Prouten v Buxton

Case [2024] NSWCA 262


Court of Appeal


Supreme Court


New South Wales

Medium Neutral Citation: Prouten v Buxton [2024] NSWCA 262
Hearing dates: 28 October 2024
Date of orders: 28 October 2024
Decision date: 28 October 2024
Before: Basten AJA
Decision:

(1)    The notice of appeal filed on 4 September 2024 be struck out.

(2)    The appellant to pay the respondent's costs of the motion.

Catchwords:

CIVIL PROCEDURE – appeal – leave to appeal – notice of appeal filed – satisfaction of threshold to appeal without leave – claim in defamation dismissed at trial – contingent assessment of damages well below threshold – pro forma certificate by solicitor

Legislation Cited:

District Court Act 1973 (NSW), s 127

Uniform Civil Procedure Rules 2005 (NSW), r 51.22

Category:Procedural rulings
Parties: Sandra Prouten (Appellant)
Anthony Buxton (Respondent)
Representation:

Counsel:
J Levine (Appellant)
M Cowden (Respondent)

Solicitors:
Matrix Legal (Appellant)
Moray & Agnew Lawyers (Respondent)
File Number(s): 2024/235644
Publication restriction: N/A
 Decision under appeal 
Court or tribunal:
District Court New South Wales
Jurisdiction:
Civil
Citation:

[2024] NSWDC 182

Date of Decision:
4 June 2024
Before:
Gibson DCJ
File Number(s):
2020/192782

JUDGMENT

  1. BASTEN AJA: In this matter the respondent, being the applicant on a notice of motion, sought to have a notice of appeal struck out on two bases. The first was that it was filed late. That matter may now be put to one side as an affidavit explaining the delay has been read and has been accepted as sufficient by the respondent on the appeal. If necessary, the Court will make an order dealing with that matter. Secondly, the respondent seeks to challenge the competency of the appeal on the basis that it does not involve a matter where the amount in dispute exceeds $100,000 as required by the District Court Act 1973 (NSW), s 127(2)(c).

  2. The question is whether the plaintiff in the District Court who brought proceedings in defamation which proceedings were unsuccessful, would have received, in the event that the claim were upheld, an amount by way of damages exceeding the threshold. Gibson DCJ, who presided at the trial, assessed the likely damages on a contingent basis (in the event that she was wrong in dismissing the proceedings) in an amount of $15,000. [1] There has been significant discussion as to whether or not that assessment was correct. It is for the appellant to demonstrate that the amount was not only greater than $15,000, but in the order of seven times that figure in order to justify filing a notice of appeal as of right. The notice of appeal contained a pro forma certificate under Uniform Civil Procedure Rules 2005 (NSW), r 51.22.

    1. Prouten v Buxton [2024] NSWDC 182 (4 June 2024) at [239].

  3. The issues which have to be considered in relation to that assessment are not the subject of evidence before this Court, and the parties have, to a large extent, relied upon the findings made by the trial judge. The claim arises from a post on Facebook which appeared…

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AGLC
Prouten v Buxton [2024] NSWCA 262
Case
[2024] NSWCA 262
Decision Date

CaseChat Overview and Summary

The appeal concerned a defamation claim brought by the appellant, Prouten, against the respondent, Buxton. The primary judge had dismissed the appellant's claim at trial. A contingent assessment of damages had been conducted, which was significantly below the threshold required for an appeal as of right. The appellant sought to appeal the dismissal of their defamation claim.

The central legal issue before the court was whether the appellant had satisfied the threshold to appeal without leave, given that the contingent assessment of damages was below the statutory minimum. This involved an examination of the requirements for an appeal as of right under the relevant legislation and the proper interpretation of a solicitor's pro forma certificate in this context.

Basten AJA determined that the threshold for an appeal as of right had not been met. The court found that the contingent assessment of damages, being well below the statutory threshold, was determinative of the matter. The pro forma certificate provided by the appellant's solicitor was insufficient to overcome this deficiency. Consequently, the court concluded that an appeal could only proceed with leave, which had not been sought or granted.

The court ordered that the notice of appeal filed on 4 September 2024 be struck out, and the appellant was ordered to pay the respondent's costs of the motion.

Orders

Orders of the court

(1) The notice of appeal filed on 4 September 2024 be struck out.

(2) The appellant to pay the respondent's costs of the motion.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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