Racing And Betting Regulations 1984 (NT)

NORTHERN TERRITORY OF AUSTRALIA

RACING AND BETTING REGULATIONS 1984

As in force at 25 July 2018

Table of provisions [if supportFields]><span style='mso-element:field-begin'></span><span style='mso-spacerun:yes'>&#160;</span>TOC \o &#34;1-9&#34; <span style='mso-element: field-separator'></span><![endif] — Preliminary1 — Citation2 — RepealPart IA — Use of NT sports information2A — Fees for approval to use NT sports informationPart II — BookmakersDivision 1 — Division of security to Commission3 — Division of security where licence or permit cancelled3A — Bookmakers securityDivision 2 — Betting tickets and betting sheets4 — Betting ticket to bear name of bookmaker, &c.5 — Use and recording of betting tickets6 — Recording of bets7 — Use of betting sheets8 — Bookmaker to account for betting sheets9 — Paid betsDivision 3 — Advertising by bookmakers10 — Advertising by bookmakersDivision 4 — Sports bookmakers11 — Fee for application to be sports bookmaker12 — Fee for renewal of licence13 — Excess fee to be repaidDivision 5 — Registered bookmakers14 — Fee for permit to operate as registered bookmakerDivision 6 — Bookmaker's clerk15 — Fee for application for licence permitting person to be employed or engaged as bookmaker's clerkDivision 7 — Bookmaker's bets16 — Person engaged or employed by bookmaker not to accept bets except where bookmaker, &c., present17 — Settlement of betting disputes and claims in relation to bookmakersDivision 8 — Telephone betting17A — Telephone bookmaking systems17B — Betting through telephone bookmaking system17C — Telephone bets to be separately recorded for bookmakers' returnsPart III — Totalizators18 — Totalizator licence19 — Prescribed commission and prescribed amountPart IV — Miscellaneous20 — Fees for certain licenses and permits21 — Fees payable pro rata22 — Certain actions prohibited on licensed premises23 — Cleanliness, &c., of licensed premises23A — Prescribed fee for appeal24 — OffencesSchedule — Repealed RegulationsENDNOTES NORTHERN TERRITORY OF AUSTRALIA

NORTHERN TERRITORY OF AUSTRALIA

As in force at 25 July 2018

RACING AND BETTING REGULATIONS 1984

Regulations under the Racing and Betting Act 1983

Part IPreliminary 1Citation

These Regulations may be cited as the Racing and Betting Regulations 1984.

2Repeal

The Regulations specified in the Schedule are repealed.

Part IAUse of NT sports information 2AFees for approval to use NT sports information

• (1)

  For section 69C(1)(a)(i) of the Act, the sports control body under whose authority a specified event is held may impose a fee, in accordance with subregulation (2), on a holder of an approval.

• (2)

  The fee must:

  • (a)

    for a betting exchange operator under Part IVA of the Act, or a person carrying on a business under a law of another jurisdiction that substantially corresponds to the business of a betting exchange operator – be not less than 15% and not more than 30% of the amount of commission retained or received by the betting exchange operator from bets on the specified event; or

  • (b)

    for all other betting service providers – be not less than 1.5% and not more than 3% of the total amount of bets on the backer’s side received by the betting service provider for the specified event.

  Part IIBookmakers

Division 1Division of security to Commission 3Division of security where licence or permit cancelled

For the purposes of section 80(5)(b) of the Act, where the security held under section 72 of the Act in respect of a bookmaker:

• (a)

  whose licence or permit has been cancelled by the Commission; and

• (b)

  who has not paid all bets accepted by him that are winning bets,

is realised under that first-mentioned section, the proceeds from that realisation shall, where those proceeds are:

• (c)

  sufficient to pay all the winning bets – be divided amongst the persons who made those winning bets so that all winning bets are paid and, after that division, the balance, if any, of the proceeds shall be released to the bookmaker; or

• (d)

  insufficient to pay all the winning bets – be divided on a pro rata basis amongst the persons who made those winning bets so that each such person receives in respect of his winning bet the same amount in each dollar of his winning bet as any other such person also receives in respect of each dollar of the other person’s winning bet.

3ABookmakers security

For the purposes of section 72(1) of the Act, the prescribed amount is $250,000.

Division 2Betting tickets and betting sheets 4Betting ticket to bear name of bookmaker, &c.

For the purposes of section 74(1) of the Act, a betting ticket issued by a bookmaker on making a bet shall clearly show on it:

• (a)

  his name, printed but not hand-written, in letters not less than 3 millimetres in height;

• (b)

  the name or names of the runner or runners in respect of which the bet is made; and

• (c)

  details of the bet recorded in an approved manner.

5Use and recording of betting tickets

For the purposes of section 77(5) of the Act, a bookmaker shall ensure that betting tickets used and issued by him or on his behalf are so used and issued:

• (a)

  as far as practicable, in proper consecutive order; and

• (b)

  so that:

  (i)       subject to subparagraph (ii), the last 3 digits of the serial number on each such betting ticket; and

  • (ii)

    the full serial numbers of the first and last such betting tickets issued on a day,

are recorded beside the details recorded on the betting sheet in respect of the bet to which the betting ticket relates.

6Recording of bets

• (1)

  For the purposes of section 77(1) of the Act, the particulars, in respect of each bet made on a runner, to be entered on the approved form of betting sheet referred to in section 75(1) of the Act, or in, on or through such other form approved under section 75(2) of the Act by the Commission, are:

  • (a)

    the amount bet by the bookmaker, other than where the bet is a starting price bet;

  • (b)

    the amount bet by the bettor;

  • (c)

    in accordance with regulation 5, the serial number, or part of the serial number, of the betting ticket to which the bet relates;

  • (d)

    the progressive hold in respect of the runner; and

  • (e)

    where the bet is a credit bet – the correct name of the bettor immediately below the particulars referred to in paragraphs (a) to (d) inclusive,

  and, where those particulars are to be entered on the approved form of betting sheet referred to in section 75(1) of the Act, they shall be so entered:

  • (f)

    immediately below the name of the runner;

  • (g)

    in the case of the amount referred to in paragraph (a) – in Column 2;

  • (h)

    in the case of the amount referred to in paragraph (b) – in Column 3;

  • (j)

    in the case of the serial number, or part of the serial number, referred to in paragraph (c) – in Column 5; and

  • (k)

    in the case of the progressive hold referred to in paragraph (d) – in Column 4,

  of that form.

• (2)

  For the purposes of section 77(5) of the Act, where a bookmaker reduces his liability in respect of a runner by making a bet on the runner with another bookmaker, he shall, in respect of the bet, enter on the approved form of betting sheet referred to in section 75(1) of the Act, or in, on or through such other form approved under section 75(2) of the Act by the Commission, particulars as to:

  • (a)

    the amount bet with the other bookmaker;

  • (b)

    the amount bet by the other bookmaker;

  • (c)

    the name of the other bookmaker; and

  • (d)

    the progressive hold in respect of the runner,

  and, where those particulars are to be entered on the approved form of betting sheet referred to in section 75(1) of the Act, they shall be so entered:

  • (e)

    immediately below the name of the runner;

  • (f)

    in the case of the amount referred to in paragraph (a) – in Column 3;

  • (g)

    in the case of the amount referred to in paragraph (b) – in Column 2; and

  • (h)

    in the case of the progressive hold referred to in paragraph (d) – in Column 4,

  of that form and, in respect of the name of the other bookmaker referred to in paragraph (c):

  • (j)

    on the line immediately below that on which the particulars referred to in paragraphs (e) to (h) inclusive are recorded.

• (3)

  Subject to subregulation (4), a person shall not erase, obliterate, alter or amend an entry on a betting sheet.

• (4)

  Where an incorrect entry is made on a betting sheet:

  • (a)

    the incorrect entry shall be ruled through in such a manner that the particulars of the incorrect entry can still be ascertained; and

  • (b)

    the correct entry shall, as far as practicable, be made immediately below the incorrect entry.

• (5)

  Where a bookmaker records particulars of bets in respect of more than one race on the one betting sheet, he shall draw a single horizontal line across the betting sheet to separate each race from any other race on the betting sheet and shall show, in respect of the betting transactions in respect of each such race:

  • (a)

    the name of the racing venue where the race is being conducted; and

  • (b)

    the race number.

  7Use of betting sheets

  For the purposes of section 77(5) of the Act, a bookmaker shall, as far as practicable, use his betting sheets in proper numerical order.

8Bookmaker to account for betting sheets

• (1)

  A bookmaker shall not, other than in the course of carrying out in accordance with the Act his calling as a bookmaker, remove, or permit to be removed, a betting sheet from a book of betting sheets issued to him.

• (2)

  Where a betting sheet is mislaid, lost, inadvertently destroyed or otherwise is unable to be accounted for, the bookmaker to whom the betting sheet was issued shall immediately give notice in writing of that fact to the Commission and, in the notice, shall set out the full circumstances of the matter and, where the Commission conducts an inquiry into the matter, shall render such assistance in the inquiry as the Commission requires.

• (3)

  Where a betting sheet referred to in subregulation (2) is, after a notice under that subregulation has been given to the Commission in respect of the betting sheet, recovered or found, the bookmaker to whom that betting sheet was issued shall:

  • (a)

    immediately give notice of that fact to the Commission; and

  • (b)

    shall forward that betting sheet to the Commission as soon as practicable.

  9Paid bets

  For the purposes of section 77(5) of the Act, a bookmaker who, on the day on which a bet has been decided, pays a bettor in respect of the bet, shall immediately indicate on the original betting sheet the fact that that bet has been so paid by ruling through the serial number, or part of the serial number, of the betting ticket recorded on the betting sheet in respect of that bet in such a manner that the serial number, or part of the serial number, as the case may be, can still be ascertained.

Division 3Advertising by bookmakers 10Advertising by bookmakers

A bookmaker shall not advertise his calling as a bookmaker other than by an approved advertisement.

Division 4Sports bookmakers 11Fee for application to be sports bookmaker

For sections 89 and 89A of the Act, the prescribed fee for an application for a licence to conduct the business of a sports bookmaker is 20 000 revenue units for each year or part of a year for which the licence is granted.

12Fee for renewal of licence

For section 91 of the Act, the prescribed fee for an application by a sports bookmaker to renew a licence granted under Division 2 of Part IV of the Act is 20 000 revenue units for each year or part of a year for which the licence is renewed.

13Excess fee to be repaid

Where a licence referred to in regulation 11 or 12 is granted or renewed for a shorter period than was specified in the relevant application, the Commission must repay the excess fee paid by the applicant.

Division 5Registered bookmakers 14Fee for permit to operate as registered bookmaker

Subject to regulation 21, for section 102(2)(b)(ii) of the Act, the prescribed fee for an application to operate as:

• (a)

  a registered bookmaker other than a registered country bookmaker – is 115 revenue units; and

• (b)

  a registered country bookmaker – is 25 revenue units.

Division 6Bookmaker's clerk 15Fee for application for licence permitting person to be employed or engaged as bookmaker's clerk

For the purposes of section 103(1) of the Act, the prescribed fee for an application for a licence permitting a person to be employed or engaged by a bookmaker as a bookmaker’s clerk is 20 revenue units.

Division 7Bookmaker's bets 16Person engaged or employed by bookmaker not to accept bets except where bookmaker, &c., present

A person who is engaged or employed by a bookmaker shall not accept a bet on behalf of the bookmaker except where:

• (a)

  the bookmaker; or

• (b)

  where the bookmaker is lawfully absent from his stand or licensed premises, as the case may be – the bookmaker’s agent or clerk,

is there and then present:

• (c)

  in the case of a registered bookmaker – on the bookmaker’s stand; or

• (d)

  in the case of a licensed bookmaker – in the bookmaker’s licensed premises.

17Settlement of betting disputes and claims in relation to bookmakers

• (1)

  Subject to subregulation (2), a person making a claim to the Commission in respect of a winning bet that has not been paid to him by a bookmaker who accepted the bet shall submit particulars of his claim in writing to the Commission not later than 14 days after the completion of the sporting event in respect of which the bet was accepted.

• (2)

  Where a claim referred to in subregulation (1) is submitted to the Commission after the expiration of the period specified in that subregulation for the submission of the claim, the Commission may, where it is of the opinion that the circumstances so warrant, and notwithstanding the expiration of that period, accept the submission of that claim as if, for that purpose, that claim had been submitted before the expiration of that period.

Division 8Telephone betting 17ATelephone bookmaking systems

• (1)

  The Commission shall not approve a telephone bookmaking system for the purposes of section 101(3) of the Act unless it is satisfied that:

  • (a)

    all telephone calls on the system will be recorded;

  • (b)

    the telephone lines used in the system for betting purposes have securable voice logging equipment of a type acceptable to the Commission; and

  • (c)

    the relevant control body has established procedures to ensure that it adequately supervises the system and its use.

• (2)

  Without limiting the generality of subregulation (1), the procedures referred to in paragraph (b) of that subregulation shall ensure that:

  • (a)

    recorded tapes of all betting transactions are:

    (i)       collected by the betting stewards at the conclusion of each race meeting;

    • (ii)

      held and distributed by the betting stewards; and

    • (iii)

      maintained as betting records for inspection or audit by an approved person; and

  • (b)

    voice logging equipment used to record betting transactions is sealed and accessible only to betting inspectors, betting stewards or authorised persons.

  17BBetting through telephone bookmaking system
• (1)

  A bookmaker shall not make a bet referred to in section 101(3) of the Act unless:

  • (a)

    he or she is approved to do so;

  • (b)

    he or she does so in accordance with the conditions, if any, to which the approval is subject;

  • (c)

    before making the bet he or she obtains the consent of the bettor to the recording of the transaction on the telephone bookmaking system;

  • (d)

    the details of the bet are confirmed with the bettor before the conclusion of the transaction, including the betting ticket number, account number and the amount of the bet;

  • (e)

    the amount of the bet is not less than, or the amount of possible winnings from the bet is not less than, the amount determined by the Minister by notice in the Gazette; and

  • (f)

    the bet is made only on an incoming call from the bettor.

  Maximum penalty:          15 penalty units.

• (2)

  A bet the details of which are not confirmed as required by subregulation (1)(d) shall not be construed as a valid bet.

17CTelephone bets to be separately recorded for bookmakers' returns

Details of all bets made under section 101(3) of the Act shall be separately shown in the return required by section 107(1) of the Act to be lodged.

Part IIITotalizators 18Totalizator licence

There shall be payable to the Commission in respect of a totalizator licence a fee of 2 revenue units for each day on which the holder of the licence is entitled, in pursuance of that licence, to use the totalizator.

19Prescribed commission and prescribed amount

For the purposes of:

• (a)

  the definition of totalizator pool in section 4(1); and

• (b)

  sections 114(1) and 119(2),

of the Act, the prescribed commission and prescribed amount are, on the investment for each race on an on-course totalizator, in respect of:

• (c)

  a win, place or quinella – 14.5%;

• (d)

  a double event – 16.5%;

• (e)

  a trifecta or four place forecast – 18%; and

• (f)

  a win accumulator – 18%.

Part IVMiscellaneous 20Fees for certain licenses and permits

For the purposes of section 24 of the Act, the prescribed fee for a licence or permit for which no fee, but for this regulation, has been prescribed, is 20 revenue units.

21Fees payable pro rata

• (1)

  This regulation applies in relation to an application for the grant of a licence, other than an excluded licence, or permit if the application is made during the financial year in which the licence or permit will be current.

• (2)

  The fee payable for the grant of the licence or permit is an amount equal to 1/12th of the fee otherwise applicable under these Regulations for the grant, multiplied by the number of months or part months remaining in the financial year after the application is made.

• (3)

  In this regulation:

  excluded licence means a betting exchange licence or a licence mentioned in regulation 11 or 12.

22Certain actions prohibited on licensed premises

Where, on licensed premises, bets are being taken, a person other than:

• (a)

  the licensed bookmaker in respect of those premises; or

• (b)

  the bookmaker’s agent or clerk of the bookmaker referred to in paragraph (a),

shall not:

• (c)

  stand, or attempt to stand, behind the counter or desk behind which the bets are being taken; or

• (d)

  use a telephone, or attempt to use a telephone, within the premises,

without lawful excuse.

23Cleanliness, &c., of licensed premises

A licensed bookmaker shall keep his licensed premises clean and free from litter and in a state of repair satisfactory to the Commission.

23APrescribed fee for appeal

For the purposes of section 145D(4) of the Act, the prescribed fee to be lodged with a notice of appeal is 200 revenue units.

24Offences

• (1)

  A person who breaches these Regulations is, unless the provision breached or another provision of these Regulations or the Act provides that he is guilty of an offence, guilty of an offence by virtue of this subregulation.

• (2)

  A person who is guilty of an offence against these Regulations is punishable upon conviction by a maximum penalty of 15 penalty units.

ScheduleRepealed Regulations

regulation 2

______________________________________________________________

Year and number

______________________________________________________________

1941, No.  4

1950, No.  5

1952, No.  6

1954, No.  4

1957, No.  5

1961, No. 15

1962, No. 16

1963, No. 13

1963, No. 20

1964, No. 12

1967, No. 21

1968, No.  9

1969, No. 16

1976, No. 22

1976, No. 31

1978, No. 20

1978, No. 32

1979, No.  1

1979, No. 12

ENDNOTES

• 1

  KEY

Key to abbreviations

 

amd = amended od = order

app = appendix om = omitted

bl = by-law pt = Part

ch = Chapter r = regulation/rule

cl = clause rem = remainder

div = Division renum = renumbered

exp = expires/expired rep = repealed

f = forms s = section

Gaz = Gazette sch = Schedule

hdg = heading sdiv = Subdivision

ins = inserted SL = Subordinate Legislation

lt = long title sub = substituted

nc = not commenced

• 2

  LIST OF LEGISLATION

Racing and Betting Regulations (SL No. 33, 1984)
Notified	27 June 1984
Commenced	27 June 1984
Amendment of Racing and Betting Regulations (SL No. 42, 1990)
Notified	10 October 1990
Commenced	10 October 1990
Amendment of the Racing and Betting Regulations (SL No. 6, 1991)
Notified	13 March 1991
Commenced	13 March 1991
Amendment of Racing and Betting Regulations (SL No. 5, 1995)
Notified	15 March 1995
Commenced	15 March 1995
Amendment of Racing and Betting Regulations (SL No. 27, 1995)
Notified	1 August 1995
Commenced	1 August 1995
Amendment of Racing and Betting Regulations (SL No. 17, 1997)
Notified	11 June 1997
Commenced	11 June 1997
Amendments of Racing and Betting Regulations (SL No. 46, 1998)
Notified	30 October 1998
Commenced	30 October 1998
Amendments of Racing and Betting Regulations (SL No. 30, 2000)
Notified	16 June 2000
Commenced	16 June 2000
Treasury Legislation Amendment (Revenue Units) Regulations 2006 (SL No. 33, 2006)
Notified	18 October 2006
Commenced	18 October 2006
Fees and Charges Amendment Regulations 2009 (SL No. 34, 2009)
Notified	14 December 2009
Commenced	1 January 2010 (r 2)
Racing and Betting Amendment Regulations 2013 (SL No. 3, 2013)
Notified	20 March 2013
Commenced	20 March 2013
Penalties Amendment (Miscellaneous) Act 2013 (Act No. 23, 2013)
Assent date	12 July 2013
Commenced	28 August 2013 (Gaz G35, 28 August 2013, p 2)
Racing and Betting Legislation Amendment Act 2016 (Act No. 20, 2016)
Assent date	8 June 2016
Commenced	pt 3: nc; rem: 8 June 2016
Racing and Betting Amendment Regulations 2017 (SL No. 36, 2017)
Notified	29 November 2017
Commenced	29 November 2017
Racing and Betting Amendment Regulations 2018 (SL No. 19, 2018)
Notified	25 July 2018
Commenced	25 July 2018

• 3

  GENERAL AMENDMENTS

General amendments of a formal nature (which are not referred to in the table of amendments to this reprint) are made by the Interpretation Legislation Amendment Act 2018 (Act No. 22, 2018) to: r 1.

• 4

  LIST OF AMENDMENTS

pt 1A                 ins No. 36, 2017, r 3

r 2A                   ins No. 36, 2017, r 3

amd No. 19, 2018, r 4

r 3A                   ins No. 5, 1995, r 1

r 4                     amd No. 6, 1991

pt II

div 4 hdg           sub No. 27, 1995

r 11                    sub No. 27, 1995

amd No. 46, 1998, r 1; No. 30, 2000, r 1; No. 33, 2006, r 5; No. 34, 2009, r 10; No. 3, 2013. r 3

r 12                    sub No. 27, 1995

amd No. 46, 1998, r 2; No. 33, 2006, r 5; No. 34, 2009, r 10; No. 3, 2013. r 4

r 13                    rep No. 27, 1995

ins No. 46, 1998, r 3

r 14                    amd No. 33, 2006, r 5; No. 34, 2009, r 10

r 15                    amd No. 33, 2006, r 5

pt II

div 8 hdg           ins No. 5, 1995, r 2

r 17A                 ins No. 5, 1995, r 2

r 17B                 ins No. 5, 1995, r 2

amd No. 17, 1997; No. 33, 2006, r 5; Act No. 23, 2013, s 6

r 17C                 ins No. 5, 1995, r 2

r 18                    amd No. 33, 2006, r 5

r 19                    amd No. 30, 2000, r 2

r 20                    amd No. 33, 2006, r 5

r 21                    amd No. 46, 1998, r 4

sub Act No. 20, 2016, s 17

r 23A                 ins No. 42, 1990

amd No. 33, 2006, r 5

r 24                    amd Act No. 23, 2013, s 6