Pereira v The Queen; Gibson v The Queen
[1992] HCATrans 215
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No SlS of 1992 B e t w e e n -
MANUEL FRANCESCO PEREIRA
Applicant
and
THE QUEEN
Respondent
Office of the Registry
Sydney No S117 of 1991 B e t w e e n -
WARWICK WILLIAM GIBSON
Applicant
and
THE QUEEN
Respondent
Applications for special leave
| Pereira | 1 | 4/8/92 |
to appeal
MASON CJ
DEANE J
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON TUESDAY, 4 AUGUST 1992, AT 10.05 AM
Copyright in the High Court of Australia
| MR P.J. HIDDEN, QC: | Your Honours, I appear with my learned |
friend, MR S.J. ODGERS, for the applicant Pereira.
(instructed by Watsons)
| MR G.R. JAMES, QC: | May it please the Court, in the matter |
of Gibson, I appear with my learned friend, MR T.A.
GAME. (instructed by J.J. Cullen & associates)
| MR M.S. WEINBERG, QC: | If the Court pleases, in both matters |
I appear, together with my learned friend, MR T.L.
BUDDIN, on behalf of the respondent. (instructed
by the Commonwealth Director of Public
Prosecutions)
| MR HIDDEN: | Your Honours, if it suits the convenience of the |
Court, as the applications raise substantially
similar questions, might the Court be prepared to
hear the argument in Gibson's matter first?
MASON CJ: Yes, that will be acceptable, Mr Hidden.
Mr James.
MR JAMES: | May it please the Court, might I, at the outset, indicate that this is not a sentencing appeal to |
| this Court but it raises at bottom, in our | |
| submission, a number of fundamental questions: | |
| firstly, the role of consistency in sentencing | |
| throughout Australia in the light of the federal | |
| jurisdiction; the respect to be accorded by the | |
| courts exercising federal criminal jurisdiction to the decisions of other courts within that | |
| jurisdiction; to the proper interpretation of | |
| section 235 of the Customs Act and the schedules to the Customs Act in so far as they prescribe sentences in respect of various offences relating to narcotic goods, which sentences include sentences as severe as life imprisonment; the rlerivation of sentencing policies or guidelines and | |
| their expression by Courts of Criminal Appeal so as | |
| to lay down what amount to rules for sentencing and | |
| for the conduct of Crown appeals; and even more | |
| |
| Part 1B of the Commonwealth Crimes Act as it | |
| applies throughout Australia in an apparent attempt | |
| to achieve some consistency - and I am using the | |
| word "consistency" quite carefully in order to discriminate between uniformity or mathematical ratios or parity, but to obtain a consistency of sentencing throughout the nation. | |
| MASON CJ: | You make it sound like an earth-shattering case, |
Mr James, but what are the precise questions?
MR JAMES: | The precise question arises in this way, Your Honour. The New South Wales Court of Criminal |
| Appeal, in the decision in Chase, in their judgment |
| Pereira | 2 | 4/8/92 |
included what amounts to a remark or observation by
Mr Justice Lee on the comparable harmfulness of
cocaine and heroin. No source is given for the
observation, yet it becomes elevated, through aline of cases including Ferrer-Essis, to the
proposition that each is to be treated as though
they are equally harmful at the top range of the
drugs to which the Customs Act (Narcotic Offences)provisions apply.
No reasoning is attached to indicate that this is a matter of observed fact, judicial notice.
No
reasoning is attached to indicate any
interpretation of the Customs Act. That Act would
accord with what the Federal Court had said in Taitand Bartley, dealing with the early cases of
Jackson and Piercey - Jackson in South Australia,
Piercey in Victoria.
What had happened in the present case had been
that the trial judge had attempted to deal with two
questions, substantially, the first being anattempt to look at the harmfulness of the drug on a
comparable basis in relation to, firstly, South
Australian decisions where there had been an
inquiry as to fact to look at that general and
broad social question as to whether the two drugs
were equally harmful as affecting culpability; and
secondly, an attempt to achieve consistency in
sentencing notwithstanding that by dint of the
prosecutorial discretion in charging there had been
amongst persons involved in the one major
transaction discrimination by way of different
charges in different venues and of offences the
subject of different jurisdictions.
There does exist a system in Australia as far
as drugs are concerned where both section 233B and
235 of the Customs Act relating to the importation
and possession of narcotic goods runs parallel to
various pieces of State legislation which proscribe
the possession and dealing in of what in fact are
the same drugs. In the upshot, His Honour came to try to deal
with the accused in the present case in the light
that the various accused had been dealt with for
different roles in the one transaction and that
there did appear, because of the splitting, as it
were, of that transaction, that different systems,
including the South Australian and New South Wales
systems, different law - South Australian and New
South Wales sentencing law, federal law, and New
South Wales State law - were applied, and in that
context he attempted to achieve a position not of
equivalence, not as a mathematical equation as his
decision was categorized by in the Court of
| Pereira | 3 | 4/8/92 |
Criminal Appeal on the Crown appeal, but to achieve
a result which was consistent in the light of the
factual material before him.
He sought that consistency in the light of the decision of this Court in Lowe and in the light of
Part lB of the Crimes Act. Now, Part lB, as Your Honours - - -
| DEANE J: | What was the factual information before the trial |
| judge as to the relative seriousness of trafficking | |
| in cocaine and heroin? | |
| MR JAMES: | Your Honour, there was limited information except |
the South Australian decisions which themselves had
relied on an inquiry into fact, in particular
Webb-Meyer which had been followed by Shafik. Now, we do not quarrel with the proposition that the trial judges, seeing as they do, the daily procession before them, can take judicial notice to
a very great extent of the relative harm caused by
various kinds of criminal activity or various
substances. In fact, the New South Wales Courtof -
| DEANE J: | How would we - if you were granted leave, would |
you proposing to -
| MR JAMES: | No, Your Honour. | We would not be seeking that |
this Court decide a question of relative harm in that sense. What we are concerned about in this
case is that New South Wales has adopted a
particular process which we say is in error.
| MASON CJ: | But how would you persuade us that New South |
Wales was wrong?
| MR JAMES: | Your Honour, firstly on the basis that there is |
an inconsistency between New South Wales in the one
court that has sought to examine the factual
question; secondly, that by the process that New
South Wales has adopted they have fallen into error and the result, should we succeed in the appeal,
would be to remit the matter to the New South Wales
Court of Criminal Appeal to do it properly.
McHUGH J: That assumes they have done it wrongly?
MR JAMES: That is the process, not the result necessarily.
One cannot tell whether the result is right or
wrong except that, on South Australian cases, it is
wrong.
| DEANE J: | But you said you do not dispute that they can take |
| judicial notice. |
| Pereira | 4 | 4/8/92 |
| MR JAMES: | No, Your Honour, I said trial judges, judges at |
first instance, seeing the matter before them in
the everyday procession of cases.
DEANE J: But that is true of Court of Criminal Appeal
judges.
| MR JAMES: | To a much less limited extent in New South Wales, |
Your Honour. The New South Wales Court of Criminal Appeal judges - - -
| DEANE J: | I would have thought Justices Carruthers and |
Loveday would have both had extensive criminal
experience.
| MR JAMES: | Mr Justice Loveday, when he sat in the District |
Court of New South Wales, yes, Your Honour;
Mr Justice Carruthers would be dealing on occasion with the customs offences of importing, but the judges of the supreme court do not sit in a
jurisdiction which would permit them, in the normal
run of cases, except when they are sitting on
appeal, to come across those very matters to which
the culpability of the drug is said to relate, thatis the causing of the harm to the community.
DEANE J: But even sitting on appeal, they go through a vast
number of cases, one would think.
| MR JAMES: | Yes, Your Honour, but perhaps it is rather like |
the other problem, the prevalence of this offence.
They see one side only of the exercise and that of
necessity would lead to the judicial mind being
persuaded, by that side only coming forward.
DEANE J: But what I was querying, and I do not want to
delay you unduly, is that it seems to me to be a
very strange proposition that a trial judge can
take judicial notice of a fact, but that the Courtof Criminal Appeal judges cannot take their own
judicial notice of that fact or that the trial
judge, in their view, was wrong.
| MR JAMES: | Your Honour, I accept, when one is discussing the |
doctrine of judicial notice, that it is open to the
trial judges and open to judges of the Court of
Appeal, if that is the right doctrine. I am not too sure, though, that what occurs in this present
line of cases is a matter of judicial notice of afactual proposition because then we would be
weighing, as the respondent's summary of argument
and our argument in the application book suggest,
judicial notice versus fact-finding. Indeed, what
more seems to be applicable here, although that
bears a role in it, is the adoption of a mode of
interpretation of section 235 and the schedules of
the Customs Act which permits a court to lay down a
| Pereira | 4/8/92 |
factual proposition or a rule of policy or a
presumption which will thereby found a tariff of
cases, at least in that State, inconsistent with a
line of cases and a tariff elsewhere, concerningthe interpretation of that very federal statute.
McHUGH J: There might be a greater social problem in one
State than in another.
| MR JAMES: | There may be, and if there had been one could |
have understood the observation in Chase and in
Ferrer-Essis; one could have understood that it was an application of that sort of trial judge's
experience that Your Honour Mr Justice Deane has
referred to, such as Sydney is a port of entry,
Hobart is not, and therefore there might be a valid
basis for discriminating on the basis of local
conditions. But no such thing was suggested in on the basis that cocaine is as bad as heroin; both are up the top.
I am not quarrelling with the proposition it
may be; I am saying that the judicial process that
has been embarked on to produce that conclusion,
and that line of cases which, based on that
conclusion, have raised again the tariff in New
South Wales, after Poyner's case, has been a process which, firstly, is, in our submission,
unless it can be justified by reasoning of some
sort, seems to be an inappropriate process of, in
effect, interpreting section 235 and the Customs
schedule.
Now, it is not as if the problem was entirely
novel. Indeed, Your Honour Mr Justice Deane was
confronted with the problem in one aspect in Tait
and Bartley where, in the history of the Customs
Act, what had occurred had been that heroin and
cannabis were originally subject to the same
penalty provisions. Thereafter the legislature
raised the penalty for heroin and the argument in the Crown appeal to the Federal Court in Tait and
Bartley was that they had thereby, as it were,
dragged up the maximum for cannabis in, that the
maximum penalty in the section, in the penalty
provisions left to deal with cannabis, had had the
worst class of case taken out and inserted with a
higher maximum.In that case, the Federal Court examined the varying interpretations that had been given to 235
and how that might permit a discrimination in
respect of the varying substances. Indeed,
Your Honours would have the schedule to the Customs
Act and, without taking Your Honours specifically
to it, it deals with a diverse range of substances
| Pereira | 6 | 4/8/92 |
ranging from codeine through to diamorphine and it
deals by way of discrimination in terms of
quantities, traffickable or commercial, when fixingthe parameters under section 235.
Beyond that the legislature has left it to the
courts, in accordance with well-known principles,
to seek to define the factual elements involved in
a crime in relation to their culpability so as to
be able to produce an appropriate sentence. In
that regard, in our submission, it is to fetter the
sentencing discretion by a fixed rule of policy to
lay down the proposition that any one substance
must be, for the purposes of decisions of trial
judges in any particular jurisdiction the same as,
or equally culpable, with another.
| McHUGH J: | But you can make the same criticism about the |
South Australian position; they have laid down a
rule that one is not as bad as another.
| MR JAMES: | Your Honour, there is a difference between laying |
down a rule saying we have made a factual inquiry
and one is not necessarily as bad as the other, and
laying down a rule without any factual inquiry in
the teeth of already existing line of authority inthe same jurisdiction.
| McHUGH J: | I must say, I bristle at the term "authority". | I |
would not regard these cases as authorities - cases
on the - they are just factual matter.
MR JAMES: | With respect, I accept what Your Honour says about authority but really, rather than them |
| being - the ideal position would be that it would not be factual unless there had to be a challenge. | |
| Indeed, Jackson - noted in Tait and Bartley - deals | |
| with the proposition that you start with the exercise that they are all on the one schedule and | |
| subject to the same range of penalties, and the | |
| onus falls upon those who would show that one drug | |
| |
| to justify it. Those who would seek to show that one is less harmful should produce material to | |
| justify that. |
Now, that was noted but not expressly
followed, in explicit terms at least, in Tait and
Bartley. There is a difference. It may be that
both lines seeking to lay down guidelines have in
fact produced, in the administration of this very
important federal statute, an inconsistency, a
clash, by hardening those guidelines into fixed
rules and in doing so - - -
McHUGH J: But the legislature must be quite happy to have
these variations from State to State, otherwise
| Pereira | 7 | 4/8/92 |
they would make all these appeals go to the Full
Federal Court. In fact, I do not understand,
myself, why the Full Federal Court does not hear
appeals on all criminal matters concerning federal
offences.
MR JAMES: | To which one could only say, personally one might thoroughly agree, but this Court did look at the |
| valid basis for constitutional discrimination in | |
| sentencing regimes in Leeth and since then the | |
| Commonwealth Government - since the provisions | |
| noted in Leeth - has noted, in Part 1B, or has | |
| created in Part 1B, a system plainly designed to | |
| ensure a greater consistency of the administration of the principles appropriate to sentencing set out in section 16 of the Crimes Act and, indeed, even | |
| to the point of serving the sentence set out in | |
| sections 16G and 19G, I think, in that provision. | |
| Part 1B is designed to ensure a degree of | |
| consistency of approach by courts in sentencing for | |
| Commonwealth offences. It may have been a much | |
| better idea to have created one Federal Criminal | |
| Court for Australia and, indeed, many practitioners | |
| in all States of Australia have been heard to | |
| applaud that, but we have not got it. |
MASON CJ: Yes, well, this is all beside the point,
Mr James.
| DEANE J: | Why did the South Australian court say that |
cocaine is not as bad as heroin in terms of illegal
importation?
MR JAMES: | They embarked on, Your Honour, an inquiry as to fact, and heard some evidence as to that at first |
| instance. | |
| DEANE J: But what was it about? | Was it that different |
people import cocaine to those that import heroin or that cocaine does not do as much damage or is not addictive or - - -
| MR JAMES: Well, two matters. It seems firstly to be that |
cocaine was categorized as a drug of dependence
rather than a drug of addiction; secondly, that at
least in the Australian experience, those persons
using cocaine do not appear to be persons that
embark on such extensive crimes as those with
heroin.
MASON CJ: South Australian experience or the Australian
experience?
| MR JAMES: | The evidence was in very general and, indeed, |
quite vague terms, Your Honour.
| Pereira | 4/8/92 |
McHUGH J: Well, we know as a matter of social history that
in the 1920s the razor gangs and criminals in
Sydney always hit themselves with cocaine. That
was the drug.
| MR JAMES: | I am not sure, Your Honour, that one does know |
that nowadays, except as a matter of history. We also know - - -
McHUGH J: | I am talking about a matter of history, of what one reads about the 1920s. |
| MR JAMES: | We also know judicially and historically that |
opium did contribute to substantial crime, but of a
very limited class, historically, in the 1930s.Modern-day heroin is a very different kettle of
fish. What may be the appropriate course, in fact, is something we are not asking this Court to
undertake an inquiry into, but we are saying this
is not a question that is simply limited to cocaineversus heroin; there are very many drugs referred
to in that list and arguments as to the less
harmful nature of cannabis or the less harmful
nature of various drugs named MDA or MOMA, areproceeding under this legislation throughout
Australia.
| DEANE J: | You are taking it out of this ball park. | I mean, |
when you have somebody illegally importing a
kilogram of pure cocaine, my instinctive reaction
to the suggestion that you say to him, "Well, it
would have been a lot worse if you'd been entrusted
with the heroin", is really that it is not veryconvincing.
| MR JAMES: | Could I put· this to Your Honour's instinctive |
reaction: if it were five kilograms, if it were
heroin, if it were accompanied by armed guards, if
lt was a Columbian drug cartel leader, all manner
of considerations might apply. I am not simply seeking in this case to distinguish, on the basis
of cocaine versus heroin. Cocaine and heroin throw up the problem so well because of Your Honour's
instinctive reaction. That instinctive reaction
may be right, it may not be, but without some
process whereby the courts can effectively
determine such matters which have apparently been
entrusted to them by the legislature producing the
schedule in that form, there does not exist
consistency throughout the Commonwealth in
sentencing for such matters.
Indeed, perhaps I should show Your Honours the
remark which was the progenitor of this in Chase
and Your Honours can see how it came forward with
what appears to be a straightforward and simple
observation by Mr Justice Lee on which there has
| Pereira | 4/8/92 |
been built the line of cases. Might I hand up to
Your Honours copies of the unreported cases which were on our list of authorities.
| MASON CJ: | Mr James, I think I should ask you to restrain |
your enthusiasm for authorities. This is a special
leave application. Now, by all means refer us to the remark that was made in Chase that you say is
the progenitor of this line of thinking, but there
is no occasion to inundate us with authorities.
| MR JAMES: | I am certainly not seeking to do that, |
Your Honour.
McHUGH J: There used to be a rule in the civil cases that
if you had not got special leave in 10 minutes your
argument was pretty poor.
| MASON CJ: | We are trying to unify the practice in civil and |
criminal cases, Mr James.
| MR JAMES: | I am an advocate for consistency and perhaps the |
civil cases should be looked at, Your Honour.
Your Honours, we find the remark in Chase, and
indeed perhaps the shorter course would simply be
for me to read it because it is short, and it
appears in that case, at page 20, after a fairly
lengthy discussion of the points individual to that
case, and a discussion about whether the sentencewas excessive. It appears at the conclusion of
this paragraph:
The matter has to be faced upon the basis
that firstly - and it was plainly in his
Honour's mind - the appellant was a personwhose participation was something considerably beyond that of a courier if he was not in fact
the principal in the actual transaction
involving the importation itself. He it was who recruited the accomplices Fanning and
Ainsworth and that places him in a position
which is wholly different from those who
merely participate as couriers. The amount of the drug being imported was considerable, almost a kilo. Cocaine, it can be said is, from the point of view of the danger to the youth of the country, of the same magnitude as heroin. In all the circumstances it seems to me
that the case is not one -
et cetera. Now, that was the initial observation from which this line and a tariff has been
produced, in the later cases of Ferrer-Essis and so
forth.
| Pereira | 10 | 4/8/92 |
Your Honours, we have on our list of
authorities, and we would urge, that one of the
appropriate ways in which this matter might have
been dealt with was the way in which this Court
looked at the special leave application in Kloss
and, Your Honours, in Kloss, which is a very short
judgment given on a special leave application, the
Court looked at the interpretation of 235 of the
Customs Act in the light of variable or potentially
variable culpable drugs. Kloss is to be found in
(1983) 47 ALR 692 and, in the judgment of
Chief Justice Gibbs, with whom Your Honour
Mr Justice Mason, Mr Justice Murphy,
Mr Justice Wilson and Mr Justice Dawson agreed,
appears at paragraph 2 this statement:
I would, for myself, endorse the statement
made in the Full Court which approved some
remarks of White Jin R v Vivian where that
learned judge said: "In the absence of
evidence to the contrary hashish (cannabis
resin) must stand at the lowest point in the
spectrum of offences covered by the high
maximum .... Having said that, it cannot be denied that hashish does fall within that
spectrum of high maximum penalties."
It is our submission that Abbrederis, Martin
and Jackson, all on our list of authorities,
support the proposition that, within the federal
jurisdiction, respect at least, if not binding
authority, should be accorded to the decisions of
courts sitting on the same matters and interpreting
the same statutes. In our submission, it is New
South Wales that is out of step with South
Australia and Victoria and that the approach in
Tait and Bartley and in Jackson and in Kloss which
requires, in our submission, some clean
particularization for the benefit of trial judges
and Courts of Criminal Appeal, should be examined
to ascertain the true interpretation of the statute
to achieve the consistency that Part lB seeks to
accord. Other than the matters that are raised in our
written outline of argument, I have nothing
further.
MASON CJ: Thank you, Mr James. Mr Hidden.
| MR HIDDEN: | Thank you, Your Honour. As Your Honours will |
see in the application in Pereira, substantially
the same point is raised. We adopt the submissions
of Mr James, Your Honours, without addition, exceptperhaps for this: on this question of judicial
notice, as my learned friend, Mr James, said, of
course in many respects courts of first instance
| Pereira | 11 | 4/8/92 |
determine the seriousness of an offence by long
experience and it can certainly be said now that
long experience over many years of the criminal courts in New South Wales and elsewhere is that heroin is a drug which causes great social harm,and one hardly needs evidence to that effect any
more. But, Your Honours, the bald assertion
emanating in Chase that cocaine, it can be said,
is, from the point of view of the danger to the
youth of the country, of the same magnitude as
heroin, just cannot be justified, with respect, and
in our submission, leave the experience, if the
Court of Criminal Appeal - - -
McHUGH J: Well, you make that assertion but I do not know
whether it can or not.
| MR HIDDEN: | Your Honours, I can only say if that has been |
the experience of the Court of Criminal Appeal,
Your Honours, it has not been so for the rest of
us. The anecdotal evidence, if anything, Your Honours, is that as far as Australia is concerned that is not the case and cocaine is
nothing like the social evil that heroin is. But
the whole point is, Your Honours, it is largely
speculation and a proposition as significant asthat, placing as it does cocaine in a hierarchy of
drugs, just cannot be made as speculatively and as
anecdotally as it appears to have been. The matter must be based either on long experience - - -
McHUGH J: But do other courts specifically refer to this
remark, in terms?
MR HIDDEN: Other courts of the Commonwealth?
| McHUGH J: | No, other courts in New South Wales. | Do they |
refer to what Mr Justice Lee said?
,
MR HIDDEN: Yes, Your Honour. It was repeated by the Court
of Criminal Appeal in Ferrer-Essis, and those
decisions now guide the attitude of sentencing
courts in New South Wales, unless this Court has something to say about it. Basically,
Your Honours, it is very much a question about the
fact-finding process of sentencing courts. In our
submission, the one thing one can say, as a matter of judicial notice, is that courts in this country do not have sufficient experience of the effects of
cocaine to make a bald assertion like that and, inthe absence of evidence, it is just unjustified.
Your Honours, in Ferrer-Essis, at page 12 of the judgment of Mr Justice Hunt, the proposition of
Mr Justice Lee is quoted. They are the only
matters we wish to add, Your Honours.
| Pereira | 12 | 4/8/92 |
| MASON CJ: | Thank you, Mr Hidden. | What do you say about |
this, Mr Weinberg?
MR WEINBERG: | Your Honour, we say something different in relation to each of the two applications, | |
| ||
| Mr James's submission that this is not a sentencing | ||
| appeal, that if it looks like a duck, walks like a | ||
| duck and quacks like a duck, it is a duck. This is | ||
| a sentencing appeal. |
We say secondly that the exercise upon which
our friends have embarked, in effect, is a
misleading exercise - not intentionally misleading
but misleading in this sense that when one is
dealing with a large quantity of cocaine, in one
case a kilogram and in the other case six kilogramsof cocaine, the nature of the substance is a matter
that assumes minimal significance. That is not
just an instinct that Your Honour Mr Justice Deane
came forward with, it is in fact a principle that
has been laid down, indeed in Leeth's case - not by
this Court, but Leeth's case - in the Queensland
Court of Criminal Appeal where the court expressly
said that when you get into the realms of large
commercial traffickable quantities, matters of that
kind, the nature of the substance assumes, as I
have said, minimal significance.
Perhaps I could just read the one line from
Leeth where that point is made good. Leeth is reported at (1989) 42 A CrimR 128. At page 130 of
the judgment, the Court of Criminal Appeal,
Mr Justice Connolly, with whom the other members of
the court agreed, said this:
Thirdly, where the offences involve a
sophisticated importation of very large
quantities, the argument that hashish or
cannabis resin is less harmful than heroin is
of minimal significance.
Now, that case dealt with about 1.3 tonnes of hashish. It was an importation case. Gibson involves possession; Pereira involves importation.
We say the principle is applicable across the
board. If you were dealing with large quantities of drugs, the nature of the drug reduces in significance. If that be the case, in our submission, then the observations that have been made in Gibson's
case by the Court of Criminal Appeal really assume very little significance in the actual decision of the court to increase the sentence. In fact, they are really passing observations, if one analyses
them properly, because they are put into the
| Pereira | 13 | 4/8/92 |
judgment to deal with the proposition that the
sentence imposed upon Navarro in South Australia
was one that was, as it were, too light - the Crown
contending that that sentence was too light - and
therefore parity principles ought to occupy less
weight.
So it was a passing reference, in our
submission, and not really of significance to the
judgment of the Court of Criminal Appeal in New
South Wales, which was that the sentence was
manifestly inadequate, and that makes Gibson not an
appropriate vehicle for considering the correctness
of those observations.If anything, Pereira is a less appropriate vehicle because the point was never raised at all
in Pereira in terms. It was never raised before the trial judge and never raised before the Court
of Criminal Appeal. There is not a single word in
the judgment of either the trial judge or the Court
of Criminal Appeal about cocaine being as dangerous
as heroin. What the applicant Pereira seeks to do is to draw the inference that that must have been a
factor in the court's mind when it resentenced
Pereira, because it had handed down judgment in
Gibson earlier that morning and referred to Gibson
as being relevant to the tariff for Pereira. That
is two steps removed, in our submission, from being
an appropriate vehicle for the grant of special
leave.
We submit, Your Honours, that the starting
point for determining the seriousness of the drugs
in question must be Parliament itself, andParliament, in the Sixth Schedule, has decreed that
the maximum penalty for Commonwealth offences
involving heroin and cocaine is exactly the same.
Commercial quantities in the case of heroin is 1.5
kilograms, in the case of cocaine 2 kilograms, a
slightly different quantity, the maximum is life.
Gibson's case, two grams are traffickable for both In the case of traffickable quantities, which is heroin and cocaine, no distinction drawn at all, the maximum penalty is 25 years imprisonment. That has got to be the starting point for any judge, in
our submission, that Parliament has equated thedrugs in terms of the penalty that is available for a breach of those particular provisions. Indeed, there is authority, which I will not take the Court to at this time, but there is
authority for the proposition that when one is dealing with schedules of this kind, one is dealing for example with commercial quantities involving people like Pereira, Parliament has, as it were, started the process, has set its stamp upon any
| Pereira | 14 | 4/8/92 |
judicial notice that has to be taken. The starting
point is the legislation. If one is to depart from
the prima facie position that Parliament has taken
that there is no distinction to be drawn by way of
the nature of the drug itself then, in oursubmission, plainly the onus must rest upon the
party who says, "I want to establish the
proposition that cocaine is less serious".
How is that said to have been done in this
case? It is said to have been done because some
expert was called in South Australia in 1982 and,
at that time, ventured the general opinion that
cocaine was less dangerous than heroin. We know nothing of the quality or capacity of that
particular expert. There is a judgment reported
only in the Law Society Judgment Scheme, which
describes him as Dr Fuller, which describes him as
an expert, and says that that is what he said in
that case.
In the later case of Shafik in South
Australia, 1988, the court accepted that as being the position in South Australia, based upon the
earlier evidence which had been given in that case
but, curiously, Shafik is the case that
demonstrates the very point that we wish to make
about this matter, and that is that in Shafik the
court itself said, at page 143 of the judgment,
that:
The courts in this State -
that is South Australia
have have little occasion to be concerned with
offences involving cocaine and this appeal was brought to enable the Court of Criminal Appeal
to establish an appropriate standard of
punishment.
And then it went on to recite what Dr Fuller had
said six or seven years ago. The courts in South Australia have very little experience with cocaine,
and the courts in South Australia have said, based
on that old opinion, that that is the view that
should be taken of cocaine.
The courts in New South Wales have, in our submission, vastly more experience of dealing with
cocaine. One can see that simply from the number of reported judgments in the Court of Criminal
Appeal that deal with cocaine. There have been a large volume of them. Indeed, 11 cocaine cases were cited to the Court of Criminal Appeal in this
case, 11 cases involving nine judgments of the
Court of Criminal Appeal and two judgments at first
| Pereira | 15 | 4/8/92 |
instance, for tariff purposes, in the written
submissions handed to the court, in this case, and
they are all recent cases in New South Wales. Prevalence, in our submission, is obviously a
factor which a court is entitled to take into
account in determining how a Commonwealth offence
ought to be dealt with in a particular State. This
Court has said so, we say, in terms, in Leech's
case. Mr Justice Brennan did so expressly in the
unreported judgment at page 16, and the majority
members of the Court, the other three members of
the Court said so, we say, by implication at
page 10 of the unreported judgment in Leeth, that
prevalence, local conditions, are matters that canlead to a variation of Commonwealth sentencing, and
this Court was well entitled to conclude that
cocaine is a prevalent problem, a more prevalent
problem in Sydney than it would be in South
Australia where it was said by the court it is
virtually unknown.
| DEANE J: | On what basis did the Victorian court go along |
with the South Australian approach?
MR WEINBERG: | It did originally, Your Honour, only on the basis that Mr Justice. Southwell, a very experienced |
| judge in that State, had said, for his own part, he | |
| said in Ryan's case, he would not treat cocaine as | |
| being as bad as heroin, but that decision has been overruled, Your Honour, subsequently, in a later | |
| case of Thomas and Doig, which we have copies of, where a later Court of Criminal Appeal said | |
| Mr Justice Southwell was not to be taken as having | |
| intended to lay down a rule of that kind and there | |
| was no rule of that kind and that, absent evidence | |
| to the contrary, there was no reason to distinguish | |
| between cocaine and heroin. The case of Thomas and | |
| Doig which we - - - | |
| MASON CJ: | Have you got that decision there? |
| MR WEINBERG: | Yes, Your Honour, we do. | It is pages 9 to 13 |
in Reg v Thomas, Seed and Doig, and we hand that to the Court. So even the assertion that Victoria is with South Australia, in our submission, is not
correct and, in fact, Western Australia also, in
our submission, goes along with the approach
adopted in New South Wales and Victoria. We have a case of Robertson where cocaine is equated with
heroin and LSD. It is pages 9 to 13 in the unreported judgment. I will take Your Honours to the exact passage before I go on to Robertson, but
what we are saying is that if anyone is out of step
it is very much South Australia and not New South
Wales.
| Pereira | 16 | 4/8/92 |
Your Honours will see, at the bottom of
page 10, reference made to:
The expression of opinion of Southwell, J
in R v Ryan -
and the court said that that was:
an expression of present opinion on a matter
of fact by one member of the Court whose
considerable experience sitting as a trial
Judge and a member of the Court of Criminal
Appeal no doubt led him to that conclusion.
The court then cited a very different view from a
different judge, the judge who had sentenced in
this case, and at the bottom of page 12,
Your Honours, the second last paragraph, the Court
will see that this was stated by the court
comprising Mr Justice Crockett - who had been a
member of the court in Ryan's case, interestingly
enough, and ought to have known whether he was
agreeing or not agreeing with
Mr Justice Southwell's proposition - said at the
bottom of page 12:
The offences of trafficking in the drugs
of dependence of heroin and cocaine are very
serious offences and both deserve severepunishment. It is not appropriate for this Court in the absence of expert testimony to seek to categorise such offences further.
So again, we say that the position in Victoria at
present, based upon the starting point which is
that the legislature draws no distinction, based
upon such judicial notice as has been taken of
these matters, is that cocaine is not
distinguishable from heroin. If somebody wishes to
prove that that is not so, the onus, in our
submission, rests upon the person who would seek to
draw that distinction and, as Your Honour
Mr Justice McHugh rightly pointed out, these cases really do involve, in our submission, mixed
questions of fact and law but they are more on the
fact side. than the law side. They involve findings
of fact. They certainly do not involve any
question of construction of section 233 or 235 ofthe Customs Act, in our submission. Cases such as
Abbrederis which talk about the desirability of
construing legislation in a uniform or consistent
matter of assessing the gravity of an offence, and
manner have very little bearing, in our submission,
upon the precise question that is addressed here.
one does that in ways that do not involve questions
of construction. In one State the crime of rape
| Pereira | 17 | 4/8/92 |
might be regarded as a more serious crime amongst
the Court of Criminal Appeal than in another State
because there have been a spate of particularly
vicious rapes over a period of time which require
more serious deterrent penalties to be imposed.
That does not mean that there is a difference of
construction, in our respectful submission.
If I could just cite the case of Robertson.
That is reported at - - -
MASON CJ: That decision is almost two years old apparently.
| MR WEINBERG: | The unreported decision? |
MASON CJ: In Thomas, yes.
| MR WEINBERG: | Yes, Your Honour, it has not been reported. |
MASON CJ: That is perhaps surprising.
MR WEINBERG: | Your Honour, it is not surprising in light of the fact that it is just accepted learning that one | |
| does not draw these sorts of distinctions, | ||
| particularly when one is dealing with large | ||
| quantities of. drugs; one never draws them in those | ||
| ||
| somebody has imported $10 million worth of cocaine | ||
| or $10 million worth of heroin through a sophisticated and elaborate importation process? |
At the lower end of the scale, if one is
dealing in a gram or two grams of the substance, it
might very well be appropriate to draw
distinctions, but neither of these cases falls into
that category. These are both cases dealing with very large quantities of cocaine; six kilograms,
three times the commercial quantity, and one
kilogram, vastly in excess of the trafficable
quantity of two grams.
Just to complete the exercise, Your Honour,
Robertson's case, the Court of Criminal Appeal of Western Australia, if we could hand the Court copies of that. There is an observation by the
court in dealing with the effects of a new drug
called Ecstasy. Perhaps I should have said this:
the two South Australian cases do not involve any
Commonwealth statute anyway.
That is of importance, in our submission.
Both the South Australian cases dealt with the
State legislation; they did not deal with the
Customs Act. Neither person: Webb-Meyer nor
Shafik was dealt with for a Commonwealth offence.They are purely State offences.
| Pereira | 18 | 4/8/92 |
Robertson: that case contains an observation
by the Court of Criminal Appeal in Western
Australia at page 230 about the effects of the
drug, our learned friend, Mr James, spoke of, MDMA,
which is known as Ecstasy, where the court, having
heard expert evidence - this being a new drug about
which the court had no knowledge - they were of the
opinion, half-way down the page:
that MDMA (Ecstasy) should be treated as in
the middle range of drugs which attract themaximum sentence of 25 years imprisonment,
being more serious than cannabis resin
derivatives, but less serious than LSD,
cocaine or heroin.
Now, if one can make anything of that, it
seems to be that cocaine and heroin are broadly
equated as being in the upper range of drugs in
Western Australia. So, again, we submit that if
anyone is out of step it is South Australia and it
may be that the answer to the South Australian
problem will be an updated version of expert
evidence; that new evidence might produce a
different result.
Again, it may be that if somebody cares to
call some evidence in one of these cases in New
South Wales, the problem may be thrown up and
properly thrown up, but not in a case of this kind,
in our respectful submission, particularly having
regard to what was said in Leeth by the Queensland
Court of Criminal Appeal.
We would finally want to say, Your Honours,
that both sentences in this case, Pereira and
Gibson, the increase rendered by the Court of
~riminal Appeal put them fairly and squarely withinthe range of cocaine sentences for New South Wales.
They were far too light initially. They are now
within the general range of New South Wales cocaine
sentences and, we submit, there has been no miscarriage of justice whatever. There is nothing
wrong with the sentences that were imposed by the
Court of Criminal Appeal in either Pereira or
Gibson.
Indeed, the very case that our friends might seek some comfort from, Shafik, in South Australia
where cocaine is said to be less serious than
heroin, if one compares the sentence in that case,
it was a sentence increased to nine years with a
minimum of six which has to be corrected in
South Australia because there are remissions. That
comes to a genuine six years with a minimum of
four. If one compares that for 400-odd grams of cocaine, which was less than half the quantity of
| Pereira | 19 | 4/8/92 |
Mr Gibson in this case - Mr Gibson has ended up
with only a little more than what Mr Shafik ended
up with, although he had over twice the quantity -
and Mr Pereira has got 12 times or 15 times the
quantity that Shafik has, and he has ended up with
only twice the sentence.
So, even if the South Australian court is
taking the view that cocaine is less serious than heroin, an examination of the sentences that they are imposing in those cases does not indicate any inconsistency at all between the treatment of
people in South Australia for cocaine offences and
the treatment of persons in New South Wales.
In an ideal world, it is not an altogether
wonderful thing to have assertions simply made by
appellate courts and, in an ideal world, it would
be better, perhaps, if facts were established, and
one can accept that. But the fact is that trialjudges and appellate courts are always involved,
particularly in the sentencing process, in making
these kinds of judgments about the gravity of
offences, assessments - they call in aid their
general experience; they call in aid their
knowledge of life, their reading - even newspapers,
even television - and they are perfectly entitled
to do so, in our respectful submission.
Those are the matters that we would advance in
opposition to each application, if the Court
pleases. We have a stronger objection to Pereira than we do to Gibson, if I can put it that way,
because the point was never even addressed in
Pereira. In Pereira it just is not a live issue at
all and we really do not see how it is put that
all, but we also oppose special leave in Gibson.this could possibly generate special leave for
MASON CJ: Yes, Mr James?
| MR JAMES: Very quickly, Your Honours, in reply. This was a |
Crown appeal. The trial judge had embarked on his inquiry. The Court of Criminal Appeal held that he was in error in that he sought to discriminate
between cocaine and heroin by adopting a rule, not
based on any inquiry, into evidence as is
apparently to be suggested is the appropriate way
to do so in Victoria and, indeed, in South
Australia.
In so far as that is concerned, it is New
South Wales that is out of step by adopting a fixed
policy. There is nothing to suggest in the
judgments that in New South Wales it would be open
to call evidence before a trial judge to seek to
| Pereira | 20 | 4/8/92 |
define differing culpability. Indeed, New South
Wales has simply laid down that policy by the Court
of Criminal Appeal.
It is also said that he was in error in
attempting to achieve consistency and that
consistency between those involved in the same
major transaction. In our submission, the cases my
learned friend has cited, when added to Jackson,
Tait and Bartley and so forth, do disclose the
proposition that one can decide on culpability on
the basis of appropriate judicial notice or
appropriate evidence to enable one to lay down
policies to be followed as a matter of convenience,
but it does not disclose any support for the
proposition that New South Wales is, as it were, in
step with the others, and South Australia out of
step. Indeed, the very material he discloses
suggests that the course adopted by New South Wales
in the very line of cases he asserts that establish
a tariff within which this sentence fits is in
error in that it is that very line of cases that we
are seeking to attack based on this very
proposition.
In effect, in our submission, to suggest there
is no miscarriage because the sentence is in line
with the sentences that have been passed in these cases in New South Wales, is to mistake the ambit of the attack.
Unless I can assist the Court further -
perhaps I should say that in Veen, on our list of
authorities, in the judgments of Mr Justice Wilson
and Justice Gaudron, there is some reference to a
evidence do not bind the Crown on a Crown appeal.
proposition that the rules relating to fresh reasoning basis or authority for those conclusions.
It appears that what has happened in the present appeal is that on a Crown appeal, without calling evidence below and without calling evidence before
the Court of Criminal Appeal, the Crown has obtained the advantage of either a factual or judicial notice or policy or presumption finding in its favour and thus has found the trial judge at first instance to be in error. Now, that is why we categorize this case as a
process case. We are not asking this Court to embark on a fact-finding exercise. We are asking this Court to examine the processes whereby a Court
of Criminal Appeal determines matters of policy for
the guidance of the inferior courts within the
federal jurisdiction throughout Australia.
| MASON CJ: | Mr Hidden? |
| Pereira | 21 | 4/8/92 |
MR HIDDEN: If the Court pleases. Just three matters,
Your Honours. It was submitted by my learned friend that this point was not argued in Pereira's
appeal. Your Honours, I am instructed that it was
and, indeed, it appears from paragraph 5 of the
summary of argument at page 8 of the application
book that the matter was argued. However, it
apparently did not receive any comment from the
Court of Criminal Appeal in its judgment.
It was argued the same day as Gibson,
Your Honours and, of course, the matter was fully
canvassed. I am informed, Your Honours, by both juniors that a similar arrangement was made there
as was made here. Gibson was argued first, and the
point fully argued, and then Pereira followed.
Your Honours, the Western Australian case of
Robertson to which my learned friend has referred
Your Honours, as I read it, does no more than seek
to place Ecstasy in some place in the hierarchy.
Nothing in the dicta referred to by my learned
friend suggests any attempt by that court to place
LSD, cocaine and heroin within themselves in some
kind of hierarchy.
Your Honours, my learned friend submits that
for the purpose of importation and given the
statutory maximum, and the fact that no distinction
is made in the maximum between cocaine and other
drugs such as heroin, leads to the conclusion that
what drug it is that is imported in a large
quantity has little or no bearing on a sentence.
Your Honours, that simply cannot be the law. It is proper for the Court to have regard to the social
evils created by the drug imported.
Your Honours, I am reminded - and, of course,
I do not have the case with me - somewhat of the
decision of this Court in Ibbs v Reg, which was
dealing with - I think from South Australia - a
statutory definition of the term "sexual intercourse" which embraced a wide variety of
activity and prescribed a single maximum sentence
for sexual intercourse without consent. The Court made the point, of course, that what type of sexual
activity was in fact involved in had a very great
bearing on how culpable the behaviour was and what
punishment would be imposed. And the fact that thesection created a statutory definition of "sexual
intercourse" embracing a wide variety of behaviour
prescribed one maximum penalty for it did not
relieve the Court of determining the gravity of theconduct on the particular occasion, within that
broad statutory definition.
| Pereira | 22 | 4/8/92 |
They are the only matters, if the Court
pleases.
| MASON CJ: | Thank you, Mr Hidden. | The Court will take a |
short adjournment in order to consider the course
it will take in this matter.
AT 11.01 AM SHORT ADJOURNMENT
UPON RESUMING AT 11.07 AM:
MASON CJ: The principal point argued in support of these
applications is that the Court of Criminal Appeal
erred in failing to follow South Australian
decisions and some comments of Mr Justice Southwell
in the Victorian Court of Criminal Appeal. Those decisions and the comments of Mr Justice Southwell
were to the effect that cocaine is to be treated as
a less serious drug than heroin. The applicant's submission is that the Court of Criminal Appeal was
wrong in refusing to follow that view in preference
to its earlier decision in Reg v Ferrer-Essis,
(1991) 55 A Crim R 231, at least without making a
factual inquiry into the question.
The short answer to this submission is that
there is no material before this Court in this case
which could provide a foundation for concluding
that the Court of Criminal Appeal adopted anerroneous approach to the question, that approach,
evidently being based upon judicial experience, if
not judicial notice. Neither case before the Court
is a suitable vehicle for the determination of the
point sought to be raised.
It is relevant to note that the Court of
Criminal Appeal in Victoria has recently said in
Reg v Thomas & Ors (unreported, 26 October 1990):
The offences of trafficking in the drugs of
dependence of heroin and cocaine are very
serious offences and both deserve severe
punishment. It is not appropriate for this Court in the absence of expert testimony to seek to categorize such offences further.
In the application in Gibson, the applicant
seeks to raise a further question concerning
disparity in sentencing, that point being partly related to the point already dealt with. We are
| Pereira | 23 | 4/8/92 |
not persuaded that the Court of Criminal Appeal
erred in dealing with this question.
The applications for special leave to appeal
are therefore refused.
AT 11.09 AM THE MATTERS WERE ADJOURNED SINE DIE
| Pereira | 24 | 4/8/92 |
Key Legal Topics
Areas of Law
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Criminal Law
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Statutory Interpretation
Legal Concepts
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Sentencing
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Charge
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Appeal
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Statutory Construction
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Jurisdiction
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