National Health Act 1953 Rules under subsection 99AAA(8) (No. PB 15 of 2004) (Cth)
COMMONWEALTH OF AUSTRALIA
National Health Act 1953
PHARMACEUTICAL BENEFITS
RULES UNDER SUBSECTION 99AAA(8)
No. PB 15 of 2004
I, ALLAN RENNIE, Assistant Secretary, Pharmaceutical Access and Quality Branch, Department of Health and Ageing and Delegate of the Minister for Health and Ageing, pursuant to subsection 99AAA(8) of the National Health Act 1953, hereby make the following Rules:
Preliminary
1. (a) These Rules commence on 15 September 2004.
(b) Rules No. PB 8 of 2002 under subsection 99AAA(8) of the National Health Act 1953 made on 22 April 2002 with effect from 1 May 2002, as amended, are repealed.
Definitions
2. In these Rules, unless the contrary intention appears:
(a) a word or expression shall be taken to have the same meaning as in Part VII of the Act;
(b) “Act” means the National Health Act 1953;
“A section” means:
(i) in respect of an authority prescription, a repeat authorisation, a deferred supply authorisation or a doctor’s bag form - the section of the form upon which the prescription is written that is provided for the purpose of recording the information required in the provision in these Rules in which the expression occurs; and
(ii) in respect of a prescription other than a prescription specified in paragraph (a) - the section of the stamp format marked “A” appearing on the prescription;
“authority prescription” means a prescription written on an authority pursuant to regulation 13 of the Regulations, subparagraph 14(d) of the declaration under subsection 85(2) of the Act or subparagraph 11(d) of the determinations under sections 85, 85A and 88 of the Act;
“Commission” means the Health Insurance Commission established by the Health Insurance Commission Act 1973;
“deferred supply authorisation” means a deferred supply authorisation prepared under regulation 26A of the Regulations upon which a pharmaceutical benefit has been supplied;
“diskette” means a computer diskette used to record data and programs for use on a computer system where the diskette is compatible with the MS-DOS operating system and where, unless otherwise agreed with the Commission, the format of the diskette is one of the formats listed in the following table:
Capacity Physical Disk Size Compatibility
720 kilobytes 3.5 inches IBM
1.44 megabytes 3.5 inches IBM
“diskette claim” means a claim by means of a computer file named PBPCTS.DSK recorded on a diskette forwarded to the office of the Commission to which the claim, pursuant to rule 3, is furnished;
“doctor’s bag form” means an order form for the purpose of regulation 16 of the Regulations or a notification form for the purpose of regulation 18A of the Regulations;
“exceptional prescription” means a prescription for an extemporaneously-prepared pharmaceutical benefit that is not a standard formulae preparation and for which the price of the ingredients calculated in accordance with paragraphs 21 to 24 of the determination made under paragraph 98B(1)(a) of the Act is not less than twice the amount calculated in accordance with paragraph 38 of that determination, excluding container price, dispensing fee and administration fee;
“extemporaneously-prepared pharmaceutical benefit” means a pharmaceutical benefit in respect of which there is not in force a determination under subsection 85(6) of the Act;
“Managing Director” means the Managing Director of the Commission;
“online claim” means a claim by means of:
(a) a modem transmission to the Central Office of the Commission using a computer program supplied by the Commission; and
(b) a computer file transmitted to the Central Office of the Commission by means of a telecommunications provider or electronic mail, using a computer encryption program supplied by the Commission.
“prescriber” means the medical practitioner or participating dental practitioner who wrote or prepared the prescription;
“prescription” includes an authority prescription, a repeat authorisation, a deferred supply authorisation and a doctor’s bag form;
“prescription record” means:
(a) each item of information listed in Column 1 of Part 4 of Schedule 1 as described in Column 4 of Part 4 of that Schedule; or
(b) each item of information listed in Column 1 of Part 2 of Schedule 2 as described in Column 6 of Part 2 of that Schedule;
“Regulations” means the National Health (Pharmaceutical Benefits) Regulations 1960 made under the Act;
“repeat authorisation” means a repeat authorisation prepared under regulation 26 of the Regulations upon which a pharmaceutical benefit has been supplied;
“S section” means:
(i) in respect of an authority prescription, a repeat authorisation, a deferred supply authorisation or a doctor’s bag form, the section of the form upon which the prescription is written that is provided for the purpose of recording the information required in the provision in these Rules in which the expression occurs; and
(ii) in respect of a prescription other than a prescription specified in paragraph (a), the section of the stamp format marked “S” appearing on the prescription;
“stamp format” means the following format, whether made by stamp or otherwise and whether or not the lines are omitted:
S A
“standard formula preparation” means an extemporaneously-prepared pharmaceutical benefit that is listed in Schedule 5 to the determination in force under paragraph 98C(1)(b) of the Act.
Claims procedures
3. For the purposes of paragraph 99AAA(8)(a) of the Act, the procedures to be followed by an approved supplier in making a claim for payment in relation to the supply of pharmaceutical benefits are that:
(a) the claim shall be made on and in accordance with the form approved by the Managing Director; and
(b) except as provided in subparagraph (d), the claim shall be made in respect of pharmaceutical benefits supplied during a period not exceeding 35 days; and
(c) except as provided in subparagraph (d), the claim shall be furnished to an office of the Commission not more than 30 days after the last day of the period in respect of which the claim is made; and
(d) where the Managing Director is satisfied that an approved supplier was unable, through circumstances outside the approved supplier’s control, to comply with subparagraph (b) or (c), a claim may be made or furnished outside the requirements of those subparagraphs; and
(e) except as provided in subparagraph (f), a claim shall not be furnished to the Commission during the same calendar month as any previous claim; and
(f) notwithstanding subparagraph (e), a claim may be furnished to the Commission in the same calendar month as a previous claim in accordance with an arrangement between the approved supplier and the Managing Director in which the approved supplier has proposed that one or more additional claims be accepted in a calendar month and which the Managing Director, provided that he or she is satisfied that the arrangement will not impose additional administrative expenses on the Commission, has accepted; and
(g) the claim shall be furnished accompanied by the original prescriptions:
(i) upon the presentation of which the pharmaceutical benefits that are the subject of the claim were supplied; and
(ii) on each of which that is not an authority prescription, a repeat authorisation, a deferred supply authorisation or a doctor’s bag form, shall be marked a stamp format in the area on the extreme left of the prescription, horizontally aligned with the pharmaceutical benefit to which it relates in such a way as to avoid obliterating any other information on the prescription; and
(iii) on each of which shall be marked in the S section or S sections one or more serial numbers by the approved supplier, allotted in respect of each pharmaceutical benefit as follows:
(A) in respect of general benefit prescriptions — commencing at “1” in each claim and continuing consecutively in respect of that claim; and
(B) in respect of concessional benefit prescriptions and concession card prescriptions — commencing at “C1” in each claim and continuing consecutively in respect of that claim; and
(C) in respect of entitlement card prescriptions — commencing at “E1” in each claim and continuing consecutively in respect of that claim; and
(D) in respect of doctor’s bag forms — commencing at “1” in each claim and continuing consecutively in respect of that claim; and
(iv) on each of which that is an authority prescription or a repeat authorisation relating to an authority prescription shall be marked as a prefix to the serial number allocated under subparagraph (iii) the letter “A”; and
(v) on each of which that is a deferred supply authorisation shall be marked as a prefix to the serial number allocated under subparagraph (iii) the letter “D”; and
(vi) on each of which shall be marked in the A section or A sections:
(A) where the approved supplier has made an election pursuant to paragraph 39 of the determination made under paragraph 98B(1)(a) of the Act and the prescription is in respect of an extemporaneously‑prepared pharmaceutical benefit not included in the Standard Formulae List, the price calculated by the approved supplier in accordance with paragraph 20 of that Determination; or
(B) where the approved supplier has not made an election pursuant to paragraph 39 of the determination made under paragraph 98B(1)(a) of the Act and the prescription is an exceptional prescription, the price calculated by the approved supplier in accordance with paragraph 20 of that Determination; or
(C) where the prescription is in respect of extemporaneously‑prepared ear drops, eye drops or nasal instillations and the supply of the benefit in a glass bottle container is specified by the prescriber or considered necessary by the approved supplier, the words “glass bottle”;
except for those prescriptions that were not in the possession of the approved supplier for reasons which are, in the opinion of the Managing Director, outside the supplier’s reasonable control; and
(h) the claim shall be divided into four bundles in accordance with the categories set out in subsubparagraph (g) (iii), with the prescriptions in each bundle sorted into the order of the serial numbers allocated under that subparagraph with the least serial number at the top of each bundle.
Information requirements
4. For the purposes of paragraph 99AAA(8)(b) of the Act, the information to be given to the Secretary by an approved supplier in relation to the supply by the approved supplier of pharmaceutical benefits is:
(a) the name of the approved supplier; and
(b) the number allotted to the approved supplier under regulation 8A of the Regulations; and
(c) the address:
(i) where the approved supplier is an approved pharmacist — of the premises in respect of which the pharmacist is approved under section 90 of the Act; or
(ii) where the approved supplier is an approved medical practitioner — to which the medical practitioner would seek correspondence to be directed; or
(iii) where the approved supplier is an approved hospital authority — of the hospital; and
(d) in the case of a diskette claim – the prescription record.
Electronic claims procedures
5. For the purposes of paragraph 99AAA(8)(c) of the Act, the procedures to be followed by an approved supplier in providing information by electronic means to the Secretary in relation to the supply by the approved supplier of pharmaceutical benefits are that:
(a) the information provided in one provision of information shall not relate to more than one claim (in this rule referred to as the “relevant claim”) made in accordance with rule 3; and
(b) the information shall be provided in not more than 99 parts (in this rule referred to as “claim parts”); and
(c) the information shall be provided by means of either a diskette claim or an online claim; and
(d) the information in each claim part shall be provided in the form of a standard ASCII computer file that:
(i) complies with the applicable format requirements for diskette claims or online claims, as the case may be; and
(ii) is produced by a computer program that:
(A) does not allow the approved supplier to alter the description of the pharmaceutical benefit or its drug code (within the meaning of the Schedule to these Rules) within the program; and
(B) ensures that the prescription information entered into it is accurately transposed to the file; and
(C) ensures that the information recorded in the file in respect of each pharmaceutical benefit is in accordance with the Act and Regulations and all Determinations, Declarations and Rules made under the Act and Regulations as they applied at the time that the pharmaceutical benefit was supplied; and
(D) takes all reasonable precautions to ensure that information relating to the supply of a substance that was not, in the circumstances, a pharmaceutical benefit, or that was a pharmaceutical benefit but was supplied contrary to section 89 of the Act, is not included in the file.
Format requirements – diskette claims
6. For the purposes of paragraph 5(d)(i) of these Rules, the information in each diskette claim part shall be provided in the form of a standard ASCII computer file that:
(a) is divided into the following sections, in the following order:
(i) a single claim part header record consisting of the fields listed in column 1 of Part 1 of Schedule 1 to these Rules; and
(ii) a prescription record for each prescription being claimed, each consisting of the fields listed in column 1 of Part 4 of Schedule 1 to these Rules; and
(iii) a single claim part trailer record consisting of the fields listed in column 1 of Part 2 of Schedule 1 to these Rules; and
(iv) where the information in relation to the relevant claim is provided in one claim part, or in more than one claim part and the claim part is the final part in which the information will be provided, a single claim trailer record consisting of the fields listed in column 1 of Part 3 of Schedule 1 to these Rules;
where each field contains the information described opposite to the field in column 4 of that Part of that Schedule in the form so described, commencing at the position specified in column 2 of that Part of that Schedule opposite to the field and ending at the position specified in column 3 of that Part of that Schedule opposite to the field; or
(b) is divided into the following sections, in the following order:
(i) a single claim part header record consisting of the fields listed in column 1 of Part 1 of Schedule 2 to these Rules; and
(ii) a prescription record for each prescription being claimed, each consisting of the fields listed in column 1 of Part 2 of Schedule 2 to these Rules; and
(iii) a single claim part trailer record consisting of the fields listed in column 1 of Part 3 of Schedule 2 to these Rules; and
where each field contains the information described opposite to the field in column 6 of that Part of that Schedule in the form so described, commencing at the position specified in column 2 of that Part of that Schedule opposite to the field and ending at the position specified in column 3 of that Part of that Schedule opposite to the field.
Format requirements – online claims
7. For the purposes of paragraph 5(d)(i) of these Rules, the information in each online claim part shall be provided in the form of a standard ASCII computer file that complies with the format requirements in Schedule 3.
Manual claims procedures
8. For the purposes of paragraph 99AAA(8)(d) of the Act, the procedures to be followed by an approved supplier in providing information otherwise than by electronic means to the Secretary in relation to the supply by the approved supplier of pharmaceutical benefits are by forwarding a claim in accordance with rule 3.
Claim processing procedures
9. For the purposes of subparagraph 99AAA(8)(e)(i) of the Act, the procedures to be followed by the Commission, on behalf of the Secretary, in processing and determining a claim by an approved supplier for payment relating to the supply of pharmaceutical benefits, are to institute reasonable checks to satisfy itself that:
(a) the information provided by the approved supplier in respect of a claim accurately reflects the information recorded on the prescriptions submitted in support of the claim; and
(b) the approved supplier is entitled to be paid under the Act or Regulations an amount in respect of the claim.
Claim payment procedures
10. For the purposes of subparagraph 99AAA(8)(e)(ii) of the Act, the procedures to be followed by the Commission, on behalf of the Secretary, in making payments in respect of a claim by an approved supplier in relation to the supply of pharmaceutical benefits, are that:
(a) payment shall be made by an electronic funds transfer from the Commission’s bank to the account at a financial institution nominated in writing by the approved supplier; and
(b) a statement of account shall be forwarded to the approved supplier in respect of each claim for payment.
Dated this 30th day of August 2004.
ALLAN RENNIE
Assistant Secretary
Pharmaceutical Access and Quality Branch
Department of Health and Ageing
Delegate of the Minister for Health and Ageing
SCHEDULE 1: DISKETTE CLAIM FORMAT – VERSION 1
PART 1 — CLAIM PART HEADER RECORD
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Record Type | 1 | 1 | One byte alphabetic, value “H”, to identify this record as being a claim part header record; there will be one of these for each claim part |
| Claim Reference | 2 | 5 | Four bytes numeric, consisting of the last two digits of the year followed by the number of the claim submitted by the approved supplier during that calendar year |
| Approval Number | 6 | 11 | Six bytes alphanumeric, being the number allotted to the approved supplier under regulation 8A of the Regulations, and contained within the software in the approved supplier’s computer system |
| Claim Part Number | 12 | 13 | Two bytes numeric, values 01 to 99, representing the number of the claim part within the claim |
| Rest of Claim Part Header | 14 | 128 | One hundred and fifteen bytes of space |
PART 2 — CLAIM PART TRAILER RECORD
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Record Type | 1 | 1 | One byte alphabetic, value “T”, to identify this record as being a claim part trailer record; there will be one of these for each claim part |
| Claim Reference | 2 | 5 | Four bytes numeric, consisting of the last two digits of the year followed by the number of the claim submitted by the approved supplier during that calendar year |
| Approval Number | 6 | 11 | Six bytes alphanumeric, being the number allotted to the approved supplier under regulation 8A of the Regulations, and contained within the software in the approved supplier’s computer system |
| Number of Prescriptions | 12 | 16 | Five bytes numeric, right justified, zero filled, being the number of prescription records in this claim part |
| Rest of Claim Part Trailer | 17 | 128 | One hundred and twelve bytes of space |
PART 3 — CLAIM TRAILER RECORD
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Record Type | 1 | 1 | One byte alphabetic, value “Z” to identify this record as being a claim trailer record; there will be one of these for each claim part |
| Claim Reference | 2 | 5 | Four bytes numeric, consisting of the last two digits of the year followed by the number of the claim submitted by the approved supplier during that calendar year |
| Approval Number | 6 | 11 | Six bytes alphanumeric, being the number allotted to the approved supplier under regulation 8A of the Regulations, and contained within the software in the approved supplier’s computer system |
| Number of Parts | 12 | 13 | Two bytes numeric, values 01 to 99, being the total number of parts in the claim |
| Rest of Claim Trailer | 14 | 128 | One hundred and fifteen bytes of space |
PART 4 — PRESCRIPTION RECORD
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Record Type | 1 | 1 | One byte alphabetic, value “P”, to identify this record as being a prescription record; there will be one of these for each prescription |
| Card Issue Number | 2 | 2 | One byte numeric, being the tenth digit of the medicare number or special number that applies to the person for whose treatment the prescription was written |
| Individual’s Reference Number | 3 | 3 | One byte numeric, being the eleventh digit of the medicare number or special number that applies to the person for whom the prescription was written |
| First Two Digits of Hospital Provider Number | 4 | 5 | Two bytes numeric, being the second and third characters of the hospital provider number where the pharmaceutical benefit was supplied by a public hospital authority; otherwise “00” |
| Form Category | 6 | 6 | One byte numeric, using the following values: original prescription 1 repeat authorisation 2 original authority prescription 3 repeat authorisation relating to authority prescription 4 deferred supply authorisation 5 prescription written by a participating dental practitioner 6 doctor’s bag form 7 |
| Payment Category | 7 | 7 | One byte numeric, using the following values: general benefit 1 entitlement card 2 concessional benefit and concession card 3 doctor’s bag form 5 |
| Serial Number | 8 | 12 | Five bytes numeric, right justified, zero filled, marked upon the prescription in respect of the pharmaceutical benefit supplied by the approved supplier, that uniquely identifies that pharmaceutical benefit within the payment category, pursuant to subsubparagraph 3(g)(iii) of these Rules |
| Prescriber Number | 13 | 19 | Seven bytes numeric, right justified, zero filled, being the prescriber number of the prescribing medical practitioner or participating dental practitioner, issued by the Commission in pursuance of the function granted to it by paragraph 3C(a) of the Health Insurance Commission Regulations 1975, except in respect of a prescription that was written by a medical practitioner where that prescriber number was not available to the approved supplier at the time of the supply of the pharmaceutical benefit, in which case the field shall be zero filled |
| Date Prescribed | 20 | 25 | Six bytes numeric in the format DDMMYY to represent the date on which the prescription was written upon the presentation of which the pharmaceutical benefit was supplied, where DD may have values 01 to 31 (day of month), MM may have values 01 to 12 (month of year) and YY may have values 00 to 99 (last two digits of year) |
| Date Supplied | 26 | 31 | Six bytes numeric in the format DDMMYY to represent the date on which the pharmaceutical benefit was supplied, where DD may have values 01 to 31 (day of month), MM may have values 01 to 12 (month of year) and YY may have values 00 to 99 (last two digits of year) |
| Filler | 32 | 32 | One byte numeric, value “0” |
| Drug Code | 33 | 37 | Five bytes, four bytes numeric followed by one byte alphabetic check character, being the code for the pharmaceutical benefit that appears in the Schedule of Pharmaceutical Benefits published by the Department of Ageing |
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Brand | 38 | 39 | Two bytes alphabetic, being the manufacturer’s code that represents the brand of the pharmaceutical benefit in the determination made under subsection 85(6) of the Act, in the case of a prescription that identifies the pharmaceutical benefit by reference to a brand; or two spaces, in the case of a prescription that does not identify the pharmaceutical benefit by reference to a brand |
| Quantity | 40 | 44 | Five bytes numeric, right justified, zero filled, to represent the quantity supplied; must be the total quantity supplied where supply of the original prescription and the repeat or repeats is made at the one time pursuant to regulation 24 of the Regulations |
| Price | 45 | 50 | Six bytes numeric, right justified, zero filled, value in cents; for prescriptions priced by the approved supplier in accordance with an election pursuant to paragraph 39 of the determination made under paragraph 98B(1) a) of the Act or priced by the approved supplier as exceptional prescriptions |
| Pricing Election | 51 | 51 | One byte alphabetic; value “Y” where the approved supplier has made an election pursuant to paragraph 39 of the determination made under paragraph 98B(1)(a) of the Act; otherwise “N” |
| Number of Repeats | 52 | 53 | Two bytes numeric, right justified, zero filled; must be the number of repeats prescribed, subject to the maximum allowable, for original prescriptions, original authority prescriptions, repeat authorisations and deferred supply authorisations; must be the number of repeats that are required where supply of the original prescription and the repeat or repeats is made at the one time pursuant to regulation 24 of the Regulations |
| Number of Previous Supplies | 54 | 55 | Two bytes numeric, right justified, zero filled, to represent the number of times that the pharmaceutical benefit has previously been supplied; required for repeat authorisations, repeat authorisations relating to authority prescriptions and deferred supply authorisations; must be “00” for deferred supply authorisation |
| Regulation 24 | 56 | 56 | One byte alphabetic; value “Y” if supply of the original prescription and the repeat or repeats is made at the one time pursuant to regulation 24 of the Regulations; otherwise “N” |
| Check Character of Hospital Provider Number | 57 | 57 | One byte alphabetic, being the eighth character of the hospital provider number where the pharmaceutical benefit was supplied by a public hospital authority; otherwise blank |
| Glass Bottle | 58 | 58 | One byte alphabetic; value “Y” if, in a prescription for extemporaneously-prepared ear drops, eye drops or nasal instillations, a glass bottle is ordered by the prescriber or considered necessary by the approved supplier; otherwise “N” |
| Authority Number | 59 | 66 | Eight bytes numeric, right justified, zero filled; required for original authority prescriptions and repeat authorisations relating to authority prescriptions; being, in the case of an original authority prescription, the number preprinted on that form, or, in the case of a repeat authorisation relating to an authority prescription, the number preprinted on the original authority prescription form to which the repeat authorisation relates |
| Early Re-supply | 67 | 67 | One byte alphabetic; value “Y” if the pharmaceutical benefit was supplied pursuant to paragraph 25(3)(b) or (c) or (4)(b) or (c) of the Regulations; otherwise “N” or blank |
| Column 1 Field | Column 2 Start | Column 3 End | Column 4 Specifications for field |
| Entitlement Identifier | 68 | 78 | Eleven bytes alphanumeric, left justified, space filled; for concessional benefit prescriptions, the number of the Pensioner Concession Card, Health Care Card or Commonwealth Seniors Health Card that applies to the person for whom the prescription was written; for concession card prescriptions, the number of the Safety Net Concession Card that applies to the person for whom the prescription was written; for entitlement card prescriptions, the number of the Pharmaceutical Benefits Entitlement Card that applies to the person for whom the prescription was written; for general benefit prescriptions, blank |
| Medicare Number Stem | 79 | 87 | Nine bytes numeric, being the first nine digits of the medicare number or special number that applies to the person for whose treatment the prescription was written |
| Name Type | 88 | 88 | One byte alphabetic; value “D” |
| Surname | 89 | 112 | Twenty-four bytes alphabetic, left justified, blank filled; being the surname of the person for whom the prescription was written |
| Given Name | 113 | 124 | Twelve bytes alphabetic, left justified, blank filled; being the given name of the person for whom the prescription was written |
| Last Four Digits of Hospital Provider Number | 125 | 128 | Four bytes numeric, being the fourth to seventh characters of the hospital provider number where the pharmaceutical benefit was supplied by a public hospital authority; otherwise four blanks |
SCHEDULE 2: DISKETTE CLAIM FORMAT – VERSION 4.1, 2004
PART 1 — CLAIM PART HEADER RECORD
The Claim Header Record occurs for each claim submitted in the electronic message. It details the sequential number this claim represents for all the claims sent in by the client for the year, the client’s Regulation 8A approval number and the unique sequential number of this claim within the message.
| Column 1 | 2 | 3 | 4 | 5 | Column 6 |
| Field | Start | End | CH | Type | Description |
| Record type | 1 | 1 | 1 | A | One byte alphabetic, value 'H', to identify this record as being a claim header record. H = PBS CTS claim file header |
| HIC File Format Specification Version Number | 2 | 3 | 2 | N | Two bytes numeric that identifies the version of the file format specification so that formats can be introduced without impacting existing systems. |
| Approval number | 4 | 9 | 6 | A/N | Six bytes alpha/numeric, right justified, zero filled, being the approval number allotted to the approved pharmacist or approved medical practitioner under regulation 8A of the regulations, and contained within the software in the approved pharmacist's or approved medical practitioner's computer system. |
| Claim Period Number | 10 | 13 | 4 | N | Four bytes numeric, consisting of the last 2 digits of the year followed by the number of the claim submitted by the approved pharmacist or approved medical practitioner during that calendar year. This number is given to the claim to identify the paperwork. |
| Claim reference | 14 | 17 | 4 | N | Four bytes numeric, values 01 to 9999, representing the number of claims within a claim period. |
| Pharmacy Software Name | 18 | 19 | 2 | A | Identifies the pharmacy software system used to build the CTS file. This will allow for more efficient help desk support. Vendors will be advised of their code/s. |
| Pharmacy Software Version Number | 20 | 29 | 10 | A/N | Ten bytes alpha/numeric to help identify the version of pharmacy software used to build the CTS file. This will allow for more efficient help desk support. |
| Carriage return and line feed | N/a | N/a | N/a | N/a | End of record |
PART 2 — PRESCRIPTION RECORD
The Prescription Record contains information on the identification of the patient and details on the claimed services provided by the practitioner or pharmacist to the patient. The prescription record is not a fixed length. As changes are quite prevalent in PBS, the record length is to be variable to allow for any future changes.
The prescription record is as follows:
| Column 1 | 2 | 3 | 4 | 5 | Column 6 |
| Field | Start | End | CH | Type | Description |
| Record Type | 1 | 1 | 1 | A | One byte alphabetic, value 'P' upper case, to identify this record as being a prescription record; there will be one of these for each prescription. |
| Form Category | 2 | 2 | 1 | A/N | One byte numeric, using the following values: 1 = original 2 = repeat 3 = original authority 4 = repeat authorisation relating to an authority 5 = deferred supply authorisation 6 = prescription written by a participating dental practitioner 7 = doctor's bag order form 8 = DVA authority original form 9 = DVA authority repeat form |
| Payment Category | 3 | 3 | 1 | N | One byte numeric, batch category: 1 = general benefit 2 = PBS Safety net (free) 3 = concessional benefit 4 = repatriation 5 = doctor's bag order form |
| Unique Pharmacy Prescription Number | 4 | 23 | 20 | A/N | Twenty bytes alpha/numeric, right justified, space filled. This is a unique number allocated by the PDS and stays with that prescription throughout its lifecycle**. An individual prescription will only ever have one number allocated to it and that number will not be re-allocated to other prescriptions. |
| Serial Number | 24 | 28 | 5 | N | Five bytes numeric, right justified, zero filled. Allocated to the prescription by the approved pharmacists or approved medical practitioner that uniquely identifies that prescription within the payment category. |
| Hospital Provider Number | 29 | 36 | 8 | A/N | Eight bytes, the first seven numeric and the eighth alphabetic, being characters of the hospital provider number where the pharmaceutical benefit was supplied by a public hospital authority; otherwise space filled if not supplied by a public hospital authority. |
| Prescriber Id | 37 | 43 | 7 | A/N | Seven bytes alpha/numeric, right justified, space filled being the prescriber number of the prescribing medical or dental practitioner. |
| Date of Prescribing | 44 | 51 | 8 | N | Eight bytes numeric in the format DDMMCCYY to represent the date on which the prescription was prescribed, where DD may have values 01 to 31 (day of month), MM may have values 01 to 12 (month of year) and CCYY may have values 0000 to 9999. This field should not default to the current date however should default for DBOF. This field is mandatory. |
| Column 1 | 2 | 3 | 4 | 5 | Column 6 |
| Field | Start | End | CH | Type | Description |
| Date of Dispensing | 52 | 59 | 8 | N | Eight bytes numeric in the format DDMMCCYY to represent the date on which the prescription was dispensed, where DD may have values 01 to 31 (day of month), MM may have values 01 to 12 (month of year) and CCYY may have values 0000 to 9999. This field is mandatory. |
| Date of Supply | 60 | 67 | 8 | N | Eight bytes numeric in the format DDMMCCYY to represent the date on which the Pharmaceutical benefit was supplied, where DD may have values 01 to 31 (day of month), MM may have values 01 to 12 (month of year) and CCYY may have values 0000 to 9999. In the case of owing prescriptions, this field should be protected. This field is mandatory. |
| Patient Category | 68 | 68 | 1 | A/N | One byte alpha/numeric, identifies the patient category type: Valid values are: ‘H’ = paperless private hospital patient. ‘B’ = public hospital patient. ‘N’ = nursing home patient. ‘C’ = paperless public hospital patient. ‘0’ (zero) = community patient. Blank/space is an invalid value. |
| PBS/RPBS Item Code | 69 | 74 | 6 | A/N | Six bytes, right justified, zero filled, five bytes numeric followed by one byte alphabetic check character, being the code for the pharmaceutical benefit which appears in the Schedule of Pharmaceutical Benefits for Approved Pharmacists published by the Department of Health and Ageing. A zero code is to be used in the case of Repatriation items which are not included in the Schedule but have been prior approved by the Department of Veterans’ Affairs. |
| Brand | 75 | 76 | 2 | A | Two bytes alphabetic, being the manufacturer's code which represents the brand of the pharmaceutical benefit in the Determination made under sub-section 85(6) of the Act, in the case of a prescription which identifies the pharmaceutical benefit by reference to a brand; or two spaces, in the case of a prescription which does not identify the pharmaceutical benefit by reference to a brand. |
| Quantity | 77 | 81 | 5 | N | Five bytes numeric, right justified, zero filled, to represent the quantity supplied. The value must be the total quantity supplied where supply of the original prescription and the repeat(s) is made at the one time pursuant to Regulation 24 of the Regulations. A value must be present for all items. |
| Price | 82 | 88 | 7 | N | Seven bytes numeric, right justified, zero filled, value in cents; for prescriptions priced by the approved pharmacist or approved medical practitioner in accordance with an election pursuant to paragraph 37 of the Determination made under sub-section 98B(1) of the Act or priced by the approved pharmacist or approved medical practitioner as exceptional prescriptions or items that do not appear in the Schedules of PBS or RPBS Pharmaceutical Benefits and have been prior approved by the Department of Veterans’ Affairs must be priced. |
| Number of repeats | 89 | 90 | 2 | N | Two bytes numeric, right justified, zero filled; must be the number of repeats prescribed, subject to the maximum allowable, for original prescriptions, repeat authorisations, original authorities, authority repeats and deferred supply authorisations; must be the number of repeats which are required where supply of the original prescription and the repeat(s) is made at the one time pursuant to regulation 24 of the Regulations. |
| Column 1 | 2 | 3 | 4 | 5 | Column 6 |
| Field | Start | End | CH | Type | Description |
| *Original PBS Approval Number | 91 | 96 | 6 | A/N | Six bytes alpha/numeric, right justified, zero filled; this being the field printed on a repeat authorisation in the box “Original Prescription Details” that is the approval number allotted to the approved pharmacist or approved medical practitioner under regulation 8A of the regulations, that supplied the original prescription. If not present in PDS, value is null. |
| * Original Unique Pharmacy Prescription Number | 97 | 116 | 20 | A/N | Twenty bytes alpha/numeric, right justified, space filled. This is the field printed on a repeat authorisation in the box “Original Prescription Details” that is the unique pharmacy prescription number allocated by the approval that supplied the original prescription. If not present in PDS, value is null. |
| *Date of previous supply | 117 | 124 | 8 | N | Eight bytes, numeric, in the format DDMMCCYY; that is the date printed on a repeat authorisation in the box “Name and PBS Approval number of the pharmacist issuing this authorisation” (where it is called “Date this Authorisation Prepared”). If not present in PDS, value is null. |
| Previous Supplies | 125 | 126 | 2 | N | Two byte numeric field, right justified, zero filled. This field is required on all repeats, authority repeats and deferred supply forms. It is the number of times (including the original supply) that the item has been supplied prior to this supply. Should be '00' for all deferred supply forms. |
| Regulation 24 | 127 | 127 | 1 | A | One byte alphabetic, value 'Y' if supply of the original prescription and the repeat(s) is made at the one time pursuant to regulation 24 of the Regulations; otherwise 'N'. |
| Glass Bottle | 128 | 128 | 1 | A | One byte alphabetic, value 'Y' if, in a prescription for extemporaneously-prepared ear drops, eye drops or nasal instillations, a glass bottle is ordered by the prescriber or considered necessary by the approved pharmacist or approved medical practitioner; otherwise 'N'. |
| Authority Prescription Number | 129 | 136 | 8 | N | Numeric field, right justified, zero filled. This field is required for all authority and all authority repeat forms. It is the number that appears at the top right of the authority form and is transferred to the authority repeat form. |
| Authority Approval Number | 137 | 144 | 8 | A/N | For Future Use. To be sent to HIC space filled until required. Associated check digit routines/formats will be provided in the future. |
| Immediate Supply Necessary | 145 | 145 | 1 | A | One byte alphabetic field. Acceptable values for this field are; 'Y' 'N'. Where immediate supply was necessary the value will be 'Y' otherwise 'N' or blank. 'Y' indication does not remove the need for physical endorsement of the prescription. This field is required to identify prescriptions endorsed and supplied within the 4 and 20 day period (Reg 25). NB Blank/space is an invalid value. |
| Medicare Number | 146 | 156 | 11 | N | Eleven bytes numeric, being made up of the first nine digits of the Medicare card number (Medicare number stem). The tenth digit being the card issue number and the eleventh digit being the individuals reference number. The Medicare number can also be a special Medicare number which applies to the person for whose treatment the prescription was written. For RPBS prescriptions where an entitlement number is supplied or doctors’ bag order forms, this field is zero filled. |
| Entitlement id | 157 | 167 | 11 | A/N | For concessional benefit prescriptions, the entitlement number from the Health Care Card, Pensioner Concession Card, Repatriation Health Card (Specific Conditions), Repatriation Health Card (All Conditions), Commonwealth Seniors Health Card, Repatriation Pharmaceutical Benefits Card or PBS Safety Net Entitlement Card or PBS Safety Net Concessional Card which applies to the patient. For general benefit prescriptions or doctors’ bag order forms, this field is space filled. |
| Family name | 168 | 207 | 40 | A | Alphabetic field, left justified, blank filled; being the surname of the person for whom the prescription was written. This being the name on the Medicare card or equivalent DVA card. For doctors’ bag order forms this field is space filled. |
| Given name | 208 | 247 | 40 | A | Alphabetic field, left justified, blank filled; being the given name, or the first letter of that name, of the person for whom the prescription was written. This being the name on the Medicare card or equivalent DVA card. For doctors’ bag order forms this field is space filled. |
| Resubmission Flag | 248 | 248 | 1 | A | Alphabetic field, right justified; being a field which indicates that this prescription was rejected in a former claim and is being resubmitted for payment. Acceptable values for this field are; 'Y' or 'N', with ‘N’ being the default. |
| Pharmacy Processing Code | 249 | 250 | 2 | A/N | Alphanumeric field, right justified; being a field which indicates that the Pharmacy has reason to contest the response from HIC. These will be in the form of a processing code (supplied to pharmacy by HIC). The following are acceptable values: *** The pharmacy has sighted information showing that the consumer is a new customer to Centrelink, that day and is actually entitled to PBS at the concessional rate. |
| PBS Reference Number | 251 | 262 | 12 | A/N | Alpha/numeric field, right justified; being a number created by HIC when a pre-assessment was requested by pharmacy. This number will be used to honour pharmacy payment where entitlement details may have changed since the pre-assessment was completed only if the pre-assessment was supplied on the same day. |
| Carriage return and line feed | N/a | N/a | N/a | N/a | End of record |
* New or enhanced fields.
**Each script is treated as an individual i.e. for example an original and five repeats, each repeat is regarded as a new script for this purpose.
PART 3 – CLAIM TRAILER RECORD
This details the end of the claim reiterating the claim number for the year and listing the number of prescription records in the claim.
| Column 1 | 2 | 3 | 4 | 5 | 6 |
| Field | Start | End | CH | Type | Description |
| Record type | 1 | 1 | 1 | A | One byte alphabetic, value 'Z', to identify this record as being a claim trailer record. |
| Number of scripts | 2 | 6 | 5 | N | Five bytes numeric, values 00001 to 99999, being the total number of scripts in the claim. |
| Carriage return and line feed | N/a | N/a | N/a | N/a | End of record |
SCHEDULE 3 – ONLINE CLAIMING FORMATS
Part 1 - PBS Input elements Reconcilation Statement
(Note in the O/M/C/N column – O stands for ‘Optional – optionally supplied’, M stands for ‘Mandatory – always supplied’, C stands for ‘Conditional – dependent upon business condition or presence of another field’ and N stands for ‘No – never supplied’. M/C indicates that the field must be supplied if another field is supplied or a business condition is true. O/C indicates that the field may be supplied if another field is supplied or a business condition is true.)
| Element Name | Size | Type | O/M/C/N | Format / Validation | Description |
| approvalNumber | 6 | A | Preassessment : M Claiming : M | Use: Preassessment, Claiming Level: Header The pharmacy's unique approval number. | |
| authorityNumber | 8 | N | Preassessment : M/C Claiming : M/C | Use: Preassessment, Claiming Level: Prescription Record The authority number relating to the item, if applicable. | |
| brand | 2 | A | Preassessment : M/C Claiming : M/C | Should match the manufacturer's code if the prescription refers to an item by brand. | Use: Preassessment, Claiming Level: Prescription Record The manufacturer's code relating to the brand of the item. |
| claimPeriod | 4 | N | Preassessment : N Claiming : M | Use: Claiming Level: Header The number of the transmission part within the claim. | |
| claimPeriodNumber | 4 | A | Preassessment : N Claiming : M | Values : YYSQ where YY is the last two digits of the year, and SQ is the number indicating the number of the claim submitted this calendar year. If SQ <= 9, it should be prefixed with a 0. | Use: Claiming Level: Header Indicates the sequential and calendar year of the claim. |
| dateOfPrescribing | 8 | A | Preassessment : M Claiming : M | Values : Date represented in string format as DDMMCCYY. Should not default to the current date. | Use: Preassessment, Claiming Level: Prescription Record The date that the doctor wrote the prescription. |
| dateOfSupply | 8 | N | Preassessment : N Claiming : M | Values : | Use: Claiming Level: Prescription Record Date of supply of the medicine to the patient by the pharmacist. |
| entitlementID | 11 | A | Preassessment : M/C Claiming : M/C | Use: Preassessment, Claiming Level: Prescription Record Indicates the number of the Health Care Card, Pensioner Concession Card, Repatriation Health Card (Specific or All Conditions), Commonwealth Seniors Health Card, Repatriation Pharmaceutical Benefits Card or free Safety Net. | |
| ApprovalNum | 6 | A/N | Statement : M | Level: Header The Approved Supplier's approval number. If only the approval number is supplied, the oldest statement that has not been sent before for that approval number will be returned. If there are no outstanding statements for the approval number, a reason code will be returned. | |
| ClaimPeriodNum | 4 | N | Statement: O | Values : | Level: Header If the approval number and claim period number are supplied, a duplicate statement for the requested claim period number will be returned. If the statement does not exist for the claim period number, a reason code will be returned. |
Part 2 - PBS Input Elements
| Element Name | Size | Type | O/M/C/N | Format / Validation | Description |
| ApprovalNum | 6 | A/N | Preassessment : M Claiming : M Cancellation : M | Use: Preassessment, Claiming, Cancellation Level: Header The approved supplier's approval number. | |
| AuthorityApprovalNum | 8 | A/N | Preassessment : M/C Claiming : M/C Cancellation : N | THIS FIELD IS FOR FUTURE USE. | Use : Preassessment, Claiming Level : Prescription Record The authority number allocated by HIC and given to the prescriber, if applicable. |
| AuthorityPrescriptionNum | 8 | N | Preassessment : M/C Claiming : M/C Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record The authority number relating to the item, if applicable. Required if the item is prescribed under an authority number. This is the number that appears on the top right of the authority prescription form and is transferred to the authority repeat form. | |
| Brand | 2 | A | Preassessment : O/C Claiming : O/C Cancellation : N | Constraints: Must match the published manufacturer's code. | Use: Preassessment, Claiming Level: Prescription Record The manufacturer's code relating to the brand of the item. |
| ClaimPeriodNum | 4 | N | Preassessment : N Claiming : M Cancellation : M | Values : YYSQ where YY is the last two digits of the year, and SQ is the number indicating the number of the claim submitted this calendar year. If SQ <= 9, it should be prefixed with a 0. | Use: Claiming, Cancellation Level: Header Indicates the sequential order and calendar year of the claim. |
| ClaimReference | 4 | N | Preassessment : N Claiming : M Cancellation : M | Values: Range of 0001 to 9999. | Use: Claiming, Cancellation Level: Header A sequential number generated for each claim submitted within a claim period. |
| DateOfDispensing | 8 | N | Preassessment : M Claiming : M Cancellation : N | Values : | Use : Preassessment, Claiming Level : Prescription Record The date on which the prescription was dispensed. |
| DateOfPrescribing | 8 | N | Preassessment : M Claiming : M Cancellation : N | Values : Constraints: | Use: Preassessment, Claiming Level: Prescription Record The date that the prescriber wrote the prescription. |
| DateOfPreviousSupply | 8 | N | Preassessment: O Claiming: O | Format: DDMMCCYY | Use: Preassessment, Claiming Level: Prescription Record This is the date printed on a repeat authorisation in the box “Name and PBS Approval number of the pharmacist issuing this authorisation” (where it is called “Date this Authorisation Prepared”). If not present in the PDS, do not specify the element. |
| DateOfSupply | 8 | N | Preassessment : N Claiming : M Cancellation : N | Values : Constraints: | Use: Claiming Level: Prescription Record The date on which the pharmaceutical benefit was supplied. |
| EntitlementId | 11 | A/N | Preassessment : M/C Claiming : M/C Cancellation : N | Values : Constraints: | Use: Preassessment, Claiming Level: Prescription Record Indicates the number of the Health Care Card, Pensioner Concession Card, Repatriation Health Card (Specific or All Conditions), Commonwealth Seniors Health Card, Repatriation Pharmaceutical Benefits Card, or free Safety Net Entitlement or Safety Net Concession card. |
| FamilyName | 40 | A | Preassessment : M/C Claiming : M/C Cancellation : N | Values: Constraints: | Use: Preassessment, Claiming Level: Prescription Record The surname of the person for whom the prescription was written sourced from Medicare card or equivalent DVA card. |
| FormCategory | 1 | A/N | Preassessment : M Claiming : M Cancellation : N | Values : | Use: Preassessment, Claiming Level: Prescription Record Identifies the prescription form type. |
| GivenName | 40 | A | Preassessment : M/C Claiming : M/C Cancellation : N | Values: Constraints: | Use: Preassessment, Claiming Level: Prescription Record The given name of the person for whom the prescription was written sourced from their Medicare card or equivalent DVA card. |
| GlassBottleInd | 1 | A | Preassessment : M Claiming : M Cancellation : N | Values: | Use: Preassessment, Claiming Level: Prescription Record Indicates whether or not a glass bottle is being claimed for the medicine. This is only applicable for the following extemporaneously prepared items: eye drops, ear drops and nasal instillations where the standard polythene container is not appropriate. |
| HospitalProviderNum | 8 | A/N | Preassessment : M/C Claiming : M/C Cancellation : N | Constraints: This field is only required if the benefit was supplied in an approved public hospital. | Use: Preassessment, Claiming Level: Prescription Record Provider number of the public hospital where the prescription originated. |
| ImmediateSupplyNecessaryInd | 1 | A | Preassessment : M Claiming : M Cancellation : N | Values: | Use: Preassessment, Claiming Level: Prescription Record Indicates that immediate supply was necessary as per regulation 25. |
| MedicareNum | 11 | N | Preassessment : M/C Claiming : M/C Cancellation : N | Constraints: | Use: Preassessment, Claiming Level: Prescription Record The Medicare card number (including card issue number and individual reference number) of the person for whom the prescription was written. |
| NumberOfRepeats | 2 | N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record Indicates the number of repeats ordered by the prescriber. Zero is an acceptable value for this field, if applicable. | |
| OriginalApprovalNum | 6 | A/N | Preassessment: O Claiming: O | Use: Preassessment, Claiming Level: Prescription Record This is the field printed on a repeat authorisation in the box “Original Prescription Details” that is the approval number allotted to the approved pharmacist or approved medical practitioner under regulation 8A of the regulations, that supplied the original prescription. If not present in the PDS, the value is null. | |
| OriginalUniquePharmacyPrescriptionNum | 20 | A/N | Preassessment: O Claiming: O | Use: Preassessment, Claiming Level: Prescription Record This is the field printed on a repeat authorisation in the box “Original Prescription Details” that is the unique pharmacy prescription number allocated by the approval that supplied the original prescription. If not present in the PDS, the value is null. | |
| PatientCategory | 1 | A/N | Preassessment : M Claiming : M Cancellation : N | Values : H = Private hospital patient (paperless) B = Public hospital patient N = Nursing home patient C = Paperless public hospital patient 0 (Zero) = Community patient | Use: Preassessment, Claiming Level: Prescription Record Identifies the patient category. |
| PaymentCategory | 1 | N | Preassessment : M Claiming : M Cancellation : N | Values : 1 = General benefit 2 = PBS Safety Net (free) 3 = Concessional benefit 4 = Repatriation 5 = Doctor's bag order form | Use: Preassessment, Claiming Level: Prescription Record Indicates the type of benefit and level of patient co-payment. |
| PbsItemCode | 6 | A/N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record Item code of the medication, which appears in the Schedule of Pharmaceutical Benefits. | |
| PbsReferenceNum | 12 | A/N | Preassessment : N Claiming : M/C Cancellation : M | Constraints: Not required at claiming if item has not been pre-assessed. | Use: Claiming, Cancellation Level: Prescription Record A number created by HIC when a pre-assessment was requested by pharmacy. |
| PharmacyProcessingCode | 2 | A/N | Preassessment : N Claiming : M Cancellation : N | Values : | Use : Claiming Level : Prescription Record Indicates that the approved supplier has reason to contest the response from HIC concerning the consumers’ concessional entitlement. ** The pharmacy has sighted information showing that the consumer is a new customer to Centrelink that day and is actually entitled to PBS at the concessional rate. |
| PrescriberId | 7 | A/N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record The prescriber number of the prescribing medical or dental practitioner. | |
| PreviousSupplies | 2 | N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record Number of times that this set of an original prescription and its repeats have already been supplied. Zero is an acceptable value for this field, if applicable. | |
| Price | 7 | N | Preassessment : M Claiming : M Cancellation : N | Values: Constraints: Where : 1. Pharmacy has elected to price all non-standard extemporaneously prepared items, or This field should contain the price of the item in cents. If none of these circumstances apply, this field should be set to 0 (zero). | Use: Preassessment, Claiming Level: Prescription Record The price of the item. |
| Quantity | 5 | N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record Quantity of the item supplied. For Regulation 24 this is the total quantity supplied (the original plus repeats). | |
| Regulation24Ind | 1 | A | Preassessment : M Claiming : M Cancellation : N | Values: | Use: Preassessment, Claiming Level: Prescription Record Indicates whether the supply of the original prescription and repeat(s) is made at one time pursuant to Regulation 24. |
| ResubmissionInd | 1 | A | Preassessment : N Claiming : M Cancellation : N | Values: | Use: Claiming Level: Prescription Record Indicates whether this prescription was previously rejected in another claim and is being resubmitted. |
| SerialNum | 5 | N | Preassessment : M Claiming : M Cancellation : N | Use: Preassessment, Claiming Level: Prescription Record The serial number must start at 1 for each payment category within a claim period and run sequentially within that claim period. | |
| UniquePharmacyPrescriptionNum | 20 | A/N | Preassessment : M Claiming : M Cancellation : M | Use : Preassessment, Claiming, Cancellation Level : Prescription Record This is a unique number allocated by the PDS and stays with that prescription throughout its lifecycle. An individual prescription will only ever have one number allocated to it and that number will not be re-allocated to other prescriptions. Note: The UniquePharmacyPrescription |
Part 3 - PBS Output Elements – PBS Reconciliation Statement
(Note that in the Y/N/P column – Y stands for ‘Yes – Always present’, N stands for ‘No – Never present’, P stands for ‘Potentially – may be present or null’)
| Element Name | Size | Type | Y/N/P | Format / Validation | Description |
| AdjustedPrice | 9 | N | Statement: P | Only returned if the prescription was adjusted after the statement for the claim period was generated. | Level: Prescription Record The difference between the rebate amount for the original prescription and each of its adjustments (ie what is paid in total to the approved supplier after adjustment). |
| ApprovalNum | 6 | A/N | Statement: Y | ASN for Doctors: D alpha(state based) NNN alpha(check digit) ASN for Hospitals: H alpha(state based) NNN alpha (check digit) ASN for Pharmacies: NNNNN alpha (check digit) | Level: Header The Approved Supplier's approval number. |
| Brand | 2 | A | Statement: P | This is returned as space-filled if item is prescribed generically. Will match the manufacturer's code if the prescription refers to an item by brand. | Level: Prescription Record The manufacturer’s code relating to the brand of the item. NB: Returned as supplied or as translated during processing. |
| ClaimPeriodNum | 4 | N | Statement: Y | Values: YYSQ where YY is the last two digits of the year, and SQ is the number indicating the number of the claim submitted this calendar year. If SQ <= 9, it should be prefixed with a 0. | Level: Header and Prescription Record Indicates the calendar year and sequential order of the claim period within that year. |
| ClaimReference | 4 | N | Statement: Y | Range of 0001 to 9999. | Level: Prescription Record A sequential number generated for each claim transaction submitted within a claim period. This number is generated and sent by the Approved Supplier's software. NB: Each claim transaction may consist of one or more prescriptions. |
| CorrectedMedicareNum | 11 | N | Statement: P | This field will only be populated where the prescription is payable and a relevant reason code has been issued and under conditions where it is possible to determine and return a correct Medicare number. | Level: Prescription Record Corrected Medicare number as supplied by HIC to Approved Supplier. Can be used to update customer profile. |
| DateOfPreparation | 8 | N | Statement: Y | Date represented in numeric format as DDMMCCYY. | Level : Header Date that the response was prepared (Canberra time). |
| DispensedPrice | 9 | N | Statement: P | Will be null if prescription was rejected, cancelled or pended. The amount will padded with leading zeros to meet the length requirement. | Level: Prescription Record The dispensed price (stored in cents) of the medication including any patient contribution, but excluding brand price premiums and therapeutic group premiums. |
| EntitlementIdNotificationEndDate | 8 | N | Statement: P | DDMMCCYY This field will only be populated where the prescription is payable and a concession reason code has been issued and a notification end date is appropriate. | Level: Prescription Record A notification date is set when an entitlement number is first given the relevant reason code. Supply after this date using this entitlement number may result in a rejection. Returned for a 'timed warning' only. If rejected after a timed warning, the date will continue to be returned. |
| FamilyName | 40 | A | Statement: P | This field is not retuned for Doctor's Bag Order Forms of for a pended prescription. | Level : Prescription Record The surname of the person for whom the prescription was written as supplied by the Approved Supplier. |
| GivenName | 40 | A | Statement: P | This field is not retuned for Doctor's Bag Order Forms of for a pended prescription. | Level : Prescription Record The given name of the person for whom the prescription was written as supplied by the Approved Supplier. |
| HicStatementVersion | 2 | N | Statement: Y | Value = 01 | Level: Header 2-digit identifier that identifies the version of the statement format. The version number will increase for subsequent releases. |
| InformationWarningErrorCode1 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or reject code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode10 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode2 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode3 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode4 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode5 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode6 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode7 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode8 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| InformationWarningErrorCode9 | 5 | A/N | Statement: P | Values: Constraints: | Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. The format of the InformationWarningErrorCode1 includes the reason type, a space, and the reason code. |
| MedicareNumberNotificationEndDate | 8 | N | Statement: P | DDMMCCYY This field will only be populated where where the prescription is payable and a Medicare reason code has been issued and a notification end date is appropriate. | Level: Prescription Record A notification date is set when a Medicare number is first given the relevant reason code. Supply after this date using this Medicare number may result in a rejection. Returned for a 'timed warning' only. If rejected after a timed warning, the date will continue to be returned. |
| MedicareNumberValidToDate | 8 | N | Statement: P | DDMMCCYY This field will only be populated where a corrected Medicare number is returned. | Level: Prescription Record The absolute end date for a corrected Medicare card. Can be used to update customer profile. |
| NetPrice | 9 | N | Statement: P | Will be null if prescription was rejected, cancelled or pended. The amount will be padded with leading zeros to meet the length requirement | Level: Prescription Record The PBS rebate to the Approved Supplier in cents. This price excludes any patient contribution, brand price premiums and therapeutic group premiums. (ie. it is the 'dispensed price' – 'relevant patient contribution'). |
| PaymentCategory | 1 | N | Statement: Y | 0 = invalid category 1 = general benefit 2 = entitled (free) 3 = concessional benefit 4 = repatriation 5 = doctor's bag order form | Level: Prescription Record Payment category in which the prescription was claimed. Secondary prescription identifier used in conjunction with the serial number. |
| PBSPaymentID | 12 | N | Statement: Y | Level: Prescription Record A unique payment identifier generated by HIC’s Claim Processing System which is used to uniquely identify the payment transaction. | |
| PBSItemCode | 6 | A/N | Statement: P | 01234A Zeros for non-scheduled repatriation items. | Level: Prescription Record Item code as published in the Schedule of Pharmaceutical Benefits. NB: Returned as supplied or as translated during processing. |
| PBSReferenceNum | 12 | N | Statement: Y | Level: Prescription Record HIC unique number. | |
| SerialNum | 5 | N | Statement: Y | 5-character numeric padded with leading zeros if actual serial number is shorter than five digits. | Level: Prescription Record Generated by the Approved Supplier’s PDS. The serial number supplied by the Approved Supplier must start at 1 for each payment category within a claim period and run sequentially within that claim period. Secondary prescription identifier used in conjunction with the payment category. NB: The Payment Category and Serial Number fields are used to group the prescriptions in the paper statement. |
| Result | 1 | A | Statement: Y | STATEMENT A = adjustment P = payment requested X = prescription cancelled R = Rejected | Level: Prescription Record Indicates the status of a prescription after processing. |
| TimeOfPreparation | 6 | A/N | Statement: Y | Time (24-hour) represented in string format as HHMMSS. | Level: Header Time that the response was prepared (Canberra time). |
| TotalConcessionalBenefitPrescriptions | 5 | N | Statement: Y | The amount will be padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalConcessional BenefitRebate | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalDoctorsBag BenefitPrescriptions | 5 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalDoctorsBagBenefitRebate | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalEntitledBenefitRebate | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalEntitledBenefitPrescriptions | 5 | N | Statement: Y | The amount will be padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalGeneralBenefitPrescriptions | 5 | N | Statement: Y | The amount will be padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalGeneralBenefitRebate | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalNumberPrescriptions | 5 | N | Statement: Y | Level: Summary Record Number of individual prescription reconciliation records in this statement. Note: The total number of prescriptions for a statement will be returned. Some scripts could be for different pay periods, for example: adjustments. | |
| TotalRebates | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record Total value (Net Price) of PBS rebates paid for this statement. This total does not include GST components for the DBOF payment category. |
| TotalRepatriationBenefitPrescriptions | 5 | N | Statement: Y | The amount will be padded with leading zeros to meet the length requirement. | Level: Summary Record |
| TotalRepatriationBenefitRebate | 11 | N | Statement: Y | The amount will be represented in cents and padded with leading zeros to meet the length requirement. | Level: Summary Record |
| UniquePharmacyPrescriptionNum | 20 | A/N | Statement: Y | Level : Prescription Record This is a unique number allocated by the Approved Supplier’s PDS. An individual prescription will only ever have one number allocated to it and that number will not be re-allocated to other prescriptions. |
Part 4 - PBS Output Elements
(Note that in the Y/N/P column – Y stands for ‘Yes – Always present’, N stands for ‘No – Never present’, P stands for ‘Potentially – may be present or null’)
| Element Name | Size | Type | Y/N/P | Format / Validation | Description |
| ApprovalNum | 6 | A/N | Preassessment : Y Claiming : Y Cancellation : Y | Use: Preassessment, Claiming, Cancellation Level: Header The approved supplier’s unique approval number. | |
| Brand | 2 | A | Preassessment : P Claiming : P Cancellation : N | Values: This is returned as space-filled if item is prescribed generically. | Use: Preassessment, Claiming Level: Prescription Record The manufacturer's code relating to the brand of the item. |
| ClaimPeriodNum | 4 | N | Preassessment : N Claiming : Y Cancellation : Y | Values: YYSQ where YY is the last two digits of the year, and SQ is the number indicating the number of the claim submitted this calendar year. If SQ <= 9, it should be prefixed with a 0. | Use: Claiming, Cancellation Level: Header Indicates the calendar year and sequential order of the claim period. |
| ClaimReference | 4 | N | Preassessment : N Claiming : Y Cancellation : Y | Values: Range of 0001 to 9999. | Use: Claiming, Cancellation Level: Header A sequential number generated for each claim submitted within a claim period. |
| CorrectedMedicareNum | 11 | N | Preassessment : P Claiming : P Cancellation : N | Constraints: Will be null if not applicable. | Use: Preassessment, Claiming Level: Prescription Record Corrected Medicare number as supplied by HIC to the Approved Supplier. This field will only be populated where a relevant reason code has been issued and under conditions where it is possible to determine and return a corrected Medicare number. |
| DateOfPreparation | 8 | N | Preassessment : Y Claiming : Y Cancellation : Y | Values: Date represented in numeric format as DDMMCCYY. | Use: Preassessment, Claiming, Cancellation Level : Header Date that the response was prepared (Canberra time). |
| DispensedPrice | 9 | N | Preassessment : P Claiming : P Cancellation : N | Values: Constraints: Will be null if not applicable. | Use: Preassessment, Claiming Level: Prescription Record The dispensed price (in cents) of the medication including any patient contribution, but excluding brand price premiums and therapeutic group premiums. |
| EntitlementIdNotificationEndDate | 8 | N | Preassessment : P Claiming : P Cancellation : N | Values: Constraints: | Use: Claiming Level: Prescription Record A notification date is set when an entitlement number is first given a reason code. Supply after this date using this entitlement number will result in a rejection. If rejected after a timed warning, a date will continue to be returned. (Returned for ‘timed warning’ only) |
| InformationWarningErrorCode1 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or reject code relating to this item. The reason code will only be returned if it is flagged to be returned to Approved Supplier |
| InformationWarningErrorCode10 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode2 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode3 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode4 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode5 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode6 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode7 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode8 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| InformationWarningErrorCode9 | 5 | A/N | Preassessment : P Claiming : P Cancellation : P | Values: Constraints: | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Indicates the presence of a warning, information or error code relating to this item. |
| PbsItemCode | 6 | A/N | Preassessment : P Claiming : P Cancellation : N | Values: Constraints: | Use: Preassessment, Claiming Level: Prescription Record Item code as published in the Schedule of Pharmaceutical Benefits. |
| MedicareNumberNotificationEndDate | 8 | N | Preassessment : P Claiming : P Cancellation : N | Values: Constraints : This field will only be populated where a Medicare reason code has been issued and an end date is appropriate. | Use: Claiming Level: Prescription Record A notification date is set when a Medicare number is first given the relevant reason code. Supply after this date using this Medicare number will result in a rejection. If rejected after a timed warning, a date will continue to be returned. (Returned for a ‘timed warning’ only) |
| MedicareNumberValidToDate | 8 | N | Preassessment : P Claiming : P Cancellation : N | Values: Constraints: | Use: Preassessment, Claiming Level: Prescription Record The absolute end date for a corrected Medicare card. This represents the last date for which the returned corrected Medicare number is valid. This field will only be populated where a corrected Medicare number is returned. |
| NetPrice | 9 | N | Preassessment : P Claiming : P Cancellation : N | The price of the item in cents. Constraints: | Use: Preassessment, Claiming Level: Prescription Record The PBS rebate to the Approved Supplier. This price excludes any patient contribution, brand price premiums and therapeutic group premiums. |
| PbsCancelNum | 12 | N | Preassessment : N Claiming : N Cancellation : Y | Use: Cancellation Level: Prescription Record Unique identifier created by the HIC when the prescription was cancelled. | |
| PbsReferenceNum | 12 | N | Preassessment : Y Claiming : Y Cancellation : Y | Use: Preassessment, Claiming, Cancellation Level: Prescription Record Unique identifier created by the HIC when the prescription was pre-assessed. | |
| Result | 1 | A | Preassessment : Y Claiming : Y Cancellation : Y | Values: CLAIM PRE-ASSESMENT CANCEL | Use : Preassessment, Claiming, Result Level : Prescription record This indicates the pre-assessment, claiming or cancellation result status of an item. |
| TimeOfPreparation | 6 | A/N | Preassessment : Y Claiming : Y Cancellation : Y | Values: Time (24-hour) represented in string format as HHMMSS. | Use : Preassessment, Claiming, Cancellation Level: Header Time that the response was prepared (Canberra time). |
| UniquePharmacyPrescriptionNum | 20 | A/N | Preassessment : Y Claiming : Y Cancellation : Y | Use : Preassessment, Claiming, Cancellation Level : Prescription Record This is a unique number allocated by the PDS and stays with that prescription throughout its lifecycle. An individual prescription will only ever have one number allocated to it and that number will not be re-allocated to other prescriptions. |
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