Re Tyler & Ors; Ex parte Foley
[1993] HCATrans 347
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IN THE HIGH COURT OF AUSTRALIA
Registry No Cl3 of 1993 In the matter of - An application for a writ of
prohibition against GROUP
CAPTAIN C.A. TYLER AM, WING
COMMANDER T.R. MARA, WING
COMMANDER I.M. LITTLE, WINGCOMMANDER P.M. HEWITSON and
WING COMMANDER W.A. EVANS
President and Members of a
General Court Martial
Ex parte -
JOHN WILLIAM FOLEY
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
| Foley(2) | 31 | 11/11/93 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 11 NOVEMBER 1993, AT 11.40 AM
(Continued from 10/11/93)
Copyright in the High Court of Australia
| MASON CJ: | Mr Katz. |
| MR KATZ: | Your Honours, I had a few brief more remarks to |
make about the first part of my argume~t that
dealing with the second limb of section Sl(xi). I had got to the point of making the submission which
appears in paragraph 8 on page 4 of my written
document, to the effect that the purpose, both of
the relevant American and Australian provisions,
was to confer on the legislature a power to control
the occasions upon which the executive might use an
armed force under its command for the purpose ofexecuting the laws of the relevant jurisdiction,
rather than for its essential defensive function.
The other matters to mention are these.
First, that the construction which, I submit, is
the construction to be given to both provisions can
be seen in its operation by an American statute
which, Your Honours, I believe, have before you. A statute enacted by the American Congress roughly contemporaneously with the American Constitution.
It gives Your Honours an idea of the sorts ofoccasions upon which a legislature might choose to permit the executive to use the power being spoken of. The statute is one of 2 May 1792, and it is
popularly known as the George Washington Act, by
reason of the fact that that was the president upon
whom it conferred the relevant powers. Could I
very briefly direct Your Honours' attention to
three provisions: first, section 9 which confers
on:
the marshals of the several districts -
that is to say, the federal districts -
the same powers in executing the laws of the
United States, as sheriffs and their deputies in the several states have by law, in executing the laws of their respective states.
Then section 2, which is the crucial section for
present purposes:
whenever the laws of the United States shall
be opposed, or the execution thereof
obstructed, in any state, by combinations too
powerful to be suppressed by the ordinary
course of judicial proceedings, or by the
powers vested in the marshals by this act, the
same being notified to the President of the
United States, by an associate justice -
| Foley(2) | 32 | 11/11/93 |
that is to say the Supreme Court -
or the district judge, it shall be lawful for
the President of the United States to callforth the militia of such state to suppress
such combinations, and to cause the laws to be
duly executed. And if the militia of a state,
where such combinations may happen, shall
refuse, or be insufficient to suppress the
same, it shall be lawful for the President, if
the legislature of the United States be not in session, to call forth and employ such numbers of the militia of any other state or states
most convenient thereto, as may be necessary,
and the use of militia, so to be called forth,
may be continued, if necessary, until the
expiration of thirty days after thecommencement of the ensuing session.
So one sees a concern by the legislature to
restrain the use by the President of armed force
for this, as I have described it, subsidiary
purpose. There must, first of all, be a notice by
a judge who has jurisdiction in the relevant area
that the execution of the laws cannot be maintained
by the ordinary judicial means, and then as well
there is the constraint about the use of a militiaother than that State.
The third, and last, provision to mention is
section 10 which nowadays, of course, would be
described as a "sunset" clause. It is a provision
which permitted the Act to continue only for two
years plus a bit, consistent with the sort ofapproach taken, say, to the Mutiny Act in the
United Kingdom. I may tell Your Honours that the George Washington Act has, in fact, been continued
ever since and it remains part of American federal
law to this day, although not precisely in the form
in which it appeared as early as 1792.
I have tried to find within the body of Australian federal legislation some statute which
may have some similar sense to this Act, and I am
unable to find one. There is nothing, for
instance, in the first Defence Act 1903. It did
occur to me that it might be possible that
legislation of this sort might have been enacted
during the time of the Lang government during the
depression, and I have examined the relevant
legislation. There are four statutes called the
Financial Agreements Enforcement Acts 1932. None of them go so far as to provide for the use of the
military for the purpose of enforcing any
Commonwealth law.
| Foley(2) | 33 | 11/11/93 |
The very last matter to mention is that which
appears in paragraph 9 of my submission, and that
is a reference to the -
McHUGH J: | The military has been used on a number of occasions in Australia, I think. |
| MR KATZ: | Yes, certainly it has, Your Honour. |
McHUGH J: What is the source of the power to use the
military?
MR KATZ: | It is not clear to me that on any of the occasions upon which the military was used for the purpose of executing and maintaining the laws there was any | |
| legislative foundation for doing so and, of course, | ||
| a question may arise as to the lawfulness of that | ||
| ||
| surprising that no challenge did occur. But be that as it may, my submission is directed to the | ||
| notion that the purpose of the provision in the Constitution is to confer on the legislature a | ||
| ||
| legislature chooses not to avail itself of the | ||
| power conferred on it that, in my submission, does | ||
| not affect the proper construction of the provision in the Constitution. | ||
| The last matter then is the contemporary understanding of 5l(vi) second limb as it appeared | ||
| in Quick & Garran, and I have given to Your Honours page 565 from Quick & Garran which contains their | ||
| discussion, brief though it is, of the phrase "to | ||
| execute and maintain the laws", and in particular | ||
| the second paragraph of their brief discussion says: |
The power which may be conferred under
these words is meant to be exercised when some
sudden emergency renders it necessary, in
order to maintain the public peace.
Quick & Garran then refer to an American Supreme
Court case, and it would appear that the learned
authors at least had in mind that the occasions of
the use of the power would confine the executive to
the use of the forces to the occasions mentioned,
generally speaking, cases of emergency. It may bethat also the use of a compound phrase "execute and
maintain" was intended to be used as a hendiadys to
convey the idea of using the forces to maintain the
laws by executing them.
TOOHEY J: But the provision of our Constitution does not
have that distinction between armed forces and
militia that the American Constitution has. What
| Foley(2) | 11/11/93 |
significance should we attach to the absence of
that distinction?
| MR KATZ: | None, in my submission. | The significance from one |
point of view is that the powers conferred on the
legislature in Australia are greater than those
conferred on the American legislature by reason of the fact that in Australia the confining effect of the provision may be used in respect of every sort of armed force - not only militia or volunteers but
also regular forces, whereas in America, at least
at a formal level, the power relates only to the
use of the militia and not to the use of the armed
forces for that purpose.
But I think that is explicable by reference to
the historical development of the concept of a
standing army. Whilst it was an unusual idea at
the time of the American Constitution's creation,
by 1900 people were more comfortable with the
existence of a standing army, and so it was
appropriate to deal in a global way with the forces
when adopting the American provision to the
Australian situation.My submission is that, regardless of the differences between the provisions, which I have
mentioned, calling forth as opposed to controlling
and the forces as opposed to the militia and
execute and maintain as opposed to execute, the
basic concept is the same and does not bear on the
general subject of military discipline.
If Your Honours please, I will turn then to
the second submission which I wish to make which is
dealt with generally under part C which begins at
page 5 of my written document. May I begin by reminding Your Honours of some things which were
said and not said in the War Crimes case,
Polyukhovich v The Commonwealth, 172 CLR 501.
There was an argument made by the Commonwealth in the War Crimes Act case that the defence power
provided support for the legislation.
Your Honour Justice Dawson and Your Honour
Justice McHugh did not advert as I have read
through Your Honours' reasons to that submission by
the Commonwealth.
Your Honour the Chief Justice, Your Honour
Justice Deane and Your Honour Justice Gaudron, all
adverted to the submission for the purpose of
saying it was unnecessary to deal with it, and the
relevant page references are, for the Chief Justice
page 531, for Justice Deane page 599, for Justice
Gaudron 696.
| Foley(2) | 35 | 11/11/93 |
Your Honour Justices Brennan and Toohey did deal with the submission.
Your Honour
Justice Brennan dealt with it at pages 592 and 593,
and Your Honour Justice Toohey dealt with it at
page 684.In the circumstances, it may be convenient to deal with what Your Honour Justice Toohey said.
Your Honour adopted the reasoning of His Honour
Justice Brennan on that aspect of the case. So
that I need turn only as a matter of substance to
what Your Honour Justice Brennan said at the bottom
of page 592:
Although the Act is capable of having a
relevant deterrent effect and may, on that
account, be said to be "appropriate and
adapted" to serve defence purposes ..... thevalidity under s 5l(vi) of a law enacted in a
time of peace depends upon whether the
Parliament might have reasonably considered
the means which the law embodies for achieving
or procuring the relevant defence purpose to
be appropriate and adapted to that end, a
question of reasonable proportionality ..... In
times of war, laws abridging the freedoms
which the law assures to the Australian people
are supported in order to ensure the survival
of those freedoms in times of peace. In timesof peace, an abridging of those freedoms - in
this case, freedom from a retrospective
criminal law - cannot be supported unless the freedom in question is proportionate to the
defence interest to be served. What is necessary and appropriate for the defence of
the Commonwealth in times of war is different
from what is necessary or appropriate in times
of peace ..... "That is because the question of
appropriateness and adaption falls for
determination by reference to the circumstances which engage the power" ..... The formation of the critical judgment as to
whether the means adopted by a law areappropriate and adapted to serve defence purposes is entrusted to the Court. The means which the Act adopts to secure future adherence to the laws and customs of war not only trample upon a principle which is of the highest importance in a free society, namely, that criminal laws should not operate retrospectively, but also select a specific group of persons from a long time past out of all those who have committed, or are suspected of having committed, war crimes in other armed conflicts. Respect for the laws and customs
| Foley(2) | 11/11/93 |
of war cannot be secured by a law having such
an oppressive and discriminatory operation.
So that Your Honour considered it a matter entrusted to the Court to gauge whether or not the
abridging of a particular important freedom - in
that case the freedom against subjection to
retrospective criminal laws - was proportionate to
the defence interest to be served by that law and
emphasized the important difference in approach to that question, depending on whether or not the law was to be applied in times of war, as opposed to
times of peace. May I come back to that approach after I have dealt with the Defence Force
Discipline Act relevantly.
May I now turn to what was said relevantly by
Your Honour the Chief Justice and Your Honour
Justice Dawson in Nationwide News Pty Ltd v Wills,
177 CLR 1. Your Honours will recall of course that this was not a case which raised any question of
the defence power. Instead, what was involved was a question of the extent of the implied incidental power associated with the express conciliation
arbitration power. At page 30 in particular - this
is in the reasons for judgment of Your Honour the
Chief Justice - Your Honour, after having dealt
with the earlier decision of this Court in Davis v
The Commonwealth, summed up the propositions which
had been established by Davis, and I read from the
last paragraph on page 30:
Davis establishes two propositions.
First, that, even if the purpose of the law is
to achieve an end within power, it will not
fall within the scope of what is incidental to
the substantive power unless it is reasonably
and appropriately adapted to the pursuit of an
end within power, ie, unless it is capable ofbeing considered to be reasonably
proportionate to the pursuit of that end. Secondly, in determining whether that
requirement of reasonable proportionality is
satisfied, it is material to ascertain
whether, and to what extent, the law goes
beyond what is reasonably necessary or
conceivably desirable for the achievement of
the legitimate object sought to be attained
and, in so doing, causes adverse consequences
unrelated to the achievement of that object.
In particular, it is material to ascertain
whether those adverse consequences result in
any infringement of fundamental values
traditionally protected by the common law -
| Foley(2) | 37 | 11/11/93 |
and Your Honour there instanced freedom of
expression, given the context in which the case
arose.
So that, in my submission, in an approach
similar to the approach by Your Honour
Justice Brennan and Your Honour Justice Toohey in
Polyukhovich, Your Honour was considering the
question of reasonable proportionality and
considering to be a matter of utmost moment in thedecision as to reasonable proportionality of the
law concerned, the effect which such a law might
have on important freedoms traditionally recognized
by the common law. The lack of ability to subject persons to retrospective criminal laws,
discrimination or absence of equality before the
law or, to take the Nationwide News example,
freedom of expression and, in particular, freedom
to express views critical of the conduct of
governmental institutions.
My submission, if I now may return to my
written document, which appears at paragraph 14, is
that one of the fundamental values which is
traditionally protected by the common law is that
of independence in the making of decisions in the
exercise of judicial power. I emphasize immediately that I use the notion of judicial power
in a generic sense. I do not mean to refer to "the
judicial power of the Commonwealth". I have given references at the end of paragraph 15 to the
expressions of view by Your Honour the
Chief Justice, likewise by Your Honours
Justices Brennan, Dawson and Toohey, to the fact that service tribunals, under the Defence Force
Discipline Act, all do exercise judicial power, albeit not the judicial power of the Commonwealth.
So, the submission which I make is that we are
concerned here with the conferral of a jurisdiction
on a body which jurisdiction is properly denominated the exercise of a judicial power. My submission is that the common law has traditionally
protected the independence of decision making in
the exercise of such powers and may I add, because
in my submission it is a matter which is relevant
from this point of view as well, that Australia has
obliged itself internationally to give effect to
the principle of independence in the making of
decisions in the exercise of a judicial power.May I refer Your Honours to article 14(1) of the International Covenant on Civil and Political
Rights, which relevantly provides:
In the determination of any criminal
charge against him, or have his rights and
| Foley(2) | 38 | 11/11/93 |
obligations in a suit at law, everyone shall
be entitled to a fair and public hearing by a
competent, independent and impartial tribunal
established by law.
So that my submission is that not only is the
independence of judicial decision making
traditionally protected by the common law, it is
likewise a matter which is protected by Australia's
international obligations and, of course,
Your Honours will be conscious that in light of
Australia's succession to the optional protocol to
the International Covenant on Civil and Political
Rights, the Human Rights Committee constituted
under that international convention, has
jurisdiction to entertain complaints about the failure of Australian laws to comply with that international obligation.
Your Honours in paragraph 15 I have mentioned what, with respect, must be obvious that general
courts martial, in particular, have the power to
make decisions which can adversely affect people's
interests. In the very case with which we are here concerned it is possible that the prosecutor could
be imprisoned for five years if found guilty.
Likewise I have given the references to the fact
that service tribunals including, of course,
general courts martial, exercise judicial powerwhether or not that be the judicial power of the
Commonwealth.
The submission which I make is that the
structure of general courts martial established by
the Defence Force Discipline Act tramples upon the
fundamental value protected by the common law of
independence in the exercise of decision making
when that decision making involves judicial power,
and a convenient place to begin - - -
| McHUGH J: This argument would be very powerful if we were |
looking at the matter afresh, but you cannot
disregard the history of military tribunals in the
Anglo-Australian world.
| MR KATZ: | Yes. | Your Honour, I accept that history is a |
matter to which the Commonwealth can appeal but, in
my submission, that is the only matter to which it
can appeal in these circumstances. The question is - - -
McHUGH J: But it can be a powerful matter when one is
talking about questions of what is reasonable.
| MR KATZ: | I do not deny that possibility. | It may be that a |
convenient response would be simply to quote what
Your Honour Justice Gaudron said in Young's case at
| Foley(2) | 39 | 11/11/93 |
the bottom of page 497 and the top of page 498.
This was directed to a somewhat argument but, none
the less, in my submission, it does provide an
answer. It may be that I need read no more than the first two words of it: "Times change." But the passage does continue: Whatever may have been the situation in
earlier times, there is now no insuperable
difficulty in bringing members of the armed
forces stationed in Australia before theordinary courts when questions arise as to the
consequence, if any, which the general
criminal law imposes by reason of their
conduct in Australia.
Mutatis mutandis, I say that is the position so far as the independence of general courts martial is
concerned. Whatever may have been the position
earlier as to this matter, there simply is no
difficulty now - at least that is a first step in
my argument; it may not take me all the way. I was
about to begin my reference to the Canadian Supreme
Court case from last year which I refer to inparagraph 17, the case of Reg v Genereux, which
Your Honours have.
TOOHEY J: Just before you do that, Mr Katz, since the views
expressed by Justice Brennan and myself appear to
be in your sights, as it were, the view that we
expressed in Nolan, for instance, was that the
proceedings were supportable so long as they could
be regarded as substantially serving the purpose of
maintaining or enforcing service discipline. Where
does that fit or not fit into your concept of
reasonable proportionality? In other words, our
approach was to take a section like section 47 and
read it down so that jurisdiction was conferred
only where the nature of the offence was one that
could be seen as relating to service discipline.
proportionality in your argument, or does it fail Does that in itself carry the idea of reasonable to do so?
| MR KATZ: | Your Honour, the requirement that a law be |
reasonably proportionate in a relevant sense may
wear a great number of different aspects.
Your Honour has focused on one. I am seeking to focus on a completely different aspect of the
matter. These arguments which I seek to developreally run in parallel with any other attack which
may be made on the reasonable proportionality of
such a law. There has not previously been any
complaint about the reasonable proportionality of
the relevant provisions of the Defence ForceDiscipline Act based on this aspect of the matter.
| Foley(2) | 11/11/93 |
| McHUGH J: | What do you mean this aspect of the matter? |
| MR KATZ: | The fact that the mechanisms created for the |
enforcement of the liability is not independent.
| TOOHEY J: | You mean that is a proposition that stands over |
and above the idea of a separate service tribunal?
| MR KATZ: | Your Honour, it acknowledges the availability of |
such tribunals, but says that if they are to be
used they must have certain qualities for the
purpose, and a primary quality which they must have
if they are to be used, say, in contradistinction
to the ordinary courts, is that quality of
independence of which I am speaking.
| TOOHEY J: | And is that a proposition that extends to |
offences committed in time of war as well as peace?
| MR KATZ: | Your Honour, I have sought to confine my |
submissions to the situation presently before the
Court. A charge under section 47(1), a general matters which I am raising now might not be dealt with entirely differently in times of war, or indeed in respect of offences committed overseas,
court martial, time of peace, offence in Australia.
although I may note that the Commonwealth
Parliament itself would appear to have the view, at
least when one examines section 143 of the Act,
that it is entirely appropriate if these
allegations occur overseas that the matters be
dealt with by the ordinary civil courts overseas.
Your Honours will recall 143 especially from
Ryan's case because it is the reverse image of
190(3) and (5) which were held invalid.
Section 144(3) deals with the case of
non-liability -
to be tried by a service tribunal for a service offence that is substantially the same
offence -
as a person who has been dealt with before a civil
court. Your Honours see 144(3)(b) treats acquittal or conviction -
by an overseas court of an overseas offence -
as giving rise to some sort of autrefois acquit or
autrefois convict in a service tribunal just as it
does in respect of offences which occur within
Australia and are dealt with by the ordinary civil
courts of Australia.
| Foley(2) | 41 | 11/11/93 |
I am sorry, I think I deflected myself. To
come back to what the thrust of what Your Honour was putting to me, my submission depends on this
jurisdiction having been conferred in respect of
offences alleged to have been committed in
Australia in times of peace. I do not submit that the same view would be taken in other areas, and
indeed it comes back - - -
TOOHEY J: But it is an argument, I take it, which you would
urge, irrespective of the nature of the offence,
and irrespective of the degree to which it was
service related?
| MR KATZ: | Yes, that is so. |
| TOOHEY J: | So in other words, it would bring down those |
parts of the Defence Force Discipline Act which
purport to confer jurisdiction upon service
tribunals?
| MR KATZ: | As presently constituted. |
| TOOHEY J: | As presently constituted. |
MR KATZ: In particular, I am focusing on section 114(2), I
believe it is, which - I am sorry - technically I
am really focusing on section 115 and I realize
that the opening lines of my own written document
are inaccurate in that respect. I am sorry. For
the first time I realize that. My own documents begins by referring to the purported conferral on a
general court marshal, see 114(1) a jurisdiction to
try a charge of breach. I was really intending to mention 115(1).
| BRENNAN J: | What is the legal mechanism by which you adapt |
these provisions to times of war, to maintain their
validity then but to restrict their validity now.
| MR KATZ: | Your Honour, I have not, myself, submitted |
anything about their validity in time of war. My argument does not extend to submitting that they
are invalid in time of war. If the question
were
| BRENNAN J: | I appreciate that. | I appreciate what you have |
said, but is it not a logical extension of what you
have said, that if it be right, it is applicable no
matter what the circumstances, and if that is not a
valid proposition, what is wrong with it?
| MR KATZ: | It may be that section 15A would be available for |
the purpose of reading the matter down.
Your Honours Justices Brennan and Toohey used it
for those purposes, particularly in Ryan's case.
| Foley(2) | 42 | 11/11/93 |
| McHUGH J: | I do not know why you run away from it, because |
does not your argument lead inevitably to the
conclusion that the only jurisdiction that the
tribunal has, is in respect of an offence which is
exclusively disciplinary or which is concerned with
the disciplinary aspect of conduct which
constitutes an offence against the criminal?
| MR KATZ: | No, it does not, Your Honour. |
MCHUGH J: It does not?
| MR KATZ: | It applies universally. | I had sought to make that |
point in answer to a question from His Honour
Justice Toohey.
| TOOHEY J: | On your argument, no service personnel would be amenable to the jurisdictions of a service tribunal |
| requirements that you have offered? | |
| MR KATZ: | Yes, that is so. |
TOOHEY J: Yes, I understand.
McHUGH J: Well then, your argument goes beyond this case
then, because it would break down a decision - I think it is White's case - concerning the public
service, would it not?
| MR KATZ: | No, Your Honour, there is an important difference, |
and that is the nature of a punishment which is
capable of being imposed. I mean, Reg v White; Ex parte Byrnes was distinguished in one of the
earlier cases involving the
Defence Force Discipline Act on exactly the basis
which I am mentioning to Your Honour. At the bottom of page 537 in Ryan, in the joint judgment
of Your Honour the Chief Justice and Your Honour
Justice Dawson together with Justice Wilson, this
passage appears - I am reading after the reference to Davison's case -
no relevant distinction can, in our view, be
drawn between the power exercised by a service tribunal and the judicial power exercised by a
court. Nor do we think it possible to admit the appearance of judicial power and yet deny
its existence by regarding the function of a
court-martial as merely administrative ordisciplinary. Such an approach was adopted in relation to certain tribunals under the Public
Service Act 1922 in Reg v White; Ex parte
Byrnes. The Court said:
| Foley(2) | 43 | 11/11/93 |
We think that the so-called fine is nothing
but a mulct to be deducted from s~lary or pay
and we think that the provisions of section
55, in spite of the heading of Division 6,
'Offences', should be interpreted as whollyconcerned with breaches of discipline and
disciplinary measures concerned only with the
Service.
The nature and scope of the offences with which a court-martial may deal and the range
of penalties which it may impose would deny
the possibility of any similar conclusion in
relation to it.
As to whether or not tribunals constituted under
the Public Service Act are exercising judicial
power, in the sense in which I have been relying on
that notion, it would appear that Ex parte Byrnes
answers the question: they are not. So my argument does not deal with such mechanisms for the
enforcement of public service provisions.
McHUGH J: But, if I have understood you correctly then,
your argument would even reject the view of
Justice Deane, Gaudron and myself.
| MR KATZ: | Your Honour, as I have done in the written |
document, my primary submission is acceptance of
the approach taken by Your Honour, together with
Justices Deane and Gaudron. That view has not
found favour with the other members of the Court
and my submission is directed to a different aspect
of the matter entirely as I suppose, perhaps with
undue bluntness, made plain yesterday. It is an
argument which says, "Assume that these offences
are capable of being dealt with outside the
ordinary courts; assume that they are capable ofbeing dealt with relevantly by general courts
martial. None the less, there is something wrong with the present conferral of jurisdiction on general courts martial. What is wrong with it is that they are exercising judicial powers - I have said in a generic sense - which all agree, yet they do not have that essential characteristic which the common law recognizes and, indeed, international law, recognizes as necessary for the exercise of judicial power.
| BRENNAN J: | Why is it that they do not have that |
independence?
| MR KATZ: | I wanted to introduce that aspect of the matter by |
referring to the Canadian Supreme Court case which
approached the equivalent question in Canada within
the last two years. I was to go then to my own paragraph 17 to introduce my discussion of the case
| Foley(2) | 44 | 11/11/93 |
but, just before I do that, I did not really finish
answering Your Honour Justice McHugh about history.
There was one more thing I wanted to say, and that
was this, that the history of the matter in Canada
is the same as the history of the matter in
Australia, given our common origins. None the less, history did not persuade the Supreme Court of
Cahada that the independence of courts martial
could be ignored within that constitutional
framework.
Your Honours have a copy of the case. I must
immediately apologize to Your Honours for giving
Your Honours the Dominion Law Reports version. I did not have available to me the authorized version
at the time I collected - - -
MASON CJ: That is of no concern; we use the Dominion Law
Reports.
| MR KATZ: | If I may just give Your Honours the citation in |
the authorized reports. It is (1992) Volume 1
Supreme Court Reports 259. Your Honours, the case involved, if I may just use the Australian
terminology, a defence member charged with a numberof offences: possession of narcotics, possession of narcotics for the purposes of trafficking. He was tried before a general court martial - and that
terminology is identical to the Australian
terminology - he was convicted and his conviction
was set aside by the Supreme Court of Canada on the basis that general courts martial as constituted at the time of his trial were not independent and that
no sufficient justification was shown for the use
of such tribunals, that is to say those of a
subordinate character, in times of peace in Canada.
There were a number of features of the
institutional regime which led Chief Justice Lemar
to conclude that general courts martial did not
have the necessary degree of independence. I have mentioned those at the bottom of page 7 of my submission.
There were really three of them. The first
was the lack of security of tenure for judge
advocates; the second was the risk that judge
advocates and the members of general courts martial
would be affected financially if decisions which
they made either as judge advocates or as members
respectively were disapproved of by their
superiors; and thirdly, the lack of freedom of
general courts martial from external interference
with respect to matters that related directly to
the exercise of their judicial functions.
The very matters which were relied upon by the
Chief Justice of Canada to conclude that general
| Foley(2) | 45 | 11/11/93 |
courts martial did not have the necessary quality
of independence - that was for the purposes of the
Canadian Charter of Rights and Freedoms - are
present in the regime under the Defence Force
Discipline Act. May I deal with them in the order in which I have just mentioned them. First,
I - - -
TOOHEY J: Just before you do, Mr Katz, at some time, and
some time convenient to yourself, can you tell us
whether, as a result of Genereux case, legislative
changes have been introduced in Canada?
| MR KATZ: | Your Honour, it may be easier to deal with it |
immediately. In fact, after the trial but before
the hearing of this appeal, amendments were made
and it is said by Chief Justice Lamer that those
amendments apparently resolved the problems. I did mention to Your Honour that Genereux was sent back
for a fresh trial. I have not, at least on the materials available to me, been able to discover
whether or not any subsequent fresh trial was held.
It is conceivable, of course, that at a fresh trial
he would take the same point which he took before,
and still succeed because the amendments, in the
view of the Supreme Court of Canada, have not gone
far enough, but there is a clear indication in the
reasons of His Lordship the Chief Justice that the
relevant amendments had gone far enough. It is
really at pages 144 and 145 in the report thatHis Lordship refers to the irrelevant changes.
First as to the matter of security of tenure
for judge advocates, which I am about to develop in
the context of the Australian Act, His Lordship
says at 144 at about point 3:
Under news 4.09, Q.R. & O. -
that is Queen's Regulations and Orders: any officer who may act as judge advocate at a General Court Martial is first appointed to the position of a military trial judge for a
period of two to four years. In addition,s 111.22, Q.R. & o., now provides that the Chief Military Trial Judge, and not the Judge Advocate General, has formal authority to appoint a Judge Advocate at a General Court Martial. So, that was certainly one change which had
occurred.
The second appears - I am sorry I had not
noticed there were letters on the pages - at 145f,
at which His Lordship says:
| Foley(2) | 46 | 11/11/93 |
I note that the recent amendments to the
Q.R. & O. now prohibit an officer's
performance as a member of a General Court being used to determine his qualification for
a promotion or rate of pay (ss 26.10 and 26.11
Q.R. & 0.) In my view, this is sufficient to
correct this aspect of the deficiencies of the
system under which the appellant was tried.
So that there was significant movement after
the trial at which Genereux had been convicted, and before his appeal was actually heard by the Supreme Court of Canada. Now if I may turn to the relevant provisions of the Defence Force Discipline Act to
establish the position of the judge advocate of a general court martial, that is to say, the person who performs the role of a presiding judge or who would perform the role of a presiding judge in an ordinary civil trial.
No one can be a judge advocate unless he is on
the judge advocates' panel, and appointments to the
judge advocates' panel are dealt with in
section 196(2) of the Act, page 154 of the print.
The power to appoint officers as members of the
judge advocates' panel resides in a chief of staff
but there is no provision which secures anappointee to the panel against termination of his
appointment. That is to be contrasted, in my
submission, with the provisions which relate to the
Judge Advocate General, and that appears in
section 186. Your Honours will see that the Judge Advocate General is dealt with in Part XI of the
Act, which begins at page 145 of the print, andsection 179(1) provides for the position of Judge
Advocate General and deals with his qualifications
for appointment, his terms and conditions of
appointment, his remuneration. Then, particularly
section 186, at page 148, provides for termination
of the appointment of the Judge Advocate General by the Governor-General, who has the power of
appointment:
by reason of the misbehaviour or physical or
mental incapacity.
In other words, the same provisions which relate,
for instance, to Federal judges. There is no such
security of tenure accorded to officers who have
been appointed to the judge advocates' panel.
| BRENNAN J: | Is there any power to dispense with their |
services?
MR KATZ: There is, Your Honour. It comes about in this
way: 196(2) provides that:
| Foley(2) | 47 | 11/11/93 |
A chief of staff may, by writing signed by
him, appoint officers nominated by the Judge
Advocate General to be members of the judge
advocates' panel.
Section 33(1) of the Acts Interpretation Act provides:
Where an Act confers a power or imposes a
duty, then unless the contrary intention
appears, the power may be exercised and the
duty shall be performed from time to time as
occasion requires.
And then the last step is to rely on what was said
by Lord Penzance in the case of Lawrie v Lees,
(1881) 7 AC 19, and at page 29 His Lordship says
this in the context of construing a statute which
conferred a power on the Lord Chancellor which was
expressed to be a power to make orders from time to
time:
the words "from time to time" are words which
are constantly introduced where it is intended
to protect a person who is empowered to act
from the risk of having completely discharged
his duty when he has once acted, and thereforenot being able to act again in the same
direction. The meaning of the words "from time to time" is that after he has made one
order he may make a fresh order to add
something to it, or take something from it, or
reverse it altogether.
BRENNAN J: That is perfectly understandable when you are
making rules of court. If you have an order with regard to discovery and you want to make a
different one, you simply introduce the new one.
The old one has gone. It is a different thing altogether appointing people to a panel.
| MR KATZ: | Your Honour, the power to make orders which was |
conferred on the Lord Chancellor and which was
under discussion in Lawrie v Lees was not a power,
for instance, to make rules of a legislative
character. It was rather a power to make orders in
the management of the affairs of a particular
partnership by reason of the fact that one of thepartners had become mentally incompetent.
BRENNAN J: Sure. Questions of changing of investments, for
example, would obviously be a case. Looking at
196, it seems to me that once an officer is
appointed to a judge advocate's panel, then he is
there until his time as an officer expires and he
ceases to be one.
| Foley(2) | 11/11/93 |
| MR KATZ: | I can understand that position being taken. | In my |
submission, as a matter of construction of the
provision the contrary is the case for the reasons
which I have submitted.
BRENNAN J: Well, who has the power of dismissing him?
| MR KATZ: | He who has the power of appointing him. |
| BRENNAN J: | I see. |
| MR KATZ: | So that implicit within 196(2) is the power to |
terminate the appointment of a person appointed to
the panel, that power residing in the relevant
chief of staff.
BRENNAN J: Let me ask you another question: would it be a
valid exercise of that power to dismiss somebody
from a judge advocate's panel because of the way in
which he had comported himself in the course of a
court martial, otherwise than in terms of manifest
impropriety?
| MR KATZ: | Unless one were to build in a qualification to the |
power of termination that it not occur for
misbehaviour or incapacity, in my submission, it is
rather difficult to build in that qualification in
the - - -
BRENNAN J: Except by saying it is a power which has to be
exercised for the purpose for which it is
conferred.
MR KATZ: Before dealing with that, may I simply remind
Your Honour about the express provisions of
section 186. Where Parliament thought it appropriate to provide some security for a person
who was appointed to an office it said so. So, in
my submission, that is a matter of significance in
deciding whether or not to read the power to
qualification of the sort Your Honour mentions. disappoint as containing or not containing a
| TOOHEY J: | Mr Katz, could I just ask you this: | I take it |
the argument you are presently presenting would
apply to a general court martial and a restricted
court martial?
| MR KATZ: | Your Honour, I do not myself see any material |
difference, at least from this present point of
view. As I understand it, the only difference between the two sorts of courts martial relates to
the size of the tribunal and to the power of
punishment, but I have sought to confine myself to
general courts martial by reason of the fact that
that is the particular body which is the respondent
to the present application.
| Foley(2) | 49 | 11/11/93 |
| TOOHEY J: | Does the argument have any application to a |
defence force magistrate?
MR KATZ: Again, I make the same answer. There are a number
of matters to which I wish to refer. Some of them are clearly not applicable to the defence force
magistrate in the same way as they are to courts
martial, but I must confess I have not studied the
provisions of the Act in relation to defence forcemagistrates for the purpose of answering
Your Honour's question directly. I really did focus on the sort of institution which I was
particularly concerned with by reason of the fact
that that was the respondent to the presentapplication.
| TOOHEY J: | It is just that some of the points you are making may not be applicable to defence force magistrates. |
| MR KATZ: | That is possible but, as I understand it, at least |
so far as the position of the judge advocate is
concerned, there is no relevant difference.
| MR KATZ: | I am sorry, Your Honour Justice Brennan, I think, |
asked me a question which I have not yet answered.
I must apologize for having forgotten precisely
what - - -
BRENNAN J: | I must apologize for having forgotten that you have not answered it - |
MR KATZ: Rather than answering Your Honour's question, I
went back to the fact that 186 was expressly in the
Act.
BRENNAN J: Yes, but this was in reference, as I understood
it, to your rejoinder to my question to you about
whether or not the power, if there be a power, to disappoint under 196, would not be limited in its exercise for the purpose for which it is conferred,
and your answer was that that there is an express comparison to be made.
| MR KATZ: | Yes, thank you, Your Honour. There was that |
aspect of the matter and there was also the aspect
which I did wish to mention just as a matter of
general principle, that given the context of
appointment of a person in the military to an
office by a superior, one might well conclude that
the office was one to be held at pleasure, rather
like the position in Coutts' case for instance.
That seems to me to carry the matter somewhat
a notion of powers from time to time. I add to
further than if this were some other context than of
that of the military. So, I made the primarysubmission which depended on 33(1) of the Acts
| Foley(2) | 50 | 11/11/93 |
that the express security of tenure conferred by section 186 and I add to that further the aspect that we are dealing here with a hierarchical force.
| DEANE J: | Mr Katz, is there anything that tells us whether, |
if you are on the judge advocate's panel, that is a
full-time occupation if you are a full-time
serviceman?
| MR KATZ: | My learned friend says, they are all part-time; |
that was certainly my understanding, simply from
knowing friends who are in the military reserve and
who are on the panel.
| DEANE J: | They are all part-time - well, we all know that. |
| MR KATZ: | But I know nothing myself in the Act which deals |
with the matter. I am not conscious myself of anything in the Act which deals with it.
| DEANE J: | And there is nothing to guide as to whether it is |
appointment for a term?
| MR KATZ: | My submission is that it is not for the reasons |
which I are given to His Honour Justice Brennan.
| DEANE J: | And there is no provision for termination or for |
how many people can be on the panel?
| MR KATZ: | No, certainly not of the latter; my submission is |
that there is implicit provision for termination by
reason of the legislative chain to which I have
referred.
The next point to deal with, in connection
with judge advocates is this: my first point being that there is no condition precedent to the
termination of their appointment. The second is that the choice of a person on the panel to be
judge advocate of a particular general court
martial depends on the will of the convening authority only, and that appears in section 119(a)(iii), which is page 106 of the print: A convening authority shall, in an order
convening a court martial:
(a) appoint:
(iii)the judge advocate;
The convening authority is himself an officer appointed by a chief of staff, as appears from section 102, which appears at the bottom of
page 98.
So, a chief of staff selects persons to be on
the panel; in my submission, can remove them from
| Foley(2) | 51 | 11/11/93 |
the panel. Those who are on the panel are chosen
to be judge advocates of any particular courtmartial by the convening authority, himself an
officer appointed by a chief of staff.
DAWSON J: | Why are we concentrating on the judge advocate, because he has a very limited function after all? |
| He is not the person who decides the case. | |
| MR KATZ: | Your Honour, his role is the equivalent of that of |
the trial judge, in a criminal trial, in the sense
that he decides matters of law -
DAWSON J: That is all, and he can advise on sentence, but
the actual deciders are the court martial.
TOOHEY J: In fact, I was becoming a bit uncomfortable as
you spent so much time on the judge advocate, since
I had been one myself at some time with the RAAF,
but it was before the current Defence Force
Discipline Act, so I do not suppose it is likely to
be a source of any concern, is it?
| MR KATZ: | Your Honour, my submissions are not directed to |
any submission that any of the persons who are
members of the present court martial are in any way
partial in the matter.
| TOOHEY J: | No, I appreciate that. | I thought I would just |
mention it to you.
| MR KATZ: | My submission is a structural submission only. |
| TOOHEY J: | It had not occurred to me that the role of the |
judge advocate was going to feature in your
argument in the way that it has.
| MR KATZ: | May I refer Your Honour Justice Dawson to |
section 134(1) of the Act on page 117:
In proceedings before a court martial, the judge advocate shall give any ruling, and exercise any discretion, that, in accordance with the law in force in the Jervis Bay Territory, would be given or exercised by a judge in a trial by jury.
Your Honour may have the view that in the general
scheme of things, that is not a particularly
important function. It may be that judges of
superior courts or district courts, say, in the
State of New South Wales would take a different
view of that matter than Your Honour but, whatever
be the position, that - - -
| DAWSON J: | I only had in mind - and I confess that I have |
acted as a judge advocate too. It is really that
| Foley(2) | 11/11/93 |
the ultimate questions are decided by the court
martial itself, and of course there are occasions
when the judge advocate can take the case away from
the court martial.
| MR KATZ: | To the extent that the judge advocate performs a |
function in the decision-making process, whatever
that extent may be, my submission is related to his
lack of security of tenure. There is one last
matter to mention in connection with this aspect of
the matter, and that is the aspect which arises by
reason of the power conferred on the convening
authority by section 125(3). That appears at
page 108 in the print and it provides:
Where, at any time after a court martial is
sworn or affirmed the convening authority
considers that, in the interests of justice,the court martial should be dissolved, the
convening authority shall dissolve the court
martial.
Then subsections (5) and (6) of that section
provide a power in the convening authority to
create a fresh court martial for the purpose of
dealing with the self same matter.
Your Honours, if one were to try to analogize
this situation to the ordinary civilian situation,
one might imagine a situation in which the
Commonwealth Director of Public Prosecution has the power to terminate the appointment of judges of a
New South Wales Supreme Court or District Court; has the power to choose which one of the judges,
presently sitting, he would prefer to hear a
prosecution in which he is involved, and who hasthe power, if he considers it necessary in the
interests of justice - and I interpolate, because
of some ruling or decision which he considers not
to be in the interest of justice by a presently
sitting court martial - to terminate the court martial and start again. Your Honours if those - - -
| DEANE J: | You have not taken me a step in that submission, |
and that is the identification of, is it both the
chief of staff and the convening authority with the
Director of Public Prosecutions?
| MR KATZ: | Your Honours, I can say only this that given the |
hierarchical structure of the military forces the
analogy is appropriate. A charge will be laid by a member of the forces who himself is within that
relevant chain of command.
DEANE J: Well now, what section provides for the charging?
| Foley(2) | 53 | 11/11/93 |
| MR KATZ: | I believe it is section 87 that the matter beings at. Section 87 deals with summonses and orders in | |
| ||
| summonses in particular: |
Where an authorized member of the Defence
Force -
and then if Your Honour would stop there and go to
subsection (6):
In this section, "authorized member of
the Defence Force" means a member of the
Defence Force, or a mernber ..... included in
class ..... authorized, in writing, by a
commanding officer for the purposes of this
section.
And then one moves from the commanding officer up
to the relevant chief of staff. So, section -
| BRENNAN J: | Where is the convening officer? |
| MR KATZ: | 102, Your Honour, is the provision relating to |
appointment, at the bottom of page 98.
BRENNAN J: Is a convening authority to be regarded more
with the analogy of a committing magistrate?
| MR KATZ: | Your Honour, whatever may be the appropriate |
| analogy to apply to the position of the convening | |
| authority, one thing can be said with confidence, | |
| he is not the court martial, and the functions which he has, in my submission, deny the | |
| possibility of independence on the part of the court martial however he be characterized, | |
| provided he be external. | |
| BRENNAN J: | I just do not understand how, in the |
administration of criminal justice by ad hoc tribunals - that is ones which are not in constant
session and which may be variously constituted -
you avoid the situation of having an appointed
person to put in operation machinery which results
in court martial sittings.
| MR KATZ: | I have drawn Your Honours' attention to the | |
| security of tenure associated with the office of judge advocate general. It is possible to | ||
| conceive, for instance, that persons appointed to | ||
| the panel as judge advocates would have some security of tenure on the panel, as they appear to | ||
| ||
| conceive, simply as one alternative, that rather | ||
| than such persons being selected for individual courts martial by the convening authority, they | ||
| might be selected in rotation. They might be |
| Foley(2) | 54 | 11/11/93 |
selected at random, or they might be selected by a
person who is clearly independent, namely the
judge advocate general. Those are three
possibilities which are available in
contradistinction to the present method which, in
my submission, amounts to some person external to
the judging class having power to remove any
person from that class in circumstances, in my submission, which do not guarantee a member of
that class that he will not be removed by reason
of decisions which he has perfectly properly made
in the exercise of the function.
| TOOHEY J: | We are still in the area of reasonable |
proportionality, are we, Mr Katz?
| MR KATZ: | Yes. | I am simply seeking, at this stage, to |
develop my submission that the existing regime
infringes a fundamental freedom recognized by the
common law, namely, independence in the making of
decisions in the exercise of judicial power. In
aid of that submission I am trying to elaboratevarious aspects of the system.
TOOHEY J: And do you rely upon Genereux's case simply by
way of analogy, it being a case under the Canadian
Charter, or do you offer it on some other footing?
| MR KATZ: | I offer it by way of analogy but, in my |
submission, it is significant that the issue which
was presented to the Supreme Court of Canada was
the question of the independence of the
institutional mechanism created under the Canadian
equivalent.
TOOHEY J: That takes me back to my question a moment ago,
that we are in the area of reasonable
proportionality so far as your argument in relation
to this Act, that is the Defence Force Discipline
Act itself is concerned.
| MR KATZ: | Yes. |
| MASON CJ: | We will adjourn now and resume at 2.15. |
AT 12.58 PM LUNCHEON ADJOURNMENT
| Foley(2) | 55 | 11/11/93 |
| UPON RESUMING AT 2.17 PM: | ||
| MASON CJ: Yes, Mr Katz. |
| MR KATZ: | Your Honours, there are two matters that I should |
mention immediately. The first is a matter of some embarrassment. When I dealt with Polyukhovich's case and Nationwide News v Wills I dealt with what
Your Honour the Chief Justice said in Nationwide
News v Wills, and not with what Your Honour
Justice Dawson did, the reason being that there
were similarities of approach among those two sets
of reasons. Your Honour's view is different in the matter, and the thrill of the chase just made me
omit to deal with that aspect.
| DAWSON J: | I would not worry, Mr Katz. |
| MR KATZ: | May I now simply draw attention to the approach |
which Your Honour did take in Nationwide News - - -
| MASON CJ: | It differed on a point that is not relevant to |
the argument you are now presenting, that is,
differed from the view I expressed on a point not
relevant to the argument.
MR KATZ: That would be my submission.
| DAWSON J: | And it is a different approach, namely the |
purposive power, and the defence power is a
purposive power.
| MR KATZ: | That was the point that I especially did want to |
make. At page 89 in the first complete paragraph,
in the first three sentences Your Honour makes that
point, and that is the passage that I especially
had wanted to refer to, and I am sorry to say did
forget to refer to before going to the legislation. The second matter is this: Your Honour
Justice Deane asked me about charges. I did refer to proceedings by way of summons. I cannot remember whether or not I was deflected from
answering, or whether the adjournment intervened,
but in any event may I finish the answer. I did refer to section 87 dealing with summonses and
mentioned to Your Honour that that provided for an
authorized member of the Defence Force charging a
person with a service offence. I referred to 87(6), the definition of "authorized member". To complete my answer, could I draw Your Honours' attention to section 89 which deals with arrests without warrant - that is on page 56 of the print -
| Foley(2) | 56 | 11/11/93 |
and that confers on a member of the Defence Force
arresting without warrant -
a person over whom he has a power of arrest -
and then if one turns to subsection (2) one finds
the method for determining whether or not the
arresting member has a power of arrest over the
arrestee. The matter is set out in subsection (2), and I will not read it.
The last matter is section 90 which deals with
arrest under warrant which provides for the issue
of a warrant by an "authorized officer".
Your Honours, there is a definition of "authorized
officer" in section 3 of the print on page 2:
"authorized officer" means an officer, or an
officer included in a class of officers,
authorized, in writing, by a chief of staff
for the purposes of the provision in which the
expression occurs.
So that for the purposes of section 90 that definition of "authorized officer" is to be built
in. Then as well, section 86 provides that for the purposes of the part of which I am now speaking -
"authorized officer" includes a commanding
officer.
So that without any authorization by a chief of
staff, none the less a commanding officer has the
powers conferred under section 90.
Your Honours, I had dealt with the matter
which is set out in paragraph 19 of my written
document on page 8. Those were my submissions as
to the lack of independence of the judge advocate.
My other submissions as to this matter I can, I
hope, make very briefly. In paragraph 20 I advert to the fact that the
Act confers no protection either on judge advocates
or on members of courts martial against the making
of decisions in matters affecting their
remuneration as officers by reason of their
performance in general courts martial. That
situation is to be distinguished from the
situation, for instance, under the present Canadian
regime in which there is that security, so far as
their remuneration is concerned, afforded to
members of the force who participate in general
courts martial.
| BRENNAN J: | What is the risk under the Defence Act? What is |
the risk to financial security?
| Foley(2) | 57 | 11/11/93 |
MR KATZ: It is this, Your Honour, that questions of, for
instance, promotion may involve a consideration of
the performance of officers who have participated
in general courts martial. Looked at, I emphasize again, from a structural point of view - no
submission is made that this has happened - there
is that absence of protection against that matter,
that is performance in general courts martial,
being taken account of.
BRENNAN J: Is that inconsistent with judicial independence?
| MR KATZ: | Your Honour, one can only analogize as best one |
can given the transitory nature of the particular
mechanism with which we are here concerned, butcertainly the Supreme Court of Canada took the view
that it was significant on the question of
independence and, with respect, I would adopt that
approach.
BRENNAN J: It is a source of some embarrassment if, having
served on a court before one serves on this Court,
one is to say that a performance that one was
responsible for in an earlier court could not
possibly play any part in an appointment to this
Court. I just do not know.
| MR KATZ: | Your Honour, I may say that there was one |
dissensient in the Canadian case. I am embarrassed to say I believe that dissentient is a female - I
am not sure - it is Justice L'Heureux-Dube. If
indeed she is a female, Her Honour did focus on
that aspect of the matter and found herself unable
to see the force of the point made by the
Chief Justice by reference to that possibility.
Your Honour, I do not suggest that that is a
sufficient matter to establish the lack of
independence, but I seek to accumulate the matters
upon which I rely, including the matters already
mentioned and including the matter about to be mentioned which is in paragraph 21, back to the
convening authority now, who not only selects the
military equivalent of the judge, but as well,
selects the military equivalent of the jury because
the convening authority decides how many members
there will be on the court marshal, subject to a
minimum number of the president plus four, assuming
it is a general court marshal, so the convening
authority chooses the size of the jury, if I can
describe it in that way, and then chooses the
members of the jury as well.
Finally, on this third aspect of the matter,
there is conferred on the convening authority under
paragraph 119(b) a power as well to fix the time
and place for the assembling of the court marshal.
| Foley(2) | 58 | 11/11/93 |
So that, if I may return to my analogy to the
civilian sphere and consider the possibility of
these sorts of powers being conferred on someone
external to the court and, in particular, in my
submission, someone in the equivalent position to
the Director of Public Prosecutions, there is a
power to remove sitting judges from the bench when
it is appointed; a power to assign an individual
judge to the case; a power to choose the size of
the jury; to choose the members of the jury; to fix
the time and place of the trial; to terminate the
trial in mid stream for the purpose of starting
again, and a power to decide on the salaries of the
judges and jurors by reference to their decisions
in particular trials.
In my submission, such a scheme simply fails
fundamentally to exhibit those characteristics of
independence in the making of decisions in the
exercise of a judicial power, as this concededly
is, which is recognized to be a fundamental value
in the common law.
The approach which I have taken to the analysis of the Act really is similar to that which
was relied upon by Chief Justice Lemar in the
Canadian Supreme Court case. It may be that little
would be added now, in the light of my treatment of
the Australian legislation, by reading passages
from those reasons. I have set out at the bottom of page 7 the various places in the reasons for
judgment at which extracts may be found dealing
with the various matters to which I have referred,
and I have already, in an answer to His HonourJustice Toohey, mentioned the amendments which
occurred in Canada following the trial of the
appellant in this case, but preceding the hearing
of the appeal in the Supreme Court of Canada.
| BRENNAN J: | Mr Katz, there was a time when some federal |
jurisdiction was exercised by magistrates' courts
that were constituted by members of the public service. Does that throw any light on whether your argument of proportionality on this ground has
validity or not?
MR KATZ: Well, I must necessarily answer the question in
the negative. It may well be, Your Honour, that
there was a deficiency in the system as it thenstood.
| BRENNAN J: | I think most people would agree with that. |
| MR KATZ: | Yes; I am speaking of a deficiency in a |
constitutional sense, in particular; I am sorry, I
did not understand Your Honour when Your Honour
said that to mean in a constitutional sense, but my
| Foley(2) | 59 | 11/11/93 |
submission goes to the length of saying that, yes
that may well be so. I must say that such persons, particularly thinking of my own state, now do have
that degree of independence guaranteed by statute
which one finds in connection with the superior
courts, but it is certainly the case that they did
not do so until relatively recently, and it is
possible that the view which I have been putting
forward here would be applied to section 68 of theJudiciary Act, in so far as it had conferred
jurisdiction on such a class of persons.
It is true that no such challenge was ever
made and perhaps if it had been made at the time at
which magistrates were appointed in that way, it would have failed. Again, I can only say, times change and the attitude taken by this Court to
questions of, for instance, reasonable
proportionality, is a feature which would not have
figured prominently in earlier decisions, had they
been made about that aspect of the matter.
Your Honours, I have dealt then with, if I
could put it this way, one side of the scales, my
submission that that was an infringement of a
fundamental value traditionally protected by the
common law. A question then arises as to what is on the other side of scales, of course, and
Your Honour Justice McHugh has certainly referred
to one thing which is on the other side of the
scales, and that is history. The question is how far history ought be permitted to prevail over
rationality. But there is another aspect of the
matter as well. It is a matter that I adverted to
briefly before, and that appears in paragraph 22 of
my written document.
The Commonwealth Parliament itself has
disclosed that, from its point of view, there is a
relative lack of necessity in the existing scheme as presently constituted. Your Honours will recall
that the effect of section 144(3) is to confer on a
person who has been tried, either by a civil court
or an overseas court for an equivalent offence, to
immunize such a person from trial again by a
service tribunal. And one asks rhetorically, "How much importance does Parliament place on the use of
service tribunals as a mechanism for enforcing its
code of discipline if it is prepared to permit a
person to escape the use of such mechanism if he is
dealt with first by the civil courts or by an
overseas court?" In my submission, that provision
discloses that on the other side of the scales fromthe significant infringement is an absence of any
real necessity for the present regime.
| Foley(2) | 60 | 11/11/93 |
Your Honours, that is all that I would wish to
say about the scheme of the Act, and by way of conclusion to this aspect of the submission, I
simply return to the approach which was taken in
the Polyukhovich and Nationwide News cases and
submit that the application of those respective
approaches would lead, in this case, to a
conclusion - if I may simply quote from
Your Honour Justice Brennan in Polyukhovich, for instance - "that the abridging of the freedom in question is not proportionate to the defence
interest to be served by the use of this
subordinate mechanism for the enforcement of
military liabilities".
If Your Honours please, there is a further
alternative submission which appears on page 10 at
paragraph 22 and, unless Your Honours wish me to, I
would not wish to say anything orally about that
submission but, simply, leave the matter as it
appears in the written document.
If Your Honours please, those are my
submissions.
| MASON CJ: | Thank you, Mr Katz. | Mr Solicitor for the |
Commonwealth.
| MR GRIFFITH: | May I hand the Court our submissions. |
MASON CJ: Thank you. Yes, Mr Solicitor.
| MR GRIFFITH: | Your Honours Justice Brennan and |
Justice Toohey in Tracey at page 568 referred to my
submission as one:
colourfully put on behalf of the Commonwealth
that if the Parliament has power to cast the
legislative net, the fact that the net catchesmore fish than the Parliament is entitled to
take is irrelevant.
And Your Honours' answer to this, which we accept
as apt - Your Honours went on to say further in the
same paragraph, at 568 point 2:
To adopt the fishing metaphor, the power to
cast the legislative net depends on the mesh
of the net.
Your Honours, here we have two characters who
participated in Tracey and Nolan back again fishing
in the same waters, one might say, although, in
this case, Mr Katz has a fishing role whichpreviously was more that of a supporter.
| Foley(2) | 61 | 11/11/93 |
But our position, to accept Your Honour's
answer to our submission in Tracey, is to say that
Tracey mesh on its first cast in Tracey and also in Nolan.
what has happened, when one reads and then
If we could put it that way, we landed two
justices. I had better not press the analogy too far by saying we got the biggest two.
| MASON CJ: | You had better not describe the catch, at any |
rate.
MR GRIFFITH: Landed on our side of the count, if
Your Honour likes. We then had another trawl, still with a lawful mesh, in our submission, and we
landed another two. I will not talk about size, but there they were. So we had then four, and at that stage we had to stop.
| BRENNAN J: | The word "gullible" comes to mind, Mr Solicitor. |
| MR GRIFFITH: | Your Honour, we hope that if a fish is |
gullible and landed, it cannot be recast in the
waters to be trawled for again by others of my
learned friends who come fishing on the third
occasion. We accept that at that stage we had to stop. The effect of Your Honours' decision was to fix the size of the lawful mesh. Three fish had
gone away and, as my learned friend opened up in
his opening yesterday before lunch rather
colourfully, we must respond by accepting that we
could not catch them then. We say the size of the mesh that we are allowed has been fixed, so they
have got away and we cannot pitch another trawl, as
it were, to expect to recover them on the basis of
our submissions to be put on this third occasion
before the Court.
So in effect, there was a ruling which
Your Honours refer to in Nolan at page 477 as the
highest common factor in the judgments in Re Tracey. That ruling of course was one which has
been accepted to the point that now my learned
friends have come along, particularly my learned
friend, Mr Katz, applies to the Court to in effectvary the size of the mesh - more or less, as we
understand his submission, to prohibit fishing.
What my learned friend seems to say is that there can be no more fishing, not because, as we
understand it, this is jurisdiction which he says
is to be exercised only pursuant to a court
constituted under Chapter III, but until the
mechanisms of procedure and hearing by way of
courts martial fit certain unspecified
characteristics which he identifies by reference to
recent Canadian authority determined, as he admits,
| Foley(2) | 62 | 11/11/93 |
on the basis of the Canadian Charter of Rights and
Freedoms.
Now, in the case of the determination of the
Court in the two earlier decisions, the highest
common factor was accepted and one sees what we
submit is the result of an acceptance of that in
the document DI(G)PERS45-1, which appears at
page 116 and following of the application book. My learned friend took the Court to page 116 in the
closing remarks of his submissions. But, what onesees in that document, having referred to the
problem which arises for solution, paragraph 3
indicates:
The aim of this instruction is to provide
military commanders with guidance on the
policy and procedures to be observed in
relation to the exercise of jurisdiction under
under the ordinary criminal law.
the DFDA with respect to offences committed in equivalent
Then follows a summary of the limits of
jurisdiction and an attempt to define cases where
it is inappropriate for the DFDA jurisdiction to be
exercised. One sees that in the next page, 117, down to paragraph 9. And then on page 118 there are procedures to make what is determined "Initial
Determination of Jurisdiction" for notification
procedures to civil criminal law authorities in
cases where military jurisdiction is exercised, and
then, a procedure is laid down, particularly at
paragraph 12 and following, for cases assessed as
civil or where civil jurisdiction is unclear, and
one can see the basic mechanism here as one whereby
what is called for is for there to be, one sees, as
an initial process under paragraph 12, consultation
with the:
civil prosecuting and police authorities ..... as to the desirability of
investigating and prosecuting the alleged
offence as a civil offence.
If there is then a determination for the civil
prosecuting and police authorities to continue
handling the matter well then that proceeds under
this ruling, and the defence mechanisms do not
proceed further.
Where there is instances where, as determining
it, local civil police decide not to take action,
and that decision is to be confirmed in writing,
then the civil procedures are regarded as not beingrelevant and the matter falls back to be determined
| Foley(2) | 63 | 11/11/93 |
by reference to the procedures under the DFDA Act.
So, one can see, we would submit, that what has
been determined as the highest common factor in the
decisions of this Court is something which is
reflected in this notification for guidance, which
does have the effect of a close relationship
enabling the civil procedures basically to prevailif they come to be exercised.
One must here, perhaps, have regard to what
was said as part of the decision of the Supreme
Court in Relford, this is at 401 US 367, where the
Supreme Court referred to:
The distinct possibility that civil courts,
particularly nonfederal courts, will have less
than interest, concern and capacity for all
cases that vindicate the military's
disciplinary authority within its own
community.
One of course cannot be surprised that even on
notification procedures that are provided for under
this document, which appears at page 116 and
following, that in many cases, particularly of
obvious service connection, one can expect little
interest from the civil prosecuting authorities and
the matter naturally lies to be determined under
the provisions of the DFDA Act.
The view taken by Your Honours
Justices Brennan and Toohey is of course that the
relevant provisions of the Discipline Act are
valid, that jurisdiction may only be exercised by
the service tribunal in cases where the exercise
can reasonably be regarded as substantially serving
the purpose of maintaining and enforcing service
disciple. So it is accepted, as Your Honours said
at page 570 in Tracey, that: In the application of this test, much depends on the facts of the case and the
outcome may depend upon matters of impressionand degree, especially on the needs of service
discipline.
When one has offences such as under section 47
of the Discipline Act, which have common law and
civil law equivalents, we would suggest to the
Court that an approach of an earlier Canadiandecision, that of Mackay v The Queen, is a useful reference point to indicate what attitude a court
should have in respect of dealing with offences
which do have civil law equivalents. That was a
Bill of Rights case rather than, of course, a
Charter of Rights case, and there were several
| Foley(2) | 64 | 11/11/93 |
concurring judgments, but if I could take the Court
to the concurring judgment of Justice McIntyre at
page 426, with which Justice Dixon concurred.
His Honour there said at page 426 point 2:
The question then arises: how is a line to be
drawn separating the service-related or
military offence from the offence which has nonecessary connection with the service? In my
view, an offence which would be an offence at
civil law, when committed by a civilian, is as
well an offence falling within the
jurisdiction of the courts martial and withinthe purview of military law when committed by
a serviceman if such offence is so connected
with the service in its nature, and in the
circumstances of its commission, that it would
tend to affect the general standard of
discipline and efficiency of the service.
Then His Honour, and we would accept this, says:
I do not consider it wise or possible to
catalogue the offences which could fall into
this category or try to describe them in their
precise nature and detail.
His Honour also observed, at page 426, that on what he referred to:
on an admittedly different constitutional
basis, this approach has been taken in
American courts.
And here again, where we have a different
constitutional basis in Australia, we do suggest to
the Court that the approach, if not the basis which
in His Honour's decision was underpinned by the
legislative Bill of Rights in Canada, is one which
vindicates the relevant principle which one sees as the thread, particularly in the judgment of
Your Honours Justice Brennan and Justice Toohey in
Tracey and in Nolan. His Honour
Mr Justice McIntyre said earlier, at page 424:
that the emergence of a body of military law
with its judicial tribunals has been made
necessary because of the peculiar problemswhich face the military in the performance of
its varied tasks.
And His Honour, there, took the view the Canadian
Bill of Rights would not be infringed provided:
that the rights of the serviceman at civil law
should be affected as little as possible
| Foley(3) | 65 | 11/11/93 |
considering the requirements of military
discipline and the efficiency of the service.
It is, perhaps, not for us to submit to
Your Honours, particularly Justices Brennan and
Toohey, whether this is the equivalent of the test
which Your Honours postulated, but we do submit to
the Court that this is a useful expression for the
nature of inquiry.
Now, of course, this has been relied upon by
my learned friend, Mr Katz. The position under Canadian authority is now diverged and reliance on particular charter rights, and Your Honours have
been sufficiently taken to the detail of the
approach of the court's judgment, the leading
judgment by Chief Justice Lamer and the basis under
the charter for His Honour taking particular views
as to the appropriate constitution, not as a court
under the equivalent of Chapter III, but the
constitution and military tribunals under military
disciplinary laws to establish a relevant status of
independence but, of course, not one that which in
any way could be suggested to be an equivalent of
Chapter III court independence which would be
required in the case of exercise of federal
judicial power under Chapter III.
We would suggest that the approach illustrated
by the decision of Justice McIntyre in MacKay is
one which is very much along the same lines of the
common denominator approach, if we can term it
that, which one gets when one attempts a synthesis
of the results in Tracey and in Nolan.
On that basis, having regard, as we submit is
the appropriate approach to the particular
circumstances of the case, we submit that the
present case argues very much in favour of court
martial jurisdiction. We refer to the common factors in paragraph 2 of our outline with Nolan
itself, and indeed, the substantial difference
between Nolan and the circumstances here seems to
be that here it is alleged that there was a failureto lodge a document which would have disentitled
the prosecutor to continue payments of an
allowance, rather than the offence as occurred in
Nolan of lodging a document which was false in a
material particular.
BRENNAN J: But that is not the offence in respect of which
the application for prohibition is made, is it?
| MR GRIFFITH: | Your Honour, it is one of the circumstances of |
the offence.
| BRENNAN J: | One of the circumstances? |
| Foley(2) | 66 | 11/11/93 |
| MR GRIFFITH: | Yes, but we submit that the factors which we |
have listed in paragraph 2 of our submission are as
present in Nolan as they are here, and indeed,
Your Honour Justice McHugh yesterday - I think it appears at page 13 of the transcript - referred to
the factors there. I think Your Honour identified
three factors which we read as substantially
embracing the matters covered by our listing in
paragraph 2 as indicating similar circumstances of
service connection.
In our submission here, this is a fairly clear
to the circumstances here, particularly in respect
of the offence alleged under section 47 of the
Discipline Act, matters which go to establish
case. We have listed in paragraph 3 by reference service connection. Your Honours Justices Brennan and Toohey did refer to the 12 factors which are
listed in Relford, (1971) 401 US 365 which, if
satisfied, establish lack of service connection,
and although Your Honour said that lists such as
those may be useful in certain cases, we submit
here that one can say with some confidence that on
any view there is sufficient service connection.
Indeed, we have found no example, and none has been
put before the Court in argument, of either
pre-Solorio, (1987) 483 US, or pre-Charter or Bill
of Rights Canadian precedents which would have
regarded an offence such as this as being outside
service jurisdiction. We say there are obvious aspects of service connection which we list.
Indeed, when one looks at the United States
authority pre-Solorio, for example, it is really
the clear cases like O'Callahan, (1969) 395 US 258,
when there is absolutely no service connection,
where the United States Supreme Court have
indicated the view that there is for that reason no
relevant service jurisdiction.
It may be that the absence of apposite
authority is a reflection upon the circumstance
that it is really only the obvious cases such as
O'Callahan, where there is clearly no service connection, which have been held constitutionally outside service connection when one has regard to the early United States authority before Solorio.
Our submission is that not only is Nolan authority
for the result here; we submit that this is a clear
result having regard to the particular facts.
| TOOHEY J: | Mr Solicitor, just by way of information, does |
this temporary rental allowance derive purely from
some administrative scheme that the services have
introduced, or does it have a statutory basis?
| Foley(2) | 67 | 11/11/93 |
| MR GRIFFITH: | Your Honour, it does have a statutory basis. |
May I hand to the Court a bundle of materials which
make the connection between the Defence Act and
this particular scheme. The cover sheet is an attempt quickly to summarize the substance of the
supporting documentation. I think it is perhaps sufficient if I just refer the Court briefly to the
covering sheet on the assurance that the attached
documents establish each of the matters.
One starts with section 58B of the Defence Act
which empowers the minister to make determinations
relating to the payments of allowance or benefits.
Such a determination was made by determination 0503 which is attached. Administration of the Act is
undertaken by the secretary of defence, and
implementation of a ministerial determination by
the secretary occurs by means of a defence
instruction under section 9A(2) of the Act.
Determination 0503 was implemented by
instruction 0503 which is attached as part of the
manual of salaries and conditions for the permanent
forces. This is known as Indman 0503.
We do have the relevant volume in its relevant
form in Court, if the Court desires us to leave one
with the registry, but we are not - unless my
learned friends request it, we do not think it isnecessary for the Court to have the two volumes of
that instruction. This document, being a defence
instruction, is a general order within the meaning
of the Defence Force Discipline Act 1982. So we believe that the answer to Your Honour
Justice Toohey's question - and I thinkJustice McHugh raised it yesterday - is yes, for
the reasons here stated.
We would suggest, although we feel it is not
necessary here, that in this case the learned judge
advocate at page 112, by reference, one would
suppose, to the general order appearing at page 116 and following, to which I have already taken the
Court, found sufficient service connection. Our
primary submission is that this finding is plainly
correct, but we would say that the Court should by
analogy, in the ordinary cases, for example, of
fact finding in cases of applications for
prerogative writs in connection with industrial
relations matters, when there are results -
jurisdiction depending on matters of fact attachweight to the decision of the finder of fact in the
first instance, but we do not wish to take that
submission too far other than to refer to the part
of the transcript on pages 112 and 113 where that
finding is made by reference to the facts.
| Foley(2) | 68 | 11/11/93 |
If we turn then to the arguments presented -
perhaps if I can pick up a description of two of
Your Honours - to part of the Commonwealth
submissions in earlier cases, to the colourful
submission of my learned friend, Mr Katz. We would not be inclined to rely upon the second limb of
section Sl(vi) as here providing any relevant
support for disciplining defence forces. But, ofcourse, we say at once that is a matter of no
consequences.
Three of Your Honours, including the
Chief Justice and Justice Dawson, and also
Justice Wilson in Tracey, at page 540, said:
so much is necessarily comprehended by the
first part of s Sl(vi) for the reason that the
naval and military defence of the Commonwealth
demands the provision of a disciplined force
or forces.
And we suggest that, in substance, Your Honours
Justice Brennan and Toohey seem to agree with that
approach.
So, it is submitted that a law providing for
disciplinary aspects for the armed forces falls
squarely within the ambit or, if one likes it, the
purpose of the defence power. It falls directly
within the purposes of defence and, we say, for the
reasons simply stated by Your Honours the
Chief Justice and Justice Dawson as just referred
to. The law, of course, to fall within the defence power, under section 5l(vi), should be for the:
object of ..... conduct, advancement, and
discharge of the nation's ..... militarydefence -
to use the expression of Your Honour Justice Deane
in Richardson 164 CLR 308.
It is our submission that provided that a
provisions can reasonably be regarded as
appropriate and adapted to the carrying out of an
object or purpose within a purposive power such as
defence, the choice of legislative means is for the
Parliament, and not the Court, and authority as to
this is sufficiently set out at Tracey at page 567
to page 568.
It may be that a law is not appropriate and
adapted to a purpose if there is not a reasonable
proportionality between the purpose and the means
which the law embodies for achieving or procuring
that purpose. But this, we submit, really raises
the question of whether a Commonwealth law
| Foley(2) | 69 | 11/11/93 |
providing for the trial of service members, for
service offences, by a service tribunal is
appropriate and adapted for the purpose of "the
conduct, advancement and discharge of the nation's
naval and military defence", and whether there is areasonable proportionality between the purposes and the means, which the law embodies, for achieving it
or procuring it.
Now, stopping at that point, of course, there
could be, perhaps we could say, much to be said for
the view expressed by Justice McHugh that absent
the weight of history, one can see some basis for
making arguments by reference to inherent freedoms
and entitlements to the advantage of the ordinary
procedures of the criminal law to take a particular
view as to whether or not it was regarded as within
purpose to provide a mechanism which did not fully
reflect, say, Chapter III obligations and
requirements.
But, this aspect of history is one of which
the Court was taken to at great length in Tracey
and also reinforced, picked up as it were, in
Nolan, and a matter where, without us again taking
the Court through that historical context which is,
I think, summarized sufficiently, particularly in
the judgment of Your Honour the Chief Justice and
Justice Dawson, one sees a mechanism of service
discipline which is established and regarded and
accepted by a decision of this Court as not merely
appropriate and adapted, but also within powerunder the Constitution.
Now, so far as my learned friend Mr Katz's
submissions are concerned in seeking to break new
ground, perhaps this is one of the better cases for
him to seek to do so, because his argument is based
upon a purposive power, rather than the usual run
of powers under section 51, which are not
purposive. But, even in that situation, my learned
friend is taking up this original route, in our submission, in respect of a matter which has already been considered and reconsidered and
determined by a decision of this Court. We have referred to what Your Honours the Chief Justice and
Justices Dawson and Wilson said at page 540 in
Tracey, and Your Honours went on at page 545 in
Tracey to say - and that is at the first paragraph
commencing near the top of page 545:
if offences against military law can extend no
further than is thought necessary for the
regularity and discipline of the defence
forces ..... this limitation would not preclude
Parliament from making it an offence against
military law for a defence member to engage in
| Foley(2) | 70 | 11/11/93 |
conduct which amounts to a civil offence. It
is open to Parliament to provide that any
conduct which constitutes a civil offence
shall constitute a service offence, if
committed by a defence member. As already explained, the proscription of that conduct is
relevant to the maintenance of good order and
discipline in the defence forces. The power to
proscribe such conduct on the part of defence
members is but an instance of Parliament'spower to regulate the defence forces and the
conduct of the members of those forces. In
exercising that power it is for Parliament to
decide what it considers necessary and
appropriate for the maintenance of good order
and discipline in those forces. And Parliament's decision will prevail so long as
at any rate as the rule which it prescribes is
sufficiently connected with the regulation of
the forces and the good order and discipline
of defence members.
Your Honours Justices Brennan and Toohey
expressly consider the question of whether the
relevant provisions of the Discipline Act are
appropriate and they remain in, one can say, thesame terms in material effect presently for the
purpose of consideration here, but Your Honours
considered whether those provisions were
appropriate and adapted to a purpose within
section Sl(vi), and Your Honour said at page 568:
It can readily be seen that, in some
circumstances, the discipline of the defence
forces would require the enforcement of a codeof conduct appropriate to a defence member in
the Australian Capital Territory so that, in
those circumstances, section 61 can be seen to
be appropriate and adapted to the securing of
discipline in the sense which section Sl(vi)
of the Constitution dictates. On the other hand, in different circumstances, section 61
would embrace cases which have no relevantconnexion with service discipline. Having reached that conclusion, we would
submit that section Sl(iv) authorizes the making of
a law which empowers a service tribunal to try
service offences if the exercise of jurisdiction is
limited to cases where proceedings can be regarded
as substantially serving the purpose of maintaining
or enforcing service discipline. It is our
submission that Your Honours have, in effect,
determined the very point which my learned friend,
Mr Katz, seeks the Court to examine afresh, as it
were, unburdened either by the aspects of history,
which we say are a relevant factor in determining
| Foley(2) | 71 | 11/11/93 |
the results, and unburdened by the circumstance
that the Court has already considered these matters
and Your Honours determined within that context, we
submit that such laws in the form of the Discipline
Act are within power.
Now, it may be accepted, as Your Honour the
Chief Justice said in Nationwide News, that in
determining whether the test of reasonable
proportionality is satisfied, the Court may have
regard to adverse consequences unrelated to the achievement of the object, particularly if they
infringe what might have been referred to in
Nationwide News as "fundamental values
traditionally protected by the common law". But it
is our submission that Your Honours Justice Brennan
and Justice Toohey did address this question.
Your Honours referred in Tracey, at page 572 to
573, of the existence of a competent civil court as
jurisdiction can conveniently and appropriately be
invoked to hear and determining a corresponding
civil offence as a factor arguing against trial by
court martial.
Having done that, none the less, at pages 488
to page 489, Your Honours found that even though
the alleged offences there under section 61 might
have been charged as offences under the law of
South Australia, in this case:
it can reasonably be said that the maintenance
and enforcement of service discipline would be
served by proceeding on all charges against
Sergeant Young before a service tribunal.
In Polyukhovich, Your Honour Justice Brennan was,
of course, considering section 9 of the War CrimesAct and that, of course, had the particular
circumstances to which Your Honours were referred
by my learned friend, Mr Katz, when he read from
page 592 to page 593 in 172 CLR, and it is suffice to say that Your Honour was, in that particular
circumstance, able to take a view of the
non-attachment or support of the defence power for
the particular law. But what Your Honour, in
effect, did, it would seem, in our submission to
the Court, is that Your Honour regarded those
particular provisions as not appropriate and
adapted to serve defence purposes for the reasons
which Your Honour gave. We submit that this passage says nothing as to the matters which have
resulted in the particular proceedings, both in
Tracey and in Nolan, being regarded by
Your Honours - particularly Justice Brennan, if I
could say that - as being within power.
| Foley(2) | 72 | 11/11/93 |
There are obvious matters of difference, of
course. The Defence Force Discipline Act obviously, we submit, is adapted to serving a
defence purpose quite separate from how one might
regard a law which has the effect of
retrospectively punishing a particular class of
persons. There is nothing retrospective in the
Defence Force Discipline Act, there is nothing
discriminatory in it, although of course there is
particular legislation dealing with service
personnel who may commit offences.
It has already been noted that Your Honour
Justice Toohey agreed with Justice Brennan in the
Polyukhovich case. My learned friend relied also
upon the judgment of Your Honour the Chief Justice
in the political advertising case. Of course, Your Honour in that case at 177 CLR, particularly
at pages 132 to 135, found, as Your Honour
summarized at page 140:
Freedom of communication ..... is so
indispensable to the efficacy of the system of
representative government for which the
Constitution makes provision that it is necessarily implied in the making of that provision.
In this case, by contrast, the question might be
asked whether the trial of service personnel for
service offences, which are also civil offences, is
inconsistent with any principle which is so
indispensable to the vindication of a
constitutional right for which the Constitution
implicitly makes provision, that it should be
regarded as being beyond power.
It is our submission that the answer is no.
The separation of judicial power of course is a
principle explicit in the structure of the
Constitution but, as explained by five of
Your Honours in Tracey, courts martial do not exercise the judicial power of the Commonwealth
under Chapter III, even if they do exercise
judicial power with a duty to act judicially.
so, perhaps as Your Honour Justice McHugh
correctly observed in the course of intervention
this morning, it is the history of courts martial
which go to contradict any argument based, we would
submit, upon the structure of the Constitution
itself, particularizing from Chapter III, which
rebut any original attempt to construct, as my learned friend sought by reference to Canadian
authority which in turn was a development built on
the Canadian Charter of Rights and Freedoms, to
construct implicitly a principle which my learned
| Foley(2) | 73 | 11/11/93 |
friend seeks not to argue, as was the case with, we
would suggest, three of Your Honours for the
application of Chapter III to the exercise of
military jurisdiction.
But my learned friend's submission seemed to
be directed more for the construction of new
principles to lay down as a minimum mechanism forthe structure of military tribunals providing for the three matters which he listed in paragraph 17 of his contentions and enlarged upon, and of course
based upon the extracts of the judgment of the
Chief Justice of the Supreme Court of Canada.
Your Honour, I think it was Justice Toohey,
this morning, referred to the question of the
calling out of the forces. I hope it was Your Honour Justice Toohey, but none the less I
will answer the question, and Your Honour there is
some assistance in the provisions of the
Defence Act as to that question of calling out of
the forces. There is a provision under section SOD
dealing with calling out of emergency forces.
There is a provision under section SOE dealing with
calling out of reserve forces in times of war or
defence emergency, but the closest equivalent to
the provision such as Mr Katz referred to from the
George Washington Act would seem to be section 51
of the Defence Act, and that provides that:
Where the Governor of a State has
proclaimed that domestic violence exists
therein, the Governor-General, upon the
application of the Executive Government of the
State, may, by proclamation, declare that
domestic violence exists in that State, and
may call out the Permanent Forces and in the
event of their numbers being insufficient may
also call out such of the Emergency Forces andthe Reserve Forces as may be necessary for the
protection of that State, and the services of the Forces so called out may be utilized accordingly for the protection of that State
against domestic violence.
And there is a proviso:
that the Emergency Forces or the Reserve
Forces shall not be called out or utilized in connection with an industrial dispute.
I think from recollection the occasion of the
Hilton bombing might have been one occasion when
there was an exercise of the power to call out the
regular forces, not the emergency forces. The "emergency forces" are defined in the definition
| Foley(2) | 74 | 11/11/93 |
section 4 on page 2 of the reprint, as is "time of
emergency" defined by that section.
I am indebted to my learned friend to indicate
that that provision was an original provision as
section 51 in the 1903 Act.
So, for those reasons it is our submission
that whilst my learned friend's submissions may
indicate a basis of further submissions to theCourt in other constitutional cases which may arise
in issues other than dealing with the defence power
and military discipline, they do not provide - and
I am pressing it too far, but we would put it, the bait, the lure to attract one of four of
Your Honours to, as it were, move to a position
which would associate with the result already one
which is predicated upon judgments given on two
occasions by three of Your Honours. But, of course, in situations such as this, somewhat
similarly, as we presented submissions to the Court
on the question of Your Honours' judgments in
Street's case, it is appreciated by those who make
submissions to the Court that there is a limit upon
which one may not - perhaps one should not say safely, but cannot with the view to much assist the
Court go, because these issues have been fully argued before the Court two times, and now we have
had the third occasion of a refreshing new view
but, in a sense, we would submit, treading upon the
same ground and it is a matter where the Court must
obtain a result as it has in the previous two
occasions when these matters have been litigated.
We would observe, of course, that it might be
suggested that my learned friend appearing for New South Wales, of course, appears for a jurisdiction where one cannot say that the Chapter III rights or
even equivalent rights apart from Chapter III for
purity of the exercise for judicial power are
established. That might have two consequences. It
could well be that if the exercise had to be exercised by a criminal court in New South Wales, a
non-military court, it could quite constitutionally
be exercised by a court other than the court that
satisfied either Chapter III or satisfied the
requirements that Chief Justice Lemar required as
appropriate with respect to the Canadian
Convention.
But, that observation is possibly somewhat by
the by. This is a case involving the question of
what is required by the Constitution of the
Commonwealth and it is our submission, for the
reason stated, that the result of this Court's
determination on two occasions does apply so as to
reach a result here in the particular circumstance
| Foley(2) | 75 | 11/11/93 |
which is clear, namely, there is jurisdiction. If
the Court pleases.
MASON CJ: Thank you, Mr Solicitor. Yes, Mr Bellanto.
MR BELLANTO: If the Court pleases, my learned junior,
Mr Brabazon, will deliver the case in reply.
| MR BRABAZON: | If Your Honours please, may I hand up some |
written submissions. I should say at the outset that these do travel beyond a case in reply, but we
have spoken to our friend, the Solicitor-General
for the Commonwealth, and if Your Honours are
agreeable to that course, I would seek leave to saysomething about them subject to his right to reply
further so far as I raise new matter.
Your Honours, we make fundamentally three propositions in the outline. Since the fishing
metaphor has been adopted on all sides hitherto, we
would say that the first proposition is directed
primarily to Your Honours the Chief Justice and
Mr Justice Dawson and also, in a sense, to
Your Honours Justice Brennan and Toohey; that the
second proposition is directed to Your Honour the
Chief Justice and Justices Brennan, Dawson and
Toohey, and that the third proposition which we
make in the alternative is premised on the
assumption that the law is as was stated by
Your Honours Justices Brennan and Toohey in Tracey
and in Nolan.
In relation to the first proposition, the Solicitor-General for the Commonwealth has taken
Your Honours to the judgment in Tracey at page 545
which is also our starting point. We take it to be common ground that offences against military law
can extend no further than is thought necessary for
the regulation and discipline of the Defence Forces
for the purpose of the defence of the nation. In
relation to that, Your Honours have concluded that that fact permits Parliament, in effect, to make it an offence for defence members to engage in conduct contrary to the civil law; and section 47 of the Defence Force Discipline Act is a law of that character. Secondly, to provide that all such offences
can be tried by a service tribunal and that,
without qualification, by reference to Chapter III
of the Constitution, assuming of course that the
accused person is a member of the defence forces.
Turning to the nature and the purpose of the
power conferred by section 5l(vi), the nature of the disciplinary power is twofold: firstly, it comprises the power to prescribe a code of conduct
| Foley(2) | 76 | 11/11/93 |
or standards to be observed; and secondly, the
ability to confer judicial power to try and to
punish such offences. The first power, the rule-making power, is exercised, among others, by
section 47 of the Act and the second is exercised
by Part VII of the Act, which sets up service
tribunals and provides that they can try all
service offences. The purpose of both such powers is the maintenance and enforcement of military
discipline in the defence forces.
What we hope to attract Your Honours to
reconsider is the conclusion that the power to make rules for the conduct of the defence forces carries
with it, in all cases, the power to prescribe that
offences against them should be tried by a service
tribunal specifically, and that on the assumption
that service tribunals operate outside Chapter III
of the Constitution.
In coming to that conclusion, Your Honours
relied heavily on a series of English and colonial
legislation, which is referred to in the judgment
in Tracey at pages 542 and 543, the Army Act of
1881 can, in a sense be taken as a starting point,
because it was the imperial statute in force at the
time and contains section 41 which is materially
similar to section 61 in our Act and which provided
for trial by service tribunals of offences under
that section.
The separation of powers was then, and is now,
in English constitutional law, a principle of
constitutional law and a principle of government,
rather than a requirement of the positive law. The separation of powers in England was largely a
matter of historical practice and administrativearrangement; it had some legislative aspects to it,
such as the act of settlement but, in many
respects, the separation of powers was effected by
practice rather than by positive law. The Army Act of 1881, we would submit, and other similar statutes, were consistent in their
operation with the separation of powers because, so
long as service personnel were not tried by
military courts for service offences which were
equivalent to civil offences and which could be
tried in the ordinary civil courts, assuming those
courts to be available, then no question of theinfringement of the principle of separation of
powers arose.
Your Honours Justices Brennan and Toohey
considered the history of military law and military
tribunals exhaustively in Tracey, and we
respectfully adopt the essence of Your Honours'
| Foley(2) | 77 | 11/11/93 |
analysis of that matter. At pages 562 to 563 of
that judgment, Your Honours summarized the essence
of that analysis. On page 563 at about point 4, Your Honours said: naval and military law thus created not only a
system for punishing breaches of the laws
peculiarly applicable to those forces -
that is to say, specifically disciplinary offences
like mutiny -
but also a secondary system for enforcing the
ordinary criminal law against naval and
military personnel where it was not
practicable or convenient for the ordinary
courts to exercise their jurisdiction to doso.
We respectfully adopt that as a statement of the
operation of separation of powers under the English
arrangements at that time.
BRENNAN J: There was not too much separation about it, was
there?
| MR BRABAZON: | The separation of powers in England was |
something that always in a sense had to be fought
for. Blackstone, when he speaks of the separation
of powers, often uses normative language.
Sometimes he says that this is the situation;
sometimes he says this should be the situation, which highlights the character of separation of powers under that system as something which was a
principle of government and in a sense, I suppose,
historically at risk.
Could I take Your Honours to the Boilermakers
case, (1956) 94 CLR 254, in particular at page 267.
| MASON CJ: | What are we going to that for? |
| MR BRABAZON: | Your Honour, when the Federal Constitution of |
Australia was enacted, the nature of the separation
of powers was converted from a principle of
government to a requirement of positive law.
| MASON CJ: | To the extent that it is in the Constitution. |
| MR BRABAZON: | Yes, Your Honour. |
| MASON CJ: | You do not need to go to the Boilermakers case |
for that, do you?
| MR BRABAZON: | It has a bearing on the status and |
significance of the statutes which obtained under
other systems, other constitutions. The joint
| Foley(2) | 78 | 11/11/93 |
judgment of Chief Justice Sir Owen Dixon and
Justices McTiernan, Fullagar and Kitto at the
bottom of page 267 says:
In a federal form of government a part is
necessarily assigned to the judicature which
places it in a position unknown in a unitary
system or under a flexible constitution where
Parliament is supreme. A federal constitution must be rigid.
Their Honours go on. They also quote from what
Justice Inglis Clark said at page 277 of their
judgment where he, writing extrajudicially, said:
"Therefore the distribution of governmental
functions which is made by the Constitution of
the Commonwealth of Australia is not aninnovation upon British constitutional
practice; but the provisions of the
Constitution of the Commonwealth which
distributively and categorically vest the
legislative, the executive, and the judicial
powers in three separate organs of government,
impose upon the legislative authority of the
Parliament of the Commonwealth a legal
limitation which does not exist in regard to
the Parliament of any other portion of the
British Empire."
The point, Your Honours, which we seek to make
by that is that the existence of statutes which, in
their terms, were wide enough to vest general
jurisdiction in service tribunals to hear, try and
determine all service offences, those statutes
existing under flexible constitutions in which
Parliament was paramount, or unitary constitutions,
do not indicate what the separation of powers
requires under our Constitution because of that
fundamental difference. The principle of separation of powers could be
achieved administratively in those constitutions.
It must be achieved by positive law in ours;
indeed, it is achieved by positive law in ours
because of the character of our Constitution as
positive law. We use that to seek to attract Your Honours, the Chief Justice and Justice Dawson,
to reconsider the conclusion that those historical
statutes have great significance in interpreting
what is required by the separation of powers in
Australia.
| McHUGH J: | Is not the difficulty with your argument that in |
Tracey all the majority judges took the view that
military tribunals do not exercise the judicial
power of the Commonwealth?
| Foley(2) | 11/11/93 |
| MR BRABAZON: | The majority judges in Tracey, as we |
understand it, Your Honour, held that so long as
military tribunals remain within the limits that
the Constitution sets for them the power that they
exercise is not classified as being the judicial
power of the Commonwealth, which is not entirely
the same thing because, in a sense, the
distribution of judgments starts at one end, as
they stand with Your Honour the Chief Justice and
Justice Dawson, saying that as long as the accused
is a defence member then Parliament has power to
make laws for their conduct equivalent to the
criminal law, and to provide for their trial byservice tribunals, and that takes them outside
Chapter III.
Your Honours Justices Brennan and Toohey do
not go all the way with that because Your Honours
say that that power has to be read down, in effect,
by the requirements of Chapter III as to the
separation of powers and as to the civil rights
which it confers.
BRENNAN J: Where do we say that Chapter III makes you read
it down? Where do you derive that from?
McHUGH J: In fact they say the opposite, do they not, at
572 in their judgment at about point 6 on the page,
starting:
However, the imposition of punishments by
service authorities as for the commission of
criminal offences in order to maintain or
enforce service discipline has never been
regarded as an exercise of the judicial power
of the Commonwealth.
MR BRABAZON: Yes, Your Honour, we accept that. Could I
answer what Your Honour Justice Brennan asked me
because it also contains the answer to what Your Honour Justice McHugh asks. At pages 569 to
570 of Tracey, Your Honours referred to the two
sets of constitutional objectives to be reconciled,
namely, those under section 5l(vi) on the one hand,
and section 106 of the Constitution andconstitutional history on the other hand.
If section 61 of the Defence Force Discipline
Act and Part VII of that Act were read together and given their natural textual meaning, the
consequence would be the same as what His Honour
the Chief Justice and Justice Dawson have decided.
As we understand Your Honours' judgment,
Your Honours have interpreted that ordinary statute
as not travelling beyond what is authorized by the
Constitution, and in that sense Your Honours have
given the statute a meaning which is less than its
| Foley(2) | 80 | 11/11/93 |
plain words would otherwise accommodate. In a
slightly different fashion, Your Honour
Justice Gaudron held that the statute was valid
because it could be read down in accordance with
section lSA of the Acts Interpretation Act, which
is perhaps another way of doing the same thing,
although in the circumstances not with exactly the
same result. That is what we mean by saying that
Your Honours have given the power a meaning which
is read down by Chapter III.
To demonstrate further what we mean by that,
if ours was a Constitution without the separation
of powers and it contained a grant of power in
terms of section Sl(vi), that grant of power wouldundoubtedly authorize legislation of the nature of
section 47 and section 61 of the Defence Force
Discipline Act plus Part VII of that Act, read
without qualification or the limitation which
Your Honours introduce at page 570.
BRENNAN J: That might be open to argument because that
would say that the defence power extended to
exposing members of the Defence Force simply on
that account to service tribunals, although the
exercise by service tribunals of jurisdiction thus
conferred would serve no defence purpose.
| MR BRABAZON: | Could I deflect that question a little, Your |
Honour, and go to what Your Honours say at page
570:
To achieve these objectives, civil
jurisdiction should be exercised when it can
conveniently and appropriately be invoked and
the jurisdiction of service tribunals should
not be invoked except for the purpose of
maintaining or enforcing service discipline.
That dichotomy introduces and, with respect,
reflects a primacy which Your Honours have
recognized the preordinate jurisdiction that is of the civil courts and the protection of civil rights
which they assure.
Whether the prosecution is brought in a
service tribunal, taking the facts of this case, or
before the ordinary courts for an offence, let us
assume against section 71 of the Crimes Act, the
prosecuting authority is still the Crown and if itshould be the case that the Crown has the choice in
which forum to proceed, to that extent the
preordinacy of the civil courts is compromised.
BRENNAN J: | Now, we can read what is in these judgments for ourselves? |
| Foley(2) | 81 | 11/11/93 |
| MR BRABAZON: | Yes, Your Honour. |
BRENNAN J: Where are you taking us now, in point of reply
or by way of new development?
| MR BRABAZON: | Your Honour, I do not wish to say anything |
further in relation to paragraph (g) of the first
section of our submissions as Your Honours have
read it. Turning to the second submission, which
is directed primarily to Your Honours
Justices Brennan and Toohey and to Your Honour theChief Justice and Mr Justice Dawson, if a civil
offence can conveniently and appropriately be dealt
with, that is by a civil court, we submit that a
military court cannot try an equivalent service
offence, and that for a number of reasons.
At page 477 of Nolan, Your Honours
Justices Brennan and Toohey observed, at about
point 7 of the page, that:
The basic point of division in Re Tracey does
not relate to the content of the civil
offences which section 61(1) translates intoservice offences -
and I interpolate that is the rule-making aspect of
the disciplinary power under section Sl(vi) of theConstitution -
but to the jurisdiction of service tribunals
to try them.
That is to say, to the judicial power that arises
under that section.
At page 484 of the same judgment, Your Honours
discussed the test of validity of the Discipline
Act and said, at about the middle of the page:
In our view, as expressed in Re Tracey,
the relevant power conferred by section Sl(vi) does not extend to the making of a law to punish defence members and defence civilians for their conduct unless the proceedings taken in order to punish them can reasonably be regarded as substantially serving the purpose of maintaining or enforcing service discipline.
That is the proportionality principle. And
Your Honours referred to Andrews v Howell and then
said:
In some circumstances conduct amounting
to a service offence calls for proceedings to
be taken before a service tribunal in order to
| Foley(2) | 82 | 11/11/93 |
maintain or enforce service discipline; in
other circumstances, it does not.
That power can only be conferred on a military
riourt outside the civil judicial system if it does
not infringe Chapter III or section 106, and the justification for exempting military courts from the requirements of that chapter is that they serve
a purpose which is necessary for the protection of
the lawful civil order of the Commonwealth, which
includes the judicial system, from external attack
and internal disruption; that is, the maintenance
of military discipline in the armed forces.
Our submission focuses on the distinction
between the effect of trial before a service
tribunal and of trial in a civil court where theoffence in question is a service offence equivalent
to a criminal offence, not a specific disciplinary
offence. If the purpose of military discipline can
be adequately served before a trial in a civil
court of competent jurisdiction, then we submit
that there is no reasonable justification for
having a military court try the corresponding
service offence, and that is so whether the
distinction is drawn between offences committed in
Australia in time of peace and those committed overseas or on active service or in time of civil
disruption, such that the civil courts cannot effectively exercise their authority. In the
historical analysis of Your Honours
Justices Brennan and Toohey and, indeed, in what is
said by Blackstone, it is the availability of the
civil courts which is the touchstone.
It is also the case if the distinction is
relevantly drawn between civil offences as such,
and their specifically disciplinary aspects, which
is the approach that was taken by Your Honours
Justices Deane and McHugh.
Civil prosecution of a civil offence that
corresponds to a service offence serves the needs
of military discipline in a number of ways. First, by reminding defence members of their obligation toobey the law and, secondly, certainly by
demonstrating that nobody is above the law. If
civil prosecution is practicable, we submit that it
cannot reasonably be argued that military
discipline requires a military prosecution, that
is, when the elements of the offence that one is
dealing with are essentially equivalent to a civiloffence, such as the stealing offences.
We respectfully adopt what Your Honour
Justice Gaudron said about that in Nolan's case at
| Foley(2) | 83 | 11/11/93 |
page 498 at point 5 of the page. Your Honour observed that: so far as the forces are standing forces in
Australia, neither the authority of persons in
command nor the discipline of those forces is,
in any way, dependent upon the participation
of military authorities in the administration
of ordinary criminal justice.
To allow military prosecution in such circumstances would effectively give the Crown an
option to proceed by military or civil prosecution.
MASON CJ: | Mr Brabazon, I do not want to stop you, but what you are putting is really no more than a rehearsal |
| of the arguments that have been considered by | |
| members of the Court in the earlier cases, a matter | |
| that was pointed out to Mr Bellanto when he opened | |
| the case. | |
| MR BRABAZON: | Yes, Your Honour. At this point, Your Honour, |
the distinction that we seek to draw is to bring a
focus to bear upon the distinction between civil
prosecution and military prosecution as it bears
specifically upon military discipline.
MASON CJ: Yes, but that was a matter that was well before
the Court in the earlier cases.
| McHUGH J: There are two decisions of the Court. | Now, I |
asked some questions yesterday and I still have not
got an answer as to really what you are seeking to
do. Do you want the Court to overrule those decisions? Or do you want the Court to apply some
principle from them? Or do you want the Court to
distinguish the actual decisions so far as the
material facts of the restrictive cases are
concerned? What is the prosecutor's basic
submission?
| MR BRABAZON: | The prosecutor's basic submission, |
Your Honour, is that the decisions in Nolan and
Tracey should be rejected and that the approach of
Your Honours Justices Deane and McHugh, in those
cases, should be adopted as the appropriate law,
and that the matter is not finally determined,
substantially for the reasons given by Your HonourJustice Deane in Nolan's case. In the alternative,
the second submission would necessarily involve a
rejection of the results in Tracey and Nolan and
that is that an offence, which is a service offence
equivalent to a civil offence, should not be tried
by a military tribunal, either in Australia in
peace time or, to put it perhaps another way, whenthere is a civil court of competent jurisdiction
| Foley(2) | 84 | 11/11/93 |
that can effectively exercise its authority over
the matter.
| McHUGH J: | Do you not need leave to challenge the two |
decisions, and why should you be given leave to
challenge them?
| MR BRABAZON: | Yes, we do need leave to challenge them, and |
the reason that we advance in support of an
application for leave is that, firstly, that the
matter is not finally determined for the reasons
given by Your Honour Justice Deane in Nolan's case,
since which, we respectfully submit, that nothing
material has changed. Secondly, because the rangeof opinions in the Court does not give a
satisfactory, workable, highest common factor
because of the divergence of opinion on, in a
sense, the two matters: one is the extent of power
under section Sl(vi) of the Constitution, and thesecond matter is the extent of the requirements of
Chapter III and the separation of powers.
One view that has been taken of the matter is
to adopt the approach of Your Honours
Justices Brennan and Toohey. The difficulty with that approach is the difference in operation that
it accords to Chapter III of the Constitution and
in particular what amounts to the effect of reading
down of the power given substantially under
Part VII of the Defence Force Discipline Act.
McHUGH J: But leaving aside the reasoning, which I think is
obviously different from judge to judge or groups
of judges, are not the decisions at least authority
for this proposition, that a charge is validlywithin the jurisdiction of the military tribunals
if it involves the conduct of a defence member in
the performance of his duty, if it is alleged that
he has acted dishonestly, has failed to perform his
duties and has done something which is contrary to good order and discipline of the forces. Are they not the common material facts in the two decisions?
| MR BRABAZON: | They are common facts in the two decisions. |
McHUGH J: If that is the case, why are those decisions not authority for that proposition, that is what I put to you?
| MR BRABAZON: | In the judgment of the Chief Justice and |
Justice Dawson, a number of those particular facts
were ultimately not elements in what Their Honours
decided.
| McHUGH J: | I know, but it is like Dennis Hotels. | You have |
got a diversity of reasoning, but it is authority
| Foley(2) | 85 | 11/11/93 |
for something. It is the same with these cases, is
it not?
| MR BRABAZON: | The third proposition, Your Honour - I |
mentioned the first two - I should finish off by
saying that the third proposition is that Nolan and
Tracey can be distinguished from this case and that
the facts of this case do not warrant, on the view
taken by Your Honours Justices Brennan and Tooheyin Nolan and Tracey, military prosecution.
MASON CJ: But, Mr Brabazon, we have had the benefit of
hearing arguments along these lines in two previous
cases. We do have the benefit of this outline of what is in truth a new case that you are
presenting, new only in the sense that it was not
put in this form in-chief. Do you think it is worthwhile spending any more time developing it in
oral argument, because it is here?
| MR BRABAZON: | Your Honour, I shall move to say something in relation to what was said by our friends, Mr Katz | |
| Your Honour Justice McHugh raised the question of history with Mr Katz and in relation to that | ||
| matter you said that the argument he put forward | ||
| would be powerful if the matter were being argued | ||
| ||
| history is rightly seen in light of the nature of | ||
| the separation of powers as it existed under the | ||
| English Constitution and when that is - |
| McHUGH J: | He was not dealing with separation of powers. | He |
was dealing with the characterization of the law
under Sl(vi).
| MR BRABAZON: | Yes, Your Honour. | The characterization of the |
law is - at that point he was dealing with the
question of proportionality, and whether the law is proportional to the object depends among other
things on the nature of the rights and interests
that are affected by it, and where those rights and
interests are matters that are protected by
fundamental and express provisions of the
Constitution, such as Chapter III, then those matters are relevant to the question of
proportionality. The fact that the civil rights that are attached to the separation of powers
became matters of positive law in Australia in
1901, in our submission, affects the way that that
history falls to be interpreted.Your Honour Justice Toohey asked Mr Katz where does the question of the support of service
discipline fit in relation to the proportionality
argument. In answer to that we would say that it
| Foley(2) | 86 | 11/11/93 |
must be considered relative to the options
available, that is to say, the option of civil
trial and the option of trial by a service
tribunal. If civil trial would adequately serve
the needs of military discipline in a particular
matter, then that fact indicates, in our
submission, that it is not reasonably proportional
to the needs of the defence of the Commonwealth to
have that offence tried by a military tribunal.
TOOHEY J: But that sounds like a different proportionality
argument to the one that Mr Katz advanced. I am
not clear whether you are - I assume you are not
disowning Mr Katz' submissions?
| MR BRABAZON: | We adopt what Mr Katz has said, if Your Honour |
pleases.
TOOHEY J: But the argument of reasonable proportionality I
thought, as developed by Mr Katz, was that there
are certain fundamental rights which this
legislation impugns, and it does so unnecessarily
and in a way that is unreasonably proportionate to
the objectives the Constitution seeks to serve.
| MR BRABAZON: | Yes, Your Honour, we say all that. |
TOOHEY J: But, it just seemed to me that you are advancing
a rather different proportionality argument.
MR BRABAZON: In that case, Your Honour, I have not
expressed myself clearly enough.
TOOHEY J: But, if it is that argument that Mr Katz
advanced, is it not enough to say that you adopt
it?
| MR BRABAZON: | We say all that, but we do say something |
further which is not inconsistent - which is
consistent with what he said - and that is when one
is looking at the reasonable proportionality of a measure one has to consider the options available.
One cannot consider a measure in the absence of the
background law. If the background law provides a
means by which military discipline can be
adequately achieved without infringing those basic
rights, in this case by a civil trial for a civil
offence, then that indicates, in our submission,
that a provision which takes away those rights isnot reasonably proportional to the end that it
seeks to serve because it, in a sense, takes away
rights from a person without adding to the
achievement of the object of constitutional power.
Your Honour Justice Brennan asked what legal
mechanism could be adapted, in effect, in lieu of
what is there at present, in order to give effect
| Foley(2) | 87 | 11/11/93 |
to the limitations for which Mr Katz argued. In
answer to that, Your Honour, a number of general
approaches would be possible. One is expressly to say in the Defence Force Discipline Act that in
relation to particular offences - - -
| BRENNAN J: | The problem is not one of how would you draft an |
Act; the problem was, with the Act that you have
got, how do you give it the operation, which is
confined in the way which Mr Katz was advocating,
but yet would have full operation in times of war
overseas.
| MR BRABAZON: | One way would be - and this is an alternative |
submission because it is contrary to our primary
submission which adopts the view expressed by
Justice Deane and Justice McHugh - to read the
provision down in accordance with section lSA of
the Acts Interpretation Act to say that, in effect,the constitutional criteria are adopted as the
measure of jurisdiction. That is something that
has effectively been done in other statutes, such
as the Trade Practices Act, where the
constitutional definition of trading and financial
corporations is adopted as a statutory criterion.
It is, in effect, the approach that Her Honour
Justice Gaudron adopted.
Further to what Mr Katz said - he focused on
the right to trial by an independent tribunal - the
prosecutor will also be deprived, if he is triedunder the defence legislation, of a trial by jury.
Without labouring the point, Your Honours, that is
a matter which has great importance in the common
law and in our own history, and the right to trial
by jury was not easily won. The list of authorities which we have handed up includes an
article that Doctor Bennett wrote in volume 3 of
the Sydney Law Review, which discusses that matter
in terms of Australian history. Secondly, at point 17 of his submissions, in
discussing Genereux, the Canadian case, one of the
issues relied on by that case was the risk that
judge advocates and members of general courts
martial would be adversely affected financially as
a result of making decisions in those capacities
which may be disapproved of by their superiors.
MASON CJ: That was covered by Mr Katz.
| MR BRABAZON: | Your Honour, the convening authority in this |
case is a gentleman who is an air vice-marshal;
that is to say, his rank is superior to the ranks
of the members of the court martial. I think Your Honour Justice Brennan also asked about
whether there was any significance in the risk of
| Foley(2) | 88 | 11/11/93 |
abuse of power in relation to the constitution of
courts martial. The way that that risk is treated was discussed in Wilcox Mofflin, (1952) 85 CLR 488
at page 522, which was a section 92 case. At
page 521 and over the page to 522, Justices Dixon,McTiernan and Fullagar said:
In any case an actual purpose of interfering
with inter-State transactions would be beyond
the limits of the discretion. It is true that
the legal remedies, which probably come down
to mandamus, may not afford an entirelysatisfactory protection against abuse of
power. But these are matters that must be
taken into account, if it is suggested that
s 7 is invalidated because the board's
discretion may be used in such a way that a
substantial interference with inter-Statetransaction will result.
Finally, Your Honours, we would say that in
this case the needs of service discipline,
particularly as identified by the judge advocate in
this case, namely, the exemplary purpose and the
salutary purpose, exemplary to make an example of
someone to show that no one is above the law, and
salutary to remind defence members of their
obligations, will be met by a trial before a judge
and jury, and that that method of trial is in no
way inadequate to achieve that result in comparison
with a military trial. Those are our submissions,
if Your Honours please.
| MASON CJ: | Thank you, Mr Brabazon. | Do you want to say |
anything in reply, Mr Solicitor?
| MR GRIFFITH: | The Commonwealth is of the view that the Court |
would not be assisted by further submissions.
MASON CJ:
The Court will consider its decision in this matter.
AT 4.15 PM THE MATTER WAS ADJOURNED SINE DIE
| Foley(2) | 89 | 11/11/93 |
Key Legal Topics
Areas of Law
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Administrative Law
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Constitutional Law
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Statutory Interpretation
Legal Concepts
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Judicial Review
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Jurisdiction
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Statutory Construction
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Standing
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Procedural Fairness
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