not intended to apply to the ruling which
had been handed down by the High Court in Mamote, and by the Court of Criminal Appeal in Queensland
in Martyr.
Might I just state at this stage that this is
an application for special leave, and in my
submission leave should be granted for the reason
it deals with a very important point so far as the
law in relation to manslaughter in Queensland under
the Criminal Code is concerned. It is in a state
of somewhat disarray at the present time. We need a decision by this Court to let counsel for both
sides and the bench know just what the law is. I
think my learned friend would support me in that. If I could go to Kaporonovski - - -
DEANE J: Did I understand you to say that counsel for the
respondent supports the application for special
leave?
| MR MILLER: | Yes, I am making that statement, Your Honour. |
DEANE J: What, so that his client's conviction can be
restored?
| MR MILLER: | No, so that the point can be argued and decided |
upon. Am I not right? They did not oppose.
DEANE J: What, they do not oppose his conviction?
| MR MILLER: | No, they do not oppose the grant of special |
leave.
| DEANE J: | My question was, they do not oppose his conviction |
being restored. Because, if you win that is the
result.
| MR MILLER: | No, they will not go that far. | If they had gone |
that far we need not have come down here. No, they are not opposed to the grant of special leave, but
they want this Court to rule that theCourt of Appeal in Queensland was right in saying
that Kaporonovski, in effect, overruled Martyr and
| Van Den Bernd | 6 | 12/11/93 |
overruled Mamote, so that the law in Queensland can
be settled.
DEANE J: Well, I hope that has been explained to the
accused.
| MR MILLER: | I do not know what has been explained to the |
accused, Your Honour.
DEANE J: It strikes me as extraordinary, if I may say so.
MR MILLER: If I could go to the judgment of
Mr Justice Gibbs, as he then was in Kaporonovski.
| TOOHEY J: | Mr Miller, I do not really understand. | What is |
the proposition that you are inviting the Court to
enunciate, as it were, in relation to section 23?
MR MILLER: That where a death has resulted from a willed
act, but it has been contributed to by a physical
defect, or constitutional weakness in the deceased,
then the accused cannot take advantage of
section 23, it does not rate in those
circumstances. In other words, I am arguing that the decision in Mamote and the decision in Martyr are still good law because that is the effect of
those two cases.
| TOOHEY J: | Do you mean if a person, an accused, strikes |
another person on the face, let us say, and unknown
to him that person has - and let us say it is quite
a light blow - some constitutional defect, on your
argument, what, manslaughter is the appropriate
verdict?
MR MILLER: Yes, in accordance with the rulings in Martyr
and in accordance with the decision of this Court
in Mamote. Now, it may not accord with current notions of correlation between moral responsibility
and criminal responsibility but this Code was
enacted in 1899 and, whilst it might seem to be
harsh, the fact of the matter is that the sentencing judge can take into account all of the
circumstances in deciding what the appropriate
punishment is. In that, it may seem to be quite
just that a man should be adjudged guilty of the
manslaughter of another because, without the act
which caused the haemorrhage, there would not have
been a death, but the judge in sentencing should
take into account the fact that the death was quite
fortuitous. It may not accord with the common law of today.
| GAUDRON J: | What is the difference between "fortuitous" and |
"occurs by accident"?
| Van Den Bernd | 12/11/93 |
| MR MILLER: | Perhaps I have put my foot in it there. | But in |
this particular case what I would be putting is
that the judge, in sentencing the offender, would
have regard to the fact that but for the inherent defect in the victim, there would not have been a death.
GAUDRON J: Well, what meaning do you give to the words
"occurs by accident"?
| MR MILLER: | In the context of an unlawful blow, then an |
event which occurs by accident where in fact death
has resulted as a consequence of a constitutional
weakness, there cannot be any event within the
context of the second limb of section 23, because
there is no supervening event, no occurrence.
| BRENNAN J: | Do you give any meaning to "accident" different |
from that which was given by this Court in
Vallance?
| MR MILLER: | I have got to say this, Your Honour, that what |
was said in Vallance, is also said in Kaporonovski,
but in Mamote it was said, in effect, that rule
does not apply where death has resulted as a result
of a willed act and is being contributed to by a
physical weakness. That is, in effect, a decision
both in Mamote and Martyr. It may be illogical, but the first question for this Court is whether in
Kaporonovski there was, in fact, an intent to
overrule a former decision of this Court in
Kaporonovski and the decision of the QueenslandCourt of Appeal in Martyr.
If I might just go to the judgment of
Justice Gibbs. If we go to the bottom of page 231 of 133 CLR 209, we see this - it is the last paragraph:
In my opinion, the second rule does not apply. It must now be regarded as settled
that an event occurs by accident within themeaning of the rule if it was a consequence
which was not in fact intended or foreseen by
the accused and would not reasonably have been
foreseen by an ordinary person: See Valance v
The Queen, Mamote-Kulang v The Queen -
and if we go to the footnote we see that the
reference in Mamote-Kulang is to pages 69, 72 and
85.
So we now go to Mamote, (1964) 111 CLR 62, to
those pages. I go to page 69 in the judgment of Mr Justice Taylor and Mr Justice Owen. Now, about 10 lines up from the bottom of that page we see
| Van Den Bernd | 8 | 12/11/93 |
this - after a reference to the Chief Justice and
Mr Justice Kitto, Their Honours said:
What their Honours were pointing out, as it
seems to us, was that it was not enough to say
that the wounding was not foreseen by the
accused as a possible result of firing theshot. It must also have been shown that the
wounding would not have been foreseen by a
reasonable person before it could be said that
it had occurred by chance.
So that is the page that is referred to by
Mr Justice Gibbs. But what follows could not have been overlooked by Mr Justice Gibbs at all, because
what follows is this:
But it is, we think, fallacious to argue that,
because these two elements are necessary
ingredients in the concept of an "event
occurring by chance" (or by accident), it
follows that whenever they are present what
directly results from the intentional doing of
an act is properly to be described as an event
occurring by chance or accident. In the
result we find ourselves in agreement with theconclusion reached by the Queensland Court of
Criminal Appeal in Reg v Martyr, a case in
which the facts are indistinguishable from
those in the present case. If, as here, death
is the immediate and direct result of an
intentional blow, the fact that the person
struck has some constitutional defect, be it
an enlarged spleen or an egg-shell skull,
unknown to the person striking the blow and
which makes the recipient of the blow more
susceptible to death than would be a person in
normal health does not enable the accused to
assert that he is being sought to be made
criminally liable for an "event" occurring by
accident.
So that is a reference to page 69. Of course, I have gone over to page 70. We now go to page 72 referred to in the footnote to Mamote-Kulang and Kaporonovski, and
that is in the judgment of Mr Justice Menzies who
was the dissenting judge. At the middle of page 72
His Honour said:
Here it is perhaps convenient to interpolate
that one thing that Vallance v The Queen did decide is that, contrary to the view which I
had there formed upon the provisions of the happen "by chance" within the meaning of s 13
| Van Den Bernd | 9 | 12/11/93 |
of that Code unless it is both unintended and
unexpected by the doer and it is fortuitous or
surprising in the sense that an ordinary
person would not reasonably expect it to
happen as a consequence of what was done.
Then with reference to Mr Justice Dixon, the
Chief Justice, and Justices Kitto and Windeyer. He said then: This, of course, applies equally to the words
"by accident" in the Queensland Criminal Code.
In Reg. v. Martyr it was decided that
death resulting from an intentional blow could
not be accidental. There, in the course of a
brawl the accused struck the deceased who died
from a blow on the jaw causing haemorrhage of
the brain because of a peculiar weakness in
the constitution of the deceased. The facts that the killing or the death was not intended
and not foreseen by the accused and could not
have been foreseen by a person of ordinary
prudence were not regarded as making the
consequence of an intentional blow an event
which occurred by accident. If this decision
be correct, then so is the decision underappeal, for I can see no point of distinction.
So, certainly Mr Justice Gibbs, as he then was, was
certainly properly quoting in support of his
statement at the bottom of 231 what was said in
part by Mr Justice Menzies in Mamote-Kulang.We go now to page 85 - before I go to page 85 I would just mention this, that Mr Justice Gibbs
could not have overlooked what Mr Justice Menzies
said with regard to the Martyr-type case. To page 85 and that is in the judgment of Mr Justice Windeyer. About five lines from the top, he said this:
As I see the matter, the most that can be got
from Vallance's Case that could be relevant in
this case is that a killing cannot be an event
which occurs by accident if the person charged
intended to kill, or foresaw death as a likely
result of his act, or if a reasonably prudent
person in his position would have realized
that death was a likely result of such an act.
Well, certainly that gives support for what
Mr Justice Gibbs says in Kaporonovski at page 231.
But, Mr Justice Windeyer went on:
But that an occurrence is not accidental if any one or more of certain qualities can be
| van Den Bernd | 10 | 12/11/93 |
predicated of it does not mean that it is
accidental if none of them can be predicated.
As a logical proposition, the argument adduced
involved the fallacy of an undistributed
middle term. The test proposed may suffice in some cases to determine whether an event
occurs by accident. But it will not suffice in a case of manslaughter; for, as I have
said, that assumes a killing that (provocation
apart) was not intended and not expected to
occur. In this the Code and the common law donot differ.
It really does not matter whether they differ
or not. In this case the court at trial was construing the Code without regard to the common
law. Now, if I can return to the judgment of the court in Van Den Bemd, at page 334 - perhaps I
could go to page 330, because in the fifth line
from the top of that page it said there:
With these matters in mind, we revert to
R. v. Martyr. Not long after it the decision appeared to receive the approval, direct or
indirect, of the High Court (Menzies J.
dissenting) in Mamote-Kuland v. The Queen.
Indeed it received the direct approval of at least three of the judges; there cannot be any
doubt about that. If I can go to the bottom of
page 331 - I think I have already referred the
Court to this - the Court said there that:
This brief survey shows that the
authorities on the second rule of s.23 are in
some disarray. It might nevertheless be
necessary for this Court to try to pick a path
through them if it were not for the subsequent
decision of the High Court in Kaporonowski v.
The Queen, in which the operation of s.23 was
elucidated by Gibbs J. (as he then was). According to his Honour -
I have read that. At page 334, six lines down:
The result is that four of the five
members of the High Court in Kaporonowski held
that for the purposes of s.23 the "act" was
pushing the glass to or into Bajric's face,and the "event" was the grievous bodily harm
that ensued as a consequence. Section 23 did
not operate to exculpate the accused in that
case because the act was willed and the eventwas a reasonably foreseeable consequence of
that act. As appears from what was said by
Gibbs J. in the passage last quoted above,
criminal responsibility under the second rule
| Van Den Bernd | 11 | 12/11/93 |
depended on whether the grievous bodily harm
sustained was so "unlikely" a consequence of
the act that no ordinary person would have
foreseen it. The test thus appears to be one
of the foreseeability of the happening of the
consequence as a matter of probability of"likelihood".
Reference is then made to Tralka,
(1965) Qd R 225, and Mr Justice Gibbs happened to
be a member of the Supreme Court of Queensland when
that decision was handed down. He was a party to that decision. The charge there was unlawfully wounding. Tralka threw an axe, he meant to strike
one brother with the axe, but there was a sudden
movement of the vehicle and the axe, instead of
hitting the intended victim, struck the brother.
The question was whether section 23 might avail the
accused, and it was held that it might.
If we go to page 231 of the judgment of
Mr Justice Gibbs, he said this, about 10 lines from
the bottom, the last paragraph:
The learned trial judge took the view that the
decision in Reg. v Martyr (1962) Qd. R. 398
covers the present case and that since the
willed act of throwing the axe was the
proximate cause of the wounding, s. 23 had no
operation. We are of course bound by Reg. v Martyr (supra) but that case is
distinguishable from the present. There the
accused deliberately struck one Scott severalblows, and it was held that Scott's death,
which resulted, was not an accident,
notwithstanding that it would not have
resulted if he had not been suffering from a
constitutional weakness of which the accused
could not have known. The case was concerned
with the result of force deliberately applied
case, however, the appellant did not intend to the body of the victim. In the present that the axe should touch the body of Buddy Allister Facer.
If I could go to the judgment in Martyr.
TOOHEY J: Just before you do, Mr Miller, can you just tell
me this: it is not apparent from the draft notice
of appeal to this Court what it is that the Crown
is seeking by way of order of this Court. Is it simply to restore the conviction?
| MR MILLER: | To restore the conviction, yes, on the ground |
that section 23, the second limb, was not available
to the accused in the circumstances of this case
and that the Court of Appeal was wrong in holding
| Van Den Bernd | 12 | 12/11/93 |
that Kaporonovski, in effect, overruled Martyr and,
in effect, overruled Mamote. Yes, we would be asking for the restoration of the jury's verdict,
for the quashing of the judgment of the Court ofAppeal and the restoration of the jury's verdict.
Could I go to Martyr - - -
| GAUDRON J: | Is it your submission that the second limb of |
section 23 simply does not apply in manslaughter
cases? That is not it, is it? It does not apply
in a particular sort of manslaughter case. Why is that?
MR MILLER: Because of the decision in Martyr and the
decision in Mamote.
GAUDRON J: Is there some principle or some logic which
brings that about or is it the doctrine of
precedent?
| MR MILLER: | It is a matter of construction of the Criminal |
Code of Queensland.
GAUDRON J: What is the construction? What does "accident"
mean?
| MR MILLER: | What was said in Mamote, and what was said in |
Martyr is that there cannot be an accident where
death has resulted from a deliberate blow where the death has been contributed to by an inherent defect in the victim because there is no supervening
occurrence. One can have a case of manslaughter where section 23 second limb can apply but it would
occur in a circumstance where A delivers a blow to
Band then B strikes his head, quite unexpectedly,
not foreseeably, on something - it might have been
in the dark that the blow was struck - and then he
dies. The second limb would be available to the accused in those circumstances. And maybe there is no justification morally for - - -
| GAUDRON J: | I am more concerned with logic and principle. |
Is it because you say there must be a supervening event?
| MR MILLER: | Yes, an occurrence. |
| GAUDRON J: | A supervening occurrence - going to be an |
accident.
MR MILLER: Yes, and that is what is said is made plain in
Martyr when I now come to it.
I had not intended to refer this Court to certain sections of our Criminal Code, but I am
going to hand up to the Court now copies of
sections 291 through to 303 included. They are in
| Van Den Bernd | 13 | 12/11/93 |
Chapter XXVIII dealing with homicide, et cetera,
which deal with - I will hand them up.
The Court will note 291 is the section which
deals with a killing being unlawful:
It is unlawful to kill any person unless
such killing is authorised or justified or
excused by law.
Section 292 then deals with "When a Child becomes
Human Being". I will pass over that. Section 293, "Definition of Killing":
Except as hereinafter set forth, any
person who causes the death of another,
directly or indirectly, by any means whatever,
is deemed to have killed that other person.
Section 294 deals with "Death by Acts done at
Childbirth" :
When a child dies in consequence of an
act done or omitted to be done by any person
before or during its birth, the person who did
or omitted to do such act is deemed to have
killed the child.
Section 295 deals with "Causing Death by Threats":
A person who, by threats or intimidation of any kind, or by deceit, causes another
person to do an act or make an omission which
results in the death of that other person, is
deemed to have killed him.
Section 296, "Acceleration of Death":
A person who does any act or makes any
omission which hastens the death of another person who, when the act is done or the omission is made, is labouring under some disorder or disease arising from another
cause, is deemed to have killed that other
person.
Section 297:
When a person causes a bodily injury to
another -
a bodily injury to another -
from which death results, it is immaterial
that the injury might have been avoided by
proper precaution on the part of the person
injured, or that his death from that injury
| van Den Bernd | 14 | 12/11/93 |
might have been prevented by proper care or
treatment.
Section 298:
When a person does grievous bodily harm
to another, and such other person has recourse
to surgical or medical treatment, and death
results either from the injury or the
treatment, he is deemed to have killed that
other person, although the immediate cause of
death was the surgical or medical treatment,
provided that the treatment was reasonablyproper under the circumstances, and was
applied in good faith.
Section 300 says:
Any person who unlawfully kills another
is guilty of a crime, which is called murder
or manslaughter, according to the
circumstances of the case.
And then murder is defined. Manslaughter is defined in 303 as:
A person who unlawfully kills another
under such circumstances as not to constitute
murder is guilty of manslaughter.
Now, foreseeability is not mentioned in any of those sections. It says in certain circumstances a
person shall be deemed to have produced the
killing. I do not put that forward as a strong argument. I had not intended to raise it because those sections are as applicable in manslaughter by
negligence cases as they are in manslaughter by a
willed act. But it does, I would submit, give some indication of the intention of the framers of the
Code when section 23 was enacted. I am talking about the second limb. Might I now go to Martyr, (1962) Qd R 398.
The Chief Justice Mr Justice Mansfield gave the
first judgment. At page 403 he dealt with the
evidence. About 10 lines from the bottom of that
page 403, he said:
Dr Joyce formed the opinion that death was
probably due to the haemorrhage on the base of
the brain.
Dr Joyce further said that he thought it
possible that a punch on the jaw would have
caused the haemorrhage; that it was not usual
that a punch on the chin would cause that
injury; and that it was possible that the
| Van Den Bernd | 15 | 12/11/93 |
injury could indicate some weakness peculiar
to the deceased.
Dr Tonge, the Director of the Laboratory of
Microbiology and Pathology, examined the
deceased's heart -
We pass over that. Next page Dr Tonge further
said:
that a blow to the jaw would be extremely
unlikely of itself to cause a haemorrhage
confined to the base of the brain and that it
could be due in part to an inherent weakness
in the vessel. It would be quite safe to presume that the haemorrhage did not precede
the blow.
In his summing up the learned trial judge
directed the jury on the provisions of the
Criminal Code relating to unlawful killing,
self defence and provocation.
The only reference to accident appeared in
relation to the direction on unlawful killing
and was in these terms: "The matter might be
accidental. A man might come out of a place
on to a footpath and may be just swinging his
arms for exercise, and, accidentally, he mighthave his hand closed and hit somebody, and
that person may die. It is purely accidental.
He did not deliberately punch that person. It
is a matter that happened by accident. Of course, in that case you have excuse".
Then the Chief Justice went on:
This case directly poses for the decision of
this court the law in force in this State
concerning accident as an excuse for what
would otherwise be an unlawful killing. The question is to be decided having regard to section 2 of The Criminal Code Act, 1899 which enacts that the provisions contained in the
Code shall be "the law of Queensland with
respect to the several matters therein dealt
with". It is therefore the duty of this court
to interpret the Code as we find it without
any supposition that it was intended merely to
codify the common law or earlier Statute law.See also the preamble to the Act which recites that "it is desirable to declare, consolidate and amend the Criminal Law".
| van Den Bernd | 16 | 12/11/93 |
The whole question therefore in my view must
be considered as one of statutory construction
only.Section 23 provides that a person is not criminally responsible for an act or omission
which occurs independently of the exercise of
his will or for an event which occurs by
accident.
Section 291 provides that it is unlawful to kill any person unless such killing is
authorised, justified or excused by law.
The offence is the killing or causing of death
and not the death itself and it is therefore
the killing for which a person is criminally
responsible. From this it follows that the killing is the event referred to ins. 23,
because no criminal responsibility attaches to
any person for the occurrence of a deathunless he has caused it.
On the next page, about seven or eight lines down,
His Honour said:
It was contended however that the killing was
an event which occurred by accident because it
was not intended and not foreseen by the
appellant and could not have been foreseen by
a person of ordinary prudence.
The reference was then made, at the middle of the
page, to Coupland's case in 1901, shortly after the
Code came into operation. In the last 10 lines or
so:
It is to be noted that Griffith CJ did not
instruct the jury to consider whether the
killing was accidental in that it was not
foreseen by the prisoner and could not reasonably have been foreseen by a man of
ordinary prudence as a result of the
prisoner's act, and that he merely instructed
them to consider whether the fall which caused
the death was an accidental happening (i.e.
caused by tripping over the mat).
If that be the correct view, then in the
instant case the defence of accident could not
arise because it was clearly proved that the
intended blow given by the appellant killed
the deceased.
At the bottom of page 406:
| Van Den Bernd | 17 | 12/11/93 |
The words "which occurs by" imply the notion
of causation, and the latter part of the
section in my view covers the case where in
consequence of an intentional act by A.
(whether lawful or unlawful) an unintended and
unforeseen happening occurs which is the
death. proximate cause of an injury resulting in
"Accident" therefore, in my view does not
include an existing physical condition or an
inherent weakness or defect of a person, such
as an egg-shell skull, or as in this case, a
possible inherent weakness in the brain.
Just a little later he said:
I have reached the conclusion that the meaning
to be attributed to the expression "event
which occurs by accident" is a result which is
caused by an unforeseeable occurrence.
In the instant case there was evidence that
the proximate cause of death was the unlawful
assault by the appellant and there was no
evidence which raised the issue of accident
under s. 23 for the determination of the jury.
There was therefore no necessity for a
direction to the jury on the application of
that section.
Mr Justice Philp gave the next judgment, and I turn
to page 409, last paragraph:
As to the second ground the question arises
whether the judge should have directed the
jury to consider whether the death of Scott
was an "event which occurred by accident" in
view of the medical evidence from which it
could be deduced that it was extremely unlikely that a blow on the jaw would cause
the fatal haemorrhage unless there were someunusual "weakness" in Scott's physical make- up. It was argued that the jury should have
been directed that before convicting they mustbe satisfied beyond reasonable doubt that Scott's death was a foreseeable outcome of the blows he received.
Just below half-way on page 412, after a review of
common law, His Honour said:
So far I have been at pains to show that
apparently the modern concept of the relevant
common law is not different from the
corresponding provisions of the Code but the
pains are unnecessary since our duty is to
| Van Den Bernd | 18 | 12/11/93 |
construe the legislation contained in the Code
in accordance with the rule laid down in
Brennan v. The King ([1936] 55 CLR 253).
At the bottom of page 413, His Honour said:
The question then arises - was Scott's
death "an event which occurred by accident?"
The argument is that the medical evidence
indicates that Scott was probably suffering
from some "weakness" or idiosyncrasy which
rendered him unforeseeably vulnerable to a
blow on the jaw and that therefore the jury
correctly directed might properly have found
that his death was an accidental event of the
blow.
The judge did not direct in that sense -
he in effect told the jury that if Scott was
suffering from any "weakness" that fact wasirrelevant to the appellant's criminal
responsibility for the death. Whether the
judge's direction is correct is to be
determined by interpretation of the Code.
His Honour then referred to a number of sections
which I refer this Court to. At the bottom of
page 414, last paragraph, His Honour said:
But was Scott's death an event or result
which occurred by accident? I will assume
that Scott's death would not have resulted
from the blows if he had not been suffering
from some invisible and highly unusual
weakness or constitutional abnormality. Now the appellant was charged with killing a particular person - Scott - and the fact that
Scott had a constitutional abnormality did not
in my view make his death an "accident" as that word is used in the section. If a
haemophilic bleed to death from a small cut,
his death cannot be said to be an accidental
outcome of the cut.
The words under discussion I think have
operation in the following circumstances. If
a non-fatal blow be struck and there
supervenes upon the blow an unforeseeable
happening whereby the actually fatal force is
applied to the body of the victim, his
resultant death occurs by accident. But that
is not the case here, since here the death was
the immediate - the direct result of the
willed act. What I have said does not only apply to homicide. If a man not knowing
whether a vase is fragile or not, deliberately
| Van Den Bernd | 19 | 12/11/93 |
taps it and it thereupon shatters, the
shattering, in my view, is not an event which
occurs by accident.
McHUGH J: There may be some difficulty applying what
Justice Philp said to this particular case, but
what about what Justice Mansfield said at 406/407?
Why does that not apply here? Why was there not an intentional act by the accused to punch the
deceased in the face, but the jury could find that
there was an unforeseen happening and that he hit
him somewhere at the back of the neck and that was
the approximate cause of the injury resulting in
death?
| MR MILLER: | I would suggest that the happening would have to |
be something from outside, like a falling of a body
on to a concrete or against a projecting corner;
something like that.
BRENNAN J: That is quite inconsistent with Timbu Kolian, is
it not?
| MR MILLER: | Timbu was the baby in the dark case. |
BRENNAN J: Yes.
| MR MILLER: No, Your Honour, with respect. | In Timbu Kolian, |
the death or the striking of the child was
unforeseeable.
McHUGH J: But he intended to hit his wife.
| MR MILLER: | He intended to hit his wife. |
| McHUGH J: | And instead he hit the baby. |
| MR MILLER: | But he did not know it was there. |
| McHUGH J: | He did not know it was there. |
| MR MILLER: It was not foreseeable. It is like Tralka's |
case, where the axe was thrown at one but
unexpectedly some event occurred, the movement of
the motor vehicle, and instead of the axe - the axe
travelled in the same direction, but the victimmoved away from the direction and somebody else
came into the line of the throw and he was struck.
| BRENNAN J: | What Justice McHugh put to you was that the |
deliberate acts were striking on the face. The act which might attract section 23 is the blow which
struck the neck.
MR MILLER: Yes, I understood that, Your Honour. But it
must have been a deliberate striking of the body.
This is introducing, I would suggest, niceties that should not be introduced into the criminal law. It
| Van Den Bernd | 12/11/93 |
was a deliberate blow. There is nothing here to
suggest that he intended to strike at one place and
he struck at another; nothing to that effect at
all.
McHUGH J: But the jury's verdict must be based upon the
view that in some way, notwithstanding all the
evidence, the deceased must have turned his head in
some way so that he was hit on the back of the
neck.
MR MILLER: It was there, I think, Your Honour.
McHUGH J: Yes, under the ear.
MR MILLER: Yes. Well, if one engages in a fight with
somebody else one can expect that the other is
going to try to avoid the punches and it is likely
that the fist, if it strikes, is going to come into
contact with a part of the body which was not
intended, and surely in those circumstances the
attacker must bear the consequences, legally and
morally, otherwise we will have unnecessary
niceties introduced into the law.
I would submit in those circumstances there
has not been any supervening occurrence, there has
been a direct application of force by the accused
to the body of the victim. No other event has
supervened upon his own willed act. Otherwise
someone might say, "I intended to shoot him through
the upper part of his arm but he moved and it went
through his heart. I should not be held responsible for the death that results from the
bullet going through his heart. I should only be held responsible in law for the wounding to the
shoulder which I intended."
McHUGH J: That is a question, then, as to whether that
could have been foreseen, is it not? I do not think there would be much difficulty about a jury's
verdict, and in this case a jury may have convicted
even with a direction which the Court of Appeal
said should have been given. But the question is
whether the direction was available.
| MR MILLER: | Yes, that is right. And that is what we want |
cleared up by this special leave application. We want to know how a trial judge in Queensland should
direct the jury where, in fact, death has resulted
as a result of a willed act where the death has
been contributed to by a physical weakness in thedeceased. We would not complain, of course, if the Court said that the proviso should be applied here.
But we do want a definitive ruling so that judges
in Queensland and counsel, both for the prosecution
and counsel for the defence, will know just what
| Van Den Bernd | 21 | 12/11/93 |
the state of the law is with regard to homicide in
circumstances such as obtained in Martyr and in
Ma.mote.
| DEANE J: | Mr Miller, I did not understand what you meant |
when you said you would not mind if we said the
proviso should be applied. What does that mean?
| MR MILLER: | I withdraw that, Your Honour. | I withdraw that. |
BRENNAN J: There are two questions that you have to
address, are there not? The first question is:
what is the meaning of "act" in a case where there
is a physical movement by the accused resulting indeath or bodily injury to the victim? You have to
answer that question in order that the further
question can be answered, namely: is that
particular act an act which occurs independently of
the exercise of the will? Then, as a second
category, you have to say: from the end of that act to the consequence of the death, or the bodily
injury, what is the meaning of "accident"?
MR MILLER: Well, in the circumstances of this case, I would
submit that the act is the application of force.
BRENNAN J: Well, I understand you to say that, but the
question is whether you define the act as an
application of force to the body of the deceased?
MR MILLER: Yes.
| BRENNAN J: | And if so, whether you further define it as an |
application of force to the left-hand side of the
neck of the deceased? Or do you say, consistently
with Justice McHugh's question, the case is more
like Tralka - it is by his accident that it hit the
left of the neck of the deceased; it was aimed
somewhere else. And if you answer that question in favour of the Crown, then the next question is, if that is the act which causes the death in the
ordinary course of events, having regard to the
physical condition of the accused, is it material
that the death was not foreseeable by the accusedor foreseen by the accused?
| MR MILLER: | The act, I would suggest, is the physical |
movement of the fist towards the body, the head, of the deceased, and the touching; that does not occur
by accident. The question is whether the application of force in the particular place arises
by virtue of a happening which was not foreseeable,
such as a sudden movement of the deceased to bring
it within Tralka. There are certainly not
questions raised in Tralka. I think in Tralka the application of force was to the chin. It certainly
| van Den Bernd | 22 | 12/11/93 |
is not a matter that was raised in argument before
the Court of Appeal in Queensland.
DEANE J: | Was there any issue on this trial that the accused was inaccurate as to where his blows landed in that |
| he intended to hit point A and accidentally hit | |
| point B? | |
MR MILLER: | No, they were in close proximity to one another too, Your Honour. |
| DEANE J: | Was not the only issue where he in fact hit him? |
| MR MILLER: Yes. | It was never a live issue at trial, as I |
understand the evidence, that he intended the blow
to go to one place and inadvertently it struck
elsewhere. I mean, that point has never been agitated before the trial judge or the appellate
court.The point is that in Martyr and in Mamote the courts have given a particular ruling in relation
to section 23 where a death has resulted from a
willed act where the death has been contributed to
by an inherent weakness in the deceased. My submission is, in short, that in Kaporonovski the
Court did not intend to overturn a decision of the
Court of Criminal Appeal in Queensland in Martyr
and it certainly did not intend to overturn a
decision of its own in Mamote. There was no needin Kaporonovski for either the counsel for the
Crown, who was myself, or my opponent to raise
before the Court the correctness, or otherwise, of
the decision in Mamote or Martyr.
I think I have made this plain, but in
Tralka's case Tralka was throwing the axe intending
to hit one brother, there was a sudden movement of
the vehicle, and instead of it striking A it struck
B. He did not intend to strike Bat all. There
was a supervening there. Something happened - - -
| DAWSON J: | I find that decision very hard to accept. | The |
injury was not accidental.
| MR MILLER: | Your Honour, the silly thing about it is that if |
he intended to kill brother A and he, in fact,
killed brother B, under the law of Queensland he
would have been guilty of murder.
TOOHEY J: Not only that, even if he had not intended to
kill anyone, might not he have been guilty of
murder under section 302(2) of the Code?
MR MILLER: Very likely, but very definitely, without any
shadow of doubt, under the Queensland Criminal
Code, if he intends to kill or to do grievous
| Van Den Bernd | 23 | 12/11/93 |
bodily harm to A and, fortunately for A, but
unfortunately for B, Bis the victim, then he is
guilty under our law of the murder of B. But whether Tralka is right or wrong, in my submission,
does not affect the essential question that this
Court has to decide in this particular case.
MASON CJ: Yes, Mr Herbert.
| MR HERBERT: | May it please the Court, may we ask |
Your Honours to read our summary of argument?
MASON CJ: Yes.
| MR HERBERT: | Your Honours, we oppose any restoration of the |
conviction. Our position is simply this, we cannot argue that the question raised below, and here, is
other than an important one. Our contention is that the court below was correct.
DEANE J: But, do you oppose the grant of special leave?
MR HERBERT: | For the reason that there is no doubt about the correctness of the decision below. |
DEANE J: But, not because it is an appeal by the Crown?
| MR HERBERT: | We also oppose the restoration of the |
conviction on the grounds of the Court's usual
reluctance to allow Crown appeals, particularly
here where the decision appealed from was given on
11 October last year. This respondent has been at
liberty now for 13 months.
Might we firstly deal with the question of the
"event" for the purposes of section 23. In
Kaporonovski it is treated by four of the five
Judges as being, relevantly for our purposes here,
the death. That is to be seen from the judgment
below. At page 334 of the record, the court said at line 14:
The result is that four of the five
members of the High Court in Kaporonowski held
that for the purposes of s.23 the "act" was
pushing the glass to or into Bajric's face,and the "event" was the grievous bodily harm
that ensued as a consequence.
Kapronovski, factually, allowed no room for the operation of the second limb of section 23,
because it must have been obvious to anyone that
the consequence of pushing a glass into a person's
face would be the consequence which, in fact,
ensued. At line 35 of the judgment below, at
| van Den Bernd | 24 | 12/11/93 |
page 334, the court said, in our respectful
submission correctly:
The test thus appears to be one of
foreseeability of the happening of the
consequence as a matter of probability of"likelihood".
Now, the test contended for by our learned friends
involves this: a conclusion that event which occurs by accident does not mean an event which is
unforeseen and unforeseeable, but can only mean, in
manslaughter cases, an event influenced by some
external supervening or intervening event.
That reasoning is supported by some of the statements in Martyr but, in our respectful
submission, Kapronovski has taken the law beyond
notions of requirements of intervening or
supervening event. We submit that there never was any reason for such requirements to exist in
relation to accident.
DAWSON J: Is the answer to be found in the word "event",
rather than "accident", because if, for instance, a
person is struck and he hits his head on some
object and a haemorrhage occurs and he dies as a
result, well there is an event in the sense that he
struck his head on something else. If, however,
the blow causes the haemorrhage itself, it may be
that there is a congenital weakness, but that can
hardly be said to be an event.
| MR HERBERT: | Which is the difficulty with that, Your Honour? |
The death?
| DAWSON J: | The death is not the event. |
| MR HERBERT: | Kaporonovski is the authority for the |
proposition that it is the event; that the relevant
event for the purpose of section 23 is the death.
DAWSON J: That is what it says, but what I am putting to
you is that the real answer is to be found in the
word, "event" as much as in the word, "accident".
| MR HERBERT: | As much, yes. |
| DAWSON J: | And that explains why, in a case where a person |
strikes his head on something else there is an
event. Where a person just suffers from a
congenital weakness, there is no "event".
| MR HERBERT: | That is the argument against us. | Our |
submission is that it is now simply not to be
questioned that the event is the death. I understand Your Honour's point that differing
| Van Den Bernd | 12/11/93 |
meanings of the term, "event" will lead to
different answers.
DAWSON J: That leads to an extraordinary result if the - I
mean, in most manslaughter cases, many anyway, the
death was unexpected.
MR HERBERT: It must not be intended. That is the first
requirement under the law of Queensland.
Unexpected by the doer and unexpectable, is the
further requirement for section 23 to here operate
to excuse. It must both be unexpected and not to be expected by normal people, reasonably to be
expected.
| BRENNAN J: | You are drawing some distinction between |
expectability and foreseeability?
| MR HERBERT: | No, I was using expectability as foreseeable, |
and I would therefore use foresee instead of
expected.
BRENNAN J: Are you adopting Vallance's case as the test?
| MR HERBERT: | Yes. | We say the test is Vallance. |
| BRENNAN J: | And as to whether or not "event" is death or |
some striking of the head or whatever, the question
then is whether or not "event" in section 23 is
defined element of an offence or a fact. What does Kaporonovski say about that?
| MR HERBERT: | Kaporonovski says the death is the "event". |
Can we take Your Honours to what Kaporonovski says?
Firstly, Your Honours at 215, in the judgment
of Mr Justice McTiernan and Mr Justice Menzies at
about two-thirds or three-fourths of the page,
after the reproduction of section 23:
Here the event for the purposes of the
section is the grievous bodily harm suffered by Bajric. The act, for the purposes of the section, is the forcing of the glass against
and into Bajric's face.
BRENNAN J: It is a bit ambiguous, is it not, because it
goes on:
That event did not happen by accident.
It was the obvious, natural and probable consequence of the act.
| MR HERBERT: | The event being - well, we would say there is |
no ambiguity, Your Honour; what is being referred
to is the grievous bodily harm, and that is the
| Van Den Bernd | 26 | 12/11/93 |
obvious consequence of forcing a glass into a
person's face.
Now at page 231, Mr Justice Gibbs said this at
the bottom of the page in the final paragraph which
there begins:In my opinion, the second rule does not apply. It must now be regarded as settled
that an event occurs by accident within the meaning of the rule if it was a consequence which was not in fact intended or foreseen by
the accused and would not reasonably have been
foreseen by an ordinary person:
Authority is cited, and at page 232, beginning at
the second line, His Honour says:
It is impossible to say that the grievous
bodily harm suffered by Bajric was so unlikely
a consequence of pushing a glass forcibly
towards his face that no ordinary person could
reasonably have foreseen it -
His Honour is obviously, we would submit, saying,
the event is the grievous bodily harm.
At page 241, Mr Justice Stephen agreed with
Mr Justice Gibbs, and as we say, therefore the
result, as the court below said, is that four
members of the Court in Kaporonovski identified
unambiguously what we would say here, relevantly in
the death or the ..... of grievous bodily harm, as
being the event.
DAWSON J: But that is not the same. In this case you have
a chain of events; a longer chain of events than
you did in Kaporonovski, because you have the act,
the injury and death.
| MR HERBERT: | One separates out the injury. |
| DAWSON J: | And one has to have regard to the nature of the |
injury, because it has to cause death.
| MR HERBERT: | The event may be a compound happening of the |
injury and the death, but because the Code deals with the event as the matter in respect of which
one is to be criminally responsible, we would say
the better view is that it must be the death. The injury in a manslaughter case is not something for
which the accused is being said to be criminally
responsible, but rather the death. It is the event
about which section 23 speaks, therefore it is the
death.
| Van Den Bernd | 27 | 12/11/93 |
| DAWSON J: | Why can you not, on your argument, say this death |
was caused by a subarachnoid haemorrhage. A subarachnoid haemorrhage was entirely unforeseeable
and therefore it is an event for which the accused
is not responsible and therefore, of course, he is
not responsible for death as well. Is that not thereasoning you would employ?
| MR HERBERT: | Yes, that is where we are, yes. |
| DAWSON J: | What would be put against you is the subarachnoid |
haemorrhage was not an event, the injury was an
event and what flowed was due to the congenital
disability, or whatever it might be. But that was
not an event.
| MR HERBERT: | Our answer is to refer, once again, to |
Kaporonovski and what we submit to be as a
necessary consequence of the fact that section 23
deals with criminal responsibility for events. We can simply repeat what we said earlier, that the
event has to be the death because the provisiondealing with criminal responsibility deals with the
event.
DAWSON J: But it cannot be death, can it? I mean if
someone is exercising in the - or wildly throwing
his arms around and hits someone accidentally and
death ensues, the accidental event is the injury.
MR HERBERT: That may be as well, we would submit; that
perhaps may be as well.
DAWSON J: Yes,it has been pointed out that would be an act
which occurs independently of the exercise of will,
so it is not a good example. Once there is an accident and death ensues as a result of it, of
course the death is accidental, one could say that
but, really, one focuses on the earlier event if
that is the cause of death and -
| MR HERBERT: | Our submission is that there is no need in law, |
for the purposes of section 23, to ask such
questions about anything but the death.
TOOHEY J: | I just have a difficulty here, Mr Herbert. say in the events that happened the death occurred | You |
by accident, but it did not. I mean, it occurred as a result of a blow. The deceased had a constitutional condition which made him more
vulnerable to the blow that he received which, in
the case of most people, would not have had that
consequence. But it is difficult to say that death
occurred by accident; it occurred as a result of
the blow that he received. I thought what you were putting by way of response to Justice Dawson was
| van Den Bemd | 28 | 12/11/93 |
that the death occurred by accident, it being the
event, but how do you make that good?
MR HERBERT: | By a combination of saying the death is the event and then looking to Vallance and other |
| decisions to determine when that event is an | |
| accidental one. | |
| TOOHEY J: | You mean you introduce the notion of |
foreseeability into the notion of accident.
MR HERBERT: Yes, we do. Yes.
| TOOHEY J: | You have to, really, in a case like this, do you |
not?
| MR HERBERT: | We must. | That is what Vallance's case says. |
Vallance tells us what "accident" is for the purpose of section 23: an event is accidental if it is unforeseen and unforeseeable, says Vallance; so does Kaporonovski; so do all recent notions of
what is "accident".
The construction for which the applicant
contends is one which requires the suspension of
normal notions of causation or the use of language,
we would submit, because to take Timbu Kolian, as
an example, the victim is being held by his mother,
nothing happens except the blow which strikes the
child. We would respectfully adopt what the court said below is that to say that the baby's head as
an intervening event is at least an unorthodox use
of language, or an odd notion of physical
phenomenon. You see, in Timbu Kolian, to avoid what might otherwise have been thought to be the
consequence of the decision in Mamote, it was said
that the baby's head constituted some supervening
or intervening event.
Now, with all respect, we submit that is not a
tenable proposition and it ought to be faced, squarely, that that is not a tenable proposition.
BRENNAN J: In which judgment does that appear?
| MR HERBERT: | Can we note that, Your Honours? |
Mr Justice Windeyer at 67, if we could take that as
our starting point, at, again, approximately
three-quarters of the page down:
In the light of the decision in
Vallance's Case it can now be said that an
event occurs by accident if it was not
intended, not foreseen, and unlikely, that isnot reasonably to be foreseen as a
consequence of a man's conduct.
| Van Den Bernd | 29 | 12/11/93 |
In the present case the striking of the
child causing his death seems to me to answer
the description of an event which occurred by
accident.
Reference is made to Mamote. Now, Mamote had said -
DAWSON J: That is not the presence of the baby's head being
an accident. It is the striking which is the
"event".
| MR HERBERT: | Because it was unknown that the baby's head was |
there, in that case.
BRENNAN J: That was described in other judgments as being
an "unwilled act", was it not?
MR HERBERT: That is the difficulty. In Timbu Kolian some
judges came to the view by the first limb of 23,
and with other judgments resort is to the second
limb.
| BRENNAN J: | Now, for the purposes of this case, as I read |
your notes of argument, you accept that there is a willed act and you are concentrating solely on the
second limb of section 23??
| MR HERBERT: | We are relying upon the second limb. |
| BRENNAN J: | Now, what about the point that was raised by |
Justice McHugh about the blow being unwilled if it
lands on the neck rather than on the face?
MR HERBERT: This was discussed below. Now, the facts here
are best found at page 2, at the record at 328.
One first notes that the witnesses who saw what
occurred said that there were, at most, two blows
from the appellant that appeared to strike the
deceased about the face. At 328, line 14, it is
said: The verdict of guilty can be accounted for on the basis that the jury decided that, in spite
of what the eye witnesses claimed to have
seen, a blow from the appellant struck thedeceased on the side of the neck rather than the face. Now, that would permit, we would respectfully
submit, the jury to reach the conclusion that the
movement of the accused's fist was a willed act,
but then one has to divide that movement and the
striking. And to rely upon the first limb of 23, it is necessary to speak of the act along with,
perhaps, its intent. A view available to the jury here was that the act - the blow was not directed
| Van Den Bernd | 30 | 12/11/93 |
at the neck but struck it, therefore that
particular contact by that particular blow was an
unintentional blow.
| BRENNAN J: | What evidence was there of that, or what |
evidence was there to suggest that?
MR HERBERT: | The evidence was that blows were only seen going towards the front of the face. |
BRENNAN J: Well, that is from a witness. There is no
doubt, on medical evidence, that there was a blow
or some trauma to the neck.
| MR HERBERT: | Yes, to the side of the neck. |
| BRENNAN J: | And assuming that that happened in the course of the fight, there is no doubt but that the accused |
| MR HERBERT: | I understand what Justice McHugh to be raising |
with me is the possibility of arguing that striking
him on the neck, rather than an intended part,
could be regarded as an act occurring independentlyof exercise of the will.
| BRENNAN J: | What is there to suggest that hitting him on the |
neck was not an intended act, or a willed act? Is
there anything?
| MR HERBERT: | Not in the evidence here, not as we understand |
the law to be concerning willed acts. That is why
we rely upon the second limb.
DEANE J: Or, more to the point, that your client was
selective as to the precise part of the body at
which he aimed the punch.
| MR HERBERT: | Yes, we would say that to deal with questions |
like that is just artificial. There is too much artificiality?
| DEANE J: | He was not a professional pugilist by any chance? |
| MR HERBERT: | No. | Your Honours, the submission is that the |
view of the law for which we contend is one which
is in accordance with the ordinary language of the
provision; is in accordance with notions of justice
and is an easy test to administer, giving as it
does to the jury the responsibility for determining
whether the conduct is to be criminalized or not by
reference to their notions of reasonable
foreseeability and whether it was foreseen. That approach, we would submit, accords perfectly with
the general approach now taken in relation to
criminal responsibility at the common law as well.
This returns to the jury the decision of deciding
| Van Den Bernd | 31 | 12/11/93 |
whether such things are excused or not by reference
to broad common sense concepts rather than the
introduction of artificiality, such as the notion
that when one throws an axe at a moving car it is a
supervening event if it does not hit the person you
intend, as in Tralka.
That is how in Tralka the courts avoided the
obvious unjust result and it is how in Timbu Kolian
some members of this Court avoided, what we would
have contended to be as well, the unjust result of
holding him criminally responsible for the death of
the baby; to regard matters of intent and his
awareness as somehow raising questions of
supervening event. That is all that really in the
end is being said in Timbu Kolian. Because he was
not aware of something, you can therefore say there
is a supervening event. We would say that is
simply artificial and illusory and the way it
should be considered is to say, "Did he foresee?"If he did there is no question - it is manslaughter at least - and second, "Was it foreseeable?". If
the death was a foreseeable consequence of the
willed conduct in which he engaged, then
manslaughter will be the verdict. If it is not
foreseen and not foreseeable by any reasonable
person, then criminal liability will fall to be
decided much as in Wilson's case, in the majority.
| McHUGH J: | How do you define the act in this particular |
case?
| MR HERBERT: | We have avoided defining the act, because we |
have relied upon the second limb. Whatever the act
is, we rely upon the second limb. We would have said - but it is somewhat ad hoc - the act is the
striking of a blow. We would have thought that accords most closely with the authorities. It is not a considered submission.
| McHUGH J: Even when you are applying the second limb, can |
you avoid defining what the act of the accused is?
Because the hypothesis of section 23 is that he has
done something that otherwise brings him within the
section.
| MR HERBERT: | He has to otherwise be responsible? |
MCHUGH J: Yes.
| MR HERBERT: | To inculpate, that is, yes, because absent |
evidence that it falls within the first limb of 23,
it is to be taken as a willed act generally, so
there is no need to consider the question. That isreally to make the first limb of section 23
inculpatory when it is not. It is an exculpatory section from the usual assumption that it is a
| van Den Bernd | 32 | 12/11/93 |
willed act. In a case of this kind, anyway, in a case of the aiming of the blow or the throwing of the blow.
McHUGH J: Well, how does a judge instruct a jury on this
second limb on your theory? There must be some
points of reference. He just does not leave it to the jury and say, "Well, was this death
fortuitous?"
MR HERBERT: If death was foreseen by the accused, the
instruction would be in that event, the proper
verdict must be manslaughter if death was foreseen.
Second, the direction would be if death was
foreseeable to any normal person in the position of
the accused as a possibility, then - - -
McHUGH J: Yes, but you seem to be avoiding dealing with the
concrete. The accused must have done something. He cannot determine whether it is foreseeable
unless you are trying to determine a relationship
between the event and something that the accused
has done.
| MR HERBERT: | One can deal with that by saying this, if the question that is, was death a foreseen or |
| practical direction that could have been given | |
| here, yes. |
MCHUGH J: Yes.
MR HERBERT: That is the practical direction one might give,
to pose the question that way.
DAWSON J: That is taking it a long, long way, is it not?
You see, manslaughter is the crime which occurs
when there is an unintentional killing and an
unlawful one as well, but this is introducing
notions of intention and you are pushing manslaughter right back into the corner as a crime.
The law regards death as an important thing, and
that is why manslaughter covers a wide range of
circumstances, and why intention is kept out of it.
If you are engaged in an unlawful act and death
ensues, and if it is a dangerous act, I am talking
about the common law - - -
MR HERBERT: Yes, that is the difficulty. That is a
redebate of Wilson.
DAWSON J: If you try to look at equivalents, this is going
a long way further than narrowing what is meant by
dangerous act. This is introducing real notions of
intention, the way you put it.
| Van Den Bernd | 33 | 12/11/93 |
| MR HERBERT: | We would say, with respect, no. | The question, |
in fact, avoids any consideration of intention.
The question is, was it foreseeable - - -
DAWSON J: Well, foreseeability, introduces a mental
element.
| MR HERBERT: | It is a mental element that we say is now |
involved, because of the way in which accident, or
event which occurs by accident, has been defined
consistently in cases such as Vallance and
Kaporonovski.
| DAWSON J: | You may be right, but I am just expressing some |
dismay.
MR HERBERT: | No, the outcome is really, with all respect, rather consistent with Wilson, an acceptance of our |
| proposition. | |
| DAWSON J: | It may be consistent with the majority |
verdict -
| MR HERBERT: | It is consistent with the majority, not the |
minority, no, it is not. But in a practical sense, one should consider what is the practical result of
that direction to a jury. They must consider to
make the accused responsible for the offence of
manslaughter, not that merely he foresaw; there isno question that he will be guilty of that at
least, but if it was foreseeable as a possibility
to a reasonable person, then an affirmative answer
to that question makes him liable for manslaughter.
Now, that is not diminishing the offence of
manslaughter or greatly reducing its -
| DAWSON J: | You see, it depends on what view you take. | If |
you take the view that manslaughter was meant to
cover everything from a bar room brawl to the
really serious case of homicide, then you would not find that satisfactory.
| MR HERBERT: | Yes. |
| DAWSON J: | You say manslaughter, on this view, is not meant |
to cover the case of a bar room brawl where someone
unforeseeably dies as a result of a punch.
| MR HERBERT: | The shape of this discussion bears similarities |
to the shape in Wilson.
DAWSON J: Yes, of course.
MR HERBERT: | And what we have sought to do is to grapple with Wilson to see how close this is. | It is |
| similar to the majority. |
| Van Den Bernd | 12/11/93 |
DAWSON J: That is probably why I expressed dismay.
| MR HERBERT: | And it may be why Your Honour rebels against |
it, but it is.
McHUGH J: But if this does cut into the common law
understanding of manslaughter, it is because
section 23 is a provision of general application
and it states a principle which has to be applied
to every offence.
MR HERBERT: Throughout the law, for any offence in
Queensland and Western Australia and - - -
| McHUGH J: | Yes. | So it may have strange consequences from a |
common lawyer's point of view, but so be it.
MR HERBERT: That does not matter. In any event, we would
say it does not. We would say it is very close to the test propounded by the majority in Wilson. In
a practical sense, to ask a jury to pose to itself
that question, would a normal reasonable person have foreseen the possibility of death here, we
would say the outcomes will generally be exactly
the same as the majority in Wilson.
BRENNAN J: Mr Herbert, two questions: first of all I take
it that your submission in relation to death and
manslaughter in section 23 have as their
consequence the same application of section 23 to
any physical condition which is an element of an
offence, bodily harm, wounding, whatever it might
be.
| MR HERBERT: | Yes. |
| BRENNAN J: | Now, the second question |
| MR HERBERT: | Excuse me, Your Honour, it will not apply to |
bodily harm because there is no general offence of
bodily harm in the Code. There is no offence of
unlawfully doing bodily harm.
BRENNAN J: Assault occasioning bodily harm?
| MR HERBERT: | It has to be assault occasioning bodily harm. |
BRENNAN J: Well then, why would it not apply here?
| MR HERBERT: | We have not considered whether the bodily harm |
in that case is to be regarded as the event.
BRENNAN J: Occasioned, which is caused by the assault.
MR HERBERT: | Yes, I just prefer not to commit myself to an answer on that without thinking it through. |
| Van Den Bernd | 35 | 12/11/93 |
| BRENNAN J: | I can understand that you would not want to |
commit yourself to it, but it seems to me that it
is inevitable that it is across the board, for the
very reason that 23 is of general application.
| MR HERBERT: | As Justice McHugh observes, yes. |
BRENNAN J: Yes, and the second question is: could you show
us the passage in the transcript where there was an
application for redirection on the grounds of 23?
| MR HERBERT: | On the grounds of section 23? |
McHUGH J: Yes. It is at page 229, line 30, that His Honour
says:
How do you says 23 is open on the facts?
| MR HERBERT: | We refer Your Honours to what is said at |
page 228. Mr Martin, then counsel for the accused, said: The second one, is that there is no evidence
where a jury could assess whether a reasonable
person in the appellant's position, or in the
accused's position, I should say, would have
realised that in punching the deceased he was
exposing the deceased to an appreciable risk
of serious injury.
McHUGH J: That is based on Wilson, is it not?
MR HERBERT: | Yes, the application really was an application for direction in accordance with Wilson, which |
| metamorphosed in the Court of Appeal to - - - |
MCHUGH J: But over on the following page, Mr Martin
specifically referred to section 23, line 28.
MR HERBERT: | Yes, because he was now contending in relation to the event. | Your Honour will see his reference |
to that at line 30. Further discussion about
Wilson's case. The effect of the application was a direction to leave the second limb of section 23 to the jury, that was the effect of the implication.
The next matter upon which we rely for our
construction of section 23 is the introductory
words, making it subject to the provision of the
Code dealing with negligence. If we could take Your Honours to that: 23. Subject to the express provisions of this
Code relating to negligent acts and
omissions -
So one should consider those.
| Van Den Bernd | 12/11/93 |
Section 289 of the Code is the principal
provision dealing with criminal responsibility for
physical outcomes. First, it creates a duty on the
part of anyone who has under his control something
which absent proper precautions may endanger thelife or safety or health of someone, and where
there has been a failure to use reasonable care and
take reasonable precautions to avoid that danger,
then the person will be deemed responsible for
anything caused by a failure to take reasonable
care.
We would submit the criminal responsibility
when falling to be determined by section 289, where
the death is a consequence of the operation of some
dangerous agency or thing, will closely match the
test for which we suggest section 23 in its secondlimb supports, it will be a test involving
reasonable foreseeability. We would submit that there is no reason, in principle, for a person
whose liability falls to be judged under 289, to be
judged by a higher standard than at 23. The view for which the applicant contends erases any
question of foreseeability under section 23. It
just erases it and says if it is a willed act, you
are responsible for the manslaughter.
Here, under 289, where one has some dangerous
thing, it is precisely questions of reasonable
foreseeability which are considered to give rise tocriminal responsibility. There is no reason, we
would submit, why the legislature should provide
for a lesser test in the case of section 23 for a
person who causes death without the use of some
dangerous article than 289 where a dangerous
article is involved.
The judgments of Mr Justice Menzies in both
Memote and Timbu Kolian are judgments favouring the
proposition for which we contend here. His Honour
dissented in Memote, and in Timbu Kolian the Court, through a different method, came to the same
conclusion that we would contend for here. That is
all we have to add to the summary of argument,
Your Honours.
MASON CJ: Yes, thank you, Mr Herbert. Mr Miller?
| MR MILLER: | Where a homicide, or any other unlawful act, is |
alleged to have been committed, there is not a need
to identify an act or an event. The need to identify an act or an event only arises where there
is an allegation that there is a relevant act which
occurs independently of the exercise of the will,
and there is only a need to identify an event if it
is alleged that an event has occurred by accident.
Relevantly, in some cases of homicide there will
| Van Den Bernd | 37 | 12/11/93 |
not be an act coming within the first limb of
section 23. In some cases of homicide there will
not be a relevant event coming within the terms of
the second limb of section 23. My submission is that with regard to the second limb of section 23,
event cannot be the death because it will be a
death in every homicide. What we are looking for, if it exists, is whether there has been an event
which has occurred by accident, and that means in
the context some supervening occurrence.
TOOHEY J: That argument would be stronger perhaps if
section 23 were simply a provision that related to
homicide. But it is not. It is a provision that relates to any offence under the Code.
| MR MILLER: | Yes, Your Honour. | Can I just examine what |
Your Honour says with regard to, say, doing
grievous bodily harm - as in Knudsen. A man punched a woman, I think to the ground, left her on
the roadway and later on a car came. The driver was negligent, I think, and did her grievous bodily
harm. A question there would be whether an event occurred which was by accident, and one could
identify an event occurring by accident, that is, a
supervening event, and that is the collision
between the car and the woman lying unconscious on
the roadway. So it can have application both in homicides and in non-homicide cases.
McHUGH J: But there must always be a relevant act, must
there not, even in homicide, because there is -
MR MILLER: There will be an act -
McHUGH J: Well, it has to be
| MR MILLER: | - - -but it will not be a relevant act because |
it does not fit the description of an act which
occurs independently of the exercise of the will.
an act which occurs independently of the exercise If I punch someone there is an act, but it is not of my will. So what we are looking to identify is whether there is an act which occurs independently of the exercise of the will. In all, where there is an application of force, there will be an outcome. There will be a
consequence, there may be a death, there may be grievous bodily harming, there may be a wounding. But, what one would be looking for to see whether someone is excused from criminal responsibility for that consequence is whether there has intervened some "event" which has occurred by accident.
| TOOHEY J: | I take it, on your argument, in any body contact |
sport where two persons come into collision,
| van Den Bernd | 38 | 12/11/93 |
intentionally but not dangerously, and it happens
that one of the persons involved has some
constitutional weakness that leads to their death,
when ordinary that would not be the case, it may be
the case they would not even sustain any sort of
injury, that is a manslaughter case?
| MR MILLER: | Your Honour, that is a horror question, with due |
respect. It is one that we find very difficult to
answer under the Criminal Code.
| TOOHEY J: | You mean you do not want to answer it, or it does |
not admit of an answer or what? It is really the
other end of the spectrum from Justice Dawson's
illustrations to you.
| MR MILLER: | Yes, it is indeed. | It is like the one that |
Mr Justice Menzies raised about the woman who has
her bag snatched and she hit somebody with her
umbrella.
TOOHEY J: But I was not offering it to you just as a horror
illustration but because it seems to follow from
your argument that if the presence of some
constitutional weakness is irrelevant once there is
an intentional "act", then manslaughter is the
appropriate verdict.
MR MILLER: In the common law, I think, would say and I am
relying on my memory of what Sir Garfield Barwick
said in
| Mc HUGH J: | Ryan. |
| MR MILLER: | One of the New Guinea cases. | He used the word |
"malice" in, I think, it is Timbu Kolian. I have not read this case again with a view to having that
particular point in mind, but I think it is in that
case that a reference is made to "malice", and it
would seem to me that in a common law context that
would seem to make a lot of sense. Because if you are in a friendly game of football, there is no malice, but one can have malice in a game of football, as we saw many years ago where a player was lifted up and turned head into the ground, speared into the ground. Now, there is malice there.
TOOHEY J: Well, I mean that is putting it into the pub
brawl sort of category - - -
MR MILLER: Yes.
| TOOHEY J: | I quite deliberately chose a situation where |
there was no more than the sort of contact between
two individuals that you would expect in a body
contact sport. But, all I am asking you is
| Van Den Bernd | 39 | 12/11/93 |
whether, on your argument, it is impossible for the
accused to say, "Well, there is an event which
occurred by accident," because you cannot say
anymore than that the death occurred by accident.
MR MILLER: If this was in a game of sport, one could say, I
think, that there was consent and therefore there
was no unlawful act. There was consent to the use
by the other of - - -
| TOOHEY J: | Even if death ensued? |
| MR MILLER: | I think as Mr Justice Gibbs in Kaporonovski |
takes Mr Justice Philp to task for his statement in
Martyr that, "a killing can only be excused if the
death is excused", Mr Justice Gibbs says the killing can be excused if in fact the act which
caused the death is also excused, and surely that
must be right. That if an assault by one upon
another as a result of provocation or self-defence,
if it gives rise to death, then the result must be
authorized, justified or excused, if in fact theapplication of force in the first place was.
So, if two players in the game of football,
playing within the rules, where one might be said
to be consenting to the application of force by the other to him within the rules, and one of them dies as a result of some weakness in him, there is no
unlawful act. So there would not be any homicide. There would be an application of force. It would be a willed act, but it is not an unlawful act.
TOOHEY J: But the Code does not say that there has to be an
unlawful act, does it? It says it is unlawful to
kill anyone unless the killing is authorized or
justified or excused by law.
MR MILLER: That is the point Mr Justice Philps made in
Martyr. But Mr Justice Gibbs takes him to task for saying that in Kaporonovski where it is asserted by
the later Chief Justice that so long as the act is justified or excuse9, then the result will be as
well. I am referring to page 236.
| TOOHEY J: | Of volume? |
| MR MILLER: | I am referring to page 236 in the judgment of |
Mr Justice Gibbs in Kaporonovski about ten lines
from the bottom:
To say, as Philp J did in Reg v Martyr, that the provocation may excuse the assault but not the killing, would in my opinion, with all respect to that eminent judge, be to place altogether too narrow a construction on the exculpatory words of section 269 and to
| van Den Bernd | 40 | 12/11/93 |
construe section 291 with a slavish literalism
which would ignore the sense of the section
and its relation to other provisions of the
Code.
The other point that I would raise is this,
that my learned friend suggests that really there
is no difference between the argument that he
contends for and the decision in Wilson. As I understand Wilson's case, the common law test for
manslaughter, as laid down by the court, required
an unlawful and dangerous act in circumstances such
that a reasonable person, in the accused position,
would have realized that he or she would be
exposing another, or others, to an appreciable risk
of serious injury.
The ruling of the Court of Appeal in
Van Den Bemd was that death had to be unforeseeable; death had to be foreseeable if the
Crown was to get a verdict of manslaughter. So the test in Van Den Bemd is stricter; it imposed a larger burden on the prosecution than does the
common law test laid down in Wilson on a
prosecuting authority in the common law state.
BRENNAN J: | Mr Miller, on your argument about the necessity of some supervening event, it is right, is it not, |
| that section 23 in the second limb directs its | |
| attention to an element of an offence as defined? | |
| MR MILLER: | I would not think so, Your Honour. |
BRENNAN J: Well then, what can be the possible meaning of
saying, a person who is not criminally responsible
for some fact which is not an element of an
offence?
| MR MILLER: | What the section is saying is that a person is |
not criminally responsible for an act which occurs
independently of the exercise of his will.
BRENNAN J: Or for an event which occurs - - -
MR MILLER: | Or for an event which occurs by accident. not imposing upon him a liability. It is excusing | It is |
| him from liability. |
| BRENNAN J: | Was there any liability for anything except |
something which was an element of the offence?
| MR MILLER: | The way the Queensland Criminal Code is |
constructed is that we have offences which really
only comprise external elements, and one has to go
to some section which sets up authorization or
justification or excuse; different from the common
law. So, in a homicide one would look to see
| Van Den Bernd | 41 | 12/11/93 |
whether there was a willed act; did it cause the
death? Yes, it is unlawful unless justification or excuse can be found. If justification or excuse is sought to be found in section 23, then the defence
will have to point to some event, if that is the
limb that they are looking to, which will
demonstrate that there was, in a chain of
circumstances, some occurrence which breaks the
chain in causation.
| BRENNAN J: | I know that is what you are saying. | What I am |
asking you is, as a matter of construction of
section 23, how can "event" be other than the
element of the offence charged? How can it be simply a link in a chain of causation? You have got two sections: you have got section 2 which deals with acts or omissions, and then you have got, in this context, section 23 which deals with
those elements of the offence which are not acts or
omissions.
| MR MILLER: | Yes. | I will try to tackle Your Honour's |
question this way. With regard to the first limb
of section 23 which talks of a person not being
criminally responsible for an act occurring
independent of the exercise of his will, the act
which causes the event may be not the act of the
accused. It is not his act at all, it is somebody
elses. He is - I am not going to be far fetched in an example that I give - but in Royal's case I
think it is, the fear case where the woman jumps
out the window, a question arises there as to
whether the act was the act of the accused orwhether her act was not so connected with the
threat that it was not his act.
TOOHEY J: Well, there is a causation problem on one view of
Royal.
MR MILLER: Yes. But the point that I am seeking to make
here, and I am not making it too well, is that with regard to "act" in the first limb we are not
looking - if the accused is excused, the act will
not be his act. And if excused under the second
limb, the event is not something attributable to
him, therefore it must come from outside.
McHUGH J: If I cause the death of somebody by administering
a stupefying drug not being aware that there was a
drug in the cup of coffee I gave the person, which
limb of section 23 protects me? Either or them?
MR MILLER: Well, it may be that Your Honour might have to
rely on an honest an reasonable and mistaken belief
that it was not a drug that was in the coffee or
the injection or whatever. That may be where the answer is to be found. If somebody slipped it in
| Van Den Bernd | 42 | 12/11/93 |
without my knowing it, it should not be difficult
for me to prove to the jury or to at least raise a
doubt that I believed that it was an innocuous cup
of coffee or whatever. Probably the answer is to
be found there. I have nothing further to add.
MASON CJ: Court will consider its decision in this matter
and we will adjourn until 10.15 am on Tuesday next.
AT 12.21 PM THE MATTER WAS ADJOURNED SINE DIE
12/11/93
| van Den Bernd | 43 |
Key Legal Topics
Areas of Law
-
Criminal Law
-
Statutory Interpretation
-
Evidence
Legal Concepts
-
Appeal
-
Charge
-
Sentencing
-
Statutory Construction
-
Causation
0