Patents (Patent Cooperation Treaty Regulations) Regulations (Cth)
I,
THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice
of the Federal Executive Council, hereby make the following Regulations under
the
Dated 26 August 1982.
N. M. STEPHEN
Governor-General
By His Excellency’s Command,
DAVID THOMSON
Minister of State for Science and Technology
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1. These Regulations may be cited as the Patents (Patent Cooperation Treaty Regulations) Regulations.
AMENDMENTS
OF THE REGULATIONS UNDER THE
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1 | Rule 3.3 ( | Omit, substitute— | 3 July 1981 | 1 October 1981 | |
“(ii) whether or not the international application as filed is accompanied by a power of attorney (i.e., a document appointing an agent or a common representative), a copy of a general power of attorney, a priority document, a document relating to the payment of fees, and any other document (to be specified in the check list);”. | |||||
2. | Rule 4.1 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 | |
“(b) The request shall, where applicable, contain:
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3 | Rule 4.1 ( | Omit, substitute— | 3 July 1981 | 1 October 1981 | |
“(
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4 | Rule 4.4( | Omit, substitute— | 3 July 1981 | 1 October 1981 | |
“( | |||||
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment |
5 | Rule 4.6 ( | Omit, substitute— | 3 July 1981 | 1 October 1981 |
“( | ||||
6 | Rule 4.8 ( | Omit, substitute— | 16June 1980 | 1 October 1980 |
“(b) If there is more than one applicant and the request does not refer to an agent representing all the applicants and it does not comply with the requirement of designating one of the applicants as provided in paragraph (a), the common representative shall be the applicant first named in the request who is entitled to file an international application with the receiving Office with which the international application was filed (Rule 19,1 (a)).”. | ||||
7 | Rule 4.10 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(b) If the request does not indicate both
the priority claim shall, for the purposes of the procedure under the Treaty, be considered not to have been made except where, resulting from an obvious error of transcription, the indication of the said country or the said date is missing or is erroneous; whenever the identity or correct identity of the said country, or the said date or the correct date, may be established on the basis of the copy of the earlier application which the receiving Office receives before it transmits the record copy to the International Bureau, the error shall be considered as an obvious error.”. | ||||
Rule 4.11..................... | Omit, substitute | 16 June 1980 | 1 October 1980 | |
“4.11
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base the international search report wholly or in part on the results of a search, other than an international or international-type search, made by the national Office or intergovernmental organization which is the International Searching Authority competent for the international application, the request shall contain a reference to that fact. Such reference shall either identify the application (or its translation, as the case may be) in respect of which the earlier search was made by indicating country, date and number, or the said search by indicating, where applicable, date and number of the request for such search.”. | ||||
9 | Rule 10.1 ( | Omit, substitute- | 16 June 1980 | 1 October 1980 |
“(b) Temperatures shall be expressed in degrees Celsius, or also expressed in degrees Celsius, if first expressed in a different manner.”. | ||||
10 | Rule 11.2 (d) | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(d) Subject to Rule 11.10 (d) and Rule 11.13 (j), each sheet shall be used in an upright position (i.e., the short sides at the top and bottom).”. | ||||
11 | Rule 11.10 | Add at the end of Rule 11.10— | 16 June 1980 | 1 October 1980 |
“(d) Tables and chemical or mathematical formulae may be placed sideways on the sheet if they cannot be presented satisfactorily in an upright position thereon; sheets on which tables or chemical or mathematical formulae are presented sideways shall be so presented that the tops of the tables or formulae are at the left side of the sheet.”. | ||||
12 | Rule 11.12 | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“11.12 Each sheet shall be reasonably free from erasures and shall be free from alterations, overwritings, and interlineations. Non-compliance with this Rule may be authorized if the authenticity of the content is not in question and the requirements for good reproduction are not in jeopardy.”. | ||||
13 | Rule 11.13 (j) | Omit substitute— | 16 June 1980 | 1 October 1980 |
(j) The different figures shall be arranged on a sheet or sheets without wasting space, preferably in an upright position, clearly separated from one another. Where the figures are not arranged in an upright position, they shall be presented sideways with the top of the figures at the left side of the sheet.”. | ||||
14 | Rule 13.2 | Omit, substitute | 16 June1980 | 1 October 1980 |
“13.2 Rule 13.1 shall be construed as permitting, in particular, one of the following three possibilities:
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15 | New Rule 13 | After Rule 13, insert the following heading and rule: | 16June 1980 | 1 January 1981 |
“13 For the purposes of this Rule, “reference to a deposited microorganism” means particulars given in an international application with respect to the deposit of a microorganism with a depositary institution or to the microorganism so deposited. | ||||
“13 Any reference to a deposited microorgamism shall be made in accordance with this Rule and, if so made, shall be considered as satisfying the requirements of the national law of each designated State. | ||||
“13 (a) A reference to a deposited microorganism shall indicate, | ||||
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment |
it may require the furnishing of samples and that such samples will be used solely for the purposes of international search or international preliminary examination, as the case may be, and such notification has been published in the Gazette. (b) Pursuant to Articles 23 and 40, no furnishing of samples of the deposited microorganism to which a reference is made in an international application shall, except with the authorization of the applicant, take place before the expiration of the applicable time limits after which national processing may start under the said Articles. However, where the applicant performs the acts referred to in Articles 22 or 39 after international publication but before the expiration of the said time limits, the furnishing of samples of the deposited microorganism may take place, once the said acts have been performed. Notwithstanding the previous provision, the furnishing of samples from the deposited microorganism may take place under the national law applicable for any designated Office as soon as, under that law, the international publication has the effects of the compulsory national publication of an unexamined national application. | ||||
- | “13 (a) Any national Office may notify The International Bureau of any requirement of the national law,
(b) Each national Office shall notify the International Bureau a first time before entry into force of this Rule and then each time a change occurs of the depositary institutions with which the national law permits deposits of microorganisms to be made for the purposes of patent procedure before that Office or, if the national law does not provide for or permit such deposits, of that fact. (c) The
International Bureau shall promptly publish in the | |||
16 | Rule 15.5................................... | Omit. | 16 June 1980 | 1 October 1980 |
17 | New Rule 16 | After Rule 15, insert the following heading and Rule: | 16 June 1980 | 1 October 1980 |
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment |
(c) If the
applicant pays, within the said time limit, to the International Bureau an
amount which is more than what is needed to cover the fees and surcharge
referred to in paragraph | ||||
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(d) The receiving Office shall not return to the International Bureau any amount that it has charged to that Bureau for covering the transmittal fee. | ||||
(e) Where the international application is considered withdrawn, any amount charged to the International Bureau, other than the amount needed to cover the transmittal fee and the search fee transferred by the receiving Office to the International Searching Authority, shall be returned by the receiving Office to the International Bureau. | ||||
(f) Where the international application is considered withdrawn, any search fee charged by the receiving Office and transferred to the International Searching Authority shall be transferred by that Authority to the International Bureau unless the said Authority has already started the international search. | ||||
(g) Where paragraph (c) applies, the amount charged by the receiving Office to the International Bureau for designations which, as a consequence of the application of the |
order under that paragraph, are not maintained, shall be returned to the International Bureau by the receiving Office. “16 | ||||
(a) Any receiving
Office may exclude the application of Rules 16 | ||||
(b) Former Rule 15.5 remains applicable in respect of any receiving Office giving a notification under paragraph (a).”. | ||||
18 | Rule 17.1. | Omit, substitute― “17.1 | 16 June 1980 | 1 October 1980 |
(a) Where the priority of an earlier national application is claimed under Article 8 in the international application, a copy of the said national application, certified by the authority with which it was filed (“the priority document”), shall, unless already filed with the receiving Office together with the international application, be submitted by the applicant to ^he International Bureau or to the receiving Office not later than 16 months after the priority date or, in the case referred to in Article 23(2), not later than at the time the processing or examination is requested. Where submitted to the receiving Office, the priority document shall be transmitted by that Office to the International Bureau together with the record copy or promptly after having been received by that Office. In the latter case, the receiving Office shall indicate to the International Bureau the date on which it received the priority document. | ||||
(b) Where the priority document is issued by the receiving Office, the applicant may, instead of submitting the priority document, request the receiving Office to transmit the priority document to the International Bureau. Such request shall be made not later than the expiration of the applicable time limit referred to under paragraph (a) and may be subjected by the receiving Office to the payment of a fee. The receiving Office shall, promptly after receipt of such request, and, where applicable, the payment of such fee, transmit the priority document to the International Bureau with an indication of the date or receipt of such request. | ||||
(c) If the requirements of neither of the two preceding paragraphs are complied with, any designated State may disregard the priority claim. | ||||
(d) The International Bureau shall record the date on which the priority document has been received by it or by the receiving Office. Where applicable, the date of receipt by the receiving Office of a request referred to under paragraph (b) shall be recorded as the date of receipt of the priority document. The International Bureau shall notify the applicant and the designated Offices accordingly.”. | ||||
19 | Rule 18.5....................................... | Omit. | 16 June 1980 | 1 October 1980 |
20 | Rule 19.2....................................... | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“19.2 If there are several applicants, the requirements of Rule 19.1 shall be considered to be met if the national Office with which the international application is filed is the |
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment |
national Office of or acting for a Contracting State of which at least one of the applicants is a resident or national.”. | ||||
21 | New Rule 20.3 | After Rule 20.3, insert the following Rule: | 16June 1980 | 1 October 1980 |
“20.3 The Administrative Instructions prescribe the manner in which corrections required under Article 11(2)(a) shall be presented by the applicant and the manner in which they shall be entered in the file of the international application. | ||||
22 | Rule 22.2 ( | Omit, substitute— | 26 September 1980 | 1 January 1981 |
“(e) Where the receiving Office does not hold the record copy at the disposal of the applicant by the date fixed in paragraph (d), or where, after having asked for the record copy to be mailed to him, the applicant has not received that copy at least 10 days before the expiration of 13 months from the priority date, the applicant may transmit a copy of his international application to the International Bureau. This copy (“provisional record copy”) shall be replaced by the record copy or, if the record copy has been lost, by a substitute record copy certified by the receiving Office on the basis of the home copy, as soon as practicable and, in any case, before the expiration of 15 months from the priority date.”. | ||||
23 | Rule 22.3..................... | Omit, substitute— | 26 September 1980 | 1 January 1981 |
“22.3 (a) The time limit referred to in Article 12(3) shall be:
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24 | Rule 22.5..................... | Omit, substitute - | 16June 1980 | 1 October 1980 |
“22.5 Any power of attorney and any priority document filed with the international application referred to in Rule 3.3(a) (ii) shall accompany the record copy; any other document referred to in that Rule shall be sent only at the specific request of the International Bureau. If any document referred to in Rule 3.3(a) (ii) which is indicated in |
the check list as accompanying the international application is not, in fact, filed at the latest by the time the record copy leaves the receiving Office, that Office shall so note on the check list and the said indication shall be considered as if it had not been made.”. | ||||
25 | Rule 30.1 | Omit, substitute— | 16 June l980 | 1 October 1980 |
“30.1 The time limit referred to in Article 14 (4) shall be 4 months from the international filing date.”. | ||||
26 | Rule41.1 | Omit, substitute— | 16 June 1980 | 1 October 1980 |
• | “41.1 If reference has been made in the request, in the form provided for in Rule 4.11, to an international-type search carried out under the conditions set out in Article 15 (5) or to a search other than an international or international-type search, the International Searching Authority shall, to the extent possible, use the results of the said search in establishing the international search report on the international application. The International Searching Authority shall refund the search fee, to the extent and under the conditions provided for in the agreement under Article 16 (3) (b) or in a communication addressed to and published in the Gazette by the International Bureau, if the international search report could wholly or partly be based on the results of the said search.”. | |||
27 | Rule 46.2 | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“46.2 The date of filing of any amendement shall be recorded by the International Bureau, which shall also notify the applicant of the date and indicate the date in any publication or copy issued by it.”. | ||||
28 | Rule 47.1 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(c) The International Bureau shall send a notice to the applicant indicating the designated Offices to which the communication has been effected and the date of such communication. Such notice shall be sent on the same day as the communication. Each designated Office shall be informed, separately from the communication, about the sending and the date of mailing of the notice. The notice shall be accepted by all designated Offices as conclusive evidence that the communication has duly taken place on the date specified in the notice.”. | ||||
29 | Rule 49.3 | Omit, substitute— | 16 June 1980 | 1 January 1981 |
“49.3 For the purposes
of Article 22 and the present Rule, any statement made under Article 19(1)
and any indication furnished under Rule 1 | ||||
30 | Rule 54.4 | Omit. | 16 June 1980 | 1 October 1980 |
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment |
31 | Rule 55.1................................... | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“55.1 The demand shall be in the language of the international application or, when a translation is required under Rule 55.2, in the language of that translation, provided that the International Preliminary Examining Authority may permit the demand to be in any language specified in the agreement concluded between the International Bureau and that Authority.”. | ||||
32 | Rule 57.4 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(b) If the applicant complies with the invitation within the one-month time limit, the handling fee shall be considered as if it had been paid on the due date.”. | ||||
33 | Rule 57.5 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(b) If the applicant complies with the invitation within the one-month time limit, the supplement to the handling fee shall be considered as if it had been paid on the due date.”. | ||||
34 | Rule 60.1 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(b) If the applicant complies with the invitation within the prescribed time limit, the demand shall be considered as if it had been received on the actual filing date, provided that the demand as submitted contained at least one election and permitted the international application to be identified; otherwise, the demand shall be considered as if it had been received on the date on which the International Preliminary Examining Authority receives the correction.”. | ||||
35 | Rule 60.2 ( | Omit, substitute— | 16 June 1980 | 1 October 1980 |
“(b) If the applicant complies with the invitation within the prescribed time limit, the later election shall be considered as if it had been received on the actual filing date, provided that the later election as submitted contained at least one election and permitted the international application to be identified; otherwise, the later election shall be considered as if it had been received on the date on which the International Bureau receives the correction.”. | ||||
36 | Rule 76.3................................... | Omit, substitute— | 16 June 1980 | 1 January 1981 |
“76.3 For the purposes
of Article 39 and the present Rule, any statement made under Article 19(1)
and any indication furnished under Rule 1 36 |
37 | Rule 80.6....................................... | Omit, substitute— | 16Junel980 | 1 October 1980 |
“80.6 (a) Where a period starts on the day of the date of a document or letter emanating from a national office or intergovernmental organization, any interested party may prove that the said document or letter was mailed on a day later than the date it bears, in which case the date of actual mailing shall, for the purposes of computing the period, be considered to be the date on which the period starts. Irrespective of the date on which such a document or letter was mailed, if the applicant offers to the national Office or intergovernmental organization evidence which satisfies the national Office or intergovernmental organization that the document or letter was received more than 7 days after the date it bears, the national Office or intergovernmental organization shall treat the period starting from the date of the document or letter as expiring later by an additional number of days which is equal to the number of days which the document or letter was received later than 7 days after the date it bears.”. | ||||
“(b) Any receiving Office may exclude the application of the second sentence of paragraph (a) by a written notification to that effect given to the International Bureau by September 1, 1980. Such notification may be withdrawn at any time. The International Bureau shall publish all such notifications and withdrawals in the Gazette.”. | 26 September 1980 | 1 October 1980 | ||
38 | Rule 82.1(a)....................................... | Omit, substitute— | 26 September 1980 | 1 January 1981 |
“(a) Any interested party may offer evidence that he has mailed the document or letter 5 days prior to the expiration of the time limit. Except in cases where surface mail normally arrives at its destination within 2 days of mailing, or where no airmail service is available, such evidence may be offered only if the mailing was by airmail. In any case, evidence may be offered only if the mailing was by mail registered by the postal authorities.”. | ||||
39 | Rule 82.2 (a)....................................... | Omit, substitute— | 26 September 1980 | 1 January 1981 |
“(a) Any interested party may offer evidence that on any of the 10 days preceding the day of expiration of the time limit the postal service was interrupted on account of war, revolution, civil disorder, strike, natural calamity, or other like reason, in the locality where the interested party resides or has his place of business or is staying.”. | ||||
40 | Rule 90.3 (a)....................................... | Omit, substitute— | I6Junel980 | 1 October 1980 |
“90.3 (a) Appointment of any agent, or of any common representative within the meaning of Rule 4.8(a), shall be effected by each applicant, at his choice, either by signing the request in which the agent or common representative is designated or by a separate power of attorney (i.e., a document appointing an agent or common representative).”. |
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Item | Provision amended | Amendment | Date amendment made | Date of effect of amendment | ||||
41 | New
Rule 90.3 ( | Add at the end of Rule 90.3— | 16 June 1980 | 1 October 1980 | ||||
“(d) A general power of attorney may be deposited with the receiving Office for purposes of the processing of the international application as defined in Rule 90.2(d). Reference may be made in the request to such general power of attorney, provided that a copy thereof is attached to the request by the applicant.”. | ||||||||
42 | New Rule 91.2............................... | After Rule 91.1, insert the following Rule: | 16 June 1980 | 1 October 1980 | ||||
“91.2 The Administrative Instructions prescribe the manner in which rectifications of obvious errors of transcription shall be made and the manner in which they shall be entered in the file of the international application.”. | ||||||||
43 | Rule 92.1
( | Omit, substitute— | 16 June 1980 | 1 October 1980 | ||||
“(b) If the requirements provided for in paragraph (a) are not complied with, the applicant shall be informed as to the non-compliance and invited to remedy the omission within a time limit fixed in the invitation. The time limit so fixed shall be reasonable in the circumstances; even where the time limit so fixed expires later than the time limit applying to the furnishing of the paper (or even if the latter time limit has already expired), it shall not be less than 10 days and not more than one month from the mailing of the invitation. If the omission is remedied within the time limit fixed in the invitation, the omission shall be disregarded; otherwise, the applicant shall be informed that the paper has been disregarded. “(c) Where
non-compliance with the requirements provided for in paragraph ( | ||||||||
44 | New Rule 92.4............................... | After Rule 92.3, insert the following Rule: | 16 June 1980 | 1 October 1980 | ||||
“92.4 (a)
Notwithstanding the provisions of Rules 11.14 and 92.1 ( | ||||||||
that form, otherwise, the telegraphic, teleprinter or other communication shall be considered not to have been made. | ||||
“(b) Each
national Office or intergovernmental organization shall promptly notify the
International Bureau of any means referred to in paragraph | ||||
45 | New
Rule 926 | After Rule 92, insert the following heading and Rule: | 16 June 1980 | 1 October 1980 |
“926 | ||||
The International Bureau shall, on the request of the applicant or the receiving Office, record changes in the following indications appearing in the request or demand: | ||||
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“926 (a) The International Bureau shall give notifications concerning changes recorded by it: | ||||
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(b) A copy of each notification sent under paragraph (a) shall be sent to the applicant by the International Bureau.”. | ||||
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Item | Provision amended | Amendment | Date amendment made | Date of effect0 of amendment | ||||
46 | Schedule of fees............... | Omit the Schedule, substitute the following Schedule: | 3 July 1981 | 1 January 1982 | ||||
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1. | Basic Fee: | |||||||
(Rule 15.2( if the international application contains not more than 30 sheets | 527 Swiss francs | |||||||
if the international application contains more than 30 sheets | 527 Swiss francs plus 11 Swiss francs for each sheet in excess of 30 sheets | |||||||
2. | Designation Fee: (Rule 15.2( | 127 Swiss francs | ||||||
3. | Handling Fee: (Rule 57.2(a)) | 162 Swiss francs | ||||||
4. | Supplement to the Handling Fee; (Rule 57.2(6)) | 162 Swiss francs | ||||||
5. | Surcharge for late payment: (Rule 16 | Minimum 200 Swiss francs Maximum: 500 Swiss francs”. | ||||||
1. Notified in the
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