Re Anti-Cancer Council of Victoria & Ors; Ex parte The State Public Services Federation
[1992] HCATrans 96
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4
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S23 of 1991 In the matter of - An application for writs of
Mandamus and Certiorari
directed to THE AUSTRALIAN
INDUSTRIAL RELATIONS
COMMISSION
First Respondent
JUDITH JACQUELINE COHEN
Second Respondent
COLIN GEORGE POLITES
Third Respondent
JAMES JOHN MAHER
Fourth Respondent
ANTI-CANCER COUNCIL OF
VICTORIA
Fifth Respondent
THE STATE PUBLIC SERVICES
FEDERATION
Prosecutor
MASON CJ
BRENNAN J
GAUDRON J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON FRIDAY, 20 MARCH 1992, AT 10.20 AM
Copyright in the High Court of Australia
| Cancer | 1 | 20/3/92 |
| MR F.L. WRIGHT, QC: | May it please the Court, I appear with |
my learned friend, MR M.J. WALTON, for the
prosecutor. (instructed by Jones Staff & Co.)
MR C.N. JESSUP, QC: If the Court pleases, I appear with my
(instructed by Minter Ellison)
learned friend, MR N.J.D. GREEN, on behalf of the respondent.
MASON CJ: Yes, Mr Jessup. The Deputy Registrar has been informed by the Australian Government Solicitor,
who appears for the Honourable Justice Cohen,
Deputy President Polities and Commissioner Meagher
of the Australian Industrial Relations Commission,
the 1st, 2nd, 3rd and 4th respondents in theproceedings, that they do not wish representations
to be made on their behalf and that they will abide
by any order of the Court.
Yes, Mr Wright.
| MR WRIGHT: | Could I hand up the Prosecutor's outline of submissions. These proceedings raise a short but, | |
| ||
| respondent, the Anti-Cancer Council of Victoria, is an employer or body within rule 3(G) of the | ||
| Prosecutor's eligibility rules. For convenience I will refer to the first four respondents as either | ||
| the respondents or the Commission and so far as the 5th respondent, the Anti-Cancer Council of Victoria, probably by use of the word Council or | ||
| its initials. | ||
| The point that I have mentioned requires a consideration of whether the Council is a State instrumentality or other undertaking, carried on by | ||
| public authorities or corporations under any State statute of the State of Victoria and, in using that | ||
| ||
| ||
| rule is set out in the application book at page 50 | ||
| on the left hand side of that page at about | ||
| point 7. | ||
| It is submitted that the application for prerogative relief should be granted because of the | ||
| matter set out in paragraph 2 of the outline. That | ||
| is that the Commission adopted an erroneous and | ||
| restrictive approach of the construction of rule 3(G); secondly, that it did not thus apply the | ||
| principles applicable to a construction of union eligibility rules; thirdly, it failed to hold that | ||
| the Council was a public authority within the terms | ||
| of rule 3(G); fourthly, it failed to hold that the | ||
| Council was a corporation under any State statute | ||
| within that rule; and lastly, it failed to hold |
| Cancer | 2 | 20/3/92 |
that the Council was a statutory instrumentality,
again within the terms of that rule.
Can I invite the Court's attention to rule
3(G) which, as I said, is set out at page 50 of the
application book. It is submitted that the rule
should be construed by reference to five important
considerations. Firstly, that each phrase in the
rule should be given weight and meaning. Secondly,
the structure of the rule is most important. It is
clearly structured by initial reference to the
heart of Crown employment, relevantly the VictorianPublic Service, and then moves away from that heart or centre to the periphery to areas on the margins of public employment.
Thirdly, the structure gives the clue to the
purpose of the rule. Its manifest purpose is to
cover persons employed in public employment in the
broader sense. The fourth consideration is, perhaps at the risk of being trite, the usual
generosity of approach as to such rule should be
adopted. Perhaps I could just pause at that point
and say this: the prosecutor submits that on, even
the most literal view of the meaning of the words
of the rule, the Anti-Cancer Council of Victoria iscovered, but if need be of course we rely upon the
authorities that are available in this area. And
the last of these five considerations is that the
word "public" only qualifies the word "authorities"
in the rules and not the words "commissions" or
"corporations".
That last point really derives from two reasons or two factors. Firstly, the phrase "public authorities" is a commonplace and is also a
term of art, whereas the phrase "public
commissions" is neither. Secondly, one does not
need to read those words, that is the words
"commissions" or "corporations", as qualified by
the word "public" because they are in fact qualified by the phrase "under any State statute"
et cetera.
Now, paragraphs 6 to 9 of our outline deal
fairly discursively with the errors we say were
made by the Full Bench. The reasoning of the Full Bench covered some two and a third pages of its
decision. The decision is to be found commencing in volume 1 of the application book at page 223,
the reasoning commences at line 20 on page 230 and
continues to the foot of page 232.
| BRENNAN J: | Mr Wright, can I just interrupt you for a |
moment? What is the effect of section 101(3) of
the Industrial Relations Act? Clearly, it cannot
| Cancer | 3 | 20/3/92 |
preclude the jurisdiction of this Court under
section 75(v) of the Constitution. What effect does it have so far as it goes? Was this in the
old Act, this provision?
| MR WRIGHT: | I do not think so, Your Honour, but I could be |
corrected on that. But, Your Honour, it would be
no different to the privative provision in terms of
its possible effect in this Court.
| BRENNAN J: | The question is whether it has the same effect |
as the privative provision.
| MR WRIGHT: | The sometimes helpful table in the CCH volume |
suggests that this is the equivalent of
section 60(2) of the former Act, so although it is
not to be found in, for example, section 24 or
subsequent sections which are the rough
counterparts of section 99 and following, if the authors of that table are correct, then it would
have no different effect. It is simply a matter of
redrafting and a different placement of the
particular section or provision.
We would submit that it cannot stand in the
face of this Court's jurisdiction in terms of
section 75(v) of the Constitution and one would
have to doubt, in the light of the judgment of this
Court in O'Toole v Charles David, as to its utility
in many other courts such as the Federal Court in
proceedings under section 178 for enforcement of
awards.
| BRENNAN J: | Does it raise a question as to whether the |
jurisdiction of the Commission is extended beyond
what the literal terms of the first conferring of
jurisdiction might indicate to cases where the
Commission in the purported exercise of its
jurisdiction bona fide determines, yes or no,
whether there is an existing industrial dispute?
| MR WRIGHT: In my submission, no, Your Honour. Its purpose |
is to seek to make immune the finding of the
Commission in certain respects, such as perhaps in
proceedings which might be relevant before the
Federal Court as to questions of summons of persons to the dispute; proceedings, for example, before
State courts and tribunals where the existence of a
federal dispute may be relevant to the injunctingor prohibition of proceedings in State courts or
tribunals, matters such as that. It would not go
so far, in my submission, as to affect the
situation in this Court.
BRENNAN J: Yes.
| Cancer | 4 | 20/3/92 |
| MR WRIGHT: | I will have to, Your Honour, if I could say |
this, have a comparison made of the old and the new
Act to ascertain whether what I have relied upon in
the table to the Act is, in fact, correct or not.
I frankly do not know, but it does appear to be
simply a moving, as it were, of a section from the
former section 60, the privative provision, to a
different part of the Act, perhaps just simply as a
matter of tidiness.
BRENNAN J: Yes, it may be a question of considering whether
the authorities that have construed the old
section 60 can be applied mutatis mutandis to this
subsection.
| MR WRIGHT: | That certainly would be my submission, |
Your Honour, but I confess that it is a submission made not without a full examination of the
materials, Your Honour. I am having the previous Act sent for, if it please the Court. I am in the Court's hands as to whether I proceed further.
BRENNAN J: No, you proceed. That was lobbed on you, that
proposition.
| MR WRIGHT: | I accept that, Your Honour. |
MASON CJ: But it is still there.
| MR WRIGHT: | I accept that, Your Honour. | If I could seek to |
come back to it at some convenient point. I was making a submission that the Full Bench's decision,
with respect, amounts to a most unsatisfactory set
of reasons for the decision it came to. The Full Bench formulated certain tests in terms of the
Prosecutor's rule and they are to be found variously through the two to three pages of its
reasons. For example, the first test is elaborated
at lines 25 and following on page 230. The test there enunciated is:
eligible for membership of the SPSF persons that the rule should be construed as making employed in -
and I leave out reference to the Public Service -
or in any State instrumentality of State
undertaking in the nature of a public
authority, commission or corporation.
Perhaps if I could then go to the second
formulation - that is to be found in the first
three lines at the top of page 231, where the test
is in terms of:
| Cancer | 5 | 20/3/92 |
a State instrumentality or as a State
undertaking carried on by a public authority.
The penultimate test, or indicia, is to be found at page 232 line 19, where there is reference
to the Council being:
a charitable organisation -
And finally, at line 23, on the same page, there is
reference to it being:
a body substantially independent from
government -
At no stage of its reasons did the Full Bench
analyse the various aspects of rule 3(G); it did
not give any weight to rule 3(G)'s separate
elements. When it sought to paraphrase the rule, it did so erroneously. For example, it inserted
the word "State", before the word "undertaking" in
place of the words that actually appear; namely the
words "any other". In our submission, that had two
possible effects: it either lessened the
significance of the much wider phrase, "any other", in terms of any other undertaking, or alternatively
reversed it by substituting for the much wider
formulation of "any other undertaking", the
narrower one of "State undertaking".
Importantly, there is no analysis of the
objects or powers of the Anti-Cancer Council of
Victoria, which are to be found significantly in
sections 5 and 60 of the Cancer Act 1958 Victoria.
Indeed, there was no reference to section 60 in its
decision at all.
| MASON CJ: | But you are committing a similar error, are you |
not, by importing into the first part of
clause 3(G) the word "any".
on, but it is not in the first part of the clause, "Any" appears later is it? It is "any State instrumentality or other
undertaking". Admittedly it is a very badly
drafted clause.
MR WRIGHT: Certainly, Your Honour. In my submission, in
terms of the lack of any article, definite or
indefinite, before the phrase "other undertaking",
it would be my submission that one would see the
article "any" being referable to both "State
instrumentality" or "other undertaking" and that is
the construction for which we contend, but
Your Honour, could I say this, the force of our
argument really is not affected whether the word
"any" is as it were referable to both phrases or
not. Certainly there was no warrant, we say, to
| Cancer | 6 | 20/3/92 |
substitute, as it were, for the word "other" the
word "State".
Now, as to the two tests the Full Bench
elaborated some three-quarters of the way down
page 232, it appears to have taken the view that
those tests were decisive in terms of the rule,
when in fact they were quite neutral factors.Further, the factors listed in the numbered
paragraphs on pages 231 to 232 of the decision were
referred to almost in lieu of reference to the
relevant statutory provisions, and the effect ofthe reference was to read down such provisions or,
on one view, even out of consideration altogether.
I shall return to these factors later.
It is sufficient to note here that the
approach taken by the Full Bench meant that it took
a most restrictive view of the prosecutor's rule
3(G). This may be a convenient point to note the
failure of the Full Bench to take into account the
history of rule 3(G). Although it was mentioned at
lines 32 and following on page 239, there was no
discussion or consideration given to that history,
certainly no weight was attached to it. In our
outline of submissions, at paragraph 5, there isbrief reference to that history, and we refer to
the discussion set out in the decision of
Deputy President MacBean, at first instance, in theCommission, and the reference to the application in
the book is page 136.
Now, the Deputy President cited the comments
of Mr Haynes, who appeared for my client before
him, and there is reference, from line 5 on
page 136, to the rule having been derived in a
federally registered organization from the rulesof:
the unregistered, unincorporated state union known as the Victorian Public Service
Association.
There is then reference to the fact that:
most Victorian unions which are not de facto
branches of federal unions do not have to go
through the tortuous registration -
process of the kind that is relevant to unions in
many other States and in the Commonwealth. And there is then reference to the decision of the
federal deputy registrar, whereby that rule was
picked up from the State unregistered rules into
the federal rules. We say that that history was a
matter which should have been given weight, and it
| Cancer | 7 | 20/3/92 |
is a situation which would emphasize a need to
adopt a nonrestrictive approach.
Can I now turn, briefly, to the statutory basis of the Anti-Cancer Council of Victoria. That
basis derives from the Cancer Act of the Victorian
Parliament - - -
BRENNAN J: Before you get to that, Mr Wright, if one looks
at 3(G) one has, first of all, to understand
something of the nature of an undertaking, and thento understand something of the nature of the body
which carries it on, is that right?
| MR WRIGHT: | Yes, Your Honour. |
| BRENNAN J: | Now, do I understand you to say that there is no |
public flavour about either of the terms undertaking, or the terms which might be
descriptive of the bodies by which it is carried on
other than authorities?
| MR WRIGHT: | No, Your Honour, I do not go that far, but what |
I say is that the word "public" is not to be read,
as it were, inserted before each word
"authorities", "commissions" or "corporations".
That there would have to be a public flavour
deriving from the fact that it is an undertaking
carried on by, for example, a corporation under a
State charter, statute, et cetera. So there would be a public flavour there.
BRENNAN J: But the only public flavour, in being carried on
under a statute, is that it has required the
legislative power of the State to grant it the
corporate status, is it not?
MR WRIGHT: That is right, Your Honour.
BRENNAN J: So, it is any company?
| MR WRIGHT: | No, Your Honour, because a company does not |
carry out its undertaking under the Corporation's
law, or the Companies Code, o-r the Companies Act,
whichever was relevant at the time. It carries on
its business under its articles and so on. There
is a different, we say, in the case of a
corporation established by statute. There may be
exceptions but the generality is, it would be
carrying on its undertaking pursuant to the statute
or, in terms of the word used here, under the State
statute.
| BRENNAN J: | So the criterion is that the undertaking is |
delimited and defined by the statutory instrument?
| MR WRIGHT: | Yes, Your Honour. |
| Cancer | 8 | 20/3/92 |
| BRENNAN J: | Thank you. |
| MR WRIGHT: | I must say, Your Honour, in our consideration of |
the matter we do not seek to pause to consider the
term "undertaking" to any great degree. As we understand the law on that word, there tends to be
two possible approaches to it. One is that the term is used virtually synonymously with terms such
as "business" or "enterprise", or sometimes in
terms of a particular project, and there is also
references to the inclusion of the debts and
liabilities as part of the undertaking in the
former sense. We do not see it as necessarily to pause long to make any distinction of that sort.
We see the word "undertaking" as, at the risk of
using words with what used to be thought were
non-public sector flavours, we see it as
approximately synonymous with terms such as
"business" or "enterprise".
The important parts of the rule are the words
"State instrumentality", or:
carried on by public authorities, commissions,
or corporations under any State charter,statute -
but the "statute" is the relevant word here.
We see, Your Honour, the rule, as I said
before, commencing in the heart of public
employment, or Crown employment, and then
travelling out from that to the periphery. So, it
is an attempt to cover public employment in the
very broadest sense of that term, although thereare clearly limitations.
Could I say one other thing about the question of corporation in terms of company?
I am not
suggesting that the rule does not cover some
companies. For example, in Reg v Portus, in 1949, this Court held that Qantas Airways, because of the
way in which it was structured and so on, was a
body employing persons on behalf of the government
in terms of the rules of the Australian Transport Officers' Federation. Certainly, there are parts of this rule which would allow that kind of body to
be covered, for example, the term "State
instrumentality". So, companies are not excluded
but in terms of the reference to corporations it
normally would not refer to such bodies.
MASON CJ: But why would such bodies not fall within the
earlier description, say, instrumentality or public
authority?
| Cancer | 9 | 20/3/92 |
MR WRIGHT: Well, Your Honour, in my submission, it is a
question of degree. This Court, in looking at the
concept of authority of a State in a case, I think,
upon which Your Honour sat, The Committee of
Direction of Fruit Marketing of Queensland v The phrase there in issue was "authority of the State··,
and in the joint judgment of Your Honour and
Mr Justice Wilson there was reference to that being
a question of degree. Your Honour, we see this as being a question of degree. There may be some
bodies which are public authorities because of theparticularly public nature of the roles they
perform and the powers they are given and so on,
and there may be other bodies which carry on
functions under a statute where the functions are
not so clear cut in terms of having public features
or public purposes.Now, in many cases it will be hard to distinguish bodies. It is hard to imagine a body
which is a public authority which is not a
corporation, carrying on an undertaking under any
State statute, but in our submission there may be
bodies whose public persona is not sufficient to
make them public authorities, but would
nevertheless fall within the less restrictive, if I
could use that word, formulation. We would see that one has to, as it were, follow the rule
through, as going to the periphery of the central
notion, accepting that there will be a degree ofoverlap.
| MASON CJ: | I suppose in this era of privatization, there is |
some reality in what you put to the Court.
| MR WRIGHT: | Yes. Your Honour. Bodies change overnight. |
Often the enabling statute remains, but is
drastically amended and different powers, different
objectives, different boards of management are set
in place, and suggestions that railways, for example, will end up paying their own way, and
matters such as that. I mean, one would obviously
have to look at the differential statutory schemes,
but the very fact that a railway goes from a
loss-making body to a profitable one does not, of
itself, change its affinity with the Crown or the
Government.
The Cancer Act of 1958 is the current statute.
It appears that the original Act was one of 1936, but as the Court will be aware, the statutes in
Victoria were consolidated in 1958. Now the nature of the Anti-Cancer Council is discussed in
paragraphs 15 to 18 of our outline and that
discussion is in terms of its essential public
nature and public purposes. It is our submission
| Cancer | 10 | 20/3/92 |
that the Council is located in the field of public
health and has an important role since 1980 ofbeing the cancer registry for the State of
Victoria, a role which, in all other States, is
carried out by the relevant health department.
Now, under that role, all hospitals, medical
practitioners and pathology laboratories are
obliged to report all detected cases of cancer to
the Council.
The primary objects and powers of the Council
are to be found in section 5 and on the print that
I refer to, it is print number 4, it is to be found
on page 3 of the print:
The objects of the council shall be -
(a) to co-ordinate in Victoria all activities investigations with respect to cancer and
allied conditions and with respect to the
causation prevention and treatmentthereof:
That paragraph was amended in 1988 and the objects now read, although in similar terms with some minor
differences, and the additional objects include to
"undertake, promote and subsidize such research and
to provide information and advice and develop,
coordinate, participate in educational programs".
In subsection (2) of section 5, the Council is
given certain powers for the purpose of:
carrying into effect of the foregoing
objects -
and they include obtaining:
moneys by means of grants subscriptions -
receive obtain and hold lands -
et cetera, and:
with the consent of the -
treasurer, previously the:
Governor in Council -
borrowing sums of money up to a certain limit.
Properly considered, when one looks at
subsections (1) and (2) of the Act, the objects are
to be seen, not only as objects, but also the
limiting the powers.
| Cancer | 11 | 20/3/92 |
Section 60 was inserted, as I said before, in
1980 and again, although it underwent certain
changes in the late 1980s, nevertheless the section
still provides the broad ranging role of the
Anti-Cancer Council, as what I have described as
the cancer registry, and there are mandatory
provisions requiring hospitals, medical
practitioners, pathology laboratories, et cetera,
to report all detected cases. That emphasizes, we
say, and reinforces, the body's role in the public
health field.
It is also important to note the role of the
Governor in Council in appointing most of the
members of the Council of the ACCV. The relevant provision is section 6 and that section also
indicates that ex officio the Minister for Health
and the Chief General Manager of the Health
Department, are also members of the Council.
In section 11 the Council has an obligation to
prepare an annual report and to have it:
laid before both Houses of Parliament.
There is a power in the Governor in Council, in
section 29(3), to bring the Auditor-General in to
audit all the books of the Council. There is a
power in the Governor in Council, in section 31(2),
to revoke the rules made by the Council, and there
again, indicative of the public nature of the body.
We, of course, emphasize the fact that the
body has its prime role in the field of public
health, albeit, perhaps what might be thought a
very specialist area, that is, detection, research
and prevention of a particular disease.
The outline of submissions commencing at
paragraph 12 on page 6 set out, albeit, in summary
terms the principles applicable to the construction of union eligibility rules. The principles are well known as are the relevant authorities. In those circumstances I do not deal further with that
material, except to note this submission: that the effect of the approach of the Full Bench was not to apply any of those principles.
That then brings me to the question whether
the Anti-Cancer Council of Victoria is a public
authority in terms of the Prosecutor's rules. Thisis dealt with in the outline commencing at
paragraph 13. The submission is made that where the phrase "public authority" is used in the rules
of a registered organization, a restrictive or
technical approach would not be applied. However, even if such an approach was adopted the Council
| Cancer | 12 | 20/3/92 |
would be held to be within the scope of the phrase
in the rule.
Reference is made to the judgment of this
Court in Renmark Hotel Inc v Federal Commissioner
of Taxation, where the concept of a public
authority was considered both at first instance and
on appeal. On page 8 of the submission we set out certain considerations of the concept taken from
the judgments of Justice Rich, Chief Justice Latham
and Mr Justice McTiernan.
We submit that an analysis of the Cancer Act,
paying particular regard to the various features
and perhaps greatest emphasis being given to
sections 5(1)(2) and section 60, demonstrates the essentially public nature of the Council and thus
its role as a public authority in terms of the
various formulations extracted.
We submit that the Full Bench failed to place
appropriate weight upon the relevant statutory
provisions in approaching the task before it.
Indeed, the Full Bench, when it came to look at the
factors, and I will come back to those, in the last
two pages of its judgment, made almost no reference
to the Act itself and yet, of course, what happens,
we submit, on the authority of the passage referred
to from Justice Stephen in the Superannuation Fund
Investment Trust case, one must, primarily, look to
the statutory basis of the activity and not
displace that statutory basis to reference to what
might or might not happen in practice from time to
time.
We give due weight, as we must, to the fact
that what is a government activity is not a fixed
or certain situation over time and, of course, we
make reference to the well-known passage in the
judgment of Justice Windeyer in the
Professional Engineers' case. But having said that, one of the traditional areas of government activity is the field of public health, and we have
already indicated that the Anti-Cancer Council is
squarely in that field.
In some ways the high point of the factors
which are relevant to the question of public
authority, is section 60 which is discussed in some
little detail in paragraph 18. That role, enjoyed
elsewhere by State health departments, is a role
which, leaving everything else aside, we say makes
the Anti-Cancer Council a public authority. But we
do not, of course, have to go that far because we
rely upon the broad powers and functions in
section 5 itself.
| Cancer | 13 | 20/3/92 |
Now, I have already made the submission, in
answer to some questions from Your Honours, as to
the phrase "corporation under any State statute''
et cetera. We say, in paragraph 19, that the Anti-Cancer Council is an undertaking carried on by
a corporation under a State statute because there
is relevantly a corporation, we rely upon the
provisions of the Act, sections 4 and 7, and the
matters referred to in paragraph 9. The Full Bench criticized the submission we made before it by
suggesting that, taken to its logical conclusion,
all registered companies would be covered. We have already sought to meet that approach - - -
MASON CJ: | You seek to meet that by giving emphasis to the notion of "under"? |
| MR WRIGHT: | Yes, Your Honour, and we give some few |
references in paragraph 10 which would assist in
the construction of the terms "carried on" and
"under". And the other feature, which leads us to say that it is a corporation in the relevant sense,
is that its undertaking is conducted pursuant to
that Act and, in particular, sections 5 and 60 of
it.
I do not propose to take the Court to R v
Clyne; Ex parte Harrap, the judgment of
Justice O'Bryan, from Victoria, nor that of
Mr Justice Sheppard in The Northern Districts Taxi
Cab Company, and I hand up copies of those reports
for the Court.
| BRENNAN J: | What are these to show, Mr Wright? |
MR WRIGHT: | Your Honour, these are the references referred to in paragraph 10 to provide, at least, authority |
| for the submission that "under" simply means | |
| "pursuant to". | |
| BRENNAN J: Yes. | |
| MR WRIGHT: | As I said, Your Honour, I did not intend to take |
the Court to those authorities because I assumed
that that was not a matter of much controversy.
The last element of the rule, and I know this is dealing with the matters in reverse order, is
the question whether the Anti-Cancer Council is a
State instrumentality in terms of rule 3(G), and that is dealt with in paragraph 20 of our
submissions on pages 10 and 11.
We deal with that in terms of, primarily,
R v
reference to the judgment of this Court in the case I referred to earlier in a different
| Cancer | 14 | 20/3/92 |
context, a case relating to whether the Australian employees of Qantas, it, of course, being a
registered company although the shareholding was in
the Commonwealth and the power to appoint directors
was also there. That was in terms by provision in
its rules relating to a capacity to cover persons
employed on behalf of the government of a
Commonwealth or a State.
We also make reference to a useful
consideration and application of that judgment by
Mr Justice Watson, formerly of the Industrial
Commission of New South Wales, in Re Greyhound
Racing Control Board Award case. In that case,
His Honour was considering a similar formulation but in terms of a different union's rules, and we
extract from those two authorities the features
which we set out at the foot of page 10, and
although the test or formulation there is in terms
of employing persons on behalf of the government of
a State or a Commonwealth, as the case may be, we
respectfully submit that the test, or criterion
there, is not dissimilar from the notion of State
instrumentality, particularly when used in therules of a registered organization.
We say that, properly considered, the Anti-
cancer Council of Victoria falls within those three criteria and thus it can properly be described as a
State instrumentality. I think it is fair to say that in the Commission, Mr Deputy President MacBean
at first instance, relied most heavily on that
concept as leading him to find a dispute or to
maintain the finding of dispute, whereas, we take
the view that one can more readily come to this
conclusion by looking at the concept of public
authority and corporation under any State statute.
We would see the State instrumentality as being the
hardest of the three criteria to establish.
We do, however, in the last two lines of our
submission, make the point that because a finding
might be made that the Anti-Cancer Council is a
State instrumentality for the purposes of this
Union's rules or perhaps for other unions rules, does not necessarily mean that it is so described
for all purposes, because one, of course, would
inevitably look at the structure of the rule, the
principles that are applied, and they may differ
considerably as compared to the situation where one
might look to a statutory formulation or one in
other similar instruments.
Now it is important to look at the factors
which led the Commission to hold that the Anti-
cancer Council was not within any of the
| Cancer | 15 | 20/3/92 |
descriptions contained in the SPSF or the
Prosecutor's rule. Those factors are set out from
approximately line 7 on page 231 to the mid point
at page 232. Now, it is important to recall that
the formulations which immediately precede this, or
this recitation of factors, at the top of page 231,
and the formulation which is to be found at the
foot of page 230 are formulations with which we
take issue. They are not formulations which involve any analysis of the various elements of the
rule and, indeed, to the extent that they
paraphrase the rule, they do so erroneously.
The other important matter, and I apologize for repeating this factor, is that the key features
that one would look to in a body constituted by a
statute, namely the statutory powers and
limitations, are almost not referred to at all.
What the Commission seems to be doing is to
displace the key factors, the statutory basis of
the body itself, by matters which largely might or
might not happen in practice. But, even so,
properly analysed, none of these factors or
features are decisive against the point or points
we seek to make.
If I could seek to deal briefly with the
particular factors, and if I could deal with the
first two together. It is important to note, we
say, that the members of the Council are, in the
majority terms, nominees of the Governor in
Council. The fact that they may be nominees of specific interest groups is simply beside the
point.
The second aspect as to these two features is
the powers of the Anti-Cancer Council are limited
to those set out in the Act, particularly the
sections I have emphasized. And lastly, those powers and objects are clearly public powers and
the functions of the body are public functions. If I could just mention one or two features as
to the second factor, this heavy reliance on the
use of volunteers. Again, there are two important aspects of that. One is the use of volunteers are for the functions of the Council, which are public functions, and it is not uncommon in other areas of
public employment or public activity for volunteers
to be used. Parents, for example, in public
schools, or volunteer helpers in public hospitals
have been a feature of both systems for decades.
In relation to the third and fourth features
which raise the charity point, if I could call it
that, again the reference here is, in effect, a
reading down of the statute. Secondly, the money
Cancer 16 20/3/92 raised is money used by virtue of the statute for
public purposes, and the sources of funds are not
determinative of the issue.
If I could just briefly refer to the Committee
of Direction of Fruit Marketing case which I
mentioned earlier. That judgment is reported in
144 CLR 577, and the particular passage I go to is
at page 593 point 8 in the joint judgment of
Your Honour the Chief Justice and
Mr Justice Wilson. Now, of course, the particular
circumstances applicable there are quite different
from those here, but it is important also to note
that the test of criterion was again different, and
we would say more stringent, namely, the question
there was whether the committee was an authority of
the State, which we would say is a more stringenttest than public authority or the other tests here
in issue. At page 593 there is reference at about point 3 to - its funds being derived from its own
activities and from levies imposed upon it by
growers.
But towards the end of the page at approximately
point 8 in this joint judgment this is said, and I
quote:
Again, the test is not whether the body in
question draws its funds from government
sources.
We again submit that the source of funds is a
neutral question. If I could return but briefly to
the poor old railways, the fact that they might
change overnight from being financed in a deficit
way to a profit-making way would not of itself
alter the public nature of the body.
Now, factor number 5 is to be found at the top of page 232, and this is one of the few references
to the statute or to the important parts of the
statute. We would not accept that that formulation is correct. The statute obliges the Anti-Cancer Council to have regard to the views of the
Chief General Manager or formally the HealthCommission. In our submission, it is going much
too far to suggest that that enables it to simply
ignore those views. The statutory obligation is to have regard to those views and the importance for
this case is that obligation.
Similarly, the Full Bench took the view that
the important feature of the Auditor-General's role
was that he had never, in fact, been required to
audit the accounts. The significance, we say, in
| Cancer | 17 | 20/3/92 |
terms of the public nature of this body, is that
to audit all the funds of the body, not just those that might come from government, and power is important, even if it could be described
the power exists on the part of the Governor in Auditor-General
as a reserve power.
Paragraphs 7 and 8 of these features, again
can be dealt with together. Here reference is made to the Council acting as a lobby group and its role
in having a particular Act passed in 1987 and its
role in a campaign called, the "Quit Campaign",
which interestingly it had a role in conjunction
with the Health Department of Victoria. The important features in these areas are these: what
the Anti-Cancer Council does in these areas arematters performed in terms of its public health
powers and objects. There may be a particular
emphasis to be included here; it may be in thatpart of public health, which is now referred to as
"health promotion", but whatever vogue label one
might wish to attach to it, it can still be
properly considered to fall within public health
and, of course, whatever the Anti-Cancer Council of
Victoria does, it does pursuant to its statutory
powers in the Act.
The other important matter here is that
independence from government, again, is not
decisive. There are many bodies which are Crownbodies, which have differing degrees of dependence or independence on government and that, of course,
can change over time. The significant test is whether they have a public role. One could instance bodies such as directors of public
prosecutions, legal aid commissions, human rights
commissions or bodies of that kind; bodies which
often have an important lobbying or public role.
We do refer in paragraph 8 of our outline, and
particularly at that part of it to be found at
point 5 on page 8, to a passage in the judgment of
Your Honour Justice Mason in the Superannuation
Fund Investment case where, Your Honour, at
page 354 of the report looked at the question of
independence from government, as not of itself
being a feature which would make the body or
transform the body out of being a Crown body.Now, if I could just pause there, of course
again, one of the issues in that case was whether
the body was a body which enjoyed the shield of the
Crown and, in our respectful submission, of course,
the various tests here are nowhere near as
restrictive as that test.
| Cancer | 18 | 20/3/92 |
Those assisting me have carried out some very
quick researches and so far as we can ascertain the
situation, section 101(3) derives from
section 60(2) of the former Act, the Conciliation
and Arbitration Act - - -
MASON CJ: It is virtually identical with it.
| MR WRIGHT: | I think there are minor drafting changes which |
presumably - - -
MASON CJ: | What has happened is, they have split up the provisions in the old section 60. | You find this |
particular one in section 103 and the remaining
provisions, or section 60(1) is in the new
section 150, so the provisions are parallel and
correspond.
| MR WRIGHT: | Your Honour, we say the longstanding view taken |
by this Court in relation to section 60 is a view
which would pertain now to subsection (3). Indeed,
a recent example of the approach, and I was on the
respondent's side, was the Australian Transport
Officers case which, I think, was decided by the
Court in December 1990, and it is recently reported
in 171 CLR. Even though this issue was not discussed there, we say that this is a case,
subject to our legal arguments being successful,
where the same result would follow.
MASON CJ: Yes.
MR WRIGHT: | I have sought to let a large part of our submission speak for itself. I, of course, rely on | |
| ||
| may not have mentioned some of them is not to be taken - - - | ||
| MASON CJ: | No, you can take it we appreciate that all that |
appears in your written outline is the argument
that calls for our consideration.
| MR WRIGHT: | In our respectful submission, the Full Bench |
failed to or, in essence, failed to consider the
relevant rule and came, obviously, to the wrong
result for the reasons we have given in our
submissions. We submit that the State Public Services Federation, through its rule 3(G), has the relevant capacity of employees of the Anti-Cancer
Council of Victoria, and the dispute finding should
not have been revoked. The mandamus would lie, and
I think there is only one matter of detail, which perhaps I should deal with, in the light of the
fact that Her Honour Justice Cohen is no longer a
member of the Commission.
| Cancer | 19 | 20/3/92 |
The orders sought are to be found in the notice of motion, which is set out at pages 236 and
237 of volume 1 of the application book. Clearly,
there would be no basis whereby a writ of mandamus
should issue to Her Honour, but - - -
GAUDRON J: | You do not need a mandamus to the members of the Full Bench, in any event, do you. | The matter goes |
back before a single member, does it not?
| MR WRIGHT: | Except that the Full Bench did make an amended |
finding of dispute which did exclude the
Anti-Cancer Council of Victoria, and we would need
that amended finding to be re-amended in accordance
with the orders of the Court.
GAUDRON J: Yes.
| MR WRIGHT: | Now, we did frame the first order sought in |
terms of members of the first respondent, as a
whole, because it would be a matter for the
Commission as to - - -
| MASON CJ: | Who would hear the application? |
MR WRIGHT: That is right, I am sorry, Your Honour, we would
assume that order 1 is in sufficient terms, but we
take the view that it would be necessary to have
reference to Her Honour, the second respondent, inthe application for the writ of certiorari to quash
the order made in which Her Honour participated,
when a member of the Commission. I think this was a matter raised by Your Honour the Chief Justice
when - - -
MASON CJ: It was a matter raised by me, I think, when the
application for an order nisi was made. I remember
hearing, whether it was in this case or another one
I cannot recall, but I think there were two or
three applications I heard in chambers in quick
succession, where this problem did, conceivably, arise.
MR WRIGHT: Perhaps, not ideally, but we have sought to deal with that question in terms of the way in which the orders have been framed. If the Court pleases.
MASON CJ: Yes, Mr Jessup?
MR JESSUP: If the Court pleases, we have the outline and we
will hand up also, if it is convenient, an
unofficial consolidation of the Cancer Act, which
makes it a little easier to recognize it in its
contemporary manifestation, as it were.
Now, in our submission, the Court must take an
objective approach to the construction of the
| Cancer | 20 | 20/3/92 |
eligibility rule of this, as with any other
registered organization, because it constitutes the
discrimen by which the boundaries of the
organization's proper sphere of influence are
marked out, and such was held by the Court in
Reg v Williams; Ex Parte The Builders' Labourers' Federation, 153 CLR 402 at page 408. In the first paragraph to commence on - - -
| GAUDRON J: | What do you mean by objective? | What is meant |
by objective in that context? I do not know that there is any other one that can really be taken, is
there?
MR JESSUP: Well, Your Honour, what we mean by objective is
what the Court meant by objective in the ELF case.
About a third of the way down the page, the second
major proposition in the paragraph commencing on
that page:
Since such eligibility provisions constitute a
reference point for courts, commissions,
employers, employees and other organizations
in determining or ascertaining an
organization's proper coverage and field of
operation, they must be construed objectively.
And the cases referred to after that statement are
authority for it. Now, what it means, as we understand it, Your Honour, is that it would not
do, if every time a rule came up for construction,
the Court, as it were, opted out of the hardquestion by saying, well, when in doubt we will give it a wide construction, because that might
lead to rules having different meanings depending
upon the convenience of the day. What we submit is that you do recognize it for what it is. It is a
rule of a trade union, but none the less you
construe it according to ordinary principles of
construction against that background.
Now the background may be different for a
particular trade union compared with some others.
It may not be the same background, Your Honour, if
one is dealing with the rules of the Public Service Association from the background that one would have dealing, perhaps, with the rule of the Builders'
Labourers' Federation or the Painters' and Dockers'
Union. One cannot, as it were, universally say, these rules must have been drawn by people inexpert
in the matter of drawing union rules. And, if one looks at the Union rules here, covering the many
many pages of the appeal book, as they do, and I am
referring now not to the rules as a whole but to
the the eligibility rule, one can see it was
subject to enormous attention, in our submission,
and it is unlikely that this subrule would have
| Cancer | 21 | 20/3/92 |
been dealt with in a casual or inattentive way by
the draftsman.
Now, in our submission, the subrule is to be
construed in this way: a person is eligible to
belong to the Federation if he or she is employed
in the public service in Victoria - that much is clear - or if he or she is employed in any State
instrumentality - that much is also clear. And then the difficult area commences. We submit that, from that point on the rule should be read in these
terms "or employed in any other State undertaking
carried on either by a public authority, a
commission or a corporation, that carrying on being
done under a State charter, statute, enactment or
proclamation."
Now the first departure from the construction
advanced by my learned friend which is involved, in
our submission, is the carrying through of the word"State" to the word "undertaking" as well as the
word "instrumentality".
In our submission, "other" before
"undertaking", is used in the sense of "other than
an instrumentality", not in the sense of "otherthan State". So, it is a State instrumentality or
other State undertaking not being an
instrumentality but, no doubt, having much in
common with an instrumentality.
| MASON CJ: | What meaning are you giving to "undertaking"? |
| MR JESSUP: | Your Honour, a business or an enterprise will do |
for present purposes. We do not submit that our client is not an undertaking.
MASON CJ: But, undertaking is not of the same genus or
class as instrumentality, if you are giving it that
meaning.
| MR JESSUP: | No, Your Honour, that is so, although in the |
alternative we say that "other undertaking" should be read ejusdem generis with State instrumentality.
If "State instrumentality" is to be read as a
composite expression, something like German undertaking" is to be read ejusdem generis with it.
That is what we put in the alternative. Our principal submission is that the proper reading is
that it is a State instrumentality or some other
State undertaking and whether or not there is a
class, Your Honour, we would submit that it gets its flavour, as it were, from the State
instrumentality and, indeed, from the public
service.
| Cancer | 22 | 20/3/92 |
| GAUDRON J: | What difference would that make in this case, |
though? Let us assume one came to the conclusion
that the Council were a public authority and it carried on whatever it carried on under a State
statute, what difference would the reading of
"State undertaking" into it mean?
| MR JESSUP: | Your Honour, as I understand the argument put |
against us, it is that "public" can mean pretty
much anything you want it to me in the
circumstances of the case. We would say that a "State undertaking" is an undertaking of the State,
or on behalf of the State, as distinct from anundertaking, if undertaking be the right word,
established by statute and carried on for public
benefit or for charitable purposes. That is the
difference which it makes, Your Honour, and we will
later submit that a "State undertaking" carried on
by a public authority is tantamount to an
undertaking carried on by an authority of the
State, as to which there is considerable law in
this Court.
That is the first way we put it and, we
submit, if the Court pleases, that if one or other
of the forms of construction for which we contend
in the alternative is not adopted, then the rule
must extend both to public companies and to
municipal bodies in the nature of local governingauthorities.
MASON CJ: At the moment, I do not see what the words after
"undertaking" are achieving if "other undertaking"
is to be read as "other State undertaking".
MR JESSUP: Yes, Your Honour. Well, what they are achieving
is to identify the nature of the body by which the
undertaking must be carried on.
MASON CJ: But why would you seek to do that if you are
describing a State undertaking? Would it not be
enough that it is a State undertaking, regardless of the nature of the body that was carrying it on?
MR JESSUP: Well, Your Honour, it might be for the purposes
of the Union but then, on the other hand, there is
a distinction, we submit, which is sought to be
made in the rules between the nature of the
undertaking and the body by which it is carried on,
and this is so because the Union is concerned to
emphasize its extension beyond the public service
proper, beyond employment by the Crown as such, to
extend into employment by free-standing
corporations, as it were, but only those which
carry on a State undertaking. Such that, if they were not there, Your Honour, you might have an
argument that it was not a State undertaking,
| Cancer | 23 | 20/3/92 |
because albeit it exercised powers which were State
powers and carried out State functions, nonethelessit having been separately constituted as a
corporation, is not a State undertaking. So, in that sense, Your Honour, we submit that one needs
to recognize the draftman's concern to emphasize
the scope of the rule into the statutory
corporation area.
GAUDRON J: Is it legitimate, Mr Jessup, to have regard to
the exclusions in construing rule 3(G)?
| MR JESSUP: | Not in this particular instance, Your Honour, |
because this rule was lifted in toto from the
Victorian Public Service Association -
GAUDRON J: Well, I was wondering, can one have regard to
the Victorian exclusions?
| MR JESSUP: | No, Your Honour, because this particular |
paragraph came as such. We recognize that there is an exclusion for municipal bodies, Your Honour, if
Your Honour has that in mind.
GAUDRON J: Well, I am looking at page 56 of the application
book and following.
| MR JESSUP: | Yes, Your Honour. |
GAUDRON J: If one has regard to them, one would think that
there may not be any necessity or any justification
for reading in "State". For example, the exclusion
of persons employed by the University of Melbourne
as academic staff, although that may be directed to
the academic staff, is it?
MR JESSUP: Yes, Your Honour. Well, we are not concerned to
discuss the strength or otherwise of the case
against the University of Melbourne and Your Honour
will be aware, even looking at these exclusions,
that they follow patterns in one sense and in the other sense are such a miscellaneous batch that
they are likely to have been inserted at the behest
of other interest groups or industrial groupings
that do not want to be exposed to any prospect of
coverage, but we would submit, Your Honour, that
once we know that this particular paragraph, 3(G),
came in terms from the Public Service Association's
rules, then that is an important indicator that we
must look principally to it, and to construe it by
reference to the terms of exclusions which, on
their face, lie very distant from it, would, in our
submission, not be a helpful approach to
construction.
| Cancer | 24 | 20/3/92 |
| BRENNAN J: | How does that approach sit with the objective |
approach to construction for regard being had to
history.
| MR JESSUP: | To regard? |
BRENNAN J: If one has regard to the history of a particular
rule, is that an objective approach to the
construction?
| MR JESSUP: | Yes it is, in our submission, Your Honour. | In |
our submission, that is quite a proper approach if
one is doing it objectively, as one would have
regard to the history of legislation.
BRENNAN J: Could I ask you this: if you introduce the word
"State" as qualifying undertaking, what difference
does that make from a construction of the rule
which focuses upon the words "undertaking carriedon under any State charter, statute, enactment or
proclamation"?
MR JESSUP: Well, in our submission, Your Honour, little or
none. What we essentially put to the Court is a series of different ways of construing the rules,
and we put them in order of our preference if you
were, but each of them produces the same result, in
our submission, that is, that it has to be a body
which is imbued with the flavour of State
government administration, the exercise of State
government powers and things of that nature. And you get that from public authorities standing
alone, we will come to submit, and you get it even
more strongly from State undertaking carried on by
a public authority.
| BRENNAN J: | I do not think perhaps I have made my question |
clear. Provided an undertaking is defined by
charter, statute, enactment or proclamation, isthat sufficient to identify the undertaking as a
State undertaking?
| MR JESSUP: | No, in our submission, Your Honour, it is not. |
| BRENNAN J: | What then is the difference between a State |
undertaking and an undertaking which is carried on
under a charter, statute, enactment or
proclamation?
MR JESSUP: Well, we gave Your Honour two examples. We said
that the ordinary trading company would be carried
on under a State statute.
BRENNAN J: But would it?
MR JESSUP: In our submission it would, Your Honour, yes.
| Cancer | 25 | 20/3/92 |
BRENNAN J: Well, that rather leaves aside the emphasis
which I understand is put against you in relation to the word "under'', and that is that it is under
the memorandum and articles of association that a
trading company carries on its activities;
whereas, if you have a statute or regulation which
prescribes the activities to be carried on, then
you have something in the nature of public activity
thus defined.
| MR JESSUP: | Your Honour, as we would understand it, the |
memorandum prescribes the powers and objects of a
company and it does so under the Act, and it is the and objects specified in the memorandum. This
particular Act is ad hoc, as are many Acts, such as
the Act incorporating the Law Institute of
Victoria, the Melbourne Cricket Club, the
Brotherhood of St Lawrence, and many other
professional, sporting, charitable bodies, but they
are established, Your Honour, ad hoc. Some of them
have the functions and objects of the body set out
in the Act. Others of them require the body to
draw up their own objects and to adhere to them in
much the same way as the corporations law.
So we do submit, Your Honour, that it would
not be a satisfactory point of distinction to rely
solely upon State statute, for example, as my
learned friend seeks to do. Secondly, Your Honour,there is the question of local government bodies.
In Victoria, the City of Melbourne has its own Act,
the City of Geelong has its own Act. Other
municipalities are incorporated pursuant to the
Local Government Act, and one needs to have some
notion of what we are talking about here as a
"State undertaking", not a ''municipal undertaking",
and the words following would not, in our
submission, be sufficiently strong to perform that
role.
GAUDRON J: | I come back to, is there a specific exclusion for municipal - - - |
MR JESSUP: Yes, there is, Your Honour.
| GAUDRON J: | Where do I find that? |
| MR JESSUP: | You find it, I think, on the next page from the |
page upon which you find the eligibility rule - you
find it on page Sl(v) at the bottom of the first
column. We recognize the force of what Your Honour puts to us in drawing attention to that exclusion,
but - - -
| BRENNAN J: | Where is the exclusion, again? |
| Cancer | 26 | 20/3/92 |
| MR JESSUP: | On page 51 of the appeal book, Your Honour, at |
the bottom of the first column, (v).
BRENNAN J: Are they not New South Wales instrumentalities?
MR JESSUP: It would be nice to think so, Your Honour, but I
think (i) at line 21 on page 50 - - -
BRENNAN J: Yes, that is right.
| MR JESSUP: | - - - and it deals with the following |
instrumentalities under a series of headings. It
looks as though (v) is self-contained, concluding
at the top of the second column on page 51:
shall not be eligible for membership of the
said Federation.
BRENNAN J: Yes, thank you.
MR JESSUP: | Now, what we say to that, of course, is that rule 3(G) is a rule which came in a chunk, as it | |
| were, from a pre-existing association, and its | ||
| meaning should come with it. It is true that there | ||
| ||
| submit that exclusions is cautionary in its effect, | ||
| and that a proper construction of rule 3(G) should | ||
| proceed with focus upon its terms itself, and when | ||
| one looks at it it is capable of covering the | ||
| municipal area, and yet clearly unlikely that it | ||
| would do so. It is unlikely that the Victorian area, or shown any interest in it. |
Now, we submit next that if "State" is not
carried through to "undertaking" then "other
undertaking" must be read ejusdem generis with "State instrumentality", that is to say, it is concerned with an undertaking in the nature of a
State instrumentality, or an undertaking acting as
the instrument of the State, or performing functions on behalf of the State, alternatively
performing functions of a kind which, in other
regulatory circumstances, would be performed by the
State.
It is necessary, therefore, to consider what
the result would be, first, under the expression
"State instrumentality", secondly, under our
primary submission for "undertaking", that is that
it is a State undertaking and, thirdly, what the
result would be if neither of those submissions
were accepted by Your Honours and it was simply an
undertaking carried on by a public authority.
If we may deal, first, with the question of the instrumentality. This was dealt with in a
| Cancer | 27 | 20/3/92 |
passage which Chief Justice Barwick later described
as probably the most satisfactory treatment, in the
Supreme Court of South Australia in Electricity
Trust of South Australia v Linterns Limited, (1950)
SASR 133, at pages 139 to 140. Is there any reason to assume Your Honours do not have access to that
report? We have photocopies of it if any further
are required.
MASON CJ: Yes, thank you, Mr Jessup.
MR JESSUP: | The question was whether the trust was a State instrumentality for the purposes of being excused |
| from the operation of the rent control legislation, and the court held that it was. On page 139, about | |
| a third of the way down, His Honour said: |
What then is an instrumentality? As Higgins J. pointed out in the Municipal
Employees' Case, the term was not familiar in
English law. It came into the legal
vocabulary of Australia through the Americandoctrine of the mutual immunity of Federal and
State instrumentalities. In the Railway
Servants' Case it was held that the railway
undertakings of the States were State
instrumentalities for the purposes of the
doctrine of immunity. The question arose again in the Municipal Employees' Case in
relation to municipal corporations and the
meaning of instrumentality was discussed atlength. All the Justices seemed to give the
word the same generic meaning, namely, an
organ of government. The debate was whether
municipal corporations which admittedly were
governmental organs were State
instrumentalities in the sense that they were
instrumentalities of the Executive Government.It was held by the majority of the Justices
that they were not. The case is useful in that it indicates that a State instrumentality need not necessarily be a servant or agent of
the Crown. Even if given powers to be exercised independently of the Crown it may
nevertheless be an instrumentality of the
Crown where it is legally empowered to perform and does perform any function whatever for the
Crown.
According to the Oxford English
Dictionary, an instrumentality is that which serves or is employed for some purpose or end,
a means, an agency. The Trust, in my opinion,
exactly fits this conception. By virtue of s. 15 ..... the Crown is the owner of the
undertaking for the supply of electricity and
the mining of coal in South Australia. The
| Cancer | 28 | 20/3/92 |
Trust serves the purposes of the Crown in
managing the undertaking and in making
electricity and coal available for the public. the Crown asset. It is not the servant or
It exercises its functions on behalf of theagent of the Crown because it has independent
powers and is not subject to the control of
the Governor in Council or any Minister of
State. Nevertheless, it is an instrumentality
or agency of the Crown, because it serves the purpose of the Crown in managing Crown assets
in the interests of the public.
And we have referred to the Municipal Employees'
case in our outline. We will not take Your Honours to that because that case was not concerned with
construing the word "instrumentality'' in a statute,but rather with whether local governing bodies were
instrumentalities of the State in such a way as to
give them immunity from Commonwealth legislation,
and at the pages to which we have referred in our
outline, Their Honours made observations upon which dealing with the notion of an instrumentality,
apparently coming, as it had, from American law.
Now, my learned friend has referred
Your Honours to Portus' case, the case concerning
Qantas airlines. When one looks at that case one
will find that in two respects at least it is
different from this case. It was concerned with a
union which had a different rule altogether; that
is, a rule which enabled it to cover corporations
who employed people on behalf of the Government.
We would submit it would be a clearer case from our
point of view if those were the words here. If it
makes any difference, which we submit it does not,
our client does not employ people on behalf of the
Government at all. It is performing a function
which is quite separate from government. And secondly, Portus' case was concerned with
a private company, the whole of the shareholding in
which was held by the government and therefore one
would not register any surprise at the conclusionof the court in that case that the employees were employed on behalf of the government, because the
government, wanting to acquire an airline, had
chosen to acquire all the shares in an existing
airline company.
Now if we may turn to the next part of the
construction, if Your Honours accept what we say
about "State undertaking", we proceed to submit
that a State undertaking, which is carried on by a
public authority, is tantamount to an authority of
| Cancer | 29 | 20/3/92 |
a State and is likewise, in our submission, an
instrument of government, is engaged in the work of
government or is a body with the power to direct or
control the affairs of others on behalf of the
State. May we take Your Honours to General Steel Industries Inc. v Commissioner for Railways (NSW),
112 CLR 125. The question which arose is whether
the Commissioner for Railways was exempt from the
operation of the Patents Act by reason of being an
authority of the State and that arose from the
combined operation of sections 132 and 125 of that
Act, the terms of which are set out on page 131 of
the report. We rely on what His Honour the Chief Justice said, on page 132, commencing at the bottom
of that page. His Honour said:
There is no direct judicial precedent for
deciding that the Commissioner is an
"authority" of the State for such purposes as
those of section 125 of the Patents Act. It
has been decided that the Commissioner for
Railways is so far identified with the Crown as not to be bound by Fair Rents legislation
and that in certain other respects he is
entitled to the privilege or protection which
the law accords the Crown. But, to my mind,
these authorities are not decisive of the
present question which is whether in the
Commonwealth statute dealing with patents for
inventions the expression "an authority of theState" embraces the Commissioner for Railways.
That he has some of the immunities of the
Crown and is not bound by some statutes may beelements for consideration but cannot be
conclusive.And then His Honour deals with the Electricity Trust case and having quoted from that case at
about 7 on that page, His Honour continues:
But His Honour's conclusion that the Electricity Trust was an instrumentality of the Crown turned of course on the statute
His Honour was construing and the nature of
the functions performed by and the
relationship of the statutory body to the
Crown and to its revenues. The concept of an "instrumentality" accepted by His Honour in
that case is not identical with the concept of
an authority of the State for present purposes
though the two concepts may have some common
elements and be closely allied. Thus, though
the considerations which weighed with
His Honour in that case have their relevance
here, they are not decisive.
| Cancer | 30 | 20/3/92 |
His Honour found that the railways commissioner was
an authority of the State.
May I take Your Honours then to the case to
which my learned friend referred, the Fruit
Marketing case, 144 CLR 577. This was a case in
which the question was whether the appellant
committee was an authority of the State for the
purposes of not being entitled to concessional rates under postal by-laws. We take the Court
first to the judgment of Mr Justice Gibbs at
page 580. His Honour said, commencing about a
quarter of the way down:
The word "authority" in the sense in
which it is used in by-law 118, simply means
"a person or body exercising power or
command". It will be unnecessary in what I am
about to say to discuss the position of an
individual person who is an authority. The expression "authority of a State" refers to a
body which exercises power derived from or
delegated by the State, but the fact that a
body is established under State law and
possesses power conferred upon it by State lawwill not necessarily mean that the body is an authority of a State. For example, a private
company, such as a gas supply company, which
provides a public service for profit, may be
set up under the company laws of a State, and
may be given special statutory powers to
enable it to carry on its undertaking, but it
does not thereby become an authority of the
State. The words "authority of a State" naturally mean a body which is given by the
State the power to direct or control the
affairs of others on behalf of the State,
i.e., for the purposes of and in the interestsof the community or some section of it. In
concerned is given exceptional powers of a some cases it may be decisive that the body kind not ordinarily possessed by an individual or a company, and that those powers are
intended to be exercised for a purpose thatwould ordinarily be regarded as a purpose of government. On the other hand, in some cases it may be decisive that the body is conducted in the interest and for the profit of its members. In all cases, however, it is necessary to have regard to all the relevant
circumstances in order to determine the
character of the body in question.
His Honour goes on to say he has been much assisted by the Silverton Tramway case and by the Western
Australian Turf Club case.
| Cancer | 31 | 20/3/92 |
May we take Your Honours next to page 593 in the judgment of Your Honour the Chief Justice and
Mr Justice Wilson. Your Honour said on that page commencing just over half-way down:
The question to be determined is whether
the appellant is or is not "the Commonwealth,
a State or an authority of the Commonwealth or
of a State". No other test is provided. Nevertheless the totality of the provision is
instructive, and some conclusions may be drawn
from it. Clearly, it is not confined to the
Crown and those bodies which are so closely
identified with the Crown as to enjoy its
immunities. Consequently, the provisions of
s 6(4) cannot be decisive in favour of the
appellant. Again, the test is not whether the
body in question draws its funds from
government sources.
In our opinion, the focus is upon
government, and the function of government.
If the appellant is to succeed, it must be
because the proper conclusion, based on the
legislation, is that the COD is not engaged in
the work of government, notwithstanding that
it is created a statutory authority with a
wide range of powers. It would have to be
shown that the authority represented by those
powers in reality is derived from the growers,
not from the State.
Finally, on page 595, Your Honour said, in the
last paragraph in the judgment:
In our opinion, the legislation clearly creates the appellant an instrument of
government and equips it with the powers to
achieve the organized marketing which is the
purpose of the legislation.
We will later draw to Your Honours' attention why
our client does not come within those kinds of
formulations which have been used in the cases.
So much then for "other State undertaking".
If we might now concern ourselves, Your Honours,
with the consequences of a finding that "State" is
not to be carried through and "other undertaking"is not to be read as ejusdem generis with State
instrumentality, namely that what we have is simply
an undertaking carried on by a public authority
under a State statute.
We would submit that even in such a case the
rule is concerned with a body exercising
governmental power or command. a body, that is to
| Cancer | 32 | 20/3/92 |
say, authorized by a statute to act on behalf of
the public or the State. The question of "public authority" has been considered in a number of cases
under section 23(d) of the Income Tax Assessment
Act. Perhaps the earliest well-known one was the
Queensland Law Reporting case, 34 CLR 580, and
reference is made to page 585 because that is the
occasion which Sir Isaac Isaacs, who was then
Acting Chief Justice, observed in the course of
argument that a public authority is one which
exercises:
some statutory power authorizing them to act
on behalf of the public of the State -
and that is about one-third of the way down
page 585.
In the judgment of the Court which follows,
there was no greater enlightenment on why it was
held that the incoraporated council was not a
public authority but since, as Your Honours will
note, counsel for the respondent was not called on,
the observation made in argument has been
identified in later cases as substantially the
basis for the ruling in that case.
The first of those later cases is the Renmark
Hotel case, 79 CLR 10. The Renmark Hotel was constituted under the Association's Incorporation
Act, and some fairly, what we would nowadays call
unusual, I suppose, legislation limiting the number of licensed outlets in the Renmark irrigation area,
and it was argued that this hotel was a public
authority for the purposes of the Income Tax Act.
The matter came before Mr Justice Rich, at
first instance, or on appeal from the
administrative decision of the Commissioner.
Page 18, at about half-way down the page, The characteristics of a public authority His Honour said:
seem to be that it should carry on some
undertaking of a public nature for the benefit
of the community or of some section orgeographical division of the community and
that it should have some governmental
authority to do so. Ins. 23(d) it is made
clear that it must be constituted under a
State Act. Coercive powers over the individual are given to many governmental
authorities which could be called public
authorities, but it is not an essential part
of a conception of a public authority that it
should have coercive powers, whether of an
administrative or a legislative character. It
| Cancer | 33 | 20/3/92 |
may, however, be an essential characteristic
of the conception that it should have
exceptional powers or authority, for instance
a tramway board of trust has the exceptional
authority of taking its trams down a public
street. A water authority may lay its water
mains, a lighting authority may do the like.
Some exceptional powers of doing what an ordinary private individual may not do are
generally found in any body which we would
describe as a public authority.
| MASON CJ: | Now, do you say that is part of the criterion, do |
you, of public authority?
MR JESSUP: Yes, Your Honour, we do. Now, the matter was
appealed and His Honour's decision was upheld. The judgments, on appeal, commence on page 21 of the report, and if I might take Your Honours first to
the bottom of page 22 in the judgment of the
Chief Justice:
In my opinion, all these provisions
amount to a set of special provisions for
controlling the sale of liquor in a particular
area and the disposition of the profits
arising from such sale; but, in my opinion,
the appellant company is not given any power
or authority by law in the form of a State
statute to do any acts in relation to the
public which otherwise would be beyond its
power or unauthorized. The licence to sell liquor plainly does not make the licensee a
public authority. If this were the case,licensees of all premises licensed to sell
liquor would be public authorities.
And then His Honour refers to Griffiths v Smith and
to the words of Lord Porter in these terms:
"There are many bodies which perform statutory duties and exercise public functions." In my
opinion, those words indicate the nature of
the attributes which a person or body must
have in order to be a public authority within
the meaning of the ..... Acts. In my opinion, the appellant company does not perform any
statutory duties or exercise any public
function.
Mr Justice McTiernan, over the page, in the second
paragraph on page 24:
The appellant is managed by a publicly
elected committee and bound by its
constitution to devote the profits to public
objects, but that does not necessarily make it
| Cancer | 34 | 20/3/92 |
a public authority constituted under statute.
It is the nature of the authority which is the
test, and that must be considered.
This appellant is not given any powers,
duties or authorities which would make it a
public authority in the ordinary sense of the
expression.
And then Mr Justice Webb, in the second paragraph
of his short judgment, His Honour said:
Paying full regard to the legislation
which has been passed to assist this
particular body, I am unable to find in it any
statutory power authorizing this body to act
on behalf of the public or the State - to
apply the test laid down by Mr. Justice Isaacs
in the ..... Incorporated Council of LawReporting case.
| MASON CJ: | What do you understand by "act on behalf of the |
public" as distinct from "act on behalf of the
State"?
MR JESSUP: Well, Your Honour, it is a difficult expression;
it clearly does not mean literally act on behalf of
everybody. "Public" must be given a meaning which ties it back, in our submission, in effect to the
State~ That is to say, achieving a public purpose
by way of State authority, and in that sense,
Your Honour, as for instance perhaps a tramway company or an electricity company would do that,
not necessarily exercising core State functions,
Your Honour, but exercising public functions with
the authority of the State. One of the problems in this rule, Your Honour, is that public has to be
given some meaning; it obviously does not cover
"public" in the sense of public company, and in
looking for a meaning we say it is tied into
authority and the judicial exposition which has been given to public authority. We also say that it gets its flavour from the public service
character of the rule as a whole, and we will come
back to that presently.
MASON CJ: | Why is it not enough that it is set up by government and that its functions are public in the |
| sense that it is to act in the interests of the | |
| public, rather than for any private purpose or interest? |
MR JESSUP: Well, Your Honour, there would be many bodies
which would be covered if that were so. Now I have mentioned the Law Institute, which is an
incorporated body, which has statutory powers;
indeed, greater powers than our client, and such
| Cancer | 35 | 20/3/92 |
bodies as the Melbourne Cricket Club, which is
required under its Act to foster the development of
a range of different sporting activities, all in
the public interest, and under statute.
| MASON CJ: | But bodies such as that may be regarded as |
serving private or sectional interests as well.
| MR JESSUP: | Not in so far as the Statute deals with it, |
Your Honour, with respect; they may, on the way
through as it were, serve private interests, but
the purpose of their incorporation, in our
submission, is to ensure the performance of the, inthis broad sense, public functions, in which the
legislature perceives the community has an
interest, and there has to be some discrimen given
to it, that is to the word ''public" Your Honour, in
our submission, which is more than simply
beneficial in the interests of the community.
There are many institutes, medical institutes,
research institutes, charitible bodies, which are
incorporated; all of them are incorporated for
reasons which exclude any private element. The Brotherhood of St Lawrence is one I mentioned
earlier, and yet, what is happening with them, as
with our client, is that the legislature is, as it
were, putting on a proper foundation in law, an
activity which is non-governmental and non-State in
that sense; that is non-public in the sense of
governmental.
BRENNAN J: I can understand that where the legislation
essentially provides a framework, to take the case
of the Brotherhood of St Lawrence, allows the
channelling of public subscriptions to the devotion
to charitable works. But in the case of the Law Institute, for example, where there are statutory powers being exercised in the public interest, it
authority.
is not easy to see that it is not a public MR JESSUP: Well, Your Honour, with respect, that tends to
beg the question, if we may so submit, rather than
to provide the answer - - -
BRENNAN J: Of course. MR JESSUP: - - - in this sense, that, if all that happens is that a body is given powers which are to be
exercised in the public interest then it could
extend to the Law Institute and what we say is, it
would be curious if the Public Service Association
should cover employees of the Law Institute, whichis a body which stands quite outside the
traditional sphere of what might be thought to be
Cancer 36 20/3/92 public service, or even some tentacle of the public
service.
BRENNAN J: | We does not your argument really come back to trying to identify what, to use a discarded |
| discrimen, is regarded as traditional government | |
| functions? |
MR JESSUP: Well, it does not rely upon such an
identification, Your Honour, no.
BRENNAN J: It does not embrace it, but is that not the
underlying concept?
MR JESSUP: It starts from that, as my learned friend said,
and it goes out to what he described as the
peripheries. Now, you have to start with some notion of the favour of the body as a whole before you can properly approach the construction of this
rule, in our submission, before you know whether
something is a periphery of the public service or a
private, charitable or professional or sporting
body, which has been incorporated so as to protect
its funds, for example, and so as to ensure thatdonations which are made to it are directed to proper purposes and this, we submit, is a very important part of the position of our client, that
when you have a body which collects in each year
very substantial sums of money from public appeals,
donations, bequests and the like, it is important
that there be statutory protections, that those
funds ought to be not only protected from
defalcation and the like, but also used in the way
for which they are intended and furthermore,
Your Honour, the existence of the legislation as a
public document open to all, will satisfy intending
donors and indicate to them the purposes and the
only purposes for which their money can be
directed.
Now, that does not mean, Your Honour, in our
submission, that it is a public authority. What it does mean is that there is a very good reason for
having it incorporated under statute and for having
its powers identified in that way.
The next decision of this Court to which we
want to draw Your Honours' attention is the Western
Australian Turf Club Inc v Commissioner of the Western Australian Turf Club had been given
certain powers which were accepted by the Court as
State, public or governmental powers, but the question was really whether, having those powers as to part of their activities but that side of it, as it were, not attracting any income, the question
was whether their income from their other
| Cancer | 37 | 20/3/92 |
activities was exempt from income tax. Might I
take Your Honours to page 294. I will not read 294
to 297 to Your Honours completely, but draw Your Honours' attention to part of it.
Mr Justice Stephen said at the bottom of 294:The Act of 1917 was of quite different effect. It imposed upon the Club a public
function, that of licensing horse-races
throughout the State. The Club has ever since been involved in this exercise of powers and
functions not possessed by the ordinary
citizen and which have been conferred by
statute and are essentially of a public
nature. Were these powers and functions vested in some State authority created for
that purpose and having no other function it
would, I think, clearly enough be a public
authority.
And then in the next but one paragraph, the last
paragraph on 295 about eight lines in, His Honour
referred to the club having as one of its roles -
that of an agency of government controlling
horse-racing.
At the bottom of 295 His Honour said:
Nevertheless some general principles of
assistance do appear from the cases. I do not have in mind propositions that a purpose of
earning of private profits was enough to
disqualify from status as a public authority -
then over the page -
despite the existence of statutory duties or
powers that the undoubted existence of public
benefit derived from the body's activities was
was required than the performance of duties, not in itself enough to quality or that more even public duties, imposed by statute. It is rather the general approach of the courts to the question of status as a public authority that is useful; that approach has involved a weighing of all relevant circumstances before
deciding in particular cases upon the status
of the body in question.
At the top of the next page His Honour said:
In the case of s 23(d), the possession of
some statutory duties or powers is not, I
think, enough to attract to the income of a
body the exemption from tax which the
paragraph confers unless, upon examination of
Cancer 38 20/3/92 all of its characteristics, the body can be
seen in general to conform to the commonunderstanding of a public authority. In such
an examination, in view of the indefinite
nature of the term "public authority", it will
perhaps be profitable, as Lord Haldane
suggested in the passage quoted above, toadopt an "essentially negative method",
looking for features clearly alien to the concept of what is a public authority and
judging to what degree those features are
pervasive and important.
And finally, on page 311, Mr Justice Aickin, at
point 6 on the page, said:
In agreement with the views expressed in
the cases referred to above, I regard the
basic requirement as being that the relevantAct under which the relevant body is said to be "constituted" should confer powers of an
exceptional nature not possessed by private
individuals or by companies formed by privateindividuals under the provisions of the
Companies Act.
Finally, in this respect Your Honours, may we
take you to the Federal Commissioner of Taxation v
Silverton Tramway Co Ltd, 88 CLR 559. Another
taxation case, but in this case not income tax, but
rather exemption from sales tax. At page 565, in
the judgment of Chief Justice Dixon, about 15 or so
lines up from the bottom, His Honour said:
The word "authority" has long been used to
describe a body or person exercising power or
command. No doubt this has come about by a transfer of meaning from the abstract
conception of power or command to the body or
person possessing it. But in relation to such a public affair as public transport the use of the word "authority" as a description of a person or body implies he or it is an agency or instrument set up to exercise control or
execute a function in the public interestwhether as an emanation of the general government or as an adjunct of local government or as a specially constituted officer or body.
And again the -
MASON CJ: So, stopping there, you are saying it is not an
authority?
MR JESSUP: That is so, Your Honour; not a public authority.
| Cancer | 39 | 20/3/92 |
MASON CJ: Just taking what has been said there, the passage
you have read out, that seems to suggest that a
body that lacks coercive powers is not an
authority.
MR JESSUP: Coercive or exceptional powers, Your Honour.
MASON CJ: Yes.
| MR JESSUP: | And we say that. | We will come to our Act in a |
moment, Your Honour, but that is what we say. We are not an authority.
MASON CJ: So, that submission really does not rest on the
word "public"; it rests on the word "authority".
| MR JESSUP: | Yes, that is so, Your Honour, yes. | Now, |
Mr Justice Webb dealt with the matter at page 568,
about four lines down from the top, His Honour
said:
As it cannot properly be claimed that
government or command is vested in them, or
that any public trust is discharged by them,
the mere fact that they are authorized by
legislation to the extent indicated does not
entitle them to be termed authorities, any
more than does their creation or constitution
by statute. To warrant that designation, they must, I think, have authority to act for and
on behalf of the public, and not merely have
authority to use or encroach upon public
property, subject to providing compensation to
the public in some form or other, and to take
measures, even subordinate legislative
measures, in support of such use orencroachment, but always for private profit.
And, of course, His Honour, there, I readily
accept, was principally concerned with making a
distinction between private undertakings and public authorities.
| MR JESSUP: | At page 570, Mr Justice Taylor, at about point 7 |
on the page, adopted the observations of
Mr Justice Rich in the Renmark Hotel case, and I
have already drawn Your Honours' attention to that
judgment.
MASON CJ: That denies the necessity for the possession of
coercive powers?
MR JESSUP: It does, Your Honour, but it asserts the
necessity for some exceptional powers not held by
normal people or companies under the Companies Act.
Cancer 40 20/3/92
| MASON CJ: | Now, is it your submission that exceptional |
powers, or exceptional authority, connotes the
power to do something that otherwise would not belawful?
MR JESSUP: | Yes, Your Honour, either to coerce or to regulate or to, as in Your Honour's terms, do |
| something that would not be open or lawful for | |
| somebody else to do. | |
| MASON CJ: | To an ordinary individual? |
| MR JESSUP: | Yes. | Now, we say that there is nothing under |
our Act which we can do which could not be done by
a carefully constituted private foundation.
BRENNAN J: There is the registration functions, is there
not?
| MR JESSUP: | We do not do anything, Your Honour, we just |
receive the reports. The way they send the reports to us is prescribed in regulations of the Governor
in Council; we cannot control that, Your Honour, we simply get the information and if it is not sent
to us we cannot prosecute.
| BRENNAN: | You are just a collecting agency? |
MR JESSUP: Just a repository, or a receiving agency for
that information and, indeed, under section 59 of
the Act the Governor in Council has power to
prescribe other bodies for just such a purpose,
bodies that might be more concerned with specific
types of cancer. Now, on our instructions, there
have been no such regulations made, but that is as
far as it goes, Your Honour.
| MASON CJ: | Now, it may be possible to say that this |
conception of public authority is the conventional
legal meaning that is assigned to the expression and that its popular meaning is somewhat wider than
that. What do dictionary meanings say?
| MR JESSUP: | We will be able to assist Your Honour with that |
in a moment. At the end of the day this Court is
the only one that can say what the popular meaningof a word is, and we would submit that this Court
has approached the matter in those terms in the
cases to which we have referred.
Regrettably we do not have authority, but the
dictionary does deal with "public" in the ways
which are arguably relevant for present purposes,
Your Honour, in these terms, "of or pertaining to
the people as a whole", which is not the meaning
that we would give it, but it clearly is a meaningof "public" such as public toilet - - -
| Cancer | 41 | 20/3/92 |
| MASON CJ: | But the problem is not so much with the meaning |
of the "public", the problem is with the meaning of
the word "authority".
MR JESSUP: Yes, well, Your Honour, we do not have that and
I do not think it was in the compact OED from which
we have got some extracts, Your Honour. We have "public service", we have "public utility", which
is:
service or supply such as electricity, water
or transport, considered necessary to the
community, usually controlled by a
nationalized or private monopoly and subject
to public regulation.
We have "public sector" - that part of an economy,
industry, et cetera:
which is controlled by the State at any level
of government.
But I am afraid we cannot find the particular
expression to which Your Honour is referring.
BRENNAN J: The nature, as I understand it, of "public
authority", in your submission, is that it is a
body vested either with coercive powers or with
extraordinary powers and that it is public if the
powers are to be exercised in the interests of thepublic generally.
MR JESSUP: That would do, Your Honour. It is the second
part of that formulation which causes me to
hesitate. Our submission is, that it is public if they are powers to be exercised of a governmental
or regulatory nature. That is the meaning which we
give to "public" but it would do, for our purposes,
if they were powers to be exercised in theinterests of the public generally, yes, but none
the less, exceptional powers not generally available.
Moving from "public authority" to
"commissions" and "corporations", my learned friend
has not relied upon commissions and neither he
could because - - -
MASON CJ: There is no occasion to address us on
"commissions".
| MR JESSUP: | No. | As for "corporations": | the interesting |
thing about "corporations" is that the word is quite unrevealing as to the nature, powers and functions of a body of the kind to which it refers.
The word "corporations" is more concerned with the
formal status in law of the body, so "corporations"
| Cancer | 42 | 20/3/92 |
is not really in the same continuant as "authority"
because "authority" does not tell you what is the
formal status in law of the body. Rather, it gives
you some idea of what are the functions and what is
the role of the body. Its role is to act as an
authority. "Corporations", on the other hand,
tells you that it will be a legal person but
standing· alone it is otherwise quite unrevealing
and, therefore, unsatisfactory unless you carry
forward "public" to attach to it. In our
submission, "public" has to attach to "corporation"
and to "commissions".
"Corporation", if it is described by another
word, may have a sensible meaning. If it were
"municipal corporations", one would immediately
know that there is a tradition of such bodies in
the law. Likewise, "public corporations", at least
tells you something more about what they are than
"corporations" existing on their own, so we submit
that "public" has to be carried through to
"corporations".
BRENNAN J: The argument against that, I suppose, is that
the term "public authorities" and the term
"corporations" are both descriptive of capacities.
"Public authority", with its particular powers, and
"corporations" with their power to act as an
ordinary individual, natural person might be - - -
MR JESSUP: Yes. Well, that is one way of looking at it,
Your Honour, but it does not really deal with the proposition that a public authority is as likely as not to be a corporation. It is a very difficult
series of words to deal with. All we are concerned
to say is that you cannot deal with "corporations",
as it were, floating around without any adjective.
It has to be put in context in some way and the
most obvious way is to carry through "public".
Indeed, the words seem to get less specific as they
go further away from "public" and, therefore, more
in need of qualification, we would submit. As so qualified, "public corporations", the expression must, in our submission, be read so as
to have the flavour of the rule as a whole, and the
flavour of the rule as a whole is that of State
government, or public service, in the traditional
sense and perhaps growing out to the peripheriesbut, none the less, where there is a point of
ambiguity reached as to whether it is within or
without, it is essential, we say, to look back to
the point of reference which is the public service
and areas analogous to it.
We would urge upon Your Honours the same
approach as was taken in the Municipal Officers'
| Cancer | 43 | 20/3/92 |
case, 133 CLR 59. It was, likewise, submitted in
that case by the Municipal Officers' Association
that a university was a statutory corporation and,
therefore, capable of being covered by the body
which, for the most part, covers the local
government industry. In a joint judgment, in which
Your Honour the Chief Justice participated, that
argument was rejected and the rejection appears
from pages 68 to 70. The rule itself is apparent on page 68. The Association shall consist of an unlimited
number of persons employed -
et cetera -
by Local Authorities, Cities, Municipalities,
Towns, Boroughs, or Shires, or by Statutory
Authorities, Corporations, Trusts, Boards or
Commissions -
and it was said that the universities were
statutory corporations because they were
corporations set up under statute, and no doubt the
same could be said by our learned friends here.
The argument was not accepted. At the bottom
of 68 Their Honours said:
We are not concerned to discuss what ambit the
words "statutory corporations" might have had
if they had appeared alone or in another
context.
About five or six lines down page 69:
However, it is not permissible to construe those words in isolation ..... they should if
possible be given a meaning that will render
them harmonious with the rest of the
instrument in which they appear.
And then about 10 lines beyond that:
In the context of the rule the generality of
the words "Statutory Authorities,
Corporations, Trusts,. Boards or Commissions"
must be limited by the other words, earlier
and later, with which they are associated, andwhich show that they were intended to have
some flavour of local government.
And over the page Their Honours referred to an
earlier case concerning the same association, and
quoted from a judgment of Mr Justice Rich, in the
second half of which on page 70, His Honour had
said:
| Cancer | 44 | 20/3/92 |
and when the phrase 'statutory corporations'
or 'statutory authorities, corporations,
trusts, boards or commissions' is found in
such a collocation I think that the natural
and reasonable inference is that what is meant
is bodies of a public character exercising
functions of a public nature analogous tothose of local government bodies, and not
private bodies established by or under
statute, whether public or private, for the
purpose of conducting private enterprises or
activities."
And then, skipping through to the next
paragraph:
For the purposes of determining the present matters it is unnecessary and
therefore undesirable to attempt to define the
full scope of the words of rule 5. Once it is
accepted, as it must be, that the words
"statutory corporations" in rule 5 refer only
to corporations of the public character
exercising public functions analogous to thoseof local government bodies it becomes clear
that persons employed on the staffs of
universities are not eligible to be members of
the Association -
GAUDRON J: Is there any analogy to be imported into
rule 3 (G)?
| MR JESSUP: | Yes Your Honour; the analogous application of |
that principle is that here you have public
corporations analogous to those of State government
bodies, exercising - - -
GAUDRON J: Well, if "State" goes, say you are dependent
only on the public being carried across, rather
than State?
MR JESSUP: Public in the sense, Your Honour, from the
public service and then outwards. In other words,
we do not have universities, we do not have
municipalities, we do not have public companies and
we do not have public charities, because those are
not bodies which have the flavour of State
government administration, which is the flavour
possessed by this rule, in our submission.
Now, some areas of State government
administration are not government administration in
the traditional sense; they are concerned with
electricity supply; they are concerned with all
manner of areas into which the government has gone,
but we would say that there is an important
| Cancer | 45 | 20/3/92 |
distinction between the State through the agency of
its legislature and its executive, deciding to
concern itself in a non-traditional area, on the
one hand, and a non-traditional non-government area
simply being given an incorporating Act to enable
it to carry out its traditional functions, and we
submit there is a distinction there which, when the
flavour of the rule is identified, puts our client
outside it.
Now one can also rely, we submit, if there is
any ambiguity about the matter, upon the name of the association, it is the State Public Services
Federation, and we submit that, when you look at
rule 3(G) as a whole, you see that the predominant
concern of the draftsman of that rule was with the
public service and with areas analogous to it, such
as the State instrumentalities and bodies of that
kind.
Now, if we could turn from the legal framework
to the provisions of the Cancer Act: the objects
and powers are set out in section 5, as my learned
friend has indicated, but when you look at them,
you will see that they lack any substantial
connection with government, or public
administration and you will see that they are
enabling, rather than coercive or regulatory. The
Council cannot take any regulatory steps to obtain
money from people. It is subject to the
beneficence of the community and, having obtainedthe money, the way it marshals that money is the
way it achieves its objects.
I notice Your Honours have been looking at the
time. If Your Honours are wondering about how much longer I will be going or whether this is a - - -
| MASON CJ: | I was about to ask you that question, Mr Jessup. |
We are under no time constraints, so that -
| MR JESSUP: | No, I appreciate - the convenience of |
Your Honours. It will probably be about 15 or
20 minutes, I suspect.
MASON CJ: Yes. I think we will adjourn now and resume at
2.15.
| MR JESSUP: | May it please the Court. |
AT 12.48 PM LUNCHEON ADJOURNMENT
| Cancer | 46 | 20/3/92 |
UPON RESUMING AT 2.18 PM:
| MASON CJ: | Yes, Mr Jessup. |
MR JESSUP: If the Court pleases. In the adjournment we
have taken some photocopies of the dictionary
meaning of "authority" and it might assist
Your Honours if we were to hand up those.
| MASON CJ: | Thank you. Are there any that are relevant? |
MR JESSUP: Yes, Your Honour. The relevant one in the OED,
which is the first page, is meaning number 3 in the
second column.
MASON CJ: Yes.
| MR JESSUP: | And Your Honours will see in the examples given |
towards the end of the 19th century at least one
has some meanings that relate to the matter in
hand.
MASON CJ: Yes.
| MR JESSUP: | And the second page is the Macquarie |
Dictionary - the second and third pages - the meaning of "authority" is given at the foot of the right-hand column and extending over on to the next
page, and the relevant one as we understand it is
number 2. And, in our submission, the everyday meaning of "authority" -
| MASON CJ: | Is consistent with the meaning |
MR JESSUP: It is, Your Honour, yes. Now, returning then to
the Anti-Cancer Council under its Act, the objects
and powers in section 5 do, we submit, lack any
substantial connection with government and are not regulatory or coercive, rather they are enabling
powers, the standard sort of powers as you would
expect to find possessed by any corporation.
Now, what the Council actually does, in so far
as it may be gleaned from the Act, may be gleaned
from the structure of committees for which the Act
provides. Section 15 provides for the finance
committee - or section 14 provides for the
committee, but section 15 tells one what thefinance committee does. Section 17 tells one what
the medical and scientific committee does. It
advises:
the executive committee as to -
| Cancer | 47 | 20/3/92 |
(i) the nature scope and method of promoting
investigations and research with respect
to cancer and allied conditions and with
respect to the causation prevention and
treatment thereof;
(ii) the selection of suitable officers to be
appointed by the executive committee for
these purposes and the terms andconditions of their appointment.
There is then an appeals committee and
section 18(3) tells you what the appeals committee
does. In essence. it is the fundraising part of
the Council.
Now, the whole is under the superintendents of
the executive committee provided for in section 12 and the constitution of the executive committee is set out in subsection (2) and it is very
substantially constituted by appointees of the
other committees, together with appointees of the
Council itself and two co-opted members. And, Your Honours, the Act is very simple. So far as functions and purposes go, that is about the extent
of it. The Act does not say that the Council can
do things that ordinary people cannot do; fleshed
out with those powers in the nature of the powers
of a corporate body, it just has to do the best itcan, getting the money it can from public purposes
and then channelling that money into what it
perceives to be the most useful areas of research
and so forth.
Now, although there is obviously something
beneficial to the public in this work, there is
nothing, we submit, about it which is public in the
flavour of the Public Service Federation's
eligibility rules.
The Full Bench, at pages 231 to 232, and my
learned friend has taken Your Honours to these, but
it must be remembered that the Full Bench, at those
pages, made some findings of fact. In so far as
those findings of fact bear upon the question then,of course, they must stand, and they have not been
challenged, as we understand it. The Full Bench found that the Council itself is run by a Council
consisting largely of nominees:
to represent specific non-government interest
groups.
That is so, although the members of the Council,
whose constitution is provided in section 6, do
consist of a number of people appointed by the
Governor in Council, that appointment is made upon
| Cancer | 48 | 20/3/92 |
the nomination of various other bodies set out in the second schedule. So, the Governor in Council
is, if you like, merely a conduit nominator. The
fact that he makes the nomination is no more than a
point of convenience. What the Act is concerned with is drawing together disparate areas of
expertise and interest and giving them
representation on the Council.
Below the Council, as the Full Bench found,
the management of our client rests on a system of
committees:
made up of persons acting in a voluntary
capacity.
Again, all of these people to whom the Act refers,
and the sections that we have just mentioned, are
volunteers. These are not just voluntary helpers
in the sense that my learned friend referred to
them - voluntary helpers in hospitals and in State
schools and the like. These are people who are
identified by the Act as having the administration
of the body in question and they have the
responsibility for running this body.
Below that, of course, we have the people that
my learned friend would refer to as voluntary
helpers, but they are not the odd groups of peoplethat you might find in other areas who are coming
in to help. They are more than helpers. There are 2000 of them, the volunteers, compared to 100 on
the staff. So, the dominant impression one gets is
that this is an organization which is run by
volunteers and that, we would submit, is a
factor - it may only be a straw in the wind, but we
would have it to be more than that - showing that
this is not a public body or public corporation in
the sense intended.
Now, the Full Bench found in point of fact
that the Council operates as a body substantially
independent of government. At page 232 about
line 22 or 23, the Full Bench found that -
the legislature intended the ACCV to be a body
substantially independent from government -
which is, of course, something which will be for
Your Honours in this case, but they went on to
find -
and that in fact it operates in this way.
Part of the reason for them expressing that is contained in their points listed above, the
lobbying and the political activities of this body.
| Cancer | 49 | 20/3/92 |
If it were truly a public authority or a public
corporation they would hardly be necessary. They would either be unnecessary or they would be
pointless. These people would either have the
power to do what they wanted to do, or they would
be part of the public machinery, if you like, inwhich someone else would tell them what they would
or would not do. But they act in a private capacity lobbying the opposition as well as the
government, and that is something which we say theCommission below was entitled to take into account in identifying in point of fact whether this was a
public corporation.
Now, the 4 per cent or thereabouts of the Council's budget which comes from government is the
government's assistance in financing the cancer
registry. Now, this is something which my learned friend relied upon and it is dealt with by Part III
of the Act commencing on page 26 of the
consolidation which we have handed up to
Your Honours.I made submissions about the nature of this registry. In fact, the registry is not referred to
in the Act at all in terms. Section 60(1) requires
the hospitals to send information through to our
client, but it does not say what our client has to
do with it. Subsection (2) requires other people
to forward a report to our client.
Now, regulations have been made under
subsection (1) prescribing the time and the form in
which and at which those reports must be sent.
Regulations have also been made under
subsection (2A). But there it is, the Act does not take the matter any further than that.
Furthermore, if one looks at section 60(2) the Act
contemplates that any other person might by
regulation be prescribed as a recipient of such reports. Your Honours will see from subsection (1) that
a register can be prescribed in relation to any
other organization, and if one goes back to the
definition of ttprescribed registertt, on the
previous page, a ttprescribed registertt is defined
as:
to cancer of the cervix -
in a particular way
in relation to cancer of another part of the
human body -
| Cancer | 50 | 20/3/92 |
in a way which is left dependent on the
regulation,and likewise under paragraph (c). Our client is not mentioned in that scheme of things,
and it does not have to be because it is dealt with
in section 60. But what we say is that it is no part of the function of conducting a register, for
the purposes of this part of the Act, that one
needs to have any connection with public matters,
or there needs to be a public authority in any
sense at all. It is just a convenient way of
keeping a register of cancer generally, and of
particular types of cancer, and then Your Honours
will see that the Act goes on to require these
reports to be confidential and yet to require
access to be given to them by people who are
conducting research and that kind of thing. It
really is just a mechanism of centralizing statistics as to cancer, and in part it is
maintained by the Council, but in other part,
although not yet prescribed, the Act contemplates
that others might be so.
And furthermore, as the Full Bench found, the
Council has, in the past, acted as it were in a
coalition with government and with other
authorities, as in the Quit campaign in which it
acted in coalition with the Department of Health;
not subordinate to it, but as a free-standing
agency as we would have it. Now we reiterate that the Council does not possess coercive or regulatory
powers. It has limited rule-making power under
section 31 but that, as we would understand that
section, is for administrative purposes in runningits own affairs and Your Honours will see that that
is the sense in which the rule-making power is
given in section 31.
It certainly cannot make rules about cancer.
it cannot make rules requiring people to wear sun hats or anything of that kind and it does not have
the power of subordinate legislation. It cannot
make by-laws as many bodies that have been held not
to be public authorities in other instances have
been able to do. It cannot regulate or order the
behaviour of any person. It is not a prosecuting
authority. It achieves its objects simply by its
capacity to attract, marshal and direct substantial
sums of money and in that way it can ensure that
research is co-ordinated and also targeted in the
areas where it is most needed and, of course, money
can be devoted to public campaigns, advertising and
the like.
It achieves its objects also, we submit, by
the use of substantial amounts of volunteer labour and on the evidence neither of these would, in the
| Cancer | 51 | 20/3/92 |
view of the witnesses which our client called, be
available to it to such an extent if it were
identified with government. And that is at pages 424 to 426 of the second volume of the appeal
book. And, of course, it is the expertise withinits committees which is largely productive of its
objects.
Therefore, as we say, there is nothing really,
when one analyses this legislation, or when one
looks at the findings below as to how in fact the
Council operates, which puts this body into the
category of a public authority or a publiccorporation. Unless there is anything further we
can assist Your Honours with, those are the
submissions on behalf of the respondent.
| MASON CJ: Thank you, Mr Jessup. | Mr Wright. |
| MR WRIGHT: | My learned friend placed a great deal of |
reliance on the name and the rules, as I will call
the eligibility rule, as a whole, of the
Prosecutor. As I think emerged during argument, there are a large number of exclusions in the
eligibility rule and they can be described
generally in two ways: firstly, there are those
exclusions which are general, that is, across the
board without necessarily being limited to a
particular State or states, although when one comes
to those general exclusions, one often finds them
divided into State subcategories. For example, at
page 50 of the application book, the exclusions
commence and they are the more general exclusions,
but nevertheless one finds those divided up into subcategories, for example the first subcategory
relates to "Victorian Instrumentalities" and
indeed, if one goes over the page to page 51, one
finds a number of exclusions in relation to
railways commissions and boards of works and so on,
and one will see from approximately line 20 in the
first column, references to various Victorian bodies such as the Melbourne and Metropolitan Board of Works; Port of Geelong Authority, et cetera, and
the Court has already had its attention drawn to
the general exclusions in the municipal area at the
foot of that same column.The specifically separate Victorian exclusions, commence at page 56 and they cover a
wide variety of areas. I think there was reference, for example, to persons employed by the
University of Melbourne as academic staff at about
line 58, again in the first column. Elsewhere in
the rules there is reference to coverage of certainclasses of University and College of Advanced
Education employees.
| Cancer | 52 | 20/3/92 |
That comment really leads to the next point, that my friend makes the submission that the
Prosecutor's rules, or coverage, is predominantly
in the public service, and that is simply not
correct. It may be true to say that its coverage is predominantly in the public sector, but in the broad sense of that term, but there are quite a
number of areas where its coverage is not limited
to the public sector, even in that broad sense.
For example, at page 48, lines 40 and following, in
the right-hand column, there is reference to
coverage in charities and private hospitals in New
South Wales.
At page 50, a page which I have travelled past, towards the foot of the left-hand column and
in the top quarter of the right-hand column, there
is reference to coverage of private hospitals in
Western Australia, and to a number of charities or
similar bodies, The Spastic Welfare Association, the Silver Chain Nursing Association, and so on.
So that the rule, dare I say it, bears the scars of history both in terms of what it includes
and what it does not include. It, in my
submission - and I will come back to the Municipal
Officers' Association rule in more detail later
when I look at the case my friend relied upon, but
it is really quite a different situation to that
rule which had, as it were, four corners within
which it operated. This rule does not. It is
quite a amorphous and general in nature and
although, I suppose, as unions in the publicservice or public sector in this State has
developed, it started off in the centre, it has
moved. So that, with respect, my learned friend
cannot draw assistance from the general nature of
the rule or its name, we say, because the name is
no more than a mere label, to read down any phrase
in this part of the rule or, for that matter, other parts of the rule.
| BRENNAN J: | What about the rule as it was taken over from |
the Victorian Public Service Association?
| MR WRIGHT: | Your Honour, my friend invites the Court to say, |
"Well, because that's its name it must, therefore,
be so confined". That really is a question beggingargument. The fact of unions having particular
labels says often more about their history than
about their present.
| BRENNAN J: | What I was thinking of, is that leaving aside the totality of the rule, is there any validity in |
| Cancer | 53 | 20/3/92 |
Victoria alone, without looking at what came from
New South Wales or Western Australia or elsewhere?
MR WRIGHT: Well, Your Honour, I do not think the answer to
the question is any different. The structure of the rule is clearly not intended to be limited to the name of the body whence it came. For a start it is not, on any view of the rule, confined to the
Victorian public service, although the name of the
body was the Victorian Public Service Association.
So my friend seeks to rely on this label, but the
first time it is tested it fails, so that one does
not gain the assistance he says one can get from
that. But then one has to look at the rule and
assume that as - particularly a body which was a
non-registered body, it did not have to face
"conveniently belong" tests and matters such as
that - it would seek to cover its vernacular back,
as it were, and look to the future, bearing in mindthe way in which the public sector has developed, not just recently, but over the last decades. So
that is why you have this rule which, as I
submitted earlier, commences in the centre and then
travels to the periphery.
Now my friend relies upon what he describes as
findings of fact and I suppose, on one view, that
can be a description, but there are three points we
would make about that. Firstly, these are the
matters referred to in paragraphs 231 to 232. The major criticism we make is the failure to take into
account the most important features of the Act,
sections 5(1) and section 60 and the failure to
treat those factors as predominant. What the Full Bench did was to treat these factors as
predominant. Now, the second point is that these factors are firstly to be subordinated to the
statute. At the end of the day we say many of
these factors end up carrying little weight at all,
and having said that, properly considered, and I
went through this in some detail, many of these matters are neutral factors or, again, point up the
public health role of the Anti-Cancer Council.
There was cross-examination by my client of
one of my friend's witnesses, Dr Gray, at
pages 267 - I do not ask the Court to go to this -
and 268 - and Dr Gray who was, I think, in effect,
the Chief Executive Officer, indicated that he saw
the Anti-Cancer Council as only acting consistently
with the objects laid down in the Act - that is at
page 267 - and at page 268 the lobbying activities,
which were called "political activities", again
were seen as being consistent with the objectsunder the Cancer Act. Indeed, Dr Gray proffered
the view that Parliament had the opportunity to, as
it were, change the Act if it felt those activities
| Cancer | 20/3/92 |
were improper and it decided not to. Now, at the end of the day they are probably minor factors, but
they do tend to put into perspective the
predominance of the Act even in the mind of the
Chief Executive Officer.
The third point we would make about these
matters is that they are all premised on the wrong test formulated at the top of page 231. My friend
went to the Act in some detail. Can I just say a few things about that. Part III of the Act is
entitled - and this is page 26 of my learned
friend's print - Cancer Reporting and Registers,
and as I recall it, the Act prior to its amendment
in 1989 entitled Part III as Cancer Reporting, and
the side note - I am sorry, I will not proceed any
further with that.
Now, the important thing about these
provisions is that it does oblige all these bodies,
both public and private, both corporate and
individual, with a legal obligation to report to
the Council. My friend says that the Council does not have the power to prosecute. Section 60(3)
appears to be a common informant provision. Now, the Anti-Cancer Council may choose not to prosecute
but, in my respectful submission, it would have
power so to do.
The other important feature to note is that
the first object of the Act in section S(l)(a) is
to co-ordinate in Victoria all activities relatingto research with respect to cancer, et cetera.
GAUDRON J: Is that its undertaking as well as its object?
| MR WRIGHT: | Yes, Your Honour. |
GAUDRON J: Is it obliged by the Act, however, to pursue
that course, or is it only the object of the Act?
| MR WRIGHT: | It is obliged to do it, in my respectful |
submission, because when one reads subsections (1)
and (2) together one sees that the objects are also
to be construed as the powers.
GAUDRON J: Yes, well I could understand objects being
construed as powers. I am not too sure that that is sufficient to make it an undertaking under
statute; they, I assume, being powers that those
objects could bring about.
| MR WRIGHT: | One of the significances of this, Your Honour, |
is this: that the Parliament of Victoria has said,
"This is your function''. The implication of that is that it - - -
| Cancer | 55 | 20/3/92 |
| GAUDRON J: | No, this is your power and your object? |
| MR WRIGHT: And, in my submission, function. | It would be |
surprising, to say the least, for the Parliament of
Victoria to, on the one hand, describe - I will
limit my use of the term to the word "object" at
the moment - to describe the object of the Council
to co-ordinate in Victoria all activities relating
to research, et cetera, and then, on the other
hand, say to the health department, "Well, you do
this as well" .
So, at the end of the day it is not only a
positive conferral of object, but it must be a
conferral of function and undertaking because
implicit in that is that it is not given to other
bodies, which one could imagine another parliament,
in a different State, would say, "This is a matter
for the health department or a research institute
we might set up", and of course these are all in
the areas of public health, a specialist part of it
but, nevertheless, that area. So, it is not onlythe express conferral of object and then, in
effect, power, but the implication of that as to
what is not done elsewhere.
| GAUDRON J: | Maybe not done elsewhere within the Government |
organization, but it could be done elsewhere if
some other group of people established themselves
with similar objects? It is really just a question of making that undertaking come from under the Act,
Mr Wright.
| MR WRIGHT: | The difference is, I suppose, this, Your Honour, |
that this body, in our submission, has the
statutory imprimatur, for want of a better word, to
do this, whereas any other body would, simply, have
a wish list.
GAUDRON J: Yes, the question is, does statutory imprimatur
suffice to make it an undertaking carried on under an Act?
MR WRIGHT: | We say so, Your Honour, because at the end of the day - and of course there are ancillary matters |
| in actual treatment and clinics and other matters | |
| such as that related to this - at the end of the | |
| day the whole purpose of the charitable activities | |
| of this body are to fund the research, the cancer | |
| reporting, the clinics, the investigation and all | |
| those sort of matters, they are all for that | |
| purpose. |
Now, I have to accept that the Act could be
better expressed from our point of view, but they are the constructions for which we would content,
arising out of the construction of the Act. My
| Cancer | 56 | 20/3/92 |
friend relies, of course, upon committees, but we
say that they are simply administrative
arrangements within the umbrella structure of theCouncil itself, its objects and powers.
My friend took the Court to R v Gough; Ex
parte Municipal Officers' Association. Now the Ccourt in that case made clear, and this is at
page 68 point 9 of 133 CLR, that it was looking at
the term "statutory authority" only as it appeared
in the specific rule. Now the analogy our learned
friends would ask the Court to draw upon is that,
just in that case, the term was construed as only
covering bodies analogous to local governmentbodies, so here to the concept in the rule that we
rely upon must be construed as analogous to the
powers of State government bodies.
Now, there are two answers to that: when one
talks about the powers of State government bodies
or State government functions, one is simply
picking out from the general area of government functions, those carried out sometimes by State
bodies and, of course, there is often no clear line
between State and federal. Now unlike local
government functions which, in the scheme of
things, are more fixed and clear cut as local
government functions, when one comes to the notions
of government functions, one is dealing with a much
more amorphous concept. The passage I have cited from Sir Victor Windeyer's judgment in the
Professional Engineer's case is evidence of that.
That passage was adopted in terms by Your Honour
the Chief Justice and Justice Wilson in The
Committee of Direction of Fruit Marketing case. So that one cannot proceed from an analogy in the local government area, where one can have more
useful concepts or analogies, to the government area because one is not in the same more fixed area. Now, the other answer is this: that the functions here of the Anti-Cancer Council are
analogous to government functions; they are in the
field of public health; they relate to research in
a major area of medical research and the cancer
registry, on the evidence at page 360 of the appealpapers, that function is performed in every other
State by the Health Department. So the analogy is there. My friend relied upon The Committee of
Direction of Fruit Marketing case, and particularly the judgment of Mr Justice Gibbs, at page 580,
144 CLR, as being a test which would defeat our
argument here. The passage, as I recall, it was - at about point 6 on the page:
| Cancer | 57 | 20/3/92 |
The words "authority of a State"
naturally mean a body which is given by the
State the power to direct or control the
affairs of others on behalf of the interests of the community or some section of
it.
Certainly, the second part of that formulation,
that is:
for the purposes of and in the interests of
the community or some section of it -
is applicable here. We have made certain submissions about the effect of sections 5 and 60,
and I do not repeat those. We say two things: that that test is satisfied here or, alternatively,
restrictive concept than that of a public
authority. If the Court held that the Anti-Cancerthe criterion of authority of a State is a much formulation, then one would look to the more broad
concept in the Renmark Hotel case. If it necessary for the body to have
exceptional powers, as discussed by Justice Rich in that case, then we say those exceptional powers are
to be found in section 60, but it is important to
note that they were not features of the discussion
of the judgments of the Chief Justice and
Mr Justice McTiernan in that case. We submit, in any event, that the approach of the requirement to
have exceptional powers is too restrictive in thecontext of union rules and, we say, that one would
look most readily to the formulation in the
judgment of Justice McTiernan in the Renmark Hotel
case.
There is one other point to be made about
those cases. They, of course, are cases in relation to the seeking of an important benefit
under the Income Tax Assessment Act, that is the
benefit of an exemption. One would inevitably find a more limiting approach would be adopted in such
circumstances than one might find in a case of
construction of union rules.
My friend raised a number of examples. Can we
just say, very briefly, one or two things about
each of them? The Law Institute of Victoria, in our respectful submission, was simply a
question-begging example; the reference to theMelbourne Cricket Club does point up very usefully
the difference here. There is a great difference
between the activities of a body such as that, even
from the person in the streets point of view, and a
| Cancer | 58 | 20/3/92 |
body such as the Anti-Cancer Council. The fact
that a body like the Melbourne Cricket Club may
have educational or sports promotion activities,does not put it in the same class as a body which
has the public health functions of the Anti-Cancer
Council.
Lastly, the other example, but this was given
more by way of reference to authority, was the
reference to the Western Australian Turf Club,
139 CLR 288, in the relevant case. We would draw the Court's attention to the passage in the
judgment of Mr Justice Stephen at the foot of
page 294 and the top of page 295. It, in effect,
is the last incomplete paragraph on page 294 to the
end of the first complete paragraph on page 295.
Can I just invite the Court's attention to the
first complete paragraph on the second page, which
is in these terms:
However, to confer a public function and
powers exercisable in the public interest upon
a body which has previously carried on, and
will continue to carry on, distinct activities
not in themselves characteristic of a public
authority may not suffice to confer upon its
revenue the immunity which section 23(d)
affords.
We say, we are looking at two entirely different
bodies. I accept, to an extent, this may be also a question-begging argument, but the powers and
functions or activities of the Anti-Cancer Council
have always had a public character. Certainly,
with the amendments in 1980 as to the cancer
registry, they were enhanced, but they stayed very
much in the same flavour, in the same order,
whereas, of course, looking at the Western
Australian Turf Club, we had clearly private
activities performed in the past and continuing in
expressly says, they were activities of a the future, and presumably - well I think the case profit-making nature. That, of course, is not a
feature of the Anti-Cancer Council. All those
cases, by way of analogy, point up the quitedistinctly different role of the Anti-Cancer Council. At the end of the day the strongest argument
we have, of course, relates to the "corporation
under any statute". We expressly rely upon that. We, of course, have also made submissions about the
other categories, but we submit that it certainly
is open for the Court to find on that category the
corporation under a statute and the public
authority. I do not wish to say anything further about the statutory instrumentality notion.
| Cancer | 59 | 20/3/92 |
| MASON CJ: Thank you, Mr Wright. | The Court will consider |
its decision in this matter.
AT 3.02 PM THE MATTER WAS ADJOURNED SINE DIE
| Cancer | 60 | 20/3/92 |
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