Pancontinental Gold Mining Areas Pty Ltd v The Minister for Mines
[1989] HCATrans 249
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Perth No Pl8 of 1989 B e t w e e n -
PANCONTINENTAL GOLD MINING
AREAS PTY LTD
Applicant
and
THE MINISTER FOR MINES
Respondent
Application for special
leave to appeal
DEANE J
TOOHEY J
McHUGH J
| Pancontinental |
TRANSCRIPT OF PROCEEDINGS
AT PERTH ON TUESDAY, 24 OCTOBER 1989, AT 3.00 PM
Copyright in the High Court of Australia
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| MR C.L. ZELESTIS, QC: | May it please Your Honours, with my |
learned friend, MR P.D. BLAXELL, I appear for the
applicant. (instructed by Robinson Cox)
MR K.H. PARKER, QC, Solicitor-General for Western Australia
If it please the Court, I appear with my learned
friend, MR J. MACTAGGERT, for the respondent.
(instructed by the Crown Solicitor for Western
Australia)
DEANE J: Yes, Mr zelestis.
MR ZELESTIC: | May it please the Court, Your Honours, this application arises out of the applicant's attempt |
| to extend the term of a prospecting licence pursuant to section 45(3) of the MINING ACT of 1978 in | |
| Western Australia. That section provided that an | |
| existing prospecting licence could be extended by | |
| the Minister, or his delegate, if an appropriate | |
| application was lodged within the existing term of | |
| the prospecting licence with, and I quote, "the | |
| mining registrar". |
The applicant lodged an appropriate application
with the Director of the Mining Registration division
of the Mines Department in Perth, and it has been
held in the courts below that that was not compliance
with section 45(3), as a result of which the term ofthe prospecting licence expired. In our respectful
submission, special leave to appeal should be
granted because this matter raises questions of law
of public importance, both as to the construction of
the MINING ACT and as to the construction of statutes
generally, and we respectfully submit to the Court
that the MINING ACT is of particular importance
both in this State and because of the fact that it
regulates the important mining industry in Australia.
And, that extremely valuable rights can depend upon
the way in which the Act operates and the way in which it is administered and thus depend upon the outcome of
the questions of construction raised by this application.
| TOOHEY J: | You are casting a net fairly broadly when you say |
| that, Mr Zelestis, but in the end, does it come down | |
| to a fairly narrow question of construction as to the | |
| meaning of "mining registrar", or "the mining registrar", | |
| or does it have wider implications? |
| MR ZELESTIC: | That is the central issue, Your Honour. | The |
question of construction is as to the meaning of
the definition of "the mining registrar". But, even
though that may, when viewed alone, be seen to be
a narrow point, it has very broad implications for
if the contention of the applicant is upheld, then the
Act operates in a rather different way from that which
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it has been thought to operate in. Indeed, it
was that reason which led at least two of the
justices in the supreme court to hold against us.
So, while at one level it seemed to be a narrow
point, it does have, in our respectful submission,
a very big impact on the way in which the Act
operates. Put shortly, the question is whether a variety of matters can be done under the Act only
in the field, as it were, at the office of the
particular local mining registrar, or also, at the
office of the Director in Perth. Having said that,
I should qualify it a little, because there is an
assumption which underlies the Full Court's reasoning
which is not correct, and that is that every mining
registrar of a particular field is in his field, in
other words, is located in his field. That .is not an assumption that is good, at all. The Act, while it provides for the creation of districts, mineral fields or districts, does not specifically provide for mining
registrars to be assigned to them, nor does it provide
for where mining registrars are to be located.
The questions of construction of the MINING ACT, Your Honours, are principally whether in the definition
of the expression, "the mining registrar" in
section 8(1) , the expression "mining registrar" bearsits defined meaning, and if we are wrong in our
submission on that, another question arises, and that
is as to the proper construction of section 142(2),
a provision designed to provide some relief from
non-compliance with the Act. The questions of construction there are whether the failure to lodge an application to extend the term is an informality of proceedings which does not vitiate the proceedings.
Section 142(2) was considered by this Court in
HUNTER RESOURCES V MELVILLE in 1988, but the
subsection as it was there considered was considered
in its unamended form. The subsection had been amended but, with respect, that appears to have been
overlooked, and the construction was affected, in
our respectful submission, by the amendments which
were made. In our respectful submission there now
exists a doubt as to what that subsection means, and
it is appropriate that that doubt be resolved. The question of the statutory construction which, we respectfully submit, arises, is this: it is
whether, when a statute provides definitions unless
the contrary intention appears, you must find the
contrary intention, if at all, in the particular
provision in which the defined expression is used, or
whether you are entitled to go on a broader huntthrough the Act to try and discern an intention not to
use a particular expression in a particular place
in the defined sense.
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Now, although we say that is a question of
construction of general importance which arises in
this case, we also say that success for the
applicant is not dependent upon success on that
issue because even if one is entitled to go on a
broader hunt through the Act to see if a contrary
intention appears elsewhere which affects a particular
provision, we say that no such contrary intention
emerges in this case. But, for the proposition that
one must find a contrary intention, if at all, in
the particular provision in which the defined
expression is used, and i;.,e rely upon the decision ofMr Justice Burt, as His Honour then was, in
DUPEROUZEL V CAMERON, where His Honour expressed
that view, and it was a view that was followed by Mr Justice Forster in SIMPSON V NOMINAL DEFENDANT
in 1976.
In the present case, in the Full Court,
Mr Justice Seaman doubted whether Mr Justice Burt's
proposition was of general application, and the
other justices in the Full Court simply failed to
apply it and thtB by implication, we would say,
rejected it. I should add that the main ground upon which the application is now based, and the
main ground of appeal before the Full Court was
not a point taken at first instance before
His Honour the Chief Justice, and was therefore not
dealt with in His Honour's reasons.
Your Honour, we would begin our argument in
relation to the proper construction of the expression
"the mining registrar" in section 8(1) by noting
that by section 6 of the INTERPRETATION ACT, the
definitions in an Act apply to the definition
provisions themselves, as well as to the substantive
enactments in an Act. Now, section 8(1), of course
contains definitions of both "mining registrar" and
"the mining registrar" and in 1985 by Act 100 of 1985, a
very large number of amendments were made to the
MINING ACT, including to the definition of "mining
registrar", but there was no amendment to the definition of "the mining registrar". The definition of "mining registrar" which is on page 5 of the yellow-backed
reprint was amended so as to introduce the words
beginning "and includes". So the definition as previously simply said that : "mining registrar" means a mining registrar
appointed in accordance with this Act or
deemed so to be -
and what was added was:
and includes a reference to the person holding,
acting in, or performing the functions of the
office of Director, Mining Registration Division,of the Department.
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The definition as it originally stood, was
important because it sought to pick up persons who
might not ordinarily be thought to be mining
registrars, namely those who were deemed so to be.Your Honours, a "mining registrar" under this Act
is appointed pursuant to section 11, which simply
provides that:
There shall be a Department of the
Public Service -
et cetera, and for the appointment of various officers
including "mining registrars". While at section 11,
it is convenient to mention section 16, which is the
provision by which mineral fields are proclaimed.
The important provision is 16(2) because the
mineral fields which exist are those picked up from
prior enactments by section 16(2).
| DEANE J: | But do you not really need to concentrate on the |
relationship between the definitions if you are,
going to get anywhere on this point?
MR ZELESTIS: Yes, I do Your Honour. Yes, Your Honour, but I
wish to explain why the definition of "mining registrar"
was there in the first place to show the importance of
that being picked up by the definition of "the mining
registrar".
| DEANE J: | But is the submission in effect, that by inter-reading |
"the mining registrar" means any mining registrar, or
the other officer, and "the warden" means any warden?
| MR l ELESTIS: | With respect, not quite, Your Honour, the |
submission is that "the mining registrar" - the
~efinition of that, which in terms says:
means ..... the mining registrar of the mineral field
or discrict thereof in which the subject matter in relation to which the term isused arose or is;
picks up, as it were, the words "mining registrar" in their defined sense, so that it means the mining
registrar of a particular field, and it includes a
reference to the Director. He is not a mining registrar as such; the definition of "mining registrar"
does not make him, in terms, an appointed mining
registrar under section 11, nor a deemed one under
clause 11 of the second schedule transitional provisions
which provides that persons who were mining registrars
under former legislation are deemed to continue.
So the directum - - -
| McHUGH J: | But if you read the definition of "mining registrar" | |
| ||
| does it not? |
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| MR ZELESTIS: | With respect, it does not, Your Honour. |
McHUGH J: Well, it would read, "The mining registrar" means:
a mining registrar appointed in accordance
with this Act or deemed so to be and
includes a reference to the person holding .....the office of Director -
et cetera, and "the warden" or "mining registrar":
of the mineral field or district thereof
in which the subject matter in relation to
which the term is used arose or is.
MR ZELESTIS: Well, Your Honour, we would say two things about
that. In the first place, we would make the
submission relying upon the decision of the English
Vice Chancellor in NO 20 CANNON ST V SINGER,
(1974) Ch, that in order to find the definitions
picked up one does not have to find that the
words can be intertwined in a sound grammatical
way. It is the idea which is relevant.
| McHUGH J: | I appreciate that, but that means that you have got |
| to practically excise from the definition of "the | |
| mining registrar" the words "of the mineral field | |
| or district thereof",does it not? |
MR ZELESTIS: With respect, no, because the meaning is that the
mining registrar of a mineral field is the person who
is assigned outside the statute to that field, but it
includes a reference to the director in Perth. So that, if you like, the Act has an octupus-like structure.
| McHUGH J: No, you have got to do more than that. | That means |
you have got to ignore part of the definition of
"mining registrar" then. On your hypothesis you have got to ignore that part of the definition of "mining
registrar" which talks about him being "appointed in
accordance with this Act or deemed so to be".
| MR ZELESTIS: | With respect, no, because the definition of "the |
mining registrar", I was speaking about one mining
registrar, so it is one such person as defined in
"mining registrar", that is one appointed under the
Act or deemed so to be. So one of those persons is
appointed or deemed so to be and assigned to a
district. Then the label "the mining registrar" means him and includes a reference to the Director
in Perth.
| TOOHEY J: | What puzzles me, Mr Zelestis, is that presumably the |
| words "warden" or "mining registrar" do not appear in the Act except prefaced by the article definite or indefinite; are there examples of "a" mining registrar |
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or "a" warden appearing, as opposed to "the"
mining registrar or "the" warden?
| MR ZELESTIS: | Yes, there are, Your Honour. | One of our |
submissions that we made and would seek to repeat
is that there are very few things that "a" mining
registrar can do, and one of our submissions was
that if one looked more broadly - if one was entitled
to look more broadly for a contrary intention, one
would not find it because one would say that the
intention of Parliament cannot have been, by amending
the definition of "mining registrar" simply to give the Director the power to do these other very minor things. If I can take Your Honours to what they are.
The first one, Your Honours, is in section 20(1)
which confers a power to grant a miner's right.
That is something that can be done by "a" mining
registrar. Now, the odd thing about that, Your Honours, is that that indeed is the only substantive thing that
can be done by "a" mining registrar. The odd thing about that is that the 1985 amendments also
incorporated amendments to section 20(1). The Under Secretary for Mines was deleted and was
replaced by the Director-General of Mines: One.would have thought, with respect, that had the intention
been simply . to add another person in the
Department at Perth who could issue a miner's right,
his name would have been slipped in there, rather than
in the definition of mining registrar.A power that a mining registrar has which His Honour Mr Justice Seaman relied on is also, of
course, to be found in section 142(2). But,
Your Honours, as to that, we would say that on
His Honour's construction of the Act, the Director
is Perth would never be seized of a proceeding in
which he could exercise this power, because if you
did not read him along with "the" mining registrar
he would never be involved in any proceedings and
it was a power that would not be of any utility.
The other power His Honour Mr Justice Seaman relied
upon was that to take affidavits in section 144.
Once again, after the comment - well, it is a strange way to confer on a particular departmental officer
power to take an affidavit by amending a definition
of mining registrar, rather than putting his name in
at this point.
Your Honours, there are some other provisions,
and it might be useful if I was to hand up copies of
the document which we produced to the Full Court called,
Mining Act analysis, in which, under the headings,
"Mining Registrar", "The Mining Registrar" and other
similar expressions, we have collected the various
sections of the Act which use them. But, Your Honour,
the point remains that the only substantial thing
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tmt "a" mining registrar can do is grant a miner's
right under section 20. So, we say, Your Honours,
that it is important to note that the definition of
"mining registrar" does not simply say "means a
mining registrar a:id the director". It says: Includes a reference to the person
holding ..... the office.
At first sight one might think that is a cumbersome
way of saying "the Director", but we say that aids
our primary submission which is that the definition
of "the mining registrar" uses the words "mining
registrar" in the defined sense, because what the
Act is seeking to do is to distinguish between the mining registrars of particular fields or districts, but in relation to each you include a reference to the Director in Perth so that things which can be done at the office of the mining registrar in a particular field can also be done at the office of
the Director in Perth.
We point out, Your Honours, that, of course
prior to the amendment in 1985 no contrary intention
would have appeared. The definition of "the mining registrar" would, we respectfully submit, have
unarguably picked up the definition of "mining
registrar". The question really is whether the amendment that was made changed that position. And
as I have endeavoured to submit, we point to the
particular words used to achieve the amendment as
showing that there is no intention to change the position.
I emphasise that it does not mean that the Director
is a mining registrar: nothing requires him to be
appointed as such or to be a person who is already
deemed as such. He is just included in the description.
| DEANE J: | So, how do you read the definition of "the | mining |
registrar" in so far as it applies to the Director. In other words, would you spell it out? "The mining registrar" means - - -
| MR ZELESTIS: | The mining registrar of the mineral field or |
district thereof, et cetera, and includes a
reference to the Director.
| DEANE J: | But you have got to carry on,"includes a reference |
to the Director of the mineral field or district
thereof in which the subject matter - - -"
| MR ZELESTIS: | No, I am sorry, I shortened it and lost the |
meaning:
The mining registrar of the mineral
field or district thereof in which the
subject matter in relation to which the
term is used arose or is -
and includes the Director.
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| DEANE J: | But you cannot do that, I mean, if you are |
substituting the definition for the mining
registrar, you have got to read, "The mining
registrar means and includes the Director,
Mining Registration Division of the Department
of the mineral field or district thereof in which
the subject matter in relation to which the term
is used arose".
| MR ZELESTIS: | That is, with respect, the point I understood |
Mr Justice McHugh to be making earlier in the point that we answer by reliance on the English
case by saying that one does not have to read the
provision in literally where mining registrar appears,
one adopts the idea. The mining registrar is a mining registrar appointed or deemed to be. "The" mining registrar is that person in the mineral field.
The reference to the mining registrar also includes the Director, Mining Registration Division of the
Department.
With respect, the principles of statutory
construction do not require one to read in the whole
of the definition where the defined words appear.
| DEANE J: | But what if one reads the whole purpose of the |
definition as tying the relevant mining registrar to
the field?
| MR ZELESTIS: | We say that, Your Honour, is not inconsistent with |
the inclusion of the Director, so as to manifest a
contrary intention. It is merely inconsistent with
allowing another mining registrar in another field
to do what can be done by one. It merely distinguishes mining registrars in their districts. It says nothing
about whether each of them includes a reference to the
Director.
McHUGH J: Well, it really means that you only take over part
of the definition of "mining registrar" does it not?
MR ZELESTIS: With respect, no, because you take over the first
part because the mining registrar in the field is a person appointed in accordance with the Act or
deemed so to be; so you pick up that part of it
and he is a· person who is in the field, and it also
includes a reference to the Director, and once again,
at the risk of being repetitive, I would say that the
words are important. He is not made a mining registrar - the Director - the term includes a reference to him,
so that when the Act speaks of lodging a document with
the mining registrar, it means you lodge it with the
mining registrar in the field; it also includes a
reference to the Director, you can lodge it with the
Director.
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| McHUGH J: | What would you say the position would have been if the definition of "mining registrar" |
| had been of "a" mining registrar. Would you | |
| have an argument then? | |
| MR ZELESTIS: | No, because the label attached "a mining |
registrar" is not picked up in the definition of
"the mining registrar". Those words would not then
be used so you, with respect, could not make the
submission.
TOOHEY J: But you run into a real difficulty do you not,
Mr Zelestis, when you have two definitions or two
expressions "mining registrar" which is couched in the broadest terms to mean 11 a mining registrar" for which I suppose you could substitute any
mining registrar, and including the Director, andthen you have the much tighter definition in "the mining registrar", meaning the mining
registrar of the mineral field or district in which
the subject-matter arose; and you are really
asking the Court to borrow, or to merge the twodefinitions for a particular purpose.
| MR ZELESTIS: | With respect, no, Your Honour. | We are saying |
that it is not so much that the definition is being
merged, we say that there is an evident purpose for
defining "mining registrar", because the draftsmanwanted to overcome the difficulty that not all of the
people who·were going to work as mining registrars
would be appointed under the Act, some were appointedunder a prior Act and obviously it was not intended
to reappoint them; so there is a deeming provision
in clause 11 of the second schedule. Now, in order to make it clear that the words "mining registrar"
in the Act apply to such a person, you define
"mining registrar", then you built upon that block
when you come to "the mining registrar". "The mining registrar" is a person who, as I say, outside the
statute, is assigned to work in relation to a particular
field, although not necessarily having his office
located in that field.
TOOHEY J: Well then, all you do, or need to do, is to define
"the mining registrar" to mean the mining registrar
of the mineral field or district, and to include
a reference to the person holding the office ofDirector, which is what the definition of "mining
registrar" has done.
MR ZELESTIS: In effect, that is what we are submitting, although
Your Honour's formulation did not .take account of the
deemed persons.
| DEANE J: | But that really highlights the question in the first |
aspect of the case, does it not, and that is whether
one reads "mining registrar" as, in effect a definition
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of "a" mining registrar in contrast with "the"
mining registrar as being a definition of
something different?
| MR ZELESTIS: | With respect, Your Honour, we would say you cannot |
do that because -
DEANE J: Well, I appreciate you say we cannot do that, but I
was just trying to identify the question.
| MR ZELESTIS: | Yes, the reason you say you cannot do it is that |
the Act does not define "a" mining registrar, and
after all, the words used are only labels; theycould have put "x" or anything there; it is just
a label that picks up the meaning, especially when
it is defined by use of the word "means", which
gives it to that extent an exclusive meaning.
DEANE J: It is a little bit like saying, if you have a
definition of building, including any structure, and
a definition of "the" building as meaning "the
building housing x", you read the expanded
definition of "building" into the other - - -
| MR ZELESTIS: | Yes, Your Honour, can I go - - - |
| DEANE J: | - even though it appears that the precise definition |
was an identified structure.
| MR ZELESTIS: | Can I go back to the point I earlier made that, |
if one looks at the position prior to the 1985
amendment, we would say, with respect, that there
could be no doubt that the definition of "the
mining registrar" in so far as it used the words "mining
registrar" did so in their defined sense, thereby
ensuring that somebody who was deemed to be appointed
and was sent out to look after a regional office,
was the mining registrar of the field, and nobody
could say, "Well, he is not, because he is not appointed
under the Act". Nothing changed in the definition of
"the mining registrar" in 1985. What changed was
the definition of "mining registrar". On our primary submission one has to find the contrary intention in the definition of "the mining registrar" because it
is there that the words "mining registrar" are used,
so there must be some logical inconsistency between
the definition of "mining registrar" and that of
"the mining registrar" to manifest the contrary
intention.
Our primary submission is that, properly
understood, particularly taking account of the words,
"includes a reference to" there is no inconsistency;
all that the definition of "the mining registrar" is
doing is distinguishing between mining registrars
of particular fields, and it is not saying anything
about another person who is not an appointed mining
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registrar, but who, when the words are used
is included in their meaning. But, if we are
wrong in the submission that you must find the
contrary intention in the provision where the
defined expression is used, we say that a broaderconsideration of the Act and the regulations
provides support for our argument, rather than
opposition to it, as indeed the Full Court thought it
did.
There were a number of amendments made, and
obviously in a special leave application I do not
wish to take the Court to all of them. They are collected in the outline of argument. Many of them
replaced "the warden" with "mining registrar" - I am
sorry, I put that inaccurately - replaced "warden"with "mining registrar" in a context where the
word "the" was already in place, so that duties
which were cast upon the warden formerly fell now
upon the mining registrar, and, with respect, it is
not possible, we say, to discern in the 1985
amendments any particular policy for putting the
Director in the definition of mining registrar unless it is the result for which we content.
If it was to confer on that officer power to do the
things, such as giving a miner's right, taking an
affidavit, one would have expected that to be
achieved directly, with the relevant section.
Now, Their Honours in the Full Court relied upon
within their region - "Prospectors operate within their region", His Honour said, the idea being that you search particular ground at the local office.
a perceived practice of the mining industry, as
That involves an assumption that the mining registrar
of the district will be in or nearby the district.
That is not an assumption that is good. The statute does not require it, and as the Full Court was told
and was shown a map with all the gazetted areas on it -
in practice it is not so. The mining registrar who was in Perth is the mining registrar for the most distant field in Warburton and, indeed, in this very
case, the application concerned the Broad Arrow Field,
the southern-most boundary of which is some distance
from Kalgoorlie where the relevant mining registrar
actually had his office. But what is important is that the statute does not compel the conclusion that the
mining registrar of a particular field shall have his
office in the field.
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| DEANE J: | Does it require that there be a particular mining |
| registrar assigned to a particular field? |
MR ZELESTIS: No, it does not, Your Honour. All that
section 16 does is provide for the creation of
fields. As I say, in fact, no fields have been created under the Act; the fields which exist are
picked up by section 16(2) as the fields createdunder previous Acts going back to the last century.
So, the relationship between a mining registrar and
his mineral field comes about outside the statute by
some administrative Act. Your Honour, the regulation
which Mr Justice Brinsden sought to draw support from,
in fact, in our respectful submission, support the
applicant's case because, when one tries to find out
information about a tenement, one is searching a
register which is maintained pursuant to regulation 106.
One must bear in mind, here, that these
regulations preceded the 1985 amendments and the
regulations to which I will make reference have
not been amended in consequence of the 1985
amendments to the Act. The second thing one should bear in mind also, is that by section 44 of the
INTERPRETATION ACT, definitions in an Act apply to
subordinate legislation made under the Act. Here there is the slight oddity that the regulation,
when using the expression "mining registrar",
do so with a capital Mand a capital Rand I suppose
there might be a nice question whether that manifests
an intention not to use the expression in its
defined sense.
But, putting that to one side for a moment, one
sees that prior to the 1985 amendment, regulation 106(1)
required:
There shall be kept at the Department at Perth and at the office of the Mining Registrar a
register wherein shall be recorded -
the following information. Now, we say that, leaving aside the capitals question, that is a fairly clear
indication that the intention is to use "the mining registrar" in the defined sense: namely, the
mining registrar in the particular mineral field or
district, the idea being that there will be a separate register for each mineral field or district
kept both at Perth and at the office of the mining
registrar for that field or district. Then under
regulation 106(2), what is searched is that register.
One is entitled, upon payment of the fee, to get a
copy of it and you can do that at Perth or at the
office of the mining registrar.
McHUGH J: How does this fit in with, say, section 40(4) of the
Act?
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Where on an application for a prospecting
licence -
(a) the applicant satisfies the mining
registrar -
and -
(b) no notice of objection is lodged at the office of the mining registrar within the
prescribed time.
Now, on your theory of the Act, the director could
deal with this whole matter.- be satisfied. Has it got to be lodged at his office? What if an objection is lodged at the office of the mining
registrar of the mineral field? What happens then?
MR ZELESTIS: Well, we say that you can lodge an objection at
either office. Your Honour, can I come back to section 40 and section 41 because there is another
point I wish to make about those but I would preferto finish the point, if I could, about regulation 110
and I will return to that innnediately. In relation
to dealings it is also important to note that under
regulation 110:
all dealings affecting a mining tenement
shall be lodged ..... at the office of the
Mining Registrar or the Department at Perth.
So, there are two places where you can lodge a
dealing for a tenement.
TOOHEY J: Where do you find that?
MR ZELESTIS: Regulation 110(1). And, importantly, the actual
act of registration by regulation 110(2) is:
effected at the Department at Perth.
So, to some extent what I have described as the "octopus-like structure11 is set up in the regulations. You have a register; it is kept both at Perth and
in the mining registrar's office for a particular
field; you can lodge your dealings at both places;
the actual act of registration takes place in
Perth and it is, no doubt, then reflected on both
registers and you can search both registers.
Now, Your Honours, there are five kinds of
mining tenements created by this Act: Prospecting
Licence;_ Exploration Licence;_ Mining Lease;General Purpose Lease; and a Miscellaneous Licence.
In relation to each of them what the Act does is
provide that, in the first instance, the application
PlTl0/2/DR 14 24/10/89 Pancontinental for the mining tenement has to be lodged and, if
one picks up the first example, it is section 4l(l)(e)
on page 30:
shall be lodged with the mining registrar of
the mineral field or the district thereof wherein the land to which the application
relates is.
So, you see the words. which have been put in the
definition of "the mining registrar" in section 8 (1)
spelled out again but in the very same section you
see references to the mining registrar alone. For
example, section 41(3). Now, that same pattern of providing for the initial application to be made "with
the mining registrar of the mineral field or the
district", et cetera - setting out those words again -
applies in relation to each other kind of tenement,
expressly in three cases and, in the last twoinstances, by adopting earlier provisions of the Act
and making them apply to such tenements.
What the Act appears to be providing is - sorry,
I should also say that in relation to an attempt to
restore a forfeited tenement, under section 97A, a
similar structure is provided. Section 97A(3)(b) on
page 63, requires that the application to cancel the
forfeiture has to:
be lodged with the mining registrar of the
mineral field or the district thereof wherein
the land to which the application relates is
situated.
So, what the Act is doing, in our respectful
submission, is providing that the substantive
applications for mining tenements or to avoid a
forfeiture have to lodged only in one place.
Contrary intention is there manifested. It is a
contrary intention - an intention contrary to the
definition of "the mining registrar". The application having been made; it gets on the register; the
register is kept at two places in relation to each
mineral field or district; and, thereafter, you can deal at either office - either the office of the
director in Perth or the office of the mining
registrar for the field wherever that happens to be.
In our respectful submission, the primary
submission we make finds support both in the
regulations and in the Act and it is almost as if
the Act has been brought into line with the system
set up under the regulations as the way in which the
Act should operate. We say that it is almost as if,
really, Parliament has realized that the Act did not
quite fit that framework and has made it fit it by
this amendment. So, we respectfully submit that
| PlTl0/3/DR | 15 | 24/10/89 |
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Their Honours in the Full Court, in endeavouring to
draw support for their rejection of our submission by
reference to the perceived practice as to which there
was really no evidence and as to the way in which the
regulations operated, erred because, indeed, both
the remainder of the Act and the regulationsfacilitate what I have described as this octopus-like
structure where, in relation to each mineral field
or district, after the substantive application,
transactions can be effected at the office either of
the particular mining registrar or the director in
Perth.
Your Honours, if we are wrong in that then a
question would arise under section 142(2). Now, the amendment which was made to this provision in
1985 was that the words "under this Act" in the
first line were inserted in place of "in a warden's
court", and then, in the second line, the words
"a mining registrar" and "a warden" respectively
replaced "the warden's court has power". Now, what is irmnediately apparent is that section 142(2) as it
originally stood referred to proceedings in a
warden's court whereas now it refers to proceedings
under this Act - we would respectfully submit, a
much broader connotation.
Now, in a Full Court decision in Western
Australia it has been held that, in relation to
section 116(2), that defective pegging was an:
irregularity in the application or in the
proceedings previous to the grant.
That is the decision in CROCKER V WILLE to which we
have referred in the outline of argument. We say that that provides support for our argument that
lodging an application for an extension of a
prospecting licence is a proceeding under the Act
and, indeed, we would say that on ordinary
understanding of the expression "proceedings under
the Act", .lodging an application would be such a proceeding; it does not require something that is to
be determined in a court.
The question then is: if we are right there,
whether lodging it with the wrong officer - assuming
we are wrong on our first ground - was an informality.
McHUGH J: No, it is a question of whether it is lodged under
the Act, is it not? If the Act says that it has
got to be lodged with "the mining registrar"
meaning the registrar on the field and you go and
lodge it with the man down the street or the
director, it is not proceeding under the Act, is it?
PlTl0/4/DR 16 24/10/89 Pancontinental
MR ZELESTIS: Well, we say it is still a proceeding and we
say it for this reason, Your Honour, that it is not
quite like the example given by the Chief Justice
and Your Honour Mr Justice McHugh, lodging it with
the man next door or the post office. It is lodging it with an officer who, we respectfully
submit, may be inferred to be the superior officer
of all the mining registrars. One must bear in mind the purpose of lodging an application under
section 45(3): it is to bring it before the
Minister or his delegate in whom resides the power
to grant the application or not. The mining registrar was not actually going to decide anything
on the application. He is a conduit to the Minister or his delegate. Now, in this case, if we are wrong in our first
submission and the definition of "the mining
registrar" does not include the director, nevertheless,
we say lodging it with the director who may be
inferred to be the superior officer of all the
mining registrars, because he is the director of
the mining registration division and who is a
person fit to pass it on to the Minister, does not
vitiate the proceedings because it is still a
proceeding. It is still lodged with a senior officer
of the department and it is an informality. We say that the word "informality" in this context must
bear a broad meaning. This is an enabling, afacilitating provision designed to avoid strict
adherence to technicalities. In this case, we did
not lodge it with some completely irrelevant person:
we lodged it with the person, we say, may be inferred
to be the superior to the mining registrars.
We also make the submission that it is not
necessary for section 142(2) to operate. That the
informality be one requiring amendment We submit
that the power to amend all defects and errors is
a power which may or may not be required to be
exercisedin the given case. What subsection (2) is saying is that:·
No proceedings shall be dismissed or vitiated by any informality.
| McHUGH J: | But do you not come back to the same problem |
again because of subsection (5) which refers to "the mining registrar" and tend to indicate that
subsection (2) is referring to "the mining
registrar" or "the warden"?
MR ZELESTIS: Sorry, Your Honour is referring to section 142(2)?
McHUGH J: No, subsection (5). The (2) says:
No proceedings shall be dismissed ..... but a mining registrar -
shall -
| PlTl0/5/DR | 17 | 24/10/89 |
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have power at any time to amend -
and subsection (5) says:
Any amendments referred to in subsection (2)
may be allowed upon such terms ..... as themining registrar ..... determines.
MR ZELESTIS: We say, in our case, that we do not need to resort to the power to amend: that there has
simply been an informality which the Act says does
not vitiate the proceedings. Now, nothing in
subsection (5), in our respectful submission,
alters that proposition.
TOOHEY J: Except it tends to point out the sort of informalities,
perhaps, that the section is aimed at. Admittedly it
may well be that they do not have to be cured by
amendment but subsection (5) is certainly structured
on the basis that the amendments are such as may becured by the amendment.
MR ZELESTIS: Certainly, there is an enabling power. We would also point to subsection (1) which deals with what
may be thought to be a fairly broad category of
informality. It deals with it specifically thereby
implying that "informality", as it is used in
subsection (2), has a broader connotation. It is
more than getting the name of something wrong. It
is making some other kind of error. In the end it is just a question of fact in the given case: whether
what was done was a proceeding and an informality in
the proceeding and we say, that in this case, one
can say as a matter of fact, since it was not lodgedat the post office or the hotel in Kalgoorlie - it
was lodged with the superior person who may be
inferred to be the superior officer of the mining
registrar - that it is an informality in proceedings.
TOOHEY J: But that is a dangerous argument, is it not? Because
to assert it to be purely a question of fact, it is
not likely to advance a special leave - - -
MR ZELESTIS: No, it involves a threshold question of construction but at the end of the day, on the
facts of this case, one does not have to answer the
question about the post office or the hotel or thebuilding next door, is what I am endeavouring to
submit. Yes, and as my learned junior reminds me,
the document was also lodged at the place where
registration of transactions actually occurs. So, it is not a wholly irrelevant place, as mentioned in
the examples which have been given. Those are our
submissions, Your Honours.
DEANE J: Yes, Mr Solicitor.
PlTl0/6/DR 18 24/10/89 Pancontinental
| MR PARKER: | If it please Your Honours, may I pass up an outline |
of our submissions?
DEANE J: Yes, Mr Solicitor.
| MR PARKER: | If it please Your Honours, submissions 1 to 4 seek |
to just emphasize what, in our respectful submission,
is the limited practical significance of the point
that is being raised before Your Honours and, in fact,
as 4 indicates, the present practice is that
applications for the original grant of all licences
and leases and for their renewal is made with the
registrar or the warden of the relevant field. In one or two cases it is the warden rather than the registrar that is the relevant provision in the Act
but the regulations provide that for an application
to the warden of the field that is instituted by
lodging it with the registrar of the field. So,
it produces the same result.
Now, to quite a substantial extent, that practice turns on the phrase in the question, "the
mining registrar", or "the warden", but the point
is the decision that has been reached in this case is no novelty; it is what is in place and what is operating without apparent difficulty
| TOOHEY J: | But it may be that the practice is wrongly |
determining the construction of the Act, or determining
it is based on the wrong construction of the Act.
That is the difficulty with offering practice as the
answer. If Mr Zelestis' submission is right, then
the practice is wrong, or is unduly restrictive. Is
that not the result?
| MR PARKER: | The point I was making this far, if it please |
Your Honour, is limited to the fact that this has
not produced a novelty, a surprise, or some result
that will be productive of great difficulty. The decision below merely affirms and confers what has
been in place, and is in place, and working without difficulty. My real answer to Your Honour is, perhaps, point S(a) of our submission and this is
the real core of the matter. In our respectful submission, the difficulty with my learned friend's
submission is this, that he takes the definition
in section 8 (1) of the Act of "the warden" or "the
mining registrar" and he says, "When we come to the
words 'the mining registrar' you there pause: you go tothe definition of. 'mining registrar'; you pick it up
and bring it forward to the definition 'the mining
registrar' and then you carry on". But that is not all that he says because if that is what he really
was suggesting all that follows in the definition
| PlTl0/7/DR | 19 | 24/10/89 |
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of "the m1.n1.ng registrar" would qualify what was brought from the definition of "mining registrar".
My learned friend's submission requires that when,
in the definition "the mining registrar", we come
to the words "the mining registrar" means "the
mining registrar" that you bring in there, firstly:
a mining registrar appointed in accordance
with this Act or deemed so to be -
but you do not carry on with the rest of the
definition of "mining registrar", you only bring
in that bit. You then carry on: of the mineral field or district thereof
in which the subject matter in relation to
which the term is used arose or is -
and then you add in the balance of the definition
of "mining registrar", that is:
and includes a reference to the person ....
who is the -
Director, Mining Registration Division.
Because it is only by that spli4 divided interpolation
of the definition of "mining registrar" that my
learned friend can escape the words in the
definition "the mining registrar" that refer to the
registrar of the mineral field or district thereof. In
our respectful submission, that is, on any basis
of logic, a quite unjustifiable interpolation into
the definition of "the mining registrar" of thedefinition of "mining registrar". It is certainly, in our submission, nothing that can be justified by
reference to the decision in NO. 20 CANNON ST to
which my learned friend referred.
In our submission, it is quite useful and
appropriate and productive of no harm when one comes
definition "mining registrar" if it is going to to the words "mining registrar" to bring in the help or if it is thought might be useful, but, when one does so, one must take it all in and one gets both "the mining registrars": appointed in accordance with the Act or deemed
so to be -
and the -
Director, Mining Registration Division.
They are the people who are mining registrars by
virtue of the earlier definition and one must take
all of them. Then one goes on with the definition
PlTl0/8/DR 20 24/10/89 Pancontinental "the mining registrar" to see what this different
definition is doing and what it is doing is
identifying one of those who are mining registrars
and only one of them: that is, the mining
registrar who happens to be the registrar of the
mineral field or district in question. So that it
matters not, in our submission, whether one treats
the two definitions as entirely distinct or whether
one accepts that the definition of "mining registrar"may be brought into the definition of "the
mining registrar". If one takes the latter course
properly, the result is that, having identified all
those who are mining registrars, the definition of"the mining registrar" limits that class down to
one person only: the person who is the registrar
of the mineral field or district thereof that is in
question in the matter.
So that, in our submission, that is, in truth,
the beginning and end of this application because
it is only by an artificial and illogical process
of interpolation of the earlier definition that one
can possibly come to the position contended in
support of the applicant: that is, that one reads
the definition "the mining registrar" as being
that one of the registrars who are appointed under
the Act, or deemed to be, who is the registrar of
the mineral field, and then to add, "and includesthe registrar of the Division in Perth" without the
qualification that is contained in the definition.
| TOOHEY J: | Mr Solicitor - and I am not suggesting that the |
regulations can override the Act, but can you fit
that construction of the Act with regulations 106 and 110?In particular, I suppose, regulation 110 - the
requirement to lodge:
all dealings affecting a mining tenement -
with the -
office of the Mining Registrar or the Department at Perth.
| MR PARKER: | The opening words of regulation subsection (1), |
sir:
Unless otherwise provided inth.e Act - - -
TOOHEY J: Yes, I suppose we are back where we came in.
| MR PARKER: | - - - is, in our submission, the complete answer |
to that contention, when one is dealing with an
application such as this, because the Act does
require that this application, in our submission,
to be lodged with "the" mining registrar and is not
at large. In our respectful submission, if one does
| PlTl0/9/DR | 21 | 24/10/89 |
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analyse the process of interpolation that is
contended, its fallacy is demonstrated and one is
left with the position, in our respectful submission,
that "mining registrar", however it is defined and
accepting with one will for the moment that it is
defined to include "the registrar of the division
in Perth", that merely means he is another of the
registrars. And, when one comes to the definition of "the mining registrar", one finds that the
definition is directed to one only of all those who
are registrars. In our submission, for that reason,without turning to questions of inconsistency or the
like, it is manifestly clear that the decision
reached below is correct and that the whole core
and foundation of the submissions advanced in
support of this application appear to founder in thatsimple proposition.
It is true that the State is divided into fields
by virtue of section 16 of the Act - mineral fields.
It is true that there is no express provision of the Act that then says, "There shall be allocated
to each field a registrar". But what is equally
true is that the Act makes manifestly clear that
there will be a registrar for each field.
(Continued on page 23)
PlTl0/10/DR 22 24/10/89
Pancontinental
MR PARKER (continuing): That assumption, if you like, is
made clear in some provisions where there are express
words to that effect. For example, if one takes section 58(1)(d), in respect of an exploration
licence, section 58(1)(d) requires lodgment with
the mining registrar of the mineral field. So that, for that provision of the Act to work there
must be a registrar of each mineral field.
Similarly, as another example, section 74(1)(d),
dealing with applications for mining leases. They must be lodged with the mining registrar of the mineral field. So it is a necessary consequence of provisions
such as those that there must be a registrar for
each mineral field. And, of course, the very definition that is in question, likewise, makes
clear that that is the intended operation of the
Act because it refers, again expressly, to the
registrar of the mineral field or district thereof.
| DEANE J: | Mr Solicitor, is there a section in this Act |
or a general section that covers what happens when
there is a vacancy in the office? I mean, what if there is not a mining registrar for a particular
field?
| MR PARKER: | I am sure there is, sir. | I have not it at my |
fingertips. I hope in the course of the next few moments to have an answer.
TOOHEY J: There is certainly power to appoint an acting
warden; I do not know about an acting registrar.
| MR PARKER: | There is a general INTERPRETATION ACT provision, |
if we have it here, about people fulfilling the
functions of any office. I am not sure that we
have it here but if there is such a one I do not
know whether there is an express provision in the
Act. But where I was leading in this submission,
which started firstly with the proposition that
the Act depends upon, in at least the provisions
for each field, the Act there draws upon what was to which I have referred, there being a registrar the settled practice under this Act and under each of the Acts that have preceded it, that there is a registrar and a warden for each field and that assumption is revealed clearly enough by the provisions to which I have drawn attention. It is true that it is not the case that in
every field the registrar is actually physically stationed in the field. That, of course, cannot
affect the validity of the view that it is the
scheme of the Act and a sensible and convenient
scheme that there is one registrar in whose officesearches may reliably be undertaken confident in
| P lT 11 /1 /ND | 23 | 24/10/89 |
| Pancontinental |
the knowledge that all applications; et cetera,
and material dealings that will affect the existence
of tenements up to the moment of search will be
lodged in and available for inspection in that
office when the search is undertaken. The submissions in support of the applicant, of course, involved
the practical result that somebody might searcheither in the mining registrar's office of the field or in the director's office in Perth and
not be aware of some significant application for
dealing that has just been lodged in the other
of those two places.
In our respectful submission, the court below were well justified in the conclusions they reached
that that is a most telling factor against the contentions of my learned friend. But could I
simply add that the geographic location of registrars
in this State is something that reflects practical
convenience because many mineral fields in the
State have no major town within them. The largest have none at all. So registrars may be located in the nearest centre which serves the area, may
actually be outside the field but in the nearest
centre of any significance that serves the area
in question. Or, as in one or two of them, in
Perth for the want of a more practically convenient
location. It would, in our respectful submission,
not be a sensible position for the registrar to
establish himself in the middle of nowhere simply
because that is necessary to· achieve his physical
location in the field.
In our submission, it cannot be right as the submissions advanced in support of the application
would have it, to take the four matters of
significance which a mining registrar can do under
the Act and they are the granting of miners' rights
under section 20, the amendment of defects and
errors under section 142(2), administering or taking
of affidavits under section 144 and the certification
of entries under regulation 106(2). It cannot be right to take those four matters and say of the 1985 amendment, "Well, if it was merely desired
to enable the registrar of the division in Perth
to be able to do each of those four things as wellas mining registrars, that could have been achieved by taking the provision regulating each one of those matters and interpolating in it the registrar
of the division in Perth or by some such device."The four changes were achieved by the one
legislative amendment, that is by amending the
definition "mining registrar" in the way that was
achieved and the simple convenience of that
drafting approach being more than sufficient to
justify the result. And, in our submission, that
PlTll/2/ND 24 24/10/89 Pancontinental process of amendment provides no valid basis for
suggesting that some greater and entirely new purpose
was intended, that is, of establishing for the
first time this dual register location so that
people might search either in Perth or in the district
registrar's office.
5(b) is an alternative submission that there
is inconsistency in the context of the Act in applying
the definition "mining registrar" to "the mining
registrar". Could I. for speed simply, with respect, adopt what was said by His Honour the Chief Justice
in the original decision to be found at page 5,
para (e), of the papers and at pages 6 to 7, which
was said by Mr Justice Brinsden to be found at
page 37D and the preceding four pages and what
was said by Mr Justice Seaman at page 18D to E
of the page.
I have already sufficiently, I think, although
briefly, mentioned the matter of fundamental
difficulty that would result from the interpretation
contended in support of the application that there
would be two registers so that a search in any
one might not confidently reveal some new
application that had just been lodged in the other.
And, with respect to the legislative history dealt with in 5(d), may I again respectfully adopt what
fell from Mr Justice Brinsden between pages 33
and 37 and Mr Justice Seaman at page 46.
The other matters of any significance that
have been raised are this question of whether there -
dealt with in paragraph 6. In our respectful submission the law is not in dispute and is not
productive of difficulty or uncertainty in these
matters. This Court has dealt with the matter
in the three cases that we have mentioned there,
and others, and there is no divergence or uncertainty.
The most - what arises here is the question of the
application of the principles that have been
considered in those cases to the particular provisions here in question. In our respectful submission, that would not justify the granting of special
leave. In any event, in our submission, the process has been undertaken correctly and we would respectfully
adopt what was said by Mr Justice Brinsden at
pages 39D to 40D and Mr Justice Seaman at page 50.
Paragraph 7 deals with the contention arising
under section 142 of the Act. In our respectful
submission, it is not correct to characterize as
an informality the process of lodging an application.
That is the foundation for what follows; it must,
in our submission, be in the nature of a precondition.
So that, if there has been no application lodged
| PlTll/3/ND | 25 | 24/10/89 |
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as required by the Act, 142 does not avail in the
situation.
For those briefly put reasons, we would
respectfully submit that there is nothing in this
matter that would justify the grant of special
leave.
DEANE J: Thank you, Mr Solicitor. Yes, Mr Zelestis. MR ZELESTIS: May it please Your Honours. Can I first answer a question Your Honour Mr Justice Toohey put to
my learned friend. The difficulty about an acting mining registrar is overcome by section 49 of the
INTERPRETATION ACT which provides that:
Where a written law confers a power or
imposes a duty on the holder of a public office
as such, the power may be exercised ..... by
the person for the time being lawfully holding,
acting in, or performing the functions of
the office.
There is no specific power, as far as we are aware,
under the MINING ACT for the appointment of an
acting mining registrar but that covers it.
Can I deal briefly with two or three points raised by my learned friend. First, with respect,
it is wrong to submit that it would be our construction
or the acceptance of our case which would lead
to the creation of two registers.
Regulation 106 already provides, we say, in
relation to each mineral field for a register -
that is a single register - but it is to be kept
in two places, at Perth and at the office of the
mining registrar. That is simply what is already
there. That does not follow from our submission.
Our submission really brings the Act into harmony
with the regulations, as it were, because
regulation 106 says: There shall be kept at the Department at Perth and at the office of the Mining
Registrar a register wherein shall be
recorded -
et cetera. Now, plainly, although it does not
say so in terms, plainly, the register is to be
a register for that mineral field, the mineral
field to which the mining registrar is assigned.
And that is not a difficult idea to have, that
there is a single register but kept in two places
and can be searched in two places. But all dealings,
the registration of all dealings by regulation 110(2)
takes place in Perth.
P lT 11 / 4/ND 26 24/10/89 Pancontinental My learned friend pointed to the opening
words of regulation 110(1):
Unless otherwise provided in the Act
or these regulations -
If there was, formerly, such other provision it disappears upon our construction of the Act.
To answer the concern about priorities,
section 105A deals expressly with that and provides
that - summarizing it - priorities are, in effect,
determined except in the case of an exploration
licence at the time of marking out and in the case
of an exploration licence at the time of lodgment.
It is not difficult for a government departmentto keep a date stamp, as many government departments
such as the titles office do, and stamp on it the
time and date on which an application is lodged.
And subsection (3) even goes further and says that
if two things are lodged at the same time then
there is a ballot conducted.
So the question of priorities is clearly dealt
with and there can be no difficulty - there is
no practical difficulty in maintaining a register intwo offices at different places and keeping a precise
record. The Act contemplates specifically that
things might be lodged even at one office at the
same time and deals with it.
Can I answer my learned friend's first point
which is what I would describe as the narrow
technical point about reading in the definition
of "mining registrar" into "the mining registrar".
In answer to a point put by Your Honour Justice Deane
I read in the definition of "mining registrar"
in two parts, some in the middle and some at the
end. My learned friend attacks that and says,
'"That de,nonstrates that you can't read it in."
But, with respect, you can read it in all in one
place. Of course, my submission is that how you
do it grarrmaticaUy does not matter but if one had to do it 3rarrmatically you could read it in. What is important is to begin by focusing upon the words that I keep emphasizing and those are the words "includes a reference to the person holding". So looking at the definition of the "mining
registrar" it means the:·
mining registrar appointed in accordance
with this Act.7 ... and includes a reference
to the -
director of the field, et cetera. The words "of the field" then describe the mining registrar.
27 24/10/89
Pancontinental
That would be the obgious intention of the
provision not the person who is included as being
referred to in the expression "mining registrar".
It might have been more difficult to read it that
way but for the words:
and includes a reference to the person -
et cetera. Because of the way in which that definition has been drawn, with respect, one can
literally put it in in place of "mining registrar"
in the definition of "the mining registrar" andextract without any grammatical difficulty the
meaning for which we contend.
My learned junior reminds me section 105A(2)
which deals with the priority position was introduced
by the 1985 - section 105A(3), at least, was introduced
by the amending Act of 1985. Those are our furthersubmissions.
DEANE J: Thank you, Mr Zelestis. The Court is not persuaded that the actual decision in the Full Court of the
Supreme Court of Western Australia in this matter
is attended by sufficient doubt to warrant the
grant of special leave to appeal. Accordingly,
special leave to appeal is refused.
MR PARKER: I move, if it please the Court, for the costs. DEANE J: Is there anything you can say about that?
MR ZELESTIS: No. DEANE J: Special leave to appeal is refused with costs.
AT 4.25 THE MATTER WAS ADJOURNED SINE DIE
P 1 T 11 / 6 /ND 28 24/10/89 Pancontinental
Key Legal Topics
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Administrative Law
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Statutory Interpretation
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Property Law
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Statutory Construction
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Judicial Review
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Standing
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Appeal
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