Pollard v The Queen
[1992] HCATrans 70
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M53 of 1991 B e t w e e n -
MARK RAYMOND POLLARD
Applicant
and
THE QUEEN
Respondent
Application for special leave
to appeal
MASON CJ DAWSON J GAUDRON J
TRANSCRIPT OF PROCEEDINGS
AT MELBOURNE ON THURSDAY, 12 MARCH 1992, AT 2.13 PM
Copyright in the High Court of Australia
| Pollard | 1 | 12/3/92 |
| MR M. WEINBERG, QC: | May it please the Court, in this matter |
I appear, together with my learned friend,
MR I.G. CRISP, on behalf of the applicant.
(instructed by Simon English)
MR BONGIORNO, QC: If the Court pleases, I appear with my
learned friend, MR N. PAPAS, for the Crown.
(instructed by J. Buckley, Solicitor to the
Director of Public Prosecutions (Victoria))
| MASON CJ: | Mr Weinberg. |
MR WEINBERG: If the Court pleases, I understand that the
Court has been provided with a copy of our outline
of submissions on behalf of the applicant and also with some bound materials which we propose to rely
on. They were supplied to the Court before lunch.
| MASON CJ: | What sort of materials are they? |
| MR WEINBERG: | They contain references to the statutory |
provisions that are in question.
MASON CJ: Yes, we have those materials.
MR WEINBERG: Also, I think, reference to one or two cases.
If Your Honours please, when section 464 was
introduced into the Crimes Act and came into force
in March 1989, it was thought, perhaps
optimistically, that that would be the panacea for the long-running problem of accusations by accused
persons that - - -
MASON CJ: Did not anyone read its provisions?
| MR WEINBERG: | Somebody drafted it, Your Honour, but I |
suppose one could have anticipated that there would
have been new problems created by the relevant
provisions and indeed that has come to pass. But what we say about section 464 as a whole was that
it was plainly designed to ensure that wherever there were facilities available for recording
interviews between police and suspects as, for
example, at all police stations, that those
facilities should be used, and it plainly
contemplated a sanction, that if they were not
used, then any confession or admission resulting
from that breach would be inadmissible, not merely
excluded arguably in the exercise of discretion,
but inadmissible, and the centrepiece for that
proposition was contained in section 464H(l)(d).
If I could invite the Court to examine that. It is
set out at tab 2 of the materials we have provided
to the Court, and it says, in terms, that:
| Pollard | 2 | 12/3/92 |
the confession or admission ..... is
inadmissible as evidence against the person inproceedings for an indictable offence unless -
(d) if the confession or admission was made
during questioning at a place where facilities
were available to conduct an interview, the
questioning and anything said by the person
questions was tape-recorded.
Now, that is the central provision of section 464H
and one of the main purposes of the enactment of
section 464 as a whole. It is plain to see that
paragraphs (c) and (e), which surround
paragraph (d), are designed to deal with situationswhich arise from time to time as, for example, when
one deals with paragraph (c), where a suspect
blurts out a confession before questioning
commences, provision is made for tape-recording any
confirmation of that confession subsequently, and
that is deemed to be sufficient and, again, in
paragraph (e), if the confession or admission
happens to be made at a place where there are no
recording facilities available, once again that
mechanism is available for rendering the confession
or admission admissible provided it is confirmed in
substance subsequently. But what is not provided
for in subsection (1) is this situation where the
police interview a suspect at a place where
recording facilities are available, but do notswitch on the recorder, and then subsequently switch on the recorder, and the question that
initially arose - - -
GAUDRON J: But that is not exactly how it happened, is it,
Mr Weinberg?
| MR WEINBERG: | How it happened in this case? |
GAUDRON J: In this case, yes.
| MR WEINBERG: | No, Your Honour, it is not, but I will come to |
that. What I am endeavouring to do is to set the background to this case, if I may. That is a
situation which was not provided for in
section 464H and problems soon emerged because that
was occurring. The police would conduct what were known as lead-up interviews or preliminary
conversations or preliminary questioning and having
elicited certain answers, sometimes admissions,
they would then switch the recording on for the
purpose of conducting what was known as a formal
record of interview.
The judges of a county court had to deal with
this problem initially and they did so in a manner,
which we say, reflects great credit upon them.
| Pollard | 3 | 12/3/92 |
They interpreted the provisions strictly and
narrowly and said that in those circumstances the
recorded part of the interview could not be
admitted because, what was plainly contemplated by
paragraph (d) was an exclusion of what is, in
essence, a one and indivisible process of
questioning, all taking place at the one place,between the same police officer, the same suspect
and in relation to the same subject-matter. And we had a number of rulings from the county court to
that effect, none of which ever reached the supreme
court for obvious reasons. The confessions were being excluded. Now, what happens next is this case, and this case, we say, has changed that most
salutary practice which was being followed by the
county court until the present situation arose.
The present situation arose in this way: the applicant was taken initially to the Frankston
police station. The Frankston police station is a place where there are recording facilities
available. Interestingly enough, he was not
cautioned at all; he was given no caution of any
kind at the Frankston police station, not even theold pre-section 464C caution; he was never told he
had the right to remain silent by the police
officer who questioned him at that station. No recording was made of that conversation, none at
all. There was an interview which was conducted
over a period of approximately an hour and a half
or more, and during the course of that interview
admissions were made. What happened next was that the applicant was taken to the St Kilda Road police
complex, because the police said they wished to
conduct, not a tape-recorded interview, but a video
interview, with this applicant.
En route, he made a spontaneous statement or
admission which was, in essence, a repetition of
something that he had said earlier at Frankston and
then, when he got to the St Kilda Road police station, he was given what purports to be the section 464C statement of rights, the recorder was
switched on and the conversation was recorded. The trial judge was invited to exclude the recorded conversation at the St Kilda Road police station
and the trial judge held that in effect the process
of questioning was severable; distinct; there weretwo places; it was not a continuous process of questioning; of course there had not been compliance with the statute at Frankston, but the
only consequence of that non-compliance was to
exclude evidence of what was said at Frankston. Ithad no bearing whatever upon the question of whether there had been a statutory compliance for the purpose of admissibility in relation to the
St Kilda Road police complex interview.
| Pollard | 4 | 12/3/92 |
The Court of Criminal Appeal, in essence,
upheld that ruling by the trial judge and we say
that that ruling is simply incapable of being
reconciled with the previous practice which had
prevailed in the county court of - - -
MASON CJ: But that is not the question, is it? The
question is, "What is the proper construction of
the provision?
MR WEINBERG: It is, Your Honour.
| GAUDRON J: | And for that purpose we are dealing with |
admissions rather than a confession, are we?
| MR WEINBERG: | We are dealing with statements that are |
harmful to the accused, Your Honour. Whether one
wants to call them admissions or confessions, they
go a good part of the way towards proving the Crown
case. If Your Honour is suggesting that this is
less than a full confession of guilt, arguably it
is so, but there are damaging admissions made at
Frankston and, in essence, repeated by the
applicant at St Kilda Road and indeed, in thecourse of his record of interview, he refers to his
previous admissions. He says things like, "As I told you before at Frankston this morning", not
surprisingly, we would say, once a person has made
admissions at Frankston to the same police officer
who questions him thereafter, within an hour or two of that. Even if he gets a caution, he is scarcely likely not to repeat the admissions unless he is
told, in effect, that, "You have not done yourself
any harm by what you said previously, it is not
admissible", in effect, "You can make a free and
voluntary choice now to answer questions, but bear
in mind that nothing that you said at Frankston can
be used against you". Without that, or something
like it being said to the accused, it is perfectly obvious, in our submission, that he is very likely
to repeat what he has said on the previous occasion. And that is the very vice, we say, of the decision of the Court of Criminal Appeal in
this case.
It is because the Court of Criminal Appeal
has, in effect, said that this process of
questioning is divisible, that even though it is
the same police officer, asking the same suspect, the same question, at two separate places, within
an hour or so, it is divisible, it is separate.
One can put out of one's mind what occurred at
Frankston. The sanction for that is to exclude what occurred at Frankston but admit what occurred
subsequently at St Kilda Road, in circumstances
where you could not even get that evidence in by
virtue of a process of confirmation, because none
| Pollard | 12/3/92 |
of paragraphs (c), (d) or (e) would permit that
course to be adopted. And there are a number of errors of construction, we submit, that
demonstrate that that is not what this section was
designed to do; it is not what this section, read
in its ordinary and natural sense, does do; it
calls, we say, imperatively for the exclusion
of - - -
| GAUDRON J: | Now, your construction would have it that there |
is only ever one process, the whole of which must
be taped?
| MR WEINBERG: | No, Your Honour. | We do not say there is only |
ever one process. Of course, there are questions of degree. It may be that a person is questioned
at one police station and six months later brought
in at a different police station, questioned by a
different police officer and it might be that in
those circumstances some notion of divisibility or
severance might be applicable but, we say, wherever
the line is drawn, this was one process of
questioning; this was a process of questioning
where a confession or admission was made during
questioning at a place - and we say the word
"place", in paragraph (d), must be read asincluding the word "places"; place or places,
because otherwise it makes a nonsense of the Act
and we rely on the provisions of the Interpretation
of Legislation Act in Victoria, section 37, which
says that wherever one sees the singular, one can
read that as including the plural, provided there
is nothing in the Act to indicate a contrary
intention.
GAUDRON J: But does that not simply come down to a question
of whether there was one interview or more than one
interview, even on your construction?
| MR WEINBERG: | It comes down to the meaning of the word |
"questioning" in paragraph (d), whether there is
one questioning implicit in the term "during questioning"; whether there can be a "during questioning" at two places. If there can be at one place - if, at a police station, the principle the earlier courts laid down which was you cannot just switch the recorder off initially and then an hour later come back and switch it on and thereby
circumvent paragraph (d), we say, why does it makeany difference if you do it at two places?
DAWSON J: Well, is it that the policeman has one interview
and one interview only available to him?
| MR WEINBERG: | No, Your Honour, not at all. | The policeman is |
entitled to question a person under this Act, if
| Pollard | 6 | 12/3/92 |
the person wishes to answer questions, and he can
do it in several places and - - -
| DAWSON J: | As long as he records it. |
| MR WEINBERG: | Yes, as long as each place has recording |
facilities available. Once a person is questioned as a suspect under this Act, we say that
paragraph (d) requires the recorder to be switched
on; none of this nonsense about not switching it on
for the early stages of the questioning; none of
this nonsense about not switching it on at police
station A, because we are going to switch it on at
police station B.
DAWSON J: But there is nothing that precludes him from
questioning a person at a place where there are no
tape-recording facilities?
| MR WEINBERG: | No, Your Honour. |
DAWSON J: | Then the question is ..... that evidence cannot be used unless the confession is confirmed. |
| MR WEINBERG: | No, Your Honour, that is so. |
| DAWSON J: | And if that is a separate questioning, then it |
will not affect a subsequent question, will it?
| MR WEINBERG: | It depends, Your Honour, on whether the |
process that we have described earlier, as a
process of taint, operates; a taint process. It is
recognized in other branches of law relating to
confessions. If an inducement is offered to
somebody at point A, and unless that inducement is
removed, it is deemed to continue.
DAWSON J: Well, I am just trying to find out the
ramifications. If a person is questioned at a
place where there are not tape-recording
facilities, and then subsequently he is taken to a
place where there are recording facilities, you say he cannot be questioned at that place in such a way as to get the tape in?
| MR WEINBERG: | I say that he can be, Your Honour, provided he |
is told that what he has said earlier is not
admissible, and I say the basis upon which you can
get the subsequent conversation in, issubsection (2), which is designed to deal with
exceptional circumstances. If an accused person is
told, in terms, "We questioned you back at your
house earlier today; you made certain admissions;
we did not record them: we propose to conduct a
fresh interview now, and I have to tell you thatwhat you have said earlier is not admissible in any
court.", we say that any judge faced, in those
| Pollard | 12/3/92 |
circumstances, with an accused who then answered
questions, would then have available to him to
admit the subsequent conversation, if he thought it
appropriate, subsection (2) which is designed to
deal with that situation.
But subsection (2) could not conceivably be
invoked in circumstances where the police have
deliberately not recorded a conversation which is
an interview, questioning and answer, designed to
elicit admissions, and it eliciting those
admissions, the police have deliberately not used
the recording device - - -
DAWSON J: | You say "deliberately", you might be right, but they are under no obligation to use a |
| tape-recorder - I am not just putting it to you, the Act does not place them under any obligation to use the tape-recording machine if they are not | |
| going to seek to tender any admissions. |
MR WEINBERG: Well, Your Honour, that is the construction
that we resist. What we say is that the Act, read in its entirety and on its ordinary natural
meaning, suggests quite clearly that if they are
conducting an interview at a place where there arerecording facilities available, they should switch
on the recorder. They should not be - - -
| MASON CJ: | But it does not say that. |
| MR WEINBERG: | No, it does not, Your Honour, and we accept |
that it does not say that.
| MASON CJ: | And it seems to me that the problem from your |
point of view is that the Act is directed to
rendering inadmissible a confession or an admission
at a place. Now, the fact is that the admission made at Frankston, although in similar terms to the
admission made in St Kilda, was a particular
admission made at Frankston.
| MR WEINBERG: Yes, Your Honour. | |
MASON CJ: | It is not one admission that is made, as it were, at both places. There are admissions made at each |
| place. | |
| MR WEINBERG: | There are a number of admissions made in any |
interview, Your Honour, that is certainly so.
MASON CJ: That is quite right, but is that not-precisely
the situation to which His directed?
| MR WEINBERG: | Could we respond by not answering |
Your Honour's question immediately, but by asking
this question: if that construction is correct,
| Pollard | 12/3/92 |
then it must follow, in our respectful submission,
that if the police do what they used to do earlieron and may still be doing and, indeed, probably are
doing in the light of this decision, that is,
conducting lead-up interviews; not switching on the
machine; switching it on and switching it off and
having bits of conversations with accused, if that
is what this section contemplates as being
permissible, then all I can say, Your Honours, with
respect, is that Parliament has laboured very long
and hard and produced very little.
MASON CJ: Well, that is not unusual, is it?
| MR WEINBERG: | Your Honour, the Act is to be construed |
purposively. The Act is to be construed in the light of what the mischief was that this provision
was designed to rectify. The construction - - -
MASON CJ: Yes, well I am in favour of purposive
construction, but you see how far that takes you:
it takes you into the exercise that
Chief Justice Young endeavoured to carry out in
this particular case and then you get a provision
that looks very different from these provisions.
| MR WEINBERG: | Your Honour, I understand with respect, I |
think, what Your Honour is moving me towards, but
what I say about that, Your Honour, is this: either
this decision is correct or the other decisions
handed down early on by the county court judges and
by Mr Justice Hampel in the supreme court are
correct. The two cannot really stand, we say.
| GAUDRON J: | Not necessarily, it depends whether you - well they can, can they not, by concentrating on a |
| MR WEINBERG: | Why should that make any difference, with |
respect, Your Honour?
| GAUDRON J: Well, because the statute talks about "a place". | |
| MR WEINBERG: | But the Interpretation of Legislation Act |
tells us that "a place", singular, may be read as
"places" "or places", it tells us that that is the
construction to give to the word "a place", unless
there is something in the Act which specifically
indicates to the contrary. Now, all that we are
saying is, that is an everyday method of
construction, courts do it all the time, singular
includes the plural. Just read in the word "or
places". If you do that you come to exactly the mode of construction that we are seeking to
achieve. Why should it make any difference if the
policeman conducts himself at the one police
station in the way that they were, and we say that
| Pollard | 9 | 12/3/92 |
is inadmissible, that is clearly in breach of the
statute. It leads to all sorts of problems, it
ought to be excluded. And instead of switching the machine on at the same police station, they take
the bloke up the road 100 metres and do it at
another police station. The law would be brought into true disrepute if that were the point of
distinction, in our submission.
Why should that make any difference? What
earthly purpose would that kind of distinction
make? Why should it be read that way? And we say
that this case has been interpreted, in effect, as
overturning those earlier decisions.
DAWSON J: Well, the reason why it should be read that way
is because - I am just putting this to you - the
section really is designed to ensure that when a
confession goes in, it goes in in a recorded form
and that is achieved by the alternative
construction.
MR WEINBERG: But, Your Honour, if that were so then
Your Honour would be saying, in effect, then it is
perfectly consistent with the section to turn the
machine on and off; nothing wrong with that. You
can have one process of questioning. The parts
that go in are the parts that are recorded; the
parts that are excluded are the parts that are notrecorded. Now, if that be so, and on a literal
interpretation of that section, Your Honour may
very well be right, because there is nothing in the
section, in its terms, other than a provision
saying, "Well if you do not record it, you do not
get it in". And if that is so, that means you can conduct your questioning by switching the recorder
on and then switching it off, and then switching it
on and switching it off, and the only sanction is
you lose out on the bits that have not been
recorded. Now, why would Parliament enact a provision designed to achieve that result?
| DAWSON J: | You have concentrated on "place", but do you not |
have to direct some attention to the word
"questioning"? There may be more than one
questioning.
| MR WEINBERG: | Yes, Your Honour. |
| DAWSON J: | So that if you have what you say is one |
questioning, the process, you say, would not be
available.
MR WEINBERG: It is a process of questioning, we say,
Your Honour, and we accept - I think I said in
answer to a question from Your Honour
Justice Gaudron, that there may be circumstances
| Pollard | 10 | 12/3/92 |
where there is not one questioning, but what we say
is, wherever you draw the dividing line, when the
same police officer, if the same man is questioning
this fellow in the same morning, within an hour ortwo, about the same subject -
| DAWSON J: | Can I put it to you: | it is at least open to |
conclude here that there was one questioning at
Frankston and another questioning at St Kilda.
| MR WEINBERG: | Your Honour, the Court of Criminal |
Appeal - - -
DAWSON J: Well, just let me finish and you can answer it
then.
| MR WEINBERG: | I am sorry, Your Honour. |
DAWSON J: That would mean, upon one construction, the
questioning at Frankston was not tape recorded;
there were facilities available, therefore any
confessions made then are not admissible. If it
was a separate questioning at St Kilda; it was
recorded and any confessions are admissible, but
what could not be done was, at St Kilda, they could
not switch on and off the machine, because that was
the one questioning.
| MR WEINBERG: | The one place, Your Honour, certainly - - - |
| DAWSON J: | And the one questioning. |
MR WEINBERG: But, Your Honour, would it be one questioning,
if I put the matter this way, for the police to
question a person at St Kilda for an hour between
nine and 10, and then come back at 11 and continue?
DAWSON J: Well, it may be a matter of degree, but you may
be able to say here that at least the questioning
at Frankston and the questioning at St Kilda, were
two distinct questionings.
| MR WEINBERG: | They were at two distinct places, but they |
were not two distinct questionings within the
section of the Act. Your Honour puts it to me that it is open to say that. Of course it is open to
say that, but we are here seeking special leave,
Your Honour, we are not arguing the appeal. We are saying that the construction that we urge is also
open to be adopted and we say the point is an
important one in the administration of justice,
because this case is being construed, not just to
deal with this situation, that is, the movement of
the accused from one station to another, but also
to deal with the situation where the police turn on
and turn off the tape recorder within a station,
and it turns, as Your Honour very correctly points
| Pollard | 11 | 12/3/92 |
out, upon this notion of questioning and what is meant by questioning. Why can there not, in our
submission, be a single process of questioning,
which takes place at two places?
If a person is being driven in a car and is
being asked questions and answering them, he is
being questioned at many places, but it is a single
process of questioning. To characterize questioning for the purpose of section 464C, in our
submission, one has to have regard to the
subject-matter of the questioning, the person who
is asking the questions and the person who is
answering the questions.
DAWSON J: Well, is your proposition that where a suspect is
interrogated, there is only one questioning?
MR WEINBERG: | No, Your Honour, it is not, because the suspect may be interrogated by different police |
| officers months apart. |
DAWSON J: Where a suspect is interrogated by the one
policeman, there is necessarily, whatever the
intervals of time or references of place, the one
questioning?
MR WEINBERG: | No, Your Honour, it is a question in every case a question of fact, but what the Court of | |
| Criminal Appeal has said is that, as a matter of | ||
| law, if you are questioned by the one police | ||
| officer, asking the same questions, of the same suspect, about the same matters and getting the | ||
| same answering, it is two different questionings | ||
| ||
| say, that is a distinction and a proposition of law which makes very little sense, with great respect to the Court of Criminal Appeal. |
GAUDRON J: Well, do they put it as a matter of law?
| MR WEINBERG: | this case, was indivisible as one that they cannot They say the argument that the questioning, in |
| and do not accept, because, in part at least, there are at different places. | |
| GAUDRON J: | And there was some difference in time. |
| MR WEINBERG: | Yes, it was an hour or two, or three hours |
later, certainly.
GAUDRON J: Yes. Well, that is not an insignificant period
of time, and what your argument would really amount
to is this, is it not: assume there is somebody at
a police station, who is not a suspect, but he
is being questioned and although he is not a
suspect, he confesses, but there is no tape
| Pollard | 12 | 12/3/92 |
recording on, because he is not a suspect. The suspect -
| MR WEINBERG: It is not a problem, Your Honour. | It is not a |
problem, because it may be dealt with, in terms, I may be wrong about this, 464H(c) - - -
GAUDRON J: Well, let us assume you have the facilities
available and they are not switched on, because he
is not a suspect.
| MR WEINBERG: | Your Honour, paragraph (c) operates both when |
facilities are available and when facilities are
not available; it is predicated upon the confession
or admission simply being made before the
commencement of questioning.
| GAUDRON J: | You say questioning arises when the person |
becomes a suspect, do you?
| MR WEINBERG: | Yes, Your Honour, in a relevant sense. That |
is made plain - - -
GAUDRON J: Yes, or perhaps in a case such as the present
when it is thought there is sufficient material to
charge? In a case such as the present - - -
| MR WEINBERG: | Your Honour, it is set out in 464H(l), a |
person is a suspect for these purposes, when he:
(a) was suspected; or
(b) ought reasonably to have been suspected -
of having committed an offence -
GAUDRON J: That does not really deal with the situation.
In a case such as the present, it is not a question
whether he is a suspect or ought reasonably to have
been suspected; it is whether or not it was
suspected or ought reasonably have been suspected
that there was a crime.
| MR WEINBERG: | "Of having committed an offence", to use the |
language of the statute.
GAUDRON J: Well, the issue was consent.
| MR WEINBERG: | But, Your Honour, on any view in this case, |
this man was a suspect. There is no dispute about
that. He had been arrested; he had been taken to Frankston, no dispute about that. No dispute that he was given no caution; no dispute that no
recorder was switched on and no dispute that he was
questioned, I think his name was Mr Minisini, a
senior detective of the rape squad, for the best
part of an hour and a half, that he answered
| Pollard | 13 | 12/3/92 |
questions and that he made the same admissions
later on.
Now, Your Honours, in cases like Duke and
Carr, the impropriety, if one dared use that term
in these proceedings, was far less than what has
happened here. This man has been, I hesitate to
say it, but railroaded. He has made admissions,
without being told he has got any right to silence,let alone the section 464C rights; he has made
those admissions and he has repeated them later on.
Now, he is worse off, in a way, on this
construction, than he would have been under the old
common law rules, the judges rules and the standing
orders. If that is not a perverse result at the
end of the day, then - I am getting into the realmof giving a jury address, Your Honour, I will not
do that.
DAWSON J: That is right, is it? Out of interest,
Mr Weinberg, if he were not cautioned, questioned and made admissions and subsequently was cautioned
and then made the same admissions, the second set
of admissions at common law would not be
admissible?
| MR WEINBERG: | At common law? |
DAWSON J: Is that the position?
| MR WEINBERG: | No, no, Your Honour. | Of course, at common law |
the position was discretion, as far as cautions
were concerned and it still is; that has not been
changed by this Act. There is nothing in this Act
which says that the failure to caution leads to
automatic inadmissibility. What might - - -
| DAWSON J: | No, but even if - well, no, perhaps I will not |
pursue it.
| MR WEINBERG: | I am sorry, Your Honour. | I was simply making |
the point that it was not inadmissible at common
law.
DAWSON J: Well, you are saying he is worse off in this
situation?
MR WEINBERG: Well, Your Honour, there would have been a
pretty fair argument to have this confessional
material excluded, applying the old principles.
The difficulty has the court is focused -
| DAWSON J: | On the basis that it was not voluntary? |
| MR WEINBERG: | Yes. Well, not voluntary, or that the |
discretion ought certainly to have been exercised
in circumstances such as this, but what the court
| Pollard | 14 | 12/3/92 |
has done is to reverse the process by saying,
"This was compliance with the statute, so what was
wrong with it? After all, we are dealing with the
problem by wiping out all that occurred before,
without perceiving that the real problem is that
the man has made ad.missions and repeated the
ad.missions, which anyone is going to do."
Your Honour, I am sounding as though I am
addressing a jury, and I should not do that.
Perhaps I could - - -
| DAWSON J: | Does the judge's discretion still exist? |
| MR WEINBERG: | Yes, Your Honour, it does. Section 464J |
expressly retains all discretions that previously
existed, including the so-called Bunning v Cross
discretion and unfairness and so forth. But,Your Honours, I think I have at least indicated what our point is in relation to 464H.
MASON CJ: Yes, I think you ought to reserve some of your
fire for the next point.
MR WEINBERG: Well, yes, Your Honour, because this one is
just about as bad as the first one, in our
respectful submission. This is a man who has had a
triple breach, if I can put it that way. He has had no caution of any kind at Frankston. He has
then suffered through the failure to record what
has occurred at Frankston and then, worst of all in
some senses, he gets - certainly he gets what the
statute says he should get, in the bare literal
terms of the statute: he is informed of thestatutory rights under section 464C. If I can invite the Court to look at section 464C - - -
| MASON CJ: | Mr Weinberg, let us assume for the moment that |
the Court of Criminal Appeal was wrong in holding
that there was no non-compliance with section 464C,
what then is the consequence? Section 464C does
not render the material inadmissible.
| MR WEINBERG: | No, it does not, Your Honour; it only forms |
the basis for an exercise of discretion, but then,
Your Honour, this man has not had that discretion
exercised, because the trial judge ruled that
section 464C had been complied with and so did the
Court of Criminal Appeal and, Your Honour, we say
this is the non-exercise of a discretion to which
he was entitled and unless the Crown can say, well
the discretion would inevitably been exercised
against the applicant anyway, then we say that is aproper point to raise before this Court, even
though it relates to discretion.
It is an important point, Your Honour, because
these are new rights. For the first time they have
| Pollard | 15 | 12/3/92 |
been enshrined in statute; it is no longer simply a
question of cautioning an accused when he has the
right to remain silent. That is expresslypreserved in another provision of this Act, but
there are new rights. A new regime is part of the balance that has been struck between the police who
have been given greater powers under this statute -
now they can detain for a reasonable time, rather
than six hours - and the balance to that is that
there are new statutory rights created bysection 464C and those rights say, in terms, that
the investigating official, before any questioning
commences:
an investigating official must inform the
person in custody that he or she -
(a) may communicate with or attempt to
communicate with a friend or relative to
inform that person of his or her whereabouts;
and
(b) may communicate with or attempt to
communicate with a legal practitioner -
and then there are some qualifications to that
which are not relevant, and then we are told:
the investigating official must defer the
questioning and investigation for a time that
is reasonable in the circumstances to enablethe person to make, or attempt to make, the
communication.
Those are new rights. They never, so far as we are aware, existed in statutory form before. Some the judges' rules or some of the standing orders had
variance of them, but they did not have the forceof law and they were not precisely in this form.
Here there are enshrined in a statute and they are
mandatory.
Well, Your Honours, we accept that the
applicant was told, in precisely the terms set out
section 464C(a) and (b), that he may communicate
with or attempt to communicate with a friend or
relative and may communicate with or attempt to
communicate with a legal practitioner. That is
what he was told, and then he was asked, "Do you
understand?" And he answered, "Yes." And, the
Court of Criminal Appeal said, "Well that is what
the statute says that the police must do, they must
inform him of those statutory rights." They have
done that in exactly those terms. They have even
gone further, they have asked him, "Do you
understand that?", which is not set out in the
statute, not required, and he has answered, "Yes."
| Pollard | 16 | 12/3/92 |
"What could be more obvious", says the Court of
Criminal Appeal, "than there has been compliance
with the terms of the statute and what is
required?"
| MASON CJ: | Now, Mr Weinberg, can I just take you up on your |
statement earlier that the trial judge considered
the matter on a discretionary basis, but on thefooting that there had been compliance with
section 464C.
| MR WEINBERG: | Yes, Your Honour. |
MASON CJ: Now, is that correct? The reason why I ask the
question is, if you look at page 67, it does not
seem to me to be entirely clear as to what the
trial judge is saying.
| MR WEINBERG: | Page 67, Your Honour, of the application book? |
MASON CJ: Yes. First of all, four lines from the top,
paragraph (6):
The caution at St Kilda Road added nothing and
was pointless.
MR WEINBERG: That is an argument, Your Honour; that is not
His Honour's finding.
| MASON CJ: | And you will see later down - I mean, just |
assuming for the moment that it is only argument as
you say - there is another reference:
A number of points of illegality further lead
to a finding of unfairness -
and then there is again a reference to section 464
under (8). Now, where did the trial judge deal with those considerations?
| MR WEINBERG: | Your Honour, those were in fact submissions, |
they were not findings.
MASON CJ: Yes, I know, but I want to know - - -
MR WEINBERG: | His Honour made findings in relation to section 464H and they appear at page 70 of the |
| application book, Your Honour. All of these | |
| submissions related to section 464H, I should say, | |
| Your Honour. |
MASON CJ: Nothing referred to section 464C?
| MR WEINBERG: | Page 62, Your Honour. | A number of |
arguments - - -
| Pollard | 17 | 12/3/92 |
GAUDRON J: All of this was advanced in argument for the
exercise of a discretion?
| MR WEINBERG: | Your Honour, I cannot say that. | I can |
certainly say that it was - - -
GAUDRON J: It seems to have been treated as such - - -
| MR WEINBERG: | Yes. |
| GAUDRON J: | - - - advanced, first of all, to show that the confession was not or the admissions were not |
MR WEINBERG: I have a feeling, Your Honour, that what might
have occurred is that there was a decision of
His Honour Mr Justice Cummins in a case called
Tchiang, which is included in the material that has
been supplied to the Court. That decision did not
come out until 24 June 1991, which is after this
trial took place and in that case
Mr Justice Cummins ruled that the construction of
section 464C, which I am urging upon this Court,
was the correct construction, so that there had not
been a ruling by a supreme court judge on that
point and Mr Justice Cummins' ruling was not
referred to by the Court of Criminal Appeal in the
present matter but, plainly, the decision - it wasreferred to in court, but it is not in the
judgment. I am told by my friend it was actually drawn to the court's attention, but is not referred
to in the judgment of the court, and it would seem
Your Honours, that I have to say that the specific
point does not seem to have been raised before
His Honour at the trial, although it was taken as a
ground of appeal before the Court of
Criminal Appeal in reliance upon what
Mr Justice Cummins had subsequently held to be the
case. And if the Court is to say to me, "Well that means the point was not raised before the trial
judge initially", I would have to concede that, but
case where it was raised before the Court of I would say in the particular circumstances of this Criminal Appeal and was only brought to light by Mr Justice Cummins' judgment after the trial, and particularly if the Court were minded to grant special leave in relation to the first point - - -
GAUDRON J: But it does seem that the trial judge exercised
his discretion, conscious of the problems with
section 464C.
| MR WEINBERG: | We would say so, Your Honour, because |
His Honour had drawn to his attention some of the
arguments that I have advanced in terms of the
horse having bolted, for example. That is really
what my argument is, that it is too late to - - -
| Pollard | 18 | 12/3/92 |
GAUDRON J: Well, at page 62 there is a reference to:
In breach of section 464A(3) and 464C -
MR WEINBERG: That is at Frankston, Your Honour, as I read it. That is a submission that was made, because,
in fact, there was a caution given at St Kilda Road
in the precise formal terms set out in
section 464C. But that seems to be the history of the matter, Your Honours, that this precise point
does not seem to have been raised in that way
before the judge at first instance, but a lot of
the arguments that are being applied here were
taken on the basis of - for example, paragraph (v)
is set out at page 62:
The later giving of the caution at St Kilda
Road was pointless. A shutting of the gate
after the horse has bolted, that is to say,
once tainted forever tainted ..... manner and
method of questioning at St Kilda Road -
there were a lot of general points going to the
exercise of discretion which ought to have lead to
the exclusion of the recorded interview and,
indeed, at page 223 - that reminds me - there is
one point that was specifically taken, which is a
curious one, it may have some merit, and it is
this, the statute says that what was said at
Frankston is inadmissible, but what the accused has
done, in answer to the questions is, in effect, to
recite what was said at Frankston, by answering the
questions, as I told you before. So that the statute arguably requires what was said later to be
excluded because it incorporates what was said
earlier.
I can keep thinking of arguments on my feet,
Your Honour. I do not whether that assists.
MASON CJ: That may be a good reason for refusing special
leave to appeal.
| MR WEINBERG: | Your Honours, we would have said not, with |
respect. It is reason for commending counsel for
deftness and ingenuity on their feet.
MASON CJ: But there is a difficult about this particular
point, is there not, when it was not raised before
the trial judge and therefore one could not have
expected him in the circumstances to have exercised
his discretion, having regard to it.
| MR WEINBERG: | Your Honour, it was raised before the Court of |
Criminal Appeal and the Court of Criminal Appeal
has given a judgment on the matter and that
judgment stands as the law in this State and it is
| Pollard | 19 | 12/3/92 |
a point of very great importance, we would say,
because this regime applies to every form of
questioning every day and if the court is wrong as
to what is required that is a matter that ought
urgently to be attended to by this Court and,
furthermore, if the court is wrong, the Court of
Criminal Appeal, we say that it is inconceivable
the discretion would not have been exercised
favourably to this man in these circumstances.
DAWSON J: It may have been raised before the trial judge.
If you look at page 64, at least, he sets out - - -
| MR WEINBERG: | I hope Your Honour is right. |
| DAWSON J: | You cannot say from what appears there but - |
| MR WEINBERG: | My learned friend, Mr Bongiorno, suggests that |
the answer lies at page 59, Your Honours, where,
after setting out in the middle paragraph the
history of the matter - yes, Your Honours:
The accused was not given a caution by
Minisini before questioning took place in the
interview room at Frankston CIB; nor was he
invited, permitted or even appraised of his
rights to communicate with a family friend or
lawyer. Although the Frankston CIB officers
had the capacity to tape-record the
conversations between the accused andMinisini, no such tape-recording was effected.
Consequently, the conversation, admissions and
denials that were mentioned in that interview
room are not recorded in any way whatsoever.
Indeed, notes taken by Minisini at the time
have not been able to be found, and the
memories of O'Loughlin -
I should say Minisini was not called at the trial.
| DAWSON J: | So that in the exercise of his discretion, the |
trial judge took into account the fact that he was
not given the opportunity to consult with a legal practitioner - - -
| MR WEINBERG: | At Frankston, Your Honour, it would seem. |
| DAWSON J: | I see. |
MR WEINBERG: | The next paragraph says this - my learned friend, Mr Bongiorno, suggests I read it: |
It is in the background of these facts
and circumstances that Mr Punshon submits that
the videoed record of interview is
inadmissible. He makes his submissions on a number of bases: namely, one, illegality,
| Pollard | 20 | 12/3/92 |
that the conversations which took place at the
Frankston CIB were not tape-recorded,
notwithstanding that those conversations took
place at a facility where tape-recording
devices were available. In these
circumstances, the whole of the conversations
between Minisini and the accused at Frankston
CIB are inadmissible by reasons of the provisions of s 464H of the Crimes Act.
Mr Adams does not dispute this
assertion ..... Mr Punshon submits, however,
that because Minisini clearly obtained
valuable information from the accused as to
his admissions and denials regarding the
allegations of the prosecutrix, and further, a
valuable insight into the personality of the
accused -
and so forth. Your Honour, I cannot say that the
point precisely was taken before the trial judge.
DAWSON J: It does seem to be referring to the
Frankston there.
| MR WEINBERG: | It does, Your Honour, yes. | But we do press, |
in our submission, that the matter was raised
before the Court of Criminal Appeal and fully
considered by the court.
MASON CJ: Yes, that point has been registered.
MR WEINBERG: If Your Honour pleases. Could we just say why
we say the decision of the Court of Criminal Appeal
was wrong? We say it was wrong because, in our submission, to tell an accused person that he has
the right to communicate with a friend or relative,
to inform that person of his or her whereabouts
immediately prior to launching into questioning,
does not suggest to the person that the person may
exercise that right there and then.
It is properly capable of being understood as
a right that he may exercise at some point after
the questioning or at some point during the
questioning or at some indeterminate point, in the
same way in relation to communication with a legal
practitioner. To tell an ordinary person who has been arrested that he may communicate with a legal
practitioner does not tell the person anything ofthe content of the right which we say is contained
within the last paragraph of section 464C(l),
because that section creates more than a right to
be informed, it creates the right, we say, on the
part of the person being interrogated to have the
investigating official defer the questioning andinvestigation.
| Pollard | 21 | 12/3/92 |
They are ambiguously stated rights. The mere
fact that an accused says, "I understand that does
not mean a thing", and other jurisdictions which
have similar regimes of rights such as these haverecognized just that point, concluding, as we point
out in our outline of submissions that in England,
PACE, the Police and Criminal Evidence Act of 1984,
had precisely this kind of regime and the codes of
practice under it had to be amended precisely
because the ambiguity was understood and people are
now told these are rights that they can exercise
immediately before they are questioned. If that is
not done these rights are not worth a penny. It is
as simple as that. That is our point and that isour application. If the Court pleases.
MASON CJ: Yes, Mr Bongiorno.
| MR BONGIORNO: | To take the matter in the order that my |
learned friend did, in our submission, section 464H
is a section which goes to the admissibility of
evidence which is sought to be tendered, not to the
questioning of suspects.
The section commences with the assertion that:
Subject to sub-section (2), evidence of a
confession or admission made to an
investigating official by a person ..... is
inadmissible ..... unless -
certain conditions are fulfilled.
In our submission, the section does not deal
with the substantive law relating to the
questioning of suspects; it deals with the
admissibility of certain evidence that the Crown
might wish to lead. So that if the section is not
complied with, the penalty against the prosecution
is inadmissibility. It is not a section which lays
down the way in which suspects must be
interrogated.
| MASON CJ: In other words, you are supporting the |
construction of the Court of Criminal Appeal?
| MR BONGIORNO: | Yes. |
| MASON CJ: | Now, do you want to add anything in support of |
their construction?
| MR BONGIORNO: | I think not, Your Honours. | No, I do not, |
with respect, Your Honour.
| MASON CJ: | We are aware of what the Court of Criminal Appeal |
said. We understand the point of view they are
| Pollard | 22 | 12/3/92 |
urging. Now it is a matter whether you can add to that.
| MR BONGIORNO: | I think not. |
| GAUDRON J: | Did you understand the Court of Criminal Appeal |
to be saying that every time there was a difference
in time, as it were, there is a time delay, there
were two questions?
| MR BONGIORNO: | In our submission, what the Court of Criminal |
Appeal was saying about section 464H was that in
the circumstances of this case there was a
questioning at St Kilda Road in respect of which
section 464H was complied with and that that
questioning was separate and distinct in this
instance from the questioning at Frankston, and
left open the question as to whether in some other
circumstances, if questioning, as my learned friend
argued, was carried out at the one place, at the
one time with the machine being turned on and off,
there may well be - - -
MASON CJ: It might be a continuous question.
MR BONGIORNO: It might be a continuous question. It might
be a completely different question. But in this
point that arises is whether the questioning at
instance and on the facts of this case, the only admissible by virtue of there having been
compliance with section 464H and the court found,
as did the trial judge, that there was.There is nothing more that I can add to the
way in which it has been expressed by the joint
judgment of Their Honours in the Court of Criminal
Appeal on that point.
| MASON CJ: | What about the second point? |
MR BONGIORNO:
The section 464C point, in our submission,
again, I respectfully adopt the arguments that are
set out in the joint judgment of the Court of
Criminal Appeal.
MASON CJ: But what if we take the view against you, the
Court of Appeal's construction of 464C(l) is
incorrect, what do you then say?
| MR BONGIORNO: | Then, if the construction required the |
investigator to do more than he did in this case,
one gets back to the question of the discretion
which is retained by section 464J. So that the
question of the admissibility of that evidence then
falls for decision by the trial judge on the basis
| Pollard | 23 | 12/3/92 |
of a discretionary exclusion, either on the basis of Bunning v Cross or on the basis of unfairness.
In this case, and given the ruling of the
trial judge and the canvassing that he made of the
issues and the way in which he approached the
matter, in our submission, there would be no basisfor a special leave point arising out of that, even
if this Court were of the view that the
construction placed on the matter was unduly narrow
by the Court of Criminal Appeal.
GAUDRON J: Is that a correct statement at page 93? There
is a reference to the Cleland discretion and it is
said:
the learned trial judge does not appear to
have been invited to exclude the video tape on
that ground - - -
| MR BONGIORNO: | I am sorry, Your Honour. | Did Your Honour say |
93?
GAUDRON J: Yes, I did.
| MR BONGIORNO: | Yes, I have got it, thank you. |
GAUDRON J: His Honour the trial judge seems to have
considered unfairness fairly comprehensively in
relation to the arguments that were put.
| MR BONGIORNO: | Yes. | There was no argument upon that either |
before the trial judge or, indeed, before the Court
of Criminal Appeal. There is certainly no argument
on the question of - I take it that Your Honour is
referring to the exclusionary ground based upon the
deterrent effect of exclusion upon investigatory
authorities. That was not argued - it would appear
not to have been argued before the trial judge and
it was not argued before the Court of Criminal
Appeal. It is simply referred to there. What was argued was the - - -
| GAUDRON J: | The general unfairness. |
| MR BONGIORNO: | - - - the more general proposition that |
Bunning v Cross might have required the exercise of
a discretion in favour of the accused but there was
no reference to the deterrence head of exclusion,
if that is what it might properly be called. I should also say my learned friend made something in
his argument of there not having been a caution at point of arrest, not that I think anything turns on
it so far as the argument is concerned.
| Pollard | 24 | 12/3/92 |
| MASON CJ: | Mr Bongiorno, can we come back to that sentence |
identified by Justice Gaudron a moment ago. It
does seem, does it not, that although the
submission was made of non-compliance with 464C(l)
at Frankston, that such a submission was not made
in relation to St Kilda.
MR BONGIORNO: Before the trial judge?
MASON CJ: Yes.
| MR BONGIORNO: | I think that is right, Your Honour, yes. |
Indeed, I would not even concede that it was made in those terms at Frankston, if one looks at what
the trial judge said in his ruling.
MASON CJ: That may be correct but, certainly, so far as
St Kilda is concerned, there is nothing to suggest
that such a submission was made to the trial judge,
ie non-compliance with 464C(l), leading to
illegality.
| MR BONGIORNO: | Yes, it appears not on a reading of his |
ruling and I am unable - certainly it was raised in
the Full Court, section 464C, at St Kilda Road but
I have no recollection of whether any argument was
addressed there as to it not having been raised in
the court below; I just cannot remember.
MASON CJ: Well now, what do you say about Mr Weinberg's
submission that, leaving aside the absence of an
appropriate submission at the trial on this point,
we are now confronted with what may be an incorrect
interpretation of section 464C(l) by the Court of
Criminal Appeal that is obviously going to be followed in other cases?
| MR BONGIORNO: | Yes. Well, if Your Honours came to that |
view, I could not argue that that was not a special
leave point. If, in fact, the Court took the view
that the Court of Criminal Appeal was arguably
wrong, given that that now represents the law in this State until it is reversed either by this
Court or reconsidered by the Court of
Criminal Appeal - - -
MASON CJ: Yes. There is an obvious difficulty in our
saying on a special leave application that the
Court of Criminal Appeal may be arguably wrong on
that point, without going on in an appeal to
express our view about it.
| MR BONGIORNO: | Yes, well that is - yes. |
| MASON CJ: | I mean, if you look at the position that the |
Court of Criminal Appeal is in, if we say an
interpretation is arguably wrong or there is force
| Pollard | 25 | 12/3/92 |
in a contrary argument, what does the Court of
Criminal Appeal do when the matter arises before it
again, because it has not got a concluded view from
this Court?
| MR BONGIORNO: | Yes, I see the point Your Honour is making. |
I suppose that might often arise in this sort of
situation where an argument is put. It would be
our submission, of course, that the Court of
Criminal Appeal is clearly right, so we would not concede that, but I see the force of what
Your Honour says, so far as Act creating the vehicle by which the matter might be examined by
this Court. I do not think as I stand here that I can see any cogent answer to what Your Honour has
put.
I do not think there is anything further,
unless there is any specific matter that is not set
out in our summary of argument, which I have
virtually ignored in the course of dealing with my
friend's submissions. Perhaps so far as - yes,
well, having regard to the way the argument has
gone, paragraph 5 of our argument is probably of
not much concern now, and so far as section 464H isconcerned, I think I have said everything that can
be said on behalf of the Crown. If the Court pleases.
| MASON CJ: | Thank you, Mr Bongiorno. | Do you have anything in |
reply, Mr Weinberg.
| MR WEINBERG: | I do not think I could add anything, |
Your Honours.
| MASON CJ: | The Court will take a short adjournment in order |
to consider this matter.
AT 3.10 PM SHORT ADJOURNMENT
| UPON RESUMING AT 3.12 PM: | |
| MASON CJ: | The Court has come to the conclusion that this |
application should be referred for consideration by
a Full Bench of the Court consisting of five or
seven Justices, and the parties should be prepared,
when the matter is listed, to argue the substance
of the case.
AT 3.13 PM THE MATTER WAS ADJOURNED SINE DIE
| Pollard | 26 | 12/3/92 |
Key Legal Topics
Areas of Law
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Criminal Law
-
Evidence
-
Statutory Interpretation
Legal Concepts
-
Charge
-
Sentencing
-
Statutory Construction
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Appeal
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