Plenty & ANor v Munt
[1988] HCATrans 188
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A31 of 1985 B e t w e e n -
SYDNEY GRAHAM PLENTY and
DEANNE PLENTY
Applicants
and
DAVID CRANSTON MUNT
Respondent
Application for special
leave to appeal
MASON CJ
WILSON J
BRENNAN J
| Plenty(6) |
TRANSCRIPT OF PROCEEDINGS
AT ADELAIDE ON FRIDAY, 26 AUGUST 1988, AT 2.32 PM:
Copyright in the High Court of Australia
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MR D. SMITH: If Your Honours please, I appear for the respondent.
(instructed by Aldermans)
| MASON CJ: | Yes, Mr Plenty. |
| MR S.G. PLENTY: | I refer to our application file:ilast week, |
Your Honour, in which we are seeking, in paragraph 1,
the inconsistency of section 78 of the
JUDICIARY ACT and Order 69A rule 11 of the
High Court Rule of Australia which is my first
submission, Your Honour.
| MASON CJ: | Yes. | Your problem there, Mr Plenty, is that |
the Court has already, as it were, ruled against
this point in its decision in COLLINS' case.
Are you familiar with that?
| MR PLENTY: | Yes, Your Honour, I have a copy of that here |
and it would be on that basis, as I said, Your Honour,
that I would perhaps present some distinguishing factors on that in the first instance, if I may.
| MASON CJ: | But how can you distinguish n::? The rule was in |
virtually identical terms.
| MR PLENTY: | I believe, Your Honour, that it would be made |
under different circumstances. If I may just,
perhaps, only just take a few minutes, as I said,
in going through some of the distinguishing
factors on it, in the first instance, if I may.
I do not know whether I have given the authorities
on it. We have authorities here, if Your Honours would accept, on COLLINS' case.
| MASON CJ: | They a-e copies of COLLINS' case,are they? | ||
| MR PLENTY: | Yes. | ||
| MASON CJ: |
|
got the volume of the Conmionwealth Law Reports,
so you need not trouble about that. Yes, Mr Plenty.
| MR PLENTY: | Our argument on this is that the intent of |
the legislators of section 78 was that personal
litigants should be given the right to represent
themselves before this Court, including an
application seeking leave or special leave
to appeal. The COLLINS' case has ruled, on page 150, under "Held", the first point there:
an applicant for special leave is not a party
withins 78 of the JUDICIARY ACT.
The reason there is given in the second paragraph
in which this is found, at page 151:
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| Plenty(6) |
In the ordinary course of litigation,
criminal or civil, it is considered that
a party to proceedings should have the right
to present his own case. But an applicart for leave or special leave to appeal is not in
the ordinary course of litigation.
We contend that a litigant is a party because,
one,the definition of a party or parties in
Order 1 rule 5 of the High Court Rules includes
the plaintiff and the defendant. At page 3
of the High Court Rules:
"party" and "parties" include as well as
the plaintiff and defendant -
(a) a person not originally a party against whom a counter-claim is set up or who has
been served with notice to appear under any
of these Rules.
So the principle of what I am saying there is
that a party there is always a party to an action
and is not capable of omission. My second point
is that the application for leave is either the
plaintiff or the defendant. Three, seeking leave
to appeal is a part of the law and the rule
therefore is not something that can be avoided.Four, so to seek leave or special leave is a part
of litigation, it is something that must be done
in the ordinary lawful course of events within
litigation. It is the party to the litigation
that decides whether to seek the leave or not.
Counsel is only acting under the party's instructions,
it is not the counsel's name that the application
is taken under it, it is the party's name.
It is the parties to the litigation that actually is responsible for the application and,
in fact, there is nothing whatsoever to stop
the party applying from doing his own paper work
or documentation and filing it into the court,
which we have done in this case. Therefore, there is no reason why the party cannot make its own application in person to the Full Court. We say that this rule is inequitable because if you are going to maintain the rule, and the law must be made to compel solicitors to act, which
at the present time they are not, otherwise there are no safeeuards for the parties to an action to be able to put their case before the highest court in our land and, as such, the course ot justice is defeated and natural justice and equity are defeated.
Lord Hewart had it right in 1923 in the
case of REX V SUSSEX JUSTICES EX PARTE McCARTHY,
(1924) 1 KB at page 259. I quote at page 259.
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| Plenty(6) |
| MASON CJ: | Mr Plenty, it may be possible for us to short cut |
this, if I ask Mr Smith a question. Mr Smith,
do you have any material to contest the statementmade in paragraph 8 of the applicant's affidavit,
sworn on 18 August, in which they say:
We have made what we believe, to be all
reasonable endeavours to be legally
represented, however, for reasons outside
of our control, we are unable to achieve
this.
| MR SMITH: | Your Honour, the respondent has no material |
that could test whether Mr Plenty has made
"reasonable endeavours". The respondent could only say that Mr Plenty, for a considerable time,
has known of the requirement of the rule and
I have an affidavit which I can place before the
Court showing, in effect, that both Mr and Mrs Plenty
were aware, soon lodging this motion for an
application for special leave, that counsel was
required.
| MASON CJ: | Yes. | But that really is not the relevant point |
at this stage. The real question is whether or
not there is any basis on which their claim in
that they have made "all reasonable endeavours to
be legally represented" but have been "unable
to achieve" legal representation is correct or
otherwise?
| MR SMITH: | I could not offer anything to the Court on |
that, sir.
| MASON CJ: | No. | Well, in those circumstances it may be |
that the Court should proceed on the footing
that they have not been able to obtain legal
representations and that in those circumstances
they should be permitted to present the case
themselves.
| MR SMITH: | Yes. | Your Honour, I would not argue against |
that. The respondent in particular is hopeful
of some finality in this matter today, and that
would be a way of achieving it.
| MASON CJ: | Yes. | You would support them being allowed to |
represent themselves?
| MR SMITH: | I would support the Court, Your Honour. |
| MASON CJ: | Mr Plenty, in the light of the fact the |
respondent supports your application that you
be permitted to present the application to the
Court, and having regard to the material that is
contained in paragraph 8 of your affidavit, sworn
on 18 August, the Court considers that there
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| Plenty(6) |
are special circumstances in this case in which
it would be appropriate for us to allow you topresent the application.
| MR PLENTY: | Yes, Your Honour. |
| MASON CJ: | So that you need not direct any further attention |
to Order 69A and section 78 of the JUDICIARY ACT.
So that brings you to your special leave application.
| MR PLENTY: | Yes. | I would refer Your Honours to paragaph 9 |
of our affidavit of the 18th.
| WILSON J: | The one sworn on 18 August? |
| MR PLENTY: | Yes, Your Honour. What I am, at this stage, asking |
for, as I said, is if leave is granted I am seeking
a stay of proceedings at this stage in that I
would now seek the time to be able to - I am not
ready to proceed at this pod:.nt in time. I have not been able to simply take it for granted
that the leave would be given. We have only come under grace to seek the situation and I would
be asking for a stay of proceedings in order
that authorities and necessary material could
be placed before the Court.
| MASON CJ: | The matter has been placed in the list today, |
Mr Plenty, on the footing that it was to proceed.
| MR PLENTY: | Well, we did not know that, Your Honour, as I |
said, until last week, or had any notification
of this situation and we have placed our predicament
before this Court and we have not been able to
assume that the matter - we are not aware that the
matter was to proceed. : L'f:,we could not do it ourselves then we were defeated and I have not
been able to address the question of proceeding if authorities have not been placed before the Court.
I think there may be certain other relevant material that would need to be placed before the
Court and I would seek a stay, at the Court's
discretion, wherever that be required, to attend
anywhere that Your Honours would direct for us
to appear. I am just not in a position to proceed, Your Honour.
MASON CJ: | But, Mr Plenty, I would have thought all the relevant materials with respect to the question | |
| whether you ought to be granted special leave | ||
| ||
| the judgments of the courts below and normally | ||
| we do not go beyond what is contained in the judgments in the courts below in deciding whether | ||
| we will grant special leave or no. |
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| Plenty(6) |
| MR PLENTY: | Well, I think, Your Honour, we are perhaps at |
the disadvantage, as I said, where we are not
considered to be officers of the Court and therefore,
perhaps in some cases, we would possibly like topresent factual material in limited form to the
Court to demonstrate the facts that would be
necessary.
| MASON CJ: | But the relevant findings of fact must be |
contained in the judgments of the courts below?
| MR PLENTY: | Well, I am just not in a position to proceed |
at this stage. We have only come under grace, as I said, before the Court seeking against the law
the grace of this Court that we could have an
audience before the Court, and I have not presumed
upon that aspect of law in presenting authority
or any basis for the argument itself. I can only throw myself, once again, on the graces of the
Court in granting a stay of proceedings for us
to be able to prepare for our argument and
presenting the authority and whatever material
we deem the Court would need to have before itin the presentation of whether leave is to be
given or not, Your Honour.
| MASON CJ: | But there has been a very long delay since |
judgments were delivered by the Full Court in this
matter. It is now over two years.
| MR PLENTY: | Yes, that side of it is not in dispute, of course. |
| MASON CJ: | The respondent is entitled to some finality |
in this matter.
| MR PLENTY: | Well, in that regard, Your Honour, I leave myself |
in your hands. We are prepared to go to Melbourne or wherever else, as I said, at the next sitting
if that be, that we can look at the material
and present the case, as we believe that justice can be done to the facts. I have just not addressed the question, as I said, of being able to argue
the matter because of this insurmountable questionof law that we have been confronted with here.
I just have not presumed and take:i it for granted
that I would be able to have audience to do it.I can only prevail on the Court, in their mercy,
to grant us a stay and wherever they wish us to
attend, whatever the situation be to be able to
present our case in a - - -
| WILSON J: | Mr Plenty, you appreciate what the Court is |
now concerned with is simply the question as
to whether the matter should attract the grant
of special leave. It would not be for the Courtto proceed,if your application were to succeed
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| Plenty(6) |
today, to proceed to the hearing of the appeal.
That would come at some later time. This is simply
a hearing confined to the question as to whether
there is some question of special importance or
something about the case that would warrant the
special leave of the Court. Is not everything
that you would wish to say in support of that
application already in the book. I see you have included submissions that you made elsewhere to the
Full Court and some lengthy affidavit material.
I just wonder if the material to which you refer
is not already in the book.
MR PLENTY: | I have not addressed myself as to those facts at all, Your Honour, because I have only been able | |
| to take the one hurdle at this particular stage. | ||
| It would seem to us to be a monstrous hurdle to whether we were able to do it and I just have not | ||
| addressed, as I said, the question of seeking - | ||
| looking through - I have only had short notice | ||
| that this matter was before the Court at this stage. | ||
| There has been pressures of other matters that | ||
| we have had to attend in the supreme court in the | ||
| last few days; I have just been granted special leave to appear before the Full Court there. Matters have only been just done as brief as we | ||
| ||
| not been able to cope with going beyond that | ||
| point. It is just simply I have not addressed | ||
| the argument at all, I can only be perfectly | ||
| ||
| intelligently, at this stage, address the arguments | ||
| and try to confine them to the proper principles | ||
| of what are necessary in seeking leave. | ||
| MASON CJ: | I think from previous experiences in this Court |
you know what is involved in making an application
for special leave to appeal. You have got to demonstrate that there is some question of general
principle, a matter of general public importance in order to secure special leave to appeal.
(Continued on page 8)
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| Plenty(6) | ||
| MR PLENTY: | I have not applied for special leave; | those |
principles have never been brought home to us
as to what was involved in getting special leave
previously. At this stage I just have not, as I have said, addressed myself to the file
in this question because I saw the insurmountableness,perhaps, of the situation of getting leave and
I am just not equipped at this point, as I said,
to know the case or at this stage to know where
to start.
| MASON CJ: | It is a very unsatisfactory situation. We have, in effect, granted you a dispensation from the |
| rule that generally applies in matters of this | |
| kind so that you could present your application and now we find, having granted you this | |
| dispensation, that you are are not prepared | |
| to proceed and that, of course, imposes a very | |
| considerable burden on the respondent who already | |
| has been delayed for over two years in relation | |
| to this matter. | |
| MR PLENTY: | Your Honour, as I have said, that has not been |
ever an intention i:n doing that. There has been
every intention, as I said, of trying to proceed, as I said, in the face of this immense
hurdle of not being able to proceed. As I said, we have simply addressed the problem of coming
before the Court and -
| MASON CJ: | To cut this short, Mr Plenty, you apply | for |
| an adjournment, do you? |
| MR PLENTY: | Yes, Your Honour. |
| MASON CJ: | And for how long do you apply for an adjournment? |
MR PLENTY: I. am_ at your discretion, as I said, when you would
like to hear it, Your Honour.
| MASON CJ: | I take it that what you are applying for is |
|
MR PLENTY: Yes, Your Honour. If that be Melbourne, as
I said, or wherever.
| MASON CJ: | Yes, very well. | We will ascertain what the |
respondent's attitude is to this application
for an adjournment.
| MR SMITH: | The respondent opposes any adjournment for reasons | |
| that have already been spoken of. This application | ||
| was instigated in August 1986. Late last year | ||
| there was an application to strike out for want of prosecution because no application book at that | ||
| time had been lodged and orders were made, I | ||
|
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| Plenty(6) |
made that concession, slight though it might have
been, earlier, on the basis that there was
perhaps in that a hope of some finality today
and now we hear there is not going to be, orperhaps not going to be subject to the Court's
decision. So, in a word, the respondent opposes any adjournment.
| MASON CJ: | Do you wish to say anything in response, Mr Plenty? |
| MR PLENTY: | I do not think there is anything more that | I |
can add, Your Honour.
| MASON CJ: | The Court is of the opinion that this application for an adjournment by the applicant should be refused. There has been a long history of delay in this matter. It is now over two years since the judgment sought to be appealed from was | |
| ||
| dispensation from compliance with the rule that requires that applications for special leave be presented by counsel and granted that dispensation largely on the basis that counsel for the respondBnt | ||
| consented to the dispensation being granted | ||
| on the footing that the matter would come on | ||
| for hearing and would be finally dealt with today. In those circumstances the Court is of opinion that the application for an adjournment | ||
| by the applicants should be refused. |
Yes, Mr Plenty. Now, what do you want
to say in support of the application for special
leave - and I should tell you that the members
of the Court have carefully read the papers
in the application book. We are familiar with the judgments below and we are familiar with the submissions that you made to the courts
below.
| MR PLENTY: | As I have said, Your Honour, I am just totally |
not equipped at this stage to present argument on it and I can really only leave myself in
Your Honours' hands in the matter.
| MASON CJ: | Very well. | We need not trouble you. |
MR SMITH: If Your Honour pleases.
| MASON CJ: | We have given careful attention to the materials | |
| in the application book. The Court is satisfied | ||
| that there is not sufficient doubt attending | ||
| the correctness of the decision of the Full Court of the Supreme Court to warrant the grant of | ||
| ||
| special leave is therefore refused. |
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| Plenty(6) |
| MR SMITH: | The respondent seeks costs, Your Honour. |
| MASON CJ: | You cannot oppose an order for costs, can you, |
| Mr Plenty? |
| MR PLENTY: | No, Your | Honour. |
| MASON CJ: | The application is refused with costs. | The Court |
| will now adjourn sine die. |
AT 3.02 PM THE MATTER WAS ADJOURNED SINE DIE
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| Plenty(6) |
Key Legal Topics
Areas of Law
-
Civil Procedure
-
Statutory Interpretation
Legal Concepts
-
Appeal
-
Jurisdiction
-
Statutory Construction
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Standing
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