Reg v Mobilio
[1990] HCATrans 294
~ J,, AUSTRALIA I.!' --))-))>)-!~~(.~
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M20 of 1990 B e t w e e n -
THE QUEEN
Applicant
and
VINCENZO NICK MOBILIO
Respondent
Application for special
leave to appeal
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
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TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 6 DECEMBER 1990, AT 10.17 AM
Copyright in the High Court of Australia
| MR M.E.J. BLACK, QC: | May it please the Court, I appear with |
my learned friend, MR C. FLATMAN, for the
applicant. (instructed by J.M. Buckley, Solicitor
to the Director of Public Prosecutions)
| MR R. RICHTER, QC: | May it please the Court, I appear with |
my learned friend, MR R.J. SARAH, for the
respondent. (instructed by Home Wilkinson & Lowry)
MASON CJ: Yes. Mr Black.
MR BLACK: | May it please the Court, I believe that the Court has already placed before it copies of our outline |
| of argument. Would it be convenient if I wait for | |
| a moment? |
MASON CJ: Yes.
| MR BLACK: | If the Court pleases, before I come to the matter |
that I must come to at the outset, namely as to why
special leave should be granted, particularly in
the circumstances of an application by the Crown,
might I make brief reference to the relevant
section and very brief reference to the essential
facts. I had not proposed to take the Court through the facts, but simply to refer the Court to
the heart of the matter. The relevant section of the Victorian Crimes Act is reproduced at page 226
of the application book and what it- does,
section 2A of the 1958 Act as amended by the
1980 Crimes Sexual Offences Act, is to extend the
common law notion of rape so that it now includes:
the introduction (to any extent)
in circumstances where
the introduction of the penis of the person
into the vagina ..... of another person
would be rape, of an object. an object (not being part of the body)
manipulated by a person, either male or
female, into the vagina or anus of another
person, whether male or female.
So that the matters in issue here arise in the context of the statutory extension of rape and they
arise in circumstances where cases that were once
thought perhaps to be curiosities in the law now
have a modern practical application.
The Victorian section has a counterpart in New
South Wales in section 61A of the Crimes Act 1900
of that State and, without going to it, the
| Mobilio | 2 | 6/12/90 |
essential similarity is that it also extends rape
to the penetration by manipulated objects. The Australian Capital Territory has adopted, somewhat
earlier, the New South Wales legislation to the
same general effect.
Apart from that, I think I am correct in
saying that in the other States the extension of
rape to cover manipulated objects has not, by
statute, occurred.
In very brief substance, what happened here
was that the respondent was a radiographer, not a
medical practitioner but a qualified medical
technician. He inserted into the vaginas of various women an object called an ultrasound transducer. My understanding - what I gather from
the evidence of such an object is that it works by
means of the emission of high frequency sound wavesin the region of 3.5 megahertz and the sound waves
travel differently according to the density of the
matter, the tissue through which they pass. It is
therefore possible, with computer technology, to
produce what is, apparently, a photograph, of the
tissues being examined.
The probe being used in this instance was what
was called a general purpose probe operating at
3.5 megahertz. It is an object of about
180 centimetres in length, with a cord coming out
one end. There was evidence that there are special
probes for intravaginal examinations that operate
at a higher frequency and they are a different
physical shape.
Now, the issues were summarized by the Full Court at page 226 of the application book in
these terms. The facts, generally, are summarized at pages 219 to 226 and I will not take the Court
through that in view of the Full Court's findings.
What the Court said was, at page 226, line 25:
It was undisputed that the applicant by manipulating the transducer introduced it into
the vagina of each woman.
There were eight women involved.
The case put against the applicant was that he
had intentionally introduced the transducer
into the woman's vagina knowing that he did so
without her consent. Each of the women had
given her apparent consent expressly or by her
conduct. The issue was whether the woman's apparent consent was, to the knowledge of the
applicant, not a real consent.
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It was contended for the
prosecution ..... that the apparent consents
were vitiated and not real consents because
each woman consented to the introduction of
the transducer only for medical diagnostic
purposes, but the applicant introduced it
solely for the purpose of his own sexual
gratification.
Now, that observation leads to a finding at
page 231 of the application book at about line 35
in these terms:
We consider that on the evidence it was open
to the jury to be satisfied that the women
consented to the transducer being inserted
solely for a diagnostic purpose but that the
applicant inserted it solely for his own
sexual gratification.
Their Honours identified the issue.
The parties are in contest as to whether on
such a finding it was open to the jury to find
there was no real consent by the individual
woman to the introduction of the transducer
into her vagina. This depends on whether it
could be found that the woman consented to an
act of an essentially different nature and
character from the act actually done by theapplicant.
The case turned in the end on the Full Court's
finding, erroneous, in our respectful submission,
that the nature and character of the act was
unaffected by the purpose, we would say sexual
purpose as opposed to a diagnostic purpose, in
respect of which the consent was given.
That is the issue. It is a very short,
important and precise issue that for reasons that,
of course, I will advance we say this Court should determine pursuant to the grant of special leave. Now we, of course, have to face at the outset
the proposition, the fact, that the Court will only
grant special leave to appeal to the Crown in veryexceptional circumstances. The Court, as it will
recall, recently said that, or members of it said
that - there were, I must say, with respect,
different emphases - in Reg v Benz, 168 CLR 10.
The emphasis placed upon the exceptional
circumstances by Your Honour Justice Deane was, if
I may respectfully say so, very strong, as indeed many other members of the Court. Your Honour the
learned Chief Justice viewed the matter in a
somewhat different way although still stressing the
| Mobilio | 4 | 6/12/90 |
relative rarity of a successful Crown appeal.
Might I take the Court in a moment to some of the
precise passages in that judgment.
Now, accepting that we must show that the case
is, at least, exceptional, we say that it is for
two reasons which we would desire to develop.
Primarily, we say, it is exceptional because of the high public and general importance of the point in issue as to which the Full Court was wrong and
secondly, and we will develop this later, we say
that the circumstances relating to this case
somewhat diminish the strength of the reasons why
special leave is only granted to the Crown in
exceptional circumstances.
Might I then go to the primary argument on
this point and that is that the point has
characteristics which make it of, we would say,
unusual public importance. The starting point is, in our submission, the nature and consequences of
what we would respectfully submit is the error on
the part of the Full Court. The result of the Full Court's decision is, in our submission, that a
mistake as to purpose simply cannot affect the
nature and character of an act -
| MASON CJ: | We need not trouble you on the public importance |
of the point, Mr Black, at this stage.
| MR BLACK: | May it please the Court. |
| MASON CJ: | Of course, in saying that it is subject to |
whatever - - -
| MR BLACK: | Indeed, yes. | I will completely leave it and move |
to the, if I -
McHUGH J: Speaking for myself, one matter that you have got
to overcome is the fact that the trial judge
apparently took the view that this verdict would be
why should the Crown by granted special leave to unsafe and unsatisfactory. In those circumstances, appeal?
MR BLACK: Because, Your Honour, the Full Court, having
found that it was open to the jury to find that the
probe was inserted solely for sexual purposes, and
that was their quite express finding on the matter,
must be taken to have taken a different view from
the primary judge, after a full examination of the
evidence, which my understanding is, was very fully
canvassed before the Court of Criminal Appeal.
DEANE J: Why do you say that? Page 247 would indicate that
the Full Court never came to that question.
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| MR BLACK: | Your Honour, they did not deal with the |
inconsistency ground but, as my understanding is,
the ground was - indeed, Their Honours say -
extensively argued and that that involved a
substantial reference to the bulk of the evidence
in the case. Now, in the light of that what we rely upon is the court's finding that it was open
to the jury to conclude that the act was done
solely for sexual purposes.
McHUGH J: | That would not mean it would not be an unsafe and unsatisfactory verdict simply because it was open to them as a matter of law to convict the |
| accused. |
| MR BLACK: | No, it would not, Your Honour. | I accept that. |
| DAWSON J: | Was it a ground of appeal that the verdict was |
unsafe and unsatisfactory?
| MASON CJ: | There was one ground that was directed to that |
point in relation to some of the verdicts.
| MR BLACK: | Yes, some of the verdicts, but not as I recall |
it - the grounds are reproduced in the supporting
affidavit at page 255. Certainly it was a ground
that the judge should have taken the case away and
His Honour's ruling on that is indeed reproduced in
the papers.
| DAWSON J: | That is a somewhat different point, is it not? |
| MR BLACK: | Yes it is, Your Honour. |
| DEANE J: | Ground (f) is a straight safe and unsatisfactory |
ground which applies to the only three convictions.
| MR BLACK: | That is so. Your Honours, obviously I cannot argue here as to why the verdict was thoroughly | |
| ||
| Court - |
McHUGH J: | It is undoubted that the matter is a matter of public importance but you are seeking special leave |
| to appeal against a verdict of acquittal in a | |
| criminal case and, speaking just for myself, it | |
| seems to me that a factor that you have to overcome | |
| is the fact that the trial judge thought that these | |
| verdicts would be unsafe and unsatisfactory but | |
| that he himself had no power on that ground to | |
| direct a verdict. |
MR BLACK: Well, Your Honour, all I can say is that
His Honour was not necessarily correct on that and
that would be a matter that could be, if the
respondent thought appropriate to argue it, argued
in the Full Court.
| Mobilio | 6 | 6/12/90 |
| DEANE J: | It would have to go back to the Full Court |
because -
| MR BLACK: | It will have to go back any way, Your Honour. |
| DEANE J: | - - - they have not dealt with numerous grounds. |
MR BLACK: With grounds, Your Honour, with respect, and
particularly the inconsistency ground.
DEANE J: Yes, that is the one I had in mind.
| MR BLACK: | Yes, Your Honour. |
McHUGH J: But, you see, this all counts against you.
| MR BLACK: | I understand that, Your Honour. |
McHUGH J: Because it just continues the use of State power
against the accused; who has already had a trial; who has now been acquitted by a Court of Criminal
Appeal; you want to put him through an appeal here and, if you are successful, go back again before
the Court of Criminal Appeal.
| MR BLACK: | Your Honour, I accept that, I accept it is a |
component in the height of the hurdle that we must
overcome. I accept all that, but our ultimate point is that all these matters, in our very
respectful submission, involve balancing a variety
of factors. The factors to which Your Honours Justice Deane and McHugh have referred are, on the
authorities, very powerful factors, we accept that,
but there are very powerful factors in this matter
of the public interest and there are some matterspersonal to the respondent in this case to which I
would now desire to address the Court which go on
the other side of the balancing equation. But I
accept the force - - -
| McHUGH J: | Mr Black, we did grant to the Crown special leave |
to appeal in Falconer in which a verdict was given last week although the appeal was dismissed.
| MR BLACK: | I was unaware of that, Your Honour. |
McHUGH J: It is a case from Western Australia about
voluntariness and unsoundness of mind.
| MR BLACK: | Your Honour, I am incorrect, I had heard of it on |
the sort of broad basis but I was not aware of the
particular matter.
DEANE J: But non constat that special leave would
necessarily have been granted if the appeal were
going to succeed.
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MR BLACK: | Your Honour, I still argue that the appeal should succeed, may it please the Court. |
There are some matters that, in our
submission, weigh against, or somewhat diminish -
and I use the word "somewhat" advisedly - somewhat
diminish the effect of a successful appeal and a
remittal in this case.
The first is this, that, in our submission,
there is, indeed, a true distinction to be drawn
for these purposes between a verdict on an
acquittal by a Court of Criminal Appeal and the
original verdict of a jury. That was a point that
Your Honour the learned Chief Justice made in Reg v
Benz. Your Honour Justice Deane was not of that mind. The matter is referred to in the judgment of Your Honour the Chief Justice in Benz, 168 CLR 112, and we would seek to rely upon what Your Honour
said in that case.
At 112, at the top of the page, Your Honour
the Chief Justice said this:
But an appeal from a judgment of acquittal by
a Court of Criminal Appeal is not to be
equated with an appeal from a verdict of
acquittal by a jury: R v Weaver. The latter,
unlike the former, is not sacrosanct. As Evatt J pointed out in Weaver: "The verdict of acquittal entered by the
Supreme Court as a Court of Criminal Appeal,
whatever it may be in point of form, differs
greatly in substance from an original verdict
of a jury ... "
And then, over the page, at 113, reference is made
to Davern v Messel. That was the case dealing with
the Federal Court's powers on appeal, in these
terms:
In Davern v Messel Brennan J and I referred to Friedland's comment with approval -
that is a comment by the learned author that, after
all, in these cases, it was the appellant - the
appellant meaning the accused - who sets the
appellate process in motion -
after calling attention to the observations of
the majority in United States v Wilson in
these terms:
"Although review of any ruling of law
discharging a defendant obviously enhances the
likelihood of conviction and subjects him to
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continuing expense and anxiety, a defendant
has no legitimate claim to benefit from an
error of law when that error could be
corrected without subjecting him to a second
trial before a second trier of fact."
Now, that, in our submission, is the situation
here. What the respondent would face would be another day, the vexation and the stress of another
appellate proceeding were the matter remitted.
But, the reality is that that is really all that
would happen to him. He does not face the appalling prospect that is almost commonplace
around Australia in Crown appeals against
sentence - perhaps I say it too strongly to say it
is commonplace, but he does not face the appalling
prospect for which statutes in all the States and
territories provide of walking out of court with a
bond of some sort and walking out of the Court of
Criminal Appeal in custody. He does not face that - although he faces much else, I concede -
because the sentence imposed upon him was a
sentence of imprisonment that was wholly suspended
and the suspension will expire, the time having
run, in February of next year.
Now, there was, I am bound to say to the
Court, a Director's appeal against sentence but I
am instructed to inform the Court that were special
appeal against sentence. It is probably inappropriate for me to say why the Director takes the view that that is appropriate. Whether the
leave to appeal granted and the appeal allowed the
appeal is in fact extinct and enlivenable or not I
perhaps need not address the Court but there was
one; it was not heard at the same time but it will not be pursued.
So that in those circumstances, we submit that
the gravity of the observations that Your Honours
made about, essentially, practical double jeopardy is somewhat diminished in the circumstances of this
case but I cannot say it goes away but the worse thing for an accused is the prospect of having a
trial and ultimate freedom and the freedom taken
away and that is not present in this case.
Might I then turn, if the Court pleases, to
advance the arguments as to why the Full Court was
in error in this case.
The starting point, in our submission, is the decision of this Court in Papadimitropoulos v Reg.
| MASON CJ: | Mr Black, in the circumstances, it seems that we |
should address the special leave question first.
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MR BLACK: If the Court pleases.
MASON CJ: | It does not necessarily mean that we have to come to an affirmative conclusion about that, but before |
| I call on Mr Richter to respond on the question of | |
| whether or not special leave ought to be granted or refused is there anything else you wish to say in | |
| support of the grant of special leave? |
| MR BLACK: | Yes, there is, Your Honour. | I would desire |
briefly to develop the reasons why this is not just a matter of public importance, but of, if there is such a concept, special public
importance. The reasons are these. What the Full Court has said, as I think I
indicated before Your Honour stopped me, was that
mistake as to purpose cannot affect the nature and
character of an act so as to negate consent.
Their Honours deal with that. They recognize
that the nature and character of an act is relevant
to consent, but they find, because they eliminate
the concept of purpose, that these women consented
to the very thing that physically happened to them
and so they consented to an act of the relevant
nature and quality and therefore their consent was
real.
Now the consequence of that, in our
submission, is profound for this reason; that the
women have been held to have consented to something which, in our submission, is contrary to the common law as it developed in the 19th century and on into
this century, but it is not only contrary to the
common law, but whereas the common law, if our
submission about it is correct, was consistent with
general notions of what is consent in an area of
law that ought, if possible, to be simple and
readily understood. The Full Court's conclusion if correct means that the common law is apart - there
is a divergence between commonly accepted notions and what the law actually is.
That is not to say that it is not the law, but
where the argument is that the law and common
perceptions as to consent in an important area of
the law are the same, then, in our submission it isparticularly a case for the grant of special leave
so that this Court, as the ultimate Court of the
country, can determine whether in truth there is
that divergence. Now the same principles of course would apply to a case of indecent assault in a
quasi medical situation - fondling of the breast
and so forth, or the insertion of a finger and so
forth.
| Mobilio | 10 | 6/12/90 |
The question is very important for some
practical reasons. The old medical treatment cases which were discussed in Papadimitropoulos - in which, if leave were granted, I would take the
Court to - proceeded upon a basis that to the
modern reader seems very curious. The girls - the
young women - and some were girls - in those cases
consented to sexual intercourse, not knowing what
it was and believing it was something else,
although they obviously had perception of what the
physical act was. Now, they were curiosities. Two things have happened in the last 10 years
or so - maybe longer - the Parliaments, three of
them, as a matter of social policy, have extended
the protection of the law of rape to the protection
of a person's integrity from assault by an object,a physical object that may be and almost invariably will be inherently non-sexual, such as a diagnostic
probe.
At the same time, it is apparent from the
evidence in this case that medical advances quite routinely may involve the insertion of non-sexual diagnostic objects into people - usually women -
for diagnostic purposes. So, whereas the old
common law cases were curiosities, perhaps read by
law students and of no practical importance, the
common law as truly declared in those cases, is
.available and ready to be put into practical effect
in something that is of great modern importance.
There is another aspect to it: it is, I would
respectfully submit, a matter of general knowledge
that preventative medicine, in respect of certain
conditions of women, is encouraged and that
involves regular diagnostic gynaecological
examinations. So that the matter, whereas once curious, is now practical and it is a live
practical problem.
The second point is this, and I wish to make
this submission with delicacy because all crime -
one cannot say that some areas of the criminal law
need to be more right than others, but accepting
that, it is in a sense what I do submit because the
crime of rape is, in our respectful submission,
particularly an area in which the law should pursue
its true course and it is for this reason, that the
law of rape seeks to protect the integrity of
persons, it deals with matters that are inherently
delicate and intensely personal.
It is one matter for the law relating to, say,
theft to deviate from its true course so that one
cannot understand why the person who stole one's
video recorder or whatever the fashionable object
| Mobilio | 11 | 6/12/90 |
of theft is, why the person was not guilty - video recorders or looking at other ones - yet it may be even one matter to not be able to understand why
the law did not provide for a particular
consequence if someone gets a punch on the nose
because one can perhaps usually get over a common
assault, but this is a matter so intensely personal
and so intensely the subject of the protection of
the law that a deviation from the true course is,
in our submission, something that calls to be
corrected.
The other matter is this, that if the law
deviates from its true course in matters of, say,
property, they are not likely to excite a great
deal of concern, but if the law deviates from its
true course in a matter of personal concern to a
large class of persons and if that deviation is
seen to represent a departure from what ordinary
notions would suggest, particularly in the area of
consent, then it is important for the general
administration of justice and general confidence inthe law that that deviation should be corrected
ultimately by this court if there is no other place
to correct it.
| TOOHEY J: | Part of the answer to that area of concern may |
lie in the way in which the Act has dealt with the
offence, by borrowing the common law notion of
rape, where the analogy may not be a truly
applicable one in the sort of situation with which
we are concerned here and it may be that the matter
could have been put beyond doubt by defining rapein the circumstances that we are concerned with in
such a way as to make it clear that it includes
anything that is done by reason of a fraudulent
misrepresentation.
MR BLACK: There is a section in the Act -
TOOHEY J: Yes, I know there is a section, but what I am
statutory definition, rather than by borrowing the suggesting to you is that if rape had been defined in the circumstances here, by a comprehensive common law notion of rape, perhaps the problem would not have arisen.
| MR BLACK: | Your Honour, if I may answer Your Honour |
directly - - -
TOOHEY J: But it does not dispose of your argument, but it
might point to the future.
| MR BLACK: | Indeed, Your Honour, but may I respond in this |
way? The legislature in doing what it did was
expressing, in our submission, a social value, and
that is that any unconsented to penetration of a
| Mobilio | 12 | 6/12/90 |
person - in this instance, vaginally - is to be
treated in a particularly severe way as a matter of
social policy, and if that is so, then, in our
submission, there is no difficulty in applying the
common law as it developed in the 19th century -
the rape notions of consent - in the modern
context. But one would always, Your Honour, have
to accept that so many of these Acts might have
been differently drafted.
| McHUGH J: | Has Victoria got any equivalent to the statutory |
offences which were created in New South Wales in
the last century and are still there today, I
think, which were in terms that any person who by
false pretences or fraudulent means, induces a
woman to have carnal connection - - -
| MR BLACK: | Yes, it does, Your Honour. | It is referred to |
briefly, indeed, by the Full Court in the end of
Their Honours reasons - - -
| TOOHEY J: | Page 247, Mr Black. | ||
| MR BLACK: |
|
that the penalty is less; it is not, of course,
rape, and there are some problems with it, as the Full Court points out in this case. There is the question of corroboration, but perhaps one can pass
from that, but the sexual penetration, as defined,
is otherwise than as part of some generally
accepted medical treatment. Now, that raises an issue in this case. There is no doubt that at
least with a special vaginal ultrasound probe, it
is a generally accepted part of medical treatment.There may be a debate as to whether the general purpose probe is proper to be used for that
purpose, as to which I think there was conflicting
evidence below.
So, it does not solve the problem. That
question, in fact, was agitated in Williams' case
in the 1920s - the choir master case, and it was
argued then that the corresponding English provision really meant that it was not rape, and
also more recently in New South Wales, in the case
of Gallienne.
McHUGH J: Yes, I was counsel in that.
| MR BLACK: | Your Honour was, I think, successful. | ||
| McHUGH J: |
|
at the Bar.
| MR BLACK: | My duty, Your Honour, nevertheless, to mention |
the case. The point did not succeed in that case,
Your Honour.
| Mobilio | 13 | 6/12/90 |
There is one final point on the public
interest aspect and it is this: not only are we
dealing here with an offence that deals with
something that is intensely personal but in the
practical application of it in facts such as this
where it is likely to arise, the law deals with
circumstances of exceptional vulnerability because
a person undergoing that sort of medicalexamination, unless he or she - and it will almost
generally be she - implicitly trusts the examiner,
the person is totally vulnerable. It is just the
most vulnerable thing one can imagine. I will not develop it; it is just utter vulnerability.
The law, in those circumstances, in its
protective role, should take its true course, as
Your Honour the learned Chief Justice said was one
of the abiding responsibilities of the Court in
Benz's case. For those reasons we submit this case
for special leave. If the Court pleases.
MASON CJ: Thank you, Mr Black. Yes, Mr Richter.
| MR RICHTER: | If the Court pleases. A summary of the |
respondent's submissions has been handed up to the
Court. Does the Court desire a moment to peruse those?
| MASON CJ: | I have read it for my part, Mr Richter. |
| MR RICHTER: | Thank you. |
MASON CJ: Yes. Perhaps you might allow an opportunity for
some members of the Court to read it. Yes?
| MR RICHTER: | If the Court pleases, we would simply seek to |
take up the two heads that our learned friend
developed and if we can take the second one first,
because it is simpler to dispose of, it is this:
our learned friend submits that the effect of a
successful - the grant of special leave to appeal are diminished as against the respondent, when one and a successful appeal in this Court, the effects compares the effects in other cases, for example in Benz's case. In our respectful submission, our learned friend's argument is misconceived, because
of the following: if special leave were granted bythis Court and if the applicant was successful, it would have the effect of a remittal to the Court of Criminal Appeal in Victoria, to determine the other grounds. Now it is clear or reasonably clear that the respondent in this Court, but the applicant in
the Court of Criminal Appeal, stood a pretty good
chance of having his conviction quashed. The question then would have arisen whether or not a
retrial ought to be ordered. Of course, if he succeeded on the basis that the verdicts were
| Mobilio | 14 | 6/12/90 |
unsafe and unsatisfactory, that would dispose of it
and this is a matter which is not in the judgmentbut was developed in argument and our learned friend, Mr Flatman, who was in the case, will
correct me if I am wrong.
It appeared very likely that the learned trial
judge's direction on the definition of "consent" in
ways that do not affect the central issue before
this Court, was subject to error and we were given
the opportunity of amending grounds of appeal to
permit the conviction to be quashed on that basis.
The learned presiding judge His Honour
Mr Justice Crockett, of course, at that stage
pronounced that if we were to be successful on that
ground, or indeed on some of the other grounds, it
would require a retrial rather than the entry of an
acquittal and, moreover, the learned presiding
judge also enunciated the proposition that a future
trial judge, if a retrial were to be had and if the
then applicant was convicted, would not be bound to
make the same findings of fact in respect to themotivation of the then applicant.
So, that if he were to be convicted at a
retrial it was not be gainsaid that he would get a
suspended sentence and that was done because the
learned trial judge, having regard to the apparent
inconsistency and the unease that he felt about theverdicts of acquittal on some and conviction on the
others, compromised the basis upon which he felt
that the jury convicted on some, acquitted on the
others, by saying that in the three instances he
was going to act on the basis that the thenapplicant's motives were not in fact sexual
gratification but experimentation in the technique.
Mr Justice Crockett, the presiding judge at
the Court of Criminal Appeal, found that that was a very awkward way to compromise the verdicts for the purposes of imposing sentence and that a future
trial judge would not be so bound so that the applicant, in this instant, faces the following
position. It is well enough for our learned friend
to say that they would not be submitting in the
Court of Criminal Appeal that their appeal as to
sentence should go forward. That, of course, would
only apply in the event that Mr Mobilio were to beunsuccessful in the Court of Criminal Appeal but if
he were to be successful in the Court of Criminal
Appeal and the omens were all that he was going to
be successful, the only question was whether it was going to be for a quashing or for a retrial, then a new trial judge would not be bound to keep him out
of prison.
| Mobilio | 15 | 6/12/90 |
So he stands the following prospect: that if,
indeed, he is successful on one of the other
grounds, and it would have to be one of the other
grounds if special leave was granted and the
respondent succeeded, he would then face the
prospect of having to argue in the Court of
Criminal Appeal for a quashing of the conviction on other grounds. If successful on some grounds, not
on others, he faces the possibility of a retrial.
If sent for a retrial he faces the prospect of a possible conviction and a possible term of
imprisonment, and that possibility is magnified by
the sort of public airing and public concern to which our learned friend has indeed adverted in terms of articles in newspapers and the like.
So that the second limb of our learned
friend's argument is, in fact, not correct, but in
this case creates an even more tortuous course of
trial and suffering for the respondent, because the
future becomes all that much more uncertain. But one thing is certain: the consequences for him are
exceedingly serious.
Even if he were not ultimately to be
retrialed, convicted and go to prison but, for
example, if his application to the Court of
Criminal Appeal was in the end dismissed, he would
still stand convicted and convicted of rape which,
in his case because of his profession and need to
be unconvicted of rape, would spell the end of his
professional life. Now, that is a serious consequence. He would not be able to practice again as a radiographer. No one would employ him and that would be the end of it. Not only that, he
would wear the stain of a rape conviction and would
forever have to explain the fact that he did not
assault a woman in some dark alley and use force,
battery and other means, but that it was a case of
the insertion of an ultrasound probe. The stain of a rape conviction is a particularly serious matter
for someone in his position as, indeed, it would be for anyone.
As to the first limb, so far as the unusual
public importance that is asserted by our learned
friend, we say that he is wrong, with respect, to
that as well. He is wrong because the judgment of this Court in Papadimitropoulos v Reg was a
judgment which construed the development of the
common law of rape as it had reached the stage by
the time this Court came to deliver its judgment in Papadimitropoulos v Reg. Likewise, the judgment of the Court of Criminal Appeal in Victoria is based
on common law.
| Mobilio | 16 | 6/12/90 |
The only thing the statute does in Victoria to
substitute "instrument" for "penis", in so far as
matters are relevant here, but it does not tinker
with the common law interpretations of consent as
adumbrated in this Court in Papadimitropoulos and
those notions are clearly correct.
Now, if it were a matter of the Court of
Criminal Appeal striking out upon a different
direction, a new direction, and construing a
statute in an important sense, in a relevant and
material sense, and that construction of the
statute was wrong, that would be something else,
but this is not what the Court of Criminal Appeal
was about in this hearing. What it was about was
to determine what the common law was and to
determine that the Act, in fact, had no impact on
the common law concepts of consent, purpose,
mistake and the like, but that, indeed, it
substituted an instrument for a penis by way of anextension.
We would say this: at common law, a mistake
as to purpose cannot affect the nature and
character of an act where the allegation is one of
rape. This is what Papadimitropoulos decided. If
it could not affect the nature and character of the
act with respect to penile penetration, it cannot
affect the nature and character of the act with
respect to instrumental penetration.
The exposition of the common law in
Papadimitropoulos v Reg makes it clear that that is
the situation with respect to penile penetration.
The purpose cannot affect the nature and character
of the act.
DAWSON J: Is there any difference between purpose and
motive?
| MR RICHTER: | No, and that was one of the arguments we were |
going to develop. In one respect, what the Court
of Criminal Appeal did when using the word "purpose" on the one occasion where it seems to be
of significance, it was really referring to a
situation of what is in the mind of the then
applicant, what it was he was trying to achieve.
To the extent that "purpose" may mean more than
what it is that the accused is on about then, we
would say, that is not a concept which is material
to the crime of rape. To the extent that it does not conceptually go beyond what it is that the
accused is about, there is no distinction of any
merit, we would submit, between the motion of
motive and purpose.
| Mobilio | 17 | 6/12/90 |
TOOHEY J: | Mr Richter, on the question of what was in the accused's mind, just by way of information, does |
| the Victorian practice permit an accused who is giving an unsworn statement, or making an unsworn statement, to be led through that statement by | |
| counsel? |
| MR RICHTER: | Yes. | By virtue of recent amendments where an |
accused person is represented by counsel and does
not desire to give evidence on oath or stand mute,
he gives what is now described as unsworn evidence
and he is asked questions by his counsel in the
same way as he would be led in-chief if giving
evidence on oath. If he is unrepresented, the old
option of making the pure and simple unsworn
statement is retained.
Now, we would submit this, that the case is
not of unusual public importance because it really
does not affect other areas of the law than rape.
It does not really affect indecent assault, we
would say, and a proper reading of
Papadimitropoulos and a proper construction of the
judgments in the Victorian Full Court would make it
clear because the concept of rape was always bound
up with the notion of sexual intercourse or carnal
knowledge. It was the having of carnal knowledge
without consent that was rape, or having sexual
intercourse without consent that was the rape.
McHUGH J: But it must be a question of very considerable
public importance, must it not, as to whether or
not facts such as these amount to rape, not only
for the purpose of the law of Victoria but for the
purpose of the law of New South Wales?
| MR RICHTER: | In our respectful submission, it is not unless |
one is considering current community attitudes as
to what might be desirable for the legislature to
do in the future. We would say that in terms of
the law the law is settled and is clear and does
not admit of the extension that our learned friend argues for and that from the point of statutory
| McHUGH J: Well, that is the question and that does | not mean |
it is not a question of public importance. But, if you are right, then special leave would be refused on the ground - - -
MR RICHTER: | Your Honour, with respect, if I were here seeking special leave to appeal in a case of murder |
| where the law was quite clearly defined in certain | |
| categories and had been considered settled for a | |
| long time and I sought to argue that because of the | |
| public clamour for the fact that euthanasia really | |
| ought not to be treated as murder, this Court ought |
| Mobilio | 18 | 6/12/90 |
to grant special leave so it could reconsider the
law of murder, I would have thought, with respect,
I would get very quick shrift. This is the
equivalent of what is being sought to be done by
our learned friend because we say the law is clear
and settled; it is the common law which is clear
and settled; it is the common law with which theFull Court in Victoria dealt and it is the common
law with which this Court deals. What the statute did not do -
DEANE J: But, assume against yourself that the Court,
having had the benefit of reading the judgment of
the Court of Criminal Appeal and having heard what
you have said, is not persuaded that the point is a hopeless one, would you really dispute that it is a
point of considerable importance?
| MR RICHTER: | No, I would not under these circumstances. of course, argue that one cannot give that reading | We, |
| as a reasonable possibility rather than merely |
something that is fanciful to some extent then we
would not argue that special leave ought to be
refused because then it would become a matter of
special importance. Our submission is really that the law is so settled that that does not arise.
| DEANE J: | When you say you would not argue, you mean because |
the point was unimportant. You are not meaning you would abandon your argument that special leave
should be refused in any case?
| MR RICHTER: | No, aliunde, no, but we would certainly not |
argue that it is not a matter of considerable
public importance. Now, our learned friend, when raising the issue of the special public importance,
raised the notion that technological advances have
meant that we really ought to go back and
reconsider the old medical cases and whereas this
Court in Papadimitropoulos, in effect, construed
them as meaning a particular thing, we now ought to look at them afresh and seek to impose them.
Could we, with respect, remind the Court that
the invention of an ultrasound probe did not launch
a new era of instrumental interference with the
sexual organs of females. Indeed, the vaginal
speculum, as we understand it, was well known in
the 19th century and various forms of instrumental
penetration for the purposes of medical examination
were known prior to that. we have not studied up the history of gynaecological instruments of application but it is our understanding that instrumental use in the vaginal examinations has
been around for a good deal longer than the
20th century. So that that, we would say, is not
| Mobilio | 19 | 6/12/90 |
something that introduces a new element into the
equation.
BRENNAN J: But it would be right to say, would it not, that
the problems of informed consent are now much more
acutely problems of the law than they were one
hundred years ago?
| MR RICHTER: | Yes, Your Honour. | Indeed, in certain areas, |
for example, suits for medical malpractice and the
like, but in the sphere of rape law, for example,the primary requirement, we would say, is one of
certainty. The law has been settled and certainly, since Papadimitropoulos, the statutory amendments
have not affected it and the notion of informed
consent cannot be imported into the sphere of rape
law. It may be into indecent assault, because that
is not defined by reference to the concept of
sexual intercourse or carnal knowledge, but it is,
in our respectful submission, not apposite in rape,
which was always defined by reference to carnal
knowledge or sexual intercourse and the
understanding that was required to give the
character to the act was that it was an act of
sexual intercourse or sexual penetration. Now, what the amending statute did not do was to define
"instrumental penetration" as sexual intercourse or
carnal knowledge. It did not do that at all. Had it done so, then the question might have arisen,
but it did not do so. All it said was that - and the significant words of the amending section are the words "in circumstances where the introduction
of the penis would" constitute rape, the
introduction of an instrument constitutes rape.
But it did not say that the introduction of an
instrument constitutes sexual intercourse or carnal
knowledge.
It is around the concepts of sexual
intercourse and carnal knowledge that the law of
rape was developed and was pronounced on
authoritatively in Papadimitropoulos v Reg.
BRENNAN J: Will not the law on this offence be developed
around the concept of consent; that is, consent to
the introduction of objects?
| MR RICHTER: | We would submit that it will not be developed because the law as settled in Papadimitropoulos is |
| application to instrumental penetration. | |
| BRENNAN J: | I understand the argument but once you get to |
the stage of saying that that may not have the
precise analogy in cases dealing with common
assault, it seems to me that the problem
immediately arises as to whether this offence is to
| Mobilio | 20 | 6/12/90 |
be characterized as closer to rape or closer to
common assault in the common law senses of those
terms, although, obviously, statutorily it is
called rape.
MR RICHTER: In our respectful submission, the amending
legislation does not go to redefine the notion of consent in a way that aligns consent in rape with
consent in assaults. It does not do that.
MASON CJ: It seems to me the argument is now straying into
the substantial question, Mr Richter, and there
seems little point in exploring it further at thisstage.
| MR RICHTER: | Indeed. The real submission is that the law is |
certain and its application is certain. If the
Court feels that it is uncertain, and that the
Court of Criminal Appeal has rendered it uncertain,
then indeed we would say it is a matter of general
importance - of great general importance - for the
law of rape but we would then submit that, in these
circumstances, having regard to the submissions I
made with respect to the second argument about the
consequences of a grant of special leave, they are
serious and the Court ought not to depart from its
course in other cases, including Benz's case. Ifthe Court pleases.
MASON CJ: Thank you, Mr Richter. There is one question I
did want to ask you and that is this: if I can
take you to the judgment of the Court of Criminal
Appeal at page 247 where there is, at line 9, that
reference to the view that the trial judge appears to have taken that on the evidence before the jury
any conviction would be unsafe and unsatisfactory,
on what is that statement based? In looking
through the application book I have not been ableto identify what the foundation for the statement
is.
| MR RICHTER: | During the course of the trial and in arguing |
about sentence, the learned trial judge expressed misgivings about the jury's verdict because he
found that there was an inconsistency which struck
him in the acquittal, for example, in the one case
where there was evidence that the use of the
ultrasound probe could not be medically justified -
evidence across the board - the jury, nevertheless
acquitted. In all the other cases the medical
evidence went on the basis that a jury could find
that it was medically appropriate and yet in some
there were acquittals and in some convictions. He
felt uneasy about the apparent inconsistency which
was not really an inconsistency in law in the Mraz
sense, and so that was discussed extensively during
the plea and over a number of days. In his report
| Mobilio | 21 | 6/12/90 |
to the Court of Criminal Appeal he reported the
misgivings about the safety and satisfactoriness.
DEANE J: It seems to go a bit further because the next
sentence is that he decided that in view of
Attorney-General's reference he was not entitled to
act on his doubts before verdict and direct a
verdict of acquittal.
MR RICHTER: Yes, indeed. Although there was -
| MASON CJ: | Were the remarks made on sentence or were they |
made at an earlier stage?
MR RICHTER: Those observations, my recollection of reading
the transcript, were made at a stage after the jury
had been sent out. There was some discussion about
the trial judge's feelings about the matter because
there was no unsafe submission made, there was nosubmission of unsafety or rather a submission that
the case should be taken away from the jury at that
stage but it was something that was raised after
the jury had gone.
| MASON CJ: | So the remark was made before any question of |
inconsistent verdicts arose?
MR RICHTER: That is right. It was made before verdicts
were announced.
| BRENNAN J: | It would be no case ruling which appears at |
pages 183 to 185. Did it vary from what His Honour had said at that stage? He held there at the bottom of page 184 - the question he asked was
whether -
the jury could be satisfied beyond reasonable
doubt of each element of each of the offences.
And then he said it was so open to the jury to
find.
| MR RICHTER: Yes, it was open, but at that stage the learned |
trial judge was not pronouncing on his feelings of
whether it would be safe or not safe. So whilst finding that in a formal sense it was open, which
is what he needed to find at the stage of a no-case
submission because there was, at the very least, a
scintilla of evidence to go to each and every
element as he found and defined "character of the
act" for himself, it was not necessary to decide
upon that because the submission to take the case
from the jury is generally made at the end of all
the material.
In this case it was not made, and the reason
it was not made was because of the finding on the
| Mobilio | 22 | 6/12/90 |
no-case submission essentially, one would imagine,
because of the way the learned trial judge defined
the issue of the "character of the act". It wasobviously not felt by the end that the evidentiary
picture had so changed that no jury could find a
mistake as to the character of the act, but the
retirement of the jury did cause some misgivings to
the learned trial judge. By then he had started feeling misgivings about safety, so that albeit no
submission to take the case away was made, he
commented on it.
That, of course, became of great significance
after the verdicts in his report to the Court of
Criminal Appeal.
| MASON CJ: | Thank you, Mr Richter. | Yes, Mr Black. |
| MR BLACK: | Your Honours, as to the |
| MASON CJ: | We need not trouble you on the aspect of public |
importance.
| MR BLACK: | May it please the Court. | As to what might happen |
were leave granted and the matter to proceed, the
inconsistency matter is, on the face of it,
troubling, but perhaps the central point in answer
to it, as I understand it, put before the Court ofCriminal Appeal, is that the characteristics of the
three cases in which a conviction was recorded are
that they were the three cases in which the women
concerned actually complained; in one case to the
police, in one case to a doctor and in the other
case, I think, to her boyfriend. The other women had not complained, but when the police came along
investigating the matter then they recalled the
circumstances and it went on from there. The jury were, as I am told, instructed to deal with each
case separately, and the three in respect of which
a conviction was recorded had a number of special
characteristics, including, perhaps relevantly, but
even if illogically, a complaint by the victims.
| BRENNAN J: | So evidence of recent complaint was admitted? |
| MR BLACK: | It went in, Your Honour, yes it did. | I am |
reminded that it was the subject of cross-
examination so perhaps there were tactical reasons
why that all occurred. As to what happened in the
Court of Criminal Appeal, counsel will nearly
always be wrong about omens - and my learned
junior's perception of the omens is different from
that of my learned friend - but it would have to be
conceded that, were the grounds of appeal to be
amended and were it to be argued that the learned
trial judge's charge on consent on other issues was
wrong, as to which my learned junior has excellent
| Mobilio | 23 | 6/12/90 |
omens, but were those omens to be wrong, and the
charge could not be supported, then in that
instance it would have to be conceded that it would
be open to the accused to have a new trial.
All we can say is that it would be our
submission - it can really be no more than an
assertion, that is a small remote possibility, but
its existence cannot be denied and is not denied by
us. We would submit the most likely thing is that either the inconsistency argument succeeds, or it
does not, and if it does not succeed that is the end of the matter; if the inconsistency argument
succeeds, then the accused remains acquitted.
As to the other points I have nothing to say because the parties are in complete contest as to
whether Papadimitropoulos was correctly applied or
was not. We say, it - - -
| MASON CJ: | I do not think you need trouble about that. |
| MR BLACK: | Indeed, Your Honour. Well, beyond that, all I |
can say is that it is a matter of balance and if the public importance - and indeed the weight of
public importance must be relevant. There are some
matters that are of public importance that are more
important than others and we say, for reasons
advanced primarily, that the scales come down onthe side of setting the law on its true course, in
our respectful submission.
AT 11.28 AM SHORT ADJOURNMENT
UPON RESUMING AT 11.57 AM:
| MASON CJ: Justice Toohey and I would grant special leave to |
appeal in this matter.
| BRENNAN J: | What I am about to say represents my view and |
the views of Justices Deane, Gaudron and McHugh.
Although the questions which the Crown seeks
to raise in this application are of general public
importance and although those questions are, in our
opinion, fairly arguable, the case is attended by
some features which make it an unsatisfactory
vehicle for the grant of special leave.
In the first place it is an application for
special leave to appeal from a verdict of
| Mobilio | 24 | 6/12/90 |
acquittal, albeit the verdict was entered by the
Full Court.
Next, the trial judge has expressed some
misgiving as to the safety of the verdict and the
jury has acquitted on some counts which are not
easily distinguishible from the counts on which
they convicted, save by reference to evidence of recent complaint, the admissibility of which has
been assumed.
Thirdly, this Court could not give a final
decision if special leave were granted and the
appeal allowed. The matter would have to go back to the Full Court for further consideration on
outstanding grounds.
In these circumstances, in our opinion,
special leave should be refused.
| DAWSON J: | I would refuse special leave to appeal. | I do not |
think that there is sufficient reason to doubt the
correctness of the decision of the Court of
Criminal Appeal.
| MASON CJ: | The order of the Court then is, application for |
special leave to appeal refused.
Yes, Mr Richter.
| MR RICHTER: | May it please the Court, I am instructed by the |
Legal Aid Commission of Victoria to seek costs
consonantly with the refusal of special leave in
Benz with costs and in some other refusal cases.
| MASON CJ: | Mr Black. |
| MR BLACK: | I cannot, for the moment, think of anything I can |
say about that, Your Honour. Your Honour, there is nothing I can usefully say about that. I thought
that it was unusual in such cases, that the costs
simply fell where they lay. I am not in a position
to make the submission on instructions. I do not know what view the Director would take where it is
a publicly funded respondant who is brought here by
the Director. Beyond that I am not able to assist the Court. My impression is that it is departure from the normal practice, so I could not say
anything further.
| MASON CJ: | The order of the Court is application for special |
leave to appeal refused with costs. The Court will now adjourn until 9.00 o'clock tomorrow morning in
Canberra and 9.30 tomorrow morning in Sydney.
AT 12.01 PM THE MATTER WAS ADJOURNED SINE DIE
| Mobilio | 25 | 6/12/90 |
Key Legal Topics
Areas of Law
-
Criminal Law
-
Statutory Interpretation
Legal Concepts
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Charge
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Statutory Construction
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Appeal
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