Patents Regulations (Cth)

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C2004H02583

PATENTS REGULATIONS
- In force under the Patents Act 1952
- Reprinted as at 1 August 1988 (HISTREG CHAP 145 #DATE 01:08:1988)

*1* The Patents Regulations (in force under the Patents Act 1952) as shown in this reprint comprise Statutory Rules 1962 No. 2 amended as indicated in the Tables below. Table of Statutory Rules ----------------------------------------------------------------------------- Year and Date of Date of Application, saving number notification Commencement or transitional in Gazette provisions ----------------------------------------------------------------------------- 1962 No. 2 11 Jan 1962 11 Jan 1962 1963 No. 52 20 June 1963 20 June 1963 - 1965 No. 102 5 Aug 1965 R.1: 11 Jan 1962 Remainder: 5 Aug 1965 - 1969 No. 151 as amended by 1969 No. 212 26 Sept 1969 30 Dec 1969 1 Jan 1970 (see r. 1 and Gazette 1969, p. 5771) 30 Dec 1969 Rr. 15 (2), 16 (2) and 17 (2) - 1974 No. 38 29 Mar 1974 1 Apr 1974 R. 5 262 23 Dec 1974 1 Jan 1975 - 1975 No. 201 4 Nov 1975 4 Nov 1975 - 1976 No. 236 9 Nov 1976 9 Nov 1976 - 1977 No. 177 14 Oct 1977 17 Oct 1977 R. 13 1979 No. 93 29 June 1979 29 June 1979 R. 16 1980 No. 68 28 Mar 1980 31 Mar 1980 - 320 31 Oct 1980 1 Nov 1980 R. 3 1981 No. 1 14 Jan 1981 14 Jan 1981 - 202 21 July 1981 1 Apr 1980 - 203 21 July 1981 31 Mar 1980 - 1981 No. 243 28 Aug 1981 1 Oct 1981 R. 3 372 31 Dec 1981 1 Jan 1982 - 1982 No. 232 27 Sept 1982 1 Oct 1982 R. 8 350 8 Dec 1982 1 Jan 1983 - 1983 No. 48 29 Apr 1983 1 May 1983 - 206 29 Sept 1983 3 Oct 1983 R. 5 325 21 Dec 1983 1 Jan 1984 - 1984 No. 254 27 Sept 1984 1 Oct 1984 R. 5 435 19 Dec 1984 1 Jan 1985 - 1985 No. 316 28 Nov 1985 1 Jan 1986 - 1986 No. 259 26 Sept 1986 Rr. 2-4 and 6: 1 Oct 1986 R. 5: 1 Nov 1986 Remainder: 26 Sept 1986 R. 6 1987 No. 78 20 May 1987 7 July 1987 - 138 25 June 1987 7 July 1987 - 331 11 Jan 1988 11 Jan 1988 - 1988 No. 100 1 June 1988 R. 6: 1 Aug 1988 Remainder: 1 July 1988 R. 8 ----------------------------------------------------------------------------- Table of Amendments ad. = added or inserted am. = amended rep. = repealed rs. = repealed and substituted ----------------------------------------------------------------------------- Provision affected How affected ----------------------------------------------------------------------------- R. 2 ............... am. 1963 No. 52; 1969 No. 151 rep. 1977 No. 177 R. 3 ............... am. 1979 No. 93 R. 4 ............... am. 1963 No. 52; 1980 No. 68; 1987 No. 78 R. 5 ............... am. 1969 No. 151 (as am. by 1969 No. 212); 1974 No. 262; 1976 No. 236; 1977 No. 177; 1979 No. 93; 1980 No. 68; 1981 No. 202; 1983 No. 48; 1984 No. 435; 1988 No. 100 R. 5A .............. ad. 1965 No. 102 rs. 1980 No. 68 am. 1981 No. 202; 1984 No. 435; 1988 No. 100 R. 5B .............. ad. 1980 No. 68 am. 1981 No. 1; 1988 No. 100 Heading to Part III rs. 1980 No. 68 R. 5C .............. ad. 1980 No. 68 R. 6 ............... rs. 1969 No. 151 am. 1979 No. 93; 1987 No. 78 R. 7 ............... rs. 1969 No. 151 R. 7A .............. ad. 1969 No. 151 R. 7AA ............. ad. 1979 No. 93 R. 7B .............. ad. 1969 No. 151 am. 1977 No. 177; 1979 No. 93 R. 7C .............. ad. 1969 No. 151 R. 9 ............... rs. 1979 No. 93 am. 1980 No. 68; 1981 No. 202; 1983 No. 48 R. 9A .............. ad. 1969 No. 151 R. 10 .............. am. 1979 No. 93 R. 10A ............. ad. 1969 No. 151 R. 11 .............. am. 1979 No. 93 R. 13 .............. am. 1979 No. 93 R. 14 .............. am. 1979 No. 93; 1980 No. 68 rs. 1981 No. 203 R. 15A ............. ad. 1980 No. 68 rs. 1981 No. 202 am. 1984 No. 435 R. 15B ............. ad. 1981 No. 202 R. 16 .............. rs. 1969 No. 151 R. 16A ............. ad. 1969 No. 151 am. 1974 No. 262; 1977 No. 177; 1979 No. 93; 1980 No. 68; 1983 No. 206; 1988 No. 100 Rr. 16B-16F ........ ad. 1969 No. 151 R. 17 .............. rs. 1963 No. 52 am. 1969 No. 151; 1979 No. 93 R. 17A ............. ad. 1963 No. 52 rep. 1979 No. 93 R. 18 .............. rep. 1979 No. 93 R. 19 .............. am. 1963 No. 52; 1969 No. 151 Rr. 19A, 19B ....... ad. 1969 No. 151 R. 19C ............. ad. 1969 No. 151 am. 1979 No. 93; 1982 No. 232 R. 19D ............. ad. 1969 No. 151 am. 1979 No. 93 Part IVA (rr. 19E-19M) .................... ad. 1980 No. 68 Rr. 19E-19F ........ ad. 1980 No. 68 R. 19G ............. ad. 1980 No. 68 am. 1981 No. 1; 1988 No. 100 R. 19H ............. ad. 1980 No. 68 am. 1981 No. 202; 1988 No. 100 Rr. 19I, 19K ....... ad. 1980 No. 68 R. 19KA ............ ad. 1984 No. 435 R. 19L ............. ad. 1980 No. 68 am. 1981 No. 202 R. 19M ............. ad. 1980 No. 68 am. 1981 No. 202; 1984 No. 435 R. 19MA ............ ad. 1984 No. 435 Part IVB (rr. 19ZA-19ZQ) ......... ad. 1987 No. 78 Rr. 19ZA, 19ZB ..... ad. 1987 No. 78 R. 19ZC ............ ad. 1987 No. 78 am. 1987 No. 138 Rr. 19ZD-19ZQ ...... ad. 1987 No. 78 Rr. 20, 21 ......... am. 1979 No. 93 Heading to Part VI . am. 1969 No. 151 R. 22AA ............ ad. 1969 No. 151 Heading to Part VIA am. 1980 No. 68 Part VIA (s. 22A) .. ad. 1963 No. 52 R. 22A ............. ad. 1963 No. 52 R. 22B ............. ad. 1980 No. 68 R. 23 .............. am. 1979 No. 93 R. 28 .............. am. 1979 No. 93 R. 29 .............. rs. 1969 No. 151 am. 1974 Nos. 38 and 262 rs. 1977 No. 177 am. 1979 No. 93; 1980 No. 68; 1988 No. 100 R. 30 .............. rs. 1969 No. 151 am. 1974 No. 38 rep. 1979 No. 93 ad. 1988 No. 100 R. 34 .............. am. 1963 No. 52; 1979 No. 93 R. 35 .............. am. 1963 No. 52 R. 36A ............. ad. 1979 No. 93 R. 37 .............. am. 1977 No. 177 Heading to Part X .. am. 1979 No. 93 R. 40 .............. am. 1979 No. 93 R. 49 .............. am. 1977 No. 177 R. 54 .............. am. 1969 No. 151 R. 55 .............. am. 1969 No. 151 (as am. by 1969 No. 212); 1979 No. 93 R. 56 .............. rs. 1969 No. 151 (as am. by 1969 No. 212) am. 1979 No. 93 R. 57 .............. am. 1969 No. 151 (as am. by 1969 No. 212); 1979 No. 93 R. 57A ............. ad. 1969 No. 151 R. 58 .............. rs. 1969 No. 151 R. 59 .............. am. 1969 No. 151 R. 61 .............. am. 1969 No. 151 R. 61A ............. ad. 1969 No. 151 R. 74 .............. am. 1969 No. 151 R. 76 .............. am. 1977 No. 177; 1979 No. 93; 1980 No. 68 R. 78 .............. am. 1977 No. 177 R. 80 .............. rs. 1979 No. 93 R. 81A ............. ad. 1969 No. 151 R. 81B ............. ad. 1969 No. 151 am. 1979 No. 93; 1986 No. 259; 1988 No. 100 R. 83 .............. am. 1969 No. 151 R. 83A ............. ad. 1969 No. 151 R. 84A ............. ad. 1982 No. 232 R. 85 .............. am. 1982 No. 232 R. 87 .............. am. 1980 No. 68; 1982 No. 232; 1983 No. 206; 1984 No. 254; 1986 No. 259; 1988 No. 100 R. 92 .............. ad. 1977 No. 177 am. 1979 No. 93; 1987 Nos. 78 and 331 First Schedule ..... am. 1963 No. 52; 1969 No. 151; 1975 No. 201; 1979 No. 93; 1983 No. 48; 1987 No. 78 Heading to Second Schedule rep. 1988 No. 100 Heading to Schedule 2 .................... ad. 1988 No. 100 Second Schedule .... am. 1963 No. 52; 1965 No. 102 rs. 1969 No. 151 (as am. by 1969 No. 212) am. 1974 No. 38 rs. 1974 No. 262; 1977 No. 177; 1979 No. 93 am. 1980 Nos. 68 and 320; 1981 Nos. 1, 202, 243 and 372; 1982 Nos. 232 and 350; 1983 Nos. 206 and 325; 1984 Nos. 254 and 435; 1985 No. 316; 1986 No. 259; 1988 No. 100 Third Schedule ..... rs. 1969 No. 151 (as am. by 1969 No. 212) am. 1975 No. 201; 1982 No. 232; 1984 No. 435 -----------------------------------------------------------------------------

PATENTS REGULATIONS - TABLE OF PROVISIONS

TABLE

TABLE OF PROVISIONS

PART I-PRELIMINARY

Regulation

1. Citation

3. Repeal and saving

4. Interpretation

PART II-FEES

5. Fees

5A. Fees payable on lodging international application

5B. Fees payable under section 176 of the Act

PART III-PREPARATION AND LODGING OF DOCUMENTS

5C. Application

6. Documents other than specifications

7. Specifications generally

7A. Provisional specifications

7AA. Petty patent specifications

7B. Complete specifications

7C. Copies of documents

8. Date of lodgment

PART IV-APPLICATIONS FOR PATENTS

9. Form of application for patents

9A. Form of request under section 34 (4)

10. Form of application for patent of addition

10A. Convention countries prescribed for purposes of sections 52A and 52B

11. Form of Convention application

12. Form of declaration supporting application

13. Form of specifications

14. Copies of specifications

15. Photographic copies of drawings

15A. Initiation of national phase of international application

15B. Procedure on declaration under Article 17 (2) (a) of the Treaty

16. Form of request for examination

16A. Continuation fees

16B. Extension of time for paying continuation fee

16C. Application for restoration of lapsed application

16D. Opposition to restoration of lapsed application

16E. Advertisement of restoration in Official Journal

16F. Protection or compensation where lapsed application restored

17. Statement of proposed amendments

19. Order of examination

19A. Request for deferment of examination

19B. Operation of section 48 (3) in relation to examinations under section 52C

19C. Notice under sub-section 57 (1) or 68B (3)

19D. Request to Commissioner to exercise certain discretionary powers

PART IVA-INTERNATIONAL APPLICATIONS UNDER THE PATENT CO-OPERATION TREATY

19E. Interpretation

19F. Functions of Commissioner and Patent Office

19G. Fees prescribed for international applications

19H. Fees payable to Commissioner for international applications

19I. Refund of fees

19J. Trust Fund

19K. Documents to be in English language

19KA. Variation of section 47D of the Act

19L. Variation of section 131 of the Act

19M. Variation of section 143 of the Act

19MA. Variation of section 160 of the Act

PART IVB-APPLICATIONS INVOLVING MICRO-ORGANISMS

19ZA. Interpretation of Part IVB

19ZB. Prescribed documents: subsection 35 (5) of the Act

19ZC. Lodgment of prescribed documents

19ZD. Prescribed period: paragraph 40 (5) (c) of the Act

19ZE. Commissioner may request samples and viability statement

19ZF. Request for Commissioner's certificate authorising release of a sample of a micro-organism

19ZG. Breach of undertaking given in respect of a micro-organism

19ZH. Procedure in action for breach of an undertaking

19ZJ. Relief in action for breach of an undertaking

19ZK. Notification that a requirement of paragraph 40 (5) (c) or (e) of the Act has ceased to be satisfied

19ZL. Amendment of specification to include a matter referred to in paragraph 40 (5) (c) of the Act

19ZM. No amendment under regulation 19ZL where certain actions or proceedings are pending

19ZN. Court may direct amendment

19ZO. Appropriate prescribed period: paragraph 40 (7) (b) of the Act

19ZP. Protection or compensation of certain persons: subsection 40 (7) of the Act

19ZQ. Applications under subsection 154A (1) of the Act

PART V-OPPOSITION TO GRANT

20. Notice of opposition

21. Extension of time for lodging notice

PART VI-ACCEPTANCE

22. Request for postponement of acceptance

22AA. Extension of the period of acceptance

PART VIA-PUBLIC INSPECTION OF DOCUMENTS

22A. Request that complete specification be opened to public inspection

22B. Prescribed documents-international applications

PART VII-PATENTS AND PATENTEES

23. Form of patent

24. Determination under section 63

25. Application under section 65 (2)

26. Extension of time under section 66 (5)

27. Extension of time under section 66 (6)

28. Notification if patent not sealed

29. Renewal fees

30. Renewal fee included in continuation fee

31. Sealing of duplicate patent

32. Assignments, licences etc.

33. Applications under section 154

PART VIII-AMENDMENT OF SPECIFICATIONS

34. Request for leave to amend specification

35. Amendment of request

36. Opposition to the request

PART IX-EXTENSION OF PATENTS

36A. Extension of term of petty patents

37. Mode of advertisement

38. Application to Commissioner for extension

39. Notice of opposition

PART IX-EXTENSION OF PATENTS

36A. Extension of term of petty patents

37. Mode of advertisement

38. Application to Commissioner for extension

39. Notice of opposition

PART X-RESTORATION OF STANDARD PATENTS

40. Application for restoration

41. Opposition to restoration

42. Protection of persons who avail themselves of a ceased patent

43. Opposition to claim

44. Determination of claim

PART XI-SURRENDER OF PATENTS

45. Offer to surrender

PART XII-WORKING OF PATENTS AND COMPULSORY LICENCES

46. Petitions under section 108 or 109

PART XIII-EXTENSION OF TIMES UNDER SECTION 160

47. Application for extension of time under section 160 (2)

48. Opposition to application

49. Notification of decision under sub-section 160 (2) of the Act, or of result of appeal in relation to such a decision, in Official Journal

50. Protection or compensation of persons

51. Opposition to claim

52. Determination of claim

PART XIV-PRACTICE AND PROCEDURE

Division 1-Proceedings in Opposition Cases other than Cases under Section 95 of the Act

53. Interpretation

54. Application of Division

55. Opponent's evidence in support

56. Applicant's evidence in answer

57. Opponent's evidence in reply

57A. Notice if supporting or answering declarations not to be lodged

58. Notice if declarations in reply not to be lodged

59. Further evidence to be by leave or special leave

60. Procedure where special leave granted

61. Fixing of time and place for hearing

61A. Withdrawal of opposition

62. Hearing

63. Notification of Commissioner's decision

64. Costs

Division 2-Proceedings in Opposition Cases under Section 95 of the Act

65. Interpretation

66. Applicant's evidence in support

67. Opponent's evidence in answer

68. Applicant's evidence in reply

69. Statement if declarations in reply not to be lodged

70. Request to fix time and place for hearing

71. Application of general provisions of Division 1 of this Part

Division 3-Proceedings other than Opposition Proceedings

72. Procedure

Division 4-Evidence

73. Evidence

74. Copies of documents

75. Declarations and affidavits

PART XV-MISCELLANEOUS

76. Amendments of documents on request

77. Opposition to amendment

78. Determination of request for amendment

79. Amendment of a patent or entry in the Register by the Commissioner

80. Hours of business

81. Notice of exhibition of invention

81A. Application for licence under section 159C

81B. Refund of certain fees

82. Time within which applications for extensions of time are to be lodged

83. Directions not otherwise prescribed

83A. Criteria for granting extensions of time

84. Where requirements cannot be complied with for reasonable cause

84A. Remission of fees or exemption from payment

85. Exercise of discretionary power by Commissioner

86. Certification of copies

87. Request for information under section 30 of the Act

88. Address for service

89. Notification of service

90. Compliance with forms

91. Destruction of documents

92. Review of certain decisions by Administrative Appeals Tribunal

THE SCHEDULES

FIRST SCHEDULE

Forms

SCHEDULE 2

Part I-General Fees

Part II-General Fees for International Applications

Part III-Fees for International Applications Payable for the Benefit of the International Bureau

THIRD SCHEDULE

Part I-Requirements in Relation to Documents Other than Specifications and Drawings

Part II-Requirements in Relation to Specifications

Part III-Requirements in Relation to Drawings

PATENTS REGULATIONS - PART I
PART I-PRELIMINARY

PATENTS REGULATIONS - REG 1
Citation

1. These Regulations may be cited as the Patents Regulations.*1* SEE NOTES TO FIRST ARTICLE OF THIS CHAPTER .

PATENTS REGULATIONS - REG 3
Repeal and saving

3. (1) The Patents Regulations (comprising Statutory Rules 1954, Nos. 18 and 55; 1955, No. 70; 1957, No. 10; and 1961, No. 27) are repealed.

PATENTS REGULATIONS - REG 4
Interpretation

4. (1) In these Regulations, unless the contrary intention appears- "basic documents" means the documents referred to in sub-section (3) of section 143 of the Act; "Budapest Treaty Regulations" means the Regulations referred to in the definition of "Budapest Treaty" in section 6 of the Act as affected by any amendments referred to in that definition; "international application" means an application, filed under the Treaty, to which section 58B of the Act applies; "patent attorney" means a person registered as a patent attorney under Part XV of the Act; "the Act" means the Patents Act 1952-1962.

(2) In these Regulations, unless the contrary intention appears, a reference to "priority date", "receiving Office" or "Treaty" has the same meaning as in Part IVA of the Act.

PATENTS REGULATIONS - PART II
PART II-FEES

PATENTS REGULATIONS - REG 5
Fees

5. (1) The fees specified or referred to in Column 3 of Part I of Schedule 2 in an item in that Part are, in respect of the matters specified in Column 2 of that Part in that item, prescribed fees for the purposes of section 176 of the Act and the fees referred to in regulation 5A and, where the Commissioner or the Patent Office is a receiving Office, the fees referred to in regulations, 19G and 19H are the prescribed fees for the purposes of sub-section 58C (10) of the Act.

(2) Payment of fees shall be made at the Patent Office or a sub-office of the Patent Office by such means, and in such manner, as the Commissioner directs.

(3) Where the Commissioner has, under section 42 of the Act, directed that a complete specification be treated as a provisional specification, the amount by which the fee payable on the lodging of a complete specification exceeds the fee payable on the lodging of a provisional specification shall not be refunded, but if a subsequent complete specification is lodged by the applicant, the amount of the excess shall be credited, in whole or in part, towards the payment of the fee payable on lodging that subsequent complete specification.

(5) Item 18 in Part I of Schedule 2 does not apply to a request for correction necessitated solely by error in the Patent Office.

(5A) Where by reason of an error or omission on the part of an officer or person employed in the Patent Office, acceptance has been delayed, such period as is, in the opinion of the Commissioner, equal to the period of delay that resulted from the error or omission shall not, for the purpose of ascertaining the amount of any fee payable under item 26 or 27 in Part I of Schedule 2, be taken into account.

(7) For the purpose of ascertaining the amount of any fee payable under item 24 in Part I of Schedule 2, the period that commences on the day on which a notice of opposition to the grant of an application for an extension of time is lodged at the Patent Office and ends- (a) twenty-one days after the day on which the Commissioner decides the application; or (b) if an application is made to the Administrative Appeals Tribunal for a review of the decision of the Commissioner-on the day on which the application is determined, shall not be taken into account.

(8) A fee is not payable for lodging an application for extension of time for paying a renewal fee where- (a) an acknowledgment of the payment of a renewal fee was sent to a patentee and the acknowledgment included a notification specifying the amount of the renewal fee that was payable before the expiration of the next succeeding year of the patent; (b) after the acknowledgment was sent, the amount of the renewal fee specified in the notification was increased; (c) an amount equal to the amount of the renewal fee specified in the notification was paid by the patentee on or before the expiration of that next succeeding year of the patent; (d) the Commissioner is satisfied that the amount so paid was paid in reliance on the notification and without knowledge of the increase in the amount of the renewal fee; and (e) an amount equal to the difference between the amount so paid and the amount of the renewal fee payable is paid by the patentee before the expiration of 6 months after the expiration of the next succeeding year of the patent.

PATENTS REGULATIONS - REG 5A
Fees payable on lodging international application

5A. (1) Where an international application is treated as an application- (a) for a petty patent-the fee specified in Item 2 of Part I of Schedule 2; or (b) for a standard patent-the fees specified in Item 3 of Part I of Schedule 2, is or are payable, in respect of that application.

(2) Where, in relation to an international application- (a) an international preliminary examination has been demanded in accordance with Article 31 of the Treaty; and (b) Australia was, within the meaning of Article 31 (4) (a) of the Treaty, indicated as an elected State for the purposes of that demand within the period of 19 months from the priority date accorded to that application under the Treaty, no extension fee under Item 27 of Part I of Schedule 2 shall be payable in respect of an application for an extension of time for payment of the amount specified in paragraph (a) of Item 6 of that Part.

(3) No fee under Item 22 of Part I of Schedule 2 is payable in respect of the lodging, in relation to an international application, of documents referred to in sub-section 143 (3) or (4) of the Act at the Patent Office- (a) where an international preliminary examination of that application has been demanded under Article 31 of the Treaty and Australia was, within the meaning of Article 31 (4) (a) of the Treaty, indicated as an elected State for the purposes of that demand within the period of 19 months from the priority date accorded to that application under the Treaty-within the period of 34 months from the priority date accorded to that application under the Treaty; or (b) in any other case-within the period of 24 months from the priority date accorded to that application under the Treaty.

PATENTS REGULATIONS - REG 5B
Fees payable under section 176 of the Act

5B. (1) Subject to the Treaty and to sub-regulation (2), for the purposes of section 176 of the Act the following fees are prescribed in respect of international applications to which section 58B of the Act does not apply: (a) the fees specified in Part II of Schedule 2; and (b) the fees specified in Part III of Schedule 2.

(2) Subject to sub-regulation (3), the provisions of regulation 19G, sub-regulations 19H (1), (2), (3) and (4) and regulations 19I and 19J apply in relation to international applications to which sub-section 58B of the Act does not apply.

(3) In the application of regulation 19J to an international application to which section 58B of the Act does not apply the reference to regulation 19G shall be read as a reference to regulation 5B (1).

PATENTS REGULATIONS - PART III
PART III-PREPARATION AND LODGING OF DOCUMENTS

PATENTS REGULATIONS - REG 5C
Application

5C. This Part does not apply to international applications.

PATENTS REGULATIONS - REG 6
Documents other than specifications

6. (1) In this regulation, "document" does not include a provisional specification, a complete specification or a petty patent specification.

(2) Subject to subregulation 19ZB (2), documents to be lodged at the Patent Office shall comply with the requirements specified in Part I of the Third Schedule to these Regulations.

(3) Where a document received at the Patent Office does not comply with the requirements so specified or is not in accordance with whichever of the forms specified in the First Schedule to these Regulations is applicable, the Commissioner may- (a) treat the document as not having been lodged at the Patent Office and return it to the person from whom it was received, with a statement indicating the matters in respect of which the document does not comply with those requirements or is not in accordance with that form; or (b) treat the document as having been so lodged but direct the person from whom it was received to do such things as are necessary to ensure that the document will comply with those requirements or be in accordance with that form.

(4) Where under paragraph (a) of the last preceding sub-regulation the Commissioner returns an application, he shall return with the application any specification and other document lodged in respect of the application.

PATENTS REGULATIONS - REG 7
Specifications generally

7. A specification, including any drawings contained in a specification, shall comply with the requirements specified in Part II and Part III of the Third Schedule to these Regulations in so far as they are applicable.

PATENTS REGULATIONS - REG 7A
Provisional specifications

7A. (1) Where a provisional specification received at the Patent Office does not comply with the requirements referred to in the last preceding regulation or the requirements of sub-regulation (1) of regulation 13 of these Regulations, the Commissioner may treat the specification as not having been lodged at the Patent Office and return it to the person from whom it was received, with a statement indicating the matters in respect of which the specification does not comply with those requirements.

(2) Where under the last preceding sub-regulation the Commissioner returns a provisional specification, he shall return with the specification the application to which the specification relates and any document lodged in respect of the application.

PATENTS REGULATIONS - REG 7AA
Petty patent specifications

7AA. (1) Where a petty patent specification received at the Patent Office does not comply with the requirements referred to in regulation 7 or, subject to regulation 90, is not in accordance with the form prescribed in sub-regulation 13 (3), the Commissioner may treat the specification as not having been lodged at the Patent Office.

(2) Where the Commissioner treats a petty patent specification as not having been lodged at the Patent Office, he shall return the specification to the person from whom it was received together with a statement setting out the reasons for its return.

(3) Where the Commissioner returns a petty patent specification under sub-regulation (2), he shall return with the specification the application and any document lodged in respect of the application.

PATENTS REGULATIONS - REG 7B
Complete specifications

7B. (1) Where a complete specification received at the Patent Office does not comply with the requirements referred to in regulation 7, or the requirements of sub-regulation (2) of regulation 13, of these Regulations, the Commissioner may treat the complete specification as not having been lodged at the Patent Office or treat it as having been so lodged.

(2) If under the last preceding sub-regulation the Commissioner treats a complete specification as not having been lodged at the Patent Office, he shall return it, together with any document received in relation to it, to the person from whom it was received, with a statement indicating the matters in respect of which the specification does not comply with the requirements referred to in that sub-regulation.

(3) If under sub-regulation (1) of this regulation the Commissioner treats a complete specification as having been lodged at the Patent Office, he may, within 1 month after the date on which it was lodged, direct the applicant to do such things as are necessary to ensure that the complete specification complies with the requirements referred to in that sub-regulation.

(4) Where an applicant to whom a direction has been given under sub-regulation (3) in relation to a complete specification that is open to public inspection fails to comply with that direction within a period of 3 months after the date on which it was given, the application to which that complete specification relates shall lapse at the expiration of that period.

(5) Where an applicant to whom a direction has been given under sub-regulation (3) in relation to a complete specification that is not open to public inspection fails to comply with that direction- (a) where the complete specification becomes open to public inspection within a period of 3 months after the date on which the direction was given-within that period; or (b) where the complete specification becomes open to public inspection more than 3 months after the date on which the direction was given-before the complete specification becomes open to public inspection, the application to which that complete specification relates lapses- (c) at the expiration of the period of 3 months after the date on which the direction was given; or (d) on the day on which the complete specification becomes open to public inspection, whichever is the later.

(5A) Where an application lapses under sub-regulation (4) or (5), the Commissioner shall advertise that fact in the Official Journal and shall advise the applicant that the application has so lapsed.

(6) The applicant may, at any time, make an application (in this regulation referred to as "the application for restoration") to the Commissioner for the restoration of the lapsed application.

(7) The application for restoration shall be in accordance with Form 8A and shall contain a statement of the circumstances that led to the failure to comply with the direction within the prescribed time.

(8) If the Commissioner is satisfied that- (a) the failure to comply with the direction within the prescribed time was unintentional and resulted from an error or omission on the part of the applicant or of his agent or attorney or from circumstances beyond the control of the applicant; (b) the applicant has complied with the direction; and (c) there has been no undue delay in the making of the application for restoration, the Commissioner shall advertise the application for restoration in the Official Journal.

(9) A person interested may, within 3 months from the date of the first advertisement under sub-regulation (8) of an application for restoration, give notice to the Commissioner of opposition to the restoration of the lapsed application and shall serve a copy of the notice on the applicant.

(10) Notice given under sub-regulation (9) shall be in accordance with Form 12.

(11) If notice of opposition to the restoration of a lapsed application is not given to the Commissioner under sub-regulation (9) within 3 months of the date of the first advertisement of the application for restoration, the Commissioner shall restore the lapsed application.

(12) If notice of opposition to the restoration of the lapsed application is given under sub-regulation (9) within 3 months of the date of the first advertisement of the application for restoration the Commissioner shall hear the case and either restore the lapsed application or refuse the application for restoration.

(13) Where the Commissioner restores a lapsed application under sub-regulation (11) or (12) he shall advertise that fact in the Official Journal.

(14) The provisions of sub-regulations 16F (2) to (6) (inclusive) apply to and in relation to the restoration of a lapsed application under this regulation.

PATENTS REGULATIONS - REG 7C
Copies of documents

7C. Where a copy of a document is required to be lodged under these Regulations, the person who lodges the copy of the document shall, unless the Commissioner in a particular case otherwise directs, furnish the copy on paper of good quality and in black and distinct type.

PATENTS REGULATIONS - REG 8
Date of lodgment

8. A document lodged at the Patent Office shall be marked with the date on which it is received in the Patent Office.

PATENTS REGULATIONS - PART IV
PART IV-APPLICATIONS FOR PATENTS

PATENTS REGULATIONS - REG 9
Form of application for patents

9. (1) Subject to sub-regulation (1A), an application, not being an international application, for a standard patent shall be in accordance with Form 1.

(1A) An application, by virtue of sub-section 191 (3) of the Statute Law (Miscellaneous Amendments) Act (No. 1) 1982, for a standard patent shall be in accordance with Form 1AA.

(2) An application, not being an international application, for a petty patent shall be in accordance with Form 2.

(4) A copy or translation of an international application referred to in sub-section 58C (10) of the Act shall comply with Rule 11 of the Treaty.

(5) Subject to sub-regulation (6), for the purposes of the Act other than Part IVA, documents lodged in respect of international applications, or in respect of patents granted on such applications, shall be in the English language.

(6) The Commissioner may, where an applicant will not be prejudiced by his so doing, exempt all or part of a document or all or part of a document included in a class of documents from compliance with the provisions of sub-regulation (4) or (5).

PATENTS REGULATIONS - REG 9A
Form of request under section 34 (4)

9A. A request for a direction under paragraph (a) of sub-section (4) of section 34 of the Act shall be in accordance with Form 1A.

PATENTS REGULATIONS - REG 10
Form of application for patent of addition

10. (2) An application for the grant, under section 74 of the Act, of a patent of addition in lieu of an independent patent shall be in accordance with Form 3.

PATENTS REGULATIONS - REG 10A
Convention countries prescribed for purposes of sections 52A and 52B

10A. For the purposes of sections 52A and 52B of the Act, the United Kingdom of Great Britain and Northern Ireland and the United States of America are prescribed Convention countries.

PATENTS REGULATIONS - REG 11
Form of Convention application

11. (2) A request under section 142AA of the Act- (a) shall be in accordance with Form 6; and (b) may be endorsed on the Convention application or lodged as a separate document.

(3) Where an applicant has lodged a request under section 142AA of the Act, the applicant shall, before the acceptance of the application and the specification, lodge at the Patent Office a certificate by the official chief or head of the Patent Office in the Convention country in which an earlier application referred to in the request was lodged that the earlier application was withdrawn, abandoned or refused without becoming open to public inspection.

PATENTS REGULATIONS - REG 12
Form of declaration supporting application

12. (1) A declaration in support of an application for a patent, other than a Convention application, shall be in accordance with Form 7.

(2) A declaration in support of a Convention application shall be in accordance with Form 8.

PATENTS REGULATIONS - REG 13
Form of specifications

13. (1) A provisional specification shall be in accordance with Form 9.

(2) A complete specification shall be in accordance with Form 10.

(3) A petty patent specification shall be in accordance with Form 10A.

PATENTS REGULATIONS - REG 14
Copies of specifications

14. (1) Subject to sub-regulation (2) and regulation 15, an applicant shall lodge with a specification- (a) a copy, certified by the applicant to be a true and correct copy, of the specification including any drawings contained in the specification; and (b) in the case of a complete specification or a petty patent specification, an additional copy of the claim or claims.

(2) This regulation does not apply to international applications.

PATENTS REGULATIONS - REG 15
Photographic copies of drawings

15. (1) The Commissioner may, at the request of an applicant and on payment of the prescribed fee, make a photographic copy of the drawings contained in the original copy of the specification.

(2) Where a request is so made- (a) the applicant is not, unless the Commissioner otherwise directs, required to furnish a copy of the drawings; and (b) the photographic copy shall be marked with the words "True Copy".

PATENTS REGULATIONS - REG 15A
Initiation of national phase of international application

15A. (1) Subject to sub-regulation (2), an applicant making an international application shall- (a) where that applicant has demanded an international preliminary examination of his application under Article 31 of the Treaty and Australia was, within the meaning of Article 31 (4) (a) of the Treaty, indicated as an elected State for the purposes of that demand within the period of 19 months from the priority date accorded to that application under the Treaty-within the period of 31 months from the priority date accorded to that application under the Treaty; or (b) in any other case-within the period of 21 months from the priority date accorded to that application under the Treaty, or within such further period as the Commissioner allows under section 160 of the Act- (c) where he intends the international application to proceed as an application under the Act for a standard patent, a standard patent of addition or a petty patent-pay the appropriate fees in accordance with regulation 5A; (d) give the Commissioner an address for service of documents in Australia; and (e) where it is necessary so to do, lodge in the Patent Office a translation referred to in sub-paragraph 58C (10)(a)(ii) of the Act.

(2) Where, in relation to an international application, a translation lodged under paragraph 15A (1)(e) in the Patent Office is incomplete, the applicant may provide a complete translation, or a partial translation to complete the translation lodged under that paragraph, before the expiry of the period referred to in section 54 of the Act within which that application may be accepted.

PATENTS REGULATIONS - REG 15B
Procedure on declaration under Article 17 (2) (a) of the Treaty

15B. Where the International Searching Authority makes a declaration under Article 17 (2) (a) of the Treaty in relation to an international application, the applicant shall, subject to sub-regulation 15A (2), for the purposes of Article 22 of the Treaty, comply with the requirements of sub-regulation 15A (1) within the period referred to in paragraph 15A (1) (b).

PATENTS REGULATIONS - REG 16
Form of request for examination

16. (1) A request under section 47 of the Act for an examination of an application and complete specification shall be in accordance with Form 5A.

(2) A request under sub-section (1) of section 52A of the Act for a modified examination of an application and complete specification shall be in accordance with Form 5A.

PATENTS REGULATIONS - REG 16A
Continuation fees

16A. (1) For the purposes of section 47D of the Act, the prescribed continuation fee in relation to an application for a patent shall be, in respect of a year after the complete specification in relation to that application was lodged, the fee specified in column 3 of item 6 of Part I of Schedule 2 opposite to the reference in column 2 of that item to that year.

(1A) For the purposes of section 47D of the Act, the prescribed time within which the applicant shall pay the prescribed continuation fee in respect of a year is that year.

(2) Where a further application for a standard patent is made in pursuance of section 51 of the Act in respect of an invention disclosed in a complete specification or a petty patent specification, being a complete specification or a petty patent specification lodged in respect of the original application, a continuation fee in respect of that further application becomes payable during the year ending on each anniversary of the day on which the complete specification or petty patent specification, as the case requires, was so lodged, commencing with the year ending on the anniversary that first occurs not earlier than 12 months after the day on which the further application was lodged.

(3) Notwithstanding sub-regulation (1), the amount of the continuation fee payable in respect of a further application to which sub-regulation (2) applies in respect of a year is- (a) where the original application in respect of which the further application is made was an application for a standard patent-an amount equal to the amount of the continuation fee or renewal fee, as the case requires, payable in respect of the original application in respect of that year; and (b) where the original application in respect of which the further application is made was an application for a petty patent-an amount equal to the amount of the continuation fee or renewal fee, as the case requires, that would be payable in respect of the original application in respect of that year, if that original application had been an application for a standard patent.

PATENTS REGULATIONS - REG 16B
Extension of time for paying continuation fee

16B. An application under sub-section (2) of section 47D of the Act for an extension of time for paying a continuation fee shall be in accordance with Form 11.

PATENTS REGULATIONS - REG 16C
Application for restoration of lapsed application

16C. An application under sub-section (2) of section 47E of the Act for the restoration of a lapsed application shall be in accordance with Form 8A.

PATENTS REGULATIONS - REG 16D
Opposition to restoration of lapsed application

16D. (1) A notice under sub-section (5) of section 47E of the Act of opposition to the restoration of a lapsed application shall be in accordance with Form 12.

(2) The time within which a notice referred to in the last preceding sub-regulation may be given is the period of three months from the date of the first advertisement under sub-section (4) of section 47E of the Act of the application for restoration.

PATENTS REGULATIONS - REG 16E
Advertisement of restoration in Official Journal

16E. Where the Commissioner restores a lapsed application under sub-section (6) or sub-section (7) of section 47E of the Act, he shall advertise that fact in the Official Journal.

PATENTS REGULATIONS - REG 16F
Protection or compensation where lapsed application restored

16F. (1) The succeeding provisions of this regulation are prescribed for the purposes of sub-section (8) of section 47E of the Act.

(2) A person who availed himself, or took definite steps by contract or otherwise to avail himself, of the subject-matter of the lapsed application after the lapse of the application was advertised in the Official Journal and before the date of the first advertisement of the application for restoration may apply in accordance with Form 27 to the Commissioner for the grant of a licence to make, use, exercise and vend the subject-matter of the application that was restored to the extent that he so availed himself, or took definite steps by contract or otherwise to avail himself, of that subject-matter.

(3) The applicant for a licence shall serve a copy of the application on the person whose application was so restored and on such other persons as the Commissioner directs.

(4) A person on whom a copy of an application has been served under the last preceding sub-regulation may, within one month after the day on which the copy of the application was served on him or within such further time as the Commissioner, on an application made in accordance with Form 11 within that period of one month, allows, give notice of opposition to the application in accordance with Form 12.

(5) As soon as practicable after a notice of opposition is given under the last preceding sub-regulation, the person giving it shall serve a copy of the notice on the person who has made the application for the licence.

(6) The Commissioner shall hear the application for the licence, and, if satisfied that the application should be granted, may grant to the applicant a licence on such terms as the Commissioner thinks reasonable, but, if not so satisfied, the Commissioner shall dismiss the application.

PATENTS REGULATIONS - REG 17
Statement of proposed amendments

17. (1) A statement of proposed amendments lodged under section 49 or 52D or sub-section 49A (4) or 52A (3) of the Act shall set out each proposed amendment and the place at which the amendment is proposed to be made.

(2) The proposed amendments shall be numbered consecutively and, if more than one statement is lodged, the numbers of the proposed amendments in a subsequent statement shall be consecutive with the numbers in the previous statement.

(3) A proposed amendment that is or includes an alteration of a drawing shall contain a sketch of the part of the drawing that is to be altered showing the proposed alterations in red ink.

(4) A proposed amendment may, and shall if the Commissioner so requires, propose the substitution of a new sheet for an existing sheet.

PATENTS REGULATIONS - REG 19
Order of examination

19. (1) In this regulation, "examination" includes a modified examination.

(1A) Subject to this regulation and regulation 7B of these Regulations, all applications and complete specifications shall, so far as practicable, be examined in the order in which requests for their examination are lodged at the Patent Office.

(1B) The last preceding sub-regulation does not apply in relation to an application and complete specification that are the subject of a direction given on the ground referred to in paragraph (c) of sub-section (2) of section 47A of the Act.

(2) Where an examination of an application and complete specification has been requested by the applicant, the Commissioner may cause the examination to be expedited- (a) if he is satisfied that it is in the public interest, or that there are special circumstances that make it desirable, to do so; or (b) if, after the publication of a notification that the complete specification is open to public inspection, the Commissioner is satisfied that a prima facie case of infringement exists in respect of the claim or claims contained in the specification.

(3) An applicant who alleges that a prima facie case of infringement exists shall lodge at the Patent Office a statement in writing setting out fully the nature of the alleged infringement.

(4) The statement so furnished shall be verified by a declaration made by or on behalf of the applicant and shall be accompanied by an opinion of a barrister, solicitor or patent attorney to the effect that there is a prima facie case of infringement.

PATENTS REGULATIONS - REG 19A
Request for deferment of examination

19A. A request under section 52B of the Act for deferment of an examination of an application and complete specification shall be in accordance with Form 11A.

PATENTS REGULATIONS - REG 19B
Operation of section 48 (3) in relation to examinations under section 52C

19B. (1) For the purposes of the examination of an application and complete specification in accordance with section 52C of the Act, sub-section (3) of section 48 of the Act has effect subject to this regulation.

(2) In complying with the provisions of paragraphs (a), (b) and (c) of that sub-section, the Examiner is not required to have regard to specifications lodged in respect of such applications as were lodged more than three years before the lodgment of the application that is the subject of the examination.

PATENTS REGULATIONS - REG 19C
Notice under sub-section 57 (1) or 68B (3)

19C. (1) Subject to sub-regulation (2), a notice under sub-section 57 (1) or 68B (3) of the Act shall be accompanied by a statement setting out the facts on which the person giving notice relies and, where an assertion is made under paragraph 57 (1) (b) or sub-section 68B (3) of the Act based upon a document published in Australia, by- (a) a copy of the document; (b) a declaration establishing when and where the document was so published; and (c) if the document is written in a foreign language, a translation of the document into English authenticated to the satisfaction of the Commissioner.

(2) Sub-paragraphs (1) (a) and (b) do not apply where the published document is available in the Patent Office or in the library of the Patent Office.

PATENTS REGULATIONS - REG 19D
Request to Commissioner to exercise certain discretionary powers

19D. (1) Where an applicant or patentee does not wish to be heard in connection with the exercise of a discretionary power by the Commissioner, he may request the Commissioner to exercise his discretionary powers.

(2) A request under this regulation- (a) shall be in accordance with Form 11B; and (b) may be accompanied by submissions in writing in connexion with the requested exercise of the Commissioner's discretionary powers.

(3) A reference in this regulation to the exercise of a discretionary power by the Commissioner, or to the exercise of the Commissioner's discretionary powers, is a reference to the discretionary powers conferred on the Commissioner by the Act or these Regulations.

PATENTS REGULATIONS - PART IVA
PART IVA-INTERNATIONAL APPLICATIONS UNDER THE PATENT CO-OPERATION TREATY

PATENTS REGULATIONS - REG 19E
Interpretation

19E. In this Part, unless the contrary intention appears, "International Bureau", "International Preliminary Examining Authority" and "International Searching Authority" have the same meanings as in the Treaty.

PATENTS REGULATIONS - REG 19F
Functions of Commissioner and Patent Office

19F. Where, for the purposes of the Treaty, the Commissioner or the Patent Office is- (a) a receiving Office; (b) an International Searching Authority; or (c) an International Preliminary Examining Authority, the Commissioner and the Patent Office shall, subject to the Act and to these Regulations, perform, in relation to an international application, the functions under the Treaty of a receiving Office, an International Searching Authority or an International Preliminary Examining Authority, as the case requires.

PATENTS REGULATIONS - REG 19G
Fees prescribed for international applications

19G. (1) Where, for the purposes of the Treaty, the Commissioner or the Patent Office is- (a) a receiving Office; (b) an International Searching Authority; or (c) an International Preliminary Examining Authority, in relation to an international application, the fees specified in Part III of Schedule 2 are payable to the Commissioner in accordance with the provisions of the Treaty.

(2) The Commissioner shall, in accordance with the Treaty, determine the currency in which the fees payable under sub-regulation (1) are payable and the exchange rate between Swiss currency and the currency so determined.

(3) A determination made by the Commissioner under sub-regulation (2) shall be notified by him in the Official Journal and shall come into effect on the date specified in the determination for that purpose or on the date of notification in the Official Journal, whichever is the later.

PATENTS REGULATIONS - REG 19H
Fees payable to Commissioner for international applications

19H. (1) Where- (a) for the purposes of the Treaty, the Commissioner or the Patent Office is- (i) a receiving Office; (ii) an International Searching Authority; or (iii) an International Preliminary Examining Authority; and (b) the Commissioner or the Patent Office is empowered by the terms of the Treaty to charge a fee other than a fee for the benefit of the International Bureau, the amount of the fee payable to the Commissioner in respect of a matter specified in Column 2 of Part II of Schedule 2 in an item in that Schedule is the amount specified in Column 3 of that Part in that item.

(2) The fees specified in Items 1 and 2 of Part II of Schedule 2 are payable to the Commissioner within 1 month of lodging an international application with him.

(3) The fee specified in Item 4 of Part II of Schedule 2 is payable to the Commissioner upon lodging a demand for a preliminary examination under Article 31 of the Treaty with him.

(4) For the purposes of this regulation, an international application or a demand for a preliminary examination under Article 31 of the Treaty, as the case may be, is deemed to be lodged with the Commissioner when it is lodged with the Commissioner or in the Patent Office as a receiving Office or as an International Preliminary Examining Authority, as the case requires.

(5) The fees specified in Part I of Schedule 2 are payable, subject to the Treaty and to these Regulations, in relation to an international application as if that application were an application for- (a) a standard patent; (b) a standard patent of addition; or (c) a petty patent, as the case requires.

PATENTS REGULATIONS - REG 19I
Refund of fees

19I. (1) Where, in relation to a fee paid to the Commissioner, the Treaty requires the fee to be refunded in whole or in part to an applicant, that fee or that part of that fee, as the case requires, shall be refunded in accordance with these Regulations.

(2) Where, in relation to a search fee or a preliminary examination fee that is payable to an International Searching Authority or an International Preliminary Examining Authority, the Treaty provides for the refunding of that fee to an applicant in whole or in part, and such fee has been paid to the Commissioner, the Commissioner shall determine in accordance with the Treaty to what extent that fee shall be refunded to the applicant.

PATENTS REGULATIONS - REG 19J
Trust Fund

19J. Moneys paid as fees to the Commissioner under regulation 19G shall be paid into the Trust Fund kept under section 60 of the Audit Act 1901 and may be expended from the Trust Fund for the purposes of the Treaty including the making of refunds and the remission of fees to the International Bureau.

PATENTS REGULATIONS - REG 19K
Documents to be in English language

19K. Where, for the purposes of the Treaty, the Commissioner or the Patent Office is- (a) a receiving Office; (b) an International Searching Authority; or (c) an International Preliminary Examining Authority, an international application or a demand for an international preliminary examination under Article 31 of the Treaty lodged with the Commissioner or in the Patent Office shall, subject to the Treaty, be in the English language.

PATENTS REGULATIONS - REG 19KA
Variation of section 47D of the Act

19KA. The operation of section 47D of the Act in relation to international applications that are treated as applications under the Act by virtue of section 58B of the Act is varied as if in sub-section (2) "6 months" were omitted and "9 months" were substituted.

PATENTS REGULATIONS - REG 19L
Variation of section 131 of the Act

19L. The operation of section 131 of the Act in relation to international applications that are treated as applications under the Act by virtue of section 58B of the Act is varied as if- (a) there were added at the end of sub-section (1) "and that application shall not be sent to the International Bureau"; and (b) sub-sections (3) and (3A) were omitted and the following sub-section substituted: "(3) Where- (a) an order is in force under this section in respect of an international application to which section 58B applies; and (b) the applicant so requests, the application shall be treated as an application for a standard patent or an application for a petty patent, as the case requires, and may proceed up to the acceptance of the application and specification, but the specification shall not be open to public inspection, the acceptance shall not be advertised and a patent shall not be granted on the application.".

PATENTS REGULATIONS - REG 19M
Variation of section 143 of the Act

19M. The operation of section 143 of the Act in relation to international applications that are treated as applications under the Act by virtue of section 58B of the Act is varied as if after paragraph (a) of sub-section (3) the following paragraph were inserted: "(aa) where the application to which the copies or documents relate is an international application- (i) in respect of which an international preliminary examination has been demanded under Article 31 of the Treaty and where Australia was, within the meaning of Article 31 (4) (a) of the Treaty, indicated as an elected State for the purposes of that demand within the period of 19 months from the priority date accorded to that application under the Treaty-within the period of 31 months from the priority date accorded to that application under the Treaty; or (ii) in any other case-within the period of 21 months from the priority date accorded to that application under the Treaty;".

PATENTS REGULATIONS - REG 19MA
Variation of section 160 of the Act

19MA. The operation of section 160 of the Act in relation to international applications that are treated as applications under the Act by virtue of section 58B of the Act is varied as if in sub-section (1) ", receiving Office or International Bureau, as the case may be" were inserted after "Patent Office".

PATENTS REGULATIONS - PART IVB
PART IVB-APPLICATIONS INVOLVING MICRO-ORGANISMS

PATENTS REGULATIONS - REG 19ZA
Interpretation of Part IVB

19ZA. For the purposes of this Part, a reference, in relation to a micro-organism deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, to an undertaking is a reference to an undertaking given in accordance with paragraph (d) of Form 37 in respect of that micro-organism.

PATENTS REGULATIONS - REG 19ZB
Prescribed documents: subsection 35 (5) of the Act

19ZB. (1) The following documents are prescribed, for the purposes of subsection 35 (5) of the Act, for lodgment where a micro-organism is deposited with a prescribed depositary institution, being an international despositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent: (a) where that deposit of that micro-organism is an original deposit within the meaning of Rule 7.3 of the Budapest Treaty Regulations or a new deposit within the meaning of Rule 7.4 of those Regulations-a copy of the receipt, referred to in Rule 7.1 of those Regulations, issued by that authority; (b) where samples of that micro-organism were transferred to that authority under Rule 5.1 (a) (i) of those Regulations-a copy of the receipt, referred to in Rule 7.5 of those Regulations, issued by that authority; (c) a declaration by the applicant or patentee in accordance with Form 36 in respect of that deposit; and (d) where a document referred to in paragraph (a) or (b) is not in the English language-another document setting out a translation verified by declaration or otherwise to the satisfaction of the Commissioner.

(2) Subregulation 6 (2) does not apply in respect of a document referred to in paragraph (1) (a), (b), (c) or (d).

PATENTS REGULATIONS - REG 19ZC
Lodgment of prescribed documents

19ZC. (1) For the purposes of subsection 35 (5) of the Act, where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application, not being an international application, or patent: (a) a document referred to in paragraph 19ZB (1) (a), a translation, if required under paragraph 19ZB (1) (d), and a declaration referred to in paragraph 19ZB (1) (c) in respect of that deposit shall be lodged at the Patent Office by or on behalf of the applicant or patentee: (i) where that deposit of that micro-organism is an original deposit within the meaning of Rule 7.3 of the Budapest Treaty Regulations-within 3 months after the date of lodgment of the specification in respect of that patent application or patent; or (ii) where that deposit of that micro-organism is a new deposit within the meaning of Rule 7.4 of those Regulations-within 3 months after the date of lodgment of the specification in respect of that patent application or patent or the date on which that new deposit was effected, whichever is the later date; and (b) a document referred to in paragraph 19ZB (1) (b) relating to the transfer of a sample of that micro-organism under Rule 5.1 (a) (i) of the Budapest Treaty Regulations to that authority, a translation, if required under paragraph 19ZB (1) (d), and a declaration referred to in paragraph 19ZB (1) (c) in respect of that transfer shall be lodged at the Patent Office by or on behalf of the applicant or patentee within 3 months after that transfer was effected.

(2) For the purposes of subsection 35 (5) of the Act, where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to an international application: (a) a document referred to in paragraph 19ZB (1) (a), a translation, if required under paragraph 19ZB (1) (d), and a declaration referred to in paragraph 19ZB (1) (c) in respect of that deposit shall be lodged at the Patent Office by or on behalf of the applicant or patentee: (i) where that deposit of that micro-organism is an original deposit within the meaning of Rule 7.3 of the Budapest Treaty Regulations-before the expiration of the prescribed period; or (ii) where that deposit of that micro-organism is a new deposit within the meaning of Rule 7.4 of those Regulations-before the expiration of the prescribed period or the expiration of 3 months after the date on which that new deposit was effected, whichever is the later; and (b) a document referred to in paragraph 19ZB (1) (b) relating to the transfer of a sample of that micro-organism under Rule 5.1 (a) (i) of the Budapest Treaty Regulations to that authority, a translation, if required under paragraph 19ZB (1) (d), and a declaration referred to in paragraph 19ZB (1) (c) in respect of that transfer shall be lodged at the Patent Office by or on behalf of the applicant before the expiration of the prescribed period or the expiration of 3 months after that transfer was effected, whichever is the later.

(3) In subregulation (2), in relation to an international application, the prescribed period is: (a) where the applicant has demanded an international preliminary examination of that application under Article 31 of the Treaty and Australia was, within the meaning of Article 31 (4) (a) of the Treaty, indicated as an elected State for the purposes of that demand within the period of 19 months from the priority date accorded under the Treaty to that application-the period of 34 months from the priority date accorded under the Treaty to that application; or (b) in any other case-the period of 24 months from the priority date accorded under the Treaty to that application.

PATENTS REGULATIONS - REG 19ZD
Prescribed period: paragraph 40 (5) (c) of the Act

19ZD. (1) For the purposes of paragraph 40 (5) (c) of the Act, where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent, the prescribed period is the period that ends at the expiration of: (a) 3 months after the specification is lodged in respect of that patent application or patent; or (b) subject to subregulation (2), such longer period as the Commissioner allows on an application made in accordance with Form 11 lodged at the Patent Office before or after the expiration of the 3 months referred to in paragraph (a).

(2) Subject to section 160 of the Act, the period referred to in paragraph (1) (b) shall not extend beyond 15 months after: (a) where the patent application was for, or the patent was, a standard patent: (i) if the complete specification lodged in respect of that patent application or patent contains only one claim-the priority date of that claim; (ii) if that complete specification contains more than one claim and those claims have the same priority date-that priority date; or (iii) if that complete specification contains more than one claim and those claims have more than one priority date-the earlier or earliest, as the case may be, of those priority dates; or (b) where the patent application was for, or the patent was, a petty patent-the priority date of the claim of the petty patent specification lodged in respect of that patent application or patent.

PATENTS REGULATIONS - REG 19ZE
Commissioner may request samples and viability statement

19ZE. (1) Where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent, the Commissioner: (a) shall, on the order of a court in Australia; or (b) may, of his or her own motion or on application in writing by another person; for the purposes of proceedings before the Commissioner or any other legal proceedings in Australia: (c) make to that authority a request referred to in Rule 11.1 of the Budapest Treaty Regulations for a sample of that micro-organism; and (d) make in relation to that micro-organism the declaration referred to in that Rule.

(2) Unless a request under subregulation (1) is made on the order of a court, the Commissioner shall, before making the request, give the applicant or patentee concerned, and any other person who apparently has an interest in the request, an opportunity to be heard.

(3) Subject to subregulation 92 (2), where the Commissioner decides to make, or to refuse to make, a request under subregulation (1), the Commissioner shall inform the applicant or patentee concerned, and any other person who apparently has an interest in the request, of the decision, and of the reasons for the decision, by notice in writing given as soon as practicable after the date of the decision.

(4) Where a sample of a micro-organism has been furnished to the Commissioner in accordance with a request under subregulation (1), the Commissioner may make a request referred to in Rule 10.2 (a) (iii) of the Budapest Treaty Regulations for a statement concerning the viability of the micro-organism.

PATENTS REGULATIONS - REG 19ZF
Request for Commissioner's certificate authorising release of a sample of a
micro-organism

19ZF. (1) Where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent, a person may, in accordance with Form 37, request the Commissioner to grant, in respect of that deposit, the certification referred to in Rule 11.3 (a) of the Budapest Treaty Regulations.

(2) As soon as practicable after receiving a request by a person under subregulation (1), the Commissioner shall decide whether to: (a) comply with the request; (b) comply with the request subject to that person complying with such conditions as are reasonable including, without limiting that generality, a condition that that person give security for damages for any breach of the undertaking given by that person; or (c) refuse the request.

(3) The Commissioner shall, in accordance with paragraph (2) (a) or (b), comply with a request in respect of a patent application or patent: (a) if a declaration referred to in paragraph 19ZB (1) (c) in accordance with Form 36 has been lodged at the Patent Office in respect of that patent application or patent; (b) if the specification lodged in respect of that patent application or patent is open to public inspection; (c) unless the Commissioner is satisfied that a declaration set out in the request is false or misleading; (d) unless the Commissioner is satisfied that the undertaking is not given in good faith; (e) where the request is in respect of a patent and the person making the request is a person to whom the patentee has granted a licence under section 108 of the Act-if the Commissioner is satisfied that that licence provides that the person making the request has under that licence a right to obtain a sample of that micro-organism; and (f) where the request is in respect of a patent and the person making the request is a person who may make, use, exercise or vend the invention under subsection 125 (1) of the Act-if the Commissioner is satisfied that the terms for the making, use, exercise or vending of the invention provide that the person making the request has a right to obtain a sample of that micro-organism.

(4) Before making a decision under subregulation (2), the Commissioner shall give the person making the request, the applicant or patentee concerned, and any other person who apparently has an interest in the request, an opportunity to be heard.

(5) Subject to subregulation 92 (2), where the Commissioner makes a decision under subregulation (2), the Commissioner shall inform the person making the request, the applicant or patentee concerned, and any other person who apparently has an interest in the request, of the decision, and of the reasons for the decision, by notice in writing given as soon as practicable after the date of the decision.

PATENTS REGULATIONS - REG 19ZG
Breach of undertaking given in respect of a micro-organism

19ZG. (1) Where a micro-organism is deposited with a prescribed depositary institution, being an international depository authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent, an action or proceeding for breach of an undertaking may be instituted in a prescribed court by any person who is for the time being: (a) where a patent has not been granted on that patent application-an applicant in respect of that patent application; or (b) where a patent has been granted on that patent application or where the deposit is effected in relation to a patent-a patentee of, or an exclusive licensee under, that patent.

(2) In an action or proceeding referred to in subregulation (1) by an exclusive licensee in relation to a patent application or patent, the patentee shall, unless joined as a plaintiff, be joined as a defendant.

(3) A patentee joined as a defendant in an action or proceeding referred to in subregulation (1) by an exclusive licensee is not liable for costs unless the patentee enters an appearance and takes part in the proceedings.

(4) It is a defence to an action or proceeding for breach of an undertaking given in respect of a micro-organism to which a specification lodged in respect of a patent application or patent relates that the specification did not, when the matters complained of took place, comply with a requirement of paragraph 40 (5) (c) or (e) of the Act.

(5) A defendant may not plead a defence referred to in subregulation (4) in an action or proceeding for breach of an undertaking given in respect of a micro-organism to which a specification lodged in respect of a patent application or patent relates unless: (a) the defendant has, before becoming a defendant in that action or proceeding, lodged at the Patent Office under subregulation 19ZK (1) a notification in accordance with Form 38 of the requirement of paragraph 40 (5) (c) or (e) of the Act that has ceased to be satisfied; and (b) the applicant for the patent or the patentee, as the case requires, fails to take the steps referred to in paragraph 40 (7) (b) of the Act within the appropriate prescribed period prescribed by regulation 19ZO for the purposes of that last-mentioned paragraph.

PATENTS REGULATIONS - REG 19ZH
Procedure in action for breach of an undertaking

19ZH. In an action or proceeding referred to in subregulation 19ZG (1) in a prescribed court for breach of an undertaking: (a) the plaintiff shall deliver with the statement of claim or declaration, or, by order of the court or a Judge of that court, at a subsequent time, particulars of the breaches complained of; and (b) the defendant shall deliver with the statement of defence or plea, or, by order of the court or a Judge of that court, at a subsequent time, particulars of any objections on which the defendant relies.

PATENTS REGULATIONS - REG 19ZJ
Relief in action for breach of an undertaking

19ZJ. (1) In an action or proceeding referred to in subregulation 19ZG (1) in a prescribed court, the court, or a Judge of that court, may, on the application of a party to the action or proceeding, make such order for inspection, and impose such terms and give such directions with respect to the inspection, as the court or Judge thinks fit.

(2) In an action or proceeding referred to in subregulation 19ZG (1) in a prescribed court for breach of an undertaking given in respect of a micro-organism, the court may grant such relief as the court thinks fit including, without limiting that generality: (a) an injunction on such terms as the court thinks fit; (b) an order for damages; (c) an order for an account of profits; (d) an order with respect to any security given pursuant to paragraph 19ZF (2) (b); or (e) an order on such terms as the court thinks fit to deliver to such persons as the court thinks fit the micro-organism or any things derived directly or indirectly from that micro-organism as a consequence of that breach including, without limiting that generality: (i) any products made by using that micro-organism; (ii) any other micro-organisms derived from that micro-organism; and (iii) any products made by using those other micro-organisms.

PATENTS REGULATIONS - REG 19ZK
Notification that a requirement of paragraph 40 (5) (c) or (e) of the Act has
ceased to be satisfied

19ZK. (1) Where a requirement of paragraph 40 (5) (c) or (e) of the Act ceases to be satisfied in relation to a micro-organism to which a specification lodged in respect of a patent application or patent relates, a person other than the applicant or patentee may, after the specification has become open to public inspection, lodge at the Patent Office a notification in accordance with Form 38 of the requirement that has ceased to be satisfied.

(2) As soon as practicable after receiving a notification under subregulation (1) in relation to a micro-organism to which a specification lodged in respect of a patent application or patent relates, the Commissioner shall cause a copy of the notification to be given to the applicant or patentee.

(3) Where the Commissioner learns, otherwise than by a notification referred to in subregulation (1), of facts that may establish that a requirement of paragraph 40 (5) (c) or (e) of the Act has ceased to be satisfied in relation to a micro-organism to which a specification lodged in respect of a patent application or patent relates, the Commissioner shall cause a notification setting out those facts to be given to the applicant or patentee.

(4) As soon as practicable after the Commissioner receives a notification under subregulation (1) or gives a notification under subregulation (3), a notice of the receipt or giving of that notification shall be published in the Official Journal.

(5) The terms of a notification under subregulation (1) or (3) need not be published in the notice referred to in subregulation (4), but the notification shall be open to public inspection.

(6) In answer to a notification under subregulation (1) or (3) that a requirement of paragraph 40 (5) (c) or (e) of the Act has ceased to be satisfied in relation to a micro-organism to which a specification lodged in respect of a patent application or patent relates, the applicant or patentee may lodge at the Patent Office a written reply setting out the facts relied upon to establish that that requirement is satisfied.

(7) Where a reply lodged under subregulation (6) is in answer to a notification under subregulation (1) by a person, the Commissioner shall, as soon as practicable after receiving the reply, serve a copy of the reply on that person.

(8) As soon as practicable after a reply is lodged under subregulation (6), a notice of the lodgment of the reply shall be published in the Official Journal.

(9) The terms of a reply lodged under subregulation (6) need not be published in the notice referred to in subregulation (8), but the reply shall be open to public inspection.

PATENTS REGULATIONS - REG 19ZL
Amendment of specification to include a matter referred to in paragraph 40
(5)
(c) of the Act

19ZL. (1) An applicant in respect of a patent application or a patentee of a patent may, by a request in writing lodged at the Patent Office, seek the leave of the Commissioner to amend the specification lodged in respect of that patent application, or that patent, as the case may be, for the purpose of including in the specification a matter referred to in paragraph 40 (5) (c) of the Act.

(2) A request under subregulation (1) shall be in accordance with Form 22 and shall specify the nature of, and the reasons for, the proposed amendment.

(3) Where a person is registered as a mortgagee or the exclusive licensee under a patent, a request under subregulation (1) for an amendment of the specification lodged in respect of the patent shall not be complied with unless the mortgagee or licensee has consented, in writing, to the request.

(4) If a mortgagee or licensee of a patent refuses to consent to a request under subregulation (1) for an amendment of the specification lodged in respect of the patent, the Commissioner may, on the application of the patentee, if the Commissioner is of the opinion that that consent has been unreasonably refused, direct that that consent shall not be necessary.

(5) Subregulations 34 (2), (3), (4) and (5) apply in respect of a request under subregulation (1).

(6) Where in relation to a micro-organism to which a specification lodged in respect of a patent application or patent relates: (a) a person has, under subregulation 19ZF (1), requested the Commissioner to grant the certification referred to in that subregulation; (b) the Commissioner has not granted that certification; and (c) the applicant or patentee has lodged under subregulation (1) a request seeking the leave of the Commissioner to amend that specification; the Commissioner shall, as soon as practicable after lodgment of the request referred to in paragraph (c), serve a copy of that last-mentioned request on the person referred to in paragraph (a).

(7) Where a request under subregulation (1) is for amendment of a specification that is open to public inspection, the Commissioner shall, as soon as practicable after the request has been lodged at the Patent Office, advertise particulars of the request in the Official Journal.

(8) Where a request under subregulation (1) for amendment of a specification that is open to public inspection is for the purpose of including in the specification a matter in respect of which a notification has been lodged at the Patent Office by a person under subregulation 19ZK (1), the Commissioner shall, as soon as practicable after the request has been lodged at the Patent Office, serve a copy of the request on that person.

(9) Where a request under subregulation (1) is for amendment of the specification lodged in respect of a patent application or patent and the specification is open to public inspection, the Commissioner shall, before making a decision under subregulation (11), give the following persons an opportunity to be heard: (a) any person to whom paragraph (6) (a) or subregulation (8) applies in respect of that request; (b) any person who has notified the Commissioner within the period referred to in subregulation (12) that the person has an interest in the request; and (c) where there is a person referred to in paragraph (a) or (b) or where there is no such person but the Commissioner proposes not to comply with the request-the applicant or patentee, as the case requires.

(10) The Commissioner shall not comply with a request under subregulation (1) to amend a specification unless it would, after amendment in accordance with the request, include a matter referred to in paragraph 40 (5) (c) of the Act.

(11) Subject to subregulation (12) and regulation 19ZM, as soon as practicable after receiving a request under subregulation (1) and, if required to do so, complying with subregulation (6), (7), (8) or (9), the Commissioner shall decide whether to comply with or refuse the request.

(12) Where a request under subregulation (1) is for amendment of a specification that is open to public inspection, a decision under subregulation (11) shall not be made until after a period of 3 months after the date on which particulars of the request are advertised in the Official Journal under subregulation (7).

(13) Upon a decision under subregulation (11) to comply with a request for an amendment of a specification, the amendment shall be deemed to have been made.

(14) Where a decision under subregulation (11) to comply with a request for amendment of a specification is made after the specification has become open to public inspection, the Commissioner shall advertise particulars of the amendment in the Official Journal.

(15) Where the Commissioner decides to comply with, or to refuse, a request under subregulation (1), the Commissioner shall inform the applicant or patentee concerned, and the persons referred to in subregulation (9), of the decision, and of the reasons for the decision, by notice in writing given as soon as practicable after the date of decision.

PATENTS REGULATIONS - REG 19ZM
No amendment under regulation 19ZL where certain actions or proceedings are
pending

19ZM. Subregulation 19ZL (11) does not apply in respect of a specification lodged in respect of a patent while there is pending: (a) an action for an infringement of the patent; (b) a proceeding for revocation of the patent; or (c) a proceeding in which: (i) in the case of a standard patent-the validity of the patent or of a claim of the complete specification is disputed; or (ii) in the case of a petty patent-the validity of the petty patent or of the claim of the petty patent specification is disputed; whether commenced before or after the lodging under subregulation 19ZL (1) of a request for leave to amend the specification.

PATENTS REGULATIONS - REG 19ZN
Court may direct amendment

19ZN. (1) In: (a) an action in a court for an infringement of a patent; (b) a proceeding in a court for revocation of a patent; or (c) a proceeding in a court: (i) in which the validity of a standard patent, or of a claim of the complete specification of a standard patent, is disputed; or (ii) in which the validity of a petty patent or of the claim of the specification of a petty patent is disputed; the court or a Judge of that court may, at any time, for the purpose of including a matter referred to in paragraph 40 (5) (c) of the Act, by order made on the application of the patentee, subject to any terms as to costs, advertisements or otherwise that the court or Judge imposes, direct the amendment of the specification in the manner specified in the order.

(2) The patentee shall give notice of an application for an order under subregulation (1) to the Commissioner who shall be entitled to appear and be heard and shall appear if the court or Judge referred to in that subregulation so directs.

(3) A copy of an order made under subregulation (1) shall be lodged by the patentee at the Patent Office within 14 days after the sealing of the order and upon lodgment the specification shall be deemed to have been amended in the manner specified in the order.

PATENTS REGULATIONS - REG 19ZO
Appropriate prescribed period: paragraph 40 (7) (b) of the Act

19ZO. For the purposes of paragraph 40 (7) (b) of the Act, where a micro-organism is deposited with a prescribed depositary institution, being an international depositary authority whether in or outside Australia, for the purposes of section 40 of the Act in relation to a patent application or patent and a requirement of paragraph 40 (5) (c) or (e) of the Act ceases to be satisfied in relation to the micro-organism, the appropriate prescribed period is: (a) where the step referred to in paragraph 40 (7) (b) of the Act is the making of a new deposit of a sample of that micro-organism: (i) where the Commissioner has given under subregulation 19ZK (2) the applicant or patentee a copy of a notification of that requirement-the period that ends 3 months after that copy was so given; (ii) where the Commissioner has given under subregulation 19ZK (3) to the applicant or patentee a notification of that requirement-the period that ends 3 months after that notification was so given; (iii) where under Article 4 (1) of the Budapest Treaty the international depositary authority has notified the depositor of its inability to furnish samples of that micro-organism and the Commissioner has not, before that notification by that authority, given under subregulation 19ZK (2) or (3) to the applicant or patentee a copy of a notification or a notification, as the case may be, of that requirement-the period of 3 months referred to in Article 4 (1) (d) of that Treaty; or (iv) in any other case-the period that ends when that new deposit is so made; or (b) where the step referred to in paragraph 40 (7) (b) of the Act is an amendment of the specification lodged in respect of that patent application or patent: (i) where the Commissioner has given under subregulation 19ZK (2) to the applicant or patentee a copy of a notification of that requirement-the period that ends when the Commissioner decides under subregulation 19ZL (11) to comply with a request under subregulation 19ZL (1) for the amendment, being a request lodged under that subregulation within 3 months after that copy was so given; (ii) where the Commissioner has given under subregulation 19ZK (3) the applicant or patentee a notification of that requirement-the period that ends when the Commissioner decides under subregulation 19ZL (11) to comply with a request under subregulation 19ZL (1) for that amendment, being a request lodged under that subregulation within 3 months after that notification was so given; or (iii) in any other case-the period that ends when the Commissioner decides under subregulation 19ZL (11) to comply with a request under subregulation 19ZL (1) for that amendment of that specification.

PATENTS REGULATIONS - REG 19ZP
Protection or compensation of certain persons: subsection 40 (7) of the Act

19ZP. (1) For the purposes of subsection 40 (7) of the Act, a person who availed himself or herself, or took definite steps by contract or otherwise to avail himself or herself, of: (a) an invention to the extent that the invention is a micro-organism; or (b) an invention that involves the use, modification or cultivation of a micro-organism; being an invention that is the subject-matter of patent application or patent, during a period between the times referred to in paragraphs 40 (7) (a) and (b) of the Act when a requirement of paragraph 40 (5) (c) or (e) of the Act was not satisfied in respect of that application or patent, may, during the period that commences on the date of publication in the Official Journal of the notice referred to in subregulation 19ZK (4) that that requirement ceased to be satisfied and ends at the time referred to in paragraph 40 (7) (b) of the Act, apply to the Commissioner in accordance with Form 27 for a licence to make, use, exercise or vend that subject-matter to the extent that the person so availed himself or herself, or took definite steps by contract to avail himself or herself, of that subject-matter during that first-mentioned period.

(2) A person who applies under subregulation (1) for a licence to make, use, exercise or vend the subject-matter of a patent application or patent shall serve a copy of the application for the licence on the applicant in respect of that patent application or the patentee of that patent, as the case requires, and on such other persons as the Commissioner directs.

(3) A person on whom a copy of an application for a licence has been served under subregulation (2) may, within a period of one month after that service or within such further time as the Commissioner allows on an application made in accordance with Form 11 within that period, give in accordance with Form 12 notice of opposition to the application for that licence.

(4) A person who gives under subregulation (3) a notice of opposition to an application for a licence to make, use, exercise or vend the subject-matter of a patent application or patent shall serve a copy of that notice on the applicant for the licence and on such other person as the Commissioner directs.

(5) The Commissioner shall hear an application under subregulation (1) for a licence and if satisfied that it is proper to do so may: (a) grant the licence on such terms as are reasonable; or (b) dismiss the application.

PATENTS REGULATIONS - REG 19ZQ
Applications under subsection 154A (1) of the Act

19ZQ. (1) An application under subsection 154A (1) of the Act for a declaration that the specification lodged in respect of a patent application or patent, being a complete specification or a petty patent specification, does not comply with the requirements of section 40 of the Act unless the requirements of subsection 40 (5) of the Act are satisfied in relation to a micro-organism, shall: (a) be made in writing to a prescribed court or to the Commissioner; (b) be lodged at that court or the Patent Office, as the case requires; (c) state the name and business, or residential, address of the applicant for the declaration: (d) state an address for service on the applicant for the declaration of documents relating to the application for the declaration; (e) identify the patent application or patent, as the case requires; (f) state that the invention that is the subject-matter of that patent application or patent, as the case requires, involves the use, modification or cultivation of a micro-organism other than a micro-organism referred to in subsection 40 (4) of the Act; (g) state that that micro-organism was, at the date of lodgment of that specification, reasonably available to a person skilled in the art; (h) state that, but for the fact referred to in paragraph (g), subsection 40 (3) of the Act would have applied in relation to the invention referred to in paragraph (f); (i) state that that micro-organism has since ceased to be reasonably available to a person skilled in the art; and (j) set out details of any facts relied upon to justify any of the statements referred to in paragraph (f), (g), (h) or (i).

(2) A person who applies under subregulation (1) to a prescribed court or the Commissioner for a declaration concerning a specification lodged in respect of a patent application or patent shall serve a copy of the application for the declaration on the applicant or patentee, as the case requires, and on such other person as the court or Commissioner directs.

(3) Where the Commissioner of his or her own motion proposes to declare under subsection 154A (1) of the Act that the specification lodged in respect of a patent application or patent does not comply with the requirements of section 40 of the Act unless the requirements of subsection 40 (5) of the Act are satisfied in relation to a micro-organism, the Commissioner shall cause to be served on the applicant or patentee, as the case requires, a statement of the facts relied upon to justify the making of that declaration.

(4) A person on whom a copy of an application under subregulation (1) has been served, or on whom a statement under subregulation (3) has been served, may, within 3 months after that service, give to the prescribed court to which the application is made or to the Commissioner, as the case requires, a reply to that application or statement.

(5) A person who gives under subregulation (4) to a prescribed court or the Commissioner a reply to an application under subregulation (1) for a declaration concerning the specification lodged in respect of a patent application or patent shall serve a copy of that notice on the applicant or patentee, as the case requires, and on such other persons as the court or Commissioner directs.

(6) As soon as practicable after a copy of a declaration by a court under subsection 154A (1) of the Act is served on the Commissioner under subsection 154A (5), a notice of the making of that declaration shall be published in the Official Journal.

(7) As soon as practicable after the making of a decision of the Commissioner under subsection 154A (1) of the Act, a notice of the making of the decision shall be published in the Official Journal.

(8) The terms of a declaration referred to in subregulation (6) or of a decision referred to in subregulation (7) need not be published in the Official Journal, but the declaration or decision shall be open to public inspection at the Patent Office.

PATENTS REGULATIONS - PART V
PART V-OPPOSITION TO GRANT

PATENTS REGULATIONS - REG 20
Notice of opposition

20. A notice of opposition to the grant of a standard patent shall be in accordance with Form 12.

PATENTS REGULATIONS - REG 21
Extension of time for lodging notice

21. An application for an extension of time for lodging a notice of opposition to the grant of a standard patent shall be in accordance with Form 11.

PATENTS REGULATIONS - PART VI
PART VI-ACCEPTANCE

PATENTS REGULATIONS - REG 22
Request for postponement of acceptance

22. A request under sub-section (3) of section 52 of the Act shall be in accordance with Form 13.

PATENTS REGULATIONS - REG 22AA
Extension of the period of acceptance

22AA. An application for an extension of the period within which an application and complete specification may be accepted shall be in accordance with Form 11.

PATENTS REGULATIONS - PART VIA
PART VIA-PUBLIC INSPECTION OF DOCUMENTS

PATENTS REGULATIONS - REG 22A
Request that complete specification be opened to public inspection

22A. A request under sub-section (1) of section 54A of the Act shall be in accordance with Form 13A.

PATENTS REGULATIONS - REG 22B
Prescribed documents-international applications

22B. For the purposes of section 58G (4) of the Act, the prescribed documents are- (a) in relation to an international application, whether or not that application is an application to which section 58B of the Act applies- (i) where the international search report in accordance with Rule 43 of the Treaty is not available at the date of publication of the application under Article 21 of the Treaty-that report; and (ii) amendments made under Article 19 of the Treaty and published under Rule 48 of the Treaty; and (b) in relation to an international application to which section 58B of the Act applies- (i) the translation referred to in sub-section 58C (10) of the Act; (ii) the declaration lodged under sub-section 35 (3) of the Act in respect of the application; (iii) where the application is a Convention application-the copies or translations referred to in sub-section 143 (3) or (4) of the Act; (iv) a document, other than a document referred to in paragraph (a) or sub-paragraph (i), (ii) or (iii) relating to the application, being a document that has been lodged with the Commissioner or in the Patent Office by or on behalf of the applicant, and not being an international preliminary examination report; and (v) a document, other than a document referred to in paragraph (a) or sub-paragraph (i), (ii) or (iii), relating to the application, being a document that has been delivered to the applicant by or on behalf of the Commissioner.

PATENTS REGULATIONS - PART VII
PART VII-PATENTS AND PATENTEES

PATENTS REGULATIONS - REG 23
Form of patent

23. (1) A standard patent shall be in accordance with Form 14.

(2) The Commissioner shall publish in the Official Journal a notification of the sealing of a standard patent.

(3) A petty patent shall be in accordance with Form 14A.

PATENTS REGULATIONS - REG 24
Determination under section 63

24. (1) A request for a determination under sub-section (1) or (2) of section 63 of the Act shall be in accordance with Form 15.

(2) The person making the request shall- (a) serve a copy of the request on the person refusing to proceed with the application for the patent or the other parties to the dispute, as the case requires; and (b) if an agreement in writing has been entered into, lodge the agreement and a certified copy of the agreement at the Patent Office.

(3) Paragraph (b) of the last preceding sub-regulation does not apply if the agreement has already been filed in the Patent Office.

(4) The Commissioner shall cause notice of the request to be published in the Official Journal.

(5) A person interested in the application in respect of which a request has been made under this regulation who desires to be heard by the Commissioner shall give notice of the fact to the Commissioner within six weeks after the publication of the notice of the request.

PATENTS REGULATIONS - REG 25
Application under section 65 (2)

25. (1) An application under sub-section (2) of section 65 of the Act shall be in accordance with Form 16.

(2) The person making the application shall lodge with his application the patent and such documents as are necessary to support the application.

PATENTS REGULATIONS - REG 26
Extension of time under section 66 (5)

26. An application under sub-section (5) of section 66 of the Act shall be in accordance with Form 11.

PATENTS REGULATIONS - REG 27
Extension of time under section 66 (6)

27. (1) An application under sub-section (6) of section 66 of the Act shall be in accordance with Form 11.

(2) An application under that sub-section shall be lodged at the Patent Office before the expiration of the period allowed by or under section 66 of the Act for the sealing of the patent.

(3) An extension under sub-section (6) of section 66 of the Act of the time for sealing of a patent shall not exceed six months.

PATENTS REGULATIONS - REG 28
Notification if patent not sealed

28. Where a standard patent is not sealed within the time allowed by or under the Act, the Commissioner shall publish a notification of the fact in the Official Journal.

PATENTS REGULATIONS - REG 29
Renewal fees

29. (1) For the purposes of sub-section 68 (2) of the Act, the fee specified in column 3 of item 15 of Part I of Schedule 2 in relation to a year of patent is the renewal fee in respect of that year of patent.

(2) For the purposes of sub-section 68 (2) of the Act, the prescribed time in respect of the payment of a renewal fee in relation to a year of patent is that year of patent.

(3) An application for an extension of time for payment under sub-section 68 (3) of the Act shall be in accordance with Form 11.

PATENTS REGULATIONS - REG 30
Renewal fee included in continuation fee

30. Where, in relation to an application or further application for a patent: (a) a continuation fee for the purposes of section 47D of the Act has been paid in respect of a period of a year in accordance with regulation 16A; and (b) the patent is sealed on that application or further application after the payment of the fee but before the end of that period; the continuation fee so paid shall be taken to include any renewal fee that, but for this regulation, would become due and payable during that period in relation to a year of patent.

PATENTS REGULATIONS - REG 31
Sealing of duplicate patent

31. An application for the sealing, under section 71 of the Act, of a duplicate patent shall be in accordance with Form 17.

PATENTS REGULATIONS - REG 32
Assignments, licences etc.

32. An application for the registration of the title of a person becoming entitled by assignment, transmission or other operation of law to a patent, or to share in a patent or becoming entitled to an interest in a patent by virtue of a mortgage, licence or other instrument, shall- (a) in the case of an application under section 21 or 22 of the Act-be in accordance with Form 18; (b) in the case of an application under section 23 of the Act-be in accordance with Form 19; and (c) in the case of an application for registration of any other document affecting the proprietorship of a patent or licence under a patent-be in accordance with Form 18 or Form 19, as the case requires.

PATENTS REGULATIONS - REG 33
Applications under section 154

33. (1) An application for directions under sub-section (1) or (2) of section 154 of the Act shall be in accordance with Form 20 or Form 21, as the case requires.

(2) The applicant shall lodge with his application a statement of the facts on which the application is based.

(3) A copy of the application and of the statement shall be served by the applicant on each other person registered as a patentee.

PATENTS REGULATIONS - PART VIII
PART VIII-AMENDMENT OF SPECIFICATIONS

PATENTS REGULATIONS - REG 34
Request for leave to amend specification

34. (1) A request under section 77 of the Act for leave to amend a complete specification or petty patent specification shall be in accordance with Form 22.

(2) The person making the request shall furnish to the Commissioner a statement setting out each proposed amendment and the place at which the amendment is proposed to be made.

(3) The proposed amendments shall be numbered consecutively.

(4) A proposed amendment that is or includes an alteration of a drawing shall contain a sketch of the part of the drawing that is to be altered showing the proposed alterations in red ink.

(5) A proposed amendment may, and shall if the Commissioner so requires, propose the substitution of a new sheet for an existing sheet.

PATENTS REGULATIONS - REG 35
Amendment of request

35. An amendment under section 80 of the Act of a request as a result of the Examiner's adverse report shall be made by lodging at the Patent Office a statement setting out each amendment of the request.

PATENTS REGULATIONS - REG 36
Opposition to the request

36. (1) A notice of opposition under section 82 of the Act to a request for amendment shall be in accordance with Form 12.

(2) An application for extension of time to lodge a notice of opposition under section 82 of the Act shall be in accordance with Form 11.

PATENTS REGULATIONS - PART IX
PART IX-EXTENSION OF PATENTS

PATENTS REGULATIONS - REG 36A
Extension of term of petty patents

36A. An application under section 68B of the Act for the grant of an extension of the term of a petty patent shall be in accordance with Form 23A.

PATENTS REGULATIONS - REG 37
Mode of advertisement

37. (1) A patentee who intends to present a petition to a prescribed court under section 90 of the Act or to apply to a prescribed court or to the Commissioner under section 95 of the Act shall advertise his intention to do so in the Official Journal.

(2) The advertisement shall include an address for service in Australia and shall state a time, being not less than one month and not more than three months after the advertisement is published in the Official Journal, within which the petition or application is to be lodged and, where he intends to present the petition to a prescribed court, shall identify the prescribed court.

PATENTS REGULATIONS - REG 38
Application to Commissioner for extension

38. (1) An application to the Commissioner under section 95 of the Act shall be in accordance with Form 23 and shall be lodged at the Patent Office.

(2) The Commissioner shall cause a notification that the application has been lodged to be published in the Official Journal.

(3) Where the address for service specified by a person who makes an application to the Commissioner under section 95 of the Act is a different address from the address for service specified in the advertisement published by the person in the Official Journal, the Commissioner shall, in the notification published under the last preceding sub-regulation, include a statement that the address for service has been varied to the address specified in the application.

(4) The person making the application shall lodge the declarations and other evidence on which he relies in support of his application at the Patent Office within three months after the date on which the application is made or within such further time as the Commissioner on application in accordance with Form 11 allows.

PATENTS REGULATIONS - REG 39
Notice of opposition

39. (1) A notice of opposition to an application to the Commissioner under section 95 of the Act shall be in accordance with Form 12.

(2) The notice shall be given within three months after the notification referred to in sub-regulation (2) of the last preceding regulation is published in the Official Journal or within such further period, not exceeding one month, as the Commissioner, on an application in accordance with Form 11, allows.

(3) A copy of the notice of opposition- (a) shall be served on the applicant within fourteen days after the date upon which it is lodged at the Patent Office; and (b) may be so served at the address for service specified in the advertisement or, if a different address for service is specified in the application, at the address for service specified in the application.

PATENTS REGULATIONS - PART X
PART X-RESTORATION OF STANDARD PATENTS

PATENTS REGULATIONS - REG 40
Application for restoration

40. An application under section 97 of the Act for restoration of a standard patent which has ceased shall be in accordance with Form 24.

PATENTS REGULATIONS - REG 41
Opposition to restoration

41. (1) A person interested may, within three months after the date of advertisement of the application or within such further time, not exceeding three months, as the Commissioner on application in accordance with Form 11 allows, give notice of opposition to the application.

(2) A notice of opposition to an application for restoration shall be in accordance with Form 12.

PATENTS REGULATIONS - REG 42
Protection of persons who avail themselves of a ceased patent

42. (1) A person who claims that, after a patent which has been restored under section 98 of the Act was notified in the Official Journal as having ceased and before the date of the first advertisement of the application for the restoration of the patent, he availed himself, or took definite steps by contract or otherwise to avail himself, of the subject matter of the patent, may apply to the Commissioner for the grant of a licence to make, use, exercise and vend the subject matter of the patent.

(2) An application under the last preceding sub-regulation shall be in accordance with Form 25 and shall be lodged at the Patent Office.

(3) A copy of the application shall be served on the patentee.

PATENTS REGULATIONS - REG 43
Opposition to claim

43. (1) The patentee may, within twenty-one days after the day on which the copy of the application was served on him or within such further time as the Commissioner on application made in accordance with Form 11 allows, give notice of opposition to the application in accordance with Form 12.

(2) The patentee shall serve a copy of the notice on the person who has made the application.

PATENTS REGULATIONS - REG 44
Determination of claim

44. The Commissioner shall hear the application and, if satisfied that the application should be granted, the Commissioner may grant to the applicant a licence on such terms as the Commissioner thinks just, but, if not so satisfied, the Commissioner shall dismiss the application.

PATENTS REGULATIONS - PART XI
PART XI-SURRENDER OF PATENTS

PATENTS REGULATIONS - REG 45
Offer to surrender

45. (1) Notice of an offer to surrender a patent under section 106 of the Act shall be in accordance with Form 26.

(2) The Commissioner shall give notice of the offer by advertisement in the Official Journal.

(3) A person who desires to be heard shall, within one month after the advertisement, lodge with the Commissioner a request to be heard.

PATENTS REGULATIONS - PART XII
PART XII-WORKING OF PATENTS AND COMPULSORY LICENCES

PATENTS REGULATIONS - REG 46
Petitions under section 108 or 109

46. (1) A person who presents a petition to the Commissioner under section 108 or 109 of the Act shall lodge with the petition- (a) a copy of the petition; and (b) declarations verifying the facts stated in the petition.

(2) The petitioner shall- (a) serve a copy of the petition and the declarations verifying the facts stated in the petition on the patentee; and (b) lodge with the Commissioner a statement setting out the date and place of the service of those documents on the patentee.

(3) The patentee may, within three months after the service of those documents, furnish to the Commissioner and the petitioner declarations in answer to the petition.

(4) The petitioner may, within three months after the date on which the declarations in answer are served on him, lodge declarations in reply to the first-mentioned declarations.

PATENTS REGULATIONS - PART XIII
PART XIII-EXTENSION OF TIMES UNDER SECTION 160

PATENTS REGULATIONS - REG 47
Application for extension of time under section 160 (2)

47. (1) An application under sub-section (2) of section 160 of the Act shall be in accordance with Form 11.

(2) The person making the application shall furnish with the application a declaration setting out the grounds upon which the application is made.

PATENTS REGULATIONS - REG 48
Opposition to application

48. Where the Commissioner, in pursuance of sub-section (4) of section 160 of the Act, advertises in the Official Journal an application under sub-section (2) of that section, a person may, within one month after the date of the publication of the advertisement or within such further time not exceeding one month as the Commissioner, on an application in accordance with Form 11 made within the period of one month after the date of the publication of the advertisement, allows, gives notice of opposition in accordance with Form 12 to the grant of the application.

PATENTS REGULATIONS - REG 49
Notification of decision under sub-section 160 (2) of the Act, or of result
of
appeal in relation to such a decision, in Official Journal

49. (1) Where the Commissioner has, upon an application made under sub-section 160 (2) of the Act, granted an extension of time, he shall publish in the Official Journal a notification of his decision.

(2) Where, under section 151 of the Act, the Administrative Appeals Tribunal reviews a decision of the Commissioner under sub-section 160 (2) of the Act and decides to vary the decision under review or set aside the decision under review and make a decision in substitution for the decision so set aside, the Commissioner shall cause to be published in the Official Journal a notification of that decision of the Tribunal.

PATENTS REGULATIONS - REG 50
Protection or compensation of persons

50. (1) This regulation applies in a case where an extension of time has been granted under sub-section (2) of section 160 of the Act.

(2) A person who availed himself, or took definite steps by way of contract or otherwise to avail himself, of the invention the subject of the application for the patent concerned by reason of the act or step in relation to which the extension was granted not having been done or taken within the time allowed may, within one month after the notification referred to in the last preceding regulation is published or within such further time as the Commissioner, on an application made in accordance with Form 11 within that period of one month, allows, apply in accordance with Form 27 to the Commissioner for the grant of a licence to make, use, exercise and vend the invention the subject of the application for the patent.

(3) A copy of an application made under the last preceding sub-regulation shall be served by the applicant on the person to whom the extension of time was granted and on such other persons as the Commissioner directs.

PATENTS REGULATIONS - REG 51
Opposition to claim

51. (1) A person on whom the copy of an application under sub-regulation (2) of the last preceding regulation has been served may, within one month after the day on which the copy of the application was served on him or within such further time as the Commissioner, on an application made in accordance with Form 11 within that period of one month, allows, give notice of opposition to the application in accordance with Form 12.

(2) A copy of the notice of opposition shall be served by the person giving it on the person who has made the application for the licence.

PATENTS REGULATIONS - REG 52
Determination of claim

52. The Commissioner shall hear the application for the licence, and, if satisfied that the application should be granted, the Commissioner may grant to the applicant a licence on such terms as the Commissioner thinks just, but, if not so satisfied, the Commissioner shall dismiss the application.

PATENTS REGULATIONS - PART XIV
PART XIV-PRACTICE AND PROCEDURE

PATENTS REGULATIONS - DIVISION 1
Division 1-Proceedings in Opposition Cases other than Cases under Section 95
of
the Act.

PATENTS REGULATIONS - REG 53
Interpretation

53. In this Division- "applicant" means a person who has made the request or application in respect of which a person has given a notice of opposition; "opponent" means a person who has lodged a notice of opposition.

PATENTS REGULATIONS - REG 54
Application of Division

54. This Division applies where a notice of opposition has been given under section 59, 82 or 97 of the Act or under regulation 16D, 16F, 43, 48, 51, 77 or 81A of these Regulations.

PATENTS REGULATIONS - REG 55
Opponent's evidence in support

55. An opponent- (a) may serve on the applicant, within 3 months after the notice of opposition has been lodged at the Patent Office or within such further time as the Commissioner on application in accordance with Form 11 allows, a copy of each of the declarations on which he relies in support of his opposition; and (b) shall, as soon as practicable after the copies of the declarations have been so served, lodge the declarations at the Patent Office with a written statement indicating the place at which, and the date on which, the copies of the declarations were so served.

PATENTS REGULATIONS - REG 56
Applicant's evidence in answer

56. (1) Subject to sub-regulation (3) of this regulation, if copies of declarations of the opponent are served on the applicant under the last preceding regulation, the applicant may, within 3 months after they were so served, serve on the opponent a copy of each of the declarations on which he relies in answer to the opposition.

(2) Subject to the next succeeding sub-regulation, if copies of declarations of the opponent are not served on the applicant within the time specified in paragraph (a) of the last preceding regulation, the applicant may- (a) within 3 months after the expiration of that time; or (b) within 3 months after a notice was served on the applicant under regulation 57A of these Regulations, whichever is the earlier, serve on the opponent a copy of each of the declarations on which he relies in answer to the opposition.

(3) The Commissioner may, on application in accordance with Form 11, extend the time within which the applicant may serve on the opponent copies of declarations under either of the last two preceding sub-regulations.

(4) Where an applicant serves copies of declarations under this regulation, he shall, as soon as practicable after they are so served, lodge the declarations at the Patent Office with a written statement indicating- (a) the place at which, and the date on which, the copies of the declarations of the opponent were served on him; and (b) the place at which, and the date on which, the copies of his declarations were served on the opponent.

PATENTS REGULATIONS - REG 57
Opponent's evidence in reply

57. Where copies of declarations are served by an applicant under the last preceding regulation, the opponent- (a) may serve on the applicant, within 3 months after the date on which the copies of the declarations of the applicant were served on him or within such further time as the Commissioner on application in accordance with Form 11 allows, a copy of each of the declarations on which he relies in reply to the declarations of the applicant; and (b) shall, as soon as practicable after the copies of the declarations are so served, lodge the declarations at the Patent Office with a written statement indicating the place at which, and the date on which, the copies of the declarations were so served.

PATENTS REGULATIONS - REG 57A
Notice if supporting or answering declarations not to be lodged

57A. Where an opponent or an applicant does not intend- (a) to serve copies of, or to lodge, declarations under regulation 55 or regulation 56, as the case may be, of these Regulations within the time specified in that regulation; or (b) to make an application for an extension of time under that regulation, he may, within the time so specified, serve on the applicant or the opponent, as the case may be, a written notice to that effect and shall, if a notice is so served, as soon as practicable after serving it, lodge a copy of the notice at the Patent Office with a written statement indicating the place at which, and the date on which, the notice was so served.

PATENTS REGULATIONS - REG 58
Notice if declarations in reply not to be lodged

58. Where an opponent does not intend- (a) to serve copies of, or to lodge, declarations in reply to the applicant's declarations within the time specified in regulation 57 of these Regulations; or (b) to make an application for an extension of time under that regulation, he may, within the time so specified, serve on the applicant a written notice to that effect and shall, if a notice is so served, as soon as practicable after serving it, lodge a copy of the notice at the Patent Office with a written statement indicating the place at which, and the date on which, the notice was so served.

PATENTS REGULATIONS - REG 59
Further evidence to be by leave or special leave

59. (1) An opponent or applicant may not adduce further evidence except- (a) by leave of the Commissioner, if the parties agree in writing to further evidence being adduced; or (b) by special leave of the Commissioner granted on an application made for that purpose.

(2) An application for special leave under paragraph (b) of the last preceding sub-regulation shall, unless it is made at the hearing, be in accordance with Form 28.

(3) The person making the application shall lodge with the application a declaration setting out the grounds on which the application is made and the nature of the further evidence which it is desired to lodge.

(4) The person making the application shall- (a) serve a copy of the application and a copy of the declaration on the other party to the proceedings; and (b) lodge at the Patent Office a written statement indicating the place at which, and the day on which, the copies of the application and the declaration were served on the other party.

(5) The other party shall, if he intends to oppose the application, give, to the Commissioner and to the person making the application, notice of his intention to do so within fourteen days after the date on which the copies of the application and the declaration were served on him.

(6) Where special leave to adduce further evidence is granted, the other party shall be entitled to lodge declarations in reply to the further evidence.

(7) The Commissioner shall notify the parties of his decision on the application for special leave.

(8) Where a person has served a notice under regulation 57A or regulation 58 of these Regulations, leave or special leave shall not be granted under this regulation to adduce evidence that, but for the service of that notice, could have been contained in a declaration lodged by that person under regulation 55, regulation 56 or regulation 57 of these Regulations.

PATENTS REGULATIONS - REG 60
Procedure where special leave granted

60. (1) Where the Commissioner grants special leave to a party to adduce further evidence, that party shall- (a) serve on the other party, within one month after the date on which he receives notification that special leave has been granted, a copy of a declaration containing the further evidence; and (b) as soon as practicable after the copy of the declaration is so served, lodge the declaration at the Patent Office with a written statement indicating the place at which, and the date on which, the copy of the declaration was so served. (2) If the other party desires to adduce evidence in reply to the further evidence, that party shall- (a) serve, within one month after the date on which the copy of the declaration referred to in paragraph (a) of the last preceding sub-regulation was served on him, a copy of the declaration on which he proposes to rely in reply to the further evidence on the party who obtained special leave to appeal; and (b) as soon as practicable after the copy of the declaration is so served, lodge the declaration at the Patent Office with a written statement indicating the place at which, and the date on which, a copy of the declaration was so served.

PATENTS REGULATIONS - REG 61
Fixing of time and place for hearing

61. (1) Where- (a) an applicant has not, within the time specified in paragraph (a) of regulation 56 of these Regulations, served copies of the declarations referred to in that paragraph on the opponent; (b) an opponent has served on the applicant copies of the declarations referred to in paragraph (b) of regulation 57 of these Regulations; (ba) an applicant has served the written notice referred to in regulation 57A of these Regulations; or (c) an opponent has lodged the written notice referred to in regulation 58 of these Regulations, the opponent may lodge at the Patent Office an application in accordance with Form 29 for the time and place for the hearing of the opposition of which he has given notice to be fixed.

(2) Where- (a) an opponent has not, within the time referred to in paragraph (a) of regulation 55 of these Regulations, served on the applicant copies of the document referred to in that paragraph; (b) an opponent has not, within the time referred to in paragraph (a) of regulation 57 of these Regulations, served on the applicant copies of the declarations referred to in that paragraph; (ba) an opponent has served the written notice referred to in regulation 57A of these Regulations; or (c) an opponent has not, within one month after service of- (i) the copies of the declarations referred to in paragraph (b) of regulation 57; (iA) the copy of the written notice served by the applicant under regulation 57A of these Regulations; or (ii) the copy of the written notice referred to in regulation 58, lodged an application under the last preceding sub-regulation, the applicant may lodge at the Patent Office an application in accordance with Form 29 for the time and place for the hearing of the opposition of which notice has been given to be fixed.

(3) Upon receipt of an application under either of the last two preceding sub-regulations, the Commissioner shall fix a time and place for the hearing of the opposition and shall notify the applicant and opponent accordingly.

(4) Notwithstanding the last preceding sub-regulation, if neither the opponent nor the applicant has, within three months after becoming entitled to do so, lodged an application under this regulation, the Commissioner shall of his own motion fix a time and place for the hearing of the opposition and shall notify the applicant and opponent accordingly.

(5) For the purposes of the last preceding sub-regulation- (a) a written statement lodged under regulation 55, 56, 57, 57A or 58 of these Regulations is evidence of the facts stated; and (b) failure to lodge declarations or a copy of a notice in accordance with one of those regulations is evidence of failure to serve copies of the declarations or the notice on the opponent or the applicant, as the case may be, under that regulation.

PATENTS REGULATIONS - REG 61A
Withdrawal of opposition

61A. (1) An opponent may withdraw his opposition at any time before the hearing of the case by lodging with the Patent Office a notice in writing to that effect.

(2) This regulation does not prevent an opponent from withdrawing his opposition at the hearing of the case.

PATENTS REGULATIONS - REG 62
Hearing

62. (1) The Commissioner shall hear the applicant and the opponent, if they desire to be heard, at the time and place so fixed.

(2) The Commissioner may, if he thinks fit, adjourn the hearing from time to time and from place to place.

PATENTS REGULATIONS - REG 63
Notification of Commissioner's decision

63. The Commissioner shall forward a copy of his decision to each of the parties to the opposition.

PATENTS REGULATIONS - REG 64
Costs

64. (1) Where, in proceedings in relation to which this Division applies, the Commissioner awards costs against a party to the proceedings, the costs shall be taxed, allowed and certified to by an officer of the Patent Office appointed by the Commissioner for that purpose.

(2) A taxation of costs is subject to review by the Commissioner.

PATENTS REGULATIONS - DIVISION 2
Division 2-Proceedings in Opposition Cases under Section 95 of the Act

PATENTS REGULATIONS - REG 65
Interpretation

65. In this Division- "applicant" means a person who has made an application to the Commissioner under section 95 of the Act; "opponent", in relation to an application under section 95 of the Act, means a person who has lodged a notice of opposition to that application.

PATENTS REGULATIONS - REG 66
Applicant's evidence in support

66. An applicant shall- (a) serve on the opponent, within fourteen days after the notice of opposition has been served on him or within fourteen days after the declarations and other evidence in support of his application are lodged at the Patent Office, whichever is the later, or within such further time as the Commissioner on application in accordance with Form 11 allows, a copy of each of the declarations and other evidence which he has lodged in support of his application; and (b) as soon as practicable after the copies of the declarations and the other evidence have been so served, lodge at the Patent Office a written statement indicating the place at which, and the date on which, the copies of the declarations and other evidence were so served.

PATENTS REGULATIONS - REG 67
Opponent's evidence in answer

67. An opponent shall- (a) serve on the applicant, within three months after the date on which the declarations of the applicant were served or within such further time as the Commissioner on application in accordance with Form 11 allows, a copy of each of the declarations on which he relies in support of the opposition and in answer to the application; and (b) as soon as practicable after the copies of the declarations are so served, lodge the declarations at the Patent Office with a written statement indicating- (i) the place at which, and the date on which, the copies of the declarations of the applicant were served on him; and (ii) the place at which, and the date on which, the copies of his declarations were served on the applicant.

PATENTS REGULATIONS - REG 68
Applicant's evidence in reply

68. An applicant- (a) may serve on the opponent, within three months after the date on which the copies of the declarations of the opponent were served on him or within such further time as the Commissioner on application in accordance with Form 11 allows, a copy of each of the declarations on which he relies in reply to the declarations of the opponents; and (b) shall, as soon as practicable after the copies of the declarations are so served, lodge the declarations at the Patent Office with a written statement indicating the place at which, and the date on which, the copies of the declarations were so served.

PATENTS REGULATIONS - REG 69
Statement if declarations in reply not to be lodged

69. Where an applicant does not intend to lodge declarations in reply to the opponent's declarations within the time specified in the last preceding regulation or to make an application for an extension of time under that regulation, the applicant may lodge at the Patent Office a written notice to that effect and shall, if a notice is so lodged, serve a copy on the opponent.

PATENTS REGULATIONS - REG 70
Request to fix time and place for hearing

70. (1) Where- (a) an opponent has not, within the time specified in paragraph (a) of regulation 67 of these Regulations, served copies of the declarations referred to in that paragraph on the applicant; (b) an applicant has served on the opponent copies of the declarations referred to in paragraph (b) of regulation 68 of these Regulations; or (c) an applicant has lodged the written notice referred to in regulation 69 of these Regulations, the applicant may lodge at the Patent Office an application in accordance with Form 29 for the time and place for the hearing of the opposition of which notice has been given to be fixed.

(2) Where- (a) an applicant has not, within the time referred to in paragraph (a) of regulation 66 of these Regulations, served on the opponent copies of the declarations referred to in that paragraph; (b) an applicant has not, within the time referred to in paragraph (a) of regulation 68 of these Regulations, served on the opponent copies of the declarations referred to in that paragraph; or (c) an applicant has not, within one month after service of- (i) the copies of the declarations referred to in paragraph (b) of regulation 68 of these Regulations; or (ii) the copy of the written notice referred to in regulation 69 of these Regulations, lodged an application under the last preceding sub-regulation, the opponent may lodge at the Patent Office an application in accordance with Form 29 for the time and place for the hearing of the opposition of which notice has been given to be fixed.

PATENTS REGULATIONS - REG 71
Application of general provisions of Division 1 of this Part

71. The provisions of regulations 59, 60, 62, 63 and 64 of these Regulations apply to, and in relation to, proceedings in opposition cases under section 95 of the Act.

PATENTS REGULATIONS - DIVISION 3
Division 3-Proceedings other than Opposition Proceedings

PATENTS REGULATIONS - REG 72
Procedure

72. Where the Act or these Regulations authorize the Commissioner to hear and decide an application or matter not being an opposition, the practice and procedure to be followed for the purposes of enabling the application or matter to be decided shall be the practice and procedure which the Commissioner, on an application made to him for that purpose, directs to be followed.

PATENTS REGULATIONS - DIVISION 4
Division 4-Evidence

PATENTS REGULATIONS - REG 73
Evidence

73. Notwithstanding anything contained in Division 1 of this Part, the Commissioner may require a person who has made a declaration to attend before him to give evidence orally on oath in lieu of, or in addition to, the evidence contained in the declaration and may allow the person to be cross-examined on his declaration.

PATENTS REGULATIONS - REG 74
Copies of documents

74. (1) Copies of documents (other than specifications available in the Patent Office or in the library of the Patent Office) referred to in proceedings or evidence before the Commissioner shall be lodged in duplicate for the Commissioner's use.

(2) Where a document is in a foreign language, a translation of the document, verified by declaration or otherwise to the satisfaction of the Commissioner, shall be furnished for the Commissioner's use.

PATENTS REGULATIONS - REG 75
Declarations and affidavits

75. (1) A declaration required by the Act or these Regulations to be lodged at the Patent Office or furnished to the Commissioner shall- (a) be entitled in the matter in respect of which the declaration is made; (b) be drawn in the first person; (c) state the description and true place of business or abode of the declarant; (d) be divided into paragraphs, each of which shall be numbered consecutively and shall, as far as practicable, be confined to one subject; and (e) have endorsed on it the name and address of the person who lodges it and the name of the person on whose behalf it is lodged.

(2) A declaration, other than a declaration in accordance with Form 7 or 8, may be made- (a) in Australia-before a Notary Public, a Justice of the Peace, a Commissioner for Affidavits, a Commissioner for Declarations or a person authorized to administer oaths or to take declarations under the law of the State or Territory of the Commonwealth where the declaration is made; (b) in a part of Her Majesty's dominions other than Australia-before a Judge, a Magistrate, a Justice of the Peace, a Notary Public, a Commissioner for Oaths, a Commissioner for Affidavits, an Australian Consular Officer or a person authorized by the law of that part to administer oaths or take declarations; and (c) in any other place-before a Judge of a court the jurisdiction of which is unlimited, one of Her Majesty's Consuls or Vice-Consuls, a Notary Public, or an Australian Consular Officer.

(3) The title of the person before whom the declaration is made and the date when and the place where it was taken or made shall be stated on the declaration.

(4) The Commissioner may take notice of the signature to a declaration and of the signature of the person before whom it is made without proof of the signatures or the fact that the person before whom the declaration is made holds the office stated on the declaration.

(5) In this regulation, "Australian Consular Officer" means a person appointed to hold or act in any of the following offices (being an office of the Commonwealth) in a country or place outside Australia:

(a) ambassador; (b) high commissioner; (c) minister; (d) head of mission; (e) commissioner; (f) charge d'affaires; (g) counsellor or secretary at an embassy, high commissioner's office, legation or other post; (h) consul general; (i) consul; (j) vice-consul; (k) trade commissioner; and (l) consular agent.

PATENTS REGULATIONS - PART XV
PART XV-MISCELLANEOUS

PATENTS REGULATIONS - REG 76
Amendments of documents on request

76. (1) Subject to sub-regulation (6), the Commissioner may, on a request being made in accordance with Form 30, amend a patent for the purposes of correcting a clerical error or an obvious mistake.

(2) Subject to sub-regulation (6), the Commissioner may, on a request being made in accordance with Form 31, amend an entry in the Register for the purpose of- (a) correcting a clerical error or an obvious mistake; or (b) where a name, or an address, entered in the Register has been changed-changing the name or the address so entered.

(3) Subject to sub-regulations (6) and (7) and, where the relevant application is an international application, subject to the Treaty, the Commissioner may, on a request being made in accordance with Form 32, amend, for the purpose of correcting a clerical error or an obvious mistake or otherwise, an application, a provisional specification or any other document or instrument (not being a complete specification) lodged at the Patent Office.

(4) A request for an amendment under the last preceding sub-regulation shall be accompanied- (a) in the case of a request for an amendment of an application for a patent-by an amended copy of the application made as required by the Act and these Regulations; or (b) in any other case-by a certified copy of the document or part of a document previously lodged on which the amendments that the person making the request desires to make are shown- (i) by drawing a line through the matter which it is desired to omit; and (ii) by underlining the matter which it is desired to add.

(5) Subject to sub-regulation (7), where- (a) a request for an amendment has been made under this regulation; and (b) the Commissioner considers that the amendment, if made, will not materially affect the meaning or scope of the document or instrument, the Commissioner may make the amendment forthwith.

(6) Subject to sub-regulation (7), where- (a) a request for an amendment has been made under this regulation; and (b) the Commissioner considers that the proposed amendment may, if made, materially alter the meaning or scope of the document or instrument, the Commissioner- (c) shall not make the amendment until after- (i) the expiration of the period during which a person interested may give notice of opposition to the request in accordance with regulation 77; (ii) any such notice of opposition has been determined; and (iii) the document or instrument in relation to which the request is made is open for public inspection; and (d) shall, when the documents in relation to which the request is made are open for public inspection, cause notice of the nature of the proposed amendment to be published in the Official Journal.

(7) The Commissioner shall not make an amendment- (a) to a petty patent application-where the amendment would so operate as to convert the petty patent application to a standard patent application; or (b) to a standard patent application-where the amendment would so operate as to convert the standard patent application to a petty patent application.

PATENTS REGULATIONS - REG 77
Opposition to amendment

77. (1) Where the nature of the proposed amendment has been published in accordance with sub-regulation (6) of the last preceding regulation, a person interested may, within three months after the advertisement or such further period not exceeding three months as the Commissioner on application in accordance with Form 11 allows, give notice of opposition to the request in accordance with Form 12.

(2) The person giving the notice of opposition shall serve a copy of the notice on the person who has made the request for the amendment.

PATENTS REGULATIONS - REG 78
Determination of request for amendment

78. (1) The Commissioner shall, after hearing the person who has made the request, if desirous of being heard, and, where a notice of opposition has been given, the person who has given notice of opposition, if desirous of being heard, determine whether the amendment ought to be made.

(2) Proceedings may be instituted in a prescribed court by way of appeal against a decision of the Commissioner under sub-regulation (1).

PATENTS REGULATIONS - REG 79
Amendment of a patent or entry in the Register by the Commissioner

79. (1) The Commissioner may, on his own motion- (a) amend a patent or an entry in the Register for the purpose of correcting a clerical error or an obvious mistake; or (b) amend an entry in the Register where a correction is necessary by reason of an increase in renewal fees.

(2) The Commissioner may, if he proposes to amend a patent or an entry in the Register under the last preceding sub-regulation, give notice to any person appearing on the Register to have an interest in the patent of his intention so to do.

(3) Where a person to whom notice is given under the last preceding sub-regulation wishes to be heard, the Commissioner shall give the person an opportunity to be heard before the amendment is made.

PATENTS REGULATIONS - REG 80
Hours of business

80. The Patent Office and each sub-office of the Patent Office shall be open to the public from 10 o'clock in the morning to 4 o'clock in the afternoon of each day of the week other than- (a) a Saturday or a Sunday; or (b) a day observed in the place in which the Patent Office or sub-office of the Patent Office is situated as a holiday under section 76 of the Public Service Act 1922.

PATENTS REGULATIONS - REG 81
Notice of exhibition of invention

81. (1) A notice of intention under sub-section (2) of section 158 of the Act shall be in accordance with Form 33.

(2) The person giving the notice shall furnish with the notice a brief description, sketch, drawing or model of the invention and such other information as the Commissioner may require.

(3) The notice, sketch, drawing, model or other information shall not be published or open to public inspection.

PATENTS REGULATIONS - REG 81A
Application for licence under section 159C

81A. (1) An application for a licence under section 159C of the Act shall be in accordance with Form 27.

(2) As soon as practicable after the application for the licence has been made, the applicant shall serve a copy of the application for the licence on the person applying for the patent (in this regulation referred to as "the inventor") and on such other persons as the Commissioner directs.

(3) The inventor may, within three months after the date on which the copy of the application was so served on him or within such further time as the Commissioner, on an application made in accordance with Form 11 within that period of three months, allows, give notice of opposition to the application in accordance with Form 12.

(4) The inventor shall serve on the applicant a copy of the notice of opposition.

(5) The Commissioner shall hear the applicant and the inventor, if they are desirous of being heard, and, if the Commissioner is satisfied that the application should be granted, he may grant to the applicant a licence on such terms as he thinks reasonable, but, if the Commissioner is not so satisfied, he shall dismiss the application.

PATENTS REGULATIONS - REG 81B
Refund of certain fees

81B. Where a complete specification has, whether before or after the commencement of this regulation, been lodged in respect of an application, and that application is withdrawn before becoming open to public inspection, so much of the fee paid on the lodgment of the application accompanied by the complete specification or on the lodgment of the complete specification after the lodgment of the application, as the case may be, as exceeds $65 shall, on written application made to the Commissioner, be refunded.

PATENTS REGULATIONS - REG 82
Time within which applications for extensions of time are to be lodged

82. An application for an extension of time under these Regulations shall be lodged at the Patent Office- (a) before the expiration of the time sought to be extended; or (b) if the Commissioner is satisfied that special circumstances existed which prevented the application being made before that time, within such time as the Commissioner allows.

PATENTS REGULATIONS - REG 83
Directions not otherwise prescribed

83. Where, in the opinion of the Commissioner, it is necessary, for the proper prosecution or completion of any proceedings, for a person to perform an act, lodge a document, or produce evidence, which is not provided for by the Act or these Regulations, the Commissioner may give notice to the person requiring him to perform the act, lodge the document, or produce the evidence, specified in the notice.

PATENTS REGULATIONS - REG 83A
Criteria for granting extensions of time

83A. Where- (a) the Commissioner is authorized by these Regulations to grant an extension of time for the doing of any act or the taking of any step in relation to, or in relation to an application for, a patent; and (b) provision is not made by these Regulations (apart from this regulation) as to the matters to be taken into account by the Commissioner in deciding whether or not to grant the extension of time, the Commissioner shall not grant the extension of time unless he is satisfied that the extension is justified having regard to all the circumstances of the case.

PATENTS REGULATIONS - REG 84
Where requirements cannot be complied with for reasonable cause

84. Where, under these Regulations, a person is required to do an act or thing, to sign a document, to make a declaration, to produce to or leave with the Commissioner or at the Patent Office any document or evidence and the Commissioner is satisfied that that person is, for reasonable cause, unable to comply with the requirement, the Commissioner may, subject to such terms as the Commissioner directs, dispense with the requirement.

PATENTS REGULATIONS - REG 84A
Remission of fees or exemption from payment

84A. Where the Commissioner is satisfied that such action is justified, having regard to all the circumstances of the case, he may remit, or exempt a person from the payment of, the whole or any part of the fee.

PATENTS REGULATIONS - REG 85
Exercise of discretionary power by Commissioner

85. (1) The Commissioner shall, before exercising a discretionary power given to him by the Act or these Regulations adversely to any person, give that person at least ten days notice of the time and place at which that person may be heard.

(2) Within ten days after the date when the notice would be delivered in the ordinary course of post or such longer time as the Commissioner appoints in the notice, the person notified shall inform the Commissioner whether he desires to be heard in the matter.

(3) The Commissioner shall, after hearing the person, notify him of the decision.

PATENTS REGULATIONS - REG 86
Certification of copies

86. Where a person is required by these Regulations to lodge a copy of a document, the person shall certify as to the truth and correctness of the document so lodged in such manner as the Commissioner directs.

PATENTS REGULATIONS - REG 87
Request for information under section 30 of the Act

87. (1) A person who desires to be furnished with information as to a matter referred to in section 30 of the Act may lodge at the Patent Office a request in accordance with Form 34.

(2) Where the Commissioner provides information under section 30 of the Act to an applicant for a patent and where the provision of that information entails an international-type search referred to in Article 15 (5) of the Treaty, the fee payable in respect of the furnishing of that information is $490.

(3) Where the Commissioner provides information to a person, other than an applicant for a patent referred to in sub-regulation (2) and the provision of that information entails the conduct of a special search, the fee payable in respect of the furnishing of that information is- (a) $40; or (b) such amount as the Commissioner, having regard to the cost of furnishing that information, determines, whichever is the greater.

(4) In this regulation "an applicant for a patent" means a person who- (a) after the commencement of these Regulations, makes an application for a patent other than an international application; and (b) requests, within 3 months of making his application for a patent, that information be provided to him by the Commissioner under section 30 of the Act.

PATENTS REGULATIONS - REG 88
Address for service

88. (1) Where, in a form in the First Schedule to these Regulations, provision is made for a statement of an address for service, the person completing the form shall state an address in Australia at which documents under the Act or these Regulations may be served on him personally or on a person specified in the form on his behalf.

(2) A person may, by notice in writing lodged at the Patent Office, change his address for service to an address specified in the notice.

(3) Where proceedings in relation to which Division 1 of Part XIV of these Regulations applies are pending, a person who has given notice under the last preceding sub-regulation shall serve a copy of the notice on all persons interested in the proceedings.

(4) Service of a document under the Act or these Regulations may be effected on a person by delivering the document to, or serving the document by post to, the address for service notified by that person.

PATENTS REGULATIONS - REG 89
Notification of service

89. Where a person is required by the Act or these Regulations to serve on another person a copy of a notice, the first-mentioned person shall, as soon as practicable after service of the notice has been effected, notify the service of the copy of the notice by lodging at the Patent Office a notification in accordance with Form 35 together with a copy of the notice so served.

PATENTS REGULATIONS - REG 90
Compliance with forms

90. Strict compliance with the forms in the First Schedule to these Regulations is not required and substantial compliance is sufficient.

PATENTS REGULATIONS - REG 91
Destruction of documents

91. (1) The Commissioner may order the destruction of documents relating to applications for patents lodged in the Patent Office not less than twenty-five years before the date of the order.

(2) The last preceding sub-regulation does not authorize the destruction of- (a) the Register of Patents; (b) documents relating to patents in force; or (c) documents considered by the Commissioner, or by any Commonwealth authority concerned with the preservation of archives, to be of legal or historical interest.

PATENTS REGULATIONS - REG 92
Review of certain decisions by Administrative Appeals Tribunal

92. (1) Applications may be made to the Administrative Appeals Tribunal for review of decisions made by the Commissioner in exercise of the powers conferred on him by subregulation 7B (8) or (12), 16F (6) (including its application to and in relation to the restoration of a lapsed application under regulation 7B), paragraph 19ZD (1) (b) or 19ZE (1) (b), subregulation 19ZF (2), 19ZL (4), 19ZL (11) or 19ZP (5), or by regulation 44 or 52.

(2) A notice of a decision referred to in subregulation (1) that the Commissioner is required by the Act or these Regulations to give to a person whose interests are affected by that decision shall include a statement to the effect that, subject to the Administrative Appeals Tribunal Act 1975, application may be made to the Administrative Appeals Tribunal for review of the decision to which the notice relates by or on behalf of a person whose interests are affected by the decision.

(3) Failure to comply with the requirements of subregulation (2) in relation to a decision shall not be taken to affect the validity of the decision.

(4) A notice referred to in subregulation (2) may be sent by pre-paid ordinary post to the person concerned at the person's address last known to the Commissioner.

PATENTS REGULATIONS - SCHEDULE 1

SCH

THE SCHEDULES

FIRST SCHEDULE FORM 1 Regulation 9 COMMONWEALTH OF AUSTRALIA Patents Act 1952 APPLICATION FOR A STANDARD PATENT OR A STANDARD PATENT OF ADDITION I, of a standard patent hereby apply for the grant of patent of addition for an invention entitled provisional which is described in the accompanying specification. complete (To be included in the case of a Convention application) Details of basic application(s)- Number of basic application Name of Convention country in which basic application was filed Date of basic application (To be included in the case of an application made by virtue of section 51) Number of original application Person by whom made (To be included in the case of an application for a patent of addition) I request that the patent may be granted as a patent of addition to the patent applied for on Application No. Patent No. in the name of I request that the term of the patent of addition be the same as that for the main invention or so much of the term of the patent for the main invention as is unexpired.

My address for service is Dated this day of 19 . (Signature) (To be included where application is made by a person other than the applicant for, or the patentee under, the patent for the main invention) I, applicant for Application No. the hereby consent to this application. patentee of Patent No.

Dated this day of 19 . (Signature) To: The Commissioner of Patents -------- FORM 1A Regulation 9A COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR DIRECTION UNDER SECTION 34 (4) I, , of , hereby request the Commissioner to direct that Application No. in the name of my name is to proceed in my name and the name of I am entitled to make this request on the following grounds: I furnish with this application the following documents: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 1AA Sub-regulation 9 (1A) COMMONWEALTH OF AUSTRALIA Patents Act 1952 APPLICATION FOR A STANDARD PATENT IN RESPECT OF EXCLUDED INVENTION I, of, apply, by virtue of sub-section 191 (3) of the Statute Law (Miscellaneous Amendments) Act (No. 1) 1982, for the grant of a standard patent for an invention entitled which is described in the accompanying complete specification. is The application for the grant of a patent of addition. is not The application is made in respect of an invention disclosed in the complete specification lodged in respect of Application No. in the name of but excluded section 49 before 1 July 1979, by an amendment under of the Patents section 52D Act 1952, from that complete specification.

(To be included in the case of an application for a patent of addition) I request that the patent be granted as a patent of addition to the patent applied for in Application Patent No. in the name of . I request that the term of the patent of addition be the same as that for the main invention or so much of the term of the patent for the main invention as is unexpired.

My address for service is.

Dated this day of 19 .

(Signature) (To be included in the case of an application for a patent of addition-where the applicant is not the patentee under, or the applicant for, the patent for the invention in respect of which the complete specification from which the invention the subject of this application was excluded was lodged) applicant for the patent applied for in Application No. I, , the patentee of Patent No.

hereby consent to this application.

Dated this day of 19 .

(Signature) To: The Commissioner of Patents -------- FORM 2 Sub-regulation 9 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952 APPLICATION FOR A PETTY PATENT I, of hereby apply for the grant of a petty patent for an invention entitled which is described in the accompanying petty patent specification (To be included in the case of a Convention application) Details of basic application(s)- Number of basic application Name of Convention country in which basic application was filed Date of basic application (To be included in the case of an application made by virtue of section 51) Number of original application Person by whom made My address for service is Dated this day of 19 .

(Signature) To: The Commissioner of Patents -------- FORM 3 Regulation 10 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952 APPLICATION FOR THE GRANT OF A STANDARD PATENT OF ADDITION IN LIEU OF AN INDEPENDENT STANDARD PATENT I,, hereby request that Patent No.of which I am the patentee be revoked and that in lieu thereof a patent of addition to Patent No. of which I am also the patentee be granted to me.

Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 5A Regulation 16 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR EXAMINATION I, , of, a modified examination hereby request the making of of Application an examination and of the complete specification lodged in respect of that application. (The following paragraph is to be completed only if a MODIFIED EXAMINATION is requested) I furnish herewith a copy of the specification of Patent No. granted in on 19 . (prescribed Convention country) My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 6 Regulation 11 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST UNDER SECTION 142AA In pursuance of section 142AA of the Patents Act 1952-19 , I hereby request you to disregard, for the purposes of sections 141 and 142 of that Act, an earlier application made for a patent or similar protection in respect of the invention the subject of the Convention application lodged on , and, in support of my request, state- (Here insert statements that show that section 142AA is applicable) Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 7 Regulation 12 (1) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 DECLARATION IN SUPPORT OF AN APPLICATION FOR A PATENT In support of the Application made by for a patent for an invention entitled I, , of , do solemnly and sincerely declare as follows: 1. I am the applicant for the patent. (or, in the case of an application by a body corporate) 1. I am authorized by, the applicant for the patent to make this declaration on its behalf. 2. I am the actual inventor of the invention. (or, where a person other than the inventor is the applicant) 2. A.B., of, is the actual inventor of the invention and I am entitled the facts upon which is entitled the to make the application are as follows: Declared at this day of , 19 . (Signature of Declarant) To: The Commissioner of Patents -------- FORM 8 Regulation 12 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 DECLARATION IN SUPPORT OF A CONVENTION APPLICATION FOR A PATENT In support of the Convention application made for a patent for an invention entitled I, , of , do solemnly and sincerely declare as follows: 1. I am the applicant for the patent. (or, in the case of an application by a body corporate) 1. I am authorized by , the applicant for the patent to make this declaration on its behalf. 2. The basic application as defined by section 141 of the Act was made in on the day of , 19 , by 3. I am the actual inventor of the invention referred to in the basic application. (or, where a person other than the inventor is the applicant) 3. A.B. of , is the actual inventor of the I am entitled invention and the facts upon which is entitled the to make the application are as follows: 4. The basic application referred to in paragraph 2 of this Declaration was the first application made in a Convention country in respect of the invention the subject of the application. (or, where a request is made under section 142AA of the Patents Act 1952-19 , for an earlier application made in a Convention country to be disregarded) 4. (1) The basic application referred to in paragraph 2 of this Declaration was not the first application made in a Convention country in respect of the invention the subject of the application. (2) An earlier application in respect of the invention the subject of the application was made in on (3) A request has been made to you under section 142AA of the Patents Act 1952-19 to disregard that earlier application. (Here set out in succeeding sub-paragraphs the facts that show that section 142AA is applicable) (4) Except as stated in this paragraph, the basic application referred to in paragraph 2 of this Declaration was the first application made in a Convention country in respect of the invention the subject of the application. Declared at this day of , 19 . (Signature of Declarant) To: The Commissioner of Patents -------- FORM 8A Regulations 7B (7) and 16C COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR RESTORATION OF LAPSED APPLICATION I, of, hereby apply for the restoration of Application No. , which has lapsed. The circumstances that led to the failure make a request for examination to pay the continuation fee within the comply with a direction of the Commissioner prescribed time are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 9 Regulation 13 (1) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 PROVISIONAL SPECIFICATION FOR THE INVENTION ENTITLED This invention is described in the following statement: Dated this day of , 19 . (Name of Applicant) -------- FORM 10 Regulation 13 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 COMPLETE SPECIFICATION FOR THE INVENTION ENTITLED The following statement is a full description of this invention, including the best method of performing it known to me: The claims defining the invention are as follows: Dated this day of , 19 . (Name of Applicant) --------------------------------- FORM 10A Sub-regulation 13 (3) COMMONWEALTH OF AUSTRALIA Patents Act 1952 PETTY PATENT SPECIFICATION FOR THE INVENTION ENTITLED The following statement is a full description of this invention, including the best method of performing it known to me: The claim defining the invention is as follows: Dated this day of 19 . (Name of applicant) To: The Commissioner of Patents -------- FORM 11 Regulations 7B (14), 16B, 16F, 21, 22AA, 26, 27, 29, 36, 38, 39, 41, 43, 47, 48, 50, 51, 55, 56, 57, 66, 67, 68, 77 and 81A COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR EXTENSION OF TIME OR OF PERIOD OF ACCEPTANCE I, , of , hereby apply section of the Patents Act 1952-19 time under for an extension the period of regulation of the Patents Regulations acceptance of months from to Application in respect of Patent No.

The circumstances in which, and the grounds upon which, this application is made are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 11A Regulation 19A COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR DEFERMENT OF EXAMINATION OF APPLICATION AND COMPLETE SPECIFICATION Patent Application No. Date Application Lodged Date Notice to Request Examination issued by Commissioner I, , of , hereby request, under section 52B of the Patents Act 1952-19 , the deferment of the examination of Application No. and the complete specification relating to that application. Particulars of the related application that was made in a prescribed Convention country are as follows: Name of Country Application No. Date Application lodged I certify that a patent has not been granted in in respect (prescribed Convention country) of the last-mentioned application. (The following paragraph to be completed when applicable) The above-mentioned application made in a prescribed Convention country claims a priority in that country based on an application made in another country. Particulars of the application made in that other country are as follows: Name of Country Application No. Priority date My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 11B Regulation 19D COMMONWEALTH OF AUSTRALIA Patents Act 1952 REQUEST FOR EXERCISE OF COMMISSIONER'S DISCRETIONARY POWERS I, of hereby request that the Commissioner's discretionary powers be exercised in relation to Application No. Patent No. in respect of (here state matter in respect of which powers are to be exercised) I do not wish to be heard by the Commissioner in connection with the exercise of those powers. My address for service is Dated this day of 19 . (Signature) To: The Commissioner of Patents -------- FORM 12 Sub-regulations 7B (9) and (14) and regulations 16D, 16F, 20, 36, 39, 41, 43, 48 51, 77 and 81A COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 NOTICE OF OPPOSITION I, , of , hereby give notice of section of the Patents Act 1952-19 opposition under the provisions of regulation of the Patents Regulations Application to the in respect Patent No.

The grounds of my opposition are as follows: My interest in this matter is based on the following facts: applicant A copy of this notice was served on the on patentee My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 13 Regulation 22 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR POSTPONEMENT OF ACCEPTANCE I, , of , the applicant for the patent applied for on Application No. , hereby request that the acceptance of that application and the complete specification relating to that application be postponed until , being a date before the time for acceptance as provided by section 54 of the Patents Act 1952-19 Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 13A Regulation 22A COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR PUBLICATION OF NOTIFICATION THAT COMPLETE SPECIFICATION IS OPEN TO PUBLIC INSPECTION I, , of , the applicant for the patent applied for on Application No. ,hereby request forthwith that you forthwith after the expiration of the period of three months after the complete specification relating to that application was lodged publish in the Official Journal a notification that the complete specification is open to public inspection. Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 14 Regulation 23 COMMONWEALTH OF AUSTRALIA LETTERS PATENT (Standard Patent) (Australian Coat of Arms) (Here insert Royal Style and Titles) To all to whom these presents shall come Greeting: We do, by these Letters Patent, give and grant to the person whose name is specified hereunder Our Special Licence and the exclusive right, subject to the laws in force from time to time in Australia or a part of Australia, by himself, his agents and licensees, at all times during the term of these Letters Patent, to make, use, exercise and vend throughout Australia the invention the title of which is specified hereunder and being the invention that is fully defined in the claim or claims of the complete specification accepted in accordance with the Patents Act 1952-19 in such manner as he thinks fit, so that he shall have and enjoy the whole profit and advantage accruing by reason of the invention during that term.

Name of Patentee : Address of Patentee : Name of Actual Inventor : Title of Invention : Number of Complete Specification : Terms of Letters Patent : Sixteen years commencing on , 19 . -------- (And in the case of Letters Patent granted on a Convention application) These Letters Patent have been granted on a Convention application. Particulars of the basic application on which the Convention application was based are as follows: Name of Convention Country in which basic application was filed : Date of filing of basic application : Application number of basic application : -------- In Witness whereof Our Commissioner of Patents has caused these Our Letters Patent to be dated as of the day of , One thousand nine hundred and , and to be sealed with the seal of the Patent Office this day of , One thousand nine hundred and .

(L.S.) Commissioner of Patents -------- FORM 14A Regulation 23A COMMONWEALTH OF AUSTRALIA LETTERS PATENT (Petty Patent) (Australian Coat of Arms) (Here insert Royal Style and Titles) To all to whom these presents shall come, Greeting: We do, by these Letters Patent, give and grant to the person whose name is specified hereunder Our Special Licence and the exclusive right, subject to the laws in force from time to time in Australia or a part of Australia, by himself, his agents and licensees, at all times during the term of these Letters Patent, to make, use, exercise and vend throughout Australia the invention the title of which is specified hereunder and being the invention that is fully defined in the claim of the petty patent specification accepted in accordance with the Patents Act 1952 in such manner as he thinks fit, so that he shall have and enjoy the whole profit and advantage accruing by reason of the invention during that term.

Name of patentee : Address of patentee : Name of actual inventor : Title of invention : Number of petty patent specification : Term of Letters Patent : 12 months commencing on, 19 . -------- (And in the case of Letters Patent granted on a Convention application) These Letters Patent have been granted on a Convention application. Particulars of the basic application on which the Convention application was based are as follows: Name of Convention country in which basic application was filed : Date of filing of basic application : Application number of basic application : -------- In Witness whereof Our Commissioner of Patents has caused these Our Letters Patent to be made and to be sealed with the seal of the Patent Office this day of 19 . (L.S.) Commissioner of Patents -------- FORM 15 Regulation 24 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST FOR A DETERMINATION OF THE COMMISSIONER UNDER SECTION 63 I, , being of Application No. , hereby request the the person who may proceed with that application Commissioner of Patents to determine the manner of proceeding with that application The facts on which I rely are as follows: The address for service is A copy of this request was, on the day of , 19 , served on Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 16 Regulation 25 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION UNDER SECTION 65 (2) FOR AMENDMENT OF LETTERS PATENT I, , hereby request that the accompanying Letters Patent No. granted to be amended by substituting, for the name of the patentee, the name of of ,being the person to whom the patent should have been granted. The grounds on which this application is made are as follows: I furnish herewith the following documents: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 17 Regulation 31 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR DUPLICATE OF LETTERS PATENT I, , hereby apply under section 71 of the Act for a duplicate of Patent, dated , No. granted to for an invention entitled to be sealed. The grounds on which this application is made are as follows: Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 18 Regulation 32 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION UNDER SECTION 21 OR 22 OF THE ACT FOR REGISTRATION OF TITLE TO PATENT I, , of , hereby make application for my proprietor name to be entered in the Register of Patents as co-proprietor at present registered in the name of The grounds upon which this application is made are as follows: I furnish with this application the following documents: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents FORM 19 Regulation 32 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION UNDER SECTION 23 OF THE ACT FOR REGISTRATION OF AN INTEREST IN A PATENT I, , of , hereby make application for notice of the interest claimed by me hereunder to be entered in the Register of Patents in respect of Patent No. at present registered in the name of My claim is based on the following grounds: I furnish with this application the following documents: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 20 Regulation 33 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR DIRECTIONS UNDER SECTION 154 (1) I, , of , hereby apply for the following directions in respect of Patent No. : The facts of the case are set out in the accompanying statement. A copy of this application and a copy of the accompanying statement were served on of on My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 21 Regulation 33 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR DIRECTIONS UNDER SECTION 154 (2) I, , of , hereby apply for directions in respect of the failure of to comply with the directions of the Commissioner given under sub-section (1) of section 154 of the Patents Act 1952 on the day of , 19 , in the following matter: The facts of the case are set out in the accompanying statement. A copy of this application and a copy of the accompanying statement were served on of on My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 22 Subregulation 19ZL (2) and regulation 34 COMMONWEALTH OF AUSTRALIA Patents Act 1952 REQUEST TO AMEND A COMPLETE SPECIFICATION OR A PETTY PATENT SPECIFICATION I, , of , seek leave to amend the complete relating to Application specification No. . The Petty patent of Patent nature of the proposed amendments is as shown in the statement furnished herewith. The reasons for the proposed amendments are as follows: (To be completed where the request is made by the patentee) I declare that no action for infringement or proceeding for revocation or proceeding in which the validity of the patent or of a claim of the specification is disputed is pending. Dated this day of , 19 . (Signature) (To be completed in cases to which sub-section (3) of section 77 of the Act applies) I, , of , being entered on the exclusive licensee Register of Patent No. hereby consent to this amendment mortgagee Dated this day of , 19 . (Signature) To: The Commissioner of Patents FORM 23 Regulation 38 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION TO COMMISSIONER UNDER SECTION 95 FOR EXTENSION OF TERM OF PATENT I, , of , hereby apply for an extention of the term of Patent No. for a term of Notice of my intention to make this application was advertised in the issue of the Official Journal published on My address for service is the address for service specified in the advertisement. as follows: Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 23A Regulation 36A COMMONWEALTH OF AUSTRALIA Patents Act 1952 APPLICATION UNDER SECTION 68B FOR EXTENSION OF TERM OF PETTY PATENT I, of hereby apply for the grant of an extension of the term of Petty Patent No. in the name of which was sealed on My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 24 Regulation 40 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION UNDER SECTION 97 FOR THE RESTORATION OF A PATENT I, , of, the patentee being the legal representative of the deceased patentee the person who would, if the patent had not ceased, have been entitled to the patent hereby make application for the restoration of Patent No. The circumstances that led to the failure to pay the prescribed renewal fee of $ on or before are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 25 Regulation 42 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR LICENCE IN RESPECT OF A RESTORED PATENT I, ,of , hereby apply for the grant, under regulation 42 of the Patents Regulations, of a licence to make, use, exercise and vend the subject-matter of Patent No. The patent was, on the day of , 19 , notified in the Official Journal as having ceased. The first advertisement for the restoration of the patent was published on the day of , 19 . The grounds upon which this application is made are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 26 Regulation 45 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 OFFER TO SURRENDER A PATENT I, , of , hereby offer to surrender Patent No. I declare that no action for infringement, proceeding for revocation or proceeding in which the validity of the patent or of a claim in the specification is disputed, is pending. or An action for infringement, a proceeding for revocation or proceeding in which the validity of the patent or of a claim in the specification is pending and particulars of the action or proceeding are as follows: My reasons for making this offer are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 27 Sub-regulations 16F (2), 19ZP (1), 50 (2) and 81A (1) COMMONWEALTH OF AUSTRALIA APPLICATION FOR LICENCE I, (insert full name of applicant), of (insert business or residential address of applicant, not being a post box address), hereby apply under section 159C of the Patents Act 1952 (or) under subregulation 16F (2) (or) 19ZP (2) (or) 50 (2) of the Patents Regulations (omit whichever are not applicable) for the grant of a licence to make, use, exercise or vend (vary these words if necessary in accordance with the kind of licence applied for) the invention that is the subject of Application No. (or) Patent No. (omit whichever is not applicable) The grounds upon which this application is made are as follows: My address for service is: Dated this day of 19 . (Signature) To:. The Commissioner of Patents -------- FORM 28 Regulation 59 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR SPECIAL LEAVE TO LODGE FURTHER EVIDENCE IN OPPOSITION PROCEEDINGS I, , hereby apply for special leave of the Commissioner to Application lodge further evidence in the opposition proceedings in respect of No Patent The nature of the further evidence and the grounds for making this application are set forth in the accompanying declaration. A copy of this application and a copy of the accompanying declaration were served on of on Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 29 Regulations 61, 70 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 APPLICATION FOR TIME AND PLACE FOR HEARING OF OPPOSITION I, , of , hereby apply for a time and place to be fixed for the hearing of the opposition lodged by Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 30 Regulation 76 (1) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST TO AMEND A PATENT I, , of , hereby request that Patent No. be amended in the following manner: My reasons for making this request are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 31 Regulation 76 (2) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST TO AMEND AN ENTRY IN THE REGISTER I, , of , hereby request that the entry in the Register relating to Patent No. be amended in the following manner: My reasons for making this request are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 32 Regulation 76 (3) COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST TO AMEND A DOCUMENT OTHER THAN A PATENT OR ENTRY IN THE REGISTER I, , of , hereby request that the Application in respect of No. be amended as shown Patent in the accompanying My reasons for making this request are as follows: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 33 Regulation 81 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 NOTICE OF INTENDED EXHIBITION OF AN INVENTION I, of , hereby give notice of my intention to exhibit an invention relating to at the opens Exhibition which on opened and will close on brief description sketch I enclose a of the invention. drawing model My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 34 Regulation 87 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 REQUEST UNDER SECTION 30 I, , of , hereby request that you inform me of here insert particulars in relation to which information is sought). In support of this request, I furnish herewith the following evidence of my interest in the matter: My address for service is Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 35 Regulation 89 COMMONWEALTH OF AUSTRALIA Patents Act 1952-19 NOTIFICATION OF SERVICE I, , of , hereby give notice that on the day of 19 , a copy of notice given section of the Patents Act 1952-19 by me under was served on regulation of the Patents Regulations (here state the name and description of the person served) by (here state method of service) A copy of the notice so served is annexed hereto. Dated this day of , 19 . (Signature) To: The Commissioner of Patents -------- FORM 36 Paragraphs 19ZB (1) (c) and 19ZF (3) (a) COMMONWEALTH OF AUSTRALIA DECLARATION CONCERNING THE DEPOSIT, IN RELATION TO A PATENT APPLICATION OR PATENT, OF A MICRO-ORGANISM WITH AN INTERNATIONAL DEPOSITARY AUTHORITY (A declaration should relate to only one deposit) * In the matter of the application made by (insert name of applicant for patent) for a patent. * In the matter of the patent held by (insert name of patentee) for an invention entitled (insert title of patent). * I, (insert full name of declarant), of (insert address of place of business or residence of declarant), declare as follows: * 1. I am the *applicant for the patent for (or) *patentee of the invention referred to above. (or, in the case of an application by a body corporate) * 1. I am authorised by (insert full name of the applicant for the patent), the *applicant for the patent for (or) *patentee of the invention referred to above, to make this declaration on its behalf.

2. A micro-organism was deposited with (insert name of international depositary authority) on (insert date on which the deposit was made) and accorded (state whether that authority gave the deposit a file, accession or registration number and state that number).

3. The deposit referred to in paragraph 2 was: *(a) an original deposit within the meaning of Rule 7.3 of the Budapest Treaty Regulations. *(b) a new deposit within the meaning of Rule 7.4 of the Budapest Treaty Regulations. *(c) a sample that was transferred to that international depositary authority under Rule 5.1 (a) (i) of the Budapest Treaty Regulations.

4. Samples of that micro-organism are obtainable from that international depositary authority as provided by: (a) such provisions of the Budapest Treaty on the International Recognition of the Deposit of Micro Organisms for the purposes of Patent Procedure, and the Regulations annexed to that Treaty as affected by any amendments made under Article 12 of that Treaty, as are applicable; and (b) such provisions of the Patents Regulations as are applicable.

*5. * I am (or) * The applicant for the patent for the invention referred to above is (or) * The patentee of the invention referred to above is the depositor, within the meaning of Article 2 of the Budapest Treaty, of the deposit referred to in paragraph 2.

*5. The depositor, within the meaning of Article 2 of the Budapest Treaty, of the deposit referred to in paragraph 2 is (insert full name and address of place of business or residence of depositor).

6. * I rely (or) * I have the consent of the depositor referred to above to rely (or) * The applicant for the patent for the invention referred to above relies (or) * The applicant for the patent for the invention referred to above has the consent of the depositor referred to above to rely (or) * The patentee of the invention referred to above has the consent of the depositor referred to above to rely on that deposit for the purposes of section 40 of the Patents Act 1952 in relation to * the application for the patent (or) * the patent for the invention referred to above. *(Omit whichever is inapplicable) Declared at this day of 19 .

(Signature of declarant) To: The Commissioner of Patents Lodged by: (insert the name and address of the person who lodges this declaration and the name of any person on whose behalf it is lodged) -------- FORM 37 Regulation 19ZA and subregulation 19ZF (1) COMMONWEALTH OF AUSTRALIA REQUEST FOR COMMISSIONER'S CERTIFICATION AUTHORISING RELEASE OF A SAMPLE OF A MICRO-ORGANISM I, (insert full name of person making request) of (insert business or residential address of person, not being a post box address), hereby: (a) declare that a micro-organism was deposited with (insert name and address of the international depositary authority) under file, accession or registration No. (insert number of the deposit given by that authority) on (insert date on which that micro-organism was deposited) and that samples of that micro-organism are obtainable from that authority as provided by the rules relating to micro-organisms; (b) declare that that micro-organism and the name of that international depositary authority are referred to in the specification for patent application (if patent has been granted, omit "application") No. (insert number of patent application or patent, as the case requires); (c) declare that the invention to which that patent application (if patent has been granted, omit "application") applies is that micro-organism or involves the use, modification or cultivation of that micro-organism; (d) give an undertaking, if a sample of that micro-organism is furnished in accordance with this request: (i) not to make that micro-organism, or any culture derived from that micro-organism, available to any other person; and (ii) to use that micro-organism only for experimental purposes; during any period when that patent application, or any patent granted in accordance with that application, is in force (if patent has been granted, omit "application, or any patent granted in accordance with that application,") and: (iii) if that patent application lapses under subsection 47D (1) of the Patents Act 1952-the period of 9 months after that application so lapses; or (omit this subparagraph if the patent application is not an international application or if patent has been granted) (iv) if that patent application lapses under subsection 47D (1) of the Patents Act 1952-the period of 6 months after that application so lapses; or (omit this subparagraph if the patent application is an international application or if patent has been granted) (v) if the patent granted in accordance with that patent application ceases under subsection 68 (2) of the Patents Act 1952-the period of 6 months after that cessation (if patent has been granted, omit "the patent granted in accordance with that patent application" and substitute "that patent"); and (if that patent application or patent, as the case may be, is not in force and if the period referred to in subparagraph (d) (iii), (iv) or (v), as the case may be, has expired, omit paragraph (d) and insert the following paragraph:) (e) declare that that patent application (if patent has been granted, omit "application") is not in force because of the following circumstances: (set out those circumstances); and (if that has been granted and the person making the request is a person to whom the patentee has granted a licence under section 108 of the Act, omit paragraph (d) and insert the following paragraph:) (f) declare that the patentee of that patent has granted under section 108 of the Patents Act 1952 the following licence to the person making the request: (set out details of the compulsory licence that was granted) upon terms a copy of which is set out in an annexure to this request; and (if the person making the request makes, uses, exercises or vends the invention to which that patent application or that patent refers under subsection 125 (1) of the Patents Act 1952, omit paragraph (d) and insert the following paragraph:) (g) declare that the person making the request makes, uses, exercises or vends the invention to which that patent application (if patent has been granted, omit "application") refers under subsection 125 (1) of the Act upon terms a copy of which is set out in an annexure to this request; and (h) request the Commissioner under subregulation 19ZF (1) of the Patents Regulations to furnish to me the certification referred to in paragraph (a) of Rule 11.3 of the Budapest Treaty Regulations. My address for service is: (insert an address in Australia which may be a post box address).

(Insert signature of person making the request) (Insert name and address of that person's patent attorney, if any) -------- FORM 38 Paragraph 19ZG (5) (a) and subregulation 19ZK (1) COMMONWEALTH OF AUSTRALIA NOTIFICATION THAT A REQUIREMENT OF PARAGRAPH 40 (5) (c) or (e) OF THE PATENTS ACT 1952 HAS CEASED TO BE SATISFIED IN RELATION TO A MICRO-ORGANISM I, (insert full name of person giving the notification), of (insert business or residential address of person, not being a post box address), in accordance with subregulation 19ZK (1) of the Patents Regulations hereby: (a) declare that a micro-organism was deposited with (insert name and address of the international depositary authority) under file, accession or registration No. (insert number of deposit given by that authority) on (insert date on which the micro-organism was deposited); (b) declare that that micro-organism is referred to in the specification in respect of patent application (if patent has been granted, omit "application") No. (insert number of patent application or patent, as the case requires); (c) declare that the following *requirement *requirements of paragraph 40 (5) (c) or (e) of the Act *has *have ceased to be satisfied in relation to that patent application (if patent has been granted, omit "application"): (set out that requirement or those requirements); and (d) declare that the following facts are relied upon to establish that *that requirement is (or) *those requirements are not satisfied: (set out a statement of those facts). My address for service is: (insert an address in Australia which may be a post box address). *(Omit whichever is inapplicable) (Insert signature of person giving the notification) (Insert name and address of that person's patent attorney, if any)

PATENTS REGULATIONS - SCHEDULE 2

SCH

SCHEDULE 2 PART I-GENERAL FEES ------------------------------------------------------------------------------ -- Column 1 Column 2 Column 3 Item No. Matter Fee ------------------------------------------------------------------------------ -- $ 1 On lodging an application for a patent accompanied by a provisional specification ................................. 65 2 On lodging an application for a petty patent .............. 65 3 On lodging a complete specification (with or after the lodgment of an application) ............................... 135 together with: (a) if the number of sheets comprising the specification, including any drawings contained in the specification, exceeds 10-for each sheet in excess of 10 ................. 5 (b) if the number of claims exceeds 10-for each claim in excess of 10 5 4 On lodging a request for examination of an application: (a) where the request was not preceded by a direction of the Commissioner under section 47A or 47B of the Act: (i) in the case of a request for an examination to be made in accordance with section 48 of the Act ............. 285 (ii) in the case of a request for a modified examination ........................................................... 240 (b) where the request was preceded by a direction of the Commissioner under section 47A or 47B of the Act (whether or not the applicant had, before the request was made, requested the deferment of the examination under section 52B of the Act): (i) in the case of a request for an examination to be made in accordance with section 48 of the Act ............. 240 (ii) in the case of a request for a modified examination ........................................................... 200 5 On lodging a notice under section 47B of the Act requiring the Commissioner to direct an applicant to request examination ............................................... 75 6 Continuation fee for the purposes of section 47D of the Act and subregulation 16A (1): (a) second year ......................................... 70 (b) third year .......................................... 90 (c) fourth year ......................................... 110 (d) fifth year .......................................... 130 (e) sixth year .......................................... 155 (f) seventh year ........................................ 180 (g) eighth year ......................................... 210 (h) ninth year .......................................... 240 (i) tenth year .......................................... 275 (j) eleventh year ....................................... 310 (k) twelfth year ........................................ 345 (l) thirteenth year ..................................... 380 (m) fourteenth year ..................................... 420 (n) fifteenth year ...................................... 465 7 On lodging an application to restore an application that has lapsed or a patent that has ceased ........................ 75 8 For restoring a lapsed application or ceased patent ....... 160 9 On lodging a notice of opposition under section 47E, 59, 82, 95, 97 or 160 of the Act or regulation 16F, 43, 51, 77 or 81A ........................................................... 75 10 On lodging an application to lodge further evidence in opposition proceedings 65 11 On appearing at a hearing or lodging a request for the exercise of discretionary power under regulation 19D ...... 70 12 For sealing a standard patent ............................. 200 13 On lodging an application for the grant of an extension of the term of a petty patent ................................ 40 14 For granting an extension of the term of a petty patent ... 245 15 Renewal fee for the purposes of subsection 68 (2) of the Act and subregulation 29 (1): (a) second year ......................................... 70 (b) third year .......................................... 90 (c) fourth year ......................................... 110 (d) fifth year .......................................... 130 (e) sixth year .......................................... 155 (f) seventh year ........................................ 180 (g) eighth year ......................................... 210 (h) ninth year .......................................... 240 (i) tenth year ......................................... 275 (j) eleventh year ....................................... 310 (k) twelfth year ........................................ 345 (l) thirteenth year ..................................... 380 (m) fourteenth year ..................................... 420 (n) fifteenth year ...................................... 465 16 On lodging an application under section 71 of the Act for a duplicate of a patent to be sealed ........................ 40 17 On lodging a request to amend a specification under section 77 of the Act ............................................. 85 18 On lodging: (a) a request under regulation 76, not being a request for change of address or a request referred to in paragraph (b) ........................................................... 40 (b) simultaneously, 2 or more requests under paragraph 76 (2) (b) to change a name entered in the Register to the same name in respect of all the entries in the Register to which the requests relate: (i) for one of those requests ....................... 40 (ii) for each other such request ..................... 20 19 On making an application: (a) under section 21, 22 or 23 of the Act, where more than one application is made at the same time and where, in respect of each such application, the devolution of title or interest is the same in respect of all of the patents to which the applications relate: (i) for one of those applications ................... 40 (ii) for each other such application ................. 20 (b) in any other case under section 21, 22 or 23 of the Act ........................................................... 40 (c) under section 74, subsection 65 (2), section 95 or subsection 154 (1) or (2) of the Act ...................... 40 20 On making a request under subsection 34 (4) or 52 (3), section 52B or subsection 54A (1) of the Act .............. 40 21 On filing an agreement under section 64 of the Act ........ 40 22 Subject to subregulation 5A (3), on the lodgment of any document or documents referred to in subsections 143 (3) and (4) of the Act, 3 months after lodgment of the application and: (a) before or at the time of lodgment of a request for examination ............................................... 40 (b) after lodgment of a request for examination ......... 135 23 On lodging an application under subsection 160 (2) of the Act for an extension of time on the ground specified in paragraph 160 (2) (a) of the Act: (a) if lodged before the expiration of the time to be extended-for each month or part of a month for which the application is made ....................................... 40 (b) if lodged after the expiration of the time to be extended-the amount payable under paragraph (a) plus an amount of ................................................. 65 24 For an extension of time under subsection 160 (2) of the Act on the ground specified in paragraph 160 (2) (a) of the Act, if the extension is granted after the expiration of the period for which the application is made-for each month or part of a month for which the time is extended ............ $40 less any amount paid under paragraph (a) of Item 23 25 On lodging an application under subsection 160 (2) of the Act for an extension of time on the ground specified in paragraph 160 (2) (b) of the Act .................................... 40 26 On lodging an application to which paragraph 82 (b) applies other than an application under subsection 54 (3) or 66 (4) of the Act ................................................ $50 together with $25 for each month or part of a month for which the application is made 27 On lodging any other application for an extension of time other than an application under subsection 54 (3) or 66 (4) of the Act-for each month or part of a month for which the application is made ....................................... 40 28 For the supply of photographic copies: (a) of patent specifications ............................ $10 per specification (b) of any other document ............................... $5 per document 29 For a certificate by the Commissioner ..................... 65 30 On lodging a request for the furnishing of information under section 30 of the Act, where the provision of that information does not entail an international-type search or a special search referred to in subregulation 87 (2) or (3) respectively-in respect of each application, patent or other document .................................................. 40 31 On lodging a request under section 56 of the Act for the result of a search made under subsection 48 (3) of the Act 20 32 For lodgment of substitute pages in compliance with a direction under regulation 7B: (a) within 3 months after the date on which the direction was given ................................................. 30 (b) after the time specified in paragraph (a) but before the application becomes open to public inspection ......... 75 33 For taxing costs .......................................... 35 ------------------------------------------------------------------------------ -- PART II-GENERAL FEES FOR INTERNATIONAL APPLICATIONS ------------------------------------------------------------------------------ -- Column 1 Column 2 Column 3 Item No. Matter Fee ------------------------------------------------------------------------------ -- $ 1 Transmittal fee under Rule 14 of the Treaty ............... 40 2 Search fee under Rule 16 of the Treaty .................... 490 3 Additional fee for search under Article 17 (3) (a) of the Treaty .................................................... 435 4 Preliminary Examination fee under Rule 58 of the Treaty ... 245 5 Additional fee for international preliminary examination under Article 34 (3) (a) of the Treaty .................... 245 6 For copies of documents in accordance with Rules 44.3 (b) and 71.2 (b) of the Treaty-per document ....................... 5 ------------------------------------------------------------------------------ -- PART III-FEES FOR INTERNATIONAL APPLICATIONS PAYABLE FOR THE BENEFIT OF THE INTERNATIONAL BUREAU ------------------------------------------------------------------------------ -- Column 1 Column 2 Column 3 Item Matter Fee ------------------------------------------------------------------------------ -- 1 Basic fee under Rule 15.2 (a) of the Treaty (a) if the international application contains not more than 30 sheets ........ 706 Swiss francs (b) if the international application contains more than 30 sheets ............ 706 Swiss francs plus 14 Swiss francs for each sheet in excess of 30 sheets 2 Designation fee under Rule 15.2 (a) of the Treaty .................................. 171 Swiss francs per designation for which the fee is due with a maximum of 1,710 Swiss francs, any such designation in excess of 10 being free of charge 3 Handling fee under Rule 57.2 (a) of the Treaty .................................. 216 Swiss francs ------------------------------------------------------------------------------ --

PATENTS REGULATIONS - SCHEDULE 3

SCH

THIRD SCHEDULE Regulations 6 and 7 PART I-REQUIREMENTS IN RELATION TO DOCUMENTS OTHER THAN SPECIFICATIONS AND DRAWINGS 1. Documents shall be written in the English language. 2. The contents of a document shall be written on one side of the paper in a carbonaceous or other permanent ink on which bleaching agents do not have any effect. 3. If the contents of a document are in handwriting, the writing shall be large and legible. 4. The signature of a person signing a document and the date of signature shall be placed on the last sheet of the document. 5. An interlineation, alteration, erasure or amendment made in a document before it is lodged at the Patent Office shall be initialled by the person who signs the document in the margin of the document opposite to the interlineation, alteration, erasure or amendment.

PART II-REQUIREMENTS IN RELATION TO SPECIFICATIONS 1. Except with the permission of the Commissioner, the specification shall be - (a) typewritten; or (b) reproduced by another process approved by the Commissioner, in the English language and on tough white paper of good quality. 2. The specification shall not contain any interlineations, alterations or erasures. 3. The paper shall be foolscap folio size (337 millimetres by 206 millimetres) or international sheet size A4 (297 millimetres by 210 millimetres). 4. The contents of the specification shall be set out in an area not exceeding 250 millimetres in depth by 160 millimetres in width. 5. The margins shall be- (a) in the case of the head margin-not less than 25 millimetres; (b) in the case of the bottom margin-not less than 20 millimetres; (c) in the case of the left-hand margin-not less than 25 millimetres; and (d) in the case of the right-hand margin-not less than 20 millimetres. 6. The description of the invention shall commence at the head of the second sheet of the specification. 7. (1) The contents of the specification shall be typewritten or otherwise reproduced on one side of the paper only. (2) Except with the permission of the Commissioner, the specification shall be typewritten or otherwise reproduced- (a) in sharp black characters suitable for reproduction by photographic means; and (b) either in letters not smaller than pica type face, with double spacing between lines, or in some other form approved by the Commissioner. 8. The sheets shall be numbered consecutively. 9. At least each tenth line of each sheet shall be numbered in the left-hand margin. 10. The claims shall commence on a sheet separate from the remainder of the specification and shall be numbered consecutively. 11. Reference may be made in the specification and claims to formulae or tables marked on the drawings by reference numbers or letters. 12. If practicable, technical terms, abbreviations and symbols used shall conform to the standards approved and published by the British Standards Institute or the Standards Association of Australia. 13. A book, specifications or other work shall not be referred to unless it is available to the public in Australia and is fully identified in the specification. 14. A trade mark shall not be used as the means of identifying a substance or article in a specification unless it is not practicable to identify the substance or article by other means. 15. If reference is made in a specification to a registered trade mark, the fact that it is a registered trade mark shall be stated.

PART III-REQUIREMENTS IN RELATION TO DRAWINGS 1. Drawings shall be made on white paper, being hot-pressed, rolled or calendered strong paper of good quality, or on other paper approved by the Commissioner. 2. Drawings shall be so made as to permit them to be clearly reproduced on a reduced scale by photographic means. 3. Drawings shall not be creased or folded. 4. Washes or colours shall not be used. 5. Drawings shall not be mounted. 6. The paper may be foolscap folio size (337 millimetres by 206 millimetres) or international sheet size A4 (297 millimetres by 210 millimetres) but shall be the same size as the paper used in the specification to which the drawings relate. 7. Drawings shall be contained in an area not exceeding 250 millimetres in depth by 160 millimetres in width. 8. The margins shall be- (a) in the case of the head margin-not less than 25 millimetres; (b) in the case of the bottom margin-not less than 20 millimetres; and (c) in the case of the left-hand margin-not less than 35 millimetres. 9. Where the drawings on a number of sheets form a complete figure, the drawings shall be so made that the complementary parts or lines on the several sheets show, when placed side by side, the complete figure. 10. Lines shall be drawn in black ink and shall be uniform in thickness or gradation. 11. Section lines shall not be closer than 30 to every 25 millimetres. 12. Shading lines shall not be used. 13. The figures in the drawings shall be numbered consecutively without regard to the number of sheets used and shall, so far as practicable, be arranged in numerical order. 14. Reference letters in figures in drawings shall be- (a) in bold type; (b) not less than 3 millimetres in height. (c) placed in an upright position; (d) in the case of large parts-placed upon the parts; and (e) in the case of small parts-placed on one side of the drawings and connected by a fine line to the parts to which they refer. 15. If the drawings contain different views of the same part, the same reference letters and figures shall be used on those views. 16. Drawings shall be marked- (a) in the top right-hand corner on the back of each sheet-with the number of sheets of the drawings and the number of the particular sheet; and (b) in the centre of the top of the back of each sheet-with the word "Original" or the words "True Copy", as the case requires, and the name of the applicant. 17. Where drawings are lodged with a complete specification after one or more provisional specifications have been lodged, the application number and date or the application numbers and dates shall be marked in the bottom left-hand corner on the back of each sheet. 18. An advertisement or address of a person shall not be marked on the drawings. 19. Except as provided in this Part of this Schedule, descriptive matter shall not be marked on the drawings. 20. Drawings that are in the nature of flow-sheets may have marked on them such descriptive matter as is necessary to show the materials and the chemical or other reactions or treatments used in carrying out the invention. 21. Drawings that show symbolically a number of instruments or units of apparatus and their interconnexions may be marked with such descriptive matter as is necessary to identify the instruments or units or their interconnexions. ------------------------------------------------------------------------------ --

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