Pollitt v The Queen

Case

[1991] HCATrans 322

No judgment structure available for this case.

IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M45 of 1990

B e t w e e n -

ROY ANTHONY POLLITT

Appellant

and

THE QUEEN

Respondent

Application for special

leave to appeal

MASON CJ
BRENNAN J
DEANE J

DAWSON J

TOOHEY J

GAUDRON J

McHUGH J

TRANSCRIPT OF PROCEEDINGS

AT CANBERRA ON WEDNESDAY, 13 NOVEMBER 1991, AT 10.15 AM

Copyright in the High Court of Australia

Pollitt(2) 1 13/11/91
MR R. RICHTER, QC: If the Court pleases, I appear with my learned friend, MR A SHWARTZ, for the applicant.

(instructed by Kenna Croxford & Co)

MR B.D. BONGIORNO, QC: If the Court pleases, I appear with

my learned friend, MR N. PAPAS, for the Crown.

(instructed by J.M. Buckley, Solicitor to the

Director of Public Prosecutions)

MASON CJ: Yes, Mr Bongiorno.

MR BONGIORNO: 

If the Court pleases, before my learned

friend commences, if I might draw the Court's
attention to an error in one of the documents. I

am not sure, having regard to the procedure to be
used in this appeal, what the status of the
document still is, but it is the answering
statement of the respondent that was filed
originally under the new procedure. It appears at
page 578 of the appeal papers and the assertion by
the respondent in paragraph 2(a) that Mrs Simpson
was shown a photograph:

the day after the murder -

is in fact incorrect and the contention of the
applicant is correct, so that if the last sentence

in paragraph 2(a) was struck out, the document

would be correct.

MASON CJ: Very well.

MR BONGIORNO: 

And there is a further error in the next paragraph; indeed both assertions of fact were

wrong. 

The next paragraph reads: In paragraph 8 Hargreaves states that Jennifer

McMahon (also known as Jennifer Curillo)

" •••• admitted that she had never spoken to the

Applicant on the telephone before or after

that occasion."
The document goes on to say, "This is

correct". It is contended that this is not

correct, and the amendment which I have indicated

to my learned friend is that it should read, "This

is not correct. She had met and spoken to the

applicant on previous occasions face to face and

had spoken to him on the telephone subsequent to

the relevant occasion." I would seek such leave as

is necessary to make those amendments. The

relevant appeal book references - it might be of

assistance to the Court to give the references as

being 55 and 56, 82 and 83 and 109 and 110.

MASON CJ:  You do not object, Mr Richter?
Pollitt(2) 2 13/11/91
MR RICHTER:  No, Your Honour.

MASON CJ: Very well. Those amendments will be made. Yes,

Mr Richter?

MR RICHTER: 

If the Court pleases, whilst those amendments

have been made, if I can take the Court to the last
amendment that was made, the complaint that we had
was that that evidence ought to have been excluded,
and on the voir dire where Curillo gave the
evidence, there was no evidence that she had spoken

to the applicant on the phone before or after.

So from the point of view of examining the

voir dire, that would be the evidentiary basis of

examining the learned trial judge's ruling. The

subsequent evidence that was given departed, and

departed in a particularly vague way, and we will

draw the Court's attention to that in due course.

But from the point of view of the contention that

has bein made before the Court, that subsequent

amendment does not make the difference.

If the Court pleases, we would seek to hand up

a summary of submissions which expands on the
summary of submissions in the appeal book, to some

extent.

MASON CJ: Thank you.

MR RICHTER:  Your Honours, the evidence against the

applicant, Pollitt, on the count of murder was in

reasonably short compass, and in order to perceive
why our submissions are, in our respectful
submission, of significance it is important to give

a quick thumb sketch of that evidence.

The deceased was shot on 18 September 1984,

the deceased Simpson. The evidence against Pollitt

consisted, essentially, of a small number of

witnesses. The witness Jones gave evidence that he

had befriended, or rather the applicant had

befriended him some month or two months before the
shooting; that in the course of that friendship he

drove the applicant to the Richmond area and,

indeed, gave evidence that he drove him to see a

man by the name of Dennis Allen. He also gave

evidence that on three occasions he drove the

applicant to a location in Lower Plenty where the

murder occurred. On one of those occasions, he

gave evidence that the applicant was given a parcel

- indeed, it was said, a shotgun - by Dennis Allen,

and that Jones and the applicant went to test the

gun, and the next day they, together, travelled to

the scene where the murder occurred, Jones holding

back - he was not present at the precise scene of

the shooting - the applicant going away and coming

Pollitt(2) 13/11/91

back saying he had done it. That was, essentially,

the evidence of Jones.

The next piece of significant evidence was the

evidence of the witness Curillo, who is also

described as McMahon. She testified that she had

met the applicant at Dennis Allen's place a number

of times, that on one occasion Dennis Allen brought

a man called Williams, who was said to have been

the intended victim of the murder, to the premises

at Richmond, so that the applicant presumably could

see him. There was evidence that the applicant was

said to have had a photograph of Williams,

presumably for the purpose of familiarizing himself

with the appearance of Williams.

On one occasion Curillo said that she saw a

parcel about 22 inches long being given to the

applicant, and that was said to be a situation in

which - or the Crown asserted that that might well

have been the occasion on which a shotgun was
handed over wrapped up. The murder weapon was not

a shotgun. Later that evening, on the occasion of

the day when the parcel was given t9 the applicant,
there was a phone call from the applicant, and that

is the phone call in which five words were uttered

only: "Tell Dennis the job is done.". Some days

later, Curillo gave evidence, Alan Williams spoke

to the applicant telling him to get out of Richmond

because Richmond was too hot. Essentially those

are the central features of her evidence.

There were then the witnesses, Mr and Mrs

Berry. Mr and Mrs Berry gave evidence of being

present at Chestnut Street, which was the address

of Dennis Allen, or rather one of his addresses,

and that on one particular night, said Mrs Berry,

Dennis Allen told her to watch the late news, and

she watched the late news. She discovered that

there had been what was later said to be a case of

mistaken killing and the following day, at about 11

am there was. a telephone call which Dennis Allen

answered. Dennis Allen was said to have been

ranting, raving, very angry, and after the call he

said that the caller had been the applicant, said

it to Mrs Berry - that was the effect of the

evidence - and that the applicant had, to use a
colloquialism in the trial, stuffed it up, he had

got the wrong man.

Mr Berry's evidence was more or less to the

same effect, except that the assertion by Allen to

the effect that the applicant had got the wrong man

and got it all wrong was said by Mr Berry to have

been made some days later, rather than the

following morning.

Pollitt(2) 4 13/11/91

The next piece of important evidence was the

evidence of a man called Denning, who has some

notoriety as a professional gaol father confessor

and, indeed, the evidence at the trial and the

cross-examination of him disclosed him to have been

a person of habitual informer tendencies, for

reasons that were inherent in what he was being

cross-examined about, namely that.he knew an awful lot about an awful lot of murders, and he had done

an awful lot of bad things himself, and being in

gaol and sharing cells with people like the

applicant, he was in a position to improve his lot

in life by saying that people confessed to him as

to all sorts of things. He was most recently noted

as the man who was responsible for the false

conviction of Anderson in the Ananda Marga case.

That was one of the cases discussed in the

evidence.

His evidence, essentially, was that in 1988

the applicant and he shared a cell in Goulburn

prison and that the applicant had essentially
confessed to him to the killing of the man who the
applicant said was the wrong man, Simpson, and that

it was Dennis Allen who had put him up to kill a man called Alan Williams but that he had got the

wrong man. So there was evidence of a gaol

confession from Denning.

There are only two other items that arise out of the Crown case. One is that a police officer by

the name of Ricks went to premises occupied by the

applicant in November of 1984 and had there located

a couple of items; one of them was a jacket that
was subsequently said to be similar to a jacket

worn on the night of the killing, worn by the

applicant, and a shotgun.

The other witness that the Crown called was a

man called Darby, a man of long criminal history.
He was the man whose photograph the widow of the

deceased purported to identify as that of the

killer on a number of occasions. Three days after
the killing·of her husband - subsequently three

years later when she was shown a photographic

spread which included in it the photograph of Darby

as well as a photograph of the applicant she picked

the man Darby. Subsequently at the committal, at

inquest and indeed at trial, that evidence was

given. Darby was called by the Crown in order to

establish, and presumably to establish beyond

reasonable doubt, that he was not the man who had

killed the deceased.

The situation was that alibi evidence, as it

were, was called for Darby. It was alibi evidence

in the nature of showing that Darby was in Sydney

Pollitt(2) 13/11/91
earlier in the day. But the evidence of the alibi

obviously did not preclude Darby from having been

the killer of Simpson. He could have flown to
Melbourne. He could have executed him. And the

fact that the evidence of Darby and Darby's alibi

did not satisfy the jury that he was not the killer

is demonstrated, in our submission, by the fact

that the jury asked but one question after it

retired, and that was it wanted the evidence of

Darby reread to them. It is not in the appeal

book, but we have photocopies of the page at which
this was done, and those pages were at page 1574 of

the trial transcript going on to 1601. The whole

evidence of Darby was read to the jury. So that

the jury, upon its retirement - that assertion is

not contested, and I do not know if Your Honours

would like to be cluttered by the additional paper,

but those were the pages at which the question was

asked. The jury was certainly not persuaded at the

point at which the question was asked, that Darby

was not the killer of Simpson, and for good reason.

Now, it is in this context that a number of

grounds are sought to be raised here to indicate

that the Court of Criminal Appeal in Victoria was
wrong, and wrong in certain areas that are special

and important, and we would seek to go to those areas now. The first one that we would seek to

argue is in relation to the summing up by the

learned trial judge, and indeed the course of

addresses to the trial judge on issues of

identification.

There was no exception taken at trial to the

summing up. In our respectful submission, that

should not preclude the grant of special leave in

relation to this particular issue because it is one

of considerable importance. One can indicate as to

why no exception would have been taken.

The course that the trial took, a certain interruption by the learned trial judge of counsel

for the applicant when he was addressing the jury,

and the way in which the learned trial judge summed
up the issues of identification to the jury would
have induced some feeling of unease which comes
frequently to those who listen to something that
goes to the very heart of something like the burden
of proof, but really cannot put their finger on
exactly what is wrong with it. It requires an
analysis of what is wrong with it, which is not to
say that a jury might not, or would not, have
followed that path which is to indicate both the
subtlety and the depth of the error, and the error
is fundamental to the notion of the burden of
proof, and that is why it is special in this
particular instance.
Pollitt(2) 6 13/11/91

The burden of proof in this case required, in

effect, for the Crown to exclude Darby beyond

reasonable doubt as the potential killer of the

applicant. A proper application of the burden of

proof would have had a differential approach to,

first of all, the evidence of the Crown witnesses
who identified the applicant as being in company of

Dennis Allen, the alleged contractor for the

murder. As far as evidence tending to show guilt,

when it is given as to identification, the whole

bulwark of case law - which is referred to in the

summaries of submissions - is designed to do one

thing, _and that is to draw to the jury's attention
in a very special way the fact that there are
special dangers in hearing in evidence of

identification about which juries may not generally

be aware, that the law recognizes that mistakes are

made, but the whole bulwark, whether the cases

concerned the notion of exclusion of dock

identifications, whether the cases concerned the

notion of the propriety of a photographic

identification, or any other, those cases are all

concerned with excluding the possibility of a false

identification leading to the conviction.of an

applicant.

When evidence of identification - and we call

it disidentification, exculpatory identification -

exists in a trial, the approach of necessity has to

be different because the defence relies on it, not

by saying this identification is correct. The

defence does not say that Mrs Simpson, in this

case, when she purported to identify Darby's photo

is right and that Darby is the killer. Indeed, the

defence would go to a jury on the basis of, "She's

probably wrong, but if she's probably wrong, you've

still got to acquit because she might be right",

and it is in that context that the learned trial

judge's cautions about identification evidence were

correct, and probably impeccable - one would not

complain about them - from the point of view of the

proof required by the Crown, but it had the effect

of completely undermining the evidence of

Mrs Simpson, of undermining any weight that the

jury might attach to it, and that was compounded,

as we submit, by what happened in the course

of - - -

DAWSON J:  I do not understand that; why did it undermine

it?

MR RICHTER: Because, effectively, everything that the

learned trial judge was cautioning the jury about

in relation to evidence that really, when one

analyses it, was not so much identification

evidence: the assertion in relation to Curillo, the

Berrys and so on, about identifying the accused,

Pollitt(2) 13/11/91

were not really on the basis of, "You have no

sufficient familiarity in order to say that that is

him", it was on the basis they are lies.

DAWSON J: 

You say this, and no doubt you will take us to the passages, but what the trial judge did, if you

have no complaint about it in relation to the Crown
case, was to say that identification evidence is

unreliable; that the jury must approach it with caution; and if you think about it, you may not

realize that people make mistakes and so on. What
is wrong with that in relation even to - - -
MR RICHTER:  Nothing wrong with that, going to the issue

about which the learned trial judge was -

DAWSON J: Well, why does it undermine the defence case?

MR RICHTER: 

Because each of the instances in which he is telling the jury not to act positively on

identification because of dangers A to z, each of
those dangers, or most of them, are applicable to
Mrs Simpson, but when Mrs Simpson's evidence is
considered, it is not, and ought not to be,
considered -

DAWSON J: Well, they are applicable to Mrs Simpson, so the

observations are not incorrect. No doubt he told
them about reasonable doubt.
MR RICHTER:  They may be applicable as a general description

of the unreliability of identifying evidence, but
they, in this case, required a coupling with the

specific pointing out that this is not to say that

they disregard Mrs Simpson, because Mrs Simpson is

only there, as far as the defence is concerned, for

one reason only, and that is, is it reasonably

possible that Darby was the man.

DAWSON J:  No doubt that the trial judge did not tell them

to disregard identification evidence, whichever

side it came on; he told them to approach it with

caution.

MR RICHTER:  Yes, he did.

DAWSON J: And that is a valid observation, whichever side

relies on the evidence.

MR RICHTER: With respect, I could illustrate the problem by

taking a different sort of case - - -

DAWSON J: Well, it would be better if you illustrate it by

taking us to the passages to which you object in

relation to Mrs Simpson.

Pollitt(2) 8 13/11/91
MR RICHTER:  Yes, Your Honour. Globally we object to the

passages that in fact highlight the dangers of

identification in the absence of - - -

DAWSON J: What you seem to be saying is, "Well, you

approach the evidence with caution when it is

evidence on which the Crown relies, but you do not

approach it with caution when it is evidence on

which the defence relies". I do not understand

that.

MR RICHTER: 

No, we do not say that, with respect. certainly you approach it with caution, but knowing

We say

that all that, from the defence point of view, is

required is that that evidence may possibly be

true. That is the problem. If one were to take a

case of a missing body, for example, someone who is

not found that is said to have been murdered by an

accused, and a witness comes forward and says, "I
saw that person a week after he's supposed to have

been murdered", there would have been no general

blow by blow description stripping identification

evidence of its reliability.

There may well have been a caution, but the

direction to the jury would have been, "For all

those dangers, no one is asking you to accept that

identification evidence and act on it as proving a

point. All one is saying is that: does it raise

the possibility that the man is alive?"

DAWSON J:  No doubt the judge pointed to the fact that the

Crown had to prove its case beyond reasonable doubt and that all that the defence had to do was to

raise a reasonable doubt, but that does not relieve

the jury from their duty, whichever side relies on

it, of approaching identification evidence with

caution.

MR RICHTER: 

Your Honour, when the jury is given very lengthy cautions as a matter of law and told to be

aware of certain things as a matter of law, and
then those legal directions are not related to the
facts of the case - as in this case they were not
as far as Simpson was concerned, they ought to have
been related to the facts of the case - the odds
are that the jury would say to itself, "Mrs
Simpson's evidence is really so dangerous to act
on, that we can't accept it."

DAWSON J: What you are really saying is the onus of proof

requires different observations with regard to

identification evidence when it is relied on by the

defence, as opposed to when it is relied on by the

Crown.

MR RICHTER:  Yes, Your Honour, that is what we are saying.
Pollitt(2) 9 13/11/91

DAWSON J: What different observations?

MR RICHTER: 

The different observation being that the reasons why the law provides for the cautions and

the warnings is because the courts are concerned
that innocent people may be wrongly identified and
that juries act on it.
DAWSON J: No, that is stepping one step ahead. It is

because the evidence is inherently unreliable, and

it remains inherently unreliable whether it is

relied upon by the Crown or the defence.

MR RICHTER:  As being found by experience to be so.

DAWSON J: Yes.

MR RICHTER: Its inherent reliability, though, when relied

upon by the defence does not operate in the same

way, because the defence may well put up the

evidence on the basis of, "This evidence is

unreliable but it raises - - -

DAWSON J:  I do not understand that. If it is inherently

unreliable, it is inherently unreliable for both

purposes. Then of course you go to the onus of
proof and the standard of proof, and of course the
jury looks at the evidence in the light of that,

but it does not change its character.

MR RICHTER:  With respect, when the learned trial judge gave

the general direction about onus of proof at the beginning of his charge, the jury is entitled to take it and takes it as requiring the Crown to

prove each and every element beyond reasonable

doubt, and that, necessarily, means the identity of

the killer as well.

The learned trial judge then, subsequently,

and in considerable detail, tells them that as a

matter of law the evidence of eyewitness
identification is inherently unreliable. We have

got no quarrel with that. What he does not do, and

what he had to do in the circumstances of this

case, in our respectful submission, because of the

two ways in which evidence of identification was

relied upon, was to tell the jury that those

directions that almost, in effect, tell them that

they should not accept an identifying witness

unless certain things are present, do not apply in

the same way to the question of whether or not a

reasonable doubt might be raised by an identifying

witness. Now, it is the failure to do that -

DAWSON J: That is what I do not understand. If the

observations are correct, they are ultimately

Pollitt(2) 10 13/11/91

correct for both purposes. The onus of proof is

the thing that is different.

MR RICHTER:  The observations that we say the learned trial

judge ought to have given the jury was precisely

with respect to the onus of proof, and he should

have told them that whilst identifying evidence is

inherently dangerous, nevertheless in the context

of the onus of proof, the philosophy for the danger

needed to have been explained, because that would

have exposed the fact that when they are concerned

with evidence that might be true, which is not said

to be true, but that might be true, then different

considerations apply because that is capable of

raising a reasonable doubt, and that was never

given to the jury. The jury was never told it, and

it had the subtle effect, in our respectful

submission, of in fact depriving Mrs Simpson's

evidence of weight that it ought to have had.

DAWSON J: What you say the judge ought to have said is,

"Well, in effect, identification evidence is

unreliable but, nevertheless, the fact that it is
unreliable does not mean it cannot raise a

reasonable doubt".

MR RICHTER:  Yes, Your Honour. But for the purpose of the

jury absorbing that, the philosophy behind the

cautions needed to be explained too.

DAWSON J: Did he say anything to the contrary?

MR RICHTER: 

He never said that the evidence of Mrs Simpson was incapable - - -

DAWSON J: Did he say anything contrary to the proposition

that identification evidence being inherently

unreliable, it may nevertheless raise a reasonable

doubt?

MR RICHTER:  He did not say anything contrary to that, no.
DAWSON J: Did he give them a proper charge on the question

of reasonable doubt, the onus of proof, standard of

proof?

MR RICHTER:  In so far as he told them that the burden of

proof was on the Crown and that it required the proof of each element, beyond reasonable doubt, yes. But he did that at the beginning, at a stage

when it would not have been related by the jury to

the factual issues which were, in effect, like

ones.

DAWSON J: So your complaint is he really did not marry the

two directions.

Pollitt(2) 11 13/11/91

MR RICHTER: That is right. With respect, that is really,

on analysis, the only way in which we can complain

about it, the fact that it was not married, but

that in cases of this nature the peculiar problem

that is raised, going to the burden of proof,

requires in effect to marry the law to the facts,

and to explain it in a different way. Now, we have
set out the - - - - -
DEANE J:  Mr Richter, why do you concede that negative

identification evidence is inherently unreliable?

Why would not evidence of a witness that she saw a

giant of seven feet commit a murder be quite

reliable identification evidence in so far as it

exonerated a dwarf?

MR RICHTER: 

It would be entirely reliable in those

circumstances. The inherent unreliability that is
being addressed is having regard to peculiar
features and opportunities of observation.

DEANE J:  In other words, when one is dealing with negative

identification one needs to look at the

circumstances of the particular case to assess its

reliability or otherwise.

MR RICHTER: Absolutely, Your Honour, with respect. In this

case it went a bit further than that because not only does she pick up the photograph of Darby in

fairly dramatic circumstances but she also gave a

description of the killer to the police which the

Crown accepts is not consistent with the

description that the applicant bore. So there is a

combination of those factors and when I agreed with

Mr Justice Dawson's probability about the inherent

unreliability, that was as a global sort of

statement. Certainly identification evidence may
be extremely reliable in certain circumstances, but

the inherent unreliability is just an observation

of the way the law regards fleeting identification

in particular. It does not go to the question of
whether or not the evidence itself is capable of

raising a reasonable doubt in a very, very proper

sense. It may not be unreliable for the purpose of

raising a reasonable doubt although generally

unreliable as a class of evidence.

In this particular case there were the two aspects of it, and that is both the description given to the police, which did not match the

applicant in terms of height, in terms of other

features, and that is conceded by the Crown, was

conceded at the Court of Criminal Appeal and indeed

is said to have been conceded in the judgment, plus

the fact that she selects Darby's photo, or rather

identifies Darby's photograph, albeit that only

Pollitt(2) 12 13/11/91

Darby's photograph was shown to her, there was not

a sort of photographic line-up conducted.

DAWSON J: But the tables were turned in this case. In this

case, the Crown said she made a mistake and the

accused said she did not.

MR RICHTER:  Yes, and in the circumstances - - -

DAWSON J: Well, that issue would have been clearly before

the jury, would it not?

MR RICHTER:  When all the cautions about identification were

given without relating them to the particular case,

to Mrs Simpson, in our respectful submission that

might well have been too confusing for the jury,

and that is why we say it needed special

observations. Because the fact is, nowhere does

the learned trial judge really put it - counsel

argued it - but he does not give the imprimatur of

law on the issue of the burden of proof by ever

saying to the jury, "If you have a doubt about

Mrs Simpson's identification of Darby, then

contrary to what I have been telling you about the

need to prove things beyond reasonable doubt, even

if you do not accept that it was Darby, if it might

reasonably have been Darby, if the identification

might reasonably have been right, you have to

acquit". Now, the jury never got that by way of an

imprimatur of law or of relating the law to the

facts, and that is why this case is peculiar.

There are grave - we have not been able to

find authorities precisely on this, simply because
the issue is both so fundamental and unusual. It

does not usually arise in that way, where the Crown

seeks to demonstrate that its witness is wrong

beyond reasonable doubt, but it necessarily must

arise in a number of situations. It necessarily

must arise in cases where someone goes missing,

presumed dead, murdered, and a witness comes forth

to say, "I saw that person in Corfu two weeks after
the alleged death". Now, there is no doubt that,

in a case like that where that is the issue, and it

is not polluted by questions of positive

identification relied upon by the Crown for other

purposes, in a case like that a trial judge may

well say to the jury, "Generally speaking, evidence
of identification may be very unreliable and it is

the experience of the law that it may be very

unreliable, but that is not to the point in this

case. The only thing to the point in this case is

whether the sighting on Corfu two weeks after the

murder might reasonably have been accurate".

In other words, the evidence for the defence

is tendered and may be said to be tendered for the

Pollitt(2) 13 13/11/91

purpose of saying, "This is flawed evidence" or

"may well be flawed evidence, but that is beside
the point. We tender it because it may be wrong,

but also because the possibility is there that it

may be right".

So the authorities do not discuss those

propositions, although they are necessarily
inherent in a proper understanding of the burden of proof. And what we say is, because of the way this

case was conducted and ultimately went to the jury,

there is a reasonable apprehension that the jury in

fact would have been distracted from its proper

consideration of the burden of proof in those - - -

DAWSON J:  Mr Richter, what you are really saying - disagree

if you want to - but you are really saying is that

the trial judge ought to have told the jury that

even unreliable evidence can raise a reasonable

doubt.

MR RICHTER:  Yes.

DAWSON J: Well, that is a proposition that does not have to

be put in terms, does it, where the Crown is saying

she was mistaken?

MR RICHTER: 

Depending on the particular case, Your Honour,

we would say it does have to be put in terms
because if the summing up has the effect of - - -

DAWSON J: Did anyone object to its not being put at the

trial?

MR RICHTER:  No. As we have said, no exception was taken

and we have been at pains to explain why no

exception was taken, and the fact is because it is

a matter which is both fundamental but subtle. And

whilst counsel may have had some feeling of

considerable unease, it would have been hard for

counsel to articulate it in that way.

DAWSON J: 

It is not _really very subtle that evidence, although unreliable, might raise a reasonable doubt

is it?

MR RICHTER: Well, it is subtle in this way, that it is

unpolluted by authority, and that to that

extent - - -

DAWSON J:  I suppose the reason is because it is not very

subtle.

MR RICHTER: 

As a matter of not very subtle.

arguing first principle, it is

But also as a matter of arguing

first principle, we would submit that in
circumstances of particular cases the trial judge
Pollitt(2) 14 13/11/91

has an obligation to relate the law to the facts,

and in this case that is what would have been

required with respect to Simpson.

And there were a couple of side issues that,

in fact, might have tipped the jury over into being

distracted about that issue and into putting too

great a weight on the learned trial judge's

directions of law about identification. And the

way they arose they also might well have cowered

counsel in the sense of distracting him from the

sort of fine analysis of the burden of proof.

MASON CJ: Would it not be of assistance if at this stage

you took us precisely to what the trial judge told

the jury?

MR RICHTER:  Yes, Your Honours. The summary of the

submissions at page 3 relates to what the learned

trial judge said, with one proviso, that we seek to

draw the Court's attention to an incident that

occurred during address to the jury at the trial
transcript page 1349. Unfortunately it is not in

the appeal book, but we seek to hand a copy of

those pages to Your Honours, and that is a good

commencing point because it leads into what

happened thereafter in the learned trial judge's

charge to the jury.

At that page, Mr Ross for the accused, is

addressing the jury, and he says this:

Now, it is the Crown case that

Mrs Simpson is mistaken in her identification

of the Darby photograph. It is not the Crown

case that she was mistaken about her

description of the man. So let us make sure

that we understand what their case is and what

it is not. Never suggested her description

is wrong, they have suggested her

identification of the photograph is suspect.

When Darby was giving evidence you must have Now, let me just ask you to consider this: noticed that Mrs Simpson was sitting in court
down the back, I have not looked to see
whether she is now. But that is where she sat
throughout the trial. She saw Darby, you will
recall from your own observation and listened
to his evidence.  You may expect that after
she had seen Darby she would have been asked
by the police whether or not that was the man.

Now the Crown did not recall her after that - and then there is the interruption by:

Pollitt(2) 15 13/11/91
His Honour:  You know that they would not have
been permitted to.  You should not make

observations of that nature to the jury.

Now, that observation is wrong, in law. They would

have been permitted to because Darby was not on

trial, so concepts of exclusion of in-court dock

identification did not really apply. The Crown

would have been permitted to do that.

BRENNAN J:  To prove that - - -

MR RICHTER: That it might be him.

BRENNAN J: No, to prove the contrary.

MR RICHTER:  I am sorry.

BRENNAN J: What if she had given evidence, "No, that wasn't

the man"?

MR RICHTER:  Then that would have been permissible too.
BRENNAN J:  It would have been splitting the Crown case,

would it not?

MR RICHTER:  It would not have been splitting the Crown case

in this sense, that -

BRENNAN J: When was Darby called?

MR RICHTER:  He was called during the Crown case.
BRENNAN J:  I see.

MR RICHTER: 

He was called during the Crown case, and he was a late witness.

It would not have been splitting

the Crown case in the sense that the assertion

would have been maintained, the same assertion for

the Crown, but, of course, it is one of those

things that happen in the course of a trial which

would be of assistance because the issue was, for the defence always, whether it was Darby or not.
So, the learned trial judge is, in effect, wrong
when he says that the Crown could not have done it.

Later on, in the charge - and we will come to

that passage - he comes back to it, and

repeats - - -

DAWSON J: But this is another point.

MR RICHTER: Well, it is a point which leads up, in fact, to

the context in which the jury would have perceived

that what they had been told is that Mrs Simpson's

evidence could not be used, or has no weight that

they really ought to give it, because here is the

Pollitt(2) 16 13/11/91

learned trial judge in the middle of what, in our

respectful submission, is an impeccable address

telling Mr Ross that the Crown could not have asked

Mrs Simpson - or the police could not have asked

her - whether the man in the flesh is the man that

she still identifies. As a matter of law, they

could have. Had the prosecution sought to create

an in-court identification of that nature, it would

have been open to the various discretionary

arguments raised in Tripodi, and cases in that

mainstream, but the obverse does not apply.

That is the point of departure on this issue.

The warnings given to the jury were fulsome about

identification evidence, and commence, really, at

appeal book page 355.

BRENNAN J: Mr Ritcher, could I just ask you this? It was

part of the defence case that Darby may have been

the killer.

MR RICHTER: That was the defence case, yes, and that is the

way in which the case went to the jury. When Darby
gave evidence, he was attacked both as to credit;

he was cross-examined; there were massive defects

in his general credit; his alibi was attacked, the

Sydney alibi; all designed to show that he could

well have been the killer, as the alternative

hypothesis, that he could have been there with

Jones, that it was he who could have been there and

not the accused. So it was central.

At 355, the learned judge goes into what, in the appropriate circumstances, would have been a

very, very apposite and good exposition of the law

on visual identification, outlining the various

dangers inhering in it, drawing the distinction

between honest witnesses and mistaken witnesses.

The passage at 355 at line 25 says:

But the fact that a witness is honest does not

mean you automatically accept everything he or she says. Honest witnesses may be mistaken,
particularly when it comes to evidence of
visual identification and so even if you
consider a particular witness was an honest
witness, you must nevertheless scrutinize his
or her evidence very carefully because he or
she may be mistaken.
The interesting aspect of the impact that that

would have had on the jury was this: so far as the
witnesses giving identification evidence for the

Crown were concerned, they were all said to be

tainted persons, disreputable, dishonest, lying

witnesses. No one said that about Mrs Simpson.

Pollitt(2) 17 13/11/91

She was accepted by both Crown and defence as an

honest witness.

So that observation about honesty, whilst it

would have had no impact so far as the Crown's proofs were concerned, but would have had an impact

is a necessary prerequisite in analysing the case

in diminishing reliance on Mrs Simpson. Over the

page at 356:

Now when considering evidence of visual identification there are a number of matters

you must have regard to when determining what

weight, if any, you will attach to such

evidence. Did the witness know the person

beforehand? What length of time did he have

the person in question under observation?

Under what circumstances did he see the

person? Was it broad daylight or was the

lighting poor? Did he see him face to face or

only see portion of his face? How far away

from the person was he when he made his

identification?

All these matters really go to Mrs Simpson,

because so far as the Crown's witnesses were

concerned, the principal issue with them was one of

whether or not they were lying, albeit that they


purported to identify the applicant. The real

battle at the trial was, are they telling the truth at all. There is no question that they had lots of

opportunities to see him in good light and poor

light and all sorts of other kinds of light. So in

so far as a caution against acceptance of Crown

identification, it was almost superfluous, although

it needed to be highlighted as a matter of law, but
each of these matters were telling and direct, in

terms of the argument about Mrs Simpson, and each

of these observations detracted from Mrs Simpson,

from whatever it was that Mrs Simpson had to say.

Mrs Simpson did not see the person in ideal light;

Mrs Simpson had no prior familiarity; the others

did. The Crown's witnesses, that the Crown was

relying on, did; Mrs Simpson did not. None of

these features applied really to the evidence for

which that sort of caution is traditionally given,

but in the context of this case it all applied to

Mrs Simpson and all diminished from the sort of

weight - and this is given by the authority of a trial judge directing on law - each one of these

sentences would have been a nail struck at their

ability to accept Mrs Simpson.

Now, if they had to accept Mrs Simpson, we

would say "fair enough"; they did not have to

accept Mrs Simpson. All they had to accept was the

Pollitt(2) 18 13/11/91

reasonable possibility that she might be right, and

that is where the problem lies. Further down the

page, the third last line:

You must look at the manner in which the

witness later made the identification. When

identification is attempted with the aid of

photographs, there are introduced peculiar

difficulties due to the various ways

photographic representation differ from

nature. They have a two dimensional and static

quality, the fact that they are often in black

and white, and the clear and well lit picture

of the subject which they usually provide.

They cannot reproduce speech, stance or gait which may all be important for reliable

identification. Photographs can also have,

what is described as a displacement affect.

Having been shown a photograph, the memory of

it, that is the photograph, may be more

clearly retained than the memory of the

original sighting of the offender, and may

accordingly displace that original memory - Those observations - there was a photographic

identification by one of the Crown's inculpatory

witnesses, out of the folder or out of a number of

photographs - Mrs Simpson was only shown the photo

of Darby, of no other person. Once again, in the
context that the Crown's inculpatory witnesses were
really challenged about honesty rather than

mistakes, those observations went to the heart of

what Mrs Simpson had, in fact, given in evidence

and what she did. She was the one who was shown
one photo, or rather there were two or three

photos, but all three of them were of Darby. The displacement effect - she was the one who

three years later was shown a photographic folder

containing 12 people, one of whom was the

applicant, one of whom was Darby, and she picked

Darby,not the applicant. So all that goes to her,

to the ability of the jury to accept her as raising

a reasonable doubt, although, in the context in

which it is said, it appears perfectly fine. But
its impact is not, in our submission.

At line 24 on 357:

In this case certain witnesses have

identified the person in the dock, that is the

accused as the person they saw on various
occasions in 1984 and as one of the persons
implicated in the murder of Simpson. In legal

parlance they have made what are described as

dock identifications.

Pollitt(2) 19 13/11/91

The learned trial judge then gives a proper warning

about dock identifications. The people who made

the dock identifications, once again, were people

whose credit was impugned, not so much the question

of whether or not they made the mistake.

Now, at page 358, what the learned trial judge

says is this, starting at line 12:

Further, evidence of dock identification is permitted because the witness who saw the crime take place, may say that the accused can't possibly be the man because, for

example, the accused is six foot four inches

tall, of slim build, with yellow hair, whereas

the offender was a short, fat man who was

completely bald. So evidence of dock

identification may be given because it may in

fact exculpate the accused. But if it does

not, then you must act very cautiously when
considering what weight you will give to such

evidence.

We coupled that with the observation that the

learned trial judge made about the fact that he

would not have permitted a dock identification, and

when that is coupled with the various cautions it

does not do anything to highlight the sort of

dichotomy of identification evidence which is at

the heart of this case. Now, at page 359:

In the present case a number of witnesses

have made dock identifications of the accused,

in particular Gary Jones, Jennifer Curillo,

Sandra Berry and Wayne Berry. Indeed, I think

Colleen Dempster. You must ask yourselves how well did each of those witnesses know the

accused man as at 18 September, 1984? Those are not real issues, in a sense, in the case,

because as far as those witnesses are concerned the attack on them was, "You are lying when you say you knew him back at Richmond in 1984".

BRENNAN J: Did Mrs Simpson ask to make a dock

identification positively or negatively?

MR RICHTER:  Did she ask, or was she asked?

BRENNAN J: was she asked to make - - -

MR RICHTER:  No.

BRENNAN J: Neither positively nor negatively?

MR RICHTER:  That is correct, she was not asked by anyone,

and we would say that comments which go to the

Pollitt(2) 20 13/11/91

effect, "Well, the defence could have done it"
would be wrong, because for the defence to do it,

it would be undertaking a burden which it did not

have. The Crown had the burden to try to get

Mrs Simpson to say, "Now that I see the man in the flesh it is not him". That was the Crown's burden,

because unless they could persuade the jury beyond

reasonable doubt that it was not Darby, they were

in trouble. To say that the defence could have

asked for it to be done is, in effect, to shift the

burden of proof. It did not have the burden of

doing it, nor should it have been contemplated,

because what the defence had was prima facie

evidence that the killer is Darby and not Pollitt.

That was the evidence, they were entitled to say,

"That is the evidence", and that consisted of both

the photographic identification and the description
given of the killer, which did not fit Pollitt.

At line 22 on 359 there is then a discussion of voice identification, and we shall come back to

that in submissions when we make our submissions

about the next head of argument, but essentially
the next passage we seek to take the Court to is at appeal book 507-508. Before taking Your Honours to

that we ought to draw the Court's attention to a

passage at 457 in the appeal book, where the
learned trial judge is talking about Simpson's

evidence and at line 8 he says this:

She repeated that she saw the side of the

man's face, that the man's voice was such as

to indicate to her he was Australian. He had
brown or dark curly hair, collar length. It
was curly but wavy, not permed, and a dark
brown colour. He had bushy eyebrows, a stock
type of build. I take it from that she meant

a stocky type of build. Not fat, but not very

slim either. She estimated his height as

being five feet eleven inches -

and Pollitt was considerably shorter than that, in
fact -

and that he was aged approximately early 30s.

Asked about his eyes, she said, "The eyes were

sort of deep set." She was asked, "Was there

anything about the nose?" and she replied

"No."

She said after about 10 seconds her

husband got down. The person was holding a

long weapon, it was dark -

So in the description of her evidence, of course,

the fleeting nature of her look is highlighted, the

fact that there is darkness is highlighted; not

Pollitt(2) 21 13/11/91

erroneously, by way of summing up, the nature of

her evidence, but in the context of the earlier

long exposition of the dangers of identification,

when married with that dangerous warning, it is

effectively saying "Well, she is the person I am

really talking about when I am talking about the

dangers of identification evidence". That is what

it amounts to, in my respectful submission.

I took the Court to page 507 of the appeal

book and - - -

BRENNAN J: Could I just ask you one other question? At

page 458, the judge records that Mrs Simpson says

that the rear window had fogged up and therefore

she was not able to see them as they ran away.

MR RICHTER:  Yes. She said that she had seen the killer

from the side window, not the rear window.

BRENNAN J: And it was not fogged up?

MR RICHTER: It was not fogged up. There was rain, there

were raindrops, but it was not fogged up.

Certainly the fogging of the rear window would have

precluded her from getting a decent look when the

persons reached the position where she had to look

at them through the rear window, but it was the

side window she looked out of and saw the killer,
so to that extent it is really not of assistance to
tell the jury that the rear window was fogged up,
other than to add to the atmosphere which is, very

fleeting glance, adverse conditions, bad lighting,

et cetera.

BRENNAN J: Thank you.

MR RICHTER:  In the middle of page 507, the learned trial

judge is summing up what the Crown is saying, and

he says this:

Mr Walmsley then went into quite some detail
through the actual evidence each of those
witness gave, starting with Leonie Simpson.
He reminded you that she made her observations
at night. There were rain drops on the side
window of the car.

That is the side window that I was mentioning.

The rear window was fogged up and she could

only see the side of the face of the person
with the gun.

That was not said to have been seen from the rear window, but from the side window.

Pollitt(2) 22 13/11/91

And he put it to you that in that situation you could not possible accept her

identification of Darby as the person she saw

that night, that she would be in no position

to make any proper identification of that

person at all. However, he did say that her
evidence as to the weapon is accurate. She
saw a dark weapon -

et cetera. That of course has to be taken in the

context of the various cautions that the trial

judge has given and he is relating the argument to

those cautions about not accepting her. Then over

the page at 508 at line 1:

He then submitted to you that the photograph,

Exhibit H, was shown to her in totally

unsatisfactory circumstances when she was

emotionally disturbed and at a time when she

believed she was going to be showed a
photograph of the person who murdered her

husband. And he said that her evidence is not

strengthened in that regard because she picked
Darby out in the sheet of photographs

Exhibit J because that photograph is the same

photograph as Exhibit H.

Exhibit J was the photographic spread that was

shown to her three years later. My learned friend

says that he has got the photographs here if the

Court desires them. For the purpose of argument,

we do not - - -

MASON CJ: Could we see them?

MR RICHTER:  Yes, certainly. Exhibit His the single

photograph and J is the photographic spread. It

might be of interest to see that the photograph of

Darby is a side-on photo.

BRENNAN J: What photograph number is the applicant?
MR RICHTER:  No 2. Darby is No 11 in the spread.

DAWSON J: Which is Darby in this?

MR RICHTER:  Darby is 11.

DAWSON J: And the applicant is 2?

MR RICHTER:  Yes, Your Honour.

BRENNAN J: There is, I suppose, Mr Richter, another

problem, and that is that if it were open to the

jury to form the view that the identification by

Mrs Simpson, though mistaken, could be

corroborative of the identification of the

Pollitt(2) 23

applicant as the killer by reason of facial

familiarity -

MR RICHTER:  By reason of similarity?

BRENNAN J: Similarity.

MR RICHTER:  There is that.

BRENNAN J: The direction that was given to them would

redound in favour of the accused. In other words,

the problem that you are raising really depends

upon the capacity of the eyewitness to make a

distinction between two people; rejecting one but identifying another.
MR RICHTER:  It is not so much that, with respect,

Your Honour, because identification evidence, of

its very nature, being a reaction to the presence
of the person. It is the immediacy of the

impression that becomes - - -

BRENNAN J: 

I appreciate that, but you see, the point is that you are challenging two lots of evidence - or

one lot of evidence.  You are challenging the
evidence of all the suspect witnesses who identify
your client precisely.
MR RICHTER:  Yes.

BRENNAN J: And you are relying heavily upon the

identification of Darby by Mrs Simpson.

MR RICHTER:  Yes, Your Honour.

BRENNAN J: Now, if the jury were to form the view that

Mrs Simpson, having regard to all the

circumstances, might well have mistaken your client

for Darby, because she did see somebody who looked

very like your client, her evidence would tend to

confirm the evidence of the witnesses whose

evidence you are attacking.

MR RICHTER: That would be - - -

BRENNAN J: Now, that means that you would need to have a

direction from the trial judge that they really

ought not to rely too heavily upon that

identification.

MR RICHTER:  Yes, indeed, Your Honour. We certainly agree
with that aspect of it. We would also say that the

trial judge would then also have to direct the

jury, in terms, distinguishing the problems about

identifying the photograph and the possible

similarities between the two photos, and taking on

board her description at the time. None of that

Pollitt(2) 24 13/11/91

was really approached by the learned trial judge

and that is part of the problem. It was not really

discussed with the jury, and was not explained to

the jury. This was, after all, a situation where

fundamental principles had to be related to a

particular case, and none of those subtleties, none

of those problems, were raised.

BRENNAN J:  It is that which really casts the burden on

counsel for the accused, does it not?

MR RICHTER: In our respectful submission, no, because

counsel for the accused is entitled to act on the

basis that it is the Crown's burden to show that it

is not - - -

BRENNAN J: Yes, but it is his function to assist the judge

to give the proper direction.

MR RICHTER:  I am sorry, sir. In terms of exceptions,
absolutely. We agree with that, and we said right

at the beginning that no exception was taken.

Ordinarily that might be fatal, in this case it

ought not to be, because of the sort of subtleties

involved and the fact that if what we say is

correct there has been a miscarriage of justice, and a pretty fundamental one, notwithstanding the
fact that no exception was taken.

DAWSON J: Surely counsel for the accused dealt with this in

his address.

MR RICHTER:  He dealt with it in the address but the problem

is that dealing with it in the address and saying,

"Mrs Simpson raises a reasonable doubt" and so on,

when it is followed by directions such as the

learned trial judge gave, which do not give any

imprimatur but, in fact, have criticism of Mr Ross in them, in our respectful submission, the accused

does not get the necessary stamp of legitimacy that

a proper summing up would have on these issues, and

is thereby deprived of a chance reasonably open to

him of an acquittal. That is why we drew the

Court's attention to the way Mr Ross was pulled up,

and we want to draw the Court's attention to other

passages where the learned trial judge comes back

to that sort of problem about which he· pulled

Mr Ross up. What we say is that the learned trial
judge - - -

DAWSON J: All that you can say about that is that the jury

would probably be mystified by it. I was, until a
bit further on.

MR RICHTER: Well, apart from saying that the learned trial

judge was clearly wrong, I was mystified by it,

too, with respect. The function of the learned

Pollitt(2) 25 13/11/91

trial judge is not to assist in the mystification

process for a jury but to be clear and to demystify

things, and he did not. That is really our

complaint.

Going on with the exposition that he gives of

Mr Walmsley's argument at page 508:

He then submitted to you that the photograph,

Exhibit H, was shown to her in totally

unsatisfactory circumstances when she was

emotionally disturbed and at a time when she

believed she was going to be showed a
photograph of the person who murdered her

husband.

All of which fits in to the sort of cautions that

the learned trial judge had already given. I
continue reading: 

And he said that her evidence is not photograph as Exhibit H. It is a bit smaller but it is clear Exhibit H has been taken from
strengthened in that regard because she picked
Darby out in the sheet of photographs

that police photograph. He put it to you that

if Darby had been in the dock and the witness

Simpson had purported to identify him, I would

have directed you to ignore her evidence in

that regard. And I tell you, members of the

jury, that is correct.

Now, that harks back to the interruption in

the course of Mr Ross's address, and it has nothing

to do with this trial. It should not have been

said. It has nothing to do with this trial, that

is No 1. No 2, it has the tendency of diminishing

the defence submissions.

The reason it has nothing to do with this

trial, of course, is that Darby was not there as an

accused and could not be there as an accused, and

the notion of not permitting a dock identification

is, at the same time saying, "Well, even if the

defence had done it, I would not have permitted it;

the law does not permit it" and yet cumulatively

coming on the arguments that have been advanced and

the charge that has been advanced, it is in effect

saying, forget Mrs Simpson.

Now, he never says, forget Mrs Simpson, and

the fact is, the jury did not forget Mrs Simpson.

It obviously did not forget Mrs Simpson because, as

we said, the one question it asked for was for a

re-run of Darby's evidence, but it did that in a

Pollitt(2) 26 13/11/91

context where their deliberations about

Mrs Simpson -

DAWSON J: Well, you are really repeating yourself,

Mr Richter.

MR RICHTER:  I will pass on, if Your Honour pleases. At

page 519, the learned trial judge, when talking

about Darby's evidence, once again comes back to

the interruption of the Ross problem, and at line 4

he says this to them:

rou might recall that Mr Ross did ask why

wasn't Leonie Simpson recalled to see if she

could identify Darby and I stopped him because

I would not have permitted that to occur, any

such identification of anyone at this stage by

her, of Darby or the accused would have been

totally useless and I would have so directed

you if Leonie Simpson had given that evidence.

And once again, it would not have been useless for

defence purposes, but by saying that it would have

been useless altogether in the trial, he is in
effect flagging to the jury the fact that her kind
of identification - because her identification of

the photograph was, in fact, akin to a dock

identification, the three days later, after the

shooting - is really worthless. In the context

that must be the way in which the jury would have

perceived it. And I am reminded, in fact, by my

learned friend, that that is contrary to what the
learned trial judge had earlier said at page 358 of
the appeal book, where he talks about:

evidence of dock identification may be given because it may in fact exculpate the accused.

So, on the one hand at page 358 at line 18, the

learned trial judge says:

So evidence of dock identification may be

given because it may in fact exculpate the

accused. But if it does not, then you must

act very cautiously when considering what

weight you will give to such evidence.

At page 519 he is in fact saying, evidence of dock

identification is worthless and he would not allow

it. Now, that must have confused the jury and must

have distracted them from the nature and status of

Mrs Simpson's evidence.

Now, coming to the judgment of the

Court of Criminal Appeal, at page 538 around

line 18, Their Honours Mr Justice Crockett and

Mr Justice O'Brien say this:

Pollitt(2) 27 13/11/91

The defence relied upon the immediate

verbal description of the killer given by

Mrs Simpson which did not fit the applicant.

Counsel for the Crown conceded that her

description did not fit the applicant. The

first identification of Darby by Mrs Simpson

was tainted by the circumstance that Mrs shown a photograph which she was informed was

of the killer.

Well, the evidence did not go that far; she believed that she was going to be shown it, but

nobody said to her, "This is the killer". What she

was told was that it may be the killer.

Their Honours continue:

Counsel for the applicant said as much to the

jury in his final address. "We concede some

potential defect in just the fact of her being

shown a single photograph."

The majority treat Mrs Simpson's evidence, in our

respectful submission, in fact, as tainted

evidence, tainted by these problems. But that was

not the way in which Mrs Simpson's evidence had to

be examined. It was not tainted. It suffered from

certain disabilities, but - - -

BRENNAN J:  We have been through that.
MR RICHTER:  We have indeed, Your Honour.
MASON CJ:  Mr Richter, in what respects was it conceded that

Mrs Simpson's description did not fit the applicant?

MR RICHTER:  Height was certainly one of the features.

Build was another. Colour of hair - he had red

hair, and she described a person with dark brown hair, wavy hair. The applicant's hair was short

and spiky and it was red.

I am not quite certain,

but there were other aspects to it, but it was

conceded by the Crown that the description did not

fit, and that is a matter of importance. Those

were some of the features in which the description differed. The only other passage apart from - - -

BRENNAN J: Where do we find that description, Mr Richter?

MR RICHTER:  The description I think is best given in

Mrs Simpson's evidence which is at page 33 and thereafter. At page 33 she says what she saw -

the top half of a man standing over him -

et cetera. At page 36 line 2:

Pollitt(2) 28 13/11/91

What are you able to tell the members of the jury about the characteristics of the side of the face of the man that you saw?---Well, to

me he was Australian.

What drew you to that conclusion?---The voice.

He had brown or dark curly hair, collar length

whereas the applicant had short, spiky red hair.

When you say curly hair, could you be more

descriptive of that?---Well, it wasn't like

permed hair, it was curly, but wavy sort of.

Yes. And in colour?---Dark brown.

Yes, and what else?---Bushy eyebrows. Stock

type of build.

When you say a stock type of build, what do

you mean by that, standard or bulky?---Sort

of, not, you know, I suppose you call it

bulky, he wasn't fat. But he wasn't very,

very slim either from what I gathered.

Were you in a position to estimate the height

of this person?---Well, I put it down as

5'11".

Yes. His age?---Approximately early thirties.

Anything that you noticed about his eyes or

nose?---His eyes were sort of deep set.

So that is the description she gives.

TOOHEY J: There is a suggestion on the following page,

Mr Richter, that the person who Mrs Simpson saw may

have been left-handed. Did anything turn on that?

MR RICHTER:  No, nothing in the end turned on that.

MASON CJ: And where do we find what the trial judge told

the jury about the concession by the Crown that the

description did not fit the applicant?

MR RICHTER:  I think it is certainly referred to in the

Court of Criminal Appeal's judgment that the Crown agreed with the proposition that - - -

MASON CJ: Yes, you have mentioned that at page 538.

MR RICHTER:  Yes. I will have Mr Shwartz turn that up, if I
may. I cannot turn up the passage, I am sorry,

Mr Bongiorno thinks that it may only have been in

the Full Court. He cannot recall the precise
Pollitt(2) 29 13/11/91

passage either. In any event, the Crown's

concession, whether it be in the Full Court or

during summing up or in the judge's charge to the

jury, is of significance in itself. But we will
seek to turn that up.

BRENNAN J: Did the judge, in the course of his charge to

the jury, recite the evidence on pages 36 and 37?

MR RICHTER: 

He recited the description, yes, Your Honour. At 457, when giving Mrs Simpson's account, at

line 7:

She repeated that she saw the side of the

man's face, that the man's voice was such as

to indicate to her he was Australian. He had
brown or dark curly hair, collar length. It
was curly - - -

BRENNAN J: Yes, you do not need to read it, but did he make

any comment at any stage as to the disparity

between that description and the accused?

MR RICHTER: 

No, not that I ever noticed, Your Honour, no, I do not believe so.

I was going to take the Court

to the - - -

DEANE J: The Full Court indicated, at page 543, that he

did, at line - -

MR RICHTER:  Then I must be wrong.

DEANE J: It does not necessarily follow.

MR RICHTER:  Not necessarily, but

DEANE J: Their Honours said:

This point was made forcibly by counsel in his address and was supported in the charge.

MR RICHTER:  Yes, I am indebted to my learned friend,

Mr Bongiorno, at 513 Mr Ross's argument is put, and

the paragraph at line 7, and he says:

Let me finally then remind you of the

submissions made by Mr Ross on behalf of the

accused man. He first reminded you of the

fact that within hours of the murder

occurring, Leonie Simpson gave a description

of the man responsible and that description
could not possibly be a description of the

accused man, and if you are prepared to accept

her description, a description which he put to

you must be indelible impressed in her mind,

then this man is not guilty and your verdict

would be one of acquittal.

Pollitt(2) 30 13/11/91

So, he is summarizing what the defence was putting, and nowhere does Mr Walmsley say, in his summing up

to the jury, that the description did fit the

accused.

The only other passages that we wanted to draw

to the Court's attention were really commencing in
the second last line of page 542 of the appeal book

where Their Honours say this:

The interruption to counsel's address may have

been due to a misunderstanding of the point
being made by counsel. At all events the

comment made by defence counsel was equally

available to the Crown. The defence could

have applied to recall Mrs Simpson after Darby

had given evidence.

We say, in our respectful submission, that that

comment compounded the problems, and it compounded
them in this way: Certainly, there may have been a
misunderstanding because on analysis we do not, for
a moment, submit that the learned trial judge would

not have given a correct exposition had he thought

about it in relation to Mr Ross' address, but where

His Honour says this:

At all events the comment made by defence
counsel was equally available to the Crown.

The defence could have applied -

et cetera, in our respectful submission, that is

indicative of the sort of error into which the

Court of Criminal Appeal fell in this sort of

situation. It really was not a comment that could

have properly been made by the Crown because that

would have had the effect of reversing the burden

of proof, in effect.

The accused was in a position where the

evidence of Simpson, when properly summed up, was,

"Darby's the man", and it would have been foolish

for the defence to undertake the burden of going

the step further and saying, "Is this the man?",

about Darby, whereas it was really incumbent upon

the Crown to do so, to try and get her to say,

"This is certainly not the man", with whatever

deficiencies there might be.

That, Your Honours, concludes the submissions

that we want to make about that ground.

The next matter that we would seek to address

the Court on is the question of the voice
identification by Curillo. There was an objection

to that voice identification and evidence was given

Pollitt(2) 31 13/11/91

on the voir dire, and I would seek to take

Your Honours to the voir dire evidence.

Between pages 6 and 8, Curillo gives evidence

on the voir dire. Your Honours will recall that was the telephone call that came late on the day that was circumstantially shown to be the day of

the murder. It came late and it came after the

murder, where Curillo was to give evidence that the

applicant rang up and said to tell Dennis he had

done the job. She gave evidence about her

familiarity with the applicant, gave evidence about

her association with Dennis Allen. At line 9:

I will go to a time late in 1984; did you become aware, as a result of publicity, if for no other reason, there had been a killing that

was referred to as the "mistaken identity"

killing?---Yes, I did.

Was that at a time that you had seen

Mr Pollitt both before and after that event in your house?---Before and after, yes.

Prior to that event, that is, the event of the

death referred to in those terms, on how many

occasions had you seen Mr Pollitt

approximately?---Approximately 30 -

approximately.

Further down at line 26:

On the occasions that you described, did you

engage in conversation with Mr Pollitt on any

or all of those occasions?---Some.

You spoke with him and he spoke with you; is
that what you're saying?---Yes.

At line 5 on page 7:

of incident that I have referred you to, did During this period, that is, up to the night
you have occasion to speak with Mr Pollitt on
the phone?---Sorry, what was that?
Did you speak with him on the phone prior to
this incident?---Prior to it?
Prior to the incident?---Not prior.
Well, on the night in question, did you
receive a phone call?---Yes.
Who was it that you received the phone call
from?---He was known to me as the Red Rat.
Pollitt(2) 32 13/11/91

Is that person in Court -

She identified the applicant.

What was said during that phone

conversation?---To myself he said, "Tell Denis

the job's done" and that's it.

At line 24:

How did the conversation commence, for example?---! answered the phone and said,

"Hello" and he said, "the job's done" - "Tell

Denis the job's done".

And nothing else?---No.

Did you say anything else?---No, I hung the phone up.

At page 8, line 4:

Did you have any other occasion thereafter to

speak with Mr Pollitt on the phone?---I am not

sure about on the phone.

Yes. What about personally?---Yes, personally

I did.

The point of that is that at the point of the

application to exclude the evidence identifying the voice, there was no evidence that she had spoken to

the applicant on the phone either before or after

the one telephone call, which was not introduced in

any way by him saying, "It's the Red Rat", or "Roy"

or "Ray" or whatever, no words of introduction.

The evidence is that she picks up the phone, says

"Hello", the words "Tell Denis the job's done" are

uttered, she hangs up the phone, and that is it.

DAWSON J: Just to make sure that I understand the point,

are you saying that if in the voir dire the basis

of admissibility for the evidence does not emerge,

it is inadmissible notwithstanding that later in

the actual trial, the basis does emerge?

MR RICHTER: 

Well, it goes to the question of whether or not the judge correctly exercised discretion at the

time. What did emerge at the trial later on is
rather confusing. It is not so clear at - - -

DAWSON J: Well, I know that, but assuming that that did

justify it, you would say that is not to the point?

MR RICHTER:  Yes, Your Honour.

DAWSON J: Yes.

Pollitt(2) 33 13/11/91

GAUDRON J: Would you not have another difficulty about

miscarriage of justice, if that were your argument?

MR RICHTER: 

It would produce a difficulty about miscarriage of justice, but that would be surmountable, in our

respectful submission, by pointing to the evidence
that was actually given at trial which did not go
that much further anyway. The page references
given by our learned friend, Mr Bongiorno, at the
outset, tend to indicate that the evidence of
whether or not and on how many occasions she had
spoken to the accused on the telephone was in a
state of utter confusion, in our respectful
submission, so the miscarriage point is not lost,
we would say.

In any event, we would ask the Court almost as

a matter of judicial notice and as a matter of

common experience to accept that the voices of

people on telephones are not the same as the voices

of people speaking in person, face to face; in the

same way that, for example, there are distortions

when there are tape recordings of voices. The

question of voice identification is somewhat

different from the question of visual
identification, in fact, because with visual

identification there are a large number of features

that impact: there is the build, the colour, the

general disposition of the features and the like,

and they make an impression, an imprint, on the

mind, which impression is repeatable, constantly.

Every time the person is seen, certain of those features reinforce the imprinting.

When, in a case such as this, the phone is picked up and five words are uttered by someone

with whom one has no course of familiarity on the

telephone, they cannot imprint themselves as

identifying the person, in our respectful

submission, unless there is some peculiarity or

some particular feature of the voice that is able

to, in some way, give some cogency to the assertion

that the voice is recognized.

BRENNAN J: There was evidence elsewhere that this was a

contract killing, though, was there not?

MR RICHTER:  Yes.
BRENNAN J:  Why was it not admissible to show that shortly

after the death a call came to the phone of the

contractor, expressing those words, and that the
voice was consistent with the voice of the

applicant?

MR RICHTER:  First of all, if it was relevant in the case to

show that Dennis Allen was the contractor, it would

Pollitt(2) 34 13/11/91
be admissible to indicate that the call came. But
in the context of this case, in our respectful
submission, the evidence was such that it was

really not capable of relating it necessarily to a

killing that had occurred earlier, because the

evidence was that the Allen household was, if one

could use the expression, crime headquarters.

There are a lot of things that were being done at

all times, at all hours of day and night. There

were a lot of drug deals. There were, in fact,

ongoing drug deals, deliveries, pick-ups and so on.

So that the words "Tell Dennis the job's done" could be referable to any job, and that is one of

the problems. If that had been put up for argument

the discretionary approach to its exclusion would

have been "Well, how can one say that it is

referable to the killing at all when we do not have

any precision about how long after the event, so

that we can in fact relate it that way".

The fact is the killing, I think, occurred

about 8 pm. The telephone call was at about 1 am,
it was said by Curillo. So it is not that closely

related. Had the killing occurred at 8 pm and the

telephone conversation at five minutes past eight,

perhaps it would have been even more arguable. But
there are problems for that proposition, in our
submission.

The other essential feature about the fact

that the nature of the phone call itself, the

content of the phone call itself, that prima facie,

in our submission, makes it incapable of

identification by someone who has not a reasonable

familiarity with the voice of the person on the

telephone, is that the recipient of the call was

herself a drug addict and gave evidence and was

cross-examined about that. She was habitually

using heroin at that time. So there are those two

problems: The very limited communication that was

contained in the phone conversation, the

telephone voice, the recipient's own state of drug recipient's non-familiarity altogether with the
dependence and intoxication at the time and the
fact that the Court, in our submission, ought to
take judicial notice of the fact that telephone
voice is different from ordinary voice. The reason
we say that is that it is, and would have been
within the common experience of the jury, that one
can pick up the phone when someone is speaking on
it with whom one has spoken many times and yet not
identify the voice immediately, but asks who it is.
That is a matter of common experience and would go
to questions of weight, and indeed the learned
trial judge gave cautions about the voice
identification which somehow put those problems in
the minds of the jury.
Pollitt(2) 35 13/11/91

But the point of special importance that we

seek to raise is really preliminary to the notion

of the weight that is to be attached but rather

goes to the question of whether or not the evidence
should have been admissible at all. In other

words, we would submit that in the present case

there was no basis upon which the evidence should

have been included rather than saying it is a

matter of weight balancing weight and, as a matter of discretion, the learned trial judge refusing to

exclude it.

And there is some apparent difference in the

authorities between Victoria and New South Wales in

this regard, and the difference really arises in
this way, as part of our list of authorities, the

Court was given a reference to the case of Smith in

New South Wales, and by accident the decision of

the Court of Criminal Appeal relating to that was

omitted, but Your Honours, I believe that the Court

registry was notified on that and the Court would

have available to it the Court of Criminal Appeal's

decision in Smith, (1987) 7 NSWLR 444, which is, in

fact, the case which precedes another New South

Wales' case, Brownlowe's case, which is at page 461

of the same volume.

The approach in New South Wales, in our

respectful submission, appears to be that there is, in fact, a condition precedent that needs to be met

before evidence of voice identification is admitted

at all, and that was the approach that was taken by

His Honour the Chief Judge of the criminal division

at first instance in Smith, (1984) 1 NSWLR 462, and

that was an approach that was confirmed by the

Court of Criminal Appeal in the decision of Smith

that we have referred to.

At page 475 of the first instance report, the proposition appears at paragraph Fas follows:

The general rule has been held to be that

testimony by a witness that he recognized the

accused by his voice is admissible in

evidence, provided that the witness has some
basis for comparison of the accused's voice
with the voice which he identifies as the
accused's and this is satisfied if the witness

acquires his knowledge of the accused's voice

after the event to which the witness testifies

as well as before that time.

Now, the familiarity in the present case

would, of course, need to be familiarity with the

voice over the telephone because it is different

from the voice when speaking face to face.

Pollitt(2) 36 13/11/91

At page 477 paragraph F - this is

(1984) l NSWLR, Your Honours - this is the first

instance decision on an application to exclude

evidence. It is a ruling, in fact, at the trial.

At page 477 the following passage appears:

It is to be noted therefore that

according to both the United States

authorities and to the observations in the

Devlin Report, evidence of the voice of a

person present at a crime as being the same as

the voice of the accused can only amount to

p9sitive identification where the witness is

very familiar with the voice before hearing it

at the crime, or that the voice heard at the

crime was very distinctive, which means that

the witness need not have heard the voice
before the crime but heard it as the voice of

the accused for the first time after the crime

and then noted it to have the same very

distinctive features as had the voice at the

crime.

The evidence sought to be led by the

Crown in the present case falls into this

latter category.

There were said to be peculiarities in the voice. In the present case of Pollitt there were not

said to be any peculiarities in the voice at all,

and the evidence of prior familiarity given on the

voir dire indicated that there was no basis upon

which to find either a prior or subsequent

familiarity with the voice on the telephone.

BRENNAN J: But has this got anything to do with

admissibility?

MR RICHTER:  Yes, Your Honour.
BRENNAN J: Not as distinct from weight?
MR RICHTER:  Yes, it has something to do with admissibility

because, in our respectful submission, the approach

of the courts in New South Wales is that there is a
condition precedent before the evidence is to be

admitted, namely, that there is sufficient

familiarity with the voice, a prior familiarity, to allow the comparison. That is one possibility; or alternatively, that the voice is said to be so

distinctive or to have such features of distinction

that albeit that there is no previous familiarity

with the voice, a subsequent hearing of the voice

identifying that same peculiarity can be admitted.

Pollitt(2) 37 13/11/91
DAWSON J:  I thought that was said to be a question for the

jury.

MR RICHTER:  In our respectful submission, it is really

expressed as a condition precedent.

BRENNAN J: Where?

MR RICHTER:  It is expressed as a condition precedent in

this sense, that in the ruling on admissibility by

the learned chief judge of the criminal division he

speaks about the evidence being admissible in

evidence, and this is at page 475 -

provided that the witness has some basis for

comparison of the accused's voice with the

voice which he identifies as the accused's.

It is expressed as a proviso and, in effect, is a

condition precedent. The ruling and the

observations of the trial judge - - -

BRENNAN J: That was satisfied in this case, was it not?

MR RICHTER: In our case?

BRENNAN J: Yes.

MR RICHTER: In our respectful submission, no. It was not

satisfied in our case because there was no

familiarity at all with the voice of the witness on

the telephone.

BRENNAN J: But the proposition is that there is some basis

for comparison.

MR RICHTER:  Yes, Your Honour.

BRENNAN J: There was some basis. It might not be very

substantial.

MR RICHTER: Well, in our respectful submission, there would

have been some basis if it was said that the voice
on the telephone had some peculiarities, but that

was not said and the witness could not point to any

feature of it or -

BRENNAN J: But the accused was known to the witness?

MR RICHTER:  On her evidence, yes, in person.

BRENNAN J: And spoke to him afterwards?

MR RICHTER:  Yes.

BRENNAN J: Spoke to him on the telephone afterwards,

perhaps.

Pollitt(2) 38 13/11/91

MR RICHTER: 

For the purposes of the voir dire, no. purposes of the later evidence, maybe once.

For the

BRENNAN J:  Why do you say there is no basis for the

comparison?

MR RICHTER:  Because, in our respectful submission, the

comparison of five words spoken over the telephone,

in the absence of the caller identifying himself,
or herself, cannot be set against a familiarity

with the voice of the person, in person, because of

necessity they are different. There is a

distortion in telephone voice, so that it is not a
proper basis for comparison - it is comparing

apples with pears - unless there is a peculiarity

in the voice. If there is a peculiarity in the

voice, then that peculiarity may carry through

whether it is on the telephone or in person, and

that would afford some basis for comparison.

Otherwise it would not, in our submission.

DAWSON J: Mr Richter, in Reg v Brownlowe, it was said in

the judgment of Mr Justice Hunt at page 464:

He then directed the jury that it was for

them to decide whether the voice in question

demonstrated characteristics so distinctive

and remarkable as to make it readily and

reliably recognisable if heard again in

similar circumstances •.•••

All of those directions were held by this

Court to be correct.

It is a matter for the jury.

MR RICHTER:  Of course, it is a matter for the jury, with

respect.

DAWSON J:  I thought you were saying it was not.
MR RICHTER: 
It is a matter for the jury whether the

evidence is admissible and admitted. It then

becomes a matter for the jury. But what our

submission is, that there are situations in which

it is simply not admissible because there is no

proper basis for comparison, and what we seek to

say is that in this case it ought not to have been

admitted as a ruling on admissibility rather than

exercise of discretion on the question of

admissibility, because in the circumstances there

was no basis for comparison.

I note what Your Honour Mr Justice Brennan

says in terms of the familiarity with the voice in

person that was said to exist. That, in our

submission, given the nature of the telephone call,

Pollitt(2) 39 13/11/91

is not a proper basis for comparison at all,

unless the witness were able to depose to the fact

that the voice was somehow peculiar. Now, she is
not able to do that, and was not.

Brownlowe adopts the approach in Smith.

Brownlowe was, once again, a case where it was said

that the evidence of:

voice identification evidence had been wrongly

admitted because there was no evidence -

and I am reading from the headnote -

from either witness that the voice which they

first heard at the time of the offence

possessed any distinctive features such that a

jury could accept that an indelible mental

impression had been left in their minds, thus

permitting the conclusion safely to be drawn

that the two voices were the same.

That was the finding. The court held, in fact, and

applying the observations in Smith, that the

evidence was wrongly admitted because there was no

basis.

DEANE J: But that is quite different, is it not? If you

have spoken to a person, or heard a person speak on

30 occasions and he then telephones you, and you

say, "I recognize X's voice", the process is that

even if you cannot identify the features of X's

voice that you have become familiar with, you think

you have identified sufficient to be able to
identify him. That must be sufficient to get it

into evidence. It is then open to attack if she

has not said what particular features, but the very

process of thinking you identify somebody's voice

whom you have heard speak on 30 different occasions

is far different from what they are talking about

in Brownlowe's case.

MR RICHTER:  In Brownlowe there was no familiarity at all.

The point that we are really seeking to make is this: that one cannot compare apples with pears,

and so a familiarity off the phone has nothing to

do with a familiarity on the phone unless the voice has some peculiarity which transcends the medium of

expression. And that is, really, the submission

that we make. It can be supported by reference to

the fact that we know that voices on the telephone

sound different, the fact that we know that, from

time to time, a very good friend of ours will ring

up and we will say, "Who is that?". It is that

sort of conunon experience and conunon knowledge that

tells us, in our respectful submission, that for

there to be a basis of comparison one has to be

Pollitt(2) 40 13/11/91

comparing apples with apples and not apples with

pears and, essentially, and in short compass, our

submission is this: the Victorian approach to the

question of voice identification, as is

demonstrated in Hentschel, Paxton and Jones

v Harris which we refer to, is to say it is all a

matter of weight and discretion.

The New South Wales approach, as exemplified

in Brownlowe, in fact, is to say, "No". Before you

come to the question of discretionary exclusion you

have really got to have some proper basis of

comparison. If there is not a proper basis of

comparison the evidence should not go in at all,

not as a matter of discretionary exclusion but

because it cannot prove what it purports to.

TOOHEY J: 

Mr Richter, you appear to be putting the

proposition, in extremely wide terms, that no
matter how familiar a person is with the voice of
another person through knowing that person and
conversing with them, that in the case of a
telephone conversation, unless the caller has what

you describe as peculiarities in that person's
voice, the evidence of identification of the caller
cannot be admitted.  You could not maintain a
proposition in those terms, could you?

MR RICHTER: 

I could not maintain a proposition that wide, no, I could not.

I could not maintain it simply

because, in the course of having an excellent

familiarity with the voice in person, there are

certain peculiarities that one notices about the

manner of speech and so on.

TOOHEY J: Once you retreat from a proposition in those wide

terms you are really back into the area of weight

rather than admissibility, are you not?

MR RICHTER: Except for this: that on the question of

admissibility the notion of saying, "I have seen

this person 30 times, on some occasions I spoke to

this person", does not carry it sufficiently enough

to show that sort of intimate knowledge of the

voice that could found a comparison.

DAWSON J: But the evidence is relevant.

MR RICHTER: It is relevant only if it is probative. What

we say is it is not probative; it cannot be

probative.

DAWSON J: But it is probative. If it is accepted, it is

probative.

MR RICHTER:  If it is accepted that that is him, yes.
Pollitt(2) 41 13/11/91

DAWSON J: It is relevant and therefore, prima face it is

admissible. If it is to be excluded, there must be

some basis for the exclusion. What is the basis?

MR RICHTER: 

The basis is that it really is not relevant in the following sense, that it cannot be said to have

any probative value at all unless there is a basis
for comparison.
DAWSON J:  But that is nonsense to my mind. Of course it

has a probative value if it is accepted. It is a

question of whether it should be accepted or not,

and that is a question of weight. There is an

exclusionary basis which you could call in aid,

which is that its prejudicial value outweighs its

probative value, but you have not mentioned that.

MR RICHTER: That is the second limb to - - -

DAWSON J:  But that is the only other basis on which you

could exclude it.

MR RICHTER:  Yes, Your Honour, we certainly accept that.
DAWSON J:  I mean, a trial judge does not go excluding

evidence because he does not accept it, just simply

because of that. It may be that its prejudicial

value does outweigh its probative value, but then

he has to reason himself to a conclusion on that

question.

MR RICHTER: Indeed, Your Honour. We accept that, too. The

second string to the submission is essentially

this, that on the evidence given on the voir dire,

any exercise of discretion ought to have been to

exclude it, because there simply was not a

sufficient basis. So that in the end, when one

sized up the evidence given on the voir dire, the

prejudicial value of necessity had to exceed any

probative force. That is really as far as we go on

that submission.

I would like to leave corroboration to the

last, if I may, but if I could now take

Your Honours to the hearsay problem. The evidence

that was led over objection was of the things that

Dennis Allen did and said at some stage after the

killing in the presence of Mrs Berry and Mr Berry,

and that they were permitted to give evidence of

out-of-court utterances which in fact identified
the applicant as the killer, and that those
utterances were, in our respectful submission,

classic hearsay and ought not to have been admitted

at all.

The ruling in relation to Sandra Berry is to

be found at pages 18 to 21. In the course of that
Pollitt(2) 42 13/11/91

ruling, the learned trial judge recites what it is

that was sought to be elicited from Sandra Berry at

about page 20. Indeed, it was evidence that was

subsequently led:

How I learned about it -

this is at line 22. This is about the mistaken

identity killing -

was on the night it happened. We left Dennis'

house in Stephenson Street, Richmond at about

1 o'clock in the morning. He told us to watch
out for the late news. I later heard it

whilst in bed that someone had been shot and

that it was a mistaken identity. I didn't

think anything of it until later the next

day -

and the evidence indicates that it was about

11 o'clock the next day -

Dennis said 'Bastard shot the wrong person.'
The next morning we went around to Dennis.

There was a phone call came in and Dennis was

quite angry on it. He told the guy who he was

talking to who he later explained to us was

that Ray -

that is the applicant who was known as Ray -

that he had bungled the job and that he had

killed the wrong person. This call was

received in the lounge kitchen of

37 Stephenson Street. I was sitting on the

couch, Wayne was over at the kitchen bench.

Dennis said, 'You won't get the rest of the money until you do the job properly.'

That was supposed to have been said on the

telephone.

I can't remember what else was said over the

phone this time.

Now, what is being asserted there is, in our

respectful submission, and was inadmissible as

against the applicant and arose out of

misunderstanding of what this Court decided in

Walton's case. It was admitted ostensively on the

basis of what Your Honour the Chief Justice said in

Walton's case at page 288, where Your Honour said:

The hearsay rule applies only to

out-of-court statements tendered for the

purpose of directly proving that the facts are

as asserted in the statement.

Pollitt(2) 43 13/11/91

The evidentiary basis upon which the prosecution

sought to advance that evidence, was because it was

said that the evidence went to prove

Mr Dennis Allen's, the utters, state of mind. At page 19 line 22:

What is said concerning the first passage of

that evidence -

this is in relation to it being the applicant who

is ringing Dennis Allen and Dennis Allen saying to

Sandra Berry that the applicant, in effect, got the

wrong person; that he wants to get paid -

identification of the applicant.

is that it is hearsay and should therefore be

excluded. For the Crown it is said that

although the evidence in question cannot be

used to establish the facts asserted,

nevertheless it is admissible as establishing Allen's state of mind at the time he made the

statements and demonstrates that he was a

party to the agreement to kill Williams, a

fact which will be very much an issue in the

trial.

In fact, it was not an issue in the trial at all,

as far as the applicant was concerned; it was never

part of the applicant's case that Dennis Allen did

not hire someone to assassinate Alan Williams.

That was simply not a live issue. But the problem,

in our respectful -

BRENNAN J:  Was it conceded?
MR RICHTER:  I am not certain that it was specifically

conceded, but the defence always proceeded on the

basis, "It was not me" •

BRENNAN J:  I appreciate that, but was it common ground that

it was a contract killing and that Allen was the

contractor?
MR RICHTER:  One would have said from the running of the

trial that it had to be, yes.

BRENNAN J: What then is the significance of this passage to

the merits of the case?

MR RICHTER:  None.

BRENNAN J: Well then, where is there any possibility of

miscarriage?

MR RICHTER:  The possibility being that what is being

related is Allen's subsequent assertion, telling

Mrs Berry, that it is the applicant who botched the

Pollitt(2) 44 13/11/91

job, and that he wants to get paid, even though he

botched it. In other words, Allen, some time after

the killing, is saying to Berry, and she is

permitted to relate it to the jury, that it was the

applicant who did it.

TOOHEY J:  Mr Richter, the trial judge says in the passage

that you read to us at the foot of page 19 that the

evidence was "admissible as establishing Allen's

state of mind ..... and demonstrates" - and then the

passage that you read follows. Do you understand

that as referring to two bases of admissibility or

is one simply an amplification of the other?

MR RICHTER:  I did not understand that there is two bases of

admissibility, Your Honour, I understood - - -

TOOHEY J:  You mean the state of mind says no more than that

it is some sort of acknowledgement that he was a

party to the aggression?

MR RICHTER:  Yes, and we would say that the reason that the

ruling was wrong, and the reason why admission of
that evidence was completely wrong was that what
was admitted was, in fact, retrospective narrative

trial against the accused, Allen's state of mind at

testimonial utterances by Allen going to prove

the time he utters those utterances has nothing to

do with it at all.

DEANE J: But there are two aspects of it, are there not?

One is the telephone conversation itself. Now, on

one approach, if there was a conspiracy to murder

that can be seen as one of the final steps in the

conspiracy and possibly admissible.

MR RICHTER:  Yes, we are not concerned about that.

DEANE J: That is what I was really asking. You have

answered my question. You are only concerned with

the subsequent statement that, "It was Ray who was

the other person".
MR RICHTER:  Yes, Your Honour, precisely. And the reason we

would not be concerned with the first part is,

because it was never part of the applicant's case

that there was no conspiracy to murder and that

Dennis Allen was not the man who contracted it out.

That was never part of the case. That aspect of it is non-problematic. It is the subsequent utterance

by Allen identifying the applicant as the person

which, we say, breaches the rules, and is founded

on a complete misapprehension of Walton and,

indeed, of Benz, because, in our respectful

submission, it is narrative and testimonial in

character and would be in the same category, for

Pollitt(2) 45 13/11/91

example, if a police officer had interviewed Allen

at that time, at the very time when he is supposed

to be talking to Sandra Berry.

If a police officer had interviewed Allen and

said, "Who were you just talking to and what were

you talking about?", and Allen had provided those

bits of information, there is no question that such

a record of such an interview would not have been

admissible against the applicant, could not be,

because it falls clearly within the sort of

dichotomy in Tripodi about the narrative and

retrospective nature of what it is that is being

said. It is confessional material against Allen,

no more, and no less. That is all it was and, in

our respectful submission - - -

DAWSON J: The Crown case was that this was a contract

killing, and the parties to the contract were Allen

and your client.

MR RICHTER:  Yes, Your Honour.

DAWSON J: It was part of the Crown case, first of all, to

establish there was a contract and that, of course,

was relevant to your client's motive, if he was the

killer. Why was it not relevant to establish that

Allen was behaving at the crucial time in such a

way as was consistent with the existence of the

contract which the Crown alleged?

MR RICHTER:  Because at the time when that behaviour

occurred there would have been nothing to show that

that behaviour was somehow in furtherance of any

common purpose, so that whilst it might have been

admissible against Allen, it would not have been

admissible against the applicant.

McHUGH J: But, surely the contract was still on foot, was

it not?

MR RICHTER:  No.

McHUGH J: The object of the contract had not been carried

out.

MR RICHTER:  If the contract had still been - well, there is

some debate about that. Someone had been killed,

and in some sense, one would say the contract would

really have to be renegotiated, so it is not really

the original contract on foot, but some

renegotiation of what is going to happen.

What he says to Berry is not an act or utterance in furtherance of that contract in any

way, shape or form. It is an admission against his
own interest, and that is all it can be. It is not
Pollitt(2) 46 13/11/91

conduct that furthers any such contract. In so far

as it evidences the existence of an earlier

contract, it is only admissible against Allen,

because it is testimonial and narrative. It cannot

be evidence of the agreement to kill.

One could imagine circumstances in which a

subsequent utterance might be admissible in a

different context, but this is not it. Moreover,

it is important to remember that the applicant was

initially charged with both conspiring to kill

Alan Williams and the murder of Simpson, and that

the conspiracy count was severed because of the
provisions of the Crimes Act. The conspiracy count
did not proceed, and for good reason.

It was not possible to regard Allen's utterance at 11 am the following day to Berry as

anything to do with furthering the contract that

had existed. All he is saying is that he is

narrating what it was that the applicant supposedly

said to him, what he is angry about.

DAWSON J: If you are going to invoke Tripodi's case, why

were not these two people engaged in an enterprise

in concert?

MR RICHTER:  They had been, but the utterance does not come

at that time and the utterance is testimonial about

what the concert had been.

DAWSON J: If the contract was still on foot - - -

MR RICHTER: There is no evidence of that, in our

submission.

DAWSON J:  I do not know where it came in and whether it was

admissible, but there is evidence that $5000 had

been paid and he would not pay the extra $5000.

MR RICHTER: Yes.

DAWSON J: That seems to suggest the contract was not

completed.

MR RICHTER:  It does not suggest, in our respectful

submission, that the contract is still on foot

though at that time, because all the utterance is

is to say what had happened1 that is all. It is

confessional and testimonial as far as Allen's

state of mind, but is not capable of implicating

the applicant.

McHUGH J: Why was the contract not on foot? Is the

mistaken killing an implied repudiation of the

contract?

Pollitt(2) 47 13/11/91

MR RICHTER: It is ground for rescission, as Mr Bongiorno

tells me, but the notion of an ongoing contract to

kill Williams, in our respectful submission, is not

what the Crown case was. That is partly why the

conspiracy count is severed way. The question for

the jury was: did the applicant kill Simpson?

On that issue, for Williams the day after the

killing to say to Berry that the applicant rang and

wanted to get paid, although he had not done the
job properly, is not evidence of the furtherance of

anything; it is simply a retrospective narration

to Berry of what had happened. To that extent, it

does not fall within any relevant principle.

DAWSON J: 

He certainly was not acting as the agent of the applicant when he was saying these things.

MR RICHTER: Certainly not. Our point of special interest,

in our respectful submission, is that there is

considerable misunderstanding of the observations
of the learned Chief Justice in Walton's case, and
this is but an example of the looseness with which

the -

DAWSON J: Not only the Chief Justice - presumably the

majority as a whole.

MR RICHTER:  Yes, but generally the passage at page 288

which is being cited has led to error because what

is not being made clear in the Pollitt Court of

Criminal Appeal is that they accept that Tripodi's case is still alive. And it is still alive. It

was not disapproved of in any way, shape or form,

and the dichotomy of testimonial evidence as

against the proof of a fact which is relevant,

survives Walton, survives Benz and is still as

important as it ever was. And it is this point

that makes the case of special importance because

it needs to be propounded authoritatively.

There is no way in which the learned trial

judge in this case could have admitted the evidence

of Berry on the basis that he asserted that was

permissible unless there was that failure to

understand that the dichotomy is alive and well.

TOOHEY J:  But it may be that you are perfectly right in

that submission and that the evidence was

inadmissible. Well now, if that is the case, the

argument for special leave is not one related to

clarification of the law. It has to be found

somewhere else, either in a miscarriage of justice

or

MR RICHTER:  I am sorry, Your Honour, with respect. The

argument does relate to the clarification of the

Pollitt(2) 48 13/11/91

law, in our respectful submission, because the

learned trial judge perceived that the quote at

page 288 permitted him to admit that evidence when

it plainly did not. And Walton is being

misunderstood in terms of when things are relevant

and when they are not, and to what issue. Walton

has been misunderstood, and indeed the upholding of

his decision by the Court of Criminal Appeal is

wrong on that issue too, because the Court of

Criminal Appeal does not draw the dichotomy, and in

our respectful submission, clearly misconceives the

application of Walton to this kind of situation.

The pages in the judgment appear at - - -

TOOHEY J: You are speaking now of the judgment in the Court

of Criminal Appeal?

MR RICHTER: Court of Criminal Appeal, at 545 line 10,

relating to the conversations, after the murder of

Simpson, between Sandra Berry and Wayne Berry and

Bruce Allen.

TOOHEY J: But you really have to go over to 548, do you

not, to find the basis upon which the Court of

Criminal Appeal said the evidence was admissible?

MR RICHTER:  Yes, Your Honour:

In our opinion the evidence was correctly

admitted as tending to prove Allen's

involvement with others in the killing of

Simpson. The Crown did not rely upon the

utterances of Allen as evidence of the truth

of what he said but says that the evidence

goes to establish Allen's state of mind and

knowledge of and involvement in the killing.

Now, that is not a matter that was relevant; at the

time of the utterances it was not a matter that was

relevant at all.

TOOHEY J: It certainly appears that the Court of Criminal

Appeal found justification in what was said in

Walton.

MR RICHTER:  Yes, and it is clearly wrong, in our respectful

submission, there. The notion of something going

to state of mind is important in a case such as

Walton, depending on what is being said and when it

is said, or in the case such as Benz, but the state

of mind of Allen, after the killing, is simply not

relevant. It may be relevant to a further

conspiracy, if the evidence justified that it might

have been laid, but is not relevant to the actual

killing. It is relevant against Allen and

admissible against Allen as an admission against

Pollitt(2) 49 13/11/91

interest as a confession, in fact, but cannot be

used or cannot be admitted against the applicant at

all. And it is not just a question of not using it

against the applicant. We say, in our respectful

submission, Allen's state of mind, at the time of

the utterance that he made to Berry, is of no

consequence because the crime had taken place.

There may be other situations in which it might be

relevant, if something else was further done by

them and that had been the subject of the jury's

concern, but that is not the case in this instance.

We, in our respectful submissions, would say

this, that there is a need for an authoritative

clarification of Walton in its application to

post-event utterances, which are not so intimately

bound up with the event itself that they cannot be

said to be a part of any res gestae and that they

cannot, or either that they go to demonstrate a

state of mind which is not relevant to the crime

charged.

DAWSON J: Well, in Walton, the state of mind was relevant

only because the general experience is that a

person acts in accordance with their state of mind

at the time, and it was relevant as to what the

deceased did as part of what happened - -· -

MR RICHTER:  Yes, and here it is not.
DAWSON J:  - - - and you say here, of course, well what this

man did at this point of time, has no relevance

really, except to himself.

MR RICHTER: Precisely; that is our point in a nutshell, and

other than saying - - -

McHUGH J: The Crown case here was that this killing had

taken place as a consequence of an agreement to

kill Williams.

MR RICHTER: Yes.

McHUGH J: Now, suppose there was no evidence concerning the

agreement before the killing, but there was

evidence of the agreement after the killing; that

is that it was still on foot; that would have been

admissible, would it not?

MR RICHTER:  No. If it was testimonial evidence - for

example, suppose there was no evidence of any

contract beforehand; suppose that Allen is arrested

and is interviewed, and he then makes full

confession saying, "I hired Pollitt to kill

Williams, but he killed Simpson instead." There is

no basis upon which it could have said that that

Pollitt(2) 50 13/11/91

record of his interview could be used against the

applicant in a trial of the applicant.

McHUGH J: Well, that may be, but surely evidence of payment

by Allen after the event would be admissible.

MR RICHTER:  Yes, but it is a question of form.

McHUGH J: 

Why is not this evidence admissible to show that there was an agreement to kill Williams on foot

before and after the killing of Simpson, and
therefore it is admissible simply to prove what the
agreement was between these two.
MR RICHTER:  Because of the form of the evidence, with

respect, because the form of the evidence is that

the day after or, according to Mr Berry, several

days after the event, that is what Dennis Allen is

narrating to the Berrys, and that is classic

hearsay.

McHUGH J:  But it is also evidence of Allen's state of mind,

is it not?

MR RICHTER:  As against Allen, if Allen had been on trial,

but he was not. And it would have been admissible
as confessional material against Allen, and no more

than that; only as confessional material, as

admissions.

TOOHEY J: But what is meant by saying that it is evidence

of Allen's state of mind?

MR RICHTER:  What is meant by the trial judge or what is

meant by the - - -

TOOHEY J: What does anybody mean by it?

MR RICHTER:  I suspect, with respect, that what is meant is

a misunderstanding of the Walton principle. State

of mind, state of intention in Walton was obviously

relevant in a particular way, whereas Allen's state

of mind - and it was never clarified whether it

meant state of mind when the utterances were made

and in Walton it is the state of mind when the

utterances are made which is integral - - -

TOOHEY J:  I was not thinking of Walton, Mr Richter. The

phrase "state of mind" appears in the judgments

that you have taken us to. I just do not

understand what it is talking about.

MR RICHTER: Intention.

TOOHEY J: Is that what it means?

Pollitt(2) 51 13/11/91

DAWSON J: Can it be put another way? If you take it rather

than looking at it in the Walton situation you look

at it in the end situation. Here it was said that
there was a contract and Allen was a party to the

contract. Shortly after the object of the contract

was or was not achieved, Allen is acting in a way

consistently with the existence of the contract.

Therefore his behaviour goes to prove the existence of the contract. It does not matter particularly

whether what he said was true or not, but his

behaviour, which includes his verbal as well as his
physical acts, goes to prove the existence of the

contract which was central to the Crown case. Can
you put it that way?
MR RICHTER:  Yes, Your Honour, his behaviour may well have.

DAWSON J: Then, his behaviour includes not only what he

did, but what he said, and in that situation the
statements are not being tendered to prove the

truth of what he is saying so much as his behaviour

was consistent with the Crown case, that his verbal

acts as well as his physical acts supported the

Crown case.

MR RICHTER:  One could understand that proposition in some

sense had the identity of the applicant not been

given, and had it been an issue whether Allen had

commissioned the killing. Then we would say yes,

subsequent utterances, as against Allen, may show

that he recognizes that there is a contract -

subsequent acts and utterances - he recognizes it.

But for those acts and utterances to then be used

against someone else falls outside the principle of

agency, outside the principle of acts and

utterances in furtherance, outside of the

co-conspirator's rule, and outside any notion that

is recognized in the authorities as admissible

against Pollitt.

DAWSON J: But, you see, it was put to you by Justice McHugh

that the payment of the sum of money would be

clearly admissible, going to the existence of the

contract.

MR RICHTER:  The payment would, but his saying that he made
the payment may not be at all. It may only be
admissible against him, but not -

DAWSON J: What about his statement, if he made it, that: "I

am setting out to make this payment", as he gets

into the car?

MR RICHTER:  That would then bring it into the Walton-type

situation. Depending on the nature of the Crown's

allegation, it may or may not be admissible. It
Pollitt(2) 52 13/11/91

depends what the Crown case is. The Crown case is,

here, that Pollitt killed the man, he killed the

wrong man and Allen is angry about it, and upset

about it.

DAWSON J: No, that is attenuated. The Crown case was that

there was a contract for the killing of a

particular man and the parties to the contract were

these two particular people.

MR RICHTER: 

If Allen subsequently says, "I paid him $5000", and one cannot separate the utterance from its

content in the sense that it must necessarily carry
content with it in proof against somebody else,
then in our respectful submission, the fact that he
says "I paid him $5000" does not prove the contract
as against anyone else other than is an admission
against Allen, because it may or may not be true,
he may be saying anything, but as an admission
against interest, it is admissible. What he does
say does not show that there was a contract one way
or the other against anyone else at the time when
he says it.

Your Honours, essentially that is our point

with respect to the utterances of the Berrys. They are simply not capable, the Allen utterances to the

Berrys are not capable of being led as against the

applicant at all. In so far as the court says that

it goes to Allen's intention - rather, the trial

judge and the Court of Criminal Appeal - it cannot

go to Allen's relevant intention at a relevant

time.

Had it occurred prior to the shooting, things

may have gone under some different principle of

admissibility, but having occurred when it did,

either the next day at 11 am or some days after,

according to Mr Berry, and taking the form that it
did, in our respectful submission, it is not

admissible against the applicant at all. It is

narrative. That concludes the submissions that we

make in relation to the hearsay.

DEANE J: 

In relation to the hearsay point, you need to go on to deal with miscarriage in the context of the

trial judge's direction.
MR RICHTER:  Yes, Your Honour, I thank Your Honour for that.

DEANE J: Because if the jury could confine it to the

context which the trial judge said they should

confine it to, it is difficult to see that it would

have done much harm.

Pollitt(2) 53 13/11/91
MR RICHTER:  Yes, except for this, that it is impossible to

have confined them so.

DEANE J:  I understand that you may say that, but it is only

if the court were to decide that that was so that

you - - -

MR RICHTER:  Yes, Your Honour. It is only in those

circumstances it would have produced a miscarriage,

and our submission is clearly that the way the jury

was directed would have made no sense to them at

all.

DEANE J:  I do not know about that. The passage on page 547

is readily comprehensible. Whether it would have

been effective is perhaps another question.

MR RICHTER: 

It might have been effective in the absence of the Berrys having specifically been asked who Allen

told them was the speaker. It might then have been
effective. That was a complaint that was made to
the Full Court in terms of the object for the
tender of the evidence, and it is a complaint that
we repeat now, that the mentioning of the fact that
it was Allen relating that the applicant had rung
him could not be put in. But once it was put in it
could not be ignored at all, and the jury could not
ignore it, in our submission, notwithstanding that
direction.

Now, if the situation is that there exists the

slightest risk that the jury could not ignore it,

then there is a miscarriage because it was not

admissible, and that is as high as we need to take

it, in our respectful submission, to demonstrate a

miscarriage because it might well have deprived the

applicant of the chance of acquittal to which he

might otherwise have been entitled.

BRENNAN J:  Mr Richter, I think I have located one of the

passages where the objection to evidence was given.

That is page 150. Could you identify where the

passages ar~ where the objection to evidence is?

MR RICHT~R:  Yes, Your Honour. The evidence that was given

at the trial?

BRENNAN J: Yes.

MR RICHTER: At page 144, Sandra Berry

BRENNAN J: There is no mention of Roy or Ray

MR RICHTER:  Till later, that is right. The context of the

evidence starts at page 144, but the fact that it

is Ray is given later. At 150 where counsel for

Pollitt(2) 54 13/11/91

the Crown comes back to it which is

interesting - - -

BRENNAN J: Yes, that is just before the end of the examination-in-chief, that is one piece of evidence, now where is the other. That is

s. Berry.

MR RICHTER: That is for Sandra Berry.

BRENNAN J: Yes.

MR RICHTER:  Yes. The evidence in relation to Wayne Berry

is at pages 191 to 193, at 24:

he was just a little bit agitated -

that is Dennis Allen -

and I just asked him what was wrong and he
said that someone buggered up something they

were supposed to do •....

When you say he was a little bit agitated,

could you describe for the members of the

jury -

et cetera, and that -

He was jumpy and in a bad mood, the slightest

little thing would upset him.

Some days after this particular day we are now

discussing, you made the observations you did,

did you attend at 37 Stephenson Street with

your wife and there find Dennis Allen in

company with Jennifer McMahon -

that is Corilla -

and others?---Yes, I did.

And were you witness to a conversation held by

Dennis ·Allen and others involving a sum of

money?---That's right, yes.

What was said by Dennis Allen?---That someone wanted $5,000 and didn't do the job right.

Was anything mentioned by Dennis Allen as to

who that person was?---Not at that time I

can't recall, no.

At any subsequent time?---After that, he after

a while, I thought it might be a couple of

days or something, he said Roy got the wrong

one and he wants to be paid for it.

Pollitt(2) 55 13/11/91

And Roy is the applicant. Indeed, the very way in

which the evidence emerges tends to indicate that

the two-edged aspect, albeit that the Crown is
maintaining one, the second aspect of it is just

not necessary if the first one is the proper basis

for which the evidence is being tendered. But it

is being pursued in that way which, to the mind of

the jury, would have made no sense other than

planted the notion that Pollitt was the man, and it

could not have been pursued in that way, that is

just classically inadmissible material.

I.f I could now turn to the question of

corroboration. Now, in a sense the question of

corroboration is bound up with the other issues of

admissibility, because this was a case where the

trial judge directed the jury that so far as the

witness Jones was concerned, they should look for

corroboration and he told them what that
corroboration would be, albeit that in one

instance, indeed as the Court of Criminal Appeal found, he mistakenly identified what the item of

corroboration was. It was said by the learned

trial judge that evidence of association between

Allen and Pollitt was capable of corroborating

Jones, when in fact it was not. The Full Court

held that that was in error; that it did not

vitiate the trial.

But the evidence that was outlined as being

capable of being corroboration included - that is the corroboration of Jones - what we say were the hearsay and inadmissible utterances of Allen; the evidence of Curillo, about the telephone call; the

evidence of Denning, who was the gaoled confessor,
or rather the recipient of the gaol confession.

Now, so far as Denning was concerned, the

learned trial judge did give a direction - or did

tell the jury that they should look for

corroboration as far as Denning was concerned,

and - - -

BRENNAN J: Well now, which corroboration are we going to

look at now, Denning's corroboration or Jones's

corroboration?

MR RICHTER:  The corroboration of Denning.

BRENNAN J: Denning?

MR RICHTER:  Yes.

BRENNAN J: Have you finished what you want to say about

Jones?

Pollitt(2) 56 13/11/91

MR RICHTER: Well, what we want to say is this, that we

would have to concede that in the state of the law

as it exists, to say that Denning can corroborate

Jones, in the state of the law as it existed, was

correct; there was no rule excluding Denning from
corroborating Jones, because Denning was not an

accomplice. But we would turn the matter on its

head in this way - - -

BRENNAN J: Well, now you are going back to Denning's

corroboration. The question I want to ask you is,

could you show us where the judge directed the jury

that the evidence of the Berrys might corroborate

Jones?

MR RICHTER: 

Yes, Your Honour. His Honour outlined all the

matters that were said to be capable of
corroboration at page 390 and thereafter. In the

middle of the page:

Now as I said to you before I reminded

you of the evidence given by Jones. Jones was

an accomplice of the accused. In that

situation, it is necessary for you to look for

corroboration of his evidence, that is,

evidence from a source independent of Jones

which implicates the accused in the crime by

tending to show that the crime was committed

and that the accused committed it. In this

case there is evidence which I direct you is,

as a matter of law, capable of amounting to

corroboration.

Then three lines from the bottom:

First there is the evidence of Jennifer

Curillo. The evidence she gave of the

accused's association with Dennis Allen, that

she had seen him approximately 30 times -

et cetera. So, that is the evidence of Curillo.

At page 391, line 19: 

Further evidence, which if you accept it, is
capable of amounting to corroboration of

Jones' evidence, is the evidence of Wayne

Berry -

there is then a reference to the evidence of Sandra

Berry, being to the like effect. Finally, there is

the evidence of Detective Brian Rix, and that

relates to the finding of the shotgun.

BRENNAN J:  Is that the only evidence to the Berrys with

respect to corroboration?

Pollitt(2) 57 13/11/91
MR RICHTER:  Yes.
BRENNAN J:  Thank you.
MR RICHTER:  Now, at that stage, there was no mention of

Denning as being a potential source of

corroboration for Jones, but that emerged later as

a result of a discussion during the break with

Mr Walmsley who, at page 395, right at the bottom,

says this:

I note that Your Honour hasn't mentioned the confession to Denning is capable of

corroborating Gary Jones and I was just musing

as to whether or not that was because of the

problems of mutual corroboration.

Mr Ross had, on earlier occasions, sought

directions and sought to argue that the trial judge

should give cautions to the jury that they really
should not use one impugned witness to corroborate

another impugned witness, and that was the mutual

corroboration notion that he adumbrated which was

an expansion on the sort of concepts discussed in

Kilbourne, but nevertheless, that is what was being

urged on the learned trial judge, and hence the

reference to:

musing whether or not that was because of the

problems of mutual corroboration.

His Honour says:

No, that was because of oversight.

His Honour then, upon the resumption of the charge,

at page 407, then says that Denning is "capable of

amounting to corroboration":

Members of the jury, when I was giving

you a direction yesterday concerning the

evidence which was capable of amounting to
corroboration of the evidence the witness
Jones gave, I overlooked one further piece of
evidence which, if you accept it, would fall
into that category, and that, of course, was
the evidence of the witness Denning to the
effect that on an occasion whilst he and
Pollitt were together in Goulburn gaol in the
three months prior to July, 1988, Pollitt
confessed to him that he had murdered Simpson,
and so as I said to you -

et cetera, so Denning is given as corroboration as

well. As far as Denning's own position is

concerned, he was given to the jury as someone with

Pollitt(2) 58 13/11/91

respect to whose evidence the jury should look for

corroboration. At page 362 at line 24:

Denning is a person with a long criminal

history. He is a person one would describe as

being of bad character or, as Mr Ross put it,

a tainted person or certainly up to

comparatively recently. When considering the

evidence of such a person commonsense dictates

that you scrutinise it very carefully.

It does not automatically follow from the

fact that Denning has a criminal record and

has been a person of bad character that his

evidence will be untrue. Nevertheless,

experience has shown that persons of that

calibre may - and I stress the word "may" - have motives for not telling the truth. So when considering what weight you will attach

to his evidence it is wise to look for
independent evidence which corroborates his

account, that is, evidence from some other

acceptable source which implicates the accused

man in the crime.

We would say that that caution itself, with

respect to Denning, is insufficient to draw the

jury's attention to the peculiar dangers in hearing

not in persons of general bad repute or bad

character but persons in the position of Denning as

a resident recipient of gaol confessions. There

are peculiar dangers that a jury would not

ordinarily be aware of that need to be drawn to

their attention for the same sorts of philosophical

reasons that identification cautions need to be

given in far greater detail and resting on the

experience of the law are given in those instances.

The same rationale, in our respectful submission,

would apply to accomplices as to people in accomplice.

This was a situation in which the learned

trial judge considered that he should give them a

warning about Denning but having done so, he did

not go far enough and did not really cover the

salient features of the problem that Denning

raised. We certainly concede that he was not an

accomplice, but what the jury would then look for

in accordance with this direction would be evidence

from some other acceptable source, and they were

left completely at large as to that. The question

arises, "What would the jury have considered as

evidence from another source that they could use to

corroborate the Denning confession?", because it is

quite possible, on the evidence in this case, that

the jury may well have said, "We do not accept any

Pollitt(2) 59 13/11/91

of the Jones evidence, but we do accept the Denning
confession, the confession to Denning". If they
did that the question arises, what would they have
looked for by way of corroboration or what was
permissible for them to use as corroboration and

the answer of course is, at first, they would

immediately go to Jones to try and use Jones's

corroboration of Denning.

The curious feature in this case which arises

is this: the evidence of a principal accomplice is

used to corroborate evidence going to the

determination of guilt of the particular crime.

The fact that Denning is not an accomplice, in our

respectful submission, in these circumstances

should not have precluded, and indeed required, an

additional caution in relation to the evidence that

the jury might be tempted to look at as

corroborating Denning and to grave dangers in

acting on it as corroboration. Indeed, something

approximating an exclusionary principle ought to

have been enunciated to the jury, not in every

case, but in this case.

BRENNAN J: What do you mean by exclusionary principle?

MR RICHTER: 

On the basis that the learned trial judge

should have told the jury, for example, that
because Jones was an accessory on his own account
to the murder and because what was impugned was a

confession to the murder, Jones' evidence should
not be used to corroborate that confession.

The sort of corroboration they should look

for, independent corroboration, would be material

which would make it more probable than not that in
fact the appellant confessed to Denning; in other

words, to support the confession, the fact that the

confession was made. That is the sort of material

with which the Court was really concerning itself

in McKinney and Judge. It is corroboration of the

fact that the confession was made which was

important as far as Denning is concerned, not just general supportive material as to the guilt of the

accused.

BRENNAN J: When you say "should not be used", do you mean

it is a question for the jury?

MR RICHTER:  Ultimately it has to be a question for the jury

in one sense, because they could convict just on

the confession. So if they are able to do that,

then - - -

BRENNAN J: Of course that is so, but the question is

whether or not it is for the jury to say whether

Pollitt(2) 60 13/11/91

they regard it in all the circumstances as safe to

look at the evidence of Jones as corroboration of

Denning.

MR RICHTER: At first instance we would submit that the

proper direction would have been that they should
not look at Jones' evidence at all as corroboration

of the confession to Denning.

BRENNAN J: What does it mean, "should not"?

MR RICHTER:  Must not, cannot use it, cannot use it as

corroboration - in the same way that as between

accomplices the direction is given they cannot

corroborate one another. That is our primary

submission, that that should have been said in this

case. And it should have been said in this case
because of the history of the case, recalling that
the murder took place in 1984; recalling the fact

that a warrant for Jones' arrest was issued in 1987; that Pollitt is in gaol in Goulburn with Denning in 1988 - in the three months leading to

July of 1988 - and that it is at that time that the

confession is supposed to have taken place, but

that confession is not related to anyone until

1989, not mentioned, not referred to, is not a

truly independent confession in a reliable sense.

Had it been a situation where there was a

truly independent confession made to someone who

had no motive for lying and no basis for making it

up, then it would have been different and no

caution would have been required at all and no
prohibition, but in the circumstances of this case

the chances of Denning making up that evidence,

because of his peculiar position, were so great

and the impact of his evidence potentially so

devastating, that for the jury to be allowed to use
the evidence of Jones as corroborating the making

of the confession ought not to have been left open

to the jury.

MASON CJ:  We will adjourn now and resume at 2.15.

AT 12.56 PM LUNCHEON ADJOURNMENT

UPON RESUMING AT 2.17 PM:

MR RICHTER: If the Court pleases, I drew the Court's

attention to the passages at page 362 relating to

Denning. The other passage relating to Denning is

Pollitt(2) 61 13/11/91

at page 476 where at line 20 His Honour directs the

jury as follows:

As I said to you before, it does not follow from the fact that a person has criminal

convictions or is generally of bad character

that he will necessarily lie to you,

nevertheless when you are dealing with such a

person you must scrutinize his evidence very

carefully when determining what weight you

attach to it. You will also look to see if

there is independent evidence you accept which

corroborates the evidence of the witness in

question. As I have said to you on a number

of previous occasions such persons may have

motives for lying. You must look at their

evidence very carefully.

That would apply to all the tainted persons really,

but has specific application with Denning. The

passages, as far as they relate to Denning, in our
respectful submission, first of all are not given
as directions of law or might not have been

understood as specific directions of law because

the jury is not told that this is what the law

requires in relation to that; whereas, as far as

Jones is concerned, of course, they are.

The second point that we make about the

warning about Denning's confession evidence was

that there was no explanation given about the

common experience of the law which would, in fact,

reinforce the rationale as to why the caution is

being given to them, and that is an important

dimension, in our respectful submission.

Most importantly, nothing is said about which

evidence could be used to corroborate Denning.

That is left completely at large and would then

fall back presumably to the general sort of

analysis that His Honour performed in relation to

corroboration of the evidence of Jones. But, as

far as Denning is concerned, when one puts aside,

for the sake of argument, the evidence which is

disputed - the hearsay utterances, the voice

identification and the like - the principal source

to which a jury exposed to that summing up would go

would be to look at Jones, and Jones has nothing to

corroborate in terms of the confession itself, but

Jones also is the classic accomplice who is at the scene of the crime and, in our respectful submission, it is odd in the extreme, in the

situation like the Denning confessional evidence, that the jury can go to the very person who is at

the scene of the crime and is, undoubtedly, the

person requiring corroboration as an accessory par

excellence to look for support of the making of a

Pollitt(2) 62 13/11/91

confession to Denning, which he cannot

support - Jones cannot give that support at all.

The rule in relation to mutual corroboration,

as discussed in the authorities, and the three
categories of the types of accessories - we are
concerned with the first category, and that is of
co-accomplices not being able to corroborate one
another. That, of course, is not the situation

here, but the rationale behind it in terms of

danger exists in this case and the jury should have

been told that "Jones is not the place to look for

corroboration and shouldn't be used to corroborate

Denning's evidence".

In our respectful submission, the rule

relating to mutual corroboration is, at once, both

too restrictive and too broad, and this Court ought
to lay down principles which will guide courts.

The reason, we say, it is too restrictive is that

the rule as hitherto understood about mutual

corroboration as between accomplices properly

so-called may, in fact, be too restrictive in a

situation where they have nothing to do with each

other and it is quite plain on the evidence that

the very way in which their stories emerge, and in

which they come to give their evidence, is itself

indicative of support and the sort of support that

juries are entitled to look at, and to lay it down

as a rule that in that sort of situation you are

not allowed to look at an accomplice for

corroboration is too restrictive, or rather,
constrains the Crown too much.

On the other hand, the rule is too narrow because one can conceive of a lot of situations

where a common sense analysis of the evidence would

say, "You ought not to be permitted to look at

something else", as affording the sort of support

that is necessary even though the people involved

are not accomplices in the classical sense, and

this is such a case, in our respectful submission.

It is a case where there was a whole range of

tainted witnesses, but specifically the Denning

confessional material was inherently very, very

dangerous. Had it been confessional material that

was said to have existed, much earlier in the

piece, prior to Pollitt being a suspect or prior to

Pollitt being arrested, in other words, prior to

any notion that Pollitt is responsible been floated

in a way that would get to Denning, if at such a

point in time Denning says to someone, "I have had

a confession made to me by Pollitt that he murdered

this man, acting mistakenly," that would put it in

an altogether different category to the one that we

are seeking to enunciate in relation to whether or

Pollitt(2) 63 13/11/91

not there should be mutual corroboration between

Jones and Denning.

But this is not such a case; this is the

precise obverse of the case, where Denning, who has
a lot of institutional reasons for fabricating a

confession, is not supported about the making of the confession at all, and the allegation, as he

makes up that confession well after it is known

that Pollitt is the man that is going to be

nominated for the killing, in both circumstances it becomes too dangerous to permit the jury to look at Jones's evidence as corroboration of Denning,

because the Denning evidence requires support for

the fact that the confession was made at all, in

our respectful submission, and Jones can have no

bearing on it, and yet the overall impact of

allowing those two witnesses to support each other

is, in the circumstances of this case, wrong, in

our submission.

DEANE J: But, if you are drawing a distinction between the

kind of corroboration and saying that evidence of
the truth of the contents of the alleged confession

does not corroborate the making of the confession,

do you not really move it into an area where, even

if one accepts your argument about unreliability or

risk, that a corroboration warning is not the

appropriate warning at all?

MR RICHTER:  Whether the strict corroboration warning is

appropriate or not is - - -

DEANE J: 

I mean, McKinney, for example; nobody suggested that a corroboration warning was the appropriate

warning there. What was involved there was the
need to give a warning that in a particular set of
circumstances it is dangerous to act on police
evidence of an oral confession.

MR RICHTER: 

I accept that, Your Honour, with respect. What I am really saying is that the analysis - - -

DEANE J:  It may not be helpful to you, because it may lead

into a situation where, some warning having been

given, it is a matter for the particular

circumstances of the case whether the warning was

adequate. I can appreciate what you would say

about the particular circumstances, but query

whether that is a matter of general principle.

MR RICHTER:  As to the warning about Oenning's own status,

we would say it falls in the category of a

requirement of a particular kind of warning to be

given because of the class of witness that he is

and his status. As to any warnings about mutual

corroboration, that is something else. That we

Pollitt(2) 64 13/11/91

proceed on on the basis of the analysis of a case

and how useful or sensible it is to make such

warnings in the particular case.

In a sense, our submission really adopts the reasoning in Vetrovec as being a helpful analysis.

What we are seeking to do in our submission is

really to get away from the sort of formalism that

delimits the mutual corroboration rule in the way

that it does and to say that ultimately what the

judge is there for is to afford assistance to the

jury. But in a case involving a witness like

can give vis-a-vis the evidence of Denning is to Denning, the only proper assistance that a judge
bring his office to bear to informing the jury
about peculiar dangers that lurk for such a witness
that a jury would not ordinarily be aware of.

As to that, we say that there is a category

where a warning should be given. If it is given,

it ought to be full, ample and helpful, and in this

case it was not. As to the mutual corroboration

aspect, having regard to the case itself, it was a

situation where something ought to have been said.

DEANE J:  Was Denning cross-examined to bring out his

motivation for giving evidence and the advantages

that would accrue to him?

MR RICHTER:  He was cross-examined essentially to

demonstrate that he was giving evidence in a whole

lot of cases and that it was to try and shorten the

sentence.

DEANE J: And he agreed with that?

MR RICHTER:  He did not agree that it was to try and shorten

his sentence. His version was he had seen truth,

justice and reality and had turned a new leaf.

GAUDRON J: What is the warning that you say should have

been given in this case in relation to the double

corroboration aspect?

MR RICHTER:  The mutual corroboration aspect? On a proper

analysis of the case, in our respectful submission,

the judge should have told the jury that so far as
looking for corroboration of Denning was concerned

they ought not to look at the evidence of Jones.

GAUDRON J: Does it not depend on which way they first

approached their deliberations?

MR RICHTER:  On which witness they pick on to look for

corroboration?

GAUDRON J: Yes.

Pollitt(2) 65 13/11/91

MR RICHTER: Well, it would, and one would suppose that they

would have to be informed about that as well.

GAUDRON J: Then what is it? It is most unsatisfactory, is

it not, to raise this issue. You sought no

particular redirections at the trial and it is by

no means a simple issue.

MR RICHTER:  No, what was sought at the trial was a

direction that tainted witnesses should not be used

to corroborate each other. People who themselves

require corroboration should not be used to

corroborate others who require corroboration.

GAUDRON J: But you do not press that?

MR RICHTER:  We press that so far as Denning is concerned,

in particular the aspect of Denning and what

corroborates him and what can corroborate him. We

find it difficult to press it the other way, but in
the peculiar circumstances of the sequence of

events and when the confession arises we press for

a direction that the jury should have been told

that Jones could not be used to corroborate Denning

as to that aspect of the case.

BRENNAN J:  It is difficult to grapple with an argument like

this in the absence of an application for a

redirection along the lines which you now seek and
in the absence of any articulation of the precise

direction which is thought to be appropriate.

MR RICHTER:  Your Honour, there was discussion about the

problems of mutual corroboration and the

recognition of the traditional principle that it
really only precludes two accomplices corroborating

each other, accomplices in the same crime. The

issue was ventilated and it was going to be

ventilated further. If Your Honours look at

page 571 where Ross is asking whether he is to

respond to certain submissions of the learned

prosecutor and says to the learned judge:
Do you want me to answer those matters?

BRENNAN J: 571?

MR RICHTER:  Sorry, 525. Mr Ross appears to want to go into
the question of mutual corroboration but what
His Honour says at 525 at line 7 - he cuts Mr Ross
off and says:

I'm giving no further direction to this jury

on corroboration of accomplices and

corroboration of tainted evidence given by
tainted witnesses. If the jury can't

understand that now they never will.

Pollitt(2) 66 13/11/91

MR ROSS: Just let me say -

HIS HONOUR:  You can say it for the record.
MR ROSS:  I just want to say this: I raised

the things with you this morning and

Your Honour didn't answer me in terms - I have

heard Your Honour's - - -

So His Honour really determined that as far as

mutual corroboration was concerned, that is it. He
was not going to do anything of the kind.

DEANE J: But there is the unanswerable problem, is there

not, and it is this: it is one thing to say a

corroboration warning may be necessary in a case

such as Denning, in terms of corroboration of the

making of the confession by reference to evidence

that establishes the truth of the contents of the

confession, but if that is not corroboration at all, for relevant purposes, it must be, must it not, that a corroboration warning is not the

appropriate one, because as to the making of the
confession the appropriate warning will be if the

circumstances are such that the evidence should be

viewed with suspicion or great suspicion or a

suggestion that nobody would act on it. But it is

very hard to move it into the corroboration

territory so far as I am concerned.

MR RICHTER: With respect, we see the force in what

Your Honour says, and we are really constrained to
say that we accept the force of what Your Honour
says. It does not eliminate the need to, say, look
for support about the making of the confession, but
not the evidence that he did the crime. And that
is in fact not, properly speaking, a corroboration

caution in the classical sense, but it is a warning

such as in McKinney.

If the Court pleases, we finally, simply, rely

on an accumulation of what we have argued by way of

defects to submit that there has clearly been a

miscarriage in this case for a number of reasons

and that the application should be allowed. If the
Court pleases.

MASON CJ: Yes, thank you, Mr Richter. Yes, Mr Bongiorno?

MR BONGIORNO: If the Court pleases.

MASON CJ:  Now, we need not trouble you on the second point
argued by Mr Richter. Now, that was the point that

concerned the admissibility of the evidence given

by Curillo of the voice identification of the

applicant over the telephone.

Pollitt(2) 67 13/11/91

MR BONGIORNO: If the Court pleases. Your Honour, I have

copies of some slightly revised submissions from

those which were put into the original application.

MASON CJ: Thank you.

MR BONGIORNO: In light of Your Honour's indication, I shall

then commence with the question of what might be

called the identification of an exculpatory nature

which I think is foreshadowed ground 1 of the

applicant's grounds of appeal in the event that

special leave is granted.

The applicant's case is that when a judge is

charging a jury on an issue of identification which
goes not to identification of the accused as the

person who committed the crime but as to

identification by way of exculpation, there should

be some either lesser or less emphasized charge in

relation to the reliability of that evidence, the
basis for the submission being that it is only a
reasonable doubt that the accused is interested in

raising and not proving the case beyond reasonable

doubt.

In our submission, the submission of the

applicant is fallacious. When a judge charges a

jury in the traditional way in respect of

identification evidence, what he is really doing is

making what the law requires as a mandatory comment

on the weight to be attached to particular factual

evidence. In one sense, of course, he is giving a

direction of law because the law requires him to do

it - Alexander's case and the others; but in

another sense, he is really making a mandatory

comment on the facts. He is doing that because of

the empirical experience of the courts, as set out

in the authorities, with respect to this type of

evidence.

Whether the evidence is to be used by the

defence as exculpation or whether it is sought to

be relied upon by the Crown as inculpation and

therefore as evidence of identity beyond reasonable doubt is, in our submission, immaterial. It is the fact that the evidence has, as a matter of law,

because of the cases on identification, a certain

quality that requires the judge to draw that

quality to the attention of the jury when he is

dealing with identification evidence.

So that there is no distinction to be drawn,

as a matter of law, between what he must do when he is charging the jury in a case where identification

evidence is led by the Crown to prove guilt, or in

a case where identification evidence is led, be it

Pollitt(2) 68 13/11/91

by the Crown or by the accused, and is relied upon

by the accused as suggesting a reasonable doubt.

The warning, as we say, goes to the nature of the evidence and not to its possible use.

It is no

more than a recognition that a particular form of

evidence has a particular quality which is known to

the law, known to the courts and acknowledged by

the courts as having that quality, and that that

quality can affect the way in which a jury ought to

deal with it.

In our submission, Mr Justice Cummins in the Full Court stated the law correctly in his

additional judgment after agreeing with the

majority at page 557 of the appeal material.

His Honour summed the matter up from the beginning

of the second paragraph on that page and, in our submission, did so correctly. In particular, we

refer the Court to the middle of the second

paragraph on page 558 at about line 15:

But I consider it is the nature, not the

source or use, of identification evidence

which involves the need for instruction. That
is because a jury has to decide on evidence.

Jurors are sworn to give a true verdict

according to evidence -

et cetera, and His Honour goes on:

That character inheres in identification

evidence -

that is, character of requiring instruction -

regardless of which party adduces it or which

party relies upon it. I consider that the

relevance of the source or use of

identification evidence goes not to the giving

of instruction but rather to the differential

standard to be applied in considering that

evidence. If relied upon in proof of guilt,
the standard to be applied is proof beyond

reasonable doubt; whereas, there being no

onus of proof upon an accused, it is

sufficient in exculpation if upon the evidence

adduced a reasonable possibility exists or

arises consistent with the innocence of the

accused.

Now, in our submission, His Honour there has identified the problem and has stated the real

reason why, in our submission, and a warning or a

traditional direction in respect of identification

is as apposite in this case as it would be if the

Crown were relying upon a witness to prove

Pollitt(2) 69 13/11/91

identification for the purpose of establishing

guilt.

DEANE J:  Mr Bongiorno, can I take you to page 519 of the

transcript and direct you to what His Honour said

from line 4 to the end of that paragraph. Does

that not indicate a complete misapprehension of the

function served by identification evidence in this

case, when His Honour says - I mean he has already

said, all you have got is the identification of a

photo, a photo in these circumstances - he there

says even if Miss Simpson, looking at Darby in the

witness box, had sworn that that was the man she

saw, I would direct you that that was totally

useless.

MR BONGIORNO:  The explanation for that, in our submission,

Your Honour, is that at that stage, what in fact

His Honour is saying is that having regard to the fact that, by the time that occurred, you have got

Miss Simpson, having identified a photograph in the

traumatic original circumstances, subsequently some
three years later having identified photograph 11,

I think, on the large sheet that was handed to the

Court this morning, subsequently having adhered to

those identifications at, I think, two preliminary

hearings, an inquest and a committal proceeding,

and by then, of course, having seen the accused in

the dock for the period, at least, that she was in
the court; I think all His Honour is saying is that

any identification that was made at this stage

would be useless, and that is the comment that he

is making to the jury.

DEANE J: But, if in the context of this trial, with a

different accused in the dock, she had said, "Darby

is the man I saw do the killing", it could not conceivably be suggested that that was totally useless, unless the whole function of

identification evidence in this case is being

confused.

MR BONGIORNO:  The only way I can answer that, Your Honour,

is by saying that it appears that that was what was in His Honour's mind, that so much water had passed

under the bridge at that stage that anything

Mrs Simpson identified, or anybody she identified

at that stage, would have been so confused with the

well known effect that His Honour referred to the

jury, the transfer effect, and the effect of having

seen a photograph on two widely diverse occasions,
perhaps four widely diverse occasions in time, that

by that stage anything she said about anybody would be useless, and I offer that only as an explanation

that is by inference from what His Honour said. I,

of course, have no light into His Honour's

reasoning than what he said, but it would appear,

Pollitt(2) 70 13/11/91

in our submission, that that is the case, and that

is our submission as to what His Honour meant, at
least, in saying that he would have regarded it as

totally useless at that time.

He uses the words "at this stage" and it is

from those words really that I draw the inference

that what he is really saying is, "It's too late.

There would be no point served. We'd simply have

more debate about the transfer effect or whether

she was identifying the photograph she saw in the

first place" et cetera. I do not think I can take

that part of the matter any further.

As I understand it, the applicant does not

contend that there was anything wrong with the

directions given by His Honour in respect of the

identification issue other than that His Honour

perhaps over-emphasized the danger of accepting

identification evidence.

TOOHEY J: But that is not really the complaint, is it,

Mr Bongiorno? The complaint is of a failure by the

trial judge to differentiate between the role of

identification and its significance, one, in

relation to Crown witnesses and, two, in relation

to a witness whose evidence would go to support the

defence.

MR BONGIORNO:  Yes.

TOOHEY J: It is not a matter of emphasis, as I understand

the complaint, but of a failure to draw that

distinction which Justice Cummins seems to

recognize on page 559, but which His Honour there

rather suggests does not go to the matter of

instruction but to the differential standard to be

applied, although I have some difficulty in seeing how a differential standard can be applied without

adequate instruction from the trial judge.

MR BONGIORNO:  Your Honour, in our submission, if you take

the whole of His Honour's charge, it is clear that

he has made it clear to the jury that they have to

be satisfied of the guilt of the accused beyond

reasonable doubt and it is, in our submission, an

inescapable conclusion from that direction that he

is instructing them, as it were, that if they had a

reasonable doubt brought about by, inter alia, the

identification of this other fellow by Mrs Simpson,

then the accused would have been entitled to

acquittal.

True it is that he has not done it perhaps as

succinctly as Your Honour just put it, but

nevertheless in the context of the charge as a

whole, it could not be said - and indeed, I did not

Pollitt(2) 71 13/11/91

hear Mr Richter to say - that at any stage

His Honour confused the onus of proof or confused

the jury as to the fact that they had to be

satisfied of the accused's guilt beyond reasonable

doubt.

The only conclusion that one can draw from the

direction he did give on Mrs Simpson's evidence is
that he was doing so in terms of exculpation, and

that they could look at her evidence and obviously, if that raised a reasonable doubt, then the accused

would have been entitled to an acquittal.

TOOHEY J: Thank you.

MR BONGIORNO:  The authorities which bear on the

identification question we have referred to in our

written note, and there is no need, it would appear

in the circumstances, to go to them; they are well

known. In particular, Alexander's case in this

Court in 1980 sets out the basis and the problems

generally with identification evidence, and there

does not appear to be any argument between our

learned friends and ourselves in respect of that,

so I will not trouble the Court any further.

There is nothing further on that point that I have to submit to the Court, other than to make the

point which was made by a number of Your Honours,

that there was of course no objection to this taken

in the charge and that that of itself, in any

event, should preclude the grant of special leave

in these circumstances, even if there might

otherwise have been some merit in the point.

I turn then to the second of the points

remaining, and that is the question of what might

be called the hearsay point, the suggestion that

the evidence admitted by His Honour of

conversations with Allen subsequent to the murder

are inadmissible by reason of being hearsay. In
our submission, there are two bases upon which it

can be said that these statements are not

inadmissible hearsay.

GAUDRON J: In the summing up, Mr Bongiorno, the trial judge

directed the jury that they were not evidence

against the accused.

MR BONGIORNO: Yes.

GAUDRON J: What were they? If they were not evidence

against the accused, how could they be admissible?

MR BONGIORNO:  What His Honour meant there, in our

submission, was that they were not evidence that

the accused was - the context in which His Honour

Pollitt(2) 72 13/11/91

said that was in saying that what Allen said was

evidence of his state of mind. One of the issues

in the case was the existence of the agreement

between Allen and Pollitt to murder Williams. Some
evidence of that agreement can be found in the
acts, including the verbal acts, of Allen.

What His Honour was saying, in our submission,

was: in so far as you are looking to the existence

of that agreement, some evidence of its existence

resides in that which Allen said about it, in what

Allen said about it. That does not constitute

direct evidence against Pollitt in the same way as

it might have if this was a conspiracy case and

this was a Tripodi-type agency hearsay problem,

which it is not. In our submission, His Honour was

distinguishing this situation from - - -

GAUDRON J:  It must have carried a lot of meaning to the

jury.

MR BONGIORNO: Well, Your Honour, if I could just perhaps

find the passage that Your Honour is referring to

because it was, I think, also repeated by the Full

Court. It appears at page 547 and I think it is

originally at 426. That is in volume 2.

GAUDRON J: The top of page 547 says:

But they are not evidence against the accused

man.

And later, the second paragraph there:

But it is no evidence against the accused man.

MR BONGIORNO: 

Yes. What, in our submission, His Honour meant was that if you had a case where these

statements by Allen were made in furtherance of a
conspiracy, or furtherance of an agreement to kill
Williams, and were made in those circumstances
where they would be admissible on that basis, they
are then direct evidence against the person whom
they implicate.

What he is doing here, albeit without

obviously explaining to the jury the reasons for
doing it, is saying that they can only be used here

for a much more limited purpose. They cannot be
taken as admissions made by Pollitt that he killed
Simpson or, indeed, anyone else, but are evidence
which goes to the issue of the existence of the
agreement to which Allen was a party. That is what
he is saying.  Now, when he says:

it is no evidence against the accused man -

Pollitt(2) 73 13/11/91

in our submission, he is confining the statements
of Allen to evidence of the agreement. Otherwise,
the passage would be absurd. I would respectfully
agree with Your Honour that it is an absurdity to
say it is not evidence against the accused man, and

one could not attribute absurdity, certainly, to a trial judge of Mr Justice Beach's experience. And it really would be absurd, in our submission, to

say it is not evidence against the accused man,
otherwise it would never have been admissible in

the first place, it should not have been on the

transcript, it should not have been in the trial.

GAUDRON J: It is admissible against the accused man, you

say?

MR BONGIORNO: 

Yes. man but not in any direct sense.

It is admissible against the accused

GAUDRON J: To prove what?

MR BONGIORNO:  To prove the existence of an agreement

which - - -

GAUDRON J:  Between?
MR BONGIORNO:  Between him and Allen.
GAUDRON:  Then, of course, that is precisely what the trial
judge did not say and did not intend to say, is it
not?
MR BONGIORNO:  Your Honour, at the middle of 426,

His Honour, in fact, expands a bit on that and,

indeed, puts it largely in the way that I have just

put it to Your Honour. He says:

Now, this passage of her evidence falls

into the same category as the passage of the

evidence I reminded you of given by her

husband.

He is talking about Mrs Berry's evidence, whose

first name I cannot remember:

That is this passage of her evidence is no evidence at all against the accused man.

He uses the same, with respect, absurd statement if

it is to be taken the way that Your Honour

Justice Gaudron has suggested:

This is what she says Allen told her and what

she saw after the killing. The only basis

upon which this evidence is admissible is to

establish Allen's state of mind at the time

and if you accept the truth of what she says,

Pollitt(2) 74 13/11/91

that he, Allen, was party to a plan to kill

Williams.

The existence of the agreement is what it is

evidence of, and in so far as the existence of the

agreement is relevant to the guilt of Pollitt, then

it is evidence against Pollitt.

GAUDRON J:  How can it be unless it proves that he was party

to it, and this passage of the evidence, in any

event, does not go to his part being party to it.

MR BONGIORNO:  No, it does not.

GAUDRON J: And, indeed, it is not even objected to, it is

not the subject of complaint in these proceedings;

it is the latter bit when he identifies the bungler

as Ray that is in issue.

MR BONGIORNO: 

Yes. Your Honour's original question, in our submission

But to get back to the answer to

what His Honour meant was that it is admissible

only for that limited purpose and he did not mean

it is totally no evidence against Pollitt. If he

meant that it was no evidence against Pollitt it

follows, logically, that it should-never have been

led and he would have had no business dealing with

it in his charge.

McHUGH J: But a party to a plan at what particular time?

Suppose this conversation had taken place five or

six years after the event, would you still assert

that it was admissible?

MR BONGIORNO:  It would be, certainly, much more difficult

to assert that it was admissible. Certainly, on
the alternative way that we put it, that it was

part of the res gestae, because that involves some

sort of contemporaneity problem or contemporaneity

concept, and then it would be more clearly, and would fall more easily, be characterized, in Mr

Richter's terms, as narrative or a description

simply of what occurred in the past.
McHUGH J:  I must say, I do not understand what is meant by

"state of mind" in this context.

DAWSON J:  I must add to that, I do not either. I mean, the

reason for adducing the evidence was to prove the

truth of the assertion which was made. If that was

not it, there was no point in it; I mean, "state of

mind", apart from the assertion, was irrelevant. I suppose, in one sense, one can always say that when

anyone asserts something, that that demonstrates

their state of mind, but the state of mind has
independantly to have some relevance; it does not

here.

Pollitt(2) 75 13/11/91

MR BONGIORNO: Well, in our submission, the "state of mind"

relevance has to be that it demonstrates that

Allen, as one party to an agreement, had a state of mind which was, in a sense - - -

DAWSON J:  Being one party to an agreement, but I mean,

that is really just going around in circles,

whereas if you take a case like Walton's case, it

was important because one wanted to know what the

victim did on the particular night. If she had a

particular state of mind, that threw light on that,

but here all you want to establish is an agreement

and you say that because he said there was an

agreement, there was an agreement and that was his

state of mind, but his state of mind does not

matter.

McHUGH J: It is either an admission or nothing, is it not,

and if it is an admission, it should not have been

in.

MR BONGIORNO: 

No, in our submission, it does not - if I can perhaps just go back and deal with it from the

beginning. The Crown case was that this crime
consisted of an agreement to kill Williams and the
killing of Simpson for a sum of money, of which
half had been paid prior to the killing taking
place and in respect of which the other half was
payable presumably, on completion. Yes, I think my
learned friend corrects me; half was paid
immediately after and the other half was payable at
some future time.

In so far as the Crown case involved that

agreement, evidence of that agreement was relevant.

It cannot be made irrelevant simply because it is

not contested, as Mr Richter suggested this

morning, that it was never in contest; that there was an agreement to kill Williams; that cannot be

determinative, in a criminal trial at least, where

there are no pleadings in the ordinary sense of

what is in issue between the parties on a plea of

not guilty. So that, in so far as the agreement

was relevant, and it was relevant, (a) because it

was part of the Crown case that the agreement

existed and secondly, it was relevant in any event

as going to the motive of Pollitt for performing

the murder - - -

BRENNAN J: What is the distinction between those two?

MR BONGIORNO:  I suppose there is none, Your Honour.

BRENNAN J: It is admissible only in proof of motive, is it

not?

Pollitt(2) 76 13/11/91

MR BONGIORNO: Proof of motive, yes, and that is the way the

Crown put it. If it is accepted that that is

admissible, then evidence which goes to the

existence of that agreement is admissible and it is

our submission that - - -

DAWSON J: It is the form of the evidence that is important.
What is the difference between his saying, "Yes, I
admit there was an agreement" and saying what he
said here? Both of them go to show his state of
mind.
MR BONGIORNO:  Yes, I would have to concede that there is no

difference between those two circumstances,

except - - -

DAWSON J:  Does it matter who he said it to, if he said it

to a detective afterwards, or he said it in these

circumstances? No difference, is there?
MR BONGIORNO:  No. With respect, I would not quarrel with

that proposition, Your Honour. The difference

here, and it may really be that it must be examined

then on the second way we put it, is that the

contemporaneity of the statement with the events

which made up the crime make it admissible as part

of the res gestae in any event.

BRENNAN J: What does it serve to explain?

MR BONGIORNO:  It serves to explain the fact that the crime

was not committed in accordance with the agreement,

because it explains the killing of Simpson pursuant

to an agreement to kill Williams, and it has all of

the features, in our submission, that the

Privy Council were referring to in Ratten.

McHUGH J: But what is spontaneous about it? There is

nothing spontaneous about it. It is a narrative

statement, not a testimonial statement.

MR BONGIORNO:  It is spontaneous in the sense that in the

case of Mrs Berry, if I can take Your Honour to the
evidence there, at page 144, Mrs Berry is giving

evidence at line 12:

Did you, the next day, go back to the Dennis

Allen premises?---Yes.

And when you went back there, did Allen say

anything to you?---He said "Did you watch the

news?" and I said "Yes, what about it?" And

he said "The mistaken identity", and I had

said "What's that got to do with anything?"

words to that effect. I can remember saying to him, "What are you talking about?" Or my husband had said it.

Pollitt(2) 77 13/11/91

Did Allen say any more at that time about who had been shot?---After a phone call, yes.

This is the morning after, is it, after you

heard the news broadcast?---Yes.

At that time, were you still at the Dennis

Allen property?---Yes.

And what happened?---There was a phone call,

it might have been about 1 o'clock that

morning, and Dennis was ranting and raving.

When you say he was ranting and raving, did he answer the phone?---Yes.

Was he agitated or ranting before he answered

the phone?---He wasn't himself. He was

furious over something at the time and when the phone rang we were able to hear what he said, only a little bit of the conversation

that I took notice of.

Tell us what you can remember?---He said, "You

get the rest of the money when you do the job

properly."

Was anything else said about the identity of

the person who had been shot to the person on
the other end of the line?---Not that I can

remember.

Where was this call received in the house?---

In the loungeroom.

And where were you sitting?---On the couch.

et cetera. Husband there. At line 17:

And did Dennis Allen say anything about money?---Yes, he was furious when he got off

the phone, ranting and raving that "I have
already given him 5,000, he expects me to give
him another five for something he hasn't
done."

Now, in our submission, that is a spontaneous

assertion which is made with a sufficient degree of

contemporaneity to the events so as to constitute

part of the res gestae.

BRENNAN J:  Say that statement had been made by somebody on

the other side of Melbourne sitting down having a

cup of coffee with a friend, would it have been

admissible?

Pollitt(2) 78 13/11/91
MR BONGIORNO:  Someone unconnected with - - -

BRENNAN J: Unconnected.

MR BONGIORNO:  No, with respect, of course not, Your Honour.

BRENNAN J: Well then, how does it become admissible?

MR BONGIORNO:  Only because of the other body of evidence

which connects Allen with the events.

BRENNAN J: And what is that?

MR BONGIORNO:  Your Honour, there is the evidence that - I

suppose commencing with the evidence that Williams

was brought to the house so that Pollitt could

identify him, earlier - that is in the evidence of

Curillo. The evidence of Curillo, herself, as to

the phone call received at Allen's house, "Tell

Dennis the job's done". Curillo's other evidence

of the relationship between Pollitt and Allen, and

Williams, and Jones for that matter, as well. The evidence of the passing of the bag that

inferentially may have contained the weapon.

Jones' evidence. So that, we would submit, all of

that links Allen in so that this statement is in a

context. It is not a statement made in the way

that Your Honour suggested.

DAWSON J: Well, you say it is part of the entire criminal

transaction.

MR BONGIORNO:  Yes. It is not simply a statement made by
someone who is not otherwise implicated. I suppose

to take Your Honour Mr Justice Brennan's comment

there would be many instances where statements

would be admissible in criminal proceedings which,

if made by someone who was otherwise not implicated

in other circumstances - to use Your Honour's

example, having a cup of coffee on another side of

Melbourne - would be inadmissible.

DAWSON J: But when you say, "made by a person implicated"

you have to put it on some other basis than that.

You say it is part of the res gestae. It must be

that or nothing.

MR BONGIORNO:  Yes. So it has that degree of

contemporaneous expression with the events of the

night before, to take it out of Mr Justice McHugh's

example of being something that occurred a long

time after, so that the restriction in Ratten as to

the time available to fabricate or concoct is not
there, that essentially the element of voracity of
the statement which is one of those touchstones

that Ratten talks about in respect of the question

Pollitt(2) 79 13/11/91

of res gestae is there. That is really the way in

which it is admissible.

So that in so far as it has an element of

heresay reasoning in it, it has it in a permissible
way, permissible on the principle of it being
admissible by reason of being part of the res
gestae and therefore able to be received.

GAUDRON J: What is it that makes it part of the res gestae,

just the contemporaneity?

MR BONGIORNO: That, plus the other evidence that I referred

to in answer to Mr Justice Brennan's question, that

it is part of the whole criminal transaction. It

goes to explain why something went wrong, why there

was a murder that was not intended, why the wrong

man was shot.

GAUDRON J:  I do not know that - it may be you are right,

but is there authority to say that what brings
matters within the concept understood as the res

gestae is the whole criminal transaction? Because

on that basis, if he rang up a month later saying,

"You still haven't paid me", it would seem to

be -

MR BONGIORNO:  Your Honour, a month later, you would run

into the problem that Ratten refers to. In

Ratten's case, (1972) AC 379 - that is in the

Privy Council in Ratten - Your Honour will recall

that Ratten:

was convicted of the murder of his wife by

shooting her with a shotgun. His defence was

that the gun had discharged accidentally

whilst he was cleaning it. To rebut that

defence the prosecution called evidence from a

telephone operator who stated that shortly

before the time of the shooting she had

received a call from the address where the
deceased lived with her husband. The witness
said that the call was from a female who, in a
voice sobbing and becoming hysterical, said
"Get me the police, please" and gave the
address •••.. before she could make the
connection to the police station the caller
hung up. The defendant objected to that
evidence on the ground that it was hearsay and
did not come within any of the recognised
exceptions to the rule against admission of
hearsay evidence. The objection was
over-ruled and the evidence admitted. The
defendant's application to the Supreme Court
of Victoria for leave to appeal against
conviction was dismissed.
Pollitt(2) 80 13/11/91
It was then taken to the Privy Council. In the

course of their judgment, Their Lordships said
this. At page 387, they dealt with it in terms of

the statement being evidence other than testimonial

evidence and said that it could be admitted in that

way, and then at page 388, their Lordships said

this:

The expression "res gestae", like many

Latin phrases, is often used to cover

situations insufficiently analysed in clear

English terms. In the context of the law of

evidence it may be used in at least three

different ways:

1. When a situation of fact (eg a

killing) is being considered, the question may

arise when does the situation begin and when

does it end. It may be arbitrary and

artificial to confine the evidence to the

firing of the gun or the insertion of the

knife, without knowing in a broader sense,

what was happening. Thus in O'Leary v The

King evidence was admitted of assaults, prior

to a killing committed by the accused during
what was said to be a continuous orgy. As

Dixon J said at p 577:

"Without evidence of what, during that time,

was done by those men who took any significant

part in the matter and especially evidence of

the behaviour of the prisoner, the transaction of which the alleged murder formed an integral

part could not be truly understood and

isolated from it, could only be presented as

an unreal and not very intelligible event."

2. The evidence may be concerned with

spoken words as such (apart from the truth of

what they convey). The words are then

themselves the res gestae or part of the res

gestae, ie, are the relevant facts or part of

them.

3. A hearsay statement is made either by

the victim of an attack or by a bystander -
indicating directly or indirectly the identity

of the attacker. The admissibility of the

statement is then said to depend on whether it

was made as part of the res gestae. A

classical instance of this is the much debated

case of Reg v Bedingfield, and there are other
instances of its application in reported
cases. These tend to apply different
standards, and some of them carry less than

conviction. The reason, why this is so, is

that concentration tends to be focused upon

Pollitt(2) 81 13/11/91

the opaque or at least imprecise Latin phrase
rather than upon the basis reason for

excluding the type of evidence which this

group of cases is concerned with. There is no

doubt what this reason is: it is twofold.

The first is that there may be uncertainty as

to the exact words used because of their

transmission through the evidence of another

person than the speaker. The second is
because of the risk of concoction of false

evidence by persons who have been victims of

assault or accident. The first matter goes to

weight. The person testifying to the words

used is liable to cross-examination: the

accused person (as he could not at the time

when earlier reported cases were decided) can

give his own account if different. There is
no such difference in kind or substance

between evidence of what was said and evidence

of what was done (for example between evidence

of what the victim said as to an attack and

evidence he (or she) was seen in a terrified

state or was heard to shriek) as to require a

total rejection of one and admission of the

other.

The possibility of concoction, or fabrication, where it exists, is on the other hand an

entirely valid reason for exclusion, and is

probably the real test which judges in fact

apply. In their Lordships' opinion this

should be recognised and applied directly as

the relevant test: the test should be not the

uncertain one whether the making of the

statement was in some sense part of the event

or transaction. This may often be difficult

to establish: such external matters as the

time which elapses between the events and the

speaking of the words (or vice versa), and

differences in location being relevant factors

but not, taken by themselves, decisive

criteria. As regards statements made after
the event it must be for the judge, by
preliminary ruling, to satisfy himself that
the statement was so clearly made in
circumstances of spontaneity or involvement in
the event that the possibility of concoction
can be disregarded. Conversely, if he
considers that the statement was made by way
of narrative of a detached prior event so that
the speaker was so disengaged from it as to be
able to construct or adapt his account, he
should exclude it. And the same must in
principle be true of statements made before
the event. The test should be not the
uncertain one, whether the making of the
statement should be regarded as part of the
Pollitt(2) 82 13/11/91

event or transaction. This may often be

difficult to show. But if the drama, leading

up to the climax, has commenced and assumed

such intensity and pressure that the utterance

can safely be regarded as a true reflection of

what was unrolling or actually happening, it

ought to be received. The expression ttres

gestae" may conveniently sum up these

criteria, but the reality of them must always

be kept in mind: it is this that lies behind

the best reasoned of the judges' rulings.

Now, in our submission, what this statement

has got is the first of those criteria; it has
spontaneity, it has connection in time, it has, as

Mr Justice Dawson has observed, been made at a time when the criminal event is, in fact, still

happening.

DAWSON J:  I suggested that to you.

MR BONGIORNO: Suggested it, and it has been made at a time

when, on one view, the agreement which the Crown

alleged existed certainly had not been carried out.

It had been breached by someone else in fact being

the victim. So that, in that sense, it has all of
the criteria which, in our submission,

Their Lordships were pointing to in Ratten, and

there is nothing in Walton or Benz, the decisions

of this Court, which, in our submission, would cast

doubt on its admissibility in that context.

Now, we would concede that it was not

explained in those terms by His Honour the trial
judge, but it was by the Full Court and accepted by

the Full Court in that way and, in our submission,

that is not to the point, given the way in which

the trial and the appeal went. It does not matter

now that the trial judge did not express himself in

those terms when he admitted it on another ground

and, accordingly, in our submission, it is

admissible.

Accordingly, in our submission, His Honour did

not fall into error in permitting that evidence, or
those pieces of evidence, to be given.

In the alternative, I suppose, we would say

that given the way in which His Honour directed the
jury and, in particular, to the way in which

Justice Gaudron drew my attention to the

proposition that he repeated the phrase, "It's not

evidence against the accused man", even if the

evidence was inadmissible the jury were clearly

directed that they were not to use it directly

against Pollitt. We would say that they were

directed properly to use it against Pollitt in the

Pollitt(2) 83 13/11/91

indirect sense, that is, as establishing the

agreement to which Pollitt was a party and which

constituted the beginning of the Crown case, but

even if that submission is incorrect, then the way

in which the trial judge directed the jury was to

the effect that they were not to use that evidence

directly against Pollitt in the way that it is

suggested by Mr Richter the jury might have used

it. He makes that clear in at least two places,

both of which we have referred to, so that even if

the evidence was inadmissible the jury was subject

to that direction and, in our submission, this

Court ought not to go behind the direction and

assume that the jury in some way used that evidence

contrary to the direction they were given by the

trial judge, so that no miscarriage of justice

follows in any event.

For there to have been a wrongful conviction following the admission of that evidence, or even

the possibility of a wrongful conviction, as a

matter of logic the jury must have disregarded the

judge's direction, and it would only be upon their

disregarding the judge's direction that this could

have exposed the accused to conviction in

circumstances where he had the possibility of an

acquittal. So that, regardless of whether the

statements are admissible or not, or are held by

this Court to have been admissible or not, the end

point ought to be that it does not affect the

conviction.

BRENNAN J:  Mr Bongiorno, I notice that in Vocisano

v Vocisano, {1974) 130 CLR 273,

Sir Garfield Barwick explained Ratten's case in the

Privy Council and drew a distinction between

statements that are made approximately to the

occurrence of an accident and which are made by way

"of a historical account rather than a statement

made as part and parcel of the occurrence". Now,
the occurrence here is surely the killing.
MR BONGIORNO: Well, in our submission, the occurrence here

is the killing, pursuant to an agreement, or the
occurrence, in fact, is the mistaken killing,
purportedly pursuant to an agreement and that the
uttered statement is all part and parcel of the

whole transaction. It is one of the participants

saying that the agreement was bungled. Now, in our

submission, the criminal enterprise is still very

much on foot; it has not come to an end in any

sense, either in the sense that the killing, which

actually occurred - although that physical event

has finished - the criminal enterprise involved a

collection of proceeds, a collection of a fee, by

the contract killer and that had not occurred; it

was in the context of that and the attempted

Pollitt(2) 84 13/11/91

collection of that fee that this spontaneous

utterance occurred, in our submission, and that is

why it is in fact - and, with respect, we would not

seek to distinguish that part of the

Chief Justice's judgment in Vocisano from the

present circumstances.

TOOHEY J:  Mr Bongiorno, the charge in relation to the

deceased was simply one of murder, not an agreement

or conspiracy to murder.

MR BONGIORNO:  No, Your Honour, but the Crown case which

involved, as it were, an allegation of a motive for

the murder, being the contract killing, involved

all of those elements. It can be tested this way,

in our submission: if a question of the relevance
of a payment made were raised, surely then that
payment would be admissible or the fact of that

payment would be admissible on the trial as being

part of the transaction, possibly also, of course,

as part of an admission, if it was made by somebody

who was an accused, but it would certainly be

admissible, whether Allen was still alive. If one

assumes for a moment that Allen wrote a cheque for

$5000 and gave it to someone to give to Pollitt,

that transaction and the chain of handling the

cheque would have been relevant and admissible

evidence on this trial.

TOOHEY J: 

That may or may not be. saying that the agreement was in some sense an

I rather took you to be

element of the charge against the applicant.

MR BONGIORNO:  Not an element of the charge, Your Honour,

but an element of the case, and I distinguish the

charge from the case, the charge being simply the

set of legal propositions which result in

conviction if facts are proved; whereas the case
is a much broader concept which involves all of

those things that the Crown can prove including,

for instance, motive which is never part of a

charge but can always be part of a case, and it

could involve motive; it could involve disposal of

the body; it could involve payment; it could

involve the disposal of stolen property if it was a
dishonesty or a stealing charge; it could involve

evidence of a number of peripheral matters which go

to make up what is usually referred to in the

authorities as "the Crown case", the Crown not

being confined to proving simply the elements of

the offence as defined either by statute or common

law. So that, in our submission, it is all within

the purview of the Crown case that these events
occur and these statements take place, statements

are made.

Pollitt(2) 85 13/11/91

BRENNAN J: Evidence of motive is admissible in a case of

homicide like this to prove either a state of mind

or, relevantly in this case, identity, is it not?

It is not relevant for any other purpose in this

case except to prove identity or in aid of proof of

identity?

MR BONGIORNO: It would always be relevant, I suppose. In

this case the question of intention is hardly

relevant - - -

BRENNAN J: Hardly in issue.

MR BONGIORNO:  - - - hardly in issue, but as I submitted

earlier, it is sometimes difficult, indeed always

difficult, to define exactly what is and what is

not in issue in a criminal trial, and it must

always be assumed that everything is in issue and

the evidence of motive would always be relevant and

admissible on the issue of intent in any event. I
respectfully agree with Your Honour that in this
trial, for practical purposes it was the question

of identity to which motive would be most strongly

argued, certainly.

BRENNAN J: If one identifies the relevance of the

challenged evidence as relevance to identity, then
it is difficult to see that this statement, that

is, that "Ray was the party with whom Allen had the

contract", is not by way of historical narrative

rather than explanatory of the occurrence.

MR BONGIORNO:  Of its nature, comments within the one - we

would suggest they are usually comments that are

admitted by way of the res gestae, they are usually

short statements, they are usually not long
narratives, can always be subject to an ex post

facto analysis and seem to be narrative, or seem to

be - I mean, the classic example of, he called out,

"He hit me", if taken as a simple statement and

subjected to the same analysis is clearly narrative

but may well, in appropriate circumstances, be part of the res gestae. So that the fact that it is
narrative, or subjected to an analysis can be said
to be narrative, at least, in one of its forms,
does not answer the question, in our submission, or
not answer it sufficiently, in any event, to take
it outside what would otherwise be admissible as
part of the res gestae.

Your Honours, accordingly we conclude that

part of the argument by simply again saying that in

the event that this Court were to determine that

this evidence was inadmissible, it would then, in

order to deal with the matter, it would have to ignore the trial judge's charge to the jury and deal with it as if the jury had ignored the clear

Pollitt(2) 86 13/11/91

directions of the trial judge that they were not to

use this evidence against the accused in the way

that would be impermissible if it was impermissible

hearsay and, in our submission, that destroys it of the ability to provide a special leave ground or to

be the subject of a remedial order by this Court.

I turn then, Your Honours, to the question of corroboration. Here the applicant puts two

propositions in draft grounds (d) and (f). In

draft ground (d) he asserts that:

The Court of Criminal Appeal erred in failing

to set aside the conviction as a result of the

Learned Trial Judge's failure to adequately

sum up the law to the jury as it related to

the issue the mutual corroboration between

"tainted" witnesses.

And in (f) he asserts that it erred in determining

which evidence:

was capable of affording corroboration.

Now, if I can commence by dealing with the evidence

of the informer Denning. Denning's evidence is

important for at least two reasons. One, not only

is it, if accepted, a confession of the guilt of

the accused but it has within it, or perhaps I

should say it also has, in this instance, the

advantage of being partially, and I say partially,

corroborated by the accused's own unsworn

statement.

The fact that the accused discussed this

matter with Denning is not in issue. The only

point at which the accused and Denning depart is as
to what was said, and if I can take the Court,
firstly, to Denning's evidence in-chief, or the

relevant evidence, is at page 248.

After describing his being in Goulburn gaol,

on page 247, with the accused, and identifying the

accused as being the man he was in gaol with, he

deposes to the confession at line 17 and

subsequently. At line 14, the question is:

During that time, did you, whilst in one of

the yards together, have a conversation about

something that happened in Melbourne?---Yes, I

did.

What was said and who said it?---Basically one

day Roy had called me out into the yard next

to what is called "B" wing and he said that he

could be in a bit of bother. He said, "While
Pollitt(2) 87 13/11/91

I was fronting for sentence a couple of

coppers, who I think are from Melbourne want

to interview me about a murder".

Yes?---He said, "You wouldn't believe what

happened" . He said, "I shot the wrong bloke" .
Yes. Did he say about - you mentioned some

policemen from Melbourne?---Yes.

Did he say who they were?---No, he didn't

mention any names. He just said he thought a

couple of, I think he said Jacks or detectives

from Melbourne.

Did he say where it was that they had seen him?---He said that it was while he was

fronting up for sentence, I think it was, some

country town in New South Wales. I can't
recall.

And it goes on:

Did he say, did he offer you any opinion as to

his belief as to their state of knowledge?---

Yes, he said that he thought they wanted to

see him about a murder blue.

HIS HONOUR: Sorry about a - - -?---Murder

blue.

About a murder blue, yes.

MR WALMSLEY:  Did he say anything to you about

the detail of that conversation or what they

appeared to know or otherwise not know?---He

was, just he seemed to me a bit paranoid about

the whole situation.

Yes. And you mentioned something about

getting the wrong bloke a moment ago was that

wouldn't believe it, I shot the wrong bloke". the - - -?---That was the words he said, "You

Yes. Did he say anything about that, the detail of it, how it happened, who else was

involved, the like?---He went on to say that
he done a favour for a couple of blokes in
Melbourne by the name of Dennis Allen and
Georgy Staehr.
HIS HONOUR:  And George - - -?---Georgy Staehr
or Stir.  I am not sure of the spelling.

Yes?---And I said to Roy, I said, "You are talking to Georgy Staehr that we met at

Parramatta", and he said, "Yeah, that bloke".
Pollitt(2) 88 13/11/91
MR WALMSLEY:  Yes, did he mention anything

about Staehr and Alan and their involvement in

drugs in Melbourne?---Yes, he said they are

pretty big in the drugs down in Melbourne.

Did he say to you words to this effect, that when he was recently, at the time when he was down in Melbourne, they were looking after him, and that they asked him to do something

to this bloke?---Yes, that's correct.

What was it that they asked him to do?---They asked him to kill a person by the name of

Alan Williams.

Did he say to you whether he was given any

help or information to assist him in that

regard?---Yeah, he said he was with another

young bloke.

Yes?--~From memory he didn't mention his name.

Did he mention anything about being shown anything prior?---He said, he was given a

photograph of Alan, a description of a vehicle

that he believed Allen was getting around in.

Yes. Yes. When you say a description of the
vehicle that Alan was getting around in, there

might be some confusion here, are you there

talking about Dennis Allen or the Alan

Williams?---The Alan Williams, yes.

Now, did he say anything to you about what he and the, I think, you mentioned the young

bloke, did?---He said that they went to an

address he was given, and a car drove in

fitting the description that he had been

priorly given, and that a man got out of that

vehicle, and that a short conversation took

place and from memory not Roy, but the bloke

that was shot supposed to have said, "Oh I am

not the bloke you are looking for", or words

to that effect. And Roy then said, "Oh, I

shot him anyway".

Did he say to you how many times he shot

him?---No, he didn't go in to any details

about how times he shot him.

Did he say to you anything about discovery

after the event, about the identity of the

person?---Yes, he said that he found out

sometime afterwards that he had shot the wrong

bloke.

Pollitt(2) 89 13/11/91

That is effectively the extent of the confession to Denning. It is instructive to look

at the cross-examination of Denning to see what

Pollitt's case was as to what had occurred between him and Denning because, as I indicated to the

Court, there appears to have been no issue that he

spoke to Denning, that he discussed this matter

with him in terms not terribly dissimilar to those which Denning gave, but dissimilar sufficiently to

have them characterized as not a confession.

At page 280, I think it is Mr Ross who is

cross-examining Denning, and he cross-examines him

about the fact that they were both in the Goulburn gaol together and that the records would show that.

He then puts at line 23:

During the time when you spoke one with the

other, didn't he just say to you, "Look, I

understand that I am wanted over a case in

Victoria in which the allegations against me

are the following", didn't he say that to

you?---No, he didn't.

If he did, you don't remember it, or didn't

hear it, is that it?---No, he definitely
didn't say it.

He didn't say it?---I know the way he said it, and it's like I explained to the jury this

morning.

You say, do you, that from your memory, going

back now -

et cetera. There are questions of jogging memories

and -

No, I can't recall reading anything about it.

And you say, do you, that you are certain in

way of explanation, "This is what they're your own mind that Mr Pollitt didn't say, by alleging against me"?---No, he definitely
didn't say those words.

On the next page on 282, line 16, a further

proposition is put to Denning:

Wasn't this said, that Mr Pollitt said to you,

"If Dennis Allen's involved, maybe Kath

Pettingill will give evidence about it?---No,

that's not the words - - -

The intervening passage was a description of here somewhere is it was Dennis Allen's mother -

Pollitt(2) 90 13/11/91

had given evidence on other occasions in other

murder trials that her son confessed - Dennis Allen

is dead - I think the Court appreciated that from

the material. Dennis Allen died of natural causes

some time between 1984 and - he died in 1987.
Before he died there had been at least, I think,

two trials where Pettingill has given evidence that

he confessed to the particular murder on his

deathbed, and that is what this is directed to.

Now they are the suggestions put by counsel for Pollitt to Denning. In Pollitt's unsworn

statement, which for relevant purposes is at

page 332 in the same volume; it starts at 332 and

at 335 the accused, in a very short passage, one

paragraph, speaks of this conversation with

Denning, at about line 18:

Anyway, I told Ray Denning about what I was

doing, what I thought the allegations were

against me. I might have mentioned Kathleen

Pettingill's name, but I cannot have said more about it than I knew, and that was no more

than anybody knew. That is as much as I can

tell you.

Mr Richter suggested that what ought to be

sought, and what the judge ought to have said to

the jury about Denning's evidence was that they

ought to have looked for some corroboration, not of

the substance of the confession that Denning heard

but of the fact that the confession was made. Now

there is no corroboration of the fact that the

confession was made, but there is certainly that

evidence that it was never other than Pollitt's

case that he had discussed the matter with Denning,

even if not agreeing that he had confessed to the

crime. In our submission the proposition is put in

cross-examination to the effect that "Did he not

say that I was being looked for for this crime or

sought over this crime" can be taken in the

circumstances as being Pollitt's case.

So that whilst there is no corroboration and

one would suggest it would be unlikely that in many

instances in this sort of confession there would be

such corroboration of the confession itself having

been made, at least in this instance there is

evidence of opportunity and further than that there

is evidence of the discussion which - on the same

topic as the confession.

So that, it is not the sort of situation that

one might find where there is a direct conflict as

to whether, in fact, even the parties had a

discussion or were, as occurred with Denning on one

other occasion, whether he was even in the same

Pollitt(2) 91 13/11/91

gaol at the same time. That is not the situation

here, it is slightly different.

Then, I move to the question of, "What is it

that the trial judge ought to have done?". Well,

in our submission, accepting the proposition that

Denning is "a person of bad character" in the way

that that phrase has been used in at least one of

the cases relating to warnings and corroboration
generally, in this instance the trial judge did
all, in our submission, that could possibly have

been required, and if we take the Court to the

passage in His Honour's charge that deals with

that, he deals with it in two places. He deals

with it generally when talking about corroboration
generally at page 362.

Your Honours, I think Mr Richter referred to the same passage and I will not trouble the Court by reading it any further, but he sets out what the

jury must be satisfied of before they can act on

Denning's evidence: two things, one, that what
Denning said was said was, in fact, said, and

secondly, that it was true. He then goes on at

line 23 with the warning that he gives the jury in

what, in our submission, are very careful terms:

As with Jones and Douglas Robinson, who I

shall deal with at a later stage of my charge,

Denning is a person with a long criminal

history. He is a person one would describe as

being of bad character or, as Mr Ross put it,

a tainted person or certainly up to

comparatively recently -

et cetera. He says to:

scrutinise it very carefully •••.• "may" - have motives for not telling the truth •.... wise to

look for independent evidence -

et cetera. Then secondly at page 476 he came back

to the same topic:

As I said to you before, it does not follow

from the fact that a person has criminal

convictions or is generally of bad character

that he will necessarily lie to you,

nevertheless when you are dealing with such a

person you must scrutinize his evidence very

carefully when determining what weight you

attach to it.

So that, in our submission, the direction given by

the trial judge was more than adequate in respect

of Denning's evidence, more than adequate to warn the jury of the dangers of accepting it, and more

Pollitt(2) 92 13/11/91

than adequate to suggest to them that they should

look for independent support for it even if not

corroboration in the legal sense.

Independent support for it, of course, comes from a number of sources which His Honour

identified, and in particular I suppose in this

context, because it is confessional, was the other
confession that is alleged, and that is the

confession made to Curillo over the phone: "Tell

Dennis the job has been done." So that there is a

clear corroboration. There is corroboration even

in the Baskerville sense of the confession to

Denning in that statement of Curillo's.

Further than that, in our submission, there

was no obligation on the trial judge to go. I do

not think Mr Richter went as far as to suggest that

in cases involving people who might be said to be

of bad character or might be tainted witnesses

there should always be a corroboration warning in
the sense that that is presently required in

respect of accomplices. If he did - and it is
suggested to some extent in his written material -

in our submission that is not and ought not to be

the law.

It is not the law and there is no authority

for the proposition, in our submission. And it
ought not to be the law for the very reason which

arose in this case, that there will be occasions,

particularly in cases such as this, where the Crown

case must rely on perhaps a full complement of

witnesses of bad character. And if it were the law

that one witness of such a category could not

corroborate another, convictions in cases such as

this would either be impossible or so difficult to

obtain as to thwart the criminal justice process.

It is sufficient, in our submission, and we do

not seek to submit anything other than that judges

ought to give whatever warning is appropriate,

having regard to the degree of moral turpitude the

jury might find in the particular witness. So that

in a case of someone who has a very, very bad

criminal history, the warning given by the judge

should conunensurately be greater than that where

someone has some other or lesser defect.

In this instance, we would point to the

proposition that trial judges, as a matter of

course, when charging juries on the question of

what evidence they should accept or what evidence

they should reject, should always say to juries

that witnesses may have varying motives for telling

the truth or lying, and it is not simply witnesses

of bad character that have to be scrutinized. And

Pollitt(2) 93 13/11/91

experienced trial judges, certainly in my
experience at least, always point out that when
scrutinizing the evidence of any witness, jurors
should be astute to the possibility that the

witness may have a motive for lying. The phrase

that is used in the cases as having a reason of his

own for telling other than the truth, can apply to

people who are of the most exemplary character and

can apply to people in circumstances where neither

judge nor jury can divine any such motive and where

no such motive appears following cross-examination

or is put or even known, perhaps, to those on the

other .side of the record. So that there are always

situations where witnesses may or may not have

motives for not telling the truth, and in our

submission it is sufficient if the judge tailors

his charge to the degree of danger he perceives in

any particular witness.

So that, in our submission, as the law stands

at the moment, in those cases where an accomplice corroboration warning is not required as a matter of law, but a witness is still a person who might

be said to be of bad character, a careful direction

should be given. We do not submit otherwise, but

we do submit that in this case His Honour went at

least as far as was necessary and probably further.

We would respectfully submit that this Court

ought not, in this case at least, go any further
than deal with the warning which was given by the
trial judge in respect of this matter and that

there is no basis in this case for doing anything
other than holding that the warning was sufficient,

and that to take up the, at least, implicit

suggestion in the applicant's case that the Court

should take the opportunity of dealing with the

giving of evidence by tainted witnesses or courts
dealing with that evidence, in our submission is

not justified on the facts of this case, having

regard to what His Honour said and the way in which

it was dealt with.
If, however, the Court was minded to use this

case as a vehicle for dealing with the issue of
corroboration in a more general sense or the issue
of tainted witnesses or the issue of those

witnesses in respect of whom support should be

sought or corroboration in the legal sense should

be sought then, in our submission, the Court ought

to consider the Canadian position as outlined in

Vetrovec's case.

The proposition in Vetrovec is essentially that which I have been putting, that the trial

judge should in each case assess the circumstances

and deal with the issues as they appear to him to

Pollitt(2) 94 13/11/91

require to be dealt with in the particular case
before him.

So that to use the phrase that appears in a number of the authorities there should be no

attempt by this Court and, indeed, at all to lay

down precise formulae or directions that trial

judges ought to give in respect of particular

categories of persons, it being, in our submission,
impossible to categorize witnesses, other than in

the most general terms and other than in ways which

would make it inappropriate to lump, perhaps, some
with others.

In Vetrovec's case, to which we have referred in our written notes, the Supreme Court of Canada

dealt with the general issue of corroboration in a

way which accords with legislative intervention in

that area in recent times. The legislature in

Victoria has removed compulsory corroboration in sexual offence cases, it has been done elsewhere,

and, in our submission, if, in fact, the Court was

going to look at this issue in more general terms

than the confines of this case, then it ought to do

so in the way Vetrovec suggests, and in the way in

which legislatures have gone alone the same line.

And we refer the Court, in that respect, to

two pieces of extraneous material: the discussion
paper of The Australian Law Reform Commission, a
copy of which I think is with the material that was

filed, a copy of the relevant part of which is the

Interim Report No. 26, and it is chapter 23, and

there the law reform commission deals with the

question of corroboration and the sorts of
witnesses in respect of whom warnings ought to be

given, and opts for a proposition largely along the

lines that I have suggested. The Law Commission in

the United Kingdom in working paper No. 115, again

which material was notified on the list of

authorities, deals with the matter in a not

dissimilar way.

MASON CJ: But you seem to be inviting us now to restate the

principles of corroboration.

MR BONGIORNO:  No, Your Honour. I put those materials only

in the event that it was to that point that this

Court was going to direct itself on this appeal. I
do not invite the Court to take up the issue of
corroboration generally as, in our submission, this
is not an appropriate case in which to do it. If

the Court was against me on that and had decided or

was to decide that it should do so, then I would

commend those materials as being of assistance, and

in particular the judgment of the Supreme Court of

Canada in Vetrovec's case.

Pollitt(2) 95 13/11/91

The last remaining point appears to be a

suggested error by the trial judge as to what

evidence could be corroborative. In our

submission, there was no error in respect of which special leave in this Court ought to be granted on

that score. I do not think there is anything

further we need to put in relation to that.

So far as then generally, Your Honours, the

question of whether there ought to be special leave
in this case, the issue of identification of an

exculpatory nature is not, in our submission, a

matter which requires clarification from this

Court. The principles are, we would submit, easily
applied from the decided cases in respect of
evidence of identification called by the Crown. So far as the question of the alleged hearsay

proposition is concerned, in our submission, Walton

and Benz, assistance from Ratten and such
assistance .from Vocisano as is required, is an

ample statement of the law in that area. So far as

the corroboration point is concerned, as I have

just said, this is not, in our submission, an

appropriate case in which to deal with that, important as some of those matters might be.

So that in our submission, the application for

special leave in this case ought to be refused. In
the event that it is granted, the appeal, in our
submission, ought to be dismissed. If the Court
pleases.

MASON CJ: Thank you, Mr Bongiorno. Yes, Mr Richter?

MR RICHTER: 

There are essentially three or four short points on which we would seek to reply.

In relation to the impugned hearsay evidence, our learned friend contends that there was a

criminal enterprise still on foot, and that is why
the impugned utterances, or the utterances we say
are hearsay, but some of which we complain more
than others, in particular the identification
issue, what we would submit is this: the basis for
the assertion that there is an ongoing criminal
enterprise which is still on foot is, in fact, the
content of the impugned utterances. So, it is very
much, in our submission, a bootstraps argument.
Our learned friend says that there is an ongoing
contractual situation, and he gets that from the
utterances that, we say, are inadmissible in the
first place, and that cannot be correct in that
case, in our submission.

The second matter is that our learned friend,

in respect of the hearsay, says that a jury would

Pollitt(2} 96 13/11/91

not have used the evidence and, therefore, there is

no miscarriage because the judge told them not to

use it against the accused. What that leaves open

is that they used it as corroboration of Jones, or

of Denning, and that is not excluded and cannot be

excluded. That would not be direct use of it

against the accused but, in the circumstances,

assuming they abided His Honour's direction, one

cannot say they did not use it as corroborative of

Jones or of Denning, for that matter, and thereby

indirectly it affected the position. So that, in

our respectful submission, it cannot be asserted

that there was no miscarriage of justice.

The third matter in relation to the hearsay

was the second basis on which our learned friend

sought to argue that the matter is admissible, and

that is the basis of the contemporaneity of the
statement which makes it admissible as part of the
res gestae, and he relied very heavily on the

notion of "no time to concoct". The fact is, the

first time that that utterance was related to

anyone was three years after the event, if not

more, although it purported to relate to the time

and in terms of the very opportunity to concoct, it

goes against the assertion that it ought to be

treated as part of any res gestae. It would have

been different if it had come from a different

source, possibly different, for the purposes of

argument, had it come from someone who had nothing

to do with it, an innocent bystander who hears

Allen utter it, utter those words, and then relates

them immediately.

That would still not have overcome the problem

of whether or not it is part of the res gestae


because the question would still then be, "What is

the res that we're concerned with?", and, in our

submission, we are concerned with the killing. The

notion of the ongoing contract really emerges from

the impugned utterances and the res gestae is the

killing.

Finally, we go to the first matters that we

argued in relation to exculpatory identification.

Our learned friend submits that an i-q.ntification

caution would, as a matter of law because of

Alexander and Davies & Cody and the like, be

necessary in any case where identification is in

issue.

We would say that first of all it would not,

and an example of a case where it would not is the

pure example that we give of an allegation that

someone has been murdered. He is missing, and

there is a reported sighting of that person two

weeks later. In terms of the sort of cautions and

Pollitt(2) 97 13/11/91

directions that Alexander, Burchielli, Davies &

Cody and all those cases required, they would not have to be given at all. What a judge may say, and

in our respectful submission, would not be required

to say as a matter of law, is, "Be careful when you

are considering that evidence because, as you know,

people make mistakes about identification. But the

fact is it is not being tendered here to show

guilt. So you do not have to accept it beyond
reasonable doubt. The Crown has to show beyond

reasonable doubt that it cannot be true." And to

that extent, the judgment of Mr Justice Cummins is,

in fact, both accurate and inaccurate in some

senses, where he says at the bottom of page 558:

That character inheres in identification

evidence regardless of which party adduces it
or which party relies upon it. I consider
that the relevance of the source or use of
identification evidence goes not to the giving
of instruction but rather to the differential
standard to be applied in considering that

evidence.

The fact is that the identification evidence, in

some cases, need not draw a caution. What

Mr Justice Cummins, in fact, is saying is, the

precise proposition that we put to this Court. He
is, in fact, adumbrating the proposition that we
put to the Court, when he says that the judge:

would have been entitled to have given the

jury specific instruction in relation to the

identification evidence of Leonie Simpson.

But says that:

He did not.

"Nevertheless, that does not lead to error". We

say, in our respectful submission, that he had to,

given the nature of the case that was put up

against the applicant. If the Court pleases.

MASON CJ: Yes, thank you Mr Richter. The Court will take a

short adjournment in order to consider the course

it will take in this matter.

AT 4.10 PM SHORT ADJOURNMENT

Pollitt(2) 98 13/11/91

UPON RESUMING AT 4.35 PM:

MASON CJ: The Court refuses the application for special

leave to appeal so far as it relates to the first

and second points in the applicant's outline of

submissions. The Court does so by majority on the

first point, and unanimously on the second point.

The first point on which the applicant seeks

special leave to appeal is that the trial judge's

directions with respect to the frailty of

Mrs Simpson's exculpatory evidence that Darby was

the person who shot the deceased undermine the onus

of proof and that the trial judge should have

specifically instructed the jury that Mrs Simpson's

evidence of identification of Darby was capable of

raising a reasonable doubt.

However, His Honour's instructions did not

exclude that matter from the jury's consideration.

Moreover, the trial judge gave some emphasis to the case for the applicant when he told the jury that

counsel had reminded them "of the fact that within hours of the murder occurring, Leonie Simpson gave

a description of the man responsible and that
description could not possibly be a description of
the accused man, and if you are prepared to accept
her description, a description which he put to you

must be indelibly impressed in her mind, then this man is not guilty and your verdict would be one of

acquittal".

The essential issue in the trial was the

identification of the murderer, and the jury were

clearly directed that the applicant could not be

convicted unless they were satisfied beyond
reasonable doubt that the identification of the
applicant as the murderer was correct. The jury

could not have failed to appreciate the

significance of Mrs Simpson's description of the

murderer and her identification of the photograph

of Darby as the murderer.

Furthermore, no exception to the directions

was taken at the trial. The way in which the

matter was left to the jury may have implications
for the applicant's case as to the reception of
hearsay evidence, but it does not warrant the grant

of special leave to consider it as a discrete

point.

The second point urged by the applicant for

the grant of special leave is that the evidence of

Jennifer Curillo that she recognized the voice of

the applicant as that of the person who telephoned

Pollitt(2) 99 13/11/91

Allen's residence and said, "Tell Dennis the job's

done" was inadmissible and should have been

excluded because no basis was established in the

voir dire for the witness's knowledge of, or

familiarity with, the applicant's voice at the time
when the conversation took place. However, the

witness did have a basis for comparison of the

applicant's voice with that heard over the

telephone, arising from prior conversations,

although not over the telephone, which she had with

the applicant, evidence of such conversations being
given at the trial. Again, this point does not

warrant the grant of special leave.

Otherwise, the Court reserves its judgment on

the application for special leave to appeal.

AT 4.39 PM THE MATTER WAS ADJOURNED SINE DIE

Pollitt(2) 100 13/11/91
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Cases Citing This Decision

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Statutory Material Cited

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R v Adler [2000] NSWCCA 357