Reg v Many
[1991] HCATrans 54
_In ~, AUSTl\..U.lA"lo!- -~)>_.._~._~
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No Sl37 of 1990 B e t w e e n -
THE QUEEN
Applicant
and
FREDERICK GLEN MANY
Respondent
Application for special
leave to appeal
MASON CJ DAWSON J TOOHEY J GAUDRON J
McHUGH J
| Many | 1 | 27/2/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 27 FEBRUARY 1991, AT 2.56 PM
Copyright in the High Court of Australia
| MR_R.O. BLANCH, QC: | May it please the Court, I appear with |
my learned friend, MR P.G. BERMAN, for the applicant. (instructed by S.E. O'Connor, Solicitor for Public Prosecutions)
| MR M.L. SIDES, QC: | I appear, Your Honours, with my learned |
friends, MR J. DORIS and MR P.J. PEARSALL, for the
respondent. (instructed by Forshaws)
| MASON CJ: | Mr Blanch? |
| MR BLANCH: | May it please the Court. | This is an application |
for special leave to appeal against a decision of
the New South Wales Court of Criminal Appeal in
respect of a sentencing matter. I hand up an outline of submissions, Your Honour.
MASON CJ: We have them, I think, Mr Blanch, unless you have
got a revised version that you are offering.
| TOOHEY J: | 18 February. |
| MR BLANCH: | I think, Your Honour, that it - I do not know |
what version Your Honours have. It may be embarrassing.
MASON CJ: Quite different.
MR BLANCH: Quite different, yes. It may have been,
Your Honour, this was a case where it was sought to
comply with some proposed new rules and the - - -
MASON CJ: Well, if so, it is suggested that the proposed
new rules need revision.
| MR BLANCH: | No, Your Honour, it only suggests that my |
original outline needed revision.
As appears in ground 1 of the background, the
Court of Criminal Appeal in this case allowed the
appeal and imposed a sentence of eight years six months expiring on 4 March 1995. The previous sentencing situation of the prisoner appears,
perhaps, best at page 19 of the appeal book where
in his remarks on sentence, the original sentencing
judge who imposed a sentence of 20 years pointed
out that the - to summarize that from the top of
page 19 - prisoner was serving 22 and a half years
from December 1978 with a non-parole period of
10 years from 4 November 1978. He was released from prison on 19 July 1986 and these offences were
committed on 2 September 1986 so that the period
that he was at large was very small. That left a
balance outstanding on his parole of some seven
years and two months.
| Many | 2 | 27/2/91 |
The Court will see on page 19 that at the time
of imposing the sentence, the original sentencing judge revoked that parole which had the effect of calling into question against him the balance of
his parole of seven years and two months and that
was the sentence that he was then serving, leaving
aside the sentences for the offences that he
committed. The Court will then see that the
sentence imposed by the Court of Criminal Appeal
after that was a sentence of eight years and six
months commencing on 5 September 1986 which was, I
assume, the date of his rearrest after these
offences, that further sentence of the Court ofCriminal Appeal being totally concurrent with the balance of parole.
| DAWSON J: | So what is the gap? |
| MR BLANCH: | On that basis, Your Honour, if one were to |
assume that he would serve the full seven years and
two months balance of parole he does that
concurrent with the eight years and six months.
| DAWSON J: | So it is one year four months? |
| MR BLANCH: | Yes. |
DAWSON J: Additional effective sentence?
| MR BLANCH: | Yes. | On the other hand, there is a degree of |
unfairness to him in saying that because it does
not necessarily mean when parole is revoked that
the prisoner goes back in gaol and is going to
serve the total of his balance. Obviously, he
would be entitled to remissions in respect of the
total balance.
I will not go through the facts, I have
briefly set them out on - - -
DAWSON J: But do we take remissions into account because
the sentence which was thought to be appropriate for the other offences was the balance to be served
was seven years two months and should we take
remissions into account in looking at that?
| MR BLANCH: | No, Your Honour. | I am sorry, yes, the Court |
must because of the change in the system in New
South Wales. The seven years and two months, as I understand it, was redetermined as six years four
months and 14 days.
DAWSON J: So, really the discrepancy then -
MR BLANCH: Sorry, the six years four months and 14 days is
from 14/3/88.
| Many | 27/2/91 |
DAWSON J: That does not seem to quite square with what is
said at line 4 on page 19, Mr Blanch.
| MR BLANCH: | Yes, I see what Your Honour - I am sorry, Your |
Honour, in answering Justice Dawson's questions I
am relying on some information from the prison
authorities which does not appear in the papers,
but I am doing that because I do not want to do the
prisoner a disservice by maximizing the paroleperiod.
| DAWSON J: | What I am really trying to find out is, what |
extra time did he have to serve?
MR BLANCH: Serve as a result, yes. The latest information
that I had about that, Your Honour, would make it
longer than the figures would suggest, and it is
for that reason that I would like to give the Court
those figures. The redetermination as I have it is
six years four months and 14 days
from 14 March 1988.
| TOOHEY J: | 1988? |
| MR BLANCH: | Yes, Your Honour. |
TOOHEY J: But we are talking about the non-parole period at
the moment.
| MR BLANCH: | Yes, the balance of parole. | It is the period |
that he owed at the time - I mean, it is
complicated by two factors in this case, which
makes it impossible even with a detailed
understanding of the way the system works to work
it out, and that is that he started with a sentence
of 22 1/2 years from December 1978. However, it is
made up, the Court will see on page 18, of a number
of escapes from lawful custody, which means that he
has forfeited various remissions that he has earned
during the period of time, and to actually know
what he was due to serve you would need to know
exactly when the forfeitures were, how long he was out of gaol, what period he was an escapee, what
period he owed when he went back and what
forfeitures there were.
The figures that I gave, of six years and four
months would expire on 27 July 1994 and that
compares with a sentence that the Court of Criminal
Appeal imposed of eight years six months which
expires on 4 March 1995. I can have those figures rechecked because I do not - as I say, I am
concerned not to do him a disservice by minimizing
that extra period. The point that I would like to
make at this stage is that the effect of the order
of the Court of Criminal Appeal was to make the
sentence that they imposed concurrent with the
| Many | 4 | 27/2/91 |
balance of his parole and the balance of his parole
was a fairly substantial period.
| DAWSON J: | The difference is less than a year, in effect. |
| MR BLANCH: | Yes, it could be, on those figures. |
McHUGH J: Well, except the 22 1/2 year sentence would have
to be redetermined, would it not?
| MR BLANCH: | Yes, Your Honour, they have in fact redetermined |
it but it has to be redetermined in the context of
all the escapes and the periods of time that he
spent out of custody. It is one of those
situations where you really do need access to the
total gaol record and a computer to work it out.
| DAWSON J: | But the sentence expiring on 27 July 1994 is the |
redetermined sentence.
| MR BLANCH: | Yes, that is as I understand it, Your Honour. |
DAWSON J: That is the current position.
| MR BLANCH: | As I understand it. |
DAWSON J: That was redetermined at the time the Court of
Criminal Appeal imposed its sentence.
| MR BLANCH: | Yes, although there is nothing in the judgment |
of the Court of Criminal Appeal to indicate that
any advertence was had to that question and that is
not the question that we seek to raise here.
Although the effect of what has happened in the
Court of Criminal Appeal is an effect that we would
submit is the sort of effect that is very likely to
occur when a court goes about a sentencing process
in the way the Court of Criminal Appeal in New
South Wales went about the sentencing process. It
is on that basis that we submit that this is a
matter for special leave.
On page 2 of the outline the approach adopted
by the Court of Criminal Appeal appears. What the Court of Criminal Appeal did was to note that
before the sentencing judge there had been some
evidence given that the respondent had given
assistance to the police but in his remarks on
sentence, the sentencing judge had not adverted to
that at all and it was therefore assumed in favour
of the respondent that that matter had been
overlooked. That was a situation in the Court of
Criminal Appeal that was conceded by the Crown and
because of that it was necessary for the Court of
Criminal Appeal to reassess the sentence.
| Many | 27/2/91 |
The court held that there was no necessary
nexus between the information or assistance given
by the respondent and the offences for which
sentence was being passed.
MASON CJ: Now, did the Crown contest that?
MR BLANCH: As far as I am aware, Your Honour, no. It was a
question that did not arise in the course of the
argument in the Court of Criminal Appeal. The
Crown, as can be seen from the judgment of the
Court of Criminal Appeal, submitted that the
original sentence that was imposed was less than
ought to have been imposed, but - - -
| MASON CJ: | By reason of these matters not being taken into |
account?
| MR BLANCH: | No, Your Honour. | The Crown, in effect, said |
that the original sentence imposed by the
sentencing judge was lenient, although no Crown
appeal was lodged. The Crown, however, also conceded that there had been assistance given by
the prisoner which apparently had not been taken
into account by the sentencing judge. I am not aware that the Crown specifically raised the point
that the assistance should relate to the offence
for which sentence was being imposed.
McHUGH J: Well, at page 58 it is recorded in the Court of
Criminal Appeal:
The Crown, in its submissions to this
Court, concedes that the learned sentencing
Judge erred in not allowing of some discount for the assistanceg iven by the appellant to the authorities (lacking in detail as it was)
ttand in not explicitly referring to this
factor in his remarks on sentence".
| MR BLANCH: | Yes, there is some ambiguity in that, |
Your Honour, because there are two discounts available to an informer. The first discount is a discount that we would concede is available to any
informer and that is that if he is an informer he
is going to have a worse time in gaol and
consequently should receive some special treatment
and is going to be entitled to a discount, because he is going to be held in segregation. The second
discount is the one that the argument is about.
That first discount, we do not argue with here
either. He is entitled to, what is referred to in New South Wales, at least, as the Perez-Vargas
discount, and that is the discount that takes
account of the fact that a prisoner is going tohave a harder time in gaol, for reason of his
Many 6 27/2/91 health or the fact that he is an informer or a
juvenile et cetera.
My friend is showing me the Crown's written
submissions and it was conceded that the prisoner
is entitled to a discount, even if the assistance given was in relation to unconnected offences, so
that was a concession that was made by the Crown in
the Court of Criminal Appeal.
TOOHEY J: But do you mean the concession that bore on the
first of the discounts or the second?
| MR BLANCH: | No, on the second, Your Honour. | It was |
submitted that it was appropriate to give a
discount in respect of information for an
unconnected offence, just because he was an
informer and as a bonus for being an informer.
TOOHEY J: But does that not suggest that what is under
challenge here is the quantum of the sentence fixed
by the Court of Criminal Appeal rather than any
question of principle?
| MR BLANCH: | No, Your Honour, the question of principle that |
I wish to raise is the mode of arriving at the
sentence - in fact, the submissions that appear inNo 3 in the outline of submissions - and it is, in
simple terms, that the way the Court of Criminal
Appeal went about it appears at page 78 of the
appeal book where they said:
In our opinion the preferable approach to that
task in a case where specific discounting
factors are raised for consideration is to
determine the sentence which would have been
imposed but for the operation of those
discounting factors and then to apply the
appropriate level of discount. Thatappropriate level of discount in our view is
approximately one-third.
And then they go on to say: we consider we should take the appropriate
level of sentence, absent such discounting
factors, as the sentence imposed by thelearned sentencing Judge being a fixed term of
a little under thirteen years.
DAWSON J: Well, that reference to 13 years is a reference
to the statutory redetermination?
| MR BLANCH: | Yes, Your Honour. | And the point that we urge on |
the Court for granting special leave is this, that
the way the Court of Criminal Appeal in New South
Wales dealt with this was to isolate the discount
| Many | 7 | 27/2/91 |
factor for an informer, treat it as a completely
separate and independent factor in the sentencing
process and by so doing they have isolated it and
exaggerated it and achieved an artificial sentence.
It is a matter that has been looked at particularly
in Victoria in the case of Young, (1990) - - -
DAWSON J: Before you go to the case, what do you say they
ought to have done?
MR BLANCH: Your Honour, they ought to have adverted to the fact that he was an informer as one of the factors
to be taken into account. They also would have adverted to every other factor that was relevant in
the sentencing process and dealt with them alltogether. In other words, you then sentence as the
courts have always sentenced and as the courts say
sentences should be imposed by taking all the
factors in a basket, putting them together and
coming out with the result, rather than embarking
on a calculation stage by stage - - -
DAWSON J: There is the instinctive synthesis theory?
| MR BLANCH: | Yes, it has been called that, Your Honour. | But |
this case is a good example of the problems that
occur when that theory or practice in sentencing
does not pertain because the situation is this,
that the prisoner before the court could be a
person - an entirely different sort of person, a
person young, capable of rehabilitation with manyother factors of concern and a totally different not giving appropriate consideration to the other factors of sentencing which ought to be considered, deterrence.
percentage discount may be given, a totally
different package may come out at the end of it.
DAWSON J: The trial judge did presumably and they just
accepted what the trial judge did for that purpose.
MR BLANCH: Well, Your Honour, that is, in our submission,
not the way that should work. It is not as simple as arriving at a mathematical calculation.
DAWSON J: Why not? All that the trial judge was in error
about was not giving weight to the factor that this
man assisted the Crown. He was not alleged to be in error in any other respect, was he?
MR BLANCH: No, Your Honour, but it is our submission that the Court of Criminal Appeal was in error by simply
accepting that and then giving a standard
percentage discount to the person as an informer.It does not take account of the fact that there
Many 27/2/91 were other very considerable elements in this case
of specific and general deterrents and - - -
| DAWSON J: | The trial judge had looked at all that. |
| MR BLANCH: | Your Honour, he had looked at it absent any |
considerations as to this man being an informer and
it is inappropriate, in our submission, to take
that particular consideration in isolation from all
others and arrive at a percentage discount and then
simply apply it to the sentence.
TOOHEY J: Presumably because if you do you may in a given
case arrive at an entirely inadequate sentence.
| MR BLANCH: | Yes, Your Honour. |
| TOOHEY J: | Then it is the complaint, I take it? |
| MR BLANCH: | Yes, Your Honour, and the result in the case is |
merely an illustration of the principle that we
seek to bring before the Court. We are not simply saying, as we could not say, that the result itself
is inadequate, and therefore we are seeking to
appeal, but it is a good illustration, in our
submission, of exactly how that works.
DAWSON J: So, you say the enormity of this man's offence
was such that really any assistance to the Crown
could not lessen, to any greater degree, the
gravity of what he did?
| MR BLANCH: | Your Honour, that is a matter for specific |
evaluation by the court but the court has to be
seen
DAWSON J: It had to do something for the purpose of the
exercise.
| MR BLANCH: | Yes. | The court has to be seen to be doing it. |
The court has to be seen to be saying, "Well, here
is a man who has been serving an extremely long period in gaol, who has come out and who has
committed this series of offences". The court found in respect of him that he was a person who
was completely unrepentent. It was not as though -
the problem is isolated in this case because very
often it can be said that the fact the person is an
informer is an indicator of contrition, but the
court in this case specifically held that he was
not, that it was no indicator of contrition, that
he was not contrite. What was necessary for the Court of Criminal Appeal to be doing and to be seen
to be doing in a case such as this was to be giving
to him the discount which must be given to an
informer but doing it be seen to be doing it in the
circumstances of saying, "We are giving to this
| Many | 9 | 27/2/91 |
informer who has got this record, who has committed
these offences, and we're taking those things
specifically into consideration at the same time as
we are working out what the discount he's entitledto for being an informer".
| DAWSON J: | How did the court work out that the appropriate |
level of discount is approximately one-third?
MR BLANCH: That is difficult to say, Your Honour. In the
absence of an explanation as to that, it appears
that it is worked out on the basis of the sort of
information given by the prisoner. There is nofixed percentage, of course, of discount for being
an informer and the court -
| TOOHEY J: | Do you complain about the identification of a |
percentage discount as such?
| MR BLANCH: | No, not as such. |
| TOOHEY J: | Or it is a failure to weave a percentage somehow |
into the overall sentencing process that you
complain of.
| MR BLANCH: | Yes. | The failure to arrive or to be seen to |
have for exactly the same reason the sentencing
judge was in error; he may very well, but he did
not say that he was taking into account, in passing
sentence, that the person was an informer. The Court of Criminal Appeal did not say that it was
arriving at a percentage discount factor bearing in
mind that they were dealing with this particular
accused in these circumstances - - -
DAWSON J: They did not say the other either. They just
said an appropriate level of discount of one-third.
They may have been doing either for all we know.
MR BLANCH: Yes, that is so, Your Honour.
| MASON CJ: | What submission did the Crown make to the Court |
of Criminal Appeal as to how it should go about
allowing a discount in this case?
MR BLANCH: Well, Your Honour, I think there was no
submission by the Crown at that stage because it
was conceded by the Crown that there would need to
be a discount because there had not been a discount
demonstrated by the sentencing judge. But the
question as to how the court would actually
structure its sentencing process did not arise and,
in fact, did not arise until after the court had
imposed a sentenced and come to its conclusion as
to the sentence. In other words there was no
opportunity to discuss this matter and it is not a
matter that ordinarily would be discussed. In fact
Many 10 27/2/91 it picks up on what I understand has been something
of a debate in Victoria on this matter and, in our
submission, is a good example of why those who, as
the Victorian Supreme Court has done, criticizejudges for adopting that sort of structured
approach can in fact fall into error and it is for
this very reason.
I understand what Your Honour says about the synthesis that pops out but, by the same token, in
arriving at that sentence the courts have always
given reasons and gone through the various stages
of reasoning for coming to a particular sentence.
In this case one would normally expect that that
would involve a statement that a discount needed to
be given to this particular informer but that it
needed to be given to him bearing in mind that he
was a person with a very bad record, who had been
in gaol for a long time, who had only been out of gaol for a period of six weeks, who had committed
this series of offences and was then being
sentenced for them. It is in that context that thesentence ought to be passed.
The failure of the Court of Criminal Appeal to
do that gives rise to a sentence that then comes to
be a sentence where it is apparent that was has
happened is simply an acceptance of a particular
sentence and then a discount applied without any
explanation of or any reasons given for the
application of the discount to those circumstances.
Now, that, as I understand it, is precisely
the approach that the Victorian Supreme Court in
Young has criticized. Without going through - and
in my outline I have referred to particular pages
of Young, but Your Honour, in asking questions, has
taken me through a number of statements and a
number of the things that I have said are not
original. They are things that I have picked up from the judgment of the Court of Criminal Appeal
in Young, except for the fact that at the bottom of page 960 of (1990) VR at 951, the court said:
It is neither necessary nor desirable for
us to go further at the moment. It is sufficient for us to observe that we can find
no warrant in authority or justification or
advantage from a practical point of view in
the adoption of an artificial process for
arriving at an appropriate sentence or any
process which unnecessarily limits further the
discretion of a sentencing judge. We think that the adoption of such a process is
calculated to lead to error and injustice.
Until Parliament or the High Court indicates to the contrary we are clearly of the opinion
| Many | 11 | 27/2/91 |
that artificial processes or methods should
not be adopted in Victoria.
And the court said that the very adoption of those
process should itself be seen as an error. And it is our submission, with respect, that the Court of
Criminal Appeal in Victoria is right and the
adoption of the process, that two-stage process, is
an error and that is precisely what has occurred
here. The fact of the error is manifested in the other circumstances.
I have referred also to Veen v Reg, (1987-88)
164 CLR 465. Just at 476 - I am sorry, there is no
point in reading that, it is a joint judgment of
the Court and there is just this phrase right at
the bottom:
The purposes -
of sentencing -
overlap and none of them can be considered in
isolation from the others when determining
what is an appropriate sentence in a
particular case.
And it is my submission that that is the
appropriate method of sentencing. It is the method
of sentencing that has always been adopted by the
courts. It is a method of sentencing that, in
general terms, is favourable to the accused, rather
than the court adopting a structured sentencing
approach where it becomes very difficult, for
example, to look at the fact that a person is young
and therefore is entitled to a percentage discount,
that the person has pleaded guilty and is entitled
to a percentage discount. If one were to apply
that approach, you could end up with a situation
where you owed some time.
| GAUDRON J: But does that not all mean in the end in this |
case that, according to your submission, there is a
sentence which is manifestly inadequate and that in
the circumstances it can be seen how that occurred,
namely by adopting this particular rate of
discount?
| MR BLANCH: | I would accept what Your Honour says up to the |
last point. The last part of what I would say to Your Honour about that is that the manifest
inadequacy of the sentence imposed by the
Court of Criminal Appeal demonstrates the error in
their process of sentencing.
GAUDRON J: Yes, is it an error of principle?
| Many | 12 | 27/2/91 |
| MR BLANCH: | Yes. |
| GAUDRON J: | Why? |
| MR BLANCH: | Because of Young's case and it is a matter of |
some significance in terms of sentencing as well,
because if courts themselves were to adopt that as
a sentencing process, two stage, three stage, of
whatever form of sentencing, then it is precisely
the sort of situation where, as occurs such as in
Young's case or, in our submission, in this case.
It is just unfortunate that in this case the error
has occurred at the level of the Court of Criminal
Appeal, rather than before a sentencing judge where
the matter can be corrected other than by way of
special leave application, but the fact
nevertheless is, in our submission, that it is a
question of sentencing principle which bears on
every sentencing practice in Australia, and is
therefore a matter of enormous significance.
GAUDRON J: Could you make the same submission if, without
referring to one third being the appropriate level
of discount, the judgment proceeded to exactly the
same result as it did in this case? If the
sentence on page 78 of the appeal book at line 23
were taken out. What I am really putting to you, Mr Blanch, is is this not an argument which says it
is wrong to be explicit in your reasoning?
| MR BLANCH: | No, Your Honour, it is only wrong to be explicit |
in your reasoning when the statements explaining
your reasoning demonstrate an error in your
reasoning.
GAUDRON J: Yes, but that is what I am questioning whether
it does. Whether you could make any argument at
all, other than manifestly unreasonable or
manifestly inadequate, if that sentence weredeleted?
| MR BLANCH: Well, can I answer Your Honour by saying that is |
a hypothetical question, because the sentence is
there.
| TOOHEY J: | You surprise me with that answer because, even if |
the sentence were deleted, it would be obvious what
the Court of Criminal Appeal had done, because it
took the original sentence as redetermined and
therefore however you view it, it is obvious what
discount must have been applied.
| MR BLANCH: | Yes, that is so, Your Honour, and as I indicated |
from page 78 here, in this passage they are, in
fact, doing what we submit is the error and what we
submit is the error is not applying a particular
discount. The error was taking all the other
| Many | 13 | 27/2/91 |
factors relevant to sentencing and putting them in a separate category and arriving at an appropriate sentence and then, separately, considering one of
the aspects of sentencing and there are many
aspects of sentence.
DAWSON J: You see, you cannot really complain about a process which was thought to arise from Veen (No 2)
as the Victorian Full Court does in Young's case,
because what was thought to arise from Veen (No 2)
was that you had to arrive at the proportionate
sentence, that is what the particular crime looked
at objectively required, and then look at the
various mitigating factors and reduce the sentenceaccordingly and that was thought by the Full Court
to be an unnecessary mechanical process, but when
you are looking at a reduction in the sentence
which you would otherwise have imposed, because of
the co-operation of the applicant with the Crown,
you have to decide what the sentence you otherwise
would have imposed is. That does not mean inarriving at an appropriate discount you do not look
at the circumstances of that offence, and we do not
know that the Court of Criminal Appeal did not
here, nothing that they said indicates to thecontrary.
| MR BLANCH: | Your Honour, it is that proposition with which |
we would take some exception in the sense
that - - -
DAWSON J: All I am saying really ..... you have to have really a two-stage approach when you are dealing
with, as you call it, a discount.
MR BLANCH: Your Honour, the same thing must be said then about every other factor that leads to a discount
in the sentencing process which may be age,
contrition, early plea of guilty and so forth
although all - - -
DAWSON J: Unless that comes into calculating the proportionate offence and that is where all the
trouble lay because no one knew what you put in todecide what the proportionate sentence was.
MR BLANCH:
Yes, Your Honour, but some of those things are subjective features and they are all factors that
entitle a person to, in general terms, a percentage discount but if you take all the factors and put them together and arrive at an appropriate sentence and you then, in an entirely artificial way, arrive
at a percentage discount factor or a discount for a particular thing then you run the risk of
exaggerating the importance of the particular
factor that you are talking about. In this case, clearly what the Court of Criminal Appeal has done,
Many 14 27/2/91 in our submission, is to exaggerate, out of all
proportion, the significance of the person being an
informer. Now, they ought to have taken the fact that he was an informer into account but they ought
to have taken it into account in conjunction with
his criminal history and all of the other matters.
| DAWSON J: | What do you say demonstrates that they |
exaggerated the importance of his being an
informer?
| MR BLANCH: | Your Honour, because they have treated it |
entirely separately, entirely independently and
after they have arrived at the rest of the
sentence.
| DAWSON J: | But they have come to the right figure by |
treating it separately. Are you not really reduced
to what Justice Gaudron has put to you, the veryfact they adopted one-third demonstrates that they
went wrong, is that not really what you are saying?
| MR BLANCH: | No, Your Honour, it is not, it is because of the |
fact that they have taken a two-stage approach and they have looked at every other factor and then at the very end they have come to a single factor that
they have then overlaid the whole sentence with the
impact of the single factor that they have looked
at. They have not taken it into account in conjunction with the other matters.
One other matter is pointed out about the percentage discount and that is this: that if you
apply a percentage discount of course it means that
you give to somebody who commits very serious
offences a greater discount in terms of actual
years than you give to someone else.
DAWSON J: Well, that is a different point. You say
applying a percentage discount is wrong as a matter
of principle?
| MR BLANCH: | Yes. |
| McHUGH J: | I thought you said earlier you accepted you could |
have a percentage discount?
| MR BLANCH: | Yes, of course I do. | You can in fact have a |
percentage discount but the fact of the matter is
that if you do it in this way and if you - I am
sorry, if I said that in that sense I do not mean
to say it in the sense that I accept that you can
have a percentage discount by looking at all the
other factors and then arriving at a discount for
all the other matters put together and thendiscount that and give a particular discount for
one other factor at the end of it and I suppose
| Many | 15 | 27/2/91 |
there is no way of having a percentage discount
unless you do that, and that is the error in it aswe would put it and one of the side effects of that
is that at the end of the day the person who is a
mass murderer gets a bigger discount than a burglar
for giving the same information, presumably.
McHUGH J: Well, one factor which would seem to support your
approach is the fact that it is not an objective
figure which applies to all informers but it must
depend upon the nature of the information given,
the motivation of the accused.
MR BLANCH: Yes, indeed, that is right, Your Honour, yes.
That has to be seen. I would not submit that the Court of Criminal Appeal here has erred in any way
in respect of that assessment because they heard
quite a lot of evidence, there was a lot of
material before them.
DAWSON J: They cannot here have being saying the appropriate level of discount in any case is always
approximately one-third.
MR BLANCH: No, Your Honour, I do not think they are saying that.
DAWSON J: They must have said, "Looking at all the factors in this case, we think in this case the appropriate
level is one-third".
MR BLANCH: Yes. DAWSON J: How do you know they did not take into account all the things that you speak about?
MR BLANCH: Because, Your Honour, they have not enunciated
their sentence in that way.
DAWSON J: How did they arrive at one-third?
MR BLANCH: They have arrived at their sentence, Your Honour, on the basis of the information that
has been given and the assessment of that
information and the assessment of the prisoner.
TOOHEY J: I rather thought your complaint, although you do not seem to be enunciating it in this way, was that
the Court of Criminal Appeal simply took the
sentence which the sentencing judge had imposed andattached to that a discount of one-third from which
it can be inferred that the Court of Criminal
Appeal did not itself go through a sentencing process, but that does not seem to be the way in
which you are putting it and there is one possible
objection to that argument, I think, namely what is
said by the Court of Criminal Appeal earlier on
Many 16 27/2/91 page 78, that the Crown was not appealing against
inadequacy and to impose a higher sentence and then
apply the discount might lead to a grievance,
although I would have thought that, in turn, could
be met by the argument that if one went through the
resentencing process, taking into account discount and everything else and if it lead inevitably to a higher sentence, well so be it.
| MR BLANCH: | Yes, I do not think the Crown would have sought |
in the circumstances of this case to achieve a
higher sentence and I would be positive that theCrown would have, in the circumstances, eschewed any such argument.
| TOOHEY J: | No, I really meant higher than the one which |
resulted in this case.
| MR BLANCH: | I am sorry, Your Honour, well certainly, that is |
so, Your Honour.
Moving to page 3 of the outline, in the course of what the Court has put to me about that, Rushby
is simply a case dealing with the fact that it is
the duty of the court to impose, ih the end, an appropriate sentence and then I have dealt with point 4 already in that context.
Certainly the matter put to me by Your Honour
Justice Toohey is an argument that fits in with the argument that we are putting forward to the Court,
except for the fact that I would tend to the view
that the Court of Criminal Appeal in arriving atthe sentence has simply accepted a detailed
assessment of the material by the sentencing judge,
because the sentencing judge went into the whole
matter in very great detail, and the Court of
Criminal Appeal was simply assessing that that was
an appropriate sentence, and although it might be
said, in a sense, that they were abdicating a
responsibility of doing it themselves, none the
what they did to say that they were merely less I think it would be a fairer assessment of accepting that there was no error in what the
sentencing judge had done - it was not suggestedthat there was error in it by the Crown - and that in the end result the situation was that they simply then accepted that and then did what we do object to, and that is quite clearly - and this is perhaps the answer to Your Honour Justice Dawson's statement about that - that quite clearly what they were doing was drawing a line under every other sentencing factor by accepting what the sentencing judge had done and then applying their discount. It is the answer to the suggestion, "How can I say that they did not do all of that?", and I say that they did not do it because clearly they accepted
| Many | 17 | 27/2/91 |
the ordinary sentencing process as being perfect,
apart from the discount for being an informer,
accepted that sentence and then completely
separately arrived at a percentage discount.
| DAWSON J: | And what you are saying is that if they had taken |
the circumstances of this offence into account, in
the process of arriving at the discount it would
have been a lesser discount?
| MR BLANCH: | Yes. |
DAWSON J: | But if you look at just the circumstances of the information that was given in isolation, you come |
| to - well, you do in this case - too great an | |
| allowance? | |
| MR BLANCH: | Yes, and the other proof of what I say about |
that, in our submission, is simply the end result.
The end result speaks for itself in that context.
DAWSON J: Well, there is one difficulty about that, of
course, that the redetermination of sentences tends
to produce an artificial situation, does it not?
MR BLANCH: Well it does, yes, Your Honour, but it was for
that reason I was drawing some attention to the
revocation of parole and the parole situation, that
the error that manifests itself in the end, in our
submission, is clearly an indicator of the error
that occurred in the sentencing process.
| GAUDRON J: | Now, it is absolutely implicit in your argument, |
is it not, Mr Blanch, that the sentence, in the
end, is inadequate?
| MR BLANCH: | I use the fact that the sentence is clearly |
inadequate, Your Honour, as a means of proving the
point that I was attempting to prove to
Justice Dawson, that there was error of the kind I
am identifying in the process of this.
GAUDRON J: But what I want to know is that, error apart, it
is implicit in your submission, is it not, that any
sentence which is appropriately fixed must be
greater than that which was fixed by the Court of
Criminal Appeal?
MR BLANCH: I would say that that is a correct proposition,
Your Honour. I do not see that it is necessary for
me to advance that proposition in support of this
argument, but I would say that that is correct.
GAUDRON J: No, I just wish to know that that is necessarily implied, that it is implicit in your argument that
no approach could result in this sentence.
Many 18 27/2/91
| MR BLANCH: | No proper approach. |
| GAUDRON J: | No proper approach. |
| MR BLANCH: | And it is my submission that it has been easy to |
identify what the error is because it appears on
the face of the reasoning of the court.
GAUDRON J: But it does raise an issue as to the double
jeopardy aspect of these proceedings.
MR BLANCH: That particular matter, Your Honour?
GAUDRON J: Yes.
MR BLANCH: Well, I do not seek to come here purely arguing -and I have made that clear at the beginning - I do not seek to come here to argue
that the sentence is - and I know I cannot come
here and argue that the sentence is manifestly
inadequate, as a means of special leave. I come here to identify error that needs correcting.
| GAUDRON J: | Do you come here to have either by this Court or |
by remission to the Court of Criminal Appeal, the
sentence increased; not to have the error
acknowledged, but to have the sentence increased?
| MR BLANCH: | I come to have the error acknowledged and to |
have the Court impose a sentence in an appropriate
manner and I accept that the necessary result of
that would be that the sentence would be increased.
| DAWSON J: | You would not be asking us to impose a sentence. |
| MR BLANCH: | No, Your Honour, I would ask the Court to remit |
it back to the Court of Criminal Appeal. That
would, in my submission, certainly follow because it is the error that has led to what is in fact a
manifestly inadequate sentence.
GAUDRON J: | Can you point to any instance where that has been done by this Court before? |
| MR BLANCH: | No, Your Honour, I cannot but there is no - I am |
sorry, perhaps my learned friend can. My friend suggests Davern v Messel, but I tend to think that that went to a conviction point and not a sentence
point.
MASON CJ: That is my recollection.
| MR BLANCH: | Yes. | But it is not the sort of case where this |
Court is concerned with a situation of restoring a
conviction that has been quashed or sendingsomebody back to gaol who has been released from
gaol. There is an element of double jeopardy
| Many | 19 | 27/2/91 |
necessarily involved in all of that but that simply
goes to the question of the grant of special leave.
And, in our submission, the point involved in this is a matter of such significance as to warrant the grant of special leave and sending the matter back to the Court of Criminal Appeal.
McHUGH J: In Malvaso, Justice Deane and I said that an
application for special appeal by the Crown against
a sentence should only be entertained where there
is some point of principle involved and only inexceptional circumstances.
MR BLANCH: Yes, and I accept the test that there has to be a point of principle in the matter, Your Honour,
and it is this point that I -
DAWSON J: And that is whether it is a Crown appeal or an appeal by the other side.
MR BLANCH: Yes, Your Honour. The other - - - GAUDRON J: But there is an additional hurdle for the Crown
appeal, is there not, in general terms?
MR BLANCH: Well, I am not sure. If Your Honour tells me
that there is - - -
McHUGH J: Double jeopardy, you mentioned it yourself.
MR BLANCH: Although, of course, the double jeopardy that -
well, yes, that is so, Your Honour.
GAUDRON J: What are the exceptional circumstances of this case?
MR BLANCH: Well, Your Honour, I have outlined them to
Your Honour. The fact that what has occurred here in the Court of Criminal Appeal, in our submission,
is a totally erroneous method of calculating the
sentence.
GAUDRON J: Yes, but arrived at by a process which the Crown
apparently did not seek to challenge in the course
of proceedings in the Court of Criminal Appeal.
MR BLANCH: Arrived at by a process, Your Honour, that the
Crown could not challenge in the Court of Criminal
Appeal at this stage.
GAUDRON J: Well, it must have been plainly obvious that if
the then appellant's application for leave to
appeal was successful and the appeal was
successful, there was going to be a redetermination
of sentence. Now, either the ordinary course is either to address or to specifically·re~erve your
Many 20 27/2/91 position to address on how the sentence should be
thereafter fixed.
| MR BLANCH: | Your Honour, the Crown never does presume to |
tell the court how to go about the sentencing
process.
GAUDRON J: | I see. Well, if it does not presume to tell the court how to go about the sentencing process, how |
| does it presume to seek special leave to appeal on | |
| the basis that it did not bother to tell the court | |
| below that if it did what it did, it would be in | |
| error? | |
MR BLANCH: | Because the error occurs when the court passes sentence, Your Honour, and once the sentence is |
| passed, it is passed. | |
GAUDRON J: | Which the Crown does not presume to tell the court how to do? |
| MR BLANCH: | Yes. There is no indicator beforehand that the court was proposing to embark on a sentencing |
| error. The court went about its task of imposing a | |
| sentence and then the error became apparent and the | |
| Crown seeks to have it redressed. | |
GAUDRON J: | So, there was no submission even as to the appropriate range of sentencing if the appeal were |
| allowed? | |
| MR BLANCH: | No, Your Honour. |
| GAUDRON J: | The way in which the matter should be taken into |
account, or the level of significance it might have
in view of the nature of the crime, or anything of
that nature?
| MR BLANCH: | It is not the practice of the Crown in New South |
Wales, Your Honour, to address on the quantum of
penalty unless - - -
McHUGH J: But this was an extraordinary case. After all,
it concerns a discount for an informer in relation
to unrelated offences. It is a matter that the
books do not give much guidance about and it is a
matter on which the court may well have expected,
or it certainly would have been assisted by,
submissions from the Crown.
| MR BLANCH: | I have got no doubts in a general sense, |
Your Honour, that assistance was given by the Crown
as would always be the case as to the matter, but
what is complained of here is the format of the
sentencing process of the court itself and the
court would not, except in the most extraordinary
| Many | 21 | 27/2/91 |
situation, seek the assistance of the Crown in the
way to formulate the sentence. It is the actual
formulation of the sentence and the arrival at the
sentence by the court itself, the way the court
went about doing it, and that is - - -
McHUGH J: But did the Crown say this is just a factor to be taken into account?
MR BLANCH: I cannot answer that, Your Honour, but I expect that would be the case and it was never put any
differently to that.
McHUGH J: You see, the very use of the word "discount"
itself is almost an invitation to error.
MR BLANCH: That could be, Your Honour, but it is certainly
a shorthand terminology that is used for age,
contrition and a whole range of matters, but I
would not suggest that error arose just on that
basis. Obviously, the sentence that otherwise - if
it had been put in the terms of the sentence that
otherwise would have been arrived at by taking into
account the totality of the considerations which
need to be considered, it was obviously going to be
discounted by the fact that the person was an
informer as it would be discounted by the fact that
the person was young or had confessed at an early
stage.I have identified the aspect of sentencing process, but I do urge on the Court the fact that
it was completely and absolutely beyond the Crown's
power to tell the court how to go about passing the
sentence itself or to give any assistance about
that in advance.
GAUDRON J: Well, I find that hard to accept in a context in
which the Crown is submitting that the sentence is
lenient, although not appealing.
MR BLANCH: Well, Your Honour, I am not submitting that the sentence is lenient, as a basis -
GAUDRON J: In a Court of Criminal Appeal, the Crown
submitted, although it did not appeal on that
ground, that the sentence was lenient.
MR BLANCH: Well, that is simply, fairly obviously, to
ground a submission that any factors taken into
account in discounting the sentence or giving the
prisoner some benefit for being an informer, must
be seen against that background, in other words, an
invitation for the Court of Criminal Appeal to
itself reaccess the whole sentencing process and
assess it in that context. But as I said to
Justice Toohey, not that that would have ever
Many 22 27/2/91 grounded a submission by the Crown that the
sentence would have been increased, unless there
had been a Crown appeal against the inadequacy ofsentence, although that was not exactly what he was
putting to me.
The other matter in the outline of submission
is the argument that arises from unconnected
offences, but that would only become a matter of consideration if the Court were to grant special leave because it was a matter conceded by the Crown
in the Court of Criminal Appeal. If the Court were
to grant special leave in the case, it would be our
submission that in these cases where sentences are
being imposed for unconnected offences, that it is
not appropriate for there to be another form of discount. The problem with this particular area is that there has been a degree of ambiguity about it.
not appropriate for there to be - it is appropriate
for there to be, what I might call in shorthand, a
There are some English cases which have been
contradictory, although the English authority at
the moment is that it is appropriate to do it, and
in New South Wales and in Australia the authorities
have not specifically addressed the problem. Those
are the submissions, Your Honours.
McHUGH J: Mr Blanch, can I just ask you about this? In
Cartwright it is suggested that a court did give a
discount of something like 50 per cent.
| MR BLANCH: | Yes, Your Honour. |
| McHUGH J: | Was that a discount in terms in Cartwright or was |
that the end result?
MR BLANCH: Sorry, Your Honour, I cannot answer that
question immediately.
| McHUGH J: Well, I am looking at 17 NSWLR 256 between |
C and D. Mr Justice Hunt and Mr Justice Badgery-Parker said:
We are satisfied that the applicant in
this case has established error on the part of
the judge in discounting the otherwiseappropriate sentence by only one-third.
| MR BLANCH: | Yes. |
McHUGH J: | So the Crown must have understood that it would be likely that the Court of Criminal Appeal in this |
| case would apply a discount. |
| MR BLANCH: | Yes. | I do not know that it has ever been |
regarded as being authority for the fact·that that
| Many | 23 | 27/2/91 |
is an appropriate method of going about doing it.
It may be, on a reading of that passage,
Your Honour, that that is the way it was looked at
in that particular case, but there is certainly no
authority that I know of that suggests that when
dealing with informers, the appropriate method of
sentencing is - - -
McHUGH J: And down at E Their Honours say: In our view, the appropriate discount was at
least one-half.
MR BLANCH: Yes. The particular aspect of informer cases that leads to that area is the fact that it is also
said that it is important to encourage informers,
and that in order to encourage informers it is
necessary not only to give a discount to but be
seen to be giving a discount in a special
situation. Our answer to that is that it is necessary to give a discount to an informer for
being an informer but that can be said and made
clear to the informer that that is happening in the
course of the case, but it is not necessary to
invite an error in sentencing principle by doing it
at the end of the rest of the sentencing procedure.
Just as to the matter of the sentence to be
served, it is pointed out that the sentencing
judge, at page 19, identified the:
balance to serve of seven years, two months
and seven days -
at line 8 of page 19 and that is then redetermined
in accordance with the remission entitlement. May
it please the Court.
MASON CJ: Yes, thank you, Mr Blanch. The Court will take a
short adjournment in order to consider the course
it will take in this matter.
AT 4.00 PM SHORT ADJOURNMENT UPON RESUMING AT 4.25 PM:
MASON CJ: The Court need not trouble you Mr Sides. What I am about to say represents the view of
the majority of the Court. It is only in
exceptional circumstances that the Court will grant
Many 24 27/2/91 special leave to the Crown to appeal against
sentence. This is not a case in which the Crown isable to show the existence of exceptional
circumstances. The Crown seeks special leave to appeal on the ground that the Court of Criminal
Appeal demonstrated error in principle in stating:
We are called upon here to sentence
afresh. In our opinion the preferable
approach to that task in a case where specific
discounting factors are raised forconsideration is to determine the sentence
which would have been imposed but for the
operation of those discounting factors and
then to apply the appropriate level ofdiscount. That appropriate level of discount
in our view is approximately one-third.
The Crown submits that the Court of Criminal Appeal
should have viewed all the factors relevant to the
imposition of sentence in their totality rather
than allowing for a discount in isolation in
respect of the assistance given by the respondent
to the authorities in connection with the unrelated
offences. However, the Crown conceded in the Courtof Criminal Appeal:
that the learned sentencing Judge erred in not
allowing some discount for the assistance
given by the applicant to the authorities (lacking in detail as it was) "and in not
explicitly referring to this factor in his
remarks on sentence".
It appears that counsel for the Crown did not submit to the Court of Criminal Appeal that it
should take the approach for which it now contends,
yet it must have been apparent then that it was
very likely that the Court of Criminal Appeal would
allow a discount in the way it did, (see
R v Cartwright, (1989) 17 NSWLR 243, at page 256)
even if the amount of that discount remained uncertain.
In these circumstances the case is not an
appropriate one for the grant of special leave to
appeal. The application is refused.
AT 4.28 PM THE MATTER WAS ADJOURNED SINE DIE
| Many | 25 | 27/2/91 |
Key Legal Topics
Areas of Law
-
Criminal Law
-
Statutory Interpretation
Legal Concepts
-
Appeal
-
Sentencing
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