O'Sullivan v Verebes

Case

[1996] QCA 380

11/10/1996

No judgment structure available for this case.

IN THE COURT OF APPEAL [1996] QCA 380
SUPREME COURT OF QUEENSLAND

Appeal No. 2061 of 1996

Brisbane

[O'Sullivan v. Verebes]

BETWEEN:

JAMES PATRICK O'SULLIVAN

(Respondent) Appellant

AND:

TIBOR JENO VEREBES

(Applicant) Respondent

Fitzgerald P.
Davies J.A.

Demack J.

Judgment delivered 11/10/1996

Separate reasons for judgment of each member of the Court.

APPEAL ALLOWED. THE PARTIES BEING AGREED, IT IS ORDERED:

(A) THAT THE ORDERS MADE BY THE HON. MR. JUSTICE DOWSETT ON 9 FEBRUARY 1996, WHEREBY HIS HONOUR ORDERED THAT THE ORDERS OF THE STIPENDIARY MAGISTRATE MADE ON 27 OCTOBER 1995 BE REVOKED, AND FURTHER ORDERED THAT THE APPELLANT PAY THE RESPONDENT’S COSTS OF THE PROCEEDINGS BEFORE THE SUPREME COURT, INCLUDING RESERVED COSTS, BE SET ASIDE.

(B) THAT THE RESPONDENT APPEAR IN THE MELBOURNE MAGISTRATES COURT IN THE STATE OF VICTORIA ON 22 OCTOBER 1996 AT 10.00 A.M.

(C) THAT THE RESPONDENT BE REMANDED ON BAIL ON THE FOLLOWING

CONDITIONS:

(i)         THAT HE RESIDE AT 246 19TH AVENUE, ELANORA IN THE STATE OF QUEENSLAND;

(ii)        THAT HE NOTIFY THE INFORMANT, DETECTIVE SERGEANT COLLINS, OF THE MAJOR FRAUD GROUP, VICTORIA POLICE, OF ANY CHANGE OF ADDRESS WITHIN 24 HOURS OF THAT CHANGE;

(iii)       THAT HE SURRENDER HIS PASSPORT TO THE REGISTRY OF THE SUPREME COURT OF QUEENSLAND FOR TRANSMISSION TO THE CRIMINAL REGISTRY OFFICE OF THE MELBOURNE MAGISTRATES COURT IN THE STATE OF VICTORIA;

(iv)       THAT HE NOT MAKE APPLICATION FOR A NEW OR REPLACEMENT PASSPORT;

(v)        THAT HE PROVIDE ONE SURETY IN THE SUM OF $120,000;

(vi)       THAT HE NOT ATTEND ANY POINTS OF INTERNATIONAL DEPARTURE;

(vii)     THAT THE UNDERTAKING OF BAIL AND ANY OTHER DOCUMENTATION PREPARED IN RELATION TO THE RESPONDENT BEING REMANDED ON BAIL BE TRANSMITTED TO THE CRIMINAL REGISTRY OFFICE OF THE MELBOURNE MAGISTRATES COURT IN THE STATE OF VICTORIA.

FURTHER ORDERED THAT THE RESPONDENT PAY THE APPELLANT’S COSTS OF THE PROCEEDINGS IN THE TRIAL DIVISION AND OF THIS APPEAL, TO BE TAXED. APPLICATION FOR A CERTIFICATE UNDER THE APPEAL COSTS FUND ACT 1973 REFUSED.

CATCHWORDS: 

EXTRADITION - validity of warrant - s.83(10) Service and Execution of Process Act 1992 (Cth) - s.27 Magistrates Court Act 1989 (Vic) - extraterritorial jurisdiction - ss.80A, 82 Crimes Act 1958 (Vic).

Counsel:  Mr. J. A. Griffin Q.C., with him Mr. J. B. Rolls for the appellant
Mr. R. V. Hanson Q.C. for the respondent
Solicitors:  Crown Solicitor for the appellant
Gilshenan & Luton for the respondent
Hearing Date:  11 June 1996

IN THE COURT OF APPEAL

SUPREME COURT OF QUEENSLAND Appeal No. 2061 of 1996
Brisbane
Before Fitzgerald P.

Davies J.A. Demack J.

[O’Sullivan v. Verebes]

BETWEEN:

JAMES PATRICK O’SULLIVAN

(Respondent) Appellant

AND:

TIBOR JENO VEREBES

(Applicant) Respondent

REASONS FOR JUDGMENT - FITZGERALD P.

Judgment delivered 11/10/1996

The circumstances giving rise to this appeal are substantially set out in the reasons for

judgment of Davies J.A. However, I will add some further details of the proposed

prosecution case against the respondent, which is that:

(a) he sent from Brisbane:
(i) “a false valuation report to Bulfin in Melbourne with the intention that it be

used to obtain a mortgage from [the Order of the Sons of Temperance

Friendly Society], which was based in Melbourne”; and

(ii)        “a letter to [the Friendly Society’s] solicitors in Brisbane, confirming that [the

Friendly Society] could rely on the valuation report”;

(b) the false valuation report was delivered to the Friendly Society by Bulfin with the

respondent’s authority; and

(c) “the valuation was relied on by [the Friendly Society] in Melbourne, and ... this

resulted in [the Friendly Society] advancing a loan of $3,000,000 in Melbourne ...”.

It appears that the respondent’s alleged authority to Bulfin to deliver the false valuation

report to the Friendly Society was also sent from the respondent in Brisbane to Bulfin in

Melbourne, but whether or not that is so seems of little consequence; there is nothing to

place the respondent in Victoria at any material time.

The basis for the respondent’s attack on the warrant for his extradition was that it is invalid

within sub-s. 83(10) of the Service and Execution of Process Act 1992 (Cth.) because its

statement of the charge against him lacked essential particularity, in that it failed to inform

him and the appropriate court of the manner and circumstances in which he allegedly

committed the offence charged. According to the respondent, such an omission was fatal

to the warrant’s validity at common law. However, it is plainly unnecessary to pursue that

issue; whatever the position at common law, the position in Victoria is now governed by s.

27 of the Magistrates Court Act 1989 (Vic.), which establishes both what a charge must

state and that such a statement is sufficient. The respondent further submitted that the

requirements of s. 27 had not been satisfied in the statement of the charge, and the warrant

was for that reason invalid.

At its broadest, the respondent’s submission was that the warrant is invalid even if s. 80A

of the Crimes Act 1958 (Vic.) is not essential to the prosecution case if any part of the

prosecution case which might be presented at his trial might involve reliance on s. 80A.

However, that seems to me plainly incorrect if a sufficient case could be established against the respondent under s. 82 without resort to s. 80A; in that event, it will be a matter

for the trial court to decide what, if any, evidence should be rejected because of the form

of the charge and the omission of any reference to s. 80A or facts or circumstances which

attract its operation. It is unnecessary for present purposes to embark on a discussion of

the material Victorian court’s possible powers to permit amendment or particulars to

expand upon the charge when a defendant has been extradited. Whether or not a warrant

is invalid if a charge does not satisfy the requirements of s. 27, in my opinion the appeal

must succeed if the charge against the respondent does not necessarily rely on s. 80A of

the Crimes Act.

The question for this Court is whether the charge in its present form is sufficient having

regard to any aspect of the respondent’s alleged conduct, i.e., if that conduct would involve

a breach of s. 82 of the Crimes Act independently of s. 80A; if so, there was no sufficient

reason to interfere with the magistrate’s extradition order.

At least in a broad sense, the respondent did one act in Victoria according to the

prosecution case; by his agent, Bulfin, he delivered the false valuation report to the Friendly

Society. No other conduct in Victoria was ascribed to the respondent by the appellant.

According to the appellant’s submission, that conduct by the respondent, by his agent, fell

within the operation of s. 82 of the Crimes Act (which is specified in the charge) without

reference to s. 80A. It was further submitted by the appellant that an offence against s. 82

is a “result crime”, and that the respondent’s criminal liability was established by the result

which he intentionally caused to occur, the provision by the Friendly Society of a credit

facility of $3,000,000 to Sterling Motors; the circumstance that that result occurred in

Victoria was sufficient to inculpate the respondent in a breach of s. 82 without reference

to s. 80A of the Crimes Act. Alternatively, the appellant submitted that s. 27 of the Magistrates Court Act (Vic.) does not require s. 80A of the Crimes Act to be identified in

the charge when it is to be relied on, or the description of the offence to refer to the facts

and circumstances which are said to bring a defendant’s conduct within s. 80A.

In my opinion, if the prosecution establishes against the respondent the matters specified

in paras. (a)(i), (b) and (c) set out above, it will prove an offence against s. 82 of the Crimes

Act by the respondent: such an offence is a “result crime” in the sense in which that term

is used in, for example, Thompson v. R. (1989) 169 C.L.R. 1. The respondent did not

argue that s. 80A of the Crimes Act altered this position, and in particular did not contend

that it somehow narrowed the operation otherwise of s. 82. Thus, if the respondent was

now in Victoria, he could be proceeded against for an offence against s. 82 which was

committed in Victoria despite his not having been there at any material time. That

distinguishes this case from Gummer (1994) 71 A.Crim.R. 140, in which the person sought

to be extradited to Western Australia had not committed any offence against the law of that

State because the material provisions of the Western Australian Criminal Code

necessitated his presence there when some act or omission involved in the offence

occurred and he had not been there at any material time.

At least in the circumstances of this case, if - as I think - the respondent has committed an

offence against s. 82 of the Crimes Act which could be prosecuted against him without

reference to s. 80A if he were apprehended in Victoria, there is no reason why the

magistrate was in error in ordering the respondent’s extradition to Victoria.

The appeal should be allowed. In that event, the parties were agreed that the Court should

make the following orders:

(a)

That the orders made by the Hon. Mr Justice Dowsett on 9 February 1996, whereby his Honour ordered that the orders of the Stipendiary Magistrate made on 27

October 1995 be revoked, and further ordered that the appellant pay the

respondent’s costs of the proceedings before the Supreme Court, including

reserved costs, be set aside.

(b) That the respondent appear in the Melbourne Magistrates Court in the State of

Victoria on 22 October 1996 at 10 a.m.

(c) That the respondent be remanded on bail on the following conditions:
(i) that he reside at 246 19th Avenue, Elanora in the State of Queensland;
(ii) that he notify the Informant, Detective Sergeant Collins, of the Major Fraud

Group, Victoria Police, of any change of address within 24 hours of that

change;

(iii)       that he surrender his passport to the Registry of the Supreme Court of

Queensland for transmission to the Criminal Registry Office of the Melbourne

Magistrates Court in the State of Victoria;

(iv)       that he not make application for a new or replacement passport;

(v)        that he provide one surety in the sum of $120,000.00;

(vi)       that he not attend any points of international departure;

(vii)      that the Undertaking of Bail and any other documentation prepared in relation

to the respondent being remanded on bail be transmitted to the Criminal

Registry Office of the Melbourne Magistrates Court in the State of Victoria.

It should be further ordered that the respondent pay the appellant’s costs of the

proceedings in the Trial Division and of this appeal, to be taxed. The application for a

certificate under the Appeal Costs Fund Act 1973 should be refused.

IN THE COURT OF APPEAL

SUPREME COURT OF QUEENSLAND

Appeal No. 2061 of 1996

Brisbane

Before Fitzgerald P.
Davies J.A.
Demack J.

[O'Sullivan v. Verebes]

BETWEEN:

JAMES PATRICK O'SULLIVAN

(Respondent) Appellant

AND:

TIBOR JENO VEREBES

(Applicant) Respondent

REASONS FOR JUDGMENT - DAVIES J.A.

Judgment delivered the 11th day of October 1996

The respondent was charged in Victoria on 27 September 1995, together with two other

persons, in the following terms:

"Keith William BULFIN, Richard Stephen GAFFNEY, and Tibor Jeno VEREBES at Melbourne on or about 23 November, 1989 dishonestly obtained for Sterling Motors Pty. Ltd. a financial advantage namely the creation of a credit facility in the sum of $3,000,000.00 from the Order of the Sons of Temperance Friendly Society by deception namely by falsely representing that the valuation report of the Centenary Motor Inn prepared by the said Tibor Jeno VEREBES dated 21 September, 1989 was a good and genuine valuation report and that the current fair market value of the property was $4,720,000.00."

The charged specified s.82 of the Crimes Act 1958 (Vic) as the provision under which the

respondent was charged. It was accompanied by a warrant for the arrest of the respondent.

On 29 September the warrant was produced and the respondent brought before a Magistrate

in Brisbane who made the following orders:

1.       that the respondent reside at 246 Nineteenth Avenue, Eleanora;

2.       that he notify the informant Detective Sergeant Collins of any change of address

within 24 hours of that change;

3.       that he surrender his passport and not make application for a new or replacement

one; and

4.       that he provide a surety in the sum of $120,000.

The respondent then sought review of the Magistrate's decision pursuant to s.86 of the Service

and Execution of Process Act 1992 (Cth) and, on the hearing of that review, a Supreme Court Judge

found the warrant to be invalid and revoked the Magistrate's orders. It is from his Honour's judgment

that the appellant appeals.

The argument below and before this Court concerns the interpretation and application to this

case of s.27 of the Magistrates Court Act 1989 (Vic) and ss.80A and 82 of the Crimes Act 1958

(Vic). Those sections are relevantly in the following terms:

"27 (1) A charge must describe the offence which the defendant is alleged to have committed and a description of an offence in the words of the Act or subordinate instrument creating it, or in similar words, is sufficient.

(2) A charge must identify the provision of the Act or subordinate instrument

(if any) that creates the offence which the defendant is alleged to have committed.

... "

"80A (1) If -

(a)

a person does, or omits to do, an act or thing referred to in ss.81-87 (both inclusive) outside, or partly outside, Victoria; and

(b)

there is a real and substantial link within the meaning of sub-s.(2) between doing, or omitting to do, the act or thing and Victoria -

those sections apply to the act or thing or the omission as if it had been done, or

omitted to be done wholly within Victoria.

(2) For the purposes of sub-s.(1), there is a real and substantial link with

Victoria -

(a) if a significant part of the conduct relating to, or constituting the doing of the act or thing, or the omission, occurred in Victoria; or
(b) where the act or thing was done, or the omission occurred, wholly outside Victoria, if the act or thing was done, or omitted to be done, with the intention that substantial harmful effects arise in Victoria and such effects did arise."

"82 (1) A person who by any deception dishonestly obtains for himself or another any financial advantage is guilty of an indictable offence and liable to level 5 imprisonment.

... "

The argument for invalidity of the warrant, accepted by the learned Judge below, relied on

s.80A and a concession by the appellant that the respondent was at no relevant time in Victoria. His

Honour thought that that concession meant that "it is inevitable that the prosecution must rely on s.80A".

He concluded that, because it was necessary to rely on s.80A, s.27 required it, and the factual matters

to be proved under it, to be identified in the charge; and that the failure to do that rendered the warrant

invalid.

Before this Court it was common ground that, s.80A aside, the respondent could have been a

party to the offence charged notwithstanding his absence from Victoria at all relevant times; he could

have made the false representation in Melbourne by means of an agent, perhaps one of the other

defendants.

The charge alleges the obtaining of a financial advantage by a deception, a false representation, made in Melbourne. It does not allege as the deceptive act, or as part of the deceptive act, the making of the valuation report; rather it is the representation of that valuation report, in Melbourne, as a good

and genuine valuation report establishing the fair market value of a property. It does not therefore, in

my view, rely on s.80A. That section relevantly envisages the deceptive act, or part of the deceptive

act occurring outside Victoria; for example, the furnishing of a false valuation to a person in Queensland

with the intention that he or she should be defrauded of money in Victoria where that occurred. In that

case s.82 would apply as if the false valuation had been furnished in Victoria. But that is not this case.

The result in my view is that the charge is adequate to describe an offence committed by the

respondent in Melbourne notwithstanding his presence at all relevant times in Queensland. In

consequence the warrant in my view is not invalid and the orders made by the learned Magistrate were

correctly made. It is true that, before this Court, the appellant was not prepared to abandon reliance

on s.80A. However whether the prosecution may rely on s.80A is not, in my view a question which

arises on this appeal. It is sufficient for present purposes that, consistently with the concession made,

there is a properly constituted charge describing an offence which the respondent is alleged to have

committed in Melbourne.

I would allow the appeal. I agree with the orders proposed by the President.

IN THE COURT OF APPEAL

SUPREME COURT OF QUEENSLAND Appeal No. 2061 of 1996
Brisbane
Before Fitzgerald P.

Davies J.A. Demack J.

[O’Sullivan v. Verebes]

BETWEEN:

JAMES PATRICK O’SULLIVAN

(Respondent) Appellant

AND:

TIBOR JENO VEREBES

(Applicant) Respondent

REASONS FOR JUDGMENT - DEMACK J.

Judgment delivered 11/10/1996

I agree with the reasons for judgment of the other members of the Court.

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