Preston v The Queen
[1992] HCATrans 129
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IN THE HIGH COURT OF AUSTRALIA
Registry No C2 of 1992 B e t w e e n -
TROY EDWIN PRESTON
Applicant
and
THE QUEEN
Respondent
Application for special leave
to appeal
DAWSON J TOOHEY J McHUGH
TRANSCRIPT OF PROCEEDINGS
| Preston | 1 | 1/5/92 |
AT CANBERRA ON FRIDAY, 1 MAY 1992, AT 10.01 AM
Copyright in the High Court of Australia
MR T.J. O'DONNELL: If the Court pleases, I appear on behalf
of the applicant. (instructed by C.J. Staniforth,
Legal Aid Office (ACT))
| MR K.J. CRISPIN, QC: | May it please the Court, I appear with |
my learned friend, MR A.J. ROBERTSON, for the
respondent. (instructed by the Director of Public Prosecutions (ACT))
DAWSON J: Yes, Mr O'Donnell?
| MR O'DONNELL: | Your Honours, I am instructed that the |
application book is obviously defective in that it
does not contain the judgment of
Mr Justice Jenkinson, as short as it is.
| DAWSON J: | We assumed that he had concurred. |
| MR O'DONNELL: | He agreed, yes. | That is with the list of |
authorities that I would seek to hand up to
Your Honours in due course.
DAWSON J: | We do not need a list of authorities, but have you an outline of submissions? |
MR O'DONNELL: Yes, I do. I apologize that that was not
tendered at the time of lodgment of the
application.
| DAWSON J: | I do not think it has to be, but anyway, if you hand it up now, together with the other material. |
| MR O'DONNELL: | I am sorry, but they are all with the cases |
and the documents I have referred Your Honours to;
they are all together. There are some other
documents in there which I would seek to refer
Your Honours to also.
In the course of the argument in support of the application for special leave, it is also
sought to rely on an affidavit of my instructing solicitor concerning his searching of the supreme
and Federal Court files in relation to the
frequency of appeals, Crown and otherwise, in the
Australian Capital Territory. That affidavit has
not been filed. My learned friends do have a copy and I would seek leave to file that in Court and
read the affidavit, Your Honours.
| DAWSON J: | Mr Crispin? |
| MR CRISPIN: | I have no objection, Your Honour. |
DAWSON J: Very well.
| MR O'DONNELL: | It is an affidavit of Martin Reginald |
Hockridge.
| Preston | 1/5/92 |
| DAWSON J: | You have only one copy of that, have you? |
TOOHEY J: There is a copy in the file.
MR O'DONNELL: There is a copy in the documents that have
been handed to Your Honours. That is the original.
Also, in those documents, I would seek to provide
to Your Honours an additional document which is
part of the transcript of the sentencing
proceedings which were referred to in the appellate
court but which are not in the appeal book, and
that relates to some comments by the learned
sentencing justice in relation to the likelihood of
the appellant becoming the object of homosexual
activity if imprisoned.
TOOHEY J: | Does this mean that the applicant gave evidence as part of the sentencing process? |
| MR O'DONNELL: | Yes, he did, Your Honour. |
TOOHEY J: What about during the trial?
MR O'DONNELL: There was no trial, it was a plea, so he gave
evidence on the plea. The document I would seek to supplement the application book with is a copy of
the sentencing transcript, pages 13 and 14.
DAWSON J: That is in the material.
MR O'DONNELL: That is in the material also, Your Honour.
DAWSON J: Very well. If you would proceed to your
argument.
| MR O'DONNELL: | Thank you. | Your Honours, as is obvious, |
special leave to appeal against matters of sentence
or legal importance, with the central
is a rare event and, of course, is permitted by the public
proposition being that it should be to develop and clarify the law or to maintain procedural
regularity in the subordinate courts, including
appellate courts. Obviously, that area has been
well traversed in the case of Morris v The Queen in
relation to applications for special leave
generally; and in Lowe's case in relation to
applications for special leave against sentence.
I will not take up the Court's time by going through the parts of those cases which are referred
to in the outline of argument. Obviously,Your Honours will have heard them on a daily basis,
perhaps, or had them certainly pointed out to you
on a daily basis, and the Court will be well
familiar with those cases and the restrictions
| Preston | 3 | 1/5/92 |
placed upon applications for special leave, in
particular in relation to sentence.
But it would be my submission that, in this
case, there are questions of particular injustice
where the High Court, in the exercise of its
supervisory role, could safeguard such injustices
occurring in the future, and in fact rectify the
injustice which, it is submitted, occurred in the
delayed imprisonment of the applicant.
The question of the element of chance, when a
sentencing superior court justice is reviewed on
what is, essentially, questions of fact and the
balance of the objects of sentencing by an
appellate court, and in this case there have been
four Federal Court justices who have dealt with the
matter, two have come to one conclusion and two
have come to another. Of course, in the appellate court the majority found that the suspended
sentence was manifestly inadequate and, as such, anerror of law and overturned it.
But it would be my submission that while I
would have to argue that what was done by the
majority, Mr Justices O'Loughlin and Jenkinson in
the Federal Court was, in a very real sense, an
assessment of facts, where they then came to the
conclusion that there had been an error of law and
there was a turning around of the sentencingobjects from, essentially, rehabilitative objects
to general deterrent objects and punitive objects,
those sorts of distinctions or differences occur ona daily basis with sentencing judges at first
instance, and where Crown appeals are brought the
same logical problems occur, that the question that
is of general importance is the question of the
caution that is needed by an appellate court in
turning what is an assessment of evidence and thepriority of sentencing objects about, and then
coming to the conclusion on what can only be a
judgment of fact that there has been an error of law.
| DAWSON J: | It was not so much an error of fact, or a |
judgment of fact, rather, here but an assessment of
the gravity of the offence, was it not?
| MR O'DONNELL: | Yes, and with respect, Your Honours, it is |
not conceded that this is not -
| DAWSON J: | The facts were not in dispute in this case. | They |
were entirely the applicant's version.
MR O'DONNELL: | Yes, indeed. It is more that, as a question of fact, I would seek to dispute the value of the |
| precedent relied on by Mr Justice O'Loughlin in the |
| Preston | 4 | 1/5/92 |
Watmough case. The Watmough case is actually in the bundle of documents, but it would be my
submission that the Watmough case was an unprovoked
attack on a client in a tavern where the attacker
took the outrageous and irrational view that the
person he attacked was a child molester
TOOHEY J: But do you say, Mr O'Donnell, that where the
Crown appeals against sentence that the appellate court should approach the matter differently than where the prisoner appeals against sentence?
| MR O'DONNELL: | No, Your Honour. | I would rely and adopt the |
decision of the Federal Court in Tait and Bartley,
but I would submit that the differences where
caution should be exercised which are alluded to in
Tait and Bartley are not exhaustively stated inTait and Bartley. I think the grounds in Tait and
Bartley, 24 ALR 473, particularly at page 476 - it
is suggested that there are some restrictions on a
Crown appeal that would not be so on an appeal by
an accused person, and they arise out of the
proposition of double jeopardy upon sentencing, and
it is suggested relate to things such as the appeal
proceeding on a different basis from the sentence
at first instance.
I would seek to adopt and rely upon the
arguments of Mr Fiori Rinaldi - there is an article
with the documents which is called "The Dismissal of Crown Appeals Despite Inadequacy of Sentence",
and that is an article in (1983) 7 Criminal Law
Journal 306.
DAWSON J: What is the particular argument, in your own
words, that you rely on, that is contained in that
article?
| MR O'DONNELL: | Essentially the heads of cases that the |
author goes through and he has them under five
heads which, in a sense, are additional to the limitations that are referred to in Tait and Bartley and in his article he has the cases listed under the heads - he refers to them generally as questions of unfairness, but it may be too broad a
brush, but he refers to delay, disparity, totality,
the ignoring of rehabilitation, and Crownneutrality on sentences, cases where there may have
been an error of law or a basis on which, if Crownappeals were on the same footing as accused appeals, the court could have overturned the
decision on the basis of an error or that thesentence was manifestly inadequate.
TOOHEY J: Well, delay is obviously a consideration. For
instance if the Crown sought an extension of time
in which to appeal against sentence for the purpose
| Preston | 1/5/92 |
of arguing that a custodial sentence should replace
a non-custodial sentence, a delay would clearly be
a relevant consideration, but is it a consideration
here?
| MR O'DONNELL: | Yes, it is submitted, Your Honour, that it is |
and the affidavit of Mr Hockridge outlines a
parallel appeal that was determined by the same
sentencing judge within a day or two; a matter of
Talbot which also went on appeal as an accused's
appeal, as a prisoner's appeal to the Federal
Court, and was determined on the same day. Talbot
was released on that day which was a date early in November, as I recall, and in the case of Preston,
the applicant in this matter, judgment was
reserved - he went through the Christmas periodwith his fate still unknown and was taken into
custody voluntarily on a date sometime subsequent
to 24 January.
| TOOHEY J: | I am not clear what you are saying, Mr O'Donnell. |
Are you saying that the Crown delayed the
prosecution, or the bringing of an appeal, or - - -
MR O'DONNELL: | No, Your Honour, I am not suggesting that, I am suggesting that the appeal was lodged within |
| time and the submission in relation to delay is | |
| that the Crown appeal was not expedited in any way, that it ran an absolutely parallel course with the | |
| appeal in Talbot, to be, in fact, determined on the | |
| same day and that the delay then - - - |
DAWSON J: What date was he sentenced on and what was the
date of the - - -
| MR O'DONNELL: | Yes, Your Honour. |
| McHUGH J: He was sentenced on 19 July; | the Crown appealed |
on 30 July; the appeal was heard on 4 and 5
November 1991 and the court gave judgment on
24 January 1992.
| MR O'DONNELL: That is correct, Your Honours, yes. Talbot |
runs a similar path but for the fact that he was
released on the same day that the matters are - the
order is made for his release on the same day that
both matters were heard and it is submitted that
the delay in this matter is really in the hands of
the Federal Court and my criticism, with respect,would be of the court in delay.
It was not a matter that could be, I suppose,
properly hastened by the Crown, that the court saw
fit to deliver speedy judgment in relation to
Talbot who was in custody and their view was that
he should not be in custody and then took a
considerable period of time, some two and a half
| Preston | 6 | 1/5/92 |
months, to determine that Preston should go from
being at liberty, subject to the restrictions of
probation and attendance centre attendance and the
like and then go into custody.
In my submission, that is an inordinate delay, although, in real terms, as it takes lawyers time
to do things, it does not seem very long. But my
submission is that in these sorts of cases there
should be genuine and urgent expedition and for
this Court, in my submission, to make such a
pronouncement, effectively, by way of
recommendation would be a matter of public
importance.
I have referred Your Honours in the outline to
a number of cases where there has been delay and
there are cases where there have been Crown appeals
not allowed because the prisoner was at liberty and
had certain expectations in relation to thecontinuance of his life at liberty.
TOOHEY J: But that is the point, is it not, that if the
Crown delays in bringing an appeal, for instance,
then the prisoner is entitled to assume that there
will be no challenge to the sentence that has been
imposed? So if the Crown then seeks an extension
of time, it might be a very good reason forrefusing the extension, but here the Crown appealed
within time. The applicant knew that the sentence imposed on him was under challenge, which puts it
in a different perspective, I think. Your complaint then has to be about the delay that
elapsed between the hearing of the appeal and the
delivery of judgment.
MR O'DONNELL:- Essentially that is my complaint, yes. In
general terms, if I could refer Your Honours to the
comments of appellate courts where there have been
such reversals in fortune. I am not suggesting
that there cannot be such reversals in fortune,
where a person goes from liberty to custody, but that it should be done with caution and for very good reason, and that the reason should be quite clearly spelt out. In my submission, the judgment of the majority
in this case does little more than assert an error
and then take the applicant from a position of
liberty. He had in fact been subject to probation.
He had been liable to attend 30 hours of attendance
centre and anger management which he had accepted
as a condition of his probation, and all of thatthen was overturned.
In addition - I am probably jumping ahead of
myself - not only was the head sentence reaffirmed
| Preston | 7 | 1/5/92 |
to start from a much later date, which in my
submission is an additional punishment which was
not addressed by the majority, but he also had
undertaken the real punishment of probation. I am not sure what arrangements had been made, but certainly there was no suggestion that he was not
going to comply with the anger management
attendance centre order, which was a 30-hour order.
| TOOHEY J: | You seem to be running two arguments in parallel. |
So far as delay is concerned, as opposed to your
general challenge to the setting aside of a
suspended sentence, are other cases of any use to
us unless you have got a decision in which a final
court of appeal suggests that delay on the part of
an appellate court in dealing with a challenged
sentence somehow is a reason why the Court should
exercise great caution in interfering with that
sentence. Is there any case on that point?
| MR O'DONNELL: | Not as strictly as Your Honour raises it, and |
that is obviously why I would submit these are
grounds for special leave, that there is no such
decision. But there are cases along similar paths
and, if I could refer Your Honours to the cases
referred to in paragraph 8 of my outline of
argument, in particular the cases of Hicks, which
is in the documents handed up to Your Honours -
that is Reg v Hicks, (1987) 45 SASR 270 - and the
dictum of Chief Justice King at page 273. At
page 273, the Chief Justice says, in the secondparagraph - that was a case involving dangerous
driving causing death and an elderly prisoner:
As has been pointed out in those cases -
referring to the cases above -
prosecution appeals fall to be decided on
somewhat different considerations than appeals
by persons under sentence. When a person such as the present respondent has been told that he will not have to go to prison, a great load is lifted from his mind. The consequences of. reversing that intimation could be
devastating. I do not think that any -
particular -
consideration of justice or the protection of
the public demands that this particularrespondent, after he has been told by a court
that he will not have to go to prison, should
now be told by this appellate Court that he
must serve the sentence.
| Preston | 1/5/92 |
And it is cases like that - there is the case of
House and Thorne which Mr Justice Higgins referred
to in his dissenting judgment where, in that case,
Thorne, who played the minor part in a - they were
two Canberra Aboriginal young men, and Thorne had
played the more minor part in a rather nasty rape
and he had received a sentence which was suspended
in part and he had in fact been released after
having served six months. It was suggested the Crown had indeed expedited that appeal and
Mr Justice von Doussa, in Thorne, 28 FCR 194 at
202, which again is in the papers that Your Honours
have, said:
The matter of the respondent Thorne
raises a particular difficulty. Although the
sentence imposed on him was in my opinion
inappropriate and inadequate, he has already
served the term of imprisonment which was
fixed, he has entered into a recognizance on
the conditions formulated in the sentence, and
he has commenced to fulfil those conditions.
Which is not on all fours, obviously, with this
case, but not dissimilar, in my submission.
It would be cruel to return him to gaol.
That is stating the matter rather strongly,
but in my submission to Your Honours, although it
is now a fait accompli that the applicant has been
taken into custody and his expectations have quite
clearly changed, there was that same element of
cruelty which was, indeed - I am not saying this in
any sense of criticism, but just the inevitable
cruelty of it, and that was aggravated in my
submission by the, perhaps, well-intended comments
of Mr Justice Gallop on sentence, which I have
referred Your Honours to at page 13 to 14, about
the likelihood of him meeting homosexual advances
while in prison, and the fact that he was a likely candidate for such advances.
| TOOHEY J: | Mr O'Donnell, you said something a while ago that |
head sentence was to run, as if somehow the sentence was to run from a later time than previously?
led me to think that in removing the suspension the the
| MR O'DONNELL: | Yes, Your Honour. |
TOOHEY J: But the thing at page 18 of the appeal book, the
sentence of three years is to run:
| Preston | 9 | 1/5/92 |
from the date upon which the respondent is
taken into custody.
| MR O'DONNELL: | Yes. |
| TOOHEY J: | I see, and that day, presumably? |
| MR O'DONNELL: | In reality, he gave himself up several days |
later, if I may say so from the bar table. He gave himself up in the last week in January.
TOOHEY J: Yes.
| MR O'DONNELL: | So that the head sentence had been running |
from 19 July for the three years and it now runs
from - - -
TOOHEY J: And the non-parole period, of course, runs
equally from the date on which he surrendered.
| MR O'DONNELL: | The 26th or 27th, or whatever, of January, yes. In my submission, that is an inadvertent |
| Mr Justice O'Loughlin that there was no intent to | |
| increase the penalty, and I argue, on a similar | |
| basis, that the failure to take into account, certainly by way of any comment at all, the fact that he had been on probation and liable to 30 | |
| hours at an attendance centre, to disregard that is | |
| also an effective increase in sentence. |
But the points that I would submit are of
significance in the application for special leave
still relate back to the question of where, as a
question of law, a person, looking at the objects
of sentencing and making assessments in relation to
facts, can say that a disagreement as to facts or
sentencing objects is, indeed, an error of law, and
it is a - - -
| DAWSON J: Why cannot you? What happened here was the |
appeal court decided that, in effect, the
sentencing judge had placed too much emphasis on
the personal circumstances of the applicant and hadno regard to those other aspects of the punishment
which, in this case, they thought were
predominant - that is the need to provide
deterrence and to satisfy the community sense of
outrage at a crime of this sort.
| MR O'DONNELL: | Yes, and again, it is not suggested for one |
minute - - -
DAWSON J: And what they, in effect, said was, "Well it's
manifest that he failed to have regard to these two
latter aspects of punishment because if he had had
| Preston | 10 | 1/5/92 |
regard to those aspects, he would not have done
what he did".
MR O'DONNELL: Again, as a question of logic, it is very
difficult to nail that down because any error must
relate back either to an assessment of fact or
sentencing objects as they fit facts, so that it
all does, of course, become circular, and I am not
suggesting for one minute that such a finding
cannot be made to elevate such differences to being
as significant as being an error of law, but it
would be my submission that such an elevationshould be done with extreme caution particularly in
a Crown appeal.
| McHUGH J: | You keep using the expression "error of law", and |
perhaps that is the correct classification, but it
is an error of the exercise of the sentencing
discretion and there will be an error of law if the
judge has failed to take into account a fact that
he should have taken into account, or he has failed
to give sufficient weight to a matter which he
should have given weight to. Here, you find the majority saying that the judge failed - while he
gave great emphasis to the factors that militated in favour of the respondent, he gave insufficient attention to matters of deterrence, retribution and
protection of the community.
| MR O'DONNELL: | Yes, and what I submit is, that that as a |
question of logic is a very difficult proposition
to nail as either a miscarrying of a discretion or,
indeed, an error of law.
If I could just raise the case that is with the papers, Reg v Young and Others, (1990) VR 951.
It is a decision of the Full Court of the Supreme
Court of Victoria. It is a decision of the court,
Chief Justice Young, Justices Crockett and Nathan,
and if I could simply refer to the observations of
the court at page 955, the court there says that
which is perhaps only obvious but, in my submission, it highlights the difficulties and the differences that I suggest should be taken careful note of when an appellate court is deciding whether
or not to intervene on a Crown appeal. The court cites the previous case of Williscroft: the purposes of punishment are manifold.
There will often be differences of opinion as
to the purposes both amongst sentencing judges
and amongst members of the public or of any
section of the public and in addition the
purposes may vary from offender to offender and from one offence to another. Any judge with experience of sentencing knows that no
two cases are the same and that the
| Preston | 11 | 1/5/92 |
circumstances of particular offences and
particular offenders are infinitely various -
and the court went on to say, again citing
Williscroft:
"Now, ultimately every sentence imposed
represents the sentencing judge's instinctive synthesis of all the various aspects involved
in the punitive process. Moreover, in our
view, it is profitless (as it was thought to
be in Kane's Case) to attempt to allot to the
various considerations their proper part in
the assessment of the particular punishments
presently under examination."
DAWSON J: That is why it is very often impossible to point
to any specific error on the part of the sentencing
judge but if the Appeal Court takes the view that
this was a case - taking this case - which called
for the offender to serve some custodial sentence
and that if any less was imposed upon him then it
was manifestly inadequate, why cannot it do so? I mean, that is what you have got to address.
| MR O'DONNELL: | Yes, Your Honour, I could not - - - |
DAWSON J: This was a crime, and they deal with it in the
judgment, which they regarded seriously. It was a
crime which had various aspects to it which marked
it as callous and serious in the sense of the
injuries inflicted. There was the fact that the
applicant left this man unattended, for all he
knew, to die. And, in those circumstances, they
said the community demands that he serve some part
of a sentence in gaol and the sentencing judge in
entirely suspending the sentence must have been
wrong because that is just not enough. Now, that is what you have got to meet.
| MR O'DONNELL: | Yes, indeed, and again, as I keep attempting |
to submit, that proposition cannot be met in any
finite way. It is ultimately a question for
judgment.
DAWSON J: Yes, it can be met, in a sense, by pointing to
the personal circumstances of the applicant: he is
young, he has no prior record, he gave himself up
to the police and co-operated, in a sense. Those
are all things which certainly are in his favour
and they were taken into account by the Appeal
Court. But, on the other hand, it was the very
nature of the crime that they said demanded this
sentence.
MR O'DONNELL: | I have been endeavouring to avoid, of course, the particular facts that I would, with respect, be |
| Preston | 12 | 1/5/92 |
critical of in the judgment of the majority in this case but if the particular instance in this case is of assistance in determining whether or not this
Court's supervisory role would perhaps lead to a
judgment which might indicate caution on the part
of appellate courts I would seek to turn to some of
the aspects which, in my submission, are
shortcomings of the assessment of the majority in
this case.
TOOHEY J: Could I just remind you, Mr O'Donnell, we are not
here as simply another Court of Criminal Appeal to
impose our own views as to what may or may not be
an appropriate sentence. You are here on a special
leave application. A lot of the arguments you have
addressed to us would have been and, no doubt, were
properly addressed to the Full Court of the Federal
Court as to why the sentence should not be
interfered with but having been interfered with by
that court you have to identify some question of
special leave that justifies this Court
interfering.
| MR O'DONNELL: | Yes, I am acutely aware of the distinction. |
The difficulty is that - that which I am asking
this Court to do is to perhaps promulgate some
guidelines in this Court's supervisory jurisdiction
as to the frequency of Crown appeals. In
Griffiths' case, the dictum of
Chief Justice Barwick, (1977) 137 CLR 293, in particular the final part of the Chief Justice's
judgment at page 310 where the Chief Justice then
said:
Gross departure from what might in experience
be regarded as the norm may be held to be
error in point of principle.
He went on to say at the start of the second-last
paragraph on that page:
an appeal by the Attorney-General should be a rarity -
Of course, it is only an observation, but the
reality is that appeals - I would invite the Court
to effectively supervise by way of a judgment in
this case against the proposition that Crown
appeals are being brought simply to effectively
resentence or get a second opinion in relation to
sentencing objects or, indeed, emphasis on the
evidence.
,
McHUGH J: But the statute gives the Crown the right of
appeal and the Crown has got to show a wrongful
exercise of the sentencing discretion. There are other rules which have been built up in the cases
| Preston | 13 | 1/5/92 |
in relation to Crown appeals which hinder, if they
do not defeat, the bringing of the Crown appeal.
What more is there for this Court to say?
MR O'DONNELL: Other than that, I would submit that if this
Court simply in the - and I address this, being
very mindful of what Mr Justice Toohey said in
relation to the argument in relation to special
leave. I would invite this Court, when acting in its supervisory role, to observe in relation to
this particular case that there was a misstatement
of the effect of the sentencing precedent,
Watmough - the actual decision of Watmough is in
the documents with Your Honours - that that case
was in fact every bit as callous as this, and in a
sense in this case there was provocation offered to
the applicant by the victim.
Mr Justice Gallop found as a question of fact
that there had been a homosexual overture to the
applicant by the victim which, in a sense, has been somewhat glossed over in the majority decision. At
page 2 of the appeal book, Mr Justice Gallop says:
Such overtures were repelled by the accused,
who took them to be, as they obviously were
homosexual advances to him.
Now, in Watmough's case - and Mr Justice Gallop
also went on, at page 4 of the appeal book to
distinguish between this case and the types of
cases that had been urged upon him by way of
general deterrence by the Crown which werecolloquially called the poofter bashing cases that
had recently then occurred in Sydney and
Mr Justice Gallop said that this is not such a
case.
Now, in my submission the only sentencing precedent relied upon by the majority in this case,
Watmough, is in fact almost on all fours with the poofter bashing case - if I may use that term -
that Watmough was in a tavern; observed an unknown
group - this is clear from the case - thetranscript that is before Your Honour - if I could
refer specifically to Watmough; it is probably the
to trial and had prior convictions for
last document in Your Honours' bundles. The gone
conspiracy to assault and rob and malicious injury to property and had previously been on a suspended sentence for 12 months, which he had managed to
survive. The Chief Justice found, on sentencing, as the trial judge, that Watmough had - at page 137
of the transcript provided:
| Preston | 14 | 1/5/92 |
formed the drunken view that the victim,
another customer at the tavern, was molesting
a 13-year-old girl and after exceptionallyprovocative and insulting remarks to the
victim he either pushed him or tripped him.
The victim fell, hitting his head on a post
and lay on the brick floor. The offender then
moved in and brought the heel of his boot down
on the face of the prostrate victim and did so
repeatedly until someone dragged the victim
away. The offender then left the scene, none of the company present making any effort to
stop him doing so.
At the trial he sought to explain his
behaviour on the basis that he had grounds for
belief and reasonable grounds for belief that the victim was a child molester. In my view,such a belief was no more than a drunken and
arrogant delusion.
So it would be my submission that the court in this
case - if I may go to the particulars, but only on
the basis that I would urge that the Court should
do so in the Court's supervisory jurisdiction. The
court in this case, in my submission, completely
misstated the effect of Watmough and its comparisonwith this case, in that the victim in Watmough had
made no approach to the prisoner and - - -
DAWSON J: But you see - and I doubt the usefulness of going
into these comparisons, but there are other
countervailing circumstances in this case. Here
the applicant, instead of just bundling the man outof the car, if he wished to - and then the victim
was -very drunk, according to the applicant -
instead of just bundling him out of his car and
going on his way, he took the car to an oval,
turned the lights off so he would not be seen, and
then attacked the man who, if the applicant is
believed, was in a somewhat defenceless condition.
TOOHEY J: Not only that, but he had already got out of the
car. All he had to do was just drive off.
| MR O'DONNELL: | Yes, and the evidence was also - and that was |
without contest - that the victim outside the car
made what was also taken to be a subsequent advance
to the applicant.
TOOHEY J: Well, what does that mean? There was no
suggestion that there was any physical violence
shown by the victim towards the appellant.
| Preston | 15 | 1/5/92 |
| MR O'DONNELL: | No, and it was never suggested, at first |
instance or on appeal, that this was not a most
serious offence of grave violence.
DAWSON J: | The point is that the serious aspects were not the same aspects as were serious in Watmough, and |
| there is limited usefulness in comparing the two. | |
| MR O'DONNELL: | Yes, but in my submission that is not the |
approach that was taken by the majority actually on
appeal; that great significance was placed on
Watmough.
DAWSON J: Because it was a comparable case, for the reasons
we have just investigated.
| MR O'DONNELL: | Yes, but in reality it was - - - |
| DAWSON J: | You are saying it is not comparable? |
| MR O'DONNELL: | Yes, indeed. | Now, that does not assist me |
with an application for special leave, other than that I would submit that this is a case where this Court's supervisory jurisdiction should be invoked.
DAWSON J: What would we say? What would we say if we -
would we put a third view?
| MR O'DONNELL: | No, Your Honour, I am not suggesting that for |
a minute and, in my submission, the special leave
argument would be no more or less strong, even if,
at the end of the day, Your Honours took the view
that this was a case deserving of imprisonment and
absolutely so; that the problems involved in delay
and rejigging of the sentencing objects that
occurred in this case are matters that this Court
may profitably rule on, irrespective of the
ultimate fate of the applicant. It may well
be - - -
DAWSON J: Where do you say that the Appeal Court went
wrong? The point you are making now is that it regarded Watmough's case as a case of comparable
seriousness and you say that was wrong?
| MR O'DONNELL: | Yes. |
DAWSON J: Where else do you say it went wrong?
MR O'DONNELL: | I would submit that it simply rejigged the sentencing options without - - - |
DAWSON J: What do you mean by "rejigged"?
| MR O'DONNELL: | It turned the punitive aspects and deterrent |
aspects around, making them superior to the
rehabilitative aspects that the judge at first
| Preston | 16 | 1/5/92 |
instance, whose view must be respected, had given
it. It was never suggested - sorry, Your Honour?
DAWSON J: | The point you are making is that it placed undue emphasis on the deterrent and retributive aspects |
| of punishment at the expense of the applicant's personal circumstances, reversing the emphasis which the trial judge placed on the case? | |
| MR O'DONNELL: | Yes, and which the trial judge was perfectly |
entitled to emphasize one way rather than the
other, as is indicated in Young, and as a question
of day-to-day knowledge and common sense.
DAWSON J: Yes.
McHUGH J: | But at the most it reads that the majority in the Full Court wrongly interfered with the trial judge. |
| There is no question of principle involved in the | |
| case, is there? What proposition of law could you | |
| get out of a judgment in this case which should be | |
| of a general application in the community? | |
| MR O'DONNELL: | With respect, Your Honour, I would submit |
that this Court could usefully restate without
criticism of the law as it has been laid down in
Tait and Bartley, but adding the clear distinctions
that are made in the Rinaldi article, as to the
sorts of areas where Crown appeals may be too oftenbrought or too easily brought or too easily
allowed, and as to the question of delay and
expedition, that this Court could usefully, and as
a question of legal and public importance, could
indicate to appellate courts that decisions thatare likely to take a person into custody should not
be left over a Christmas vacation, for example.
MCHUGH J: Yes, but on that theory we could just about grant
special leave in any case. We could write an essay on the law.
| MR O'DONNELL: Indeed, Your Honour, and there have been |
cases where - and I do not wish to suggest that on
previous occasions special leave has been granted
where it should not have been, but there are quite
clear cases, in recent times, where special leave
has been granted on sentence on relatively flimsy
grounds. The case of Deakin - - -
| TOOHEY J: | You had better not start embarking on that - - - |
| MR O'DONNELL: | If I could just simply refer to the small |
report - - -
McHUGH J: A message ought to go out to the criminal bar
that sentence cases are cases in which special
leave should rarely be granted, unless there is
some questions of principle.
| Preston | 17 | 1/5/92 |
DAWSON J: In fact, the first case in which special leave
was granted in that case of sentence, was Power's
case, I think.
| MR O'DONNELL: | Power's case. |
DAWSON J: Which was in 1973, that is eight years
after -
| MR O'DONNELL: | Yes, I appreciate that, I divined that from |
Your Honours' reasons for judgment in Morris also,
the rarity of it, and also in Lowe of course. In
my submission - and of course I am acutely aware of
the restrictions on special leave, and the wasting
of this Court's time with applications that are notof general public importance or of legal importance
and, in my submission, Your Honours do not have to
send a message to the criminal bar to make that
point. I come very much knowing that it is an uphill battle. But the situation is that there are
problems such as delay, and if I may use in shorthand the term "rejigging of sentencing
objects", which occur all the time, in the guise of
areas of indiscretion, and, again, even in terms of
simply making the point, irrespective of what
happens to this applicant, in my submission, it is
a point that could and should be made. If I could
refer to the affidavit of my instructing solicitor
in relation to the number of Crown appeals.
| TOOHEY J: | But what do you want us to say, Mr O'Donnell, |
that the Crown ought not to appeal? I mean, that would be a fairly high-handed statement.
| MR O'DONNELL: | No, Your Honour, and I do not seek to be |
flippant, but worse things could be done than to
endorse the dictum of Chief Justice Barwick in
Griffiths. There would be significant use, in my submission, in getting to a point in relation to
Crown appeals that was slightly more definitive
than Tait and Bartley, and I say that with no disrespect to the Federal Court that decided Tait
and Bartley.
DAWSON J: Griffith's case was decided at a time when, I
think, the neutrality of the Crown in relation to
sentence was observed. I am not sure that it is observed now and I am not sure that Tait and
Bartley does not say that it ought not to be
observed. Indeed, once Attorney-General's appeals
were instituted, courts of criminal appeal - or at least the sentencing judge complained that if that
was not put to him by the Crown, how dare the Crown
now appeal on some basis which had not been put,
and I understand the practice now to be that the
Crown does make submissions as to sentence.
| Preston | 18 | 1/5/92 |
| MR O'DONNELL: | Yes, and judges sometimes say - - - |
DAWSON J: Whose instructions lie behind the submissions, I
do not know, but then I may be old-fashioned about
this.
| MR O'DONNELL: | Yes. |
| McHUGH J: | There is one other factor. | The administration of |
criminal law has changed dramatically in the last
15 years. Fifteen years ago, courts were
relatively small bodies. Judges knew what other
judges were doing in relation to sentences. Now, courts have expanded. One judge in a court may have no idea what other judges are doing and,
therefore, it is necessary for the courts of
criminal appeal to intervene more readily on behalf of the Crown than they would have done 15 years ago
so that there is some parity of sentencing.
| MR O'DONNELL: | If I may pick up what Your Honour has just |
said and refer both to the affidavit of my
instructing solicitor and the reported cases,
Boudelah and C, and House and Thorne, which were
the four Crown appeals that related to the
inadequacy generally of very short custodial
sentences and cocktail sentences in relation to
rape.
It would be my submission that there could be no objection taken to such frequency of Crownappeal in those circumstances because they were
four related matters where the same error was
submitted in each of the four matters. That is
technically four distinct trials, but the issue on
appeal was identical in relation to all of them,
that is whether or not a serious sexual offence
should, as a matter of course, receive a
significant custodial sentence, and the Federal
Court said, "Yes, that's right".
So, four of those appeals related to that
significant proposition, but there were others - it
is not referred to particularly in the affidavit,
but there were appeals against head sentences of a
recidivist child sex offender. Whether there is a
question of public importance in that is arguable.
That was certainly one; there was a matter of
Hilsley, and there is this matter. Was the Crown argument that this was an offence which must
attract a custodial sentence? In my submission,
that was not the Crown case, that if this offence
could be categorized as a violent, maliciously
causing grievous bodily harm at the more seriousend of the scale, irrespective of the circumstances
of the offender and the circumstances of the
offence, it was my understanding that the Crown and
| Preston | 19 | 1/5/92 |
the majority of the Federal Court were not saying
that a custodial sentence is mandatory. They were saying that in this circumstance the community
would be outraged, given that the man had frontal
lobe damage if there was not a custodial sentence,
essentially to allay the outrage of the community
in a punitive sense.
TOOHEY J: That tends to detract from the special leave
nature of the matter, does it not? I mean, if the Full Court had said in sweeping terms that offences of this sort must always attract a prison sentence,
that may or may not be - at least it is a
proposition of law which might be subject to
debate. But from what you have just said, it
simply points up the fact this is a particularsentence in regard to a particular offence about
which the Federal Court took a particular view.
| MR O'DONNELL: | Yes, and that is precisely - using the words |
neutrally - that about which I complain, that it
really was simply a Crown appeal on the facts. It
really was the prisoner being put in a position of
double sentencing jeopardy, as referred to in Rowe's case. If I may, I would seek to refer
Your Honours to the Western Australian decision in
Rowe, 52 A Crim R 196.
DAWSON J: That is in the bundle, is it?
| MR O'DONNELL: | It is in the bundle, Your Honour, yes. |
Your Honours that is a case that could have given
some confidence to both the sentencing judge,
albeit that it is in a different jurisdiction, and
to Mr Justice Higgins in dissent in the Federal
Court. That case was, again, a crime of significance violence which was prevalent and
something that courts take the view should be
stamped out. That was an attack with a beer glasson a patron in a hotel leading to significant
facial injury and he was charged with unlawful
wounding under the Western Australian Criminal Code. The Court of Appeal in that case dismissed a
Crown appeal, perhaps just indicating the chance aspect of all of this and the real double jeopardy aspect of all of this. At page 200 - if I might start with page 199 and just quickly indicate,
half-way through the last paragraph:
Unlawful wounding is recognised by the courts
as a serious offence -
and, obviously, this was a very serious example of
it. Mr Justice Wallace went on to say, at
| Preston | 20 | 1/5/92 |
page 200, that is seven or eight lines down the
page:
However this is a Crown appeal and the
principles which operate in such circumstances
where a respondent is placed in double
jeopardy, place a heavy onus on the
appellant -
and it referred to Whittaker which was the High
Court decision referred to by the Chief Justice in
Griffiths when he made his somewhat declaratory
statements. At page 201, Mr Justice Wallace said:
Public concern about a crime must never be
allowed to bring about departure by the courts
from the fundamental concepts of justice and
mercy which should animate the criminal
tribunals of civilised nations.
This is perhaps in a sense motherhood stuff, but it
is the other side of the rejigging of the
sentencing process:
Whilst protection of the public against the
commission of crimes of violence must remain
of paramount concern, if it is possible,
consistent therewith, for a court to be
compassionate and assist in the rehabilitation
of a human being so as to avoid destroying his
life, then the courts ought surely to do so.
Nor is mercy to an individual offender
inconsistent with the recognition of the
seriousness of an offence.
He refers to a South Australian case which, to my
recollection, is a Commonwealth revenue offence
but, be that as it may, in that case - it is an
appellate decision which just went the other way,
and that is the proposition that I submit that as a
question of logic anyone must find difficulty with.
When does an assessment of sentencing objects and facts and community needs and outrage, when does
that become a disagreement on such an assessment
that becomes a miscarrying of a discretion or an
error?
It is the caution in respect of that
proposition which I submit is the question of
fundamental or significant importance because, it
may be trite to say but the applicant was persuaded
or was seen not to require a custodial sentence in
the circumstances by two Federal Court judges, one
at first instance and one on appeal, and the
converse was seen to be by the majority on appeal.
If one wants to be counting heads about it, it is
two/two - all judges of equal rank and the
| Preston | 21 | 1/5/92 |
sentencing judge, indeed, of significant
experience.
It is that area which I submit is important,
where the word of caution could well be stated by
this Court. I probably can say no more than that,
but the question of delay, in my submission, is not
as important as the question of possible
arbitrariness or overstating of what is a
miscarrying of a discretion. It is that element of
caution that I would submit is that which this
Court in a supervisory jurisdiction could, as amatter of public importance, simply declare in
granting special leave, irrespective of what
happens to Mr Preston. Thank you.
| DAWSON J: | Thank you, Mr O'Donnell. | We need not trouble |
you, Mr Crispin.
We think that Mr O'Donnell has said, and said
persuasively, all that could be said on behalf of the applicant in this application. But the Court is of the view that the application raises no point
of law, nor do the reasons of the court below or
the sentence imposed disclose any departure from
the principles which ought to guide the exercise ofthe sentencing discretion.
Accordingly, special leave to appeal is
refused.
AT 11.03 AM THE MATTER WAS ADJOURNED SINE DIE
| Preston | 22 | 1/5/92 |
Key Legal Topics
Areas of Law
-
Criminal Law
-
Statutory Interpretation
Legal Concepts
-
Appeal
-
Sentencing
-
Procedural Fairness
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