Pacific Dunlop Limited v Chugg; Chugg v Pacific Dunlop Limited; Dairy Farmers Co-operative Limited v Azar
[1990] HCATrans 96
..
.
• JA
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M52 of 1989 B e t w e e n -
PACIFIC DUNLOP LIMITED
Applicant
and
PETER RICHARD CHUGG
Respondent
Office of the Registry
Melbourne No M53 of 1989 B e t w e e n -
PETER RICHARD CHUGG
Applicant
and
PACIFIC DUNLOP LIMITED
Respondent
Office of the Registry
Sydney No Sll6 of 1989
| Chugg(2) |
B e t w e e n -
DAIRY FARMERS CO-OPERATIVE LIMITED
Applicant
and
GEORGE AZAR
Respondent
| C2Tl/l/PLC | 137 | 9/5/90 |
BRENNAN J
DEANE J
DAWSON JTOOHEY J
GAUDRON J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 9 MAY 1990, AT 10.02 AM
(Continued from 8/5/90)
Copyright in the High Court of Australia
| BRENNAN J: | Yes, Mr Gillard? |
| MR GILLARD: | Your Honours, at the close of play yesterday |
I was taking Your Honours to what the majority said
down below. I refer Your Honours back to page 377 and it is at that page that the majority are
quoting Chief Justice Dixon in DUNLOP RUBBER V BUCKELY
and I emphasize::1 when I read it out yesterday, anddo so again, lines 6 through to 16 on page 377
where Justice du. Parcq described "dangerous" in these
terms, at line 14:
that a part of machinery is dangerous if it
is a possible cause of injury to anybody
acting in a way in which a human being may
be reasonably expected to act in
circumstances which may be reasonably
expected to occur.
approached this matter and, as I indicated to Now, if we then go over to how the Full Court Your Honours yesterday, the court did not accept our argument that you look at the particular circumstances on this particular day and we were saying, well, this
was a repair mode; it was not an operation mode. You have, therefore, got to look at the particular circumstances on that day to decide whether the hopper door was a dangerous part of the plant and it was not a question of saying if it had been in operation mode it is a dangerous part of the plant because it has a capacity - because it moves back and forth with a degree of speed and force - to grab a person's hand or some part of his body if he should be feeding rubber into that hopper and in those circumstances
| C2Tl/2/JH | 138 | 9/5/90 |
| Chugg(2) |
it may be said and, indeed, I think, we would have
to concede that it is a dangerous part of the plant
when the hopper door is operating in that way.
Now, we say you must look at what was happening on
this Saturday. The plant had closed down. The conveyor had been pushed to one side - we are not
quite sure why but the fact is it had been pushed
to one side. It may have been pushed to one side to enable the floor to be cleaned but that hopper door
was not going to operate in an operation mode that
day where an operator was feeding rubber into it.
(Continued on page 140)
| C2Tl/3/JH | 139 | 9/5/90 |
| Chugg(2) |
| MR GILLARD (continuing): | So, in our submission, in order for |
the prosecution to ma~e good their information under
reguiation 10, they have-to grapple with the
particular facts and they have to say, "Given
those facts, there was a dangerous part of the
plant on that day, that hopper door".
Now, we submit that that has got to be the
proper approach otherwise if the Full Court is
correct, then every time you do a cleaning process
you are committing a breach, if you remove a
guard, for example - the machine is shut down and
your are removing the guard to enable the cleaning
to take place on that day. Now that, in our respectful submission, iust cannot be right and
you have got to approach this on the basis that
you would look at the facts.
Now, Your Honours, the majority did deal with
it in that way, at page 378. They say at lines 23 onwards: The first matter for the Magistrate to
determine as in fact he did, was whether or not
the hopper section of the mill was a dangerous
part of the machine. In arriving at a decision
in relation to the matter, the Magistrate was
required to determine (inter alia) whether the
hopper was such in its character, location,
method of operation and the like that in the
ordinary course of human affairs danger mightreasonably be anticipated from its use unguarded.
As Lord Cooper made clear in MITCHELL's case
the test is objective and impersonal.
In determining the matter, one must look
at the part of the machine in question and ask
if the machine, when operated whilst that part
of the machine is unguarded, could constitute
a danger to the operator of the machine or sorrc
person who comes in proximity to the machine? It is no answer for the employer to say "The machine is switched off" or "The machine will
not be operated today". That wou 1 d make an
absurdity of the regulation. One must look objectively at the machine and determine the matter by answering the question postulated.
(Continued on page 141)
| C2T2/l/SH | 140 | 9/5/90 |
| Chugg (2 ) | ||
| MR GILLARD (continuing): |
In our opinion the evidence in this case
was more than sufficient to justify the
Magistrate concluding that the hopper door
was a dangerous part of the machine. If the
machine was operated whilst the hopper door
was unguarded, there was always the risk
that through lack of care or inadvertence the
operator of the machine or some person in
proximity to the machine might place his handor some other portion of his body in the
hopper and sustain injury in the event the
hopper door suddenly closed.
As to the defendant's contentions that
it was not reasonably foreseeable that Everest would test the machine, that in the process of
testing he would place his head and the
upper portion of his body in the hopper and
that whilst in that position the machine would
malfunction causing the hopper door to close thereby crushing him, we simply say that the question of foreseeability of danger does not
relate to the actual accident which
occurred but relates to the risk to life and
limb posed by the machine itself and/or the
part of the machine in question. In other
words, it is no answer for an employer to say,
"I could not have foreseen that an accident
would happen in this particular way". If it
is foreseeable that a machine or part of a
machine might cause injury to a person if it
is operated in an unguarded state, then there
is a duty upon the employer to ensure that
the machine or part of the machine in question
is guarded.
There was no dispute concerning the fact that at the time Everest was crushed in the
hopper the hopper was unguarded. The case for the defendant was that it had complied with the
provisions of Regulation 10 -
and they then go on to talk about the conveyor being
in position which is the other point which we do
not wish to argue. It is our submission that that is a wrong approach. If one looks at the regulations - I take Your
Honours to the regulations. Regulations 10 through to 13 represent a - - -
| C2T3/l/LW | 141 | 9/5/90 |
| Chugg(2) |
DEANE J: Mr Gillard, could I just try and understand one aspect of the facts. If the conveyor had been in
the position it should have been, could Mr Everest
have done what he was there to do?
MR GILLARD: Yes. Could I take Your Honours to a photograph
which I think will demonstrate that. The photographs are at pages - if we go to page 305,
you will see the top photograph, number 1, has the
hopper door in the middle of the photograph and, indeed, it is open. The hopper door is open, inother words it has come back. Where those two
gentlemen are - just where they are and a little
bit to the left is the area where he was carrying
out the modifications. You then see from photograph number 2 that the conveyor has been pushed away to
the right. Actually you can see it in number 1 also.
It was on rails, as you can see there.
So if one then goes over to page 307, photograph
number 6, you will see the door has actually gone
through and is closed. You will also see, Your Honour, that there is a bar where the ram
starts, so in order to get your head and body into
the hopper open section you would have to lean over
some considerable distance to get yourself into that
position. Then photograph number 14 at page 311 has the conveyor in position,arrl indeed that is a
good photograph to show Your Honours the panel to the
left which he was working at. He was changing certain valves in the area to the left of the hopper section
and there was no necessity for him at any stage to
go anywhere near that hopper door. In other words, having carried it out - let us
assume, and I think I would concede that it was
foreseeable that he might try and check it, because
most people like to think that they have done a job
and they like to check it themselves, even though
he was told not to, so that, I suppose, was
foreseeable, but it was not foreseeable that he would
move over and place his head down into the hopper for any reason when he could have - I suppose it could be said that because the discharge door was right at the bottom of this Banbury Mill, many feet down below, it is conceivably possible that he may have been looking down there to see if the discharge door was open or not.
(Continued on page 143)
C2T4/1/HS 142 9/5/90 Chugg(2)
MR GILLARD (continuing): Now, he would
have enormous difficulty in seeing. He may see
reflected light, but so far as saying, "In the
automatic phase these things happen, we are now doing it so that you mainly override it", there
was no basis or reason for him to go any where
near that hopper door, even assuming he was goingto test it and there are two unforeseeable aspects
about it, in our submission; one,placing his body
in that position would be like putting your head
into the lion's mouth, in our respectful submission,
and the other thing that was unforeseeable, as the
magistrate found out is that as a result of those
electrical changes or modifications earlier it was
unforeseen that that would still cause, when the
manual operation was in process, it would still
cause the hopper door to close without warning.
BRENNAN J: What did cause the hopper door to close?
MR GILLARD: Well, I really cannot answer that, Your Honour,
obviously something - with the automatic phase
once the discharge jaw at the bottom closes_-no
that is not right - - -
| BRENNAN J: | You would think you would have to push a switch |
or do something to - - -
| MR GILLARD: | One would have thought that he would probably put it in the automatic mode and then attempt to |
| mode would ensure that the door would stay open | |
| for a certain period of time but if the discharge | |
| door opened at the bottom the hopper door would | |
| shut because that was the purpose of the original modification. When the discharge door opened | |
| at the bottom the hopper door after a lapse, I think, | |
| of nine seconds automatically shut, the reason being | |
| |
| Now, one could perhaps assume, or guess, that what he di~ having fixed the valves for the manual | |
| override,that he then operated the manual override thinking it would operate and that, in fact, that is one of the things that the magistrate said was unforeseen that it did not, it still operated in the | |
| sense that the hopper door shut. |
| C2T5/l/JL | 143 | 9/5/90 |
| Chugg(2) |
TOOHEY J: Well, Mr Gillard, when the term "malfunction'' is
used, as it is used from time to time in the
material, what is meant by it?
| MR GILLARD: | I think, Your Honour, it was not expected that |
it would shut once you put the manual override
into operation. In other words, it would override
the electrical function that was in place due tothe modification. Now, I think I am correct in
saying that. I did not actually appear at the hearing and so I could be corrected there.
| DEANE J: | Can I just test your argument by one further question and that is,-if you look at No 14 on page 311 - assume that after the machine had been |
| going for a couple of minutes something would unexpectedly emerge from behind that door which | |
| would injure anybody standing in front of it | |
| and assume that the conveyor belt did constitute | |
| an acceptable guard against that danger, if, in those circumstances, Mr Everest had been | |
| killed by that coming out when the guard was removed, on your argument would your-client have | |
| been guilty of an offence by reason of the failure | |
| to have the guard in the circumstances of this case? | |
| MR GILLARD: | Well, no, because we would say it would not be |
reasonably foreseeable that he would move into
that position in order to carry out any testing
but that is the only basis upon which I could put
. it because that - - -
DEANE J: Well, that does identify the problem though, does
it not, and that is if the need for a guard over
that hopper door was not only to protect the person
loading the rubber but was also to protect
individuals in the vicinity of the machine when,
for whatever reason it happened to be working eventhough there particular actions could not be
foreseen, the answer would be against you?
| MR GILLARD: | Yes. |
| DEANE J: | On the other hand,you try and identify a precise |
| circumstance and say, "Well, that is - - - | |
| MR GILLARD: | Yes. |
DEANE J: Yes, I understand .
| C2T6/l/DR | 144 | 9/5/90 |
| Chugg(2) |
MR GILLARD:
Yes, well, as we say, the danger does come about because of the movement of that hopper door and
it is not foreseeable that in testing,and we concede it would be foreseeable that he might test it, and that he woulc place himself into a position of danger on this particular day and we say that the findings of the magistrate support that and we will come to
that in a moment, but - - -DAWSON J: There are two distinct bases on which you put your case. In the first place, the machine was not in normal operating mode and therefore there was no need for a guard, because you have to repair a machine or adjust it and so on, and in that event, although there may be no obligation to provide a guard, there may be other means of providing a safe working environment, for example, ensuring by some means that the machine is not switched on while someone - - - MR GILLARD: Well, I do not really need to worry myself,
in our submission, about the first point, because
it was not operating on that day. What I am saying is that the prosecution have chosen to
hit us under 10, not 11, under regulation 10. They have to demonstrate the circumstances on that day
that make it an offence. Now the object of these
legislations is clearly to protect the operator or
the person moving nearby, but it cannot be denied
that,in certain circumstances, the object is to
protect the repair man, and it may be that, given the particular circumstances on the day, you must
guard it, because even though he is repairing it,
if it is a dangerous part of the machine, taking
into account what was foreseeable on that day,
given those facts.
DAWSON J: That is going back to the first point. It may be
quite impracticable to guard the very part that
has to be worked on. I would say that that is this situation.
MR GILLARD: Yes, well that is so. DAWSON J: In which case it will not be practicable to provide guards, but there may be other means of providing
a safe working environment in that situation, whichis ensuring that the machine is not switched on, for example, whilst he is working on it. That is one situation. The other situation is, of course, you say, "Well anyway, it would not be foreseeable,
notwithstanding this man was working on this part, that he put his head in it. 11 MR GILLARD: That is quite right. That is so, with respect. C2T7/1/CM 145 Chugg(2) DAWSON J: They are two distinct bases. MR GILLARD: Yes, though I emphasize rrore the second than the first, because, in my submission, we do not have
to go as far as the first. The second is, we say, that you look at the facts on this day, which
happened to be a repair mode and you say, "Looking
at all the facts, was it reasonably foreseeable
that this man would place his head in this
trapping space, taking into account what was to
be done on that day?".
TOOHEY J: What was the space, Mr Gillard, relative
to the size of the persons head? I mean, what
sort of space are we talking about?
MR GILLARD: I think a fairly big space, Your Honour, about a number of feet, three feet perhaps, and maybe
another three or four feet in depth or width, I
suppose, if you call that the length and the width,
and in order for him to get into it, as you can
see from photograph 10 on page 309, you can see
that that is where it is open. It is number 10
at 309 - you will see a bar which would be where
his legs would be; to get his head he would have
to get over that horizontal bar, so you would have
to move some distance to get right down to look
into it.
TOOHEY J: I do not know if this is a silly question, but could you fall into it? MR GILLARD:
Most unlikely if your feet were on the ground, no, most unlikely.
I do not believe that you
could tumble over it, but if you were higher than it you could fall into it, I suppose, but not if your feet were on the ground. DAWSON J: In a sense your two arguments mesh into one another,
because you say, "Well, if it was foreseeable that he would be doing what he was, then that was part
of the repair operation and therefore it would be impracticable to provide a guard. If it was not foreseeable, then there was no need to provide a
guard", so that the arguments complement one another,
do they not?
MR GILLARD: Well I am prepared to accept that, Your Honour, yes. DEANE J: But I thought you had told me that there was no reason
at all for the conveyor to be moved.
(Continued on page 147)
C2T7/2/CM 146 Chugg(2)
| MR GILLARD: | No, there was not. ·There was no necessity to |
move it.
| DEANE J: | And to have that whole thing completely unguarded. |
| MR GILLARD: | Yes, that is so. |
| DEANE J: | Am I correct that it a sort of self-contained thing |
behind the hopper door in the sense that if, for
example, he was curious to find where the wires
went behind the precise part he was working on, it
would not occur to him to put his head in and havea look?
| MR GILLARD: | No, there is no necessity for him to put his |
head in there.
| DEANE J: | Is there a solid wall between? |
| MR GILLARD: | There is a wall but there is a door; you can go |
around behind that. Indeed, if you have a look at
photograph number 5 you will see a close-up of
the various items that he was working on. You will see a little open piece at the top of that photograph; and,
in fact, there is a window there and you can look
through the window and you can actually see the
Banbury mill around to your right and, if I remember
correctly, there is a door to the left again of that
photograph where you can around the back of that wall.
So, what he was doing really had nothing to do with
the way that hopper operated or the actual mill
operated. He was changing various items there to
enable it to manually override the electrical system
and there was no necessity for him to go and have a
look at the hopper or look down through the hopper
under any circumstances. We submit that one has to look at the circumstances on that particular day.
BRENNAN J: | Mr Gillard, that is not the way in which the Full Court looked at it, is it? As I read what Their Honours said at page 379, what they are saying is, | "Forget all about the Saturday except for one purpose",- | to which I will come in a moment. "Looking at this |
| machine, it is clear that this was a dangerous part of the machine that needed guarding; it was unguarded. | |||
| If we leave aside the conveyor belt, that is not | |||
| |||
| |||
| at the machine in itself, forgetting about what | |||
| anybody is doing in relation to it, we say, that is a | |||
| dangerous and unguarded part of the equipment at the | |||
| plant. On the Saturday, as on, for that matter, any | |||
| other day, the employer failed to guard it, ergo, conviction." | |||
| Now, it has got nothing to do then with what happened on the Saturday, in fact. |
| C2T8/1/JH | 147 | 9/5/90 |
| Chugg(2) |
| :t1R GILLARD: | If I might say so, with respect, that overlooks |
what the test of "dangerousness" is. The test has been laid down over many years that you look
at the foreseeable consequences of what is
happening on that particular day.
| BRENNAN J: | Where does it say, "On that particular day"? | |
:t1R GILLARD: | We would submit that if one goes back - well, perhaps, the easy place to find the test neatly | |
| stated is in WEARING V PIRELLI, (1977) l All ER. | ||
| At page 344 in the leading speech of | ||
| Lord Edmund-Davies, he refers to the well-known | ||
| test of dangerous parts stated by Mr Justice Wills | ||
| ||
| says this: |
This test, d,_, 0ending as it does on the
circumstances of each particular case .....
has been consistently applied ever since.
It was authoritatively adopted by
your Lordships' House in CLOSE ..... where
Lord Guest, after reviewing the intervening
authorities, said that it resolved itself
into whether the part of machinery
complained of might be -
'a reasonably foreseeable cause of
injury to anybody acting in a way
in which a human being may be
reasonably expected to act in
circumstances which may be reasonably
expected to occur.'
Now, there are three parts to that, in our submission,
and if you take the last one, we must be talking
about the Saturday and what is going to happen on
that Saturday.
(Continued on page 149)
| C2T8/2/JH | 148 | 9/5/90 |
| Chugg(2) |
TOOHEY J: But the date is only significant, is it not, as
pointing to a question that has to be asked and
answered? If this machinery was dangerous,
on the day in question was there a failure to
provide guards? And you may have machinery that is dangerous on day one as in this case.
let it be assumed that the conveyor belt was a
sufficient guard, it was guarded dangerous
machinery. On another day, the day in question, it was not guarded, this machinery.
| MR GILLARD: | But it was not a dangerous part of the plant on |
that day because it was not operating.
| DEANE J: | But assume there was a guillotine behind this door | that |
| would cut off anybody,' s hand that was uut into it. | Your | |
| argument is really that you are not liable if you can say, "Who could have expected him to put his hand in on that day when he was the only person | ||
| there?". |
MR GILLARD: Well, it depends. I mean, again it must depend,
with respect. If it was a burglar messing round
there who did not know anything, you would not expect
that those circumstances would occur on that day.
It must depend upon what the circumstances may
reasonably be expected to occur on that day.
| DEANE J: | But once you bring it down to that point, what on | |
| ||
| just a straight question of the facts of the particular case. | ||
| MR GILLARD: | No, with respect, Your Honour, the Full Court |
seemed to have adopted the approach of saying that
if it was operating on that day, it was dangerous.
It cannot be denied. But we say that is just not the test.
| DEANE J: | I doubt that the Full Court would have said if a |
| burglar had got in and had been trying to steal | |
| |
| if it was only dangerous to the burglar trying to | |
| steal. |
| MR GILLARD: | Yes. | Your Honours, I do emphasise that the |
regulation talks about a dangerous part and the
English authorities have - and there are unbelievable English authorities on all this about various things - but they have always emphasisedit is a dangerous part of the plant and, indeed,
I think there is .even authority that even if there is not a dangerous part, but there is a
dangerous plant, that is not good enough.
| C2T9/l/LW | 149 | 9/5/90 |
| Chugg(2) |
If mean, that is the distinction that they have drawn in England on one occasion, I seem to remember. There were not dangerous parts but
as an overall plant it was dangerous, no offence.
Now, that is what I emphasise, dangerous part. What is the part? The hopper door. Why is it
dangerous? Because people feeding things into
it could get hands or something caught or somebody
going by, therefore you must guard. But on this day, they are not operating it.
DAWSON J: It is an astonishing conclusion, is it not, that
it is dangerous on Friday, it ceases to be dangerous
on Saturday and Sunday and resumes being dangerous
on Monday?
MR GILLARD: Yes, but we are talking about the repair situation on that day. Now, Your Honours, could I just take you to those regulations where it says "dangerous part
of the plant" and that is what we are arguing about.
Is this hopper door on this day a dangerous part
of the plant?
If you go to 11 - and this is a code setting out, in our submission, ·guarding
dangerous machines
you find that you must keep that guard there at all
times and:
while the plant is in use or in motion.
Now we have not been prosecuted under that and it may
be that if we were we would be saying it was not
in use or in motion that day, therefore, we were not
obliged to keep it guarded and that is how - - -
(Continued on page 151)
C2T9/2/LW 150 9/5/90 Chugg(2)
| GAUDRON J: | It must have been in motion,must it not? | |
MR GILLARD: | Well, I referred to that House of Lords case yesterday where the House of Lords said, "motion | |
| ||
| not charged us under that so we get back to 10, they have charged us under 10, and their first step, | ||
| in our submission, is is it a dangerous part of | ||
| the plant. Now, if it is not operating - - - |
BRENNAN J: No, the first step is did you provide anything?
MR GILLARD: Well, we did not provide anything, I accept that
and it was pushed to one side for some reason.
BRENNAN J: And 11 deals with what is to be done with the
thing provided.
| MR GILLARD: | Yes, yes. | But your obligation to guard is a |
dangerous part and when it is operating it has
a capacity to be dangerous, that is clear. Wesay that you must look at the circumstances on
the day and, indeed, the English cases - I mea~, there are some unbelievable artifical distinctions
but the provision has always been strictly
interpreted and you have got to say to yourself,
"Is it dangerous?". Now, as we say, there are three things to consider if you go back to what
was said in WEARING V PIRELLI and which seems to
accord with what Chief Justice Dixon said when he
quoted Justice du Parcq, is it'~ reasonably
foreseeable cause of injury to"a person, and the
second is, "acting in a way in which a human being
may be reasonably expected to act'and three,"in
circumstances which may be reasonably expected to
occur". Now, we submit, that if you apply thattest here, based on the findings, you cannot conclude
on that day that it was a dangerous part of the
plant because he was not there to operate the machine
or feed anything into it. He was there to do a repair job~ It is foreseeable that he would test it contrary to instructions, but the next step is, was
it foreseeable or anticipated that he would then
place his head into the hopper. Now, that is our submission with respect to that. If I could
take Your Honours, just to complete tha4 to findings
at 345. Now these are findings that the magistrate
made with respect to the other charges and 345,
finding 4:
That the defendant could not have foreseen
the malfunction of the hopper door because
of the modifications which were carried out
on 26 October; and
| C2T10/1/JL | 151 | 9/5/90 |
| Chugg(2) |
5. That the carrying out of the maintenance
work did not involve ..... Everest placing
his body in the trapping space.
If one then goes down to the bottom of that page, at
line 19:
That the electrical modifications carried
out on 26 October had an unforeseeable
consequence.
And, over at page 346, line 20:
The modifications had been carried out on the
Banbury Mill on 26 October 1985. Mr Waddleton, the deceased's supervisor, informed the
Court that he was aware of the modifications
and that he had told the deceased to be
careful and play it by ear.
Now, in our submission, having made those findings,
it is our submission that the magistrate should have
dismissed the information because it was the
circumstances were unforeseeable. Now, Justice Ormiston, just for completion, at page 421
said - this is line 20:
(Continued on page 153)
| C2T10/2/JL | 152 | 9/5/90 |
| Chugg(2) | ||
| MR GILLARD (continuing): |
The apparent inconsistency between
the finding on the seventh information
and that on the first and second
On the charge under the regulation the
learned Magistrate held that the hopper
door was a dangerous part of the mill.informations here has some significance. a hazard or risk of the relevant kind.
As he repeated in his judgment the dicta which defined danger in terms of
that which may be reasonably anticipated, he ought also logically to have found that the employer knew or ought to have known of the hazard or risk. Nevertheless, when the Magistrate had earlier dealt with the question of reasonable foreseeability for the purposes of determining liability under s.21, he had found that the respondent employer could not have foreseen
the malfunction of the hopper door causedby the electrical modifications and that
11 an unforeseeable consequence 11 • There is thosemodifications had had, in his words, a clear inconsistency in these findings. Then, when he deals specifically with this matter
at page 427 Mr Justice Ormiston says, having referred
to dangerous - this is at line 13:
After these passages the learned
Magistrate proceeded to conclude his
reasoning .....
"On the evidence, I have come to the
conclusion that the hopper door was a
dangerous part of the Banbury mill. In my opinion, once it is established that a
part of the machinery is dangerous, then the duty on the defendant is absolute,
provided it was feasible to provide guards.
On the evidence I am satisfied that the
breach of regulation 10 has been proved."
No other basis for his conclusion appears,
although no objection has been taken ..... the Magistrate failed to give reasons for
his order. In ordinary circumstances one
might have assumed, in favour of the
Magistrate's conclusion, that he had
taken into account the tests appearing in the cited passages. However in the
present case there is not the slightest
| C2Tll/l/HS | 153 | 9/5/90 |
| Chugg(2) |
explanation why in relation to the
first two informations the Magistrate
had held that the defendant Dunlop
could not have foreseen the malfunction
of the hopper door caused by the
electrical modifications and yet on
this information he held the same
hopper door to be dangerous without
considering whether or not the defendant
might reasonably have foreseen that it
could be a "source of injury". In truth the two findings are inconsistent and
the latter determination of guilt cannot
stand with the earlier fact finding. It
matters not that one may have doubts as to
whether Dunlop could not reasonably have
foreseen the unguarded hopper as a source of
danger: it was open on the evidence for the
Magistrate to so find and, as he did, on its
face that would deny the dangerousness ofthe hopper for the purposes of regulation 10.
Then he said that ground (a) has been made out,
he would have ordered that the conviction be quashed
and that it be remitted for a rehearing according to
law. It is our submission here that the majority werewrong, they did apply the wrong test, they should have
applied the test to the facts as they were on that day,
and, in our submission, a proper application of the
right test would have led to the conclusion that the
hopper door on that day in those circumstances was
not a dangerous part of the plant.
TOOHEY J: Mr Gillard, I note in Justice Ormiston's judgment on that page at line 14 His Honour says:
I should add that both parties accepted -
and then there is reference to the test to be applied.
MR GILLARD: Yes.
TOOHEY J: Does that have any implications for the present
argument? If it does not, then we can forget about it.
MR GILLARD: Yes, we accept that that is so, that that is the part of the test.
(Continued on page 155)
C2Tll/2/HS 154 9/5/90 Chugg(2)
:MR GILLARD (continuing): Now, Your Honours, we have prepared
some submissions but it is unnecessary to go through
them. Could I just correct paragraph 10 - it is at page 4 of the submissions? I have got in the middle there: "In support of this we rely upon the
findings made as follows", and then I set out our
reasoning. You should add the words "upon the findings made" and then add "as set out in
paragraph 7". So, it should read, "In support of
this we rely upon the findings made as set out in
paragraph 7", and the paragraph 7 of those
submissions sets out the magistrate's findings.
So, in other words, we build on those findings.
Then, as I say, we do not seek to argue that the conveyor was a proper guard. It would be our submission - perhaps we should also add this that
within the event of the Court upholding our
submission, that we would ask that the conviction
and order for costs below be set aside and remit
the information to the magistrate with direction
that he dismiss it and further consider the question
of costs because costs were awarded at first instance
on that conviction.
Now, Your Honours raised yesterday the question
of special leave. It would be our submission, if I could now come to the second limb of my learned
friend's argument, that even if the onus was on the
prosecution throughout they had discharged that onus. You may, of course, recall that they highlighted
what appeared to be on the face of it an error made
by the two judges. In our submission that does not
involve a question of law - that particular ground -
and it clearly does not involve a question of law
of public importance and it would be our submission,
with respect to that par4 Your Honours should rescind
the special leave.
I think Your Honour also raised with me
yesterday the question of what our attitude should be
on this present matter that I have just been arguing.
Can I say this - and we have photostatted all the
legislation around Australia which we have handed up to Your Honours this morning. It indicates that,
other than Queensland - and we have not bothered
with Northern Territory or the ACT - but all the
other States have similar type legislation in the
sense that you are bound to guard dangerous parts
of plant. Now, Your Honours, I have just had handed to Your Honours the legislation. Victoria -
well, we know about Victoria. One goes to the second page which is South Australia, it is
regulation 27(l)(a):
The occupier of an industrial workplace where
power driven machinery or equipment is located
must ensure -
| C2Tl2/l/DR | 155 | 9/5/90 |
| Chugg(2) |
that all moving parts ..... and all dangerous
parts of driven machines are effectively
fenced -
So, that is South Australia. Western Australia,
regulation 402 - and at the top of the page you
will find the reference to each State - regulation 402:
The owner of any plant shall ensure that
every dangerous part of the plant is securely
fenced or guarded -
Queensland is the next - I do not know whether it
is marked on the top of Your Honours' papers but
it has a regulation 132 and in that there is a
definition of "safeguard". It:
means a guard -
and then if one goes over to 133(7) on
the next page, the obligation in Queensland is:
An employer shall provide effective safeguards
where an employee may come into contact with -(Continued on page 157)
| C2Tl2/2/DR | 156 | 9/5/90 |
| Chugg(2) |
| MR GILLARD (continuing): | Now, we have not been able to find |
anything in Queensland that raises the dangerous
point and, subject to that correction, we do not
believe there is anything in Queensland.
If one goes to Tasmania, some pages over, you
will find regulation 171(1) and it provides that:
Every occupier ..... shall provide guards for
all dangerous parts of the machinery -
and then, New South Wales, which is the FACTORIES,
SHOPS AND INDUSTRIES ACT, section 27(1):
The occupier of a factory shall securely fence
all dangerous parts of the machinery -
and, indeed, it is no doubt in New South Wales there
has been some litigation relating to "dangerous".
| DEANE J: | Mr Gillard, if one goes through your written submissions, | |
| one gets the impression that the closest one comes | ||
| to a question of law here is in paragraph 9 which says | ||
| ||
| bit unkindly, of course. | ||
| MR GILLARD: | Yes, it is, with respect, but - | |
| DEANE J: | I was just wondering how would you identify the question | |
| of law which you see is involved in this appeal? | ||
| MR GILLARD: | In applying the test of dangerousness, do you apply it |
with respect to the particular facts that are prevailing
at the time or by considering the particular machine
when it is operating in a normal mode or a repair mode
or exposing people to danger walking passed and that
is the point that we wish to make; that we say that
the Full Court's approach was wrong and that that
cannot be left to stand. They are our submissions, Your Honours.
| BRENNAN J: | Thank you, Mr Gillard. | Yes, Mr Dwyer. |
MR DWYER: If the Court pleases, a number of the matters raised
with and by my learned friend this morning go to some
of the particular matters of fact. I did just want to tell the Court that all the relevant dimensions
of this machine appear in the appeal book in the
evidence if Mr Chugg at pages 352 and 353 and, in
particular, the hopper door is 830 millimetres square
by 12 millimetres thick.
| TOOHEY J: | What page did you say, Mr Dwyer? | ||
| MR DWYER: |
| ||
| Court's pardon, it is at page 22, at the foot of the | |||
| page, and the top of page 23. It is on page 23 that |
| C2Tl3/l/SH | 157 | 9/5/90 |
| Chugg(2) |
the dimensions of the hopper door are given. The hopper door had 580 millimetres of travel. The metal roller to which my learned friend drew the
Court's attention is 975 millimetres high, just
short of one metre above the ground.
In terms of understanding what happened on the
particular day, the outline of the fact~ in our
submission, in the other appeal contains a summary
of the evidence in that regard and I will not take
the Court through it but paragraph 12 and thefollowing paragraphs explain the cycles of operation
that were involved and could I just draw the Court's
attention to the fact that there are in evidence in
the appeal book a number of charts which explain in
a simplified way how the cycles of operation worked
and those charts, together with the summary of the
evidence that is contained on pages 7 and 8 of our
written submissions will, I think, fully explain how
the machine worked.
(Continued on page 159)
| C2Tl3/2/SH | 158 | 9/5/90 |
| Chugg(2) |
MR DWYER (continuing): The particular problem that arose was this: before the modifications, when the
discharge door opened, it triggered an electrically
operacted limit switch which opened the hopper
door; the modification that was done was to
reverse the operation of the limit switches, so
that after the modification if you opened thedischarge door, that triggered limit switch one,
which closed the hopper door and it did so when
the discharge door had moved to the full extent
of its travel. That is why there was a nine
second delay between opening the discharge door and
the closing of the hopper door. The references to the appeal book evidence are contained in
that outline of the facts. Going to,firstly, the
regulation 10 matter, we have put in written
submissions, and I will not take the Court through
them, but I correct two matters in the written
submissions. On page 4 in subparagraph (e) on
that page, in the third line, there is a word
"not" that should not be there. That is, the
sentence should read, "But the circumstances ofthe accident are merely evidential in determining
whether the part was dangerous". So that "not" is there by mistake. On page 9 of the written submissions, I apologise to the Court for the
fact that the computer has inserted randomly
the capital letter "H" in the two subparagraphs
that are at the beginning of that page. That is
something which had not been observed when the
submissions were filed and the name of the case on
that page in paragraph 13 should be FORREST V
JOHN MILLS HIMSELF, not John Wills Himself.
Could I say this concerning the case as it is
now put, it is really confined to one issue, which
might be described as an issue of whether the test
of dangerousness is particular or is general, or
another way of putting it, whether dangerousness isa transient feature of the part of a machine, or
whether it is a permanent attribute of a part of
a machine. Now, our submission is that the foreseeability that is involved is in general terms
rather than in particular terms and that the
attribute of dangerousness is a permanent rather
than a temporary attribute of a machine, but could we say this, the issue as it has now been confined
is an issue on which the magistrate made no finding
at all. That is the point on which my learned friend
now rests entirely is a finding, if one could call
it that, that emerged only in the Full Court below.
It is not in the magistrate's reasons at all and,
we say, it is not within the grounds of the order nisi
which was obtained in respect of the magistrate'sreasons. It is something which has only emerged in
C2Tl4/l/CM 159 Chugg(2) the Full Court. What the magistrate did do, as
my learned friend has made plain, was find, as
a matter of fact, that the hopper door was a
dangerous part and we say there was abundant
evidence on which he could make that finding of
fact, and there is no basis on which it can be
said that that finding was not open to him. It is plain from the magistrate's reasons that he applied the well-settled test in DUNLOP and we say no issue of law arises, because that test is
well settled and was correctly applied. What my
learned friend has endeavoured to do is introduce
a new qualification on that test in terms of
requiring that dangerousness be tested by reference
to the particular circumstances of the happeningof an accident and that he is driven to the position
described by Your Honour Mr Justice Dawson as odd,
that a machine might be dangerous on Friday; not
dangerous over the weekend and then dangerous
again on Monday.
(Continued on page 161)
C2Tl4/2/CM 160 Chugg(2)
| :tvlR DWYER (continuing): | Now, that question is not free |
from authority. The House of Lords has directly attended to that question and they have done so in
two cases, CROSS V MIDLAND AND LOW MOOR, (1965) AC 343
and JOHNSON V CALLOW, (1971) AC 335. In
CROSS V MIDLAND AND LOW MOOR, the particular
passage is in the judgment of Lord Evershed
beginning at page 367 and if I could take the Court
first in the paragraph beginning F:
As it seems to me, the question whether it can properly be said that some part of a
piece of machinery is dangerous must
depend upon considering whether such
danger exists and arises from the normal
operation of the machine, that is, from
the purposes of the mechanical work whichthe machine is specifically designed to
achieve; and if a part of such a machine
becomes undoubtedly dangerous from such
normal and projected operation then it
follows that such part of the machine is a
dangerous part within the meaning of
section 14(1).
That is, if that test is Satisfied the part carries
the attribute of being dangerous. And then on the
next page, page 368! by reference to what had been
said in the Court or Appeal - really we rely on the
whole of what is said on page 368 but could I draw
attention, in particular, to the passage which is
adopted and affirmed at che foot of the page from
tfie language of Justice Lynskey:
One has to have regard to the purpose of
the FACTORIES ACT which is to protect
operatives from danger; and if danger
does exist from the operation of the
machine, and if a part becomes dangerous
from the operation of the machine, it seems
to me that that is a dangerous part of the
machinery, and the fact that it is not so
when no operation is taking place is quite irrelevant. What the Act requires me to look at is whether in fact this machine is
in operation, and being worked as it was
designed to work, it becomes a dangerous
part of the machinery as a result of the
operation; not the component being dangerousbut the operation of the machine making it
dangerous.
What was said in CROSS V MIDLAND AND LOW MOOR
IRON & STEEL CO LTD was approved by the
House of Lords in JOHNSON V CALLOW.
| C2Tl5/l/JH | 161/162 :tvlR DWYER, QC | 9/5/90 |
| Chugg(2) |
:MR. DWYER (continuing): JOHNSON V F.E. CALLOW LTD, (1971) AC 335, page 350, Lord Chancellor Lord Hailsham
says, at line B - he applies the standard test
from Lord Cooper in MITCHELL V NORTH BRITISH
RUBBER and then goes on:
Secondly, in considering whether a part
of the machinery is dangerous within the
meaning of section 14 one must have regard
to the operation of the part while the
machine is doing its ordinary work and not
when it is stationary.
And then one can see a little further down:
I take this to be the result of CROSS V
MIDLAND AND LOW MOOR IRON AND STEEL CO. LTD.
We rely on those cases but we say, in any event, the machine was being operated by Everest on this
particular day. It was because he operated the machine when the part was unguarded that he was able
to put part of his body into the trapping space and
was killed.
Now a problem has emerged both during my learned
friend's submissions yesterday and then, perhaps,
today in terms of what happens if for some purpose
such as cleaning a guard has to be moved. There are
well recognized techniques for attending to that
situation and a repairer is entitled to be protected
as any other worker and a maintenance worker is as
entitled to be protected as any other worker.
One of the standard techniques is to have a locked
switch so that before commencing work the worker
can, with a key, turn off the electrical powerand there is a lock on it so that nobody else can come along and turn it on again. Another is that you have an interlocked guard so that if the guard
is opened or moved aside for some reason, the power
is automatically disconnected and must remain disconnected while the guard is moved out of position.
Or you may rely on a physical restraint such as a
block of timber or an iron bar to prevent a part from
closing. All of these matters are simple and well
known in industrial safety and, of course, none of
them were provided to this machine when this man was
working on it.
Contrary, I think, to what my learned friend
suggested, there are a number of cases specifically
dealing with the operation of this section while a
machine is having maintenance work carried out on it
and I will simply indicate to the Court what they are.
C2Tl6/l/LW 163 9/5/90 Chugg(2) There is BOURONICOS V NYLEX CORPORATION LTD,
(1975) VR 120, where the worker was cleaning cutting
blades with compressed air and removed the guard
in order to clean the blades and his hand was
taken off by the blades and it was held in that
case that there had been a breach of the equivalent
of this section. The language used by Mr Justice Pape in that case is strong in terms of the absolute
operation of the protection given by the section.In WILLIAMS V SYKES AND HARRISON LTD, (1955)
1 WLR 1180, the worker was cleaning a conveyor belt
at the time when the accident happened and it was
held there had been a breach of the guarding
provision.
(Continued on page 165)
| C2Tl6/2/LW | 164 | 9/5/90 |
| Chugg(2) |
MR DWYER (continuing): In BELLIA V COLONIAL SUGAR REFINING, (1961) 78 WN(NSW) 238, maintenance work was being
carried out at the time that the breach of the
sect ion took place. In FOREST V JOHN MILLS HIMSELF, (1970) 121 CLR 149, the injured worker dropped a
spanner while he was repairing another machine and
went to retrieve that spanner and was caught by theunguarded machine in that case and it was held there
had been a breach of the section. In SMITHWICK V NATIONAL COAL BOARD, (1950) 2 KB 235, the worker was
repairing a torn conveyor belt and it was held that
there had been a breach of the section.
Injuries being caused by unguarded machines
during repair or maintenance are matters of common occurrence and it has never been contemplated that
workers cease to be protected from the operation of
this regulation or its equivalent in those -
circumstances. As to regulation 11 on which my learned friend relied, we say it is simply irrelevant
and has nothing to do with whether or not there was a breach a section 10. The Court has been taken to
something of the history of this section but since
1914 the duty in Victoria has been cast in the terms
that are now contained in regulation 10, save as to
this; the duty used be cast in a requirement that
there be guarding so as to prevent "as far as possible"
loss of life or bodily injury and that has been
changed to use instead the formula "so far as is
practicable", but our submission is that it was notintended to lessen the protection for workers by
making that change and it had been held under the
previous legislation in Victoria in BOURONICOS's
case that section 174 of the LABOUR AND INDUSTRY ACT
1958, the forerunner of regulation 10, imposed an
absolute duty to guard dangerous machinery and the
provision was continued in the same form in section 16
of the INDUSTRIAL SAFETY HEALTH AND WELFARE ACT 1981
and the alteration in regulation 10, in our submission,
does not alter that result.
We say that it should still be regarded as an
absolute obligation to guard subject to a defence
of impracticability, and that is how the legislation
works in England and we say that that is the
appropriate way. We would point out to the Court that the guarding offence under regulation 10 is much
narrower in its factual compass than a section 21
offence with which the other appeal is concerned and
to contrast the interrelationship of the two we would
say that an unsafe system of work may well be the
root cause of which an unguarded machine is but asymptom, and we say that the objects of the legislation
are better served by section 21 prosecutions than by
regulation 10 prosecutions where they are open. That
is, I think, subject to one matter, all that it is desiredto say concerning the regulation 10 matter.
C2T 17 /1 /HS 165 9/5/90 Chugg(2)
MR DWYER (continuing): We would say this: there was a
concession in the evidence of Dunlap's expert,
Mr Purdy, at pages 245 and 246, that it was foreseeable
that this worker would seek to test the work that he
had done by operating the machine.
BRENNAN J: Well, that is conceded, is it not?
| MR DWYER: | It was not clear to us how far the concession went |
and we draw the Court's attention to that evidence but
we say that the appeal should simply be dismissed
for those reasons.
| BRENNAN J: | You do not seek a revocation of special leave? |
MR DWYER: Well, we do say, on that point, that because it
was a question of fact which did not bring into question the well-settled rule in DUNLOP's case that special leave should not have been granted and
that this would be an appropriate case for revocation
of the grant of leave.
If I could turn to the question of reply in
the other appeal. First of all, although it was not
contained in our list of cases, could I inform the
Court, as I think I did but I could not see it in
the transcript, that the decision of Mr Justice Fullagar
on the form of the original information is reported
in CHUGG V PACIFIC DUNLOP, (1988) VR 411. Now, my learned friend had something to say to the Court
about the operation of section 168 of the
MAGISTRATE'S (SUMMARY PROCEEDINGS) ACT. We have had prepared and handed to the Court a. list of cases in
which that section has been applied simply as
illustrations of the way in which the section has
worked in operation and what we do is set out the
name of the case and, in most instance, the nature of the statutory provision that was in contest and the cases are summarized under headings which show
how the section was applied. That is, we have
gathered together cases where the onus of proof was
part of the prohibition - that is the first two said to be on the defendant to prove an exculpatory pages. Then we have listed two cases where the onus
of proof was said to be on the prosecution to rebut
an exculpatory element part of the prohibition.
That is on page 3 and on page 4 we turn to cases
where the onus of proof was said to be on the
defendant to prove an exculpatory element contained
in a separate exemption proviso, et cetera. On page 5 wehave the one case where the onus of proof was said
to be on the prosecution to prove an exculpatory
element contained in a separate exemption proviso,
et cetera.
| C2T18/1/DR | 166 | 9/5/90 |
| Chugg(2) |
We should point out tha4 in strictness,
DOWLING V BOWIE was not a section 168 case because
there was no ordinance in the terms of section 168
but it is treated as being a case at connnon law
which works in a similar way. In relation to those
cases, we rely on the analysis and the criticisms
made by Sir Francis Adams in the work to which we
have referred the Court on "Criminal Onus and
Exculpations". Now, what we say about the way in which the section should be regarded as working
is this, that apart from the words, "so far as is
practicable", we say the offence is a strict
liability, or an absolute liability, offence.
We rely for that on what is said in the
SWAN HUNTER case and on what is said in the
AUSTIN-ROVER case and we say that another way of
stating that is to say that the elements of the
offence, without taking those words of exceptionor qualification into account, are clear.
(Continued on page 169)
| C2Tl8/2/DR | 167 | 9/5/90 |
| Chugg(2) |
| MR DWYER (continuing): | The offence is without taking those |
words of exceptional qualification into accoun~
the failure to provide and maintain a safe working
environment, or a safe plant and systems of work.My learned friend referred the Court to passages
from the judgment of Lord Griffiths in HUNT's case.
We say that HUNT's case does not support the test
which my learned friend appeared to seek to derive
from it based on the ease of a defendant discharging
the burden. EDWARDS's case had suggested a narrow test. HUNT said that EDWARDS was right, so
far as it went, but that the question could not be
so confined. What was emphasized in HUNT's case
was that in construing the legislation to see whether,
as a matter of implication, the onus is cast on one
party or the other,the Court is entitled to consider
practical consequences, and I refer to the judgmentsboth of Lord Griffiths at page 374 and Lord Ackner at
384. The matter, we should say, is not just a matter
of the availability of experts. Facts are needed on
which experts can base opinions.
Now, there was an argument adopted by my learned friend that there was an assumed, or there was to be
an assumed, conscious intention by the Victorian
legislature not to adopt section 40 from the English
Act of 1974. We would say that that argument should
not be accepted. Section 40 was not necessary in
England, section 40 was only put there out of an
abundance of caution but,in any event,the Victorian
legislation does not derive in any straightforward
way from the English legislation even though there
are similarities. The South Australian INDUSTRIAL
SAFETY HEALTH AND WELFARE ACT 1972 was the model for
the Victorian 1981 Act and neither of those Acts
had an express provision dealing with the question
of onus, and we say the starting point for the Act
with which this Court is concerned was the Victorian
1981 Act and that one should not be surprised that
as the Victorian 1981 Act did not have a provision
expressly dealing with the.question of onus, that the 1985 Act would not have such a provision.
Now, there are certain matters raised by my learned friend's submissions and repeated by him
in his argument to the Court, and I desire to deal
with them as quickly as I can. He says and repeated that the words with which this Court is concerned
are "clear, plain and unambiguous". It is submitted
that on the question that is before the Court that
plainly just cannot be said. That is, if one recognizes
the question as being, "Where does section 21 cast the
burden of proof"in relation to the words"so far as is
practicable", the words of the statute simply are not
"clear, plain and unambiguous". The words of the statute do not address the problem.
| C2Tl9/1/JL | 168 | 9/5/90 |
| Chugg(2) |
BRENNAN J: And being a criminal statute it must be strictly
construed.
MR DWYER: Well, with respect, WAUGH V KIPPEN has made it
very plain that the remedial purpose of Acts for
the protection of workers is a principle of greater
significance than that of strict construction of criminal statutes. That was precisely the point
in WAUGH V KIPPEN and that was said clearly by the Court
in that case and we say that that applies here, and
the particular passage in WAUGH V KIPPEN - - -
| BRENNAN J: | You do not need to read it to us. |
| MR DWYER: | I was not going to read it, the passage is at |
| pages 164 and 165 in a judgment in which four members | |
| of the Court combined. Now, what my learned friend's | |
| argument seeks to do is really to say that where | |
| nothing is expressed in the statute as to where the | |
| onus lies and where the intention is to be ascertained | |
| as a matter of implication,one should still not have | |
| regard to the matters of policy that must be the only | |
| way of deciding the question. |
(Continued on page 170)
| C2Tl9/2/JL | 169 | 9/5/90 |
| Chugg(2) |
MR DWYER (continuing): What my learned friend's submission
really asks the Court to do is to sweep those matters
under the carpet. It must follow absolutely that ifone is looking at the question as a matter of
implication that somethin~ hoyond the words must be
referred to and what must u~ referred to are enc
matters that were identified in HUNT's case, the
policy of the legislation, how the matter wouldwork in practice, and it is submitted that factors
of that kind must be taken into account either overtly
or covertly by a court and we say that, rather than
have the matter go off on inarticulate premises,
the matter should be clearly identified, acknowledged
and dealt with in deciding the matter.
My learned friend seeks to rely on the existence
of provisions in the Act expressly dealing with matters
of onus and proof which he identified and he says that
the existence of those express provisions means that
one should not draw the implication that we say should
be derived from section 21 but it is plain that the
presence of those express provisions does not assist
in deciding what is the implication in section 21 and
there is, I think, a dramatic example of that in the
decision of Mr Justice Sholl in EVERARD V OPPERMAN,
(1958) VR 389, where in the one section, section 32
of the illICR CAR ACT 1951, there was as to one element
of what was dealt with in the section an express
provision as to the burden of proof of that element
but there were other elements in the section as to
which it had to be a matter of implication as to
where the burden of proof lay and His Honour held
in that case that - other matters in the section,
the question of the onus as to whether the defendant
held a special permit was - the onus was on the defendant
as a matter of implication and one sees similar
reasoning in the decision in the South Australian
Full Court in STATELINER PTY LTD V LEGAL AND GENERAL
ASSURANCE, (1981) 29 SASR 16. The reasoning is in
the passage of Chief Justice King at page 41.
The respondent says that the words of section 21
contemplate a certain working environment qualified
by the words "so far as is practicable" which the
respondent calls "a defined working environment".Our submission is that what the Act and the section
have in mind is a safe working environment and
it must be pointed out that no state of affairs
fulfills the description "safe, so far as is
practicable" until the end of an inquiry and we
say that, if one concentrates on the question of
failure to provide a safe working environment, the
words as to practicability provide an excuse for failing to provide it or a protection, as it was
called in the English cases, for a failure to provide
it. The respondent says that the words are not a
| C2T20/l/SH | 170 | 9/5/90 |
| Chugg(2) |
qualification but no argument or reasons are given
for that and the submission is that they are plainly
words of qualification on a duty which would otherwise
be absolute.
The respondent says that section 21 is simply
the legislative enactment of the common law duty of
care but it is submitted that that is not so. No
injury is required for a breach of section 21; no
damage need have been suffered by any worker before
there is a breach of section 21 and that is at once a clear contrast between what is required for
the common law duty of care and for an action based
on the common law duty of care and what is required
under this legislation.
(Continued on page 172)
| C2T20/2/SH | 171 | 9/5/90 |
| Chugg(2) |
MR DWYER (continuing): The respondent argues, in paragraph 14 in particular, that what we have called the "well-settled approach"-or rather,he says that
tu~ns on the wording of the particular legislation
in each case, but properly considered, the
respondent's argument there supports our case.
The well-settled approach is not based on any
particular form of words. That is plain from the
fact that the provisions are cast in a number ofdifferent ways, as the respondent points out. The
point is that legislation, cast in that variety of
forms, with similar purposes and similar words used,
that is,similar in substance, has all been interpreted
in the same way, as we have pointed out. The respondent in 14(F) deals with what we had said
about an inspector's powers of investigation. There
is nothing in the written submissions but my friend
did concede the existence of the priviledge against
self-incrimination and, we say that contrary to
what is said in the submissions, we cannot obtain production of documents by a subpoena in the face of that priviledge and we would refer to the decision
of this Court in CONTROLLED CONSULTANTS PTY LIMITED
V THE COMMISSIONER FOR CORPORATE AFFAIRS, (1984-1985)
156 CLR 385 at 391, where the Court referred toearlier decisions to a similar effect, and we would refer
also to the Federal Court decision1 TRADE PRACTICES
COMMISSIONER V TNT MANAGEMENT PTY LIMITED, (1984)
FLR 172, and the Federal Court decision was concerned
with the production on subpoena duces tecum of
documents in pro~eedings to recover a pecuniary
penalty and the court said it could not be done and
we say it cannot be done in criminal proceedings
either.
We say that both the making of admissions or the making of statements to an inspector and the production of documents to an inspector or by
compulsion to a court, is subject to the privilege
against incrimination which is preserved by section 48.
My learned junior says that I may have said Federal
Reports not Federal Court Reports, in giving the citation to the TRADE PRACTICZS COMMISSIONER V TNT MANAGEMENT. It is Federal Court Reports at
page 172. So we say that,properly considered, the
existence of that priviledge destroys much of what
is said by the respondent in paragraph 14(F), but
rather more extensively the respondent answers ourargument based on difficulties facing a prosecutor by referring to industrial cases and concepts such as floating a case and postulating a cost. A
prosecutor cannot conduct a prosecution in that way.
A plaintiff may be able to and we have, for the
assistance of the Court, obtained this morning the
unreported decision of the Court of Appeal in
New South Wales in MOUSTAKIS V PUBLIC TRANSPORT
C2T21/l/CM 172 Chugg(2) COMMISSION, a decision of the Court of Appeal of
1 May 1987 which, in the judgment of
Justice of Appeal Priestley~t pages 7 and 8, deals
with the comfortable position that a plaintiff
may be in, as to those matters, but a prosecutor,
not only carries the onus of proving,eve~y element
of the offence beyond reasonable doubt, but hisduties as a prosecutor do not permit him to float
a case. A prosecutor, we say, cannot properly cause a person to be arrested or presented on an
indictment if he knows that he is not in a position
to prove each of the essential elements of his
case and we rely for that on two matters, one is
a policy document which we have had copied for
the Court. The prosecution policy of the Commonwealth guidelines for the making of decisions in a
prosecution process - - -
BRENNAN J: This is really fairly remote, Mr Dwyer, is it not?
(Continued on page 174)
C2T21/2/CM 173 9/5/90 Chugg(2)
| MR DWYER: | I would acknowledge this: | my learned friend makes |
a lot of assertions about what a prosecutor can do
for which he does not give any authority and we
say that they are simply wrong, and perhaps it is
not necessary to go beyond that, but a prosecutor
could not conduct a prosecution in the way that
my learned friend says he could.
The final point that I wish to turn to is this:
my learned friend says that the appropriate analogy
for a prosecution is a negligence action in which
he says the onus is always on the plaintiff. There
are plenty of examples of negligence actions in
which it is said that the onus is not and there is
one that bears particularly on this matter andthat is COOK V COOK, (1986) 162 CLR 376, at 387.
That was concerned with a qualified standard of care
in relation to a learner driver and it said in that
case that a qualification on the standard of care
is to be proved by the party asserting it, that is,
if the defendant says that there was a qualified
standard, it is for the defendant to carry the onus
on that. Now we say that the qualification so far as is practicable in truth goes to something
that is analogous to the standard of care. It is
a question of the standard of safety that is
required to be achieved and we say that COOK's case,
dealing with civil proceedings, provides a furtherargument in support of the way in which we say the
section should be approached. There are other
instances of the onus being cast on the defendant;
it is, perhaps, not necessary to go to them.
What we say is this: the better analogy is
not a common law action in the industrial jurisdiction
for injuries. The better analogy is what has been done under equivalent legislation, under legislation
in very similar terms, that is, section 29 of the
FACTORIES ACT. That is a much stronger, closer and
better analogy, we say, and that is one of the
reasons why we say the approach adopted so clearly
under that section and its equivalents should be adopted here. If the Court pleases.
| BRENNAN J: | Thank you, Mr Dwyer. | Mr Gillard, do you have |
anything in reply in relation to your appeal.
| MR GILLARD: | Just two points, Your Honours. My friend gave |
Your Honours a list of cases where the situation
was a repair situation and not an operating
situation. I do not think that I ever suggested that the duty did not arise there. Indeed, that
is the very point we make, that you do look at it
on this particular day, in this repair mode, to
test whether or not the part of the plant was
| C2T22/l/LW | 174 | 9/5/90 |
| Chugg(2) |
dangerous. I do not think I ever suggested that it could not apply in those circumstances.
The other thing my friend said was that there were two cases in the House of Lords which show
that you have got to look at it in its normal
operating mode. If I might say so with respect
to him, it is a little bit misleading to take pieces out of either of those judgments without considering the facts in the argument and, quite frankly,
if one looks at the first one of MIDLAND AND
LOW MOOR IRON AND STEEL CO. LTD V CROSS, (1965)
AC 343, there was an argument put there - there were
a couple of rollers and there was a space between
the rollers and somebody said, "Well, when theywere normally rolling, if you put your hand between
the rollers you would not get caught", but on this
occasion he was feeding through a piece of steel
and he managed to get his hand caught. Somebody
diverted his attention and the next thing you know
he gets his hand caught.
Now the argument was put in that case -
and it got all the way to the House of Lords - that
really, if you looked at this machine, it was not
dangerous because there was a gap and you could
put your hand through it, and so that was the
argument put. Of course, what the House of Lords were saying is of course you have to look at the
facts that applied in those circumstances. What
was it being used for?
{Continued on page 176)
C2T22/2/LW 175 9/5/90 Chugg(2)
| MR GILLARD (continuing): | He was feeding a piece of steel |
through these rollers and if you looked at those
facts, as are operating on that day, then clearly
it was dangerous. Now, it is a little bit misleading to take a part of the speech and say,
"Well, it only applies when it's operating in its normal mode". That is the reason why it was said
on that occasion, you have got to look at it when
it was operating in its normal mode on that day
with this piece of steel going through it.
Despite that, a somewhat similar argument was put in
JOHNSON V CALLOW. They said, "Well. look, this machine, when you looked at it, it had.a nipping
point but really it wasn't all that dangerous
but the particular activity that the worker was
doing on this particular day did make it dangerous.
He was using a squeegee to lubricate the rollers
and putting his hand near the nip". Now, again, the court said, "Well, you just can't argue that you
look at this machine in isolation and not working"
and that is when both these statements were made in
both those cases. So, I respectfully submit to the
Court that one should look very closely at the
facts and the argument before accepting baldly
what the House of Lords has said. May it please the Court.
| BRENNAN J: | Thank you, Mr Gillard. | The Court will consider |
its decision in these two matters and we will now
proceed to hear the next. Yes, Mr Ward.
| MR WARD: | If Your Honours please. The appellant has now | |
| ||
| on 26 April and the second set has only come to | ||
| ||
| have been an endeavour to enlarge on some of the | ||
| matters in the first set and then to reduce the time to be taken by the Court in the determination of this matter. Your Honours, as far as the facts are | ||
| concerned, the plaintiff respondent was working at | ||
| ||
| on page 2 of the initial submissions at paragraph 1.2, and there are photographs before the Court of the | ||
| particular machine and they appear and are referred | ||
| to on the same page at 1.6 of the submissions and being | ||
| photographs appearing in the appeal book at pages 54, 55 and 56. |
Your Honours will see on page 56 it shows
the gripping arms hanging down from what appears
to be a table and it shows the crates - some empty
and some filled. The gripping arms are referred
to there, take hold of the milk bottles and hold
them as appears on page 55, and then the arms move
out across the crates and lower the bottles into
| C2T23/l/JH | 176 | 9/5/90 |
| Chugg(2) |
the crate. His Honour's judgment - the trial judge - we set that out on page 1.7, at about point 3 on the
page, where we say:
" ..... where they -
the bottles -
are held for a few seconds -
"In the bottling operation -
if I may go to the top of it -
empty crates are conveyed, three at a time,
to a position adjacent to the area where thefull bottles of milk are collected and placed
in rows. The gripper heads of the machine grip the tops of the bottles which are then
elevated and carried to a position above three
plastic crates, where they are held for a
few seconds to allow them to stabilize and
then lowered into the crates.
Further down on that same page of our submissions,
at 1.8, we refer to the evidence of Mr Thompson:
"a leading hand in charge of two plants,
stated that at the time of the plaintiff's
accident he was sweeping up glass from
bottles which had been smashed on the bottle
filling machine which was two to three feet
from the No 2 -
machine. I think in one of the sets of my learned friend's submissions he seems to suggest that the
evidence is capable of the construction that the
bottles had fallen from the grippers themselves.
There is no evidence to support that in our
respectful submission. So, the actual broken glass which is referred to does not come from the dropping
from the grippers. (Continued on page 178)
C2T23/l/DR 177 9/5/90 Chugg(2)
MR WARD(continuing): His Honour's findings appear in our
submissions on page 5, paragraph 1.10. His
Honour held that:
In my view the bottle being carried at the relevant time was a thing separate from part of the machine, that is, the gripper head
which was holding it and consequently no
part of the plaintiff's body came into
contact with part of the machine.
In the next paragraph -
In the absence of regulations made pursuant
to s.31(2) of the Act which could possibly
provide a claim for breach of statutory duty,
the plaintiff fails in his claim unders.27(1) of the Act.
Then the submission deals with the approach of the
Court of Appeal and the principal majority judgment
was that of Justice of Appeal Clarke and it is
set out on page 6, where His Honour says:
"In the present case the gripper heads created
no danger whilst stationary but once the machine
was operated the action of the heads in grasping
the bottles and lowering them into the crate
had the effect of creating a closing gap
between the bottles and the crate, or any
broken glass left in the crate. If it is
proper to regard that closing gap as a
dangerous situation then as a matter of logic
that situation was created by the action of the gripper heads. In the normal operation of the machine they lifted the bottles and
lowered them into the crate and, accordingly,
should be regarded as the cause of thedangerous situation.
His Honour dealt with the authorities and on
page 7 we deal with the authorities that His Honour
referred to there and that is MUMMERY V IRVINGS.
TOOHEY J: Just before you get to the authorities, Mr Ward,
in terms of section 27, what was identified as the
dangerous part of the machinery? Or, perhaps,
two questions: what was identified as the machinery?
and, what was identified as the dangerous part?
| MR WARD: | The machinery is the bottle crating machine. I |
| think there was, at the commencement of the case, | |
| a change of position by the plaintiff and - an | |
| amendment was sought to the statement of claim, it | |
| is referred to - I think His Honour refers to that in | |
| his judgment at page 62, where it was said - at | |
| about line 20: |
| C2T24/l/DR | 178/179 | 9/5/90 |
| Chugg(2) |
his right hand was crushed by a bottle in
the descending gripper head of the machine.
Then there is reference to Harrington:
the defendant then submitted
that it did not raise an issue under section 27(1)
and then His Honour refers to that, that:
consideration of the defendant's submission
was deferred until the close of all the
evidence.
I was under the impression that what was being
relied upon by the plaintiff was the gripper head.
DEANE J: Well, the decision against you is that the gripper
heads were the dangerous part of the machine.
| MR WARD: | Yes, Your Honour, and I think that is, too, how I construed the matter that was before His Honour | |
| the trial judge - that he was looking at the | ||
| ||
| learned junior may be able to look to the passage | ||
| that might assist them where that is more specifically | ||
| ||
| majority judgment was that MUMMERY V IRVINGS did not restrict the Court from finding, in this particular case, that the heads were dangerous and that the breach was committed. |
It was on that approach, then, that the Court
came to the conclusion that where the bottom of
the bottles came in contact with the bottom of thecrate and the bottom of the crate contained glass
which the plaintiff placed his hand into to remove the broken glass before the gripper descended
and the evidence was that the normal practice in
this situation was to switch the machine off,
remove the glass, then switch the machine on, then
the gripper arm would come over, hover above the crate to stabilize the bottles and then lower them
into the crate.
(Continued on page 181)
C2T24/2/DR 180 9/5/90 Chugg(2)
| MR WARD (continuing): | So, the submission,really, made on |
behalf of the plaintiff, as I understand it,
is that that gap that was created between the bottom
of the bottle and the bottom of the crate was the
dangerous gap; that the machine - the gripper
had brought the bottle over and lowered it down
and, therefore, that the gripp~r arm was dangerous .
Now, I think that was certainly the approach taken
by the court in the majority judgment.
| TOOHEY J: | But how could you fence the gripper arm? |
MR WARD: Well, Your Honour, our first submission is that the
gripper arm, itself, was not dangerous, that what was
dangerous was a gap that was brought about by materials
or objects in the machine and therefore it was not
necessary to fence it. But, my friend's argument
would have to involve - if you did put some fence just
to protect the gripper heads themselves, and that
is the toP, I think, which was · included, probably,- just
the top of the bottles where they are gripped in those
heads, then it would be completely ineffective, is one
of the arguments we advan~e in our submissions,
to prevent this injury occurring. So, if you could put
some fence around the gripper heads it would not, in
itself, be effective. So, the fence that my friend
would have to contend for, and he does in his submissions
contend, that the fence should go all the way down
and, presumably, cover the whole of the crate so that
you have a fence right around - - -
| TOOHEY J: | You fence off the whole operation, in effect, so that there can be |
| no access to any material at the bottom of any of | |
| the crates? | |
| MR WARD: | Yes. And I suppose that one of the problems then |
would be, Your Honour, then you probably might get
caught with the fence; if you decide to put your hand in in a situation like that and the whole thing
descends to lower the bottles into the crate then you
could be caught with the fence that you have provided around the gripper heads.
| DEANE J: | Was there ·any need for the operator to put his or her |
hand in the area of danger while the machine was
operating?
| MR WARD: | No, one of his duties was to move any broken glass |
that was in these crates that came along, Your Honour.
DEANE J: And he was supposed to turn the machine off?
| MR WARD: | Turn off the machine and - - - |
| DEANE J: | Was it necessary to realign the crates occasionally or - |
one of the photos looks as if the -
| C2T25/l/JL | 181 | 8/5/90 |
| Chugg(2) |
| MR WARD: | There is no evidence to suggest that as I recall, |
Your Honour. This situation was one where - must have been highly negligent on the part of the
employee because, one might understand an employee
deciding that he has got time to move the glass
without switching the machine off, and we have gotto allow for that situation, but he has got a
warning signal with the gripper arm swinging out towards him and over the crate and hovering above
the crate and whilst that is going on he has still
his hand - he has got plenty of warning. The situation is at a stage where the bottles are going to be lowered but he has not removed his
hand. Our submission here would be that if the gripper heads were dangerous :- we submit they were not. -
that there v;ould only be the obligation to fence the gripper
head, and we develop that argument further on in the
submissions.
BRENNAN J: Butitisnecessary that one should identify the gripper
head as the dangerous part?
| MR WARD: | Yes, with respect, Your Honour | .. tn our submission, |
it would be necessary, Your Honour, because the
section, and this was raised in the other
case- section 27 is referring to dangerous parts
and not to a dangerous machine and my friend,
Mr Gillard, drew attention to the fact that the
distinction has to be drawn between the two and
we develop this again in the second set of
submissions Your Honour.
| BRENNAN J : But it is | dangerous parts of the machinery in a |
factory.
| MR WARD: | Yes, Your Honour. |
BRENNAN J: It is not dangerous parts of a machine, it is the
totality of the machinery in the factory. Any dangerous part of that you have got to fence?
| MR WARD: | Yes, Your Honour, but you do not look at - - - |
| BRENNAN J: | But here you have got crates coming along; | you |
have got every prospect of getting a hand jammed
if it goes in while the machinery is operating
and the only way to protect oneself from that is to
turn the machine off and the temptation, one would
think, to try to fetch out a piece of glass quickly
before the bottles come down again would be almost
irresistible.
| C2T25/2/JL | 182 | 8/5/90 |
| Chugg(2) |
| MR WARD: | Well, Your Honour, going to the initial part of |
| Your Honour's statement, for an employer to know | |
| what he has to fence, he has to be able to recognize the dangerous part that requires the fence,not look at the totality of the machine as to whether its operation generally is dangerous but particular parts or which part of it creates the danger because that is what he has to direct his attention to in order to determine what to fence. | |
| DEANE J: | On your argument, does anything turn on it being the bottle and not the gripper head? |
| MR WARD: | Yes, Your Honour. |
| DEANE J: | What if it had been the gripper head itself which |
| forced his hand on to the glass? | |
| MR WARD: | We would not have any answer to the situation then, |
| Your Honour. |
DEANE J: Well, that is what I was wondering. It is not that
the injury was caused by the operation of the machine
that founds your argument. It is that it was somethingheld by the machine rather than the machine itself
which came into physical contact.
| MR WARD: | Yes, Your Honour, that is so; the two objects in the | |
| machine an~ if I may jump forward a little bit, we say that that situation is really covered by the | ||
| regulation powers which are directed to moving | ||
| ||
| to make regulations for fencing such and that they | ||
| would be covered specifically by that and that because | ||
| the two that are dealt with - two objects in the | ||
| machine - then it does not fall with1n section 27; | ||
| it falls within the area considered by section 31. |
Your Honour, in case I did not make it clear, if
there would be no bottle in this machine the gripper head would never travel down far enough to have caught his hand. It only comes down far enough to lower the bottle into the crate so that there would always be - if there is no bottle in the crate and the gripper came across, there would always be the distance between the height of the bottle from the bottom of the crate.
GAUDRON J: Mr Ward, that is a conveyor belt under which the
crates are, is that - - - ?
| MR WARD: | Yes, Your Honour. |
| GAUDRON J: | And it is an automatic conveyor belt? |
| C2T26/l/SH | 183 | 9/5/90 |
| Chugg(2) |
| MR WARD: | Yes. It comes along and then they become stationary |
| adjacent to the gripper arms which are further back. |
GAUDRON J: Yes. Well, has it never been put that it is actually
the conveyor belt that should be fenced?
| MR WARD: | No, that has never been submitted, Your Honour. |
| GAUDRON J: | That has never been the submission. |
| MR WARD: | No. |
| GAUDRON J: | Yet it is part of the machinery of the factory. |
You see, it seems to me as clear as daylight really . that if you are removing glass from the crates you do 1t
further down the line and you fence the conveyor
belt which holds the crates into which the bottles
are being put; almost axiomatic really, I would have
thought.
| MR WARD: | Well, Your Honour, this may be like many of these |
| factory accident cases where, after looking at the | |
| total facts, it is obvious that there probably is - a different approach should be made, a different part | |
| of the machinery should have been alleged to be dangerous and that applied in the case of SPARROW | |
| where Sparrow had a tool to make an adjustment to | |
| the - I think there was some process in the machine. He put his tool in the machine, alleged ~hat th~, | |
| revolving drum was dangerous and then ev1dently w1t·1~re~ his co~mon .law count on t½e revolving drum and never | |
| specified that any other part of the machine was | |
| dangerous and his hand came in contact with another part of the machine which Their Honours said could | |
| well - in their view, would have been dangerous so | |
| if it had been specified, his hand would have come | |
| in contact with that particular dangerous ~art | |
| and therefore it was not fenced but that was not the | |
| case that had to be met by the defendant and we submit | |
| it is not the case that had to be met here, Your Honour. |
Your Honour, I ~as ~ain~ to ~o to pa~e A of our initial submissions, paragraph 2.12, which refers
to the judgment of the dissenting judge, Justice
of Appea] McHugh, as he then was, and state thatthe question for consideration was whether an employer
commits a breach of duty imposed by section 27 of the
Act when he fails to guard a machine so as to prevent
injury to an employee who is injured by being crushed
between two objects which are held in the machine and
in relation to which it is operating.
| C2T26/2/SH | 184 | 9/5/90 |
| Chugg(2) | ||
| MR WARD (continuing): | Then next. page: | His Honour held |
that the ratio decidendi of MUMMERY is that the
machine must be guarded so as to prevent danger
from its parts but not from its general operation. That is
the emphasis that was added. That is the submission I was making earlier, Your Honour. We are not guarding against the general operation of the machine but our
obligation is to guard against the particular part
that is alleged to be dangerous.
| BRENNAN J: | How does that fit with the case to which |
Mr Gillard was referring in his reply of the
counter-rolling rollers through which you could
put your hand safely unless it was operating to roll
steel?
| MR WARD: | Your Honour, that is in CROSS V MIDLAND. |
| BRENNAN J: | Yes. |
| MR WARD: | That was a case where there was an idle roller which |
was only activated by the material being fed into it
and once the material was fed into it because of
another roller operation the movement going through
activated the idle roller and it was held in that
case that there was a juxtaposition of the idle roller
which was then activated and the materials. It is not being suggested in our submission that you
disregard the part of the machinery whilst it is in
operation. We say you do regard - as you do in that case, you regard that idle roller activated
and then you look at the contact between the bar being fed into the roller and the roller itself.
If you get a knit point between that part and the
material, then you have a dangerous part of the
machine which requires fencing.
| DEANE J: | Well that case would be on all fours with the |
position if the grip itself had hit the hand.
| MR WARD: | Yes. | If there had been some contact with the part |
of the machine itself, Your Honour, with the hand, we would not be here.
| DEANE J: | Your point is it would have been different if there |
had been two pieces of steel going in and his hand
had been caught between the two pieces of steel,
because then it would not have touched either of
the rollers?
(Continued on page 186)
| C2T27/l/HS | 185 | 9/5/90 |
| Chugg(2) |
| MR WARD: | Yes, Your Honour, although we would say that if |
you put two pieces of timber and that it would be
joined together on a belt and there is going to be
pressure applied to one piece of timber to push
it against the other in order, to say, to join it
then, there is a dangerous gap there between
those and which would have to be guarded by the -
one would think, there is a regulation would provide
for such a situation; a dangerous gap between two
pieces of - that are going to be moving together
in the machine. But there is no dangerous part of the machine that causes the injury and we deal with
this further in our submissions; that there are fourprinciples - it has got to be a direct injury by
the part of the machine, not indirectness
would flow and we will deal with that in the next set
of submissions, if I may.
Your Honour, we deal then on paie 9, ,
Your Honour, with the obligation of the employer
and then we say at 3.2 that the question which arises
from the facts of the present case is whether the
fact that the bottles held by the gripper headscould, as distinct from the heads themselves, cause
injury to an operator whose hand was caught between
a bottle and the bottom of the crate or broken glass
in the crate, gave rise to an obligation on theemployer to securely fence the bottles whilst they
were being held in the gripper heads.
On page 10, we refer to the approach taken by by Mr Justice McHugh. He refers to MUMMERY's case
and going on the other submissions we refer to the
specific passages which we seek to rely upon without
taking the time of the Court to read them but in
MUMMERY's case there are four judgments which were
referred to, being the judgments that are referred
to on this page; there is Lord Thankerton,
Lord MacMillan, Lord Simonds and Lord Uthwatt.
The passages were cited in the MUMMERY's case and
His Honour deals with those at that paragraph of our submissions there.
(Continued on page 187)
| c2T28/l/JH | 186 | 9/5/90 |
| Chugg(2) |
MR WARD (continuing): And then at the top of page 11, His Honour is going on to say that:
The ratio decidendi of MUMMERY, therefore,
is that the machine must be guarded so as to
prevent danger from its parts but not fromits general operation. Although the
actual decision in MUMMERY was that there is
ri:o obligation to fence a machine so as toprevent it ejecting dangerous materials,
the principle of the decision is wider.
Now, Your Honour, on page 11, paragraph 4, we
then deal with our submission as
to the scope of section 27 of the Act. We set out the portion of the section 27(1) and then
the next page,section 31(2), if I might take
Your Honours to that, which provides:
The regulations may, as respects any type
of machine in factories or any process in
which machines are used in factories, require
the fencing of materials or articles whilst
in motion in the machine and may regulate
the manner of such fencing.
And, Your Honour, that regulatory power was
referred to by both Mr Justice of Appeal Clarke
and was also referred to by Mr Justice McHugh
in his dissenting judgment and, in our submission,
it wo·,ld clearly - if there had to be a situation
cover~d here, a dangerous situation, then it fell
within that area - - -
BRENNAN J: Does this mean that you do not have to fence a blast furnace; which is quite standard?
| MR WARD: | I think that might be under separate legislation. |
| I think section 39 of this Act might be the - that | |
| is subsection (1). |
(Continued on page 188)
C2T29/l/CM 187 9/5/90 Chugg(2)
| DAWSON J: | But really it is an argument which says the |
part of the machine is not dangerous because
it does not touch you because the milk bottle touches your hand, so that if you had a
machine which throws out things at you, so as
to hit you, that part of the machine that does
that is not dangerous although if the part
itself hits you it would be dangerous.
It is a very strange sort of argument.
| MR WARD: | Well that is the effect of MUMMERY's case, |
| Your Honour. |
D~WSON J: It is odd, is it not?
| DEANE J: | It is not only the effect; | it is what it said. |
| MR WARD: | Yes, Your Honour, that is what MUMMERY's case says and that is what NICHOLLS's case says, that you |
| are injured or the danger is created by | |
| the object coming out, and that can be covered by the regulations, we say. |
DAWSON J: Well you can equally say that the danger is caused,
in this case, by this part of the machine forcing
a milk bottle on your hand.
| MR WARD: | The interpretation in MUMMERY was that there had |
| to be - | |
| DAWSON J: | I have no doubt that that was, but it is fairly |
scholastic sort of reasoning, is it not?
| MR WARD: | Your Honour is not the first, probably, to be |
| critical of the principle in NICHOLLS's case | |
| but whilst it has been the subject of some criticism | |
| it has continued to be adopted and we rely on it, Your Honour. |
| DAWSON J: | No doubt, yes. |
| MR WARD: | On page 13, we then in 4.7 refer to the passage |
| in Hansard and, Your Honours, where the | |
| Honourable J.J. Maloney, Minister for Labour and | |
| Industry, on the second reading said, | |
| "It is contemplated that the regulations will | |
| lay down stringent rules which will avoid the possibility of injury to any person". |
Your Honour, on going over to the next page,
I should draw attention to an error which is rather crucial in 4.8 where three lines from the end of the
paragraph the word "necessary" appears and it should
be "unnecessary". I must apologise for that.
| C2T30/l/LW | 188 | 9/5/90 |
| Chugg(2) |
TOOHEY J: Where is that?
MR WARD: Three lines from the end of paragraph 4.8
where the word "necessary" appears, it should be
unnecessary. Your Honours, in the supplementary
submissions of today's date, at 1.0, we say
the reasoning in the majority judgment in the
Court of Appeal leads to the following principles
which are contrary to well-established principles and,
(a)an employer can be liable for a breach of section 27 whereby injuries are suffered by the workman although
he sustained his injury without having made contact
with any dangerous part of the machinery.Now, that
is the point we have been dealing with and this is
expanded on later on. (b) The employer's obligation to
fence, under section 27, is an obiigation to fence
against direct and indirect dangers caused by the
machinery part.
| DEANE J: | Mr Ward, is there any application of MUMMERY's case |
to a case such as this where the injury is not
caused by something flying from the machine but by
something held by the machine or forced into contact
by the machine?
| MR WARD: | Your Honours, BULLOCK's case where the wire that was |
being extruded in the machine and was tied on to a
roller and had been drawn through the machineand it had a guard on the roller which was 1 obviously,
it must have been regarded as a dangerous .. part of the
machine, and the wire on this particular occasion
had a whipping action which took it over the top of the
guard and killed the operator near the machine. That
case was determined on the basis that it was material
in the machine which had caused the injury and was not
the dangerous part of the machine being the roller.
DEANE J: What court was that in? I am not asking you to take
us to it?
| MR WARD: | No, no,Your Honour, I appreciate that. That was |
BULLOCK V JOHN POWER (AGENCIES) LTD, (1956) 1 WLR 171.
DAWSON J: Is there anything which prevents you from saying
that the milk bottle, in this case, when it was
gripped by the gripper was, in fact, part of the
machine?
MR WARD: Well, Your Honour, we deal with that further in these
submissions.
DAWSON J: Is there any case that prevents you - well you deal
with the cases,do youY
| MR WARD: | Yes, well I do not think I refer to any specific |
case, but I will take Your Honours to those
| C2T31/l/JL | 189 | 9/5/90 |
| Chugg(2) |
submissions. So, then (d) is that the obligation
of fence includes an obligation to fence against
danger created by juxtaposition of material to
material or two objects in the machine. Now, we say those principles adopt the judgment of the
majority in the Court of Appeal. Those are the
principles that are extracted from it. Then we
deal with each of these. Paragraph 1 - the remainder
of paragraph 1 is dealing with that j principle
showing whether it has been established that the
principle is that there must be contact with the
part of the machine and we go through that in
paragraph 1 and all its subparagraphs. We refer to the cases there where that principle has been
stated and the application of that principle in the
various cases.
Your Honour, paragraph 2, page 4 - I should say
that before we get to that, while we are still on paragraph 1, on page 2, 1.2 we refer to MUMMERY -
the passages we rely upon in MUMMERY V IRVINGS, we draw
attention to the fact that, about five or six lines
down in that paragraph, in the latter part of thelast-cited passage Their Honours dr.ew attention to the fact that the difference in the wording of the English
Act and the Victorian Act does not justify a different approach by the High Court and I think my friend makes
some point in his submissions suggesting that there
is a distinction to be drawn.
(Continued on page 191)
| C2T31/2/JL | 190 | 9/5/90 |
| Chugg(2) |
| MR WARD (continuing): | As I say, Your Honours, at |
paragraph 2 on page 4, we then deal with the
principle that there must be direct contact with
the dangerous part of the machine and the case
is referred to there of - again, our starting
point is the NICHOLLS case and the adoption in the MUMMERY case
of that and then the -
| DAWSON J: | Is not what happened here - or the situation which |
occured here - a direct danger arising out of
the functional operation of the machine?
| MR WARD: | It might be arising out of the functional |
operation of it but we say that you have got to
go back to - it is a direct danger of that
particular part that is alleged to be - - -
| DAWSON J: | Why is it only an indirect danger? |
| MR WARD: | Well, there is an object between the part and the |
area where the injury occurs.
| DAWSON J: | So "direct man danger" means danger of direct |
contact?
| MR WARD: | Yes. |
| DAWSON J: | Yes, I see. |
| MR WARD: | And, Your Honour, in the case of, where it has been |
held that there has been danger in contact,
PIRELLI's case is, of course, distinguished on the
basis that that was a revolving drum and that the
material was so closely pressed against the
revolving drum that when the operator's hand came in
contact with the material that it was, in effect,
coming in contact with the drum and the drum itself
was dangerous.
In SPARROW's case - no, I am sorry, SPARROW
was not a case where liability was - there are two other cases, though. MIDLAND V CROSS has already been referred to. That was a case of coming in
contact with the idle roller which was activated and
there is one other case, JOHNSON V CALLOW, that was
the third case.
| TOOHEY J: | Mr Ward, in the case of machinery which, on your |
argumen½ is not dangerous in the sense that to come
in contact with it causes no harm but may be a
source of harm because it can throw out broken glass
or pieces of timber or metal, does the
FACTORIES SHOPS AND INDUSTRIES ACT deal with that
situation by some form of prohabition?
| C2T32/l/JH | 191 | 9/5/90 |
| Chugg(2) |
| MR WARD: | No, Your Honour, we would say that that is a |
situation which should be covered by the regulations.
| TOOHEY J: | Well, when you say "should be" - - - |
| MR WARD: | There has been no regulation. | I do not think |
any regulation has passed under that regulatory
power, Your Honour.
| TOOHEY J: | Just to be clear, are you saying that there is |
nothing in the FACTORIES SHOPS AND INDUSTRIES ACT
or the regulations made under that Act which
would require an employer to protect employees
against the sort of situation that I have indicated?
| MR WARD: | That is so, Your Honour, yes. | Your Honour, we |
say this is a matter for those administering
the Act and for reasons best known to them, it hasnot been done.
| TOOHEY J: | One reason may be because section 27 was thought |
to cover that sort of situation.
| MR WARD: | Your Honour, if that is said, then section 27 |
came in - the Act was introduced in 1962 long
after MUMMERY's case was decided and when MUMMERY
had already indicated clearly the interpretation to
be given to the section.
(Continued on page 193)
| C2T32/2/JH | 192 | 9/5/90 |
| Chugg(2) |
| MR WARD (continuing): And, as I said, it was stated bv the | M . | . | h. | . | ,,. | , | , | cl. | I | 1-- | l |
1n1ster at t ~ t1[1.1e o:c t-:-te ser::o~c, rea Jng t•V\t t 1ose n::<;l1-.atory
powers would pick up almost everything.
| DEANE J: | Of course, one thing that might be said against your |
| argument is that things flying from a machine may not | |
| be appropriate to be guarded against by fencing and it | |
| is completely different, though, when something, as it were, becomes an extension of the machine or is integrated | |
| into the machine itself where you are in an area where | |
| fencing is appropriate. | |
| MR WARD: | Your Honour, we would say that that case we have already |
| referred to, BULLOCK's case, it was clearly attached to | |
| the machine. |
DEANE J: Yes. Well, it sounds as if BULLOCK's case would provide
support for what you say.
| MR WARD: | Yes. | ||
| DAWSON J: | But there was the other case where the objects were, as I understood you, held by centrifugal force against the walls of the drum and the workman put his hand into | ||
| |||
| MR WARD: | No, Your Honour, in what - WEARING V PIRELLI - - - | ||
| DAWSON J: | And the objects were held to be part of the machinery? | ||
| MR WARD: |
| ||
| the drum and then there was a beading to be put around it to hold that rubber casing against the drum and the | |||
| hand came in contact with this thin material that was on the drum and it was sought to be argued by the | |||
| employer that, in that case, really the contact was | |||
| with the material and not with the drum and it was | |||
| held that the material, in that circumstance, was | |||
| an irrelevance and there ha been, for all intents | |||
| and purposes, contact with the drum. |
| DAWSON J: | By being fastened in that way, it hecame oart of the |
| drum you mean? | |
| MR WARD: | Yes, by being fastened, being - well, in those |
| particular facts, Your Honour, that was the way it was dealt with. |
Your Honours, I think I was at the bottom of page
4 and I said that in paragraph 2 he was deqlins with
the second submission, the obligation to fence against
indirect dangers and then we take Your Honours to those
passages referred to in NICHOLLS's case, adopted inMUMMERY's case and then CALLOW V JOHNSON.
| BRENNAN J: | How do you distinguish WEARING V PIRELLI? |
| C2T33/l/SH | 193 | 9/5/90 |
| Chugg(2) |
| MR WARD: | On the basis that it is on its own specific facts; |
| that it is - the material is a thin material that is treated as the drum itself and it is irrelevant | |
| because it is the particular nature of it. | |
| BRENNAN J: | But, may you not, by analogy with WEARING V PIRELLI, |
say that "machinery" extends to that upon which it
operates; that is, that upon which the machinery
operates when the material on which it is operatingbecomes, itself, part of the moving equipment which
the machinery puts in motion?
| MR WARD: | Well, as I say, that argument has been advanced before, | |
| of course. It was endeavoured to be advanced - or, was advanced in BULLOCK's case as I have referred to | ||
| and held not to be so and, in the instant case, there | ||
| has not been any suggestion in any court below that | ||
| that approach was the approach to be taken in this | ||
| case, Your Honour; that the object is an object that is held in the machine. It is not something that is wound eround the particular dangerous pait that is revolving and we have got, in that case of | ||
| PIRELLI, a distinction in so far as the part of the | ||
| ||
|
(Continued on page 195)
| C2T33/2/SH | 194 | 9/5/90 |
| Chugg(2) |
| BRENNAN J: | Yes, the drum was dangerous and its diameter was |
expanded, I suppose you can say.
| MR WARD: | Yes. | Now, I think I was dealing with - if I could |
take Your Honours to the paragraph commencing with 3.0.
That is dealing with the l.O(c), that there is not
an obligation to fence the machine as a whole and
again we refer to the passage we rely upon for the
principle. Then paragraph 4 deals with the principle as regards the moving materials and that
this is not the subject of the section 27, as
distinct from the regulatory powers.
Your Honours, at page 5 we come to the contention
of the plaintiff at the trial that the bottle was part of the machine which has been the subject of
comment already here - I am sorry, page 6, paragraph 5,
as to the contention of the plaintiff at the trial
that the bottle was part of the machine and 5. 1,
the bottle cannot be regarded as an extension of
the dangerous part. Justice Slattery so found.
No challenge was made to this finding in the appeal
to the Supreme Court of Appeal. President Kirby
also states that it cannot be part of the machine
and we have given the reference to the page there
where that appears, and then we make the point that
Justice of Appeal Clarke does not suggest it
is. Then we refer there to BULLOCK' s case, which I have already referred to, and the
judgments we are relying upon there are on page 7,
paragraph 5.4. Then paragraph 5.5 deals with EAVES's case where they are commenting on BULLOCK's
case and says - forbids the Court to hold that
"the danger created by the sharppess of the bolts
themselves with which this block is normally
armed can constitute it dangerous machinery
within section 14".
Your Honours, at page 8 of our submissions we
then deal with the significance of the application
of the four established principles that we referred
to, that is the contact, direct as distinct from indirect, to fence the machine as a whole, and
no obligation to fence moving objects in the machine,
and paragraph 7.0 on page 8 says the four principles
enable the workman to be given protection against
injuries from foreseeable dangers without placing
any unnecessary additional fencing of the machine
or objects in the machine which would unnecessarilyhamper the manufacturing process and thereby
unnecessarily increase the expense of manufacture.
Then paragraph 8, the absolute liability
created in section 27(2) operates within the said
four principles. This enables the employer to know the ambit of subsection (1) in respect of
which he has an absolute liability and also gives
the worker the benefit of such absolute liability.
| C2T34/l/HS | 195 | 9/5/90 |
| Chugg(2) |
Your Honour, all the problems that might arise
out of this case, we say, could be overcome from
the working point of view by the regulations being
passed and for reasons, we submit, not as regards
the interpretation of section 27 because
we had had the decision in MUMMERY's case there
as a guide to the interpretation that had beengiven to it, and for that reason the i~iury ~a~ really
suffered because of the objeLcs or materials
within the machine coming together and not the
dangerous part of the machine being involved.
Those are our submissions, if Your Honours please.
(Continued on page 197)
C2T34/2/HS 196 9/5/90 Chugg(2)
| DEANE J: | Mr Ward, there is no relevant definition of I machineryn | anywhere or of 11part 11 ? |
| MR WARD: | No, Your Honour. |
| TOOHEY J: | I think that must be right, Mr Ward, because the |
| judgments of the Court of Appeal seem to proceed | |
| on that basis. |
| MR WARD: | Yes, Your Honour. | Unless Your Honours have any |
specific questions, those are our submissions.
| BRENNAN J: | Thank you, Mr Ward. | Mr Gross. |
| MR GROSS: | May it please Your Honours. | Your Honours the |
description of the machine is at the bottom of
page 63 and it is plain that the dangerous part
alleged was the "gripper head". That appears from
Mr Justice Clarke's judgment at 96, line 4, and
President Kirby, Rage 82, line 10 and following.
Your Honours, may I raise one matter? Your Honour
Justice Gaudron raised the question of why the
dangerous parts were not differently defined so
as to incorporate, as it were, the stationary
conveyor on which the crate arrived and that,
Your Honour, does appear as being a sensible
solution, but unfortunately it was not adopted at
trial. Your Honour,we would point out, particularly in the light of the fact, there was no other expert
evidence as well, that the plaintiff had an
entirely different team at trial, but the case that
was made there was essentially identified in the
judgment of Mr Justice Slattery, Your Honours, which
is at page 70, lines 8 to 27, and there it is
plain that-it was contended in the statement of
claim, page 70, line 15, that:
the gripper heads of the machine were
dangerous parts within the section.
And that was later expended in argument before
Mr Justice Slattery to contend that the bottle
was: integrated -
with the gripper head so -
as to attract the provisions of section 27(1)
of the Act.
That is at page 70, line 27. Now, Your Honours as it was in the Court of Appeal, there was somewhat of
a contest as to what case the appellant could rely
upon on appeal and Justice Clarke dealt with that
matter at pages 98 and 99 and by not much more
than a narrow margin we survived that particular
attack and the reasons given are at page 98, line 21
through to the bottom of page 99, so that it was
not open to us to present
| C2T35/l/CM | 197 |
| Chugg(2) |
a wider case on appeal, a case that had not been particularized or pleaded prior to that time.
But the location of the stationary conveyor
where the crate is might, in a different situation,
appear as coming within the section, but we concede
we are stuck with the case that was run down below.
Your Honours, can I deal with the questions which
are raised within the second lot of written
submissions in sequence. Three questions we
propose there for analysis: One is whether contact is required to make the part dangerous; second,
whether section 27 in this context did not apply
because there was a general activity of the machine
rather than the dangerous part, a view whichappeared to Justice McHugh and thirdly, that if you
are going to fence under section 27, you only have
to fence the gripper heads and not the machine,
bottles or crate. Your Honours have the written
submissions which in their second edition do
cover these problems, but can I just highlight
what we would say are the answers in these three
areas. On the question of dangerousness of the
gripper head we would say that dangerousness is
properly defined by this Court in BUCKLEY's case
which the Court of Appeal majority judgments accept
as being appropriate.
(Continued on page 199)
C2T35/2/CM 198 Chugg(2)
| MR GROSS (continuing): | The test of dangerousness depends |
on what is a reasonably foreseeable range of
behaviour of both the machine and the worker,
particularly where their functions may, in
various sets of circumstances, integrate at thepoint of operation of the machine. Applying
that criterion, it is necessary, we would suggest,
not only to consider as the authorities say
all foreseeable combinations of factors creating
the risk but also all foreseeable outcomes.Your Honours, that involves two considerations: foreseeability of injury and no problem seems arise,
we would suggest, in this case. The second aspect is the mechanism or instrument of injury and that is
the issue that has divided the judges in the courts
below.
There are a number of subsidiary questions that
we asked, Your Honours, and the first of these is
whether there is a need for the dangerous part itself
to make contact with the worker. The written submissions deal with that in some detail but can we
say this: the English cases in the context of
different legislation where there is expressreference to the concept of contact have left,
we would concede, gaps which in retrospect are
difficult to justify as a matter of logic or
commonsense but it would not assist Your Honours
for us to reargue some of the English cases.
We are content however, Your Honours, with the
fact that directness of contact is not required in
the later English cases. WEARING V PIRELLI LTD, (1977) 1 WLR 49, is a decision where the House of
Lords found the lack of direct contact irrelevant. Without taking Your Honours to that judgment in detail, the features of that case, we would suggest, are these: it was held that the dangerous part of the machinery - that is, the drum - caused the injury despite the absense of direct contact between the
worker's hand and the slowly revolving drum. In WEARING the injury causing potential of the
dangerous part depended upon the force being imparted
through the material to the hand. Your Honours,minds might differ as to whether that is direct or
indirect causation. We would suggest that is not a debate which it is particularly profitable to pursue.
In WEARING's case the House of Lords said that
the machine part - that is, the revolving drum -
was dangerous and described the material as being,
in the circumstances, an irrelevance. I think in other contexts it has been described as being
harmless.
| C2T36/l/LW | 199 | 9/5/90 |
| Chugg(2) |
But, in our submission, it is not necessary for our argument to characterize the work piece
as being harmless or irrelevant. The better approach, we would suggest, is to say this, that
where the dangerous nip is created only by
juxtaposition of material and machinery, it is
sufficient under section 27 that the machine part
which achieves that situation can be considered
dangerous. In such circumstances, Your Honour,
it is the design of the machinery itself which
creates the danger,even where it is working
normally with material which itself does not
possess some intrinsic dangerous quality.
In short, the label dangerous is correctly
transposed to the part because of what it achieves.
DEANE J: Does that really face up to the question? I mean, assume for the sake of your argument that a part
of a machine which forces something on to something
else is dangerous in its operation. The query is whether that is something that is covered by
fencing provisions which require that the part
itself be fenced and where the point of danger is
beyond the reach of the part itself, assuming that
it is only the hand that one is concerned with.
MR GROSS: Yes, Your Honour, can I deal with the matter of whether or not it matters if you take out the
work piece the dangerous part can reach the hand.
(Continued on page 201)
C2T36/2/LW 200 9/5/90 Chugg(2)
| MR GROSS (continuing): | Your Honour, assume we have a |
punch press, which is a very cormnon piece of
machinery,and the worker is inserting a workpiece
into the press and he has his fingers crushed by
the descending dye which comes down prematurely.
The dangerous quality of that dye does not depend
on whether his hands are on top of the piece or
underneath when the dye descends. If the fingers
are underneath, there is no direct contact between
the dye and the worker. If on top, there is
direct contact but, in both cases, it is the force
transmitted directly by the dye through the medium,in the latter case, of the workpiece which injures
him and one has not only, as it were, direct cause,
one has physical movement, speed and force defined
by the dangerous part itself.It seems unnecessary in such circumstances
to ask whether the dye is thicker than the fingers
or the hand or whatever else might get into that
space. The dangerous quality would be the same in all circumstances and ought not depend on fine
comparisons of the dimensions of workpieces and what
usually are varying sizes and shapes and
conformations of the worker's body or hands at the
time and, of course, we are dealing with safetymatters where fine distinctions ought be avoided
where poissible.
Your Honours, I think I have said enough
concerning the contact point but can I then deal
with the other part of Your Honour's question which
really looks at whether there is a legitimate
distinction to be drawn between the dangerous part,
which is dangerous in motion, that is the gripper
head)and the material, that is the bottle, which
is dangerous by reason of being worked in
the machine which we would suggest, Your Honours,
that there is no legitimate distinction, at least
in the present case. The gripper head is holdingthe bottle throughout the entire relevant stage of
the process occurring at all times within the confines of the machine.
(Continued on page 122)
| C2T37/l/JH | 201 | 9/5/90 |
| Chugg(2) |
MR GROSS (continuing): Your Honours, it is not necessary to say
that the bottle is integrated with the gripper head
because in a physical sense, glass does not integrate;
that is, become one with the metal of the gripper head.
Functionally, of course, that may occur but even in
such circumstances, if one calls it "integration" in
terms of "function", the unitary result one has is one in which the gripper head creates the relevant dangerous quality.
| DEANE J: | But what I was trying to direct you to is must we |
| not come back to the words of section 27(1)? | |
| MR GROSS: | Yes. |
DEANE J: Well, now, the obvious argument, I would have thought,
favouring you would have been that the part of the
machinery is dangerous becaµse of the way it operates
and what it can do and your next step would be the
obligation to fence must, if it is to be sensible,
mean fence the area of danger.
| MR GROSS: | Yes. |
| DEANE J: | But the problem is that that seems to be squarely |
| denied by MUMMERY's case, which means we have to go back in the light of MUMMERY's case and see what | |
| it is, if you be right, that requires you to fence | |
| beyond the possible positioning of the dangerous | |
| part itself. | |
| MR GROSS: | Yes. |
DEANE J: Well, now there, I think, you have to face up to a
problem of construction; that is all I was trying to
direct you to.
| MR GROSS: | Yes. | Your Honour, before I move to MUMMERY - and |
I am moving next to MUMMERY - might I just complete
my submission on this by saying that the injury-causing
potential of the gripper head and the bottle in combination renders the gripper head dangerous under
the section. The combination is one of the circumstances one foresees. Where one has that danger in combination; that is, the marriage between
the gripper head and the bottle, the section properly
applies on one of two bases; either there is both a
dangerous part and dangerous material - and you only
need one of those to create the breach of the section
or to make the section apply, or secondly, if youapply foresight beforehand to the expected and
normal use of the gripper head, the gripper head is
a dangerous part creating future risks for the worker
in various circumstances.
Now, Your Honours, can I deal with MUMMERY V
IRVINGS?
| C2T38/l/SH | 202 | 9/5/90 |
| Chugg(2) |
| MR GROSS (continuing): | The decision in MUMMERY V IRVINGS was |
at a time when the purpose of construrtion of
statutes was not, we would suggest, in the
ascendancy. Second, it was at a stage when the
House of Lords used to be bound by its own decisions
for practical purposes and this Court placed
greater reliance upon House of Lords decisions.
| BRENNAN J: | What is the relevance of those submissions to the |
judgment and its standing - in MUMMERY V IRVINGS.
| MR GROSS: | Your Honours, it only suggests the appropriateness |
of reviewing the correctness of MUMMERY V IRVINGS
if Your Honours have to come to that point. We would prefer to distinguish MUMMERY V IRVINGS in
a number of ways which we will come to.
BRENNAN J: Let it be quite clear that at the moment the
Court is not so constituted as to review MUMMERY V
IRVINGS.
| MR GROSS: | I am sorry, Your Honours, perhaps I put that too |
strongly. We are content that MUMMERY V IRVINGS
be distinguished and is readily to be distinguished
by reference to what it says.
| BRENNAN J: | I see. | |
MR GROSS: | Your Honours, MUMMERY V IRVINGS was not a master and servant case. It was an invit or :invitee case. The | |
| person had come into the timber factory to buy some | ||
| timber. Second, it concerned a flying projectile | ||
| rather than an injury occurring to an operator | ||
| ||
| mentioned the matter of doubt: when, in fact, you have got a projectile case, sometimes the fencing | ||
| is not going to prevent the projectile from flying | ||
| out because, where it comes out of the machine and thereby causes injury, may be in a different | ||
| location from where the dangerous part is which | ||
| produces the necessary direction. After that you only need a space in the machine for it to come out. |
But, putting aside those considerations, MUMMERY V IRVINGS, as Your Honours will see - could
I take Your Honours to MUMMERY V IRVINGS?
BRENNAN J: Well, perhaps 2.15 pm would be a better time,
Mr Gross. We will adjourn now until 2.15 pm.
AT 12.48 PM LUNCHEON ADJOURNMENT
| C2T39/l/DR | 203 | 9/5/90 |
| Chugg(2) |
UPON RESUMING AT 2.19 PM:
BRENNAN J: Yes, Mr Gross?
MR GROSS: May I take Your Honours to MUMMERY V IRVINGS PTY LTD, (1956) 96 CLR 99. Your Honours, we submit
that this case has to be read in the light of particular features arising in the conduct of
the case. Your Honours will see in two parts of the judgment, first of all at 103 point 8,and
secondly, at 106 point 2, that tre Court haf'l sOT"etl·,inv
to say about the poor quality of the evidence
and the conduct of the trial down below. At 103 point 8, it was said that: The substantial difficulties in the
case, however, arise both from the form
in which the action was brought, the paucityof the evidence and the manner in which the
trial was conducted.
At 106 point 2, the Court says:
We agree that the evidence was deficient
in these respects and this would be
sufficient to deny the appellant a new trial.
Your Honours, the deficiencies were these: in the
conduct of the case, as Your Honours will see,
from 101 point 9, where paragraph 6 of the
statement of claim occurs, the plaintiff's case
essentially alleged that the circular saw was a
dangerous machine or, alternatively, part of the
factory where the: saw was located was a dangerous part of the
factory -
in other words, the plaintiff's case did not
focus upon the question of whether there was a
dangerous part of the machinery. Second, there
were considerable gaps in the evidence directed
at what would have been the relevant question
and, Your Honours, the gaps were these: there is
no demonstration that there was a foreseeable
danger of the circular saw in its unfenced state.
C2T40/l/LW 204 9/5/90 Chugg(2)
| MR GROSS (continuing): | Whether the circular saw was |
fenced and, if so, to what extent was completely
left open by the evidence and whether proper
fencing of the dangerous part would stop the wood
from injuring the plaintiff was completely unknown.
The size of the wood and the dimensions and
characteristics of the circular saw were left
completely at large and, Your Honours, the Court
in the joint judgment at page 103 says something
on that subject-matter. If I could just very
quickly take Your Honours to that. At page 103
point 3:
The fact that he was so struck was established
by interrogatories and the other evidence
obtained in this fashion indicates that the
piece of wood came from the circular saw.
The appellant thinks that he was about
twelve or fourteen yar.ds from the saw
when he was struck but the respondent's
answer to an appropriate interrogatory
suggests that he was somewhat closer and
places the distance at approximately fifteen
feet. There is no evidence concerning the
size of the piece of wood which struck the
appellant nor is there any evidence
concerning the size or other characteristics
of the saw itself. In particular there is
no evidence whether the eSection of a piece
of wood of sufficient magnitude and withsufficient violence to cause the
appellant's injuries was a usual
occurrence in the use of such a saw or,
indeed, whether it was an occurrence whichmight reasonably have been foreseen.
Now, Your Honours, against this evidential void
if it appeared that the jury at first instance had
found against the plaintiff on the negligence issue
but found in favour of the plaintiff on the
statutory count, section 59, the judge at first instance, however, directed after argument that
there be judgment for the defendant. The judge in the court below at first instance gave reasons
which are set out at page 105 and what is said there
at the bottom of page 105 is:
(Continued on page 206)
| C2T41/l/JH | 205 | 9/5/90 |
| Chugg(2) |
MR GROSS (continuing):
there was not sufficient to enable them
to conclude that there was any portion of
machinery, any dangerous appliance, or any
dangerous part of the factory to which the
accident would be attributed within themeaning of s. 59."
And he went on to say, at the top of page 106:
not possible here for a reasonable jury
to say on the balance of probabilities
that it has been established that no
guard at all was provided or maintained, or that none was provided or maintained to the
extent necessary under the section.
Now, this Court, in the light of such matters said
at 106 point 3:
We agree that the evidence was deficient
in these respects and this would be sufficient
to deny the appellant a new trial on this
issue but there is another reason why this
result should follow.
Now, before I go to the judgments in NICHOLLS's
case to which the Court refers, can I point outthat the Court at 105 point 3 to point 6 emphasizes
the importance of the distinction between a dangerous
machine and a machine which has dangerous parts andthe Court observed that that distinction had not been
adhered in the earlier history of the case but the
distinction is not without considerable significance.I will not read that passage, Your Honours have that passage at 105. Now, Your Honours, at 106 point 2
through to 107 point 8 there are four judgments of
the Law Lords in NICHOLLS' s case which are quoted.
Your Honours, I will not read those two pages but may we analyse those judgments referred to in this
way. It will be observed, Your Honours, that all
four Law Lords held the view that flying objects,
being ejected from the machine, were not within the
statute. Two of the Law Lords, that is Lord Thankerton and Lord M:3.cM:illan, felt that contact between the dangerous part and the worker was required. The other two Law Lords, Lord Simonds and Lord Uthwatt,
considered that direct and not indirect causation
was required.
| C2T42/l/JL | 206 | 9/5/90 |
| Chugg ( 2) |
MR GROSS (continuing): Rather than referring to the need for
contact, Your Honours will sec from the iudgmcnts
that the risk to be avoided is the possibility of
danger or the liability to cause injury.
Lord Simonds and Lord Uthwatt arc not saying
anything concerning the need for contact but all
four Law Lords arc agreed on the central matter
that the legislation is not concerned with, as itwere, injuries at a location distant in geography
and time which result from a flowing projectile
coming out of a machine.
There is a second stream of thinking within the
judgments that the relevant danger is the danger not
of the machine itself but of an identifiable machine part and Lord Thankerton and Lord Uthwatt both refer to that specific need to draw the distinction between
the two situations.
Now, Your Honours, there is no other degree of unanimity amongst the Law Lords other than that which
I have already identified so that when this Court, at
the bottom of page 107, comes to deal with those
various sDcec~cs, it is unclear what it is in those
Law Lords' various judgments is being agreed with but, in our submission, one can find a limited degree of
agreement with what they say. At the bottom of page 107: It is true that the English legislation
under consideration in NICHOLLS's case
contained additional provisions which are not
to be found in the FACTORIES AND SHOPS ACT (Viet.)
and which were regarded as confirmatory of theview taken concerning the construction of the
particular statutory requirement relied upon by
the appellant in that case, but the absence of
such provisions from the local enactment furnishes
no ground for departing from the plain sense of
s. 59.
Your Honours, can I just focus on that particular part of the sentence. What is being said there is that there may be differences in the legislation but that
is no reason for departing from what the plains sense
of the Victorian section 59 is but the High Court
does not say what is the plain sense of section 59.
(Continued on page 208)
| C2T43/l/SH | 207 | 9/5/90 |
| Chugg(2) |
MR GROSS (continuing): One can infer that the Court was not taken with the idea that flying projectiles
from machines of unspecified quality, so far as
their parts, did not fit within the statutory
scheme but, Your Honours, that sentence merely
means that the plain sense of section 59 should
be applied, without the Court having to say what
it is. And then the Court proceeds to say: Upon this view the evidence relied upon at the
trial by the appellant was wholly inapt to
impose liability on the respondent for any
breach of the duties created by the section.
Accordingly this branch of the appeal must
fail.
So that ultimately the decision rests on the
inadequacy of the evidence for whatever purpose.
There are three potential analyses that can be
used for defeating the plaintiff's claim, on
the statutory count, but the plaintiff, on any
view, failed all three tests, so that one does
not have contact. One does not have an identified dangerous part and thirdly, it may be inferred
that the injury mode was seen to be indirect, rather
than direct, although I would accept that that is
perhaps more debatable, so that the Court, in effect,
dealt briefly and without detailed reasons, which
provide later assistance, with a wholly inadequate
set of evidential material, in a case that was not
conducted originally at the trial in accordance
with law.
Your Honours, we would submit that if some
general ratio is to be derived from MUMMERY V
IRVINGS, it is concerned with injuries at
locations separate in time and distance from the
dangerous parts operation; we would submit it
has nothing to do with the present situation where
you have the direct application of the work piece
on to the worker causing injury, where there had been
no separation of either time or distance. (Continued on page 210)
C2T44/l/CM 208 Chugg(2)
| MR GROSS (continuing): | Your Honours, before passing |
off this part of the argument, may we just say that in reference to section 31(2) which, of course, is the power to make regulations concerning fencing of
work pieces, Mr Justice McHugh, in the present case at page 87, lines 7 to 9, derives some comfort from
section 31(2). Your Honours have the written submissions we have made concerning the relevance of
section 31(2), but may we say in addition that even
in England where this particular argument first took
root and flourished, this particular argument is now
effectively despatched by the judgment of
Lord Edmund-Davies in the majority judgment in
WEARING V PIRELLI LTD at pages 56 to 57.
I will not take Your Honours to that passage,
but that reasoning and that rejection is, in our
submission, persuasive. Furthermore, for the
State of New South Wales some 25 years ago, the
Industrial Commission in court session in RICHARDS
V BHP, which is on the list of authorities, rejected
this argumentation for the various reasons which
we have set out in our written submissions.May I now turn, Your Honours, to the second argument which concerns the question of whether
Mr Justice McHugh is right in viewing this as a
case where there is an injury resulting from the
overall machine as an overall or simple operating unit rather than an injury resulting from a dangerous part.
Your Honours, the relevant part of the judgment isat page 86, lines 4 to 8, and His Honour in various
other parts raises the argument, but His Honour quotes
from Lord Uthwatt at page 86, lines 4 to 8: Lord Uthwatt rejected (at 506) the
contention that the obligation imposed
by the sub-section required the machine
to be "viewed as a simple operating unit,
so as to avoid the possibility of danger
arising to the worker".
(Continued on page 210)
| C2T45/l/HS | 209 | 9/5/90 |
| Chugg(2) |
| MR GROSS (continuing): | Your Honours, it is that analysis |
which we would challenge. Your Honours, His Honour Mr Justice McHugh also appears to have
referred to the way in which the High Court dealt
with NICHOLLS's case including Lord Uthwatt's
judgment and at line 9 on page 86:
The ratio decidendi of MUMMERY,
therefore, is that the machine must be
guarded so as to prevent danger from its
parts but not from its general operation.
Your Honours, it was upon this basis that
His Honour Mr Justice McHugh gave a dissenting
judgment. Can I take Your Honours back to MUMMERY V IRVINGS because it is important, in our submission, to see all of what Lord Uthwatt said
on this particular situation. If I can go back,
Your Honours, to MUMMERY V IRVINGS, 96 CLR 107,
His Honour Mr Justice McHugh has already, as it were,
referred to what Lord Uthwatt has said concerning
the need to view the machine:
as a single operating unit, so as to
avoid the possibility of danger arisingto the worker.
I am sorry, the rejection of that concept is
involving a breach of the statute but the largertext of the judgment which is set out on page 107 point 5
of MUMMERY V IRVINGS where Lord Uthwatt is quoted
as saying:
The contention of the appellant is that
the phrase 'every dangerous part', in
respect of which the obligation to fence is
imposed by subsection (1) of section 14,
includes parts which are indirectly dangerous
in that they are liable to throw outmaterial with such force as to be liable to
cause injury to the worker. Acceptance of
this contention involves the view - indeed
it is the substance of the contention - that the obligation imposed by the subsection is
to fence the machine, viewed as a single
operating unit, so as to avoid thepossibility of danger arising to the worker
from its operation.
(Continued on page 211)
| C2T46/l/JH | 210 | 9/5/90 |
| Chugg(2) | ||
| MR GROSS (continuing): |
My Lords, in my opinion the sub-section,
whether it be read alone or be read in connexion with the other provisions of
the Act relating to machinery, negatives
the contention. The lines on which the Act - so far as relevant here - proceeds
is, not to take into account any
machinery as a whole, but to require the
several parts of the machinery to be
considered separately in light of their
construction, position or dangerous
nature".So that, Your Honours, Lord Uthwatt's judgment
does not affirm, as it were, a subcategory of
exclusion, namely, dangers related to the general
operation of the machine but, rather, the need to
ask the questions in the right order and the first
question to be asked is, whether or not there is
a dangerous part and if one has identified "a dangerous
part" by reference to its "construction, position
or dangerous nature" it becomes irrelevant to
further inquire whether there is a hazard in the
general activity of the machine as an overall
operating unit.Your Honours, this point emerges in some of the English cases where the need to identify the
dangerous part is emphasized. Your Honours, we would accept that it is not enough merely to point
to a dangerous situation in machinery as a wholeand it is necessary in each case to inquire whether
a particular part of the machinery is dangerous.
Your Honours, this is best emphasized in
CALLOW (ENGINEERS) V JOHNSO~ (1971) AC 335, which
I will briefly take Your Honours to.
(Continued on page 212)
| C2T47/l/DR | 211 | 9/5/90 |
| Chugg(2) |
MR GROSS (continuing): The relevant judgment is that of
the Lord Chancellor Lord Hailsham. Your Honours have that judgment at page 342F, His Lordship
says:
But, while the policy of the Act is well
established, some of the protection to
the workman which at first sight might be
thought to be available turns out on closer
scrutiny to be illusory. Thus: (1) since it
is only parts of the machinery which have to
be fenced there is no obligation to fence a machine under section 14 if it is dangerous
as a whole but without having dangerous
parts.
And, Your Honours, that we would submit, is the relevant formulation, however, one can have a part -
BRENNAN J: It is not in accordance with the words of the Act,
is it? The Act speaks about parts of machinery,
does it not, in a plant?
MR GROSS: Yes. BRENNAN J: Is there any reason why a machine cannot be part of the machinery in a plant?
MR GROSS: Your Honours, I am sorry, I have treated machine
and machinery as being the same. Your Honours, machinery can either be seen as being a wider or
more narrow class than a particular machine and -
BRENNAN J: If you are speaking of a part you need to define what is the whole.
MR GROSS: With respect, no, you have to identify something as being the part of a larger entity, provided you say part which has in itself motion or use
in the industrial context. It becomes unnecessary
to define what the wider class is. We may be at cross purposes, Your Honour, but the matter does
not turn on whether there is a distinction
between machine or machinery. The cases, and I think our submissions, seem to use the terms
interchangeably, but the duty defence tastens upon
the:-e being a dangerous part and that search does not
depend on what is the larger category which one is
subdividing.
C2T48/l/LW 212 9/5/90 Chugg(2)
MR GROSS (continuing): It is a question of identifying a
mechanical function in a specific part of the, in
a sense, industrial process in a particular machine
or machinery.
The point which we are making in a fairly heavy-
handed fashion is this: that it is true that a part
can obtain its dangerous quality from the industrial
context of its use and, in a sense, from the power
which is transmitted to that part from other parts
of the machine or machinery. However, the fencing
duty applies to the part itself and once there is a
dangerous part so identified, the fact that one cansee generic hazards from the operating unit is not
a relevant matter of further classification.
| DEANE J: | Do the cases support proposition 1 in this country? | |
| MR GROSS: | Yes, Your Honour. | |
| DEANE J: | They are quite clear, are they? | |
| MR GROSS: | Yes. Your Honours, the textbooks which discuss the | |
| cases, the practice has always been that if you have got a dangerous part, that is sufficient, for | ||
| relevant purposes. | ||
| DEANE J: | No, I was following up what Justice Brennan asked | |
| ||
| authority, that what he put to you was clear beyond | ||
| mistake and that is an obligation to fence all dangerous parts of "the machinery" included an obligation to fence the machine if it was a dangerous | ||
| part of the machinery. | ||
| MR GROSS: | Yes. Your Honour, what is the necessary scope or | |
| ||
|
| C2T49/l/SH | 213 | 9/5/90 |
Chugg(2)
DEANE J: What was being put to you was that as a matter of
language, tfie machinery in a factory is
something that is quite different to a machine
in a factory and that a machine is part of the
machinery in the factory?
| MR GROSS: | Yes, Your Honour. Machinery would appear to be |
| referring to the, as it were, mechanical processes rather than to a particular industrial unit. |
DEANE J: But your answer is, is it,that the Australian cases
establish that for the purposes of a provision
such as section 21 the obligation to fence a
machine, which is part of the machinery, can neverextend to an obligation to fence the whole machine?
| MR GROSS: | No, Your Honour, the cases do not say that, that |
| of course is - - - |
DEANE J: Well, that was what I thought was being put to you?
MR GROSS: I am sorry, we are at cross purposes. It may well
be a situation that the degree of fencing required
is such as to render the machine totally unusable
and the cases do say that that does not matter.
DEANE J: Well, then you dispute proposition 1 in Lord
Hailsham's judgment which you just read?
MR GROSS: Well, I W-S.s i:-~t1:1er rcr1clin3 o·ro-c>ositio11 l to 11ean this:
there is no obligation to fence a machine
under section 14 if it is dangerous as a
whole but without having dangerous parts.
The proposition seems to say that if you have got
dangerous parts there is an obligation to fence.
~t does not specify how much fencing you have to
put on or around the dangerous parts, it merely
emphasizes that the statutory criterion of the need
for fencing is a dangerous part. So, I was not seeking to read it anywhere beyond that proposition. Perhaps
that particular way to look at it convoluted in
describing the extent of the obligation. Can I take
Your Honours elsewhere to WEARING V PIRELLI LTD
where another attempt is made of it - - -
DEANE J: Well, what do you say about Lord Hailsham's
p r o T) o s j_ t: j_ on 2 ?
| MR GROSS: | As I recall I do not agree with it, Your Honour. |
DEANE J: Well, I would have thought not, but -
| C2T50/l/JL | 214 | 9/5/90 |
| Chugg(2) |
| MR GROSS: | No, Your Honour, it is not a correct summary in |
| principle, and it endeavours to create exceptions | |
| which do not fit in with the words of the statute. |
Your Honours, can I deal then quickly with
"WEARING V PIRELLI LTD, (1977) 1 WLR 48 and,
Your Honours, first of all Viscount Dilhorne, at
51E - - -
DEANE J: What are we looking at this for Mr - - -
| MR GROSS: | Just in terms of defining what is necessary to establish the statutory breach. There are only |
| a few sentences I wish to refer Your Honours to. | |
| Viscount Dilhorne, at 51E says: |
For there to be a breach of section 14(1) there must be a dangerous part of machinery and a part which can be identified as such.
And then a better passage in Lord Edmund-Davies'
judgment, at 54G to H - Your Honours have 54G to H,
having quoted section 14(1) of the FACTORIES ACT1961, His Lordship says:
The issues arising on that provision are:
(1) Was any part of the tyre-making machinery
dangerous and, if so, what part? (2) Was
that part securely fenced or in such a position
or of such construction as to be as safe as it
would be if securely fenced? (3) If the answer to (1) is "Yes," and the answer to ( 2)
"No," was the respondent's injury caused by the
statutory breach?
(Continued on page 216)
| C2T50/2/JL | 215 | 9/5/90 |
| Chugg(2) |
| MR GROSS (continuing): | So, Your Honours, we would suggest |
that the error in the dissenting judgment of treated the two matters as being separate,
water-tight compartments. One, a situation where there is a dangerous part that causes the
injury; two, where it is, as it were, an overall
operation of an industrial unit that gives rise
to the injury and, in our submission, one does not
reach category two, which is a residual category,
until one has first exhaustively examined the
first question of whether there is within the
machinery a dangerous part requiring fencing.
Your Honours, the other error in that
judgment, we would suggest, was in putting this
particular fact situation, in Mr Azar's case, into
the second, what we call, residual category when, in fact, we would submit on the facts, it plainly
falls within the first.
Your Honours, can I just say something further
about the fencing of dangerous parts? The reference
to fencing a dangerous part may well mean that the
section is directed to machinery to which the
concept of fencing is apposite and that is why
the legislative choice is not fencing the machineor machinery but rather the dangerous part.
That would tie in with the concept of foreseeability
that seems to be built into the repetitive
construction of the section. But, in any event, Your Honours, there has to be accepted, it would seem, that the fencing of machines as such is not
required by either the English legislation or the
New South Wales legislation. What is required is
fencing of parts of machinery and that requires that
one be able to identify dangerous parts which can, in
truth, be described as parts of machinery.
Your Honours, we would also suggest that the category,which we have called the residual category,
related to the general activity of the machine in the absence of identified dangerous part is a
category that may be potentially confusing and
ought not be over-extended. It is simpler, in our
submission, and conducive to industrial
understanding, to focus the questioning on whether there is a dangerous part and to ask the questions in, what we would suggest, is the right order
proposed by tord Edmund-Davis.
Your Honours, can I move to the third argument
and that concerns the question of the scope or extent
of the fencing required? The suggestion
emerges from Justice McHugh's judgment that you
only have to fence the gripper head; you do not have
| C2T51/l/JH | 216 | 9/5/90 |
| Chugg(2) |
to fence the machine, bottles or crates. Now, we do accept, Your Honours, that argument 3 looks
like argument 1 but approached from a different
angle and, perhaps, our submissions on argument 1
flow necessarily into argument 3. However, in looking at the degree of protection required by
the section, we would submit that the degree of
protection required must be measured by the
full range of dangers to which the machine part
exposes the worker in foreseeable circumstances and,indeed, in BUCKLEY's case at page 317 - I will not take Your Honours to it - Chief Justice Dixon said
that there must be adequate protection to the
worker from the danger which the parts of the
machinery create. That would seem to indicate,
Your Honours, that the degree of fencing required
is determined by the nature of the dangers which
are identifed as a matter of foreseeability to begin
with. The fencing must eliminate the danger and,of course, the criteria in section 27(1), as with
all commonable legislation, is the fencing must
be done securely and it must be maintained in an
efficient state which would tend to suggest, in our submission, that the extent of fencing must be such
as fits in with the general policy of the Act to
advance the safety of factory workers, a matterwhich is dealt with in the preamble, and the
particular purpose of section 27, to eliminate, by
fencing, the risk of injury from dangerous parts.
(Continued on page 218)
| C2T51/2/JH | 217 | 9/5/90 |
| Chugg(2) |
MR GROSS (continuing): Your Honours, if in fact the
fencing require.cl was only of the gripper head, that may well revive and repeat the earlier error
which we would submit the English courts have
now extirpated, of looking at the machine when
running empty, that is, without a workpiece in it.
So, in our submission, just as you look at the
dynamic operation in the factory for the purposes
of assessing danger, so also you allow for those
matters in designing your fence. Your Honours,
the type of fence required would plainly appear
to be a barrier or enclosure which, while the
gripper heads can move or are moving, prevents the
worker reaching into the dang~r zone created by
the movement or use of the gripper heads and such
a device would obviously have to disable the
gripper head upon necessary mechanical steps being
taken to lift the barrier or enclosure and allowaccess of the worker. Your Honours, may we also
add that the object of fencing legislation of this
kind, both in England and in Australia, has been,
to use Lord Simonds arresting aphorism in NICHOLLS's
case, "to keep the worker out and not the machine in",
so that, in this context, what is required is a
screening of the worker, away from the dangerous
point of operation and not just away from the
particular part itself.
But if, contrary to these submissions, one does
only have a duty to fence the gripper head, in our
submission, if the gripper head had been securelyfenced in an efficient manner, the injury would,
in any event, have been prevented. It would have
stopped the machine from working but that is not
a relevant consideration under the Act and a
securely fenced gripper head, which might look rather
strange on its own without any milk bottles around
it, would nevertheless be what would be required by
the absolute terms of the statute, having regard
to the express terms of section 27(2), which
Your Hor1ours, that completes my submission. emphasizes the absolute nature of the duty.
BRENNAN J: Thank you, Mr Gross. Mr Ward, have you anything in reply?
MR WARD: Yes, very briefly. Your Honours, Your Honour Justice Brennan did point out that we could treat
the whole machine as a danger but, in our submission,
that is not the case that was made out here andin which the defendant came to answer. There was no
suggestion made that the machine as a whole should
have been fenced and that could have constituted the
danger so, we would submit, that that - - -
C2T52/l/CM 218 Chugg(2) DEANE J: But if the conveyor belt is a machine, as it obviously is - - -
MR WARD: It is part of the machine, with great respect. DEANE J: It is certainly part of the machinery and the gripper arm is certainly part of the machinery,
why is not the inte:i::relation between the two,
of itself, a dangerous part of the machinery
in this factory?
MR WARD: Well, Your Honour, if it has been particularized
that the -
DEANE J: Well, I can see the force of that, but if that is
the basis upon which we are asked to deal with it,
to produce a result that is fairly obviously
unjust, why should we deal with it on that
basis? Why should we not simply revoke leave?
(Continued on page 220)
C2T52/2/CM 219 Chugg(2)
| MR WARD: | I am sorry, Your Honour? | |
| DEANE J: | Why should we not simply revoke leave to appeal if | |
| it is put to us, "Oh, it may well be, that looked | ||
| at in a sensible way, that was part of the machinery | ||
| ||
| point is still the same, whether this part of the | ||
| machinery in the factor~ which exposed a worker | ||
| who tried to pick out a bit of glass without turning off the machine to the risk of having his hand forced on to the glass, was a dangerous part of the | ||
| machinery? |
MR WARD: Well, we would submit that the case was dealt with
in the Court of Appeal on the basis that this is
the area, this is the area that we are considering
now as to whether two objects in the machine can
create a danger and if that creates the danger then
that is another point again.
| DEANE J: | I can see the force in that, Mr Ward, but one cannot | |
| help feeling that if you isolate it as a moot point - | ||
| MR WARD: | If it stood in itself - on its own, Your Honour, yes. | |
| DEANE J: | - - - in a case where it would involve a denial of | |
| justice in this Court on what seems to be the | ||
| apparent factual situation, it is not irrelevant that the Court does have the power to revoke the grant of special leave. | ||
| MR WARD: | No, with respect, I appreciate the point being made, | |
| ||
| and 27(1)(d) does refer to maintaining fencing of | ||
| parts - of the dangerous parts, emphasizing that. | ||
| In that WEARING V PIRELLI I did - my friend has referred to it again - there is an error in the report that we are relying on in the Weekly Law | ||
| Reports at page 53 and I have checked with the | ||
| All England Reports which my learned friends | ||
| ||
|
The jerk caused his wrist or hand to hit
the beading with such violence that the
bone was broken and but for the fact that
the finding that the drum was not dangerous
was not challenged -
now, that "not" should not be in there. In the
All England Reports, at page 343 - - -
BRENNAN J: That is the first "not" should not be there, is
that right?
| MR WARD: | The first "not" should not be there, yes, that |
| appears from page 343, letter B, in the All England | |
| Reports and it is referred to in the headnote in |
| C2T53/l/DR | 220 | 9/5/90 |
| Chugg(2) |
the Weekly Law Reports on page 449, just before
what the Court held. It says:
Counsel for the defendants accepted the
finding that the machine was dangerous -
and that was, accepted the finding that the
rotating drum was dangerous and that at page 53,
the passage where the error occurs, attention
is drawn to the fact that if that concession had
not been made - that the drum was dangerous -
that it was doubtful whether the plaintiff would
have succeeded in that case because he had to
make contact with the dangerous part.
Your Honours, I think I have already made the
point that so far as the two objects - we would
maintain that the two objects in the machine are what
should come together here and that if you are
looking at a die situation, as my friend referring to, the plaintiff would allege that both
the upper part of the die and the lower part of
the die are dangerous parts so that if you are
working the machine and the upper part of the diebrings the material down and on to your hand then
it is coming in contact with a dangerous part of
the machine - being the base of the die where the
knit between the part and the work piece would
occur. Those are our submissions, if Your Honours
please.
| BRENNAN J: | Thank you, Mr Ward. | The Court will consider its |
decision in this matter.
AT 3.05 PM THE MATTER WAS ADJOURNED SINE DIE
| C2T53/2/DR | 221 | 9/5/90 |
| Chugg(2) |
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